Chief Compliance Officer

0001365559-22-000002.txt : 20220127 0001365559-22-000002.hdr.sgml : 20220127 20220127143120 ACCESSION NUMBER: 0001365559-22-000002 CONFORMED SUBMISSION TYPE: 13F-HR PUBLIC DOCUMENT COUNT: 2 CONFORMED PERIOD OF REPORT: 20211231 FILED AS OF DATE: 20220127 DATE AS OF CHANGE: 20220127 EFFECTIVENESS DATE: 20220127 FILER: COMPANY DATA: COMPANY CONFORMED NAME: Baker Ellis Asset Management LLC CENTRAL INDEX KEY: 0001365559 IRS NUMBER: 752997594 STATE OF INCORPORATION: OR FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 13F-HR SEC ACT: 1934 Act SEC FILE NUMBER: 028-12091 FILM NUMBER: 22562522 BUSINESS ADDRESS: STREET 1: 1231 NW HOYT STREET STREET 2: SUITE 306 CITY: PORTLAND STATE: OR ZIP: 97209 BUSINESS PHONE: 503-227-5778 MAIL ADDRESS: STREET 1: 1231 NW HOYT STREET STREET 2: SUITE 306 CITY: PORTLAND STATE: OR ZIP: 97209 13F-HR 1 primary_doc.xml 13F-HR LIVE false false false 0001365559 XXXXXXXX 12-31-2021 12-31-2021 false Baker Ellis Asset Management LLC

1231 NW Hoyt Street Suite 306 Portland OR 97209

13F HOLDINGS REPORT 028-12091 N Patricia Watson Chief Compliance Officer 503-227-5778 Patricia Watson Portland OR 01-27-2022 0 207 566672 INFORMATION TABLE 2 infotable.xml 3M CO COM 88579Y101 1088 6125 SH SOLE 0 0 6125 ABBOTT LABS COM 002824100 242 1716 SH SOLE 0 0 1716 ABBVIE INC COM 00287Y109 1086 8019 SH SOLE 0 0 8019 ACCENTURE PLC IRELAND SHS CLASS A G1151C101 410 990 SH SOLE 0 0 990 ALBEMARLE CORP COM 012653101 903 3862 SH SOLE 0 0 3862 ALLIANCEBERNSTEIN HLDG L P UNIT LTD PARTN 01881G106 293 6000 SH SOLE 0 0 6000 ALPHABET INC CAP STK CL A 02079K305 3295 1137 SH SOLE 0 0 1137 ALPHABET INC CAP STK CL C 02079K107 9572 3308 SH SOLE 0 0 3308 AMAZON COM INC COM 023135106 2727 818 SH SOLE 0 0 818 AMERCO COM 023586100 272 375 SH SOLE 0 0 375 AMERICAN CENTY ETF TR INTL SMCP VLU 025072802 226 3500 SH SOLE 0 0 3500 APPLE INC COM 037833100 8896 50100 SH SOLE 0 0 50100 ARCHER DANIELS MIDLAND CO COM 039483102 3753 55527 SH SOLE 0 0 55527 ARMADA HOFFLER PPTYS INC COM 04208T108 370 24310 SH SOLE 0 0 24310 ATLAS CORP SHARES Y0436Q109 580 40886 SH SOLE 0 0 40886 AUTOMATIC DATA PROCESSING IN COM 053015103 809 3280 SH SOLE 0 0 3280 BALL CORP COM 058498106 1541 16004 SH SOLE 0 0 16004 BANK NEW YORK MELLON CORP COM 064058100 226 3890 SH SOLE 0 0 3890 BERKSHIRE HATHAWAY INC DEL CL A 084670108 5859 13 SH SOLE 0 0 13 BERKSHIRE HATHAWAY INC DEL CL B NEW 084670702 16729 55950 SH SOLE 0 0 55950 BK OF AMERICA CORP COM 060505104 422 9480 SH SOLE 0 0 9480 BLACK STONE MINERALS L P COM UNIT 09225M101 227 22000 SH SOLE 0 0 22000 BOEING CO COM 097023105 259 1285 SH SOLE 0 0 1285 BOISE CASCADE CO DEL COM 09739D100 605 8500 SH SOLE 0 0 8500 BOXED INC COM 103174108 164 11940 SH SOLE 0 0 11940 BP PLC SPONSORED ADR 055622104 2983 112004 SH SOLE 0 0 112004 BRISTOL-MYERS SQUIBB CO COM 110122108 480 7696 SH SOLE 0 0 7696 BRUNSWICK CORP COM 117043109 5240 52023 SH SOLE 0 0 52023 CARRIER GLOBAL CORPORATION COM 14448C104 453 8353 SH SOLE 0 0 8353 CHEVRON CORP NEW COM 166764100 601 5120 SH SOLE 0 0 5120 CISCO SYS INC COM 17275R102 421 6650 SH SOLE 0 0 6650 CLARUS CORP NEW COM 18270P109 417 15061 SH SOLE 0 0 15061 CLOROX CO DEL COM 189054109 262 1500 SH SOLE 0 0 1500 COMCAST CORP NEW CL A 20030N101 1537 30539 SH SOLE 0 0 30539 CORNING INC COM 219350105 212 5700 SH SOLE 0 0 5700 COSTCO WHSL CORP NEW COM 22160K105 7331 12913 SH SOLE 0 0 12913 DEERE & CO COM 244199105 816 2380 SH SOLE 0 0 2380 DELL TECHNOLOGIES INC CL C 24703L202 253 4510 SH SOLE 0 0 4510 DISCOVER FINL SVCS COM 254709108 3689 31926 SH SOLE 0 0 31926 DISH NETWORK CORPORATION CL A 25470M109 333 10280 SH SOLE 0 0 10280 DISNEY WALT CO COM 254687106 5291 34157 SH SOLE 0 0 34157 DUKE ENERGY CORP NEW COM NEW 26441C204 266 2531 SH SOLE 0 0 2531 EDWARDS LIFESCIENCES CORP COM 28176E108 558 4309 SH SOLE 0 0 4309 ENCORE WIRE CORP COM 292562105 6069 42411 SH SOLE 0 0 42411 EVERSOURCE ENERGY COM 30040W108 922 10133 SH SOLE 0 0 10133 EXPONENT INC COM 30214U102 1527 13080 SH SOLE 0 0 13080 EXXON MOBIL CORP COM 30231G102 202 3300 SH SOLE 0 0 3300 FEDEX CORP COM 31428X106 362 1400 SH SOLE 0 0 1400 FIDELITY MERRIMACK STR TR TOTAL BD ETF 316188309 6401 120730 SH SOLE 0 0 120730 FISERV INC COM 337738108 4607 44389 SH SOLE 0 0 44389 FOMENTO ECONOMICO MEXICANO S SPON ADR UNITS 344419106 3568 45911 SH SOLE 0 0 45911 FORD MTR CO DEL COM 345370860 361 17400 SH SOLE 0 0 17400 GARRETT MOTION INC COM 366505105 2289 285042 SH SOLE 0 0 285042 GENERAL MTRS CO COM 37045V100 501 8550 SH SOLE 0 0 8550 GLOBAL SELF STORAGE INC COM 37955N106 80 14000 SH SOLE 0 0 14000 GOLDMAN SACHS ETF TR ACCES TREASURY 381430529 1100 11000 SH SOLE 0 0 11000 GOLDMAN SACHS ETF TR ACTIVEBETA INT 381430107 9444 267772 SH SOLE 0 0 267772 GOLDMAN SACHS GROUP INC COM 38141G104 2444 6390 SH SOLE 0 0 6390 GXO LOGISTICS INCORPORATED COMMON STOCK 36262G101 2394 26357 SH SOLE 0 0 26357 HANESBRANDS INC COM 410345102 293 17540 SH SOLE 0 0 17540 HIGHWOODS PPTYS INC COM 431284108 615 13800 SH SOLE 0 0 13800 HOME DEPOT INC COM 437076102 2286 5509 SH SOLE 0 0 5509 HONDA MOTOR LTD AMERN SHS 438128308 257 9050 SH SOLE 0 0 9050 HONEYWELL INTL INC COM 438516106 4288 20566 SH SOLE 0 0 20566 HOST HOTELS & RESORTS INC COM 44107P104 691 39707 SH SOLE 0 0 39707 INGLES MKTS INC CL A 457030104 3793 43930 SH SOLE 0 0 43930 INTEL CORP COM 458140100 365 7093 SH SOLE 0 0 7093 INVESCO CURRENCYSHARES EURO EURO SHS 46138K103 423 4000 SH SOLE 0 0 4000 INVESCO CURRENCYSHARES SWISS SWISS FRANC 46138R108 346 3500 SH SOLE 0 0 3500 INVESCO EXCHANGE TRADED FD T S&P500 EQL WGT 46137V357 3020 18559 SH SOLE 0 0 18559 INVESCO EXCHANGE TRADED FD T FTSE RAFI 1000 46137V613 10169 59227 SH SOLE 0 0 59227 INVESCO QQQ TR UNIT SER 1 46090E103 3433 8630 SH SOLE 0 0 8630 INVESTORS TITLE CO NC COM 461804106 468 2375 SH SOLE 0 0 2375 IRON MTN INC NEW COM 46284V101 5494 104983 SH SOLE 0 0 104983 ISHARES GOLD TR ISHARES NEW 464285204 226 6500 SH SOLE 0 0 6500 ISHARES INC MSCI EMRG CHN 46434G764 276 4550 SH SOLE 0 0 4550 ISHARES TR MSCI USA QLT FCT 46432F339 218 1500 SH SOLE 0 0 1500 ISHARES TR RUS 1000 VAL ETF 464287598 302 1799 SH SOLE 0 0 1799 ISHARES TR RUS MID CAP ETF 464287499 455 5476 SH SOLE 0 0 5476 ISHARES TR MSCI EAFE ETF 464287465 228 2900 SH SOLE 0 0 2900 ISHARES TR GLOB INDSTRL ETF 464288729 235 1900 SH SOLE 0 0 1900 ISHARES TR RUS 1000 ETF 464287622 304 1150 SH SOLE 0 0 1150 ISHARES TR CORE MSCI TOTAL 46432F834 11579 163227 SH SOLE 0 0 163227 ISHARES TR GLOBAL ENERG ETF 464287341 308 11200 SH SOLE 0 0 11200 ISHARES TR RUS MDCP VAL ETF 464287473 503 4107 SH SOLE 0 0 4107 ISHARES TR EAFE SML CP ETF 464288273 899 12301 SH SOLE 0 0 12301 ISHARES TR SHORT TREAS BD 464288679 286 2590 SH SOLE 0 0 2590 ISHARES TR MSCI EAFE MIN VL 46429B689 2167 28230 SH SOLE 0 0 28230 ISHARES TR 1 3 YR TREAS BD 464287457 1284 15011 SH SOLE 0 0 15011 ITT INC COM 45073V108 1454 14230 SH SOLE 0 0 14230 J P MORGAN EXCHANGE-TRADED F ULTRA SHRT INC 46641Q837 1429 28315 SH SOLE 0 0 28315 J P MORGAN EXCHANGE-TRADED F ULTRA SHT MUNCPL 46641Q654 4717 92385 SH SOLE 0 0 92385 JANUS DETROIT STR TR HENDERSON MTG 47103U852 1302 24720 SH SOLE 0 0 24720 JOHN BEAN TECHNOLOGIES CORP COM 477839104 1491 9710 SH SOLE 0 0 9710 JOHN HANCOCK EXCHANGE TRADED MULTIFACTOR MI 47804J206 10393 186961 SH SOLE 0 0 186961 JOHNSON & JOHNSON COM 478160104 6252 36546 SH SOLE 0 0 36546 JPMORGAN CHASE & CO COM 46625H100 6715 42403 SH SOLE 0 0 42403 KIMCO RLTY CORP COM 49446R109 2872 116520 SH SOLE 0 0 116520 KIRKLAND LAKE GOLD LTD COM 49741E100 248 5900 SH SOLE 0 0 5900 KROGER CO COM 501044101 4071 89953 SH SOLE 0 0 89953 LABORATORY CORP AMER HLDGS COM NEW 50540R409 6768 21539 SH SOLE 0 0 21539 LAM RESEARCH CORP COM 512807108 9277 12900 SH SOLE 0 0 12900 LIMONEIRA CO COM 532746104 150 10000 SH SOLE 0 0 10000 LINDE PLC SHS G5494J103 284 820 SH SOLE 0 0 820 LISTED FD TR HORIZON KINETICS 53656F623 848 27170 SH SOLE 0 0 27170 LOUISIANA PAC CORP COM 546347105 13209 168584 SH SOLE 0 0 168584 LUXFER HOLDINGS PLC SHS G5698W116 295 15300 SH SOLE 0 0 15300 MARRIOTT INTL INC NEW CL A 571903202 281 1700 SH SOLE 0 0 1700 MARTEN TRANS LTD COM 573075108 258 15062 SH SOLE 0 0 15062 MATSON INC COM 57686G105 1002 11130 SH SOLE 0 0 11130 MERCK & CO INC COM 58933Y105 786 10250 SH SOLE 0 0 10250 META PLATFORMS INC CL A 30303M102 774 2300 SH SOLE 0 0 2300 MICROSOFT CORP COM 594918104 19447 57822 SH SOLE 0 0 57822 MID-AMER APT CMNTYS INC COM 59522J103 3975 17325 SH SOLE 0 0 17325 MONMOUTH REAL ESTATE INVT CO CL A 609720107 2418 115075 SH SOLE 0 0 115075 NAUTILUS INC COM 63910B102 761 124143 SH SOLE 0 0 124143 NEWS CORP NEW CL B 65249B208 479 21300 SH SOLE 0 0 21300 NEXTERA ENERGY INC COM 65339F101 1041 11155 SH SOLE 0 0 11155 NIKE INC CL B 654106103 2864 17185 SH SOLE 0 0 17185 NORDSTROM INC COM 655664100 1549 68463 SH SOLE 0 0 68463 NORFOLK SOUTHN CORP COM 655844108 476 1600 SH SOLE 0 0 1600 NORTHROP GRUMMAN CORP COM 666807102 4179 10796 SH SOLE 0 0 10796 NORTONLIFELOCK INC COM 668771108 4409 169699 SH SOLE 0 0 169699 NOVARTIS AG SPONSORED ADR 66987V109 1204 13769 SH SOLE 0 0 13769 ORACLE CORP COM 68389X105 480 5504 SH SOLE 0 0 5504 OSHKOSH CORP COM 688239201 695 6166 SH SOLE 0 0 6166 OTIS WORLDWIDE CORP COM 68902V107 282 3238 SH SOLE 0 0 3238 PEPSICO INC COM 713448108 7148 41150 SH SOLE 0 0 41150 PFIZER INC COM 717081103 660 11182 SH SOLE 0 0 11182 PHILLIPS 66 COM 718546104 596 8220 SH SOLE 0 0 8220 PIMCO EQUITY SER RAFI DYN ML US 72202L363 6934 167721 SH SOLE 0 0 167721 PIMCO ETF TR ENHNCD LW DUR AC 72201R718 2930 29127 SH SOLE 0 0 29127 PINNACLE WEST CAP CORP COM 723484101 3598 50966 SH SOLE 0 0 50966 PINTEREST INC CL A 72352L106 612 16838 SH SOLE 0 0 16838 PORTLAND GEN ELEC CO COM NEW 736508847 4394 83040 SH SOLE 0 0 83040 POTLATCHDELTIC CORPORATION COM 737630103 574 9535 SH SOLE 0 0 9535 PPL CORP COM 69351T106 415 13807 SH SOLE 0 0 13807 PRICE T ROWE GROUP INC COM 74144T108 385 1960 SH SOLE 0 0 1960 PROCTER AND GAMBLE CO COM 742718109 527 3222 SH SOLE 0 0 3222 PROLOGIS INC. COM 74340W103 2096 12450 SH SOLE 0 0 12450 QUEST DIAGNOSTICS INC COM 74834L100 225 1300 SH SOLE 0 0 1300 RAYONIER INC COM 754907103 729 18060 SH SOLE 0 0 18060 RAYTHEON TECHNOLOGIES CORP COM 75513E101 4637 53879 SH SOLE 0 0 53879 ROYAL DUTCH SHELL PLC SPON ADR B 780259107 407 9400 SH SOLE 0 0 9400 RUSH ENTERPRISES INC CL B 781846308 229 4250 SH SOLE 0 0 4250 SALEM MEDIA GROUP INC CL A 794093104 35 11400 SH SOLE 0 0 11400 SCHWAB STRATEGIC TR US DIVIDEND EQ 808524797 12779 158097 SH SOLE 0 0 158097 SCHWAB STRATEGIC TR SCHWB FDT INT SC 808524748 284 7600 SH SOLE 0 0 7600 SCHWAB STRATEGIC TR US TIPS ETF 808524870 1939 30827 SH SOLE 0 0 30827 SCHWAB STRATEGIC TR SCHWAB FDT US LG 808524771 399 6800 SH SOLE 0 0 6800 SEABOARD CORP DEL COM 811543107 331 84 SH SOLE 0 0 84 SKECHERS U S A INC CL A 830566105 3592 82758 SH SOLE 0 0 82758 SMITH MIDLAND CORP COM 832156103 374 7950 SH SOLE 0 0 7950 SMUCKER J M CO COM NEW 832696405 956 7039 SH SOLE 0 0 7039 SONOCO PRODS CO COM 835495102 504 8705 SH SOLE 0 0 8705 SPDR GOLD TR GOLD SHS 78463V107 1637 9577 SH SOLE 0 0 9577 SPDR S&P 500 ETF TR TR UNIT 78462F103 2711 5708 SH SOLE 0 0 5708 SPROTT PHYSICAL GOLD & SILVE TR UNIT 85208R101 188 10600 SH SOLE 0 0 10600 SPROTT PHYSICAL GOLD TR UNIT 85207H104 467 32500 SH SOLE 0 0 32500 SPROTT PHYSICAL SILVER TR TR UNIT 85207K107 104 13000 SH SOLE 0 0 13000 STARBUCKS CORP COM 855244109 773 6611 SH SOLE 0 0 6611 STARWOOD PPTY TR INC COM 85571B105 1260 51850 SH SOLE 0 0 51850 STELLANTIS N.V SHS N82405106 1755 93536 SH SOLE 0 0 93536 STRYKER CORPORATION COM 863667101 5739 21461 SH SOLE 0 0 21461 TARGET CORP COM 87612E106 4205 18167 SH SOLE 0 0 18167 TETRA TECHNOLOGIES INC DEL COM 88162F105 87 30500 SH SOLE 0 0 30500 TOTALENERGIES SE SPONSORED ADS 89151E109 537 10850 SH SOLE 0 0 10850 TRICON RESIDENTIAL INC COM NPV 89612W102 359 23500 SH SOLE 0 0 23500 UBS GROUP AG SHS H42097107 220 12300 SH SOLE 0 0 12300 UGI CORP NEW COM 902681105 264 5750 SH SOLE 0 0 5750 UNION PAC CORP COM 907818108 4564 18117 SH SOLE 0 0 18117 UNITED PARCEL SERVICE INC CL B 911312106 742 3460 SH SOLE 0 0 3460 UNITEDHEALTH GROUP INC COM 91324P102 612 1219 SH SOLE 0 0 1219 UNIVAR SOLUTIONS INC COM 91336L107 473 16700 SH SOLE 0 0 16700 URSTADT BIDDLE PPTYS INC CL A 917286205 1464 68735 SH SOLE 0 0 68735 URSTADT BIDDLE PPTYS INC COM 917286106 626 32682 SH SOLE 0 0 32682 US BANCORP DEL COM NEW 902973304 506 9000 SH SOLE 0 0 9000 VANECK ETF TRUST FALLEN ANGEL HG 92189F437 728 22066 SH SOLE 0 0 22066 VANECK MERK GOLD TR GOLD TRUST 921078101 409 23000 SH SOLE 0 0 23000 VANGUARD BD INDEX FDS SHORT TRM BOND 921937827 736 9100 SH SOLE 0 0 9100 VANGUARD INDEX FDS EXTEND MKT ETF 922908652 3816 20866 SH SOLE 0 0 20866 VANGUARD INDEX FDS S&P 500 ETF SHS 922908363 11312 25911 SH SOLE 0 0 25911 VANGUARD INDEX FDS TOTAL STK MKT 922908769 64550 267356 SH SOLE 0 0 267356 VANGUARD INDEX FDS MCAP VL IDXVIP 922908512 347 2305 SH SOLE 0 0 2305 VANGUARD INDEX FDS REAL ESTATE ETF 922908553 1495 12886 SH SOLE 0 0 12886 VANGUARD INDEX FDS SM CP VAL ETF 922908611 1827 10217 SH SOLE 0 0 10217 VANGUARD INTL EQUITY INDEX F FTSE EMR MKT ETF 922042858 855 17295 SH SOLE 0 0 17295 VANGUARD INTL EQUITY INDEX F TT WRLD ST ETF 922042742 4528 42144 SH SOLE 0 0 42144 VANGUARD INTL EQUITY INDEX F ALLWRLD EX US 922042775 1761 28735 SH SOLE 0 0 28735 VANGUARD INTL EQUITY INDEX F FTSE SMCAP ETF 922042718 614 4581 SH SOLE 0 0 4581 VANGUARD WHITEHALL FDS HIGH DIV YLD 921946406 17314 154434 SH SOLE 0 0 154434 VANGUARD WORLD FD MEGA CAP INDEX 921910873 3544 21086 SH SOLE 0 0 21086 VANGUARD WORLD FDS UTILITIES ETF 92204A876 1439 9200 SH SOLE 0 0 9200 VANGUARD WORLD FDS HEALTH CAR ETF 92204A504 3754 14090 SH SOLE 0 0 14090 VANGUARD WORLD FDS INF TECH ETF 92204A702 19135 41763 SH SOLE 0 0 41763 VANGUARD WORLD FDS FINANCIALS ETF 92204A405 1203 12460 SH SOLE 0 0 12460 VERIZON COMMUNICATIONS INC COM 92343V104 4145 79766 SH SOLE 0 0 79766 VISA INC COM CL A 92826C839 1201 5544 SH SOLE 0 0 5544 VMWARE INC CL A COM 928563402 2026 17482 SH SOLE 0 0 17482 WALMART INC COM 931142103 1073 7419 SH SOLE 0 0 7419 WASTE MGMT INC DEL COM 94106L109 1241 7436 SH SOLE 0 0 7436 WEYERHAEUSER CO MTN BE COM NEW 962166104 7264 176391 SH SOLE 0 0 176391 WHIRLPOOL CORP COM 963320106 340 1450 SH SOLE 0 0 1450 WISDOMTREE TR EMG MKTS SMCAP 97717W281 10534 199063 SH SOLE 0 0 199063 WOODWARD INC COM 980745103 1270 11600 SH SOLE 0 0 11600 WORLD GOLD TR SPDR GLD MINIS 98149E204 2082 114500 SH SOLE 0 0 114500 XILINX INC COM 983919101 233 1100 SH SOLE 0 0 1100