0000908834-17-000288.txt : 20171220 0000908834-17-000288.hdr.sgml : 20171220 20171220162305 ACCESSION NUMBER: 0000908834-17-000288 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20161125 FILED AS OF DATE: 20171220 DATE AS OF CHANGE: 20171220 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Maura David M CENTRAL INDEX KEY: 0001365833 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-34757 FILM NUMBER: 171267002 MAIL ADDRESS: STREET 1: C/O MOSAIC ACQUISITION CORP. STREET 2: 375 PARK AVENUE CITY: NEW YORK STATE: NY ZIP: 10152 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: Spectrum Brands Holdings, Inc. CENTRAL INDEX KEY: 0001487730 STANDARD INDUSTRIAL CLASSIFICATION: MISCELLANEOUS ELECTRICAL MACHINERY, EQUIPMENT & SUPPLIES [3690] IRS NUMBER: 272166630 STATE OF INCORPORATION: DE FISCAL YEAR END: 0930 BUSINESS ADDRESS: STREET 1: 3001 DEMING WAY CITY: MIDDLETON STATE: WI ZIP: 53562 BUSINESS PHONE: 608-275-3340 MAIL ADDRESS: STREET 1: P.O. BOX 620992 CITY: MIDDLETON STATE: WI ZIP: 53562-0992 4 1 edgar.xml PRIMARY DOCUMENT X0306 4 2016-11-25 0001487730 Spectrum Brands Holdings, Inc. SPB 0001365833 Maura David M C/O SPECTRUM BRANDS HOLDINGS, INC. 3001 DEMING WAY MIDDLETON WI 53562 1 1 0 0 Executive Chairman Common Stock 2016-11-25 4 F 0 25785 121.97 D 271957 D Common Stock 2017-11-25 4 F 0 15035 113.49 D 256922 D Represents shares of the Issuer's common stock withheld to satisfy Mr. Maura's tax withholding obligation upon the vesting of 50,000 shares of restricted common stock of the Issuer awarded to Mr. Maura on November 25, 2014, pursuant to the Spectrum Brands Holdings, Inc. 2011 Omnibus Equity Award Plan. Represents shares of the Issuer's common stock withheld to satisfy Mr. Maura's tax withholding obligation upon the vesting of 30,000 shares of restricted common stock of the Issuer awarded to Mr. Maura on November 25, 2014, pursuant to the Spectrum Brands Holdings, Inc. 2011 Omnibus Equity Award Plan. /s/ Nathan E. Fagre, attorney-in-fact 2017-12-20