0001214659-20-010555.txt : 20201218
0001214659-20-010555.hdr.sgml : 20201218
20201218203022
ACCESSION NUMBER: 0001214659-20-010555
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20201217
FILED AS OF DATE: 20201218
DATE AS OF CHANGE: 20201218
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: Ludwig Eric R
CENTRAL INDEX KEY: 0001392677
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-33368
FILM NUMBER: 201402110
MAIL ADDRESS:
STREET 1: CO GLU MOBILE INC
STREET 2: 1800 GATEWAY DRIVE
CITY: SAN MATEO
STATE: CA
ZIP: 94404
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: GLU MOBILE INC
CENTRAL INDEX KEY: 0001366246
STANDARD INDUSTRIAL CLASSIFICATION: SERVICES-COMPUTER PROGRAMMING SERVICES [7371]
IRS NUMBER: 000000000
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
BUSINESS ADDRESS:
STREET 1: 875 HOWARD STREET, SUITE 100
CITY: SAN FRANCISCO
STATE: CA
ZIP: 94103
BUSINESS PHONE: 415-800-6100
MAIL ADDRESS:
STREET 1: 875 HOWARD STREET, SUITE 100
CITY: SAN FRANCISCO
STATE: CA
ZIP: 94103
4
1
marketforms-50618.xml
PRIMARY DOCUMENT
X0306
4
2020-12-17
0001366246
GLU MOBILE INC
GLUU
0001392677
Ludwig Eric R
C/O GLU MOBILE INC.
875 HOWARD STREET, SUITE 100
SAN FRANCISCO
CA
94103
false
true
false
false
EVP, COO and CFO
Common Stock
2020-12-17
4
M
false
51765
0
A
108765
D
Common Stock
2020-12-17
4
F
false
27928
9.91
D
80837
D
Common Stock
191013
I
Trust
Restricted Stock Units
2020-12-17
4
M
false
51765
0
A
Common Stock
51765
155291
D
Vesting of restricted stock units ("RSUs") granted to Mr. Ludwig on December 17, 2019.
Exempt transaction pursuant to Section 16b-3(e) - payment of exercise price or tax liability by delivering or withholding securities incident to the receipt, exercise or vesting of a security issued in accordance with Rule 16b-3. All of the shares reported as disposed of in this Form 4 were relinquished by Mr. Ludwig and cancelled by Glu Mobile Inc. ("Glu") in exchange for Glu's agreement to pay federal and state tax withholding obligations of Mr. Ludwig resulting from the vesting of RSUs. Mr. Ludwig did not sell or otherwise dispose of any of the shares reported on this Form 4 for any reason other than to cover required taxes.
These shares are held by the Ludwig McKillop Trust, of which the reporting person and his wife, Mary Elizabeth McKillop, are the co-trustees.
Each RSU represents a contingent right to receive one share of Glu common stock.
The RSU vested as to 25% of the total number of shares subject to the RSU on December 17, 2020, with 4.166% of the underlying shares vesting on February 15, 2021, an additional 6.25% of the underlying shares vesting in each of the following 11 quarters on the same day of each third month (e.g., the first such quarterly vesting date will be May 15, 2021, the next quarterly vesting date will be August 15, 2021, etc.), with the final 2.0833% of the underlying shares vesting on February 15, 2024; provided, however, that if any portion of the RSU vests on a date that is a nontrading day on The Nasdaq Stock Market, then the RSU will vest on the next trading day.
/s/ Eric R. Ludwig
2020-12-18