X0306 4 2016-02-10 0000927628 CAPITAL ONE FINANCIAL CORP COF 0001365632 Berson Jory A 1680 CAPITAL ONE DRIVE MCLEAN VA 22102 1 Chief Human Resources Officer Common Stock 2016-02-10 4 M 0 4024.0000 0.0000 A 105309.0000 D Common Stock 2016-02-10 4 F 0 2018.0000 62.2400 D 103291.0000 D Common Stock 2016-02-10 4 D 0 4024.0000 62.7400 D 99267.0000 D Common Stock 6530.0000 I By 401(k) 2013 Restricted Stock Units 0.0000 2016-02-10 4 M 0 4024.0000 0.0000 D Common Stock 4024.0000 0.0000 D On February 10, 2016 the restricted stock units were settled in cash based on the Company's average fair market value of shares of common stock over the twenty trading days preceding the vesting date. Represents the automatic withholding by the issuer to satisfy the reporting person's tax obligation associated with the vesting of restricted stock granted on January 31, 2013. This is authorized in the applicable restricted stock award agreement. Represents the reporting person's equivalent share ownership in the Company's 401(k) Plan, a unitized plan, as of the date of the latest transaction. These restricted stock units vest in 1/3 increments beginning on February 10, 2014 and annually thereafter. Cleo Belmonte (POA on file) 2016-02-12