0001144204-15-012777.txt : 20150227 0001144204-15-012777.hdr.sgml : 20150227 20150227163318 ACCESSION NUMBER: 0001144204-15-012777 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20150225 FILED AS OF DATE: 20150227 DATE AS OF CHANGE: 20150227 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: Tonix Pharmaceuticals Holding Corp. CENTRAL INDEX KEY: 0001430306 STANDARD INDUSTRIAL CLASSIFICATION: PHARMACEUTICAL PREPARATIONS [2834] IRS NUMBER: 261434750 STATE OF INCORPORATION: NV FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 509 MADISON AVE. - SUITE 306 CITY: NEW YORK STATE: NY ZIP: 10022 BUSINESS PHONE: 1-800-849-7894 MAIL ADDRESS: STREET 1: 509 MADISON AVE. - SUITE 306 CITY: NEW YORK STATE: NY ZIP: 10022 FORMER COMPANY: FORMER CONFORMED NAME: TAMANDARE EXPLORATIONS INC. DATE OF NAME CHANGE: 20080320 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Saks Samuel R CENTRAL INDEX KEY: 0001365615 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-36019 FILM NUMBER: 15659632 MAIL ADDRESS: STREET 1: 3180 PORTER DRIVE CITY: PALO ALTO STATE: CA ZIP: 94304 4 1 v403138_4.xml OWNERSHIP DOCUMENT X0306 4 2015-02-25 0 0001430306 Tonix Pharmaceuticals Holding Corp. TNXP 0001365615 Saks Samuel R C/O TONIX PHARMACEUTICALS HOLDING CORP. 509 MADISON AVENUE, SUITE 306 NEW YORK NY 10022 1 0 0 0 Stock Option 5.95 2015-02-25 4 A 0 5000 0.00 A 2025-02-25 Common Stock 5000 5000 D Restricted Stock Unit 2015-02-25 4 A 0 6000 0.00 A Common Stock 6000 6000 D The option vests 1/3rd on the first anniversary of issuance and 1/36th each month thereafter for 24 months. The option was granted pursuant to the Issuer's 2014 Stock Incentive Plan. Each restricted stock unit represents the right to receive, at settlement, one share of common stock. These restricted stock units are scheduled to vest 100% on February 25, 2016. The restricted stock units were granted pursuant to the Issuer's 2014 Stock Incentive Plan. /s/Jessica Edgar, Attorney-in-Fact 2015-02-27