0001214659-20-005828.txt : 20200622 0001214659-20-005828.hdr.sgml : 20200622 20200622203016 ACCESSION NUMBER: 0001214659-20-005828 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20200618 FILED AS OF DATE: 20200622 DATE AS OF CHANGE: 20200622 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: de Masi Niccolo CENTRAL INDEX KEY: 0001480011 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-33368 FILM NUMBER: 20980108 MAIL ADDRESS: STREET 1: 500 HOWARD ST., SUITE 300 CITY: SAN FRANCISCO STATE: CA ZIP: 94105 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: GLU MOBILE INC CENTRAL INDEX KEY: 0001366246 STANDARD INDUSTRIAL CLASSIFICATION: SERVICES-COMPUTER PROGRAMMING SERVICES [7371] IRS NUMBER: 000000000 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 875 HOWARD STREET, SUITE 100 CITY: SAN FRANCISCO STATE: CA ZIP: 94103 BUSINESS PHONE: 415-800-6100 MAIL ADDRESS: STREET 1: 875 HOWARD STREET, SUITE 100 CITY: SAN FRANCISCO STATE: CA ZIP: 94103 4 1 marketforms-49110.xml PRIMARY DOCUMENT X0306 4 2020-06-18 0001366246 GLU MOBILE INC GLUU 0001480011 de Masi Niccolo C/O GLU MOBILE INC. 875 HOWARD STREET, SUITE 100 SAN FRANCISCO CA 94103 true false false false Common Stock 2020-06-18 4 M false 7345 9.00 A 824678 D Stock Options 9.00 2020-06-18 4 A false 24488 0 A 2030-06-17 Common Stock 24488 24488 D Restricted Stock Unit 2020-06-18 4 A false 12591 0 A Common Stock 12591 12591 D Stock Options 9.00 2020-06-18 4 A false 14285 0 A 2030-06-17 Common Stock 14285 14285 D Restricted Stock Unit 2020-06-18 4 A false 7345 0 A Common Stock 7345 7345 D Restricted Stock Unit 2020-06-18 4 M false 7345 0 D Common Stock 7345 0 D Vesting of restricted stock units (RSUs) granted to Mr. de Masi on June 18, 2020. The option is immediately exercisable and vests in full on the first to occur of (1) June 18, 2021 or (2) the date of the Glu Mobile Inc. 2021 Annual Meeting of Stockholders. Each RSU represents a contingent right to receive one share of Glu common stock. The RSU vests in full on the first to occur of (1) June 18, 2021 or (2) the date of the Glu Mobile Inc. 2021 Annual Meeting of Stockholders. The option is immediately exercisable and vested in full on June 18, 2020. The option was granted as compensation for Mr. de Masi's services as a director of the Company from November 2, 2019 when his Executive Chairman Agreement expired through the Company's 2020 Annual Meeting of Stockholders which occurred on June 18, 2020. The number of shares subject to the stock option was determined by prorating the stock option component of Mr. de Masi's annual equity award, and represents 7/12ths of the annual stock option award. The RSU vested in full on June 18, 2020. The RSUs were granted as compensation for Mr. de Masi's services as a director of the Company from November 2, 2019 when his Executive Chairman Agreement expired through the Company's 2020 Annual Meeting of Stockholders which occurred on June 18, 2020. The number of RSUs was determined by prorating the RSU component of Mr. de Masi's annual equity award, and represents 7/12ths of the annual RSU award. /s/ Niccolo M. de Masi 2020-06-22