0001179110-19-013059.txt : 20191219 0001179110-19-013059.hdr.sgml : 20191219 20191219193001 ACCESSION NUMBER: 0001179110-19-013059 CONFORMED SUBMISSION TYPE: 3 PUBLIC DOCUMENT COUNT: 2 CONFORMED PERIOD OF REPORT: 20191217 FILED AS OF DATE: 20191219 DATE AS OF CHANGE: 20191219 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Hughes Becky Ann CENTRAL INDEX KEY: 0001797072 FILING VALUES: FORM TYPE: 3 SEC ACT: 1934 Act SEC FILE NUMBER: 001-33368 FILM NUMBER: 191297400 MAIL ADDRESS: STREET 1: GLU MOBILE INC. STREET 2: 875 HOWARD STREET, SUITE 100 CITY: SAN FRANCISCO STATE: CA ZIP: 94103 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: GLU MOBILE INC CENTRAL INDEX KEY: 0001366246 STANDARD INDUSTRIAL CLASSIFICATION: SERVICES-COMPUTER PROGRAMMING SERVICES [7371] IRS NUMBER: 000000000 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 875 HOWARD STREET, SUITE 100 CITY: SAN FRANCISCO STATE: CA ZIP: 94103 BUSINESS PHONE: 415-800-6100 MAIL ADDRESS: STREET 1: 875 HOWARD STREET, SUITE 100 CITY: SAN FRANCISCO STATE: CA ZIP: 94103 3 1 edgar.xml FORM 3 - X0206 3 2019-12-17 0 0001366246 GLU MOBILE INC GLUU 0001797072 Hughes Becky Ann C/O GLU MOBILE INC., 875 HOWARD STREET SUITE 100 SAN FRANCISCO CA 94103 0 1 0 0 Senior Vice President, Revenue Common Stock 20435 D Stock Option (right to buy) 2.13 2017-10-11 2026-10-10 Common Stock 22917 D Stock Option (right to buy) 3.59 2018-10-10 2027-10-09 Common Stock 132290 D Stock Option (right to buy) 3.59 2019-02-15 2027-10-09 Common Stock 129932 D Restricted Stock Units Common Stock 12500 D Restricted Stock Units Common Stock 25000 D The option vested and became exercisable with respect to 25% of the shares on October 11, 2017 with the remaining shares vesting and becoming exercisable in equal monthly installments over the following three years, such that the option will be fully vested on October 11, 2020. The option vested and became exercisable with respect to 25% of the shares on October 10, 2018 with the remaining shares vesting and becoming exercisable in equal monthly installments over the following three years, such that the option will be fully vested on October 10, 2021. The option vested and became exercisable with respect to 100% of the shares on February 15, 2019. The restricted stock units ("RSU") will vest in equal quarterly installments on February 15, 2020 and May 15, 2020; provided, however, that if any portion of the RSU vests on a date that is a non-trading day on The NASDAQ Stock Market, then the RSU will vest on the next trading day. The RSU will vest in equal quarterly installments on February 15, 2020, May 15, 2020, August 15, 2020 and November 15, 2020; provided, however, that if any portion of the RSU vests on a date that is a non-trading day on The NASDAQ Stock Market, then the RSU will vest on the next trading day. Each RSU represents a contingent right to receive one share of Glu Mobile Inc. common stock. /s/ Becky Ann Hughes 2019-12-19 EX-24 2 ex24hughes.txt POWER OF ATTORNEY FOR BECKY ANN HUGHES POWER OF ATTORNEY December 18, 2019 KNOW ALL BY THESE PRESENTS, that the undersigned hereby constitutes and appoints Scott Leichtner and Astrid Becker-Celik, and each of them, her true and lawful attorney-in-fact to: (1) execute for and on behalf of the undersigned, in the undersigned's capacity as a representative of Glu Mobile Inc. (the "Company"), any and all Form ID filings, Form 3, 4 or 5 reports required to be filed by the undersigned in accordance with Section 16(a) of the Securities Exchange Act of 1934, as amended (the "Exchange Act"), and the rules thereunder with respect to transactions in securities of the Company; (2) seek or obtain, as the undersigned's representative and on the undersigned's behalf, information on transactions in the Company's securities from any third party, including brokers, employee benefit plan administrators and trustees, and the undersigned hereby authorizes any such person to release any such information to each of the undersigned's attorneys-in-fact appointed by this Power of Attorney and approves and ratifies any such release of information; (3) do and perform any and all acts for and on behalf of the undersigned which may be necessary or desirable to complete and execute any such Form ID filings, Form 3, 4 or 5 report and timely file such form with the U.S. Securities and Exchange Commission and any stock exchange or similar authority; and (4) take any other action of any type whatsoever in connection with the foregoing which, in the opinion of such attorney-in-fact, may be of benefit to, in the best interest of, or legally required by, the undersigned, it being understood that the documents executed by such attorney-in-fact on behalf of the undersigned, pursuant to this Power of Attorney, shall be in such form and shall contain such terms and conditions as such attorney-in-fact may approve in his or her discretion. The undersigned hereby grants to each such attorney-in-fact full power and authority to do and perform each and every act and thing whatsoever requisite, necessary and proper to be done in the exercise of any of the rights and powers herein granted, as fully to all intents and purposes as the undersigned might or could do if personally present, with full power of substitution or revocation, hereby ratifying and confirming all that such attorney-in-fact, or his or her substitute or substitutes, shall lawfully do or cause to be done by virtue of this Power of Attorney and the rights and powers herein granted. The undersigned acknowledges that: (a) this Power of Attorney authorizes, but does not require, each such attorney-in-fact to act in their discretion on information provided to such attorney-in-fact without independent verification of such information; (b) any documents prepared and/or executed by either such attorney-in-fact on behalf of the undersigned pursuant to this Power of Attorney will be in such form and will contain such information and disclosure as such attorney-in-fact, in his or her discretion, deems necessary or desirable; (c) no such attorney-in-fact, in serving in such capacity at the request of the undersigned, is hereby assuming, nor is the Company hereby assuming, any of the undersigned's responsibilities to comply with Section 16 of the Exchange Act, including without limitation (i) any liability of the undersigned for any failure to comply with such requirements or (ii) any obligation or liability of the undersigned for profit disgorgement under Section 16(b) of the Exchange Act, and this Power of Attorney does not relieve the undersigned from responsibility for compliance with any such responsibilities, liabilities or obligations. The undersigned also agrees to indemnify and hold harmless the Company and each such attorney-in-fact against any losses, claims, damages or liabilities (or actions in these respects) that arise out of or are based upon any untrue statements or omission of necessary facts in the information provided by the undersigned to such attorney-in-fact for purposes of executing, acknowledging, delivering or filing Forms 3, 4 or 5 (including amendments thereto) and agrees to reimburse the Company and such attorney-in-fact for any legal or other expenses reasonably incurred in connection with investigating or defending against any such loss, claim, damage, liability or action. This Power of Attorney shall remain in full force and effect until the undersigned is no longer required to file Form 3, 4 or 5 reports with respect to the undersigned's holdings of and transactions in securities issued by the Company, unless earlier revoked by the undersigned in a signed writing delivered to the foregoing attorneys-in-fact. IN WITNESS WHEREOF, the undersigned has caused this Power of Attorney to be executed as of the date first written above. /s/ Becky Ann Hughes -------------------- Becky Ann Hughes