0001179110-17-011814.txt : 20170824
0001179110-17-011814.hdr.sgml : 20170824
20170824163424
ACCESSION NUMBER: 0001179110-17-011814
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20170822
FILED AS OF DATE: 20170824
DATE AS OF CHANGE: 20170824
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: Ludwig Eric R
CENTRAL INDEX KEY: 0001392677
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-33368
FILM NUMBER: 171049689
MAIL ADDRESS:
STREET 1: CO GLU MOBILE INC
STREET 2: 1800 GATEWAY DRIVE
CITY: SAN MATEO
STATE: CA
ZIP: 94404
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: GLU MOBILE INC
CENTRAL INDEX KEY: 0001366246
STANDARD INDUSTRIAL CLASSIFICATION: SERVICES-COMPUTER PROGRAMMING SERVICES [7371]
IRS NUMBER: 000000000
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
BUSINESS ADDRESS:
STREET 1: 500 HOWARD STREET, SUITE 300
CITY: SAN FRANCISCO
STATE: CA
ZIP: 94105
BUSINESS PHONE: 415-800-6100
MAIL ADDRESS:
STREET 1: 500 HOWARD STREET, SUITE 300
CITY: SAN FRANCISCO
STATE: CA
ZIP: 94105
4
1
edgar.xml
FORM 4 -
X0306
4
2017-08-22
0
0001366246
GLU MOBILE INC
GLUU
0001392677
Ludwig Eric R
C/O GLU MOBILE INC.
500 HOWARD STREET, SUITE 300
SAN FRANCISCO
CA
94105
0
1
0
0
EVP, COO and CFO
Common Stock
2017-08-22
4
M
0
25000
2.90
A
82000
D
Common Stock
2017-08-22
4
S
0
25000
3.4272
D
57000
D
Common Stock
247157
I
Trust
Stock Option (right to buy)
2.90
2017-08-22
4
M
0
25000
0
D
2017-10-20
Common Stock
25000
260000
D
The sale was effected pursuant to a trading plan designed to comply with Rule 10b5-1 of the Securities Exchange Act of 1934, as amended, that Mr. Ludwig entered into on March 6, 2017.
Represents a weighted average price, as this transaction was executed in multiple trades at prices ranging from $3.40 to $3.45. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares sold at each separate price.
These shares are held by the Ludwig McKillop Trust, of which the reporting person and his wife, Mary Elizabeth McKillop, are the co-trustees.
The option vested and became exercisable over four years with 25% of the shares vesting and becoming exercisable on October 20, 2012, the first anniversary of the grant date, and the remaining shares vesting and becoming exercisable in equal monthly installments thereafter for a period of three years.
/s/ Eric R. Ludwig
2017-08-22