X0306 4 2016-03-08 0000927628 CAPITAL ONE FINANCIAL CORP COF 0001365632 Berson Jory A 1680 CAPITAL ONE DRIVE MCLEAN VA 22102 1 Chief Human Resources Officer Common Stock 2016-03-08 4 A 0 17420.0000 0.0000 A 113480.0000 D Common Stock 2016-03-08 4 F 0 8310.0000 68.4900 D 105170.0000 D Common Stock 6547.0000 I By 401(k) These shares were earned pursuant to an award of performance shares granted on January 31, 2013 based on the Company's Adjusted ROA against a peer group of companies over a three-year performance period. These shares represent the number of shares paid out based on actual performance plus the dividend shares accrued under the same grant. Includes shares acquired by the reporting person through the Company's Associate Stock Purchase Plan since the last reported transaction. These shares were automatically withheld by the Company to satisfy the reporting person's tax obligation associated with the settlement of the performance shares. This share withholding was authorized in the performance share award agreement. Represents the reporting person's equivalent share ownership in the Company's 401(k) Plan, a unitized plan, as of the latest transaction. Cleo Belmonte (POA on file) 2016-03-10