X0303 4 2010-04-06 0 0001354327 PGT, Inc. PGTI 0001366252 Hershberger Rodney PGT, INC. 1070 TECHNOLOGY DRIVE NORTH VENICE FL 34275 1 1 0 0 President and CEO Common Stock, par value $0.01 per share 2010-04-06 4 D 0 89679 D 754043 D Common Stock, par value $0.01 per share 1300 I By Son Employee Stock Option (right to buy) 2 2010-04-06 4 A 0 972026 A 2020-04-06 Common Stock, par value $0.01 per share 972026 972026 D Employee Stock Option (right to buy) 8.64 2010-04-06 4 D 0 86070 D 2014-01-29 Common Stock, par value $0.01 per share 86070 0 D Employee Stock Option (right to buy) 8.64 2010-04-06 4 D 0 66207 D 2015-07-12 Common Stock, par value $0.01 per share 66207 0 D (1) The reporting person agreed to the forfeiture of 89,679 shares of unvested restricted stock granted to him on January 21, 2009, and options granted to him on July 8, 2004 and July 12, 2005 in exchange for a new option having a lower exercise price. (2) The option grant was approved by the board of directors of PGT, Inc. (the "Company") under the PGT, Inc. Amended and Restated 2006 Equity Incentive Plan on March 18, 2010, subject to stockholder approval of the Amended and Restated 2006 Equity Incentive Plan. The Company's stockholders approved the Amended and Restated 2006 Equity Incentive Plan on April 6, 2010. (3) The option becomes exercisable in five equal installments beginning on April 6, 2011. (4) 100% is presently exercisable. (5) 80% is presently exercisable, and the remaining 20% was scheduled to vest on July 12, 2010. /s/ Rodney Hershberger 2010-04-08