0001179110-19-009596.txt : 20190816
0001179110-19-009596.hdr.sgml : 20190816
20190816170334
ACCESSION NUMBER: 0001179110-19-009596
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20190815
FILED AS OF DATE: 20190816
DATE AS OF CHANGE: 20190816
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: Akhavan Chris
CENTRAL INDEX KEY: 0001575630
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-33368
FILM NUMBER: 191034110
MAIL ADDRESS:
STREET 1: C/O GLU MOBILE INC.
STREET 2: 45 FREMONT STREET, SUITE 2800
CITY: SAN FRANCISCO
STATE: CA
ZIP: 94105
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: GLU MOBILE INC
CENTRAL INDEX KEY: 0001366246
STANDARD INDUSTRIAL CLASSIFICATION: SERVICES-COMPUTER PROGRAMMING SERVICES [7371]
IRS NUMBER: 000000000
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
BUSINESS ADDRESS:
STREET 1: 875 HOWARD STREET, SUITE 100
CITY: SAN FRANCISCO
STATE: CA
ZIP: 94103
BUSINESS PHONE: 415-800-6100
MAIL ADDRESS:
STREET 1: 875 HOWARD STREET, SUITE 100
CITY: SAN FRANCISCO
STATE: CA
ZIP: 94103
4
1
edgar.xml
FORM 4 -
X0306
4
2019-08-15
0
0001366246
GLU MOBILE INC
GLUU
0001575630
Akhavan Chris
C/O GLU MOBILE INC.
875 HOWARD STREET, SUITE 100
SAN FRANCISCO
CA
94103
0
1
0
0
Chief Revenue Officer
Common Stock
2019-08-15
4
M
0
6875
0
A
20473
D
Common Stock
2019-08-15
4
F
0
3409
4.43
D
17064
D
Restricted Stock Units
2019-08-15
4
M
0
6875
0
A
Common Stock
6875
6875
D
Vesting of restricted stock units (RSUs) granted to Mr. Akhavan on October 13, 2015.
Exempt transaction pursuant to Section 16b-3(e) - payment of exercise price or tax liability by delivering or withholding securities incident to the receipt, exercise or vesting of a security issued in accordance with Rule 16b-3. All of these shares were relinquished by Mr. Akhavan and cancelled by Glu Mobile Inc. ("Glu") in exchange for Glu's agreement to pay federal and state tax withholding obligations of Mr. Akhavan resulting from the vesting of RSUs. Mr. Akhavan did not sell or otherwise dispose of any of these shares for any reason other than to cover required taxes.
Each RSU represents a contingent right to receive one share of Glu common stock.
The RSU vested as to 25% of the total number of shares subject to the RSU on November 15, 2016 (the "RSU First Vesting Date"), with the remaining 75% of the underlying shares vesting in equal quarterly installments over the next three years following the RSU First Vesting Date on the same day of each third month (e.g., the first quarterly vesting date was February 15, 2017, the next quarterly vesting date was May 15, 2017, etc.); provided, however, that if any portion of the RSU vests on a date that is a non-trading day on The Nasdaq Stock Market, then the RSU will vest on the next trading day.
/s/ Chris Akhavan
2019-08-16