0001365916-20-000182.txt : 20201002 0001365916-20-000182.hdr.sgml : 20201002 20201002170251 ACCESSION NUMBER: 0001365916-20-000182 CONFORMED SUBMISSION TYPE: 8-K/A PUBLIC DOCUMENT COUNT: 14 CONFORMED PERIOD OF REPORT: 20190514 ITEM INFORMATION: Departure of Directors or Certain Officers; Election of Directors; Appointment of Certain Officers: Compensatory Arrangements of Certain Officers ITEM INFORMATION: Other Events ITEM INFORMATION: Financial Statements and Exhibits FILED AS OF DATE: 20201002 DATE AS OF CHANGE: 20201002 FILER: COMPANY DATA: COMPANY CONFORMED NAME: AMYRIS, INC. CENTRAL INDEX KEY: 0001365916 STANDARD INDUSTRIAL CLASSIFICATION: INDUSTRIAL ORGANIC CHEMICALS [2860] IRS NUMBER: 550856151 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 8-K/A SEC ACT: 1934 Act SEC FILE NUMBER: 001-34885 FILM NUMBER: 201221024 BUSINESS ADDRESS: STREET 1: 5885 HOLLIS STREET, SUITE 100 CITY: EMERYVILLE STATE: CA ZIP: 94608 BUSINESS PHONE: 510-450-0761 MAIL ADDRESS: STREET 1: 5885 HOLLIS STREET, SUITE 100 CITY: EMERYVILLE STATE: CA ZIP: 94608 FORMER COMPANY: FORMER CONFORMED NAME: AMYRIS BIOTECHNOLOGIES INC DATE OF NAME CHANGE: 20060613 8-K/A 1 amrs-20190514.htm 8-K/A amrs-20190514
0001365916TRUEAmyris, Inc. (the “Company”) is filing this Amendment on Form 8-K/A to the Company’s Current Report on Form 8-K filed with the Securities and Exchange Commission ("Form 8-K") on May 20, 2019 which reported, among other things, the appointment of James McCann as a member of the Company’s Board of Directors (the “Board”).00013659162019-05-142019-05-14

 
 
 
 UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
WASHINGTON, D.C. 20549
 
   
 
 
FORM 8-K/A
 
Current Report Pursuant to Section 13 or 15(d)
of the Securities Exchange Act of 1934

____________________


Date of report (Date of earliest event reported): May 14, 2019
 
Amyris, Inc.
(Exact name of registrant as specified in its charter)
 
Delaware001-3488555-0856151
(State or other jurisdiction
of incorporation)
(Commission File Number)
(I.R.S. Employer
Identification No.)
 
 
5885 Hollis Street, Suite 100, Emeryville, CA94608    
(Address of Principal Executive Offices) (Zip Code)
 
 
 (510)450-0761 
 (Registrant’s telephone number, including area code)
   
 (Former name or former address, if changed since last report.) 

Check the appropriate box below if the Form 8-K filing is intended to simultaneously satisfy the filing obligations of the registrant under any of the following provisions (see General Instruction A.2 below):



Written communications pursuant to Rule 425 under the Securities Act (17 CFR 230.425)
Soliciting material pursuant to Rule 14a-12 under the Exchange Act (17 CFR 240.14a-12)
Pre-commencement communications pursuant to Rule 14d-2(b) under the Exchange Act (17 CFR 240.14d-2(b))
Pre-commencement communications pursuant to Rule 13e-4(c) under the Exchange Act (17 CFR 240.13e-4(c))
 
  Securities registered pursuant to Section 12(b) of the Act:
Title of each classTrading Symbol(s)Name of each exchange on which registered
Common Stock, $0.0001 par value per shareAMRSThe Nasdaq Stock Market
Indicate by check mark whether the registrant is an emerging growth company as defined in Rule 405 of the Securities Act of 1933 (17 CFR §230.405) or Rule 12b-2 of the Securities Exchange Act of 1934 (17 CFR §240.12b-2). Emerging growth company 
If an emerging growth company, indicate by check mark if the registrant has elected not to use the extended transition period for complying with any new or revised financial accounting standards provided pursuant to Section 13(a) of the Exchange Act. ☐

 
EXPLANATORY NOTE

Amyris, Inc. (the “Company”) is filing this Amendment on Form 8-K/A to the Company’s Current Report on Form 8-K ("Form 8-K") filed with the Securities and Exchange Commission (the "SEC") on May 20, 2019 which reported, among other things, the appointment of James McCann as a member of the Company’s Board of Directors (the “Board”).

Item 5.02. Departure of Directors or Certain Officers; Election of Directors; Appointment of Certain Officers; Compensatory Arrangement of Certain Officers.

On and effective as of September 28, 2020, upon recommendation by the Board’s Nominating and Governance Committee, the Board appointed Mr. McCann to the Audit Committee of the Board (the "Audit Committee"). The Board’s appointment was based on its determination that Mr. McCann is independent and qualified to serve on the Audit Committee under the applicable rules, regulations and listing requirements of The Nasdaq Stock Market (“Nasdaq”) and the SEC.

Item 8.01 Other Events.

As previously disclosed by the Company on its Form 8-K filed with the SEC on April 24, 2020, on April 22, 2020, Nasdaq issued a letter to the Company notifying the Company that, following the resignation of Neil Williams from the Company’s Board and Audit Committee effective as of March 31, 2020, the Company was no longer in compliance with Nasdaq Listing Rule 5605(c)(2)(A), which requires the Company’s Audit Committee to be composed of at least three independent directors.

As a result of Mr. McCann’s appointment to the Audit Committee, on September 29, 2020, the Company received a letter from Nasdaq stating that the Company regained compliance with the independent director and audit committee requirements for continued listing on The Nasdaq Capital Market set forth in Nasdaq Listing Rule 5605(c)(2)(A) and that the matter is now closed.

Item 9.01    Financial Statements and Exhibits

(d) Exhibits



The following exhibits are furnished herewith:

Exhibit NumberDescription
104Cover Page Interactive Data File (embedded within the Inline XBRL document)






SIGNATURES

Pursuant to the requirements of the Securities Exchange Act of 1934, the registrant has duly caused this report to be signed on its behalf by the undersigned hereunto duly authorized.

 
  AMYRIS, INC. 
    
    
Date: October 2, 2020By: /s/ Nicole Kelsey 
  Nicole Kelsey 
  General Counsel and Secretary

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