0001214659-20-010558.txt : 20201218 0001214659-20-010558.hdr.sgml : 20201218 20201218203033 ACCESSION NUMBER: 0001214659-20-010558 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20201217 FILED AS OF DATE: 20201218 DATE AS OF CHANGE: 20201218 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Leichtner Scott CENTRAL INDEX KEY: 0001546410 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-33368 FILM NUMBER: 201402113 MAIL ADDRESS: STREET 1: C/O GLU MOBILE INC. STREET 2: 2207 BRIDGEPOINTE PARKWAY CITY: SAN MATEO STATE: CA ZIP: 94404 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: GLU MOBILE INC CENTRAL INDEX KEY: 0001366246 STANDARD INDUSTRIAL CLASSIFICATION: SERVICES-COMPUTER PROGRAMMING SERVICES [7371] IRS NUMBER: 000000000 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 875 HOWARD STREET, SUITE 100 CITY: SAN FRANCISCO STATE: CA ZIP: 94103 BUSINESS PHONE: 415-800-6100 MAIL ADDRESS: STREET 1: 875 HOWARD STREET, SUITE 100 CITY: SAN FRANCISCO STATE: CA ZIP: 94103 4 1 marketforms-50617.xml PRIMARY DOCUMENT X0306 4 2020-12-17 0001366246 GLU MOBILE INC GLUU 0001546410 Leichtner Scott C/O GLU MOBILE INC. 875 HOWARD STREET, SUITE 100 SAN FRANCISCO CA 94103 false true false false VP and General Counsel Common Stock 2020-12-17 4 M false 18568 0 A 230108 D Common Stock 2020-12-17 4 F false 9207 9.91 D 220901 D Restricted Stock Units 2020-12-17 4 M false 18568 0 A Common Stock 18568 55702 D Vesting of restricted stock units ("RSUs") granted to Mr. Leichtner on December 17, 2019. Exempt transaction pursuant to Section 16b-3(e) - payment of exercise price or tax liability by delivering or withholding securities incident to the receipt, exercise or vesting of a security issued in accordance with Rule 16b-3. All of the shares reported as disposed of in this Form 4 were relinquished by Mr. Leichtner and cancelled by Glu Mobile Inc. ("Glu") in exchange for Glu's agreement to pay federal and state tax withholding obligations of Mr. Leichtner resulting from the vesting of RSUs. Mr. Leichtner did not sell or otherwise dispose of any of the shares reported on this Form 4 for any reason other than to cover required taxes. Each RSU represents a contingent right to receive one share of Glu common stock. The RSU vested as to 25% of the total number of shares subject to the RSU on December 17, 2020, with 4.166% of the underlying shares vesting on February 15, 2021, an additional 6.25% of the underlying shares vesting in each of the following 11 quarters on the same day of each third month (e.g., the first such quarterly vesting date will be May 15, 2021, the next quarterly vesting date will be August 15, 2021, etc.), with the final 2.0833% of the underlying shares vesting on February 15, 2024; provided, however, that if any portion of the RSU vests on a date that is a nontrading day on The Nasdaq Stock Market, then the RSU will vest on the next trading day. /s/ Scott J. Leichtner 2020-12-18