0001104659-20-086717.txt : 20200727
0001104659-20-086717.hdr.sgml : 20200727
20200727120743
ACCESSION NUMBER: 0001104659-20-086717
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20200723
FILED AS OF DATE: 20200727
DATE AS OF CHANGE: 20200727
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: Hartstein Philip
CENTRAL INDEX KEY: 0001579228
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-33304
FILM NUMBER: 201049576
MAIL ADDRESS:
STREET 1: C/O FINJAN HOLDINGS, INC.,
STREET 2: 2000 UNIVERSITY AVE, SUIT 600
CITY: PALO ALTO
STATE: CA
ZIP: 94303
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: FINJAN HOLDINGS, INC.
CENTRAL INDEX KEY: 0001366340
STANDARD INDUSTRIAL CLASSIFICATION: PATENT OWNERS & LESSORS [6794]
IRS NUMBER: 204075963
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
BUSINESS ADDRESS:
STREET 1: 2000 UNIVERSITY AVENUE
STREET 2: SUITE 600
CITY: EAST PALO ALTO
STATE: CA
ZIP: 94303
BUSINESS PHONE: (650) 282-3228
MAIL ADDRESS:
STREET 1: 2000 UNIVERSITY AVENUE
STREET 2: SUITE 600
CITY: EAST PALO ALTO
STATE: CA
ZIP: 94303
FORMER COMPANY:
FORMER CONFORMED NAME: Converted Organics Inc.
DATE OF NAME CHANGE: 20060616
4
1
a4.xml
4
X0306
4
2020-07-23
1
0001366340
FINJAN HOLDINGS, INC.
FNJN
0001579228
Hartstein Philip
C/O FINJAN HOLDINGS, INC.
2000 UNIVERSITYAVE, SUITE 600
EAST PALO ALTO
CA
94303
0
1
0
0
President & CEO
Common Stock
2020-07-23
4
U
0
60250
1.55
D
0
D
Stock Option (right to buy)
1.20
2020-07-24
4
D
0
50000
0.35
D
2026-05-04
Common Stock
50000
0
D
Restricted Stock Units
0.00
2020-07-24
4
D
0
200000
1.55
D
Common Stock
200000
0
D
Pursuant to the Agreement and Plan of Merger (the "Merger Agreement") by and among Finjan Holdings, Inc., CFIP Goldfish Holdings LLC and CFIP Goldfish Merger Sub Inc., on June 24, 2020, CFIP Goldfish Merger Sub Inc. made an offer (the "Offer") to purchase each outstanding share of the Finjan Holdings, Inc.'s common stock for $1.55 per share, in cash, without interest and subject to applicable withholding. The shares shown on this line were tendered in the Offer.
Disposed of as a result of the merger pursuant to the Merger Agreement. At the effective time of the merger as contemplated in the Merger Agreement, each outstanding stock option and restricted stock unit became fully vested and was canceled and converted into the right to receive the merger consideration of $1.55 in cash (or, in the case of options, $1.55 in cash per share less the per share exercise price). Any options held by the reporting person with exercise prices equal to or greater than $1.55 per share were cancelled without the payment of any consideration therefor. The disposition of such options is not reported.
/s/ Philip Hartstein
2020-07-27