0001179110-20-000792.txt : 20200124 0001179110-20-000792.hdr.sgml : 20200124 20200124203249 ACCESSION NUMBER: 0001179110-20-000792 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20200122 FILED AS OF DATE: 20200124 DATE AS OF CHANGE: 20200124 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Ludwig Eric R CENTRAL INDEX KEY: 0001392677 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-33368 FILM NUMBER: 20546911 MAIL ADDRESS: STREET 1: CO GLU MOBILE INC STREET 2: 1800 GATEWAY DRIVE CITY: SAN MATEO STATE: CA ZIP: 94404 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: GLU MOBILE INC CENTRAL INDEX KEY: 0001366246 STANDARD INDUSTRIAL CLASSIFICATION: SERVICES-COMPUTER PROGRAMMING SERVICES [7371] IRS NUMBER: 000000000 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 875 HOWARD STREET, SUITE 100 CITY: SAN FRANCISCO STATE: CA ZIP: 94103 BUSINESS PHONE: 415-800-6100 MAIL ADDRESS: STREET 1: 875 HOWARD STREET, SUITE 100 CITY: SAN FRANCISCO STATE: CA ZIP: 94103 4 1 edgar.xml FORM 4 - X0306 4 2020-01-22 0 0001366246 GLU MOBILE INC GLUU 0001392677 Ludwig Eric R C/O GLU MOBILE INC. 875 HOWARD STREET, SUITE 100 SAN FRANCISCO CA 94103 0 1 0 0 EVP, COO and CFO Common Stock 2020-01-22 4 M 0 68334 4.1 A 125334 D Common Stock 2020-01-22 4 G 0 68334 0 D 57000 D Common Stock 2020-01-22 4 G 0 68334 0 A 436027 I Trust Common Stock 2020-01-22 4 S 0 68334 6.5087 D 367693 I Trust Stock Option (right to buy) 4.1000 2020-01-22 4 M 0 68334 0 A 2020-10-14 Common Stock 68334 136666 D The transaction was effected pursuant to a trading plan designed to comply with Rule 10b5-1 of the Securities Exchange Act of 1934 (as amended) dated September 6, 2019. Represents a transfer of shares to the Ludwig McKillop Trust, of which the reporting person and his wife, Mary Elizabeth McKillop, are the co-trustees. These shares are held by the Ludwig McKillop Trust, of which the reporting person and his wife, Mary Elizabeth McKillop, are the co-trustees. Represents a weighted average price, as this transaction was executed in multiple trades at prices ranging from $6.50 to $6.54. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares purchased at each separate price. The option vested and became exercisable with respect to 25% of the shares on October 14, 2015, with the remaining shares vested and exercisable in equal monthly installments over the following three years. /s/ Eric R. Ludwig 2020-01-24