0001179110-19-002113.txt : 20190219
0001179110-19-002113.hdr.sgml : 20190219
20190219173730
ACCESSION NUMBER: 0001179110-19-002113
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20190215
FILED AS OF DATE: 20190219
DATE AS OF CHANGE: 20190219
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: Lee Gordon S
CENTRAL INDEX KEY: 0001635648
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-33368
FILM NUMBER: 19616274
MAIL ADDRESS:
STREET 1: C/O TWITTER, INC.
STREET 2: 1355 MARKET STREET, SUITE 900
CITY: SAN FRANCISCO
STATE: CA
ZIP: 94103
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: GLU MOBILE INC
CENTRAL INDEX KEY: 0001366246
STANDARD INDUSTRIAL CLASSIFICATION: SERVICES-COMPUTER PROGRAMMING SERVICES [7371]
IRS NUMBER: 000000000
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
BUSINESS ADDRESS:
STREET 1: 875 HOWARD STREET, SUITE 100
CITY: SAN FRANCISCO
STATE: CA
ZIP: 94103
BUSINESS PHONE: 415-800-6100
MAIL ADDRESS:
STREET 1: 875 HOWARD STREET, SUITE 100
CITY: SAN FRANCISCO
STATE: CA
ZIP: 94103
4
1
edgar.xml
FORM 4 -
X0306
4
2019-02-15
0
0001366246
GLU MOBILE INC
GLUU
0001635648
Lee Gordon S
C/O GLU MOBILE INC.
875 HOWARD STREET, SUITE 100
SAN FRANCISCO
CA
94103
0
1
0
0
Vice President of Accounting
Common Stock
2019-02-15
4
M
0
7812
0
A
22142
D
Common Stock
2019-02-15
4
F
0
3824
9.53
D
18318
D
Common Stock
2019-02-15
4
M
0
10610
0
A
28928
D
Common Stock
2019-02-15
4
F
0
5822
9.53
D
23106
D
Restricted Stock Units
2019-02-15
4
M
0
7812
0
A
Common Stock
7812
70313
D
Restricted Stock Units
2019-02-15
4
A
0
10610
0
A
Common Stock
10610
10610
D
Restricted Stock Units
2019-02-15
4
M
0
10610
0
A
Common Stock
10610
0
D
Stock Options
3.59
2019-02-15
4
A
0
138594
3.59
A
2027-10-10
Common Stock
138594
138594
D
Vesting of restricted stock units (RSUs) granted to Mr. Lee on April 11, 2017.
Exempt transaction pursuant to Section 16b-3(e) - payment of exercise price or tax liability by delivering or withholding securities incident to the receipt, exercise or vesting of a security issued in accordance with Rule 16b-3. All of the shares reported as disposed of in this Form 4 were relinquished by Mr. Lee and cancelled by Glu Mobile Inc. ("Glu") in exchange for Glu's agreement to pay federal and state tax withholding obligations of Mr. Lee resulting from the vesting of RSUs. Mr. Lee did not sell or otherwise dispose of any of the shares reported on this Form 4 for any reason other than to cover required taxes.
Represents performance stock units granted to the Reporting Person on October 10, 2017, that vested on February 15, 2019 as a result of the Reporting Person having met the applicable performance criteria.
Each RSU represents a contingent right to receive one share of Glu common stock.
The RSU vested as to 25% of the total number of shares subject to the RSU on May 15, 2018 (the "RSU First Vesting Date"), with the remaining 75% of the underlying shares vesting in equal quarterly installments over the next three years following the RSU First Vesting Date on the same day of each third month (e.g., the first quarterly vesting date was August 15, 2018, the next quarterly vesting date was November 15, 2018, etc.); provided, however, that if any portion of the RSU vests on a date that is a non-trading day on The NASDAQ Stock Market, then the RSU will vest on the next trading day.
Represents performance stock options granted to the Reporting Person on October 10, 2017, that vested and became exercisable on February 15, 2019 as a result of the Reporting Person having met the applicable performance criteria.
/s/ Gordon S. Lee
2019-02-19