X0303 4 2010-04-06 0 0001354327 PGT, Inc. PGTI 0001366234 Ferrucci Mario III PGT, INC. 1070 TECHNOLOGY DRIVE NORTH VENICE FL 34275 0 1 0 0 V.P. and General Counsel Common Stock, par value $0.01 per share 2010-04-06 4 D 0 41586 D 26023 D Employee stock Option (right to buy) 2 2010-04-06 4 A 0 293968 A 2020-04-06 Common Stock, par value $0.01 per share 293968 293968 D Employee Stock Options (right to buy) 3.09 2010-04-06 4 D 0 53984 D 2015-03-06 Common Stock, par value $0.01 per share 53984 0 D (1) The reporting person agreed to the forfeiture of 14,350 shares of unvested restricted stock granted to him on May 6, 2008, the forfeiture of 27,236 shares of unvested restricted stock granted to him on January 21, 2009, and options granted to him on March 6, 2008, in exchange for a new option having a lower exercise price. (2) The option grant was approved by the board of directors of PGT, Inc. (the "Company") under the PGT, Inc. Amended and Restated 2006 Equity Incentive Plan on March 18, 2010, subject to stockholder approval of the Amended and Restated 2006 Equity Incentive Plan. The Company's stockholders approved the Amended and Restated 2006 Equity Incentive Plan on April 6, 2010. (3) The option becomes exercisable in five equal installments beginning on April 6, 2011. (4) Two thirds currently exercisable, and one third was scheduled to vest on March 6, 2011. /s/ Mario Ferrucci 2010-04-08