0001615774-19-004176.txt : 20190318
0001615774-19-004176.hdr.sgml : 20190318
20190318184923
ACCESSION NUMBER: 0001615774-19-004176
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20190315
FILED AS OF DATE: 20190318
DATE AS OF CHANGE: 20190318
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: Young Kenneth M
CENTRAL INDEX KEY: 0001365572
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-37503
FILM NUMBER: 19689722
MAIL ADDRESS:
STREET 1: C/O B. RILEY FINANCIAL, INC.
STREET 2: 21255 BURBANK BLVD., SUITE 400
CITY: WOODLAND HILLS
STATE: CA
ZIP: 91367
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: B. Riley Financial, Inc.
CENTRAL INDEX KEY: 0001464790
STANDARD INDUSTRIAL CLASSIFICATION: SERVICES-BUSINESS SERVICES, NEC [7389]
IRS NUMBER: 270223495
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
BUSINESS ADDRESS:
STREET 1: 21255 BURBANK BLVD.
STREET 2: SUITE 400
CITY: WOODLAND HILLS
STATE: CA
ZIP: 91367
BUSINESS PHONE: 818-884-3737
MAIL ADDRESS:
STREET 1: 21255 BURBANK BLVD.
STREET 2: SUITE 400
CITY: WOODLAND HILLS
STATE: CA
ZIP: 91367
FORMER COMPANY:
FORMER CONFORMED NAME: Great American Group, Inc.
DATE OF NAME CHANGE: 20090522
4
1
s116775_form4.xml
FORM 4
X0306
4
2019-03-15
0
0001464790
B. Riley Financial, Inc.
RILY
0001365572
Young Kenneth M
C/O B. RILEY FINANCIAL, INC.
21255 BURBANK BLVD., SUITE 400
WOODLAND HILLS
CA
91367
0
1
0
0
President
Common Stock
2018-12-31
5
A
0
E
230
12.07
A
55314
D
Common Stock
2019-03-15
4
P
0
10000
17.1599
A
10000
I
See Note
Represents shares acquired under the provisions of the B. Riley Financial, Inc. 2018 Employee Stock Purchase Plan in a transaction that was exempt under both Rule 16b-3(d) and Rule 16b-3(c).
Held of record by the Kenneth M. Young Revocable Trust U/A 5/8/15.
/s/ Kenneth M Young
2019-03-18