0001179110-17-013318.txt : 20171017 0001179110-17-013318.hdr.sgml : 20171017 20171017163900 ACCESSION NUMBER: 0001179110-17-013318 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20171013 FILED AS OF DATE: 20171017 DATE AS OF CHANGE: 20171017 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Nada Hany CENTRAL INDEX KEY: 0001392678 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-33368 FILM NUMBER: 171141017 MAIL ADDRESS: STREET 1: C/O GRANITE GLOBAL VENTURES STREET 2: 2494 SAND HILL ROAD, SUITE 100 CITY: MENLO PARK STATE: CA ZIP: 94025 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: GLU MOBILE INC CENTRAL INDEX KEY: 0001366246 STANDARD INDUSTRIAL CLASSIFICATION: SERVICES-COMPUTER PROGRAMMING SERVICES [7371] IRS NUMBER: 000000000 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 500 HOWARD STREET, SUITE 300 CITY: SAN FRANCISCO STATE: CA ZIP: 94105 BUSINESS PHONE: 415-800-6100 MAIL ADDRESS: STREET 1: 500 HOWARD STREET, SUITE 300 CITY: SAN FRANCISCO STATE: CA ZIP: 94105 4 1 edgar.xml FORM 4 - X0306 4 2017-10-13 0 0001366246 GLU MOBILE INC GLUU 0001392678 Nada Hany C/O GLU MOBILE INC. 500 HOWARD STREET, SUITE 300 SAN FRANCISCO CA 94105 1 0 0 0 Common Stock 2017-10-13 4 S 0 42604 4.5002 D 1460420 I See footnote Common Stock 2017-10-13 4 S 0 847 4.5002 D 29042 I See footnote Common Stock 2017-10-16 4 S 0 708906 4.5058 D 751514 I See footnote Common Stock 2017-10-16 4 S 0 14099 4.5058 D 14943 I See footnote The sales were effected pursuant to a trading plan established on August 23, 2017 designed to comply with Rule 10b5-1 of the Securities Exchange Act of 1934 established by Granite Global Ventures II L.P. ("Granite Global") and GGV II Entrepreneurs Fund L.P. ("GGV"). Represents a weighted average price, as this transaction was executed in multiple trades at prices ranging from $4.50 to $4.5025. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares purchased at each separate price. Represents shares held by Granite Global. Mr. Nada is a managing director of the general partner of Granite Global, which has six other individual managing directors, and shares voting and investment power with respect to the shares held by these entities with the other managing directors of the general partner. Mr. Nada disclaims beneficial ownership of these shares except to the extent of his individual pecuniary interest in this entity. Represents shares held by GGV. Mr. Nada is a managing director of the general partner of GGV, which has six other individual managing directors, and shares voting and investment power with respect to the shares held by this entity with the other managing directors of the general partner. Mr. Nada disclaims beneficial ownership of these shares except to the extent of his individual pecuniary interest in this entity. Represents a weighted average price, as this transaction was executed in multiple trades at prices ranging from $4.50 to $4.55. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares purchased at each separate price. /s/ Hany Nada 2017-10-16