0001104659-20-086717.txt : 20200727 0001104659-20-086717.hdr.sgml : 20200727 20200727120743 ACCESSION NUMBER: 0001104659-20-086717 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20200723 FILED AS OF DATE: 20200727 DATE AS OF CHANGE: 20200727 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Hartstein Philip CENTRAL INDEX KEY: 0001579228 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-33304 FILM NUMBER: 201049576 MAIL ADDRESS: STREET 1: C/O FINJAN HOLDINGS, INC., STREET 2: 2000 UNIVERSITY AVE, SUIT 600 CITY: PALO ALTO STATE: CA ZIP: 94303 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: FINJAN HOLDINGS, INC. CENTRAL INDEX KEY: 0001366340 STANDARD INDUSTRIAL CLASSIFICATION: PATENT OWNERS & LESSORS [6794] IRS NUMBER: 204075963 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 2000 UNIVERSITY AVENUE STREET 2: SUITE 600 CITY: EAST PALO ALTO STATE: CA ZIP: 94303 BUSINESS PHONE: (650) 282-3228 MAIL ADDRESS: STREET 1: 2000 UNIVERSITY AVENUE STREET 2: SUITE 600 CITY: EAST PALO ALTO STATE: CA ZIP: 94303 FORMER COMPANY: FORMER CONFORMED NAME: Converted Organics Inc. DATE OF NAME CHANGE: 20060616 4 1 a4.xml 4 X0306 4 2020-07-23 1 0001366340 FINJAN HOLDINGS, INC. FNJN 0001579228 Hartstein Philip C/O FINJAN HOLDINGS, INC. 2000 UNIVERSITYAVE, SUITE 600 EAST PALO ALTO CA 94303 0 1 0 0 President & CEO Common Stock 2020-07-23 4 U 0 60250 1.55 D 0 D Stock Option (right to buy) 1.20 2020-07-24 4 D 0 50000 0.35 D 2026-05-04 Common Stock 50000 0 D Restricted Stock Units 0.00 2020-07-24 4 D 0 200000 1.55 D Common Stock 200000 0 D Pursuant to the Agreement and Plan of Merger (the "Merger Agreement") by and among Finjan Holdings, Inc., CFIP Goldfish Holdings LLC and CFIP Goldfish Merger Sub Inc., on June 24, 2020, CFIP Goldfish Merger Sub Inc. made an offer (the "Offer") to purchase each outstanding share of the Finjan Holdings, Inc.'s common stock for $1.55 per share, in cash, without interest and subject to applicable withholding. The shares shown on this line were tendered in the Offer. Disposed of as a result of the merger pursuant to the Merger Agreement. At the effective time of the merger as contemplated in the Merger Agreement, each outstanding stock option and restricted stock unit became fully vested and was canceled and converted into the right to receive the merger consideration of $1.55 in cash (or, in the case of options, $1.55 in cash per share less the per share exercise price). Any options held by the reporting person with exercise prices equal to or greater than $1.55 per share were cancelled without the payment of any consideration therefor. The disposition of such options is not reported. /s/ Philip Hartstein 2020-07-27