0001179110-19-013059.txt : 20191219
0001179110-19-013059.hdr.sgml : 20191219
20191219193001
ACCESSION NUMBER: 0001179110-19-013059
CONFORMED SUBMISSION TYPE: 3
PUBLIC DOCUMENT COUNT: 2
CONFORMED PERIOD OF REPORT: 20191217
FILED AS OF DATE: 20191219
DATE AS OF CHANGE: 20191219
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: Hughes Becky Ann
CENTRAL INDEX KEY: 0001797072
FILING VALUES:
FORM TYPE: 3
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-33368
FILM NUMBER: 191297400
MAIL ADDRESS:
STREET 1: GLU MOBILE INC.
STREET 2: 875 HOWARD STREET, SUITE 100
CITY: SAN FRANCISCO
STATE: CA
ZIP: 94103
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: GLU MOBILE INC
CENTRAL INDEX KEY: 0001366246
STANDARD INDUSTRIAL CLASSIFICATION: SERVICES-COMPUTER PROGRAMMING SERVICES [7371]
IRS NUMBER: 000000000
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
BUSINESS ADDRESS:
STREET 1: 875 HOWARD STREET, SUITE 100
CITY: SAN FRANCISCO
STATE: CA
ZIP: 94103
BUSINESS PHONE: 415-800-6100
MAIL ADDRESS:
STREET 1: 875 HOWARD STREET, SUITE 100
CITY: SAN FRANCISCO
STATE: CA
ZIP: 94103
3
1
edgar.xml
FORM 3 -
X0206
3
2019-12-17
0
0001366246
GLU MOBILE INC
GLUU
0001797072
Hughes Becky Ann
C/O GLU MOBILE INC., 875 HOWARD STREET
SUITE 100
SAN FRANCISCO
CA
94103
0
1
0
0
Senior Vice President, Revenue
Common Stock
20435
D
Stock Option (right to buy)
2.13
2017-10-11
2026-10-10
Common Stock
22917
D
Stock Option (right to buy)
3.59
2018-10-10
2027-10-09
Common Stock
132290
D
Stock Option (right to buy)
3.59
2019-02-15
2027-10-09
Common Stock
129932
D
Restricted Stock Units
Common Stock
12500
D
Restricted Stock Units
Common Stock
25000
D
The option vested and became exercisable with respect to 25% of the shares on October 11, 2017 with the remaining shares vesting and becoming exercisable in equal monthly installments over the following three years, such that the option will be fully vested on October 11, 2020.
The option vested and became exercisable with respect to 25% of the shares on October 10, 2018 with the remaining shares vesting and becoming exercisable in equal monthly installments over the following three years, such that the option will be fully vested on October 10, 2021.
The option vested and became exercisable with respect to 100% of the shares on February 15, 2019.
The restricted stock units ("RSU") will vest in equal quarterly installments on February 15, 2020 and May 15, 2020; provided, however, that if any portion of the RSU vests on a date that is a non-trading day on The NASDAQ Stock Market, then the RSU will vest on the next trading day.
The RSU will vest in equal quarterly installments on February 15, 2020, May 15, 2020, August 15, 2020 and November 15, 2020; provided, however, that if any portion of the RSU vests on a date that is a non-trading day on The NASDAQ Stock Market, then the RSU will vest on the next trading day.
Each RSU represents a contingent right to receive one share of Glu Mobile Inc. common stock.
/s/ Becky Ann Hughes
2019-12-19
EX-24
2
ex24hughes.txt
POWER OF ATTORNEY FOR BECKY ANN HUGHES
POWER OF ATTORNEY
December 18, 2019
KNOW ALL BY THESE PRESENTS, that the undersigned hereby constitutes and appoints
Scott Leichtner and Astrid Becker-Celik, and each of them, her true and lawful
attorney-in-fact to:
(1) execute for and on behalf of the undersigned, in the undersigned's
capacity as a representative of Glu Mobile Inc. (the "Company"), any and all
Form ID filings, Form 3, 4 or 5 reports required to be filed by the undersigned
in accordance with Section 16(a) of the Securities Exchange Act of 1934, as
amended (the "Exchange Act"), and the rules thereunder with respect to
transactions in securities of the Company;
(2) seek or obtain, as the undersigned's representative and on the
undersigned's behalf, information on transactions in the Company's securities
from any third party, including brokers, employee benefit plan administrators
and trustees, and the undersigned hereby authorizes any such person to release
any such information to each of the undersigned's attorneys-in-fact appointed by
this Power of Attorney and approves and ratifies any such release of
information;
(3) do and perform any and all acts for and on behalf of the undersigned
which may be necessary or desirable to complete and execute any such Form ID
filings, Form 3, 4 or 5 report and timely file such form with the U.S.
Securities and Exchange Commission and any stock exchange or similar authority;
and
(4) take any other action of any type whatsoever in connection with the
foregoing which, in the opinion of such attorney-in-fact, may be of benefit to,
in the best interest of, or legally required by, the undersigned, it being
understood that the documents executed by such attorney-in-fact on behalf of the
undersigned, pursuant to this Power of Attorney, shall be in such form and shall
contain such terms and conditions as such attorney-in-fact may approve in his or
her discretion.
The undersigned hereby grants to each such attorney-in-fact full power and
authority to do and perform each and every act and thing whatsoever requisite,
necessary and proper to be done in the exercise of any of the rights and powers
herein granted, as fully to all intents and purposes as the undersigned might or
could do if personally present, with full power of substitution or revocation,
hereby ratifying and confirming all that such attorney-in-fact, or his or her
substitute or substitutes, shall lawfully do or cause to be done by virtue of
this Power of Attorney and the rights and powers herein granted. The undersigned
acknowledges that:
(a) this Power of Attorney authorizes, but does not require, each such
attorney-in-fact to act in their discretion on information provided to such
attorney-in-fact without independent verification of such information;
(b) any documents prepared and/or executed by either such attorney-in-fact
on behalf of the undersigned pursuant to this Power of Attorney will be in such
form and will contain such information and disclosure as such attorney-in-fact,
in his or her discretion, deems necessary or desirable;
(c) no such attorney-in-fact, in serving in such capacity at the request of
the undersigned, is hereby assuming, nor is the Company hereby assuming, any of
the undersigned's responsibilities to comply with
Section 16 of the Exchange Act, including without limitation (i) any liability
of the undersigned for any failure to comply with such requirements or (ii) any
obligation or liability of the undersigned for profit disgorgement under Section
16(b) of the Exchange Act, and this Power of Attorney does not relieve the
undersigned from responsibility for compliance with any such responsibilities,
liabilities or obligations. The undersigned also agrees to indemnify and hold
harmless the Company and each such attorney-in-fact against any losses, claims,
damages or liabilities (or actions in these respects) that arise out of or are
based upon any untrue statements or omission of necessary facts in the
information provided by the undersigned to such attorney-in-fact for purposes of
executing, acknowledging, delivering or filing Forms 3, 4 or 5 (including
amendments thereto) and agrees to reimburse the Company and such
attorney-in-fact for any legal or other expenses reasonably incurred in
connection with investigating or defending against any such loss, claim, damage,
liability or action. This Power of Attorney shall remain in full force and
effect until the undersigned is no longer required to file Form 3, 4 or 5
reports with respect to the undersigned's holdings of and transactions in
securities issued by the Company, unless earlier revoked by the undersigned in a
signed writing delivered to the foregoing attorneys-in-fact.
IN WITNESS WHEREOF, the undersigned has caused this Power of Attorney to be
executed as of the date first written above.
/s/ Becky Ann Hughes
--------------------
Becky Ann Hughes