0001365555-17-000090.txt : 20170516
0001365555-17-000090.hdr.sgml : 20170516
20170516082050
ACCESSION NUMBER: 0001365555-17-000090
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20170515
FILED AS OF DATE: 20170516
DATE AS OF CHANGE: 20170516
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: Amtrust Financial Services, Inc.
CENTRAL INDEX KEY: 0001365555
STANDARD INDUSTRIAL CLASSIFICATION: FIRE, MARINE & CASUALTY INSURANCE [6331]
IRS NUMBER: 043106389
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
BUSINESS ADDRESS:
STREET 1: 59 MAIDEN LANE
STREET 2: 43RD FLOOR
CITY: NEW YORK
STATE: NY
ZIP: 10038
BUSINESS PHONE: (212) 220-7120
MAIL ADDRESS:
STREET 1: 59 MAIDEN LANE
STREET 2: 43RD FLOOR
CITY: NEW YORK
STATE: NY
ZIP: 10038
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: Ungar Stephen
CENTRAL INDEX KEY: 0001492035
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-33143
FILM NUMBER: 17847056
MAIL ADDRESS:
STREET 1: C/O AMTRUST FINANCIAL SERVICES, INC.
STREET 2: 59 MAIDEN LANE, 6TH FLOOR
CITY: NEW YORK
STATE: NY
ZIP: 10038
4
1
wf-form4_149493723539603.xml
FORM 4
X0306
4
2017-05-15
0
0001365555
Amtrust Financial Services, Inc.
AFSI
0001492035
Ungar Stephen
C/O AMTRUST FINANCIAL SERVICES, INC.
59 MAIDEN LANE, 43RD FLOOR
NEW YORK
NY
10038
0
1
0
0
SVP, GC and Secretary
Common Stock
2017-05-15
4
M
0
5000
5.7734
A
169518
D
Common Stock
2017-05-15
4
S
0
5000
13.08
D
164518
D
Stock Option
5.7734
2017-05-15
4
M
0
5000
0
D
2009-08-25
2018-08-25
Common Stock
5000.0
7382
D
This transaction was effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on June 16, 2016.
The price included in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $12.89 to $13.29 per share, inclusive. The reporting person undertakes to provide to AmTrust Financial Services, Inc. or any of its security holders, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in footnote 2.
/s/ Stephen Ungar
2017-05-15