0000899243-21-017959.txt : 20210503 0000899243-21-017959.hdr.sgml : 20210503 20210503214509 ACCESSION NUMBER: 0000899243-21-017959 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20210429 FILED AS OF DATE: 20210503 DATE AS OF CHANGE: 20210503 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Smith Benjamin T. IV CENTRAL INDEX KEY: 0001504814 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-33368 FILM NUMBER: 21885676 MAIL ADDRESS: STREET 1: 2207 BRIDGEPOINTE PARKWAY, SUITE 300 CITY: SAN MATEO STATE: CA ZIP: 94404 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: GLU MOBILE INC CENTRAL INDEX KEY: 0001366246 STANDARD INDUSTRIAL CLASSIFICATION: SERVICES-COMPUTER PROGRAMMING SERVICES [7371] IRS NUMBER: 000000000 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 875 HOWARD STREET, SUITE 100 CITY: SAN FRANCISCO STATE: CA ZIP: 94103 BUSINESS PHONE: 415-800-6100 MAIL ADDRESS: STREET 1: 875 HOWARD STREET, SUITE 100 CITY: SAN FRANCISCO STATE: CA ZIP: 94103 4 1 doc4.xml FORM 4 SUBMISSION X0306 4 2021-04-29 1 0001366246 GLU MOBILE INC GLUU 0001504814 Smith Benjamin T. IV C/O GLU MOBILE INC. 875 HOWARD STREET, SUITE 100 SAN FRANCISCO CA 94103 1 0 0 0 Common Stock 2021-04-29 4 D 0 47845 D 0 D Restricted Stock Units 0.00 2021-04-29 4 D 0 12591 D Common Stock 12591 0 D Stock Option (right to buy) 6.67 2021-04-29 4 D 0 50000 D 2025-06-04 Common Stock 50000 0 D Stock Option (right to buy) 2.41 2021-04-29 4 D 0 50000 D 2026-06-02 Common Stock 50000 0 D Stock Option (right to buy) 2.63 2021-04-29 4 D 0 50000 D 2027-06-08 Common Stock 50000 0 D Stock Option (right to buy) 5.67 2021-04-29 4 D 0 50000 D 2028-06-07 Common Stock 50000 0 D Stock Option (right to buy) 7.05 2021-04-29 4 D 0 28780 D 2029-06-06 Common Stock 28780 0 D Stock Options (right to buy) 9.00 2021-04-29 4 D 0 24488 D 2030-06-17 Common Stock 24488 0 D On February 8, 2021, the Issuer entered into the Agreement and Plan of Merger (the "Merger Agreement"), with Electronic Arts Inc. ("Electronic Arts"), a Delaware corporation, and Giants Acquisition Sub, Inc., a Delaware corporation and wholly owned subsidiary of Electronic Arts, and the Issuer. Upon the closing (the "Closing") of the transactions (the "Merger") contemplated by the Merger Agreement on April 29, 2021, each share of the Issuer's common stock (a "Share") was cancelled and converted into the right to receive an amount in cash, without interest, equal to $12.50 (the "Per Share Merger Consideration"). Each restricted stock unit ("RSU") represents a contingent right to receive 1 Share upon settlement for no consideration. This award was fully vested and exercisable as of the Closing or was accelerated such that it was fully vested and exercisable in connection with the Merger. Upon the Closing, this award was cancelled and converted into the right to receive an amount in cash, without interest, equal to the product of the aggregate number of Shares subject to such RSU multiplied by the Per Share Merger Consideration. Upon the Closing, this award was cancelled and converted into the right to receive an amount in cash equal to the product of (x) the aggregate number of Shares subject to such option multiplied by (y) the excess of the Per Share Merger Consideration over the applicable per share exercise price of such option, without interest. /s/ Benjamin T. Smith, IV by Scott J. Leichtner, attorney-in-fact 2021-05-03