0000919574-18-007158.txt : 20181114 0000919574-18-007158.hdr.sgml : 20181114 20181113174249 ACCESSION NUMBER: 0000919574-18-007158 CONFORMED SUBMISSION TYPE: 13F-HR PUBLIC DOCUMENT COUNT: 2 CONFORMED PERIOD OF REPORT: 20180930 FILED AS OF DATE: 20181114 DATE AS OF CHANGE: 20181113 EFFECTIVENESS DATE: 20181114 FILER: COMPANY DATA: COMPANY CONFORMED NAME: Amtrust Financial Services, Inc. CENTRAL INDEX KEY: 0001365555 STANDARD INDUSTRIAL CLASSIFICATION: FIRE, MARINE & CASUALTY INSURANCE [6331] IRS NUMBER: 043106389 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 13F-HR SEC ACT: 1934 Act SEC FILE NUMBER: 028-17705 FILM NUMBER: 181179438 BUSINESS ADDRESS: STREET 1: 59 MAIDEN LANE STREET 2: 43RD FLOOR CITY: NEW YORK STATE: NY ZIP: 10038 BUSINESS PHONE: (212) 220-7120 MAIL ADDRESS: STREET 1: 59 MAIDEN LANE STREET 2: 43RD FLOOR CITY: NEW YORK STATE: NY ZIP: 10038 13F-HR 1 primary_doc.xml 13F-HR LIVE false true false 0001365555 XXXXXXXX 09-30-2018 09-30-2018 false Amtrust Financial Services, Inc.

59 Maiden Lane 43rd Floor New York NY 10038

13F HOLDINGS REPORT 028-17705 N Stephen Ungar 212-220-7120 /s/Stephen Ungar New York NY 11-13-2018 2 48 135801 1 0001696876 028-17706 AII Insurance Management Ltd. (Bermuda) 2 0001696880 028-18512 AmTrust International Bermuda, Ltd. INFORMATION TABLE 2 infotable.xml AUTOZONE INC COM 053332102 1164 1500 SH DFND 2 1500 0 0 BOTTOMLINE TECH DEL INC COM 101388106 1309 18000 SH DFND 2 18000 0 0 CHAPARRAL ENERGY INC COM CL A 15942R208 3390 192408 SH SOLE 192408 0 0 CHEGG INC COM 163092109 569 20000 SH DFND 2 20000 0 0 CISCO SYS INC COM 17275R102 973 20000 SH DFND 2 20000 0 0 CISCO SYS INC COM 17275R102 1216 25000 SH SOLE 25000 0 0 CLIPPER RLTY INC COM 18885T306 10022 740740 SH SOLE 740740 0 0 EQUINIX INC COM PAR $0.001 29444U700 1082 2500 SH DFND 2 2500 0 0 FORUM MERGER II CORP UNIT 09/30/2025 34986F202 505 50000 SH DFND 2 50000 0 0 GENERAL ELECTRIC CO COM 369604103 1694 150000 SH SOLE 150000 0 0 GORES HOLDINGS III INC UNIT 09/07/2024 38286G208 1021 100000 SH DFND 2 100000 0 0 GRAND CANYON ED INC COM 38526M106 2030 18000 SH DFND 2 18000 0 0 HASBRO INC COM 418056107 3689 35090 SH DFND 2 35090 0 0 HD SUPPLY HLDGS INC COM 40416M105 2567 60000 SH DFND 2 60000 0 0 HD SUPPLY HLDGS INC COM 40416M105 2995 70000 SH Put DFND 2 70000 0 0 INTERXION HOLDING N.V SHS N47279109 1010 15000 SH DFND 2 15000 0 0 INTERXION HOLDING N.V SHS N47279109 7067 105000 SH Call DFND 2 105000 0 0 KINDRED BIOSCIENCES INC COM 494577109 1814 130054 SH DFND 2 130054 0 0 LAMB WESTON HLDGS INC COM 513272104 1332 20000 SH DFND 2 20000 0 0 LAMB WESTON HLDGS INC COM 513272104 476 7150 SH SOLE 7150 0 0 MGM GROWTH PPTYS LLC CL A COM 55303A105 1710 58000 SH SOLE 58000 0 0 MICHAEL KORS HLDGS LTD SHS G60754101 3565 52000 SH DFND 2 52000 0 0 MICROSOFT CORP COM 594918104 5524 48300 SH SOLE 48300 0 0 MOSAIC ACQUISITION CORP UNIT 99/99/9999 G62848117 1527 150000 SH DFND 2 150000 0 0 NANOVIBRONIX INC COM 63008J108 671 146148 SH DFND 1 146148 0 0 NATIONAL GEN HLDGS CORP COM 636220303 45881 1709430 SH SOLE 1709430 0 0 NEBULA ACQUISITION CORP UNIT 03/12/2025 629076209 1515 150000 SH DFND 2 150000 0 0 NEW YORK TIMES CO CL A 650111107 1070 46220 SH DFND 2 46220 0 0 NI HLDGS INC COM 65342T106 2601 154176 SH DFND 2 154176 0 0 NOODLES & CO COM CL A 65540B105 2337 193100 SH DFND 2 193100 0 0 PGT INNOVATIONS INC COM 69336V101 540 25000 SH DFND 2 25000 0 0 PLATINUM EAGLE ACQUISITIN CO UNIT 01/09/2023 G7126L126 520 50000 SH DFND 2 50000 0 0 SEAWORLD ENTMT INC COM 81282V100 2200 70000 SH DFND 2 70000 0 0 SHERWIN WILLIAMS CO COM 824348106 2194 4820 SH SOLE 4820 0 0 SKYLINE CHAMPION CORPORATION COM 830830105 1743 61000 SH DFND 2 61000 0 0 SNAP INC CL A 83304A106 85 10000 SH DFND 2 0 0 10000 SNAP ON INC COM 833034101 1469 8000 SH DFND 2 8000 0 0 TIFFANY & CO NEW COM 886547108 1419 11000 SH DFND 2 11000 0 0 TILE SHOP HLDGS INC COM 88677Q109 72 10000 SH DFND 2 10000 0 0 TWITTER INC COM 90184L102 2135 75000 SH SOLE 75000 0 0 VIEWRAY INC COM 92672L107 1317 140700 SH DFND 2 140700 0 0 VIEWRAY INC COM 92672L107 936 100000 SH Call DFND 2 100000 0 0 VULCAN MATLS CO COM 929160109 890 8000 SH SOLE 8000 0 0 DISNEY WALT CO COM DISNEY 254687106 1169 10000 SH SOLE 10000 0 0 WENDYS CO COM 95058W100 1971 115000 SH DFND 2 115000 0 0 WENDYS CO COM 95058W100 2400 140000 SH SOLE 140000 0 0 WILLSCOT CORP COM 971375126 1715 100000 SH DFND 2 100000 0 0 ZOES KITCHEN INC COM 98979J109 700 55000 SH DFND 2 55000 0 0