0001179110-18-013574.txt : 20181207 0001179110-18-013574.hdr.sgml : 20181207 20181207173050 ACCESSION NUMBER: 0001179110-18-013574 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20181206 FILED AS OF DATE: 20181207 DATE AS OF CHANGE: 20181207 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Smith Benjamin T. IV CENTRAL INDEX KEY: 0001504814 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-33368 FILM NUMBER: 181224379 MAIL ADDRESS: STREET 1: 2207 BRIDGEPOINTE PARKWAY, SUITE 300 CITY: SAN MATEO STATE: CA ZIP: 94404 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: GLU MOBILE INC CENTRAL INDEX KEY: 0001366246 STANDARD INDUSTRIAL CLASSIFICATION: SERVICES-COMPUTER PROGRAMMING SERVICES [7371] IRS NUMBER: 000000000 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 875 HOWARD STREET, SUITE 100 CITY: SAN FRANCISCO STATE: CA ZIP: 94103 BUSINESS PHONE: 415-800-6100 MAIL ADDRESS: STREET 1: 875 HOWARD STREET, SUITE 100 CITY: SAN FRANCISCO STATE: CA ZIP: 94103 4 1 edgar.xml FORM 4 - X0306 4 2018-12-06 0 0001366246 GLU MOBILE INC GLUU 0001504814 Smith Benjamin T. IV C/O GLU MOBILE INC. 875 HOWARD STREET, SUITE 100 SAN FRANCISCO CA 94103 1 0 0 0 Common Stock 2018-12-06 4 M 0 50000 2.40 A 189595 D Common Stock 2018-12-06 4 S 0 50000 7.3022 D 139595 D Common Stock 2018-12-06 4 S 0 29595 7.4013 D 110000 D Common Stock 2018-12-06 4 S 0 100000 7.4003 D 10000 D Stock Option (right to buy) 2.40 2018-12-06 4 M 0 50000 0 D 2019-06-06 Common Stock 50000 0 D Represents a weighted average price, as this transaction was executed in multiple trades at prices ranging from $7.30 to $7.33. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares sold at each separate price. Represents a weighted average price, as this transaction was executed in multiple trades at prices ranging from $7.40 to $7.405. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares sold at each separate price. Represents a weighted average price, as this transaction was executed in multiple trades at prices ranging from $7.40 to $7.405. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares sold at each separate price. The option vested over a 12 month period, with 8.333% of the shares vesting on July 6, 2013, the one month anniversary of the vesting commencement date, and the remaining shares vesting in 11 equal monthly installments thereafter, such that the option was fully vested on June 6, 2014. /s/ Benjamin T. Smith, IV by Scott J. Leichtner, Attorney-in-Fact 2018-12-07