X0303 4 2010-04-06 0 0001354327 PGT, Inc. PGTI 0001366256 McCutcheon David B PGT, INC. 1070 TECHNOLOGY DRIVE NORTH VENICE FL 34275 0 1 0 0 V.P. - FL Operations Commons Stock, par value $0.01 per share 2010-04-06 4 D 0 24579 D 892351 D Employee Stock Option (right to buy) 2 2010-04-06 4 A 0 296690 A 2020-04-06 Common Stock, par value $0.01 per share 296690 296690 D Employee Stock Option (right to buy) 8.64 2010-04-06 4 D 0 72828 D 2014-01-29 Common Stock, par value $0.01 per share 72828 0 D Employee Stock Option (right to buy) 8.64 2010-04-06 4 D 0 26483 D 2015-07-12 Common Stock, par value $0.01 per share 26483 0 D (1) The reporting person agreed to the forfeiture of 24,579 shares of unvested restricted stock granted to him on January 21, 2009, and options granted to him on July 2, 2004 and July 12, 2005 in exchange for a new option having a lower exercise price. (2) The option grant was approved by the board of directors of PGT, Inc. (the "Company") under the PGT, Inc. Amended and Restated 2006 Equity Incentive Plan on March 18, 2010, subject to stockholder approval of the Amended and Restated 2006 Equity Incentive Plan. The Company's stockholders approved the Amended and Restated 2006 Equity Incentive Plan on April 6, 2010. (3) The option becomes exercisable in five equal installments beginning April 6, 2011. (4) 100% is presently exercisable. (5) 80% is currently exercisable, and 20% was scheduled to vet on July 12, 2010. /s/ David McCutcheon 2010-04-08