0001365555-17-000090.txt : 20170516 0001365555-17-000090.hdr.sgml : 20170516 20170516082050 ACCESSION NUMBER: 0001365555-17-000090 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20170515 FILED AS OF DATE: 20170516 DATE AS OF CHANGE: 20170516 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: Amtrust Financial Services, Inc. CENTRAL INDEX KEY: 0001365555 STANDARD INDUSTRIAL CLASSIFICATION: FIRE, MARINE & CASUALTY INSURANCE [6331] IRS NUMBER: 043106389 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 59 MAIDEN LANE STREET 2: 43RD FLOOR CITY: NEW YORK STATE: NY ZIP: 10038 BUSINESS PHONE: (212) 220-7120 MAIL ADDRESS: STREET 1: 59 MAIDEN LANE STREET 2: 43RD FLOOR CITY: NEW YORK STATE: NY ZIP: 10038 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Ungar Stephen CENTRAL INDEX KEY: 0001492035 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-33143 FILM NUMBER: 17847056 MAIL ADDRESS: STREET 1: C/O AMTRUST FINANCIAL SERVICES, INC. STREET 2: 59 MAIDEN LANE, 6TH FLOOR CITY: NEW YORK STATE: NY ZIP: 10038 4 1 wf-form4_149493723539603.xml FORM 4 X0306 4 2017-05-15 0 0001365555 Amtrust Financial Services, Inc. AFSI 0001492035 Ungar Stephen C/O AMTRUST FINANCIAL SERVICES, INC. 59 MAIDEN LANE, 43RD FLOOR NEW YORK NY 10038 0 1 0 0 SVP, GC and Secretary Common Stock 2017-05-15 4 M 0 5000 5.7734 A 169518 D Common Stock 2017-05-15 4 S 0 5000 13.08 D 164518 D Stock Option 5.7734 2017-05-15 4 M 0 5000 0 D 2009-08-25 2018-08-25 Common Stock 5000.0 7382 D This transaction was effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on June 16, 2016. The price included in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $12.89 to $13.29 per share, inclusive. The reporting person undertakes to provide to AmTrust Financial Services, Inc. or any of its security holders, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in footnote 2. /s/ Stephen Ungar 2017-05-15