N-PX 1 f13-0689.htm N-PX FILING
 
UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
Washington, DC 20549
 
FORM N-PX
 
ANNUAL REPORT OF PROXY VOTING RECORD OF REGISTERED
MANAGEMENT INVESTMENT COMPANY
 
Investment Company Act file number  811-21913

 

DundeeWealth Funds
(Exact name of registrant as specified in charter)
 
1055 Westlakes Drive, Suite 301
Berwyn, PA 19312
(Address of principal executive offices) (Zip code)
 
Amy Duling
DundeeWealth US, LP
1055 Westlakes Drive, Suite 301
Berwyn, PA 19312
(Name and address of agent for service)

Registrant’s telephone number, including area code:  610-854-0900

Date of fiscal year end:  September 30

Date of reporting period: July 1, 2012 – June 30, 2013

Form N-PX is to be used by a registered management investment company, other than a small business investment company registered on Form N-5 (§§ 239.24 and 274.5 of this chapter), to file reports with the Commission, not later than August 31 of each year, containing the registrant's proxy voting record for the most recent twelve-month period ended June 30, pursuant to section 30 of the Investment Company Act of 1940 and rule 30b1-4 thereunder (17 CFR 270.30b1-4). The Commission may use the information provided on Form N-PX in its regulatory, disclosure review, inspection, and policymaking roles.

A registrant is required to disclose the information specified by Form N-PX, and the Commission will make this information public. A registrant is not required to respond to the collection of information contained in Form N-PX unless the Form displays a currently valid Office of Management and Budget (“OMB”) control number. Please direct comments concerning the accuracy of the information collection burden estimate and any suggestions for reducing the burden to the Secretary, Securities and Exchange Commission, 100 F Street, NE, Washington, DC 20549. The OMB has reviewed this collection of information under the clearance requirements of 44 U.S.C. § 3507.

 
 

Dynamic Canadian Equity Income Fund

 

Vote Summary

           
  TELUS CORP, VANCOUVER, BC
  Security 87971M202   Meeting Type Class Meeting
  Ticker Symbol     Meeting Date 17-Oct-2012
  ISIN CA87971M2022   Agenda 704067885 - Management
  Record Date 04-Sep-2012   Holding Recon Date 04-Sep-2012
  City / Country BURNABY / Canada Vote Deadline Date 11-Oct-2012
  SEDOL(s) 2381134 - 2675525 - B1HK8L6 Quick Code  

 

                   
  Item   Proposal   Type   Vote   For/Against
                  Management
  1   Pass by means of a separate vote, with or   Management   For   For
      without variation, a special separate resolution,            
      approving a plan of arrangement to effect the            
      exchange of non-voting shares for common            
      shares on a one-for-one basis pursuant to            
      Division 5, Part 9 of the Business Corporations            
      Act (British Columbia) involving TELUS            
      Corporation, and its holders of non-voting shares,            
      the full text of which is set forth in Appendix A to            
      the management information circular of TELUS            
      Corporation dated August 30, 2012 (the            
      “Circular”)            

 

           
  H&R REAL ESTATE INVESTMENT TRUST
  Security 404428203   Meeting Type Special General Meeting
  Ticker Symbol     Meeting Date 22-Mar-2013
  ISIN CA4044282032   Agenda 704306439 - Management
  Record Date 15-Feb-2013   Holding Recon Date 15-Feb-2013
  City / Country ONTARIO / Canada Vote Deadline Date 18-Mar-2013
  SEDOL(s) B3DJHT2 - B3DJHV4 - B3DJHW5 Quick Code  

 

                   
  Item   Proposal   Type   Vote   For/Against
                  Management
  1   To approve the issuance of units of H&R REIT   Management   For   For
      (“H&R REIT Units”) in connection with the            
      proposed acquisition of Primaris Retail Real            
      Estate Investment Trust (“Primaris”), the text of            
      which is set forth in Appendix A to the            
      accompanying management information circular            
      of H&R for the Meetings dated February 19, 2013            
      (the “Circular”)            
  1   To approve the issuance of units of Finance Trust   Management   For   For
      (“Finance Trust Units”) in connection with the            
      proposed acquisition of Primaris, the text of            
      which is set forth in Appendix B to the Circular            
  1   To act upon such other matters as may properly   Management   Against   Against
      come before the Meetings or any adjournment(s)            
      or postponement(s) thereof            

 

 
 

 

           
  TORONTO DOMINION BANK, TORONTO ON
  Security 891160509   Meeting Type Annual General Meeting
  Ticker Symbol     Meeting Date 04-Apr-2013
  ISIN CA8911605092   Agenda 704312115 - Management
  Record Date 04-Feb-2013   Holding Recon Date 04-Feb-2013
  City /     Country ONTARIO / Canada Vote Deadline Date 29-Mar-2013
  SEDOL(s) 0897547 - 2042516 - 2897222 - 5705719 - Quick Code  
    6897671 - B043KB5    

 

                   
  Item   Proposal   Type   Vote   For/Against
                  Management
  1.1   Election of Director: William E. Bennett   Management   For   For
  1.2   Election of Director: Hugh J. Bolton   Management   For   For
  1.3   Election of Director: John L. Bragg   Management   For   For
  1.4   Election of Director: Amy W. Brinkley   Management   For   For
  1.5   Election of Director: W. Edmund Clark   Management   For   For
  1.6   Election of Director: Colleen A. Goggins   Management   For   For
  1.7   Election of Director: Henry H. Ketcham   Management   For   For
  1.8   Election of Director: Brian M. Levitt   Management   For   For
  1.9   Election of Director: Harold H. MacKay   Management   For   For
  1.10   Election of Director: Karen E. Maidment   Management   For   For
  1.11   Election of Director: Irene R. Miller   Management   For   For
  1.12   Election of Director: Nadir H. Mohamed   Management   For   For
  1.13   Election of Director: Wilbur J. Prezzano   Management   For   For
  1.14   Election of Director: Helen K. Sinclair   Management   For   For
  2   Appointment of Auditor: Ernst & Young LLP   Management   For   For
  3   The approach to executive compensation   Management   For   For
      disclosed in the Report of the Human Resources            
      Committee and Approach to Compensation            
      sections of the Management Proxy Circular            
      *ADVISORY VOTE*            
  4   PLEASE NOTE THAT THIS RESOLUTION IS A   Shareholder   Against   For
      SHAREHOLDER PROPOSAL: It is resolved that            
      the Board of Directors annually reassure            
      shareholders and stakeholders that the pension            
      plans offered by the Bank are managed            
      according to the best practices of good            
      governance            
  5   PLEASE NOTE THAT THIS RESOLUTION IS A   Shareholder   Against   For
      SHAREHOLDER PROPOSAL: It is resolved that            
      the board of directors adopt a policy to offer all            
      the institution’s employees the same type of            
      pension plan (defined contributions or defined            
      benefits), regardless of the employees’ level in            
      the hierarchy. The pension plan will use the same            
      scale to calculate years of credited service, be            
      based on only fixed salary and become payable            
      at a predetermined retirement age            
  6   PLEASE NOTE THAT THIS RESOLUTION IS A   Shareholder   Against   For
      SHAREHOLDER PROPOSAL: It is resolved that            
      the CEO’s compensation not exceed thirty (30)            
      times the average salary of the Bank’s            
      nonmanagement employees            
  7   PLEASE NOTE THAT THIS RESOLUTION IS A   Shareholder   Against   For
      SHAREHOLDER PROPOSAL: It is resolved that            
      the board of directors commit to making the            
      necessary efforts to ensure that women make up            
      50% of senior management within five years            
  8   PLEASE NOTE THAT THIS RESOLUTION IS A   Shareholder   Against   For
      SHAREHOLDER PROPOSAL: It is resolved that            
      the Board of Directors adopt the practice of            
      publishing online within four months a report            
      synthesizing the Annual General Meeting and the            
      issues raised during the meeting            
  9   PLEASE NOTE THAT THIS RESOLUTION IS A   Shareholder   Against   For
      SHAREHOLDER PROPOSAL: Management            
      must present a slate of potential suitable            
      directors of at least 50% more than the number to            
      be elected. (this would allow a choice &            
      competition) Equal billing or information shall be            
      provided to each candidate in the information            
      circular. Elected directors must obtain at least            
      50% of the total number of votes possible (votes            
      withheld will be deducted from each total cast in            
      favour) Any shareholder with the support of            
      100,000 shares can have his/her name added to            
      the slate of candidates for director            
  10   PLEASE NOTE THAT THIS RESOLUTION IS A   Shareholder   Against   For
      SHAREHOLDER PROPOSAL: The            
      compensation paid to the directors & CEO must            
      be directly voted on & approved by the            
      shareholders            
  11   PLEASE NOTE THAT THIS RESOLUTION IS A   Shareholder   Against   For
      SHAREHOLDER PROPOSAL: The maximum            
      amount of compensation paid to any employee            
      shall be the greater of a) the annual salary &            
      benefits (excluding any security related costs)            
      paid to the Prime Minister of Canada plus 10% or            
      B) 25 times the annual salary paid to the lowest            
      paid TD Bank employee            

 

 
 

 

           
  ALARIS ROYALTY CORP, CALGARY AB
  Security 01163Q202   Meeting Type MIX
  Ticker Symbol     Meeting Date 18-Apr-2013
  ISIN CA01163Q2027   Agenda 704363287 - Management
  Record Date 14-Mar-2013   Holding Recon Date 14-Mar-2013
  City /     Country ALBERTA / Canada Vote Deadline Date 12-Apr-2013
  SEDOL(s) B15T0T7 Quick Code  

 

                   
  Item   Proposal   Type   Vote   For/Against
                  Management
  1   Fix the number of Directors: To fix the number of   Management   For   For
      directors to be elected at the Meeting at six (6)            
      members            
  2.1   Election of Director: Jack C. Lee   Management   For   For
  2.2   Election of Director: E. Mitchell Shier   Management   For   For
  2.3   Election of Director: Mary C. Ritchie   Management   For   For
  2.4   Election of Director: John P.A. Budreski   Management   For   For
  2.5   Election of Director: Stephen W. King   Management   For   For
  2.6   Election of Director: Gary Patterson   Management   For   For
  3   Appointment of Auditors: To appoint KPMG LLP   Management   For   For
      as auditors of the Corporation and to authorize            
      the directors to fix their remuneration as such            
  4   Approval of By-Law No. 2: To approve and ratify   Management   For   For
      the implementation of By-Law No. 2 regarding            
      the advance notice required for the nomination of            
      directors by shareholders            
  5   Plan of Arrangement: A special resolution, the full   Management   For   For
      text of which is set out in Schedule 5 to the            
      accompanying management information circular            
      and proxy statement of the Corporation dated            
      March 20, 2013 (the “Information Circular”) to            
      approve a plan of arrangement under section 192            
      of the Canada Business Corporations Act            
      involving the Corporation and its shareholders, all            
      as more particularly described in the            
      accompanying Information Circular            

 

           
  ROGERS COMMUNICATIONS INC, TORONTO ON
  Security 775109200   Meeting Type Annual General Meeting
  Ticker Symbol     Meeting Date 23-Apr-2013
  ISIN CA7751092007   Agenda 704371006 - Management
  Record Date 13-Mar-2013   Holding Recon Date 13-Mar-2013
  City /     Country TORONTO / Canada Vote Deadline Date 17-Apr-2013
  SEDOL(s) 2125268 - 2169051 - 5271566 Quick Code  

 

                   
  Item   Proposal   Type   Vote   For/Against
                  Management
  1.1   Election of Director: C. William D. Birchall   Non-Voting        
  1.2   Election of Director: Stephen A. Burch   Non-Voting        
  1.3   Election of Director: John H. Clappison   Non-Voting        
  1.4   Election of Director: Peter C. Godsoe   Non-Voting        
  1.5   Election of Director: Alan D. Horn   Non-Voting        
  1.6   Election of Director: Thomas I. Hull   Non-Voting        
  1.7   Election of Director: Philip B. Lind   Non-Voting        
  1.8   Election of Director: John A. MacDonald   Non-Voting        
  1.9   Election of Director: Isabelle Marcoux   Non-Voting        
  1.10   Election of Director: Nadir H. Mohamed   Non-Voting        
  1.11   Election of Director: David R. Peterson   Non-Voting        
  1.12   Election of Director: Edward S. Rogers   Non-Voting        
  1.13   Election of Director: Loretta A. Rogers   Non-Voting        
  1.14   Election of Director: Martha L. Rogers   Non-Voting        
  1.15   Election of Director: Melinda M. Rogers   Non-Voting        
  1.16   Election of Director: Charles Sirois   Non-Voting        
  1.17   Election of Director: John H. Tory   Non-Voting        
  2   Appointment of Auditors: Appointment of KPMG   Non-Voting        
      LLP as Auditors            

 

 
 

 

           
  WELLS FARGO & COMPANY
  Security 949746101   Meeting Type Annual
  Ticker Symbol WFC   Meeting Date 23-Apr-2013
  ISIN US9497461015   Agenda 933743696 - Management
  Record Date 26-Feb-2013   Holding Recon Date 26-Feb-2013
  City /     Country   / United States Vote Deadline Date 22-Apr-2013
  SEDOL(s)     Quick Code  

 

                   
  Item   Proposal   Type   Vote   For/Against
                  Management
  1A)   ELECTION OF DIRECTOR: JOHN D. BAKER II   Management   For   For
  1B)   ELECTION OF DIRECTOR: ELAINE L. CHAO   Management   For   For
  1C)   ELECTION OF DIRECTOR: JOHN S. CHEN   Management   For   For
  1D)   ELECTION OF DIRECTOR: LLOYD H. DEAN   Management   For   For
  1E)   ELECTION OF DIRECTOR: SUSAN E. ENGEL   Management   For   For
  1F)   ELECTION OF DIRECTOR: ENRIQUE   Management   For   For
      HERNANDEZ, JR.            
  1G)   ELECTION OF DIRECTOR: DONALD M. JAMES   Management   For   For
  1H)   ELECTION OF DIRECTOR: CYNTHIA H.   Management   For   For
      MILLIGAN            
  1I)   ELECTION OF DIRECTOR: FEDERICO F.   Management   For   For
      PENA            
  1J)   ELECTION OF DIRECTOR: HOWARD V.   Management   For   For
      RICHARDSON            
  1K)   ELECTION OF DIRECTOR: JUDITH M.   Management   For   For
      RUNSTAD            
  1L)   ELECTION OF DIRECTOR: STEPHEN W.   Management   For   For
      SANGER            
  1M)   ELECTION OF DIRECTOR: JOHN G. STUMPF   Management   For   For
  1N)   ELECTION OF DIRECTOR: SUSAN G.   Management   For   For
      SWENSON            
  2.   ADVISORY RESOLUTION TO APPROVE   Management   For   For
      EXECUTIVE COMPENSATION.            
  3.   PROPOSAL TO APPROVE THE COMPANY’S   Management   For   For
      AMENDED AND RESTATED LONG-TERM            
      INCENTIVE COMPENSATION PLAN.            
  4.   PROPOSAL TO RATIFY THE APPOINTMENT   Management   For   For
      OF KPMG LLP AS THE COMPANY’S            
      INDEPENDENT REGISTERED PUBLIC            
      ACCOUNTING FIRM FOR 2013.            
  5.   STOCKHOLDER PROPOSAL TO ADOPT A   Shareholder   Against   For
      POLICY REQUIRING AN INDEPENDENT            
      CHAIRMAN.            
  6.   STOCKHOLDER PROPOSAL TO PROVIDE A   Shareholder   Against   For
      REPORT ON THE COMPANY’S LOBBYING            
      POLICIES AND PRACTICES.            
  7.   STOCKHOLDER PROPOSAL TO REVIEW AND   Shareholder   Against   For
      REPORT ON INTERNAL CONTROLS OVER            
      THE COMPANY’S MORTGAGE SERVICING            
      AND FORECLOSURE PRACTICES.            

 

 
 

 

           
  CANADIAN IMPERIAL BANK OF COMMERCE CIBC, TORONTO O    
  Security 136069101   Meeting Type Annual General Meeting
  Ticker Symbol     Meeting Date 25-Apr-2013
  ISIN CA1360691010   Agenda 704352602 - Management
  Record Date 25-Feb-2013   Holding Recon Date 25-Feb-2013
  City /     Country ONTARIO / Canada Vote Deadline Date 19-Apr-2013
  SEDOL(s) 0170408 - 2170525 - 2418872 - 5619694 - Quick Code  
    6169671    

 

                   
  Item   Proposal   Type   Vote   For/Against
                  Management
  1   Appointment of Auditors: The Audit Committee   Management   For   For
      recommends that shareholders appoint Ernst &            
      Young LLP (E&Y) as auditors of CIBC until the            
      next annual meeting of shareholders            
  2.1   Election of Director: B.S. Belzberg   Management   For   For
  2.2   Election of Director: G.F. Colter   Management   For   For
  2.3   Election of Director: D. D’Alessandro   Management   For   For
  2.4   Election of Director: P.D. Daniel   Management   For   For
  2.5   Election of Director: L. Desjardins   Management   For   For
  2.6   Election of Director: G.D. Giffin   Management   For   For
  2.7   Election of Director: L.S. Hasenfratz   Management   For   For
  2.8   Election of Director: K.J. Kelly   Management   For   For
  2.9   Election of Director: N.D. Le Pan   Management   For   For
  2.10   Election of Director: J.P. Manley   Management   For   For
  2.11   Election of Director: G.T. McCaughey   Management   For   For
  2.12   Election of Director: J.L. Peverett   Management   For   For
  2.13   Election of Director: L. Rahl   Management   For   For
  2.14   Election of Director: C. Sirois   Management   For   For
  2.15   Election of Director: K.B. Stevenson   Management   For   For
  2.16   Election of Director: R.W. Tysoe   Management   For   For
  3   Advisory resolution on executive compensation   Management   For   For
      approach            
  4.1   PLEASE NOTE THAT THIS RESOLUTION IS A   Shareholder   Against   For
      SHAREHOLDER PROPOSAL: It is proposed that            
      the Board of Directors assure the shareholders            
      and stakeholders on an annual basis that the            
      pension plans offered by the Bank are managed            
      in accordance with sound management practices            
  4.2   PLEASE NOTE THAT THIS RESOLUTION IS A   Shareholder   Against   For
      SHAREHOLDER PROPOSAL: It is proposed that            
      the Board of Directors adopt a policy to offer all            
      employees of the institution, regardless of their            
      reporting level, the same type of pension plan            
      (defined contribution or defined benefit). The            
      same scale should be used to calculate the years            
      of service credited, and the pension plan should            
      be based solely on fixed salary and become            
      payable upon reaching a pre-determined            
      retirement age            
  4.3   PLEASE NOTE THAT THIS RESOLUTION IS A   Shareholder   Against   For
      SHAREHOLDER PROPOSAL: It is proposed that            
      the Board of Directors undertake to make all            
      necessary efforts to ensure that women make up            
      50% of its senior management team within the            
      next five years            
  4.4   PLEASE NOTE THAT THIS RESOLUTION IS A   Shareholder   Against   For
      SHAREHOLDER PROPOSAL: It is proposed that            
      the compensation of the CEO not exceed thirty            
      (30) times the average non-executive salary of            
      the Bank’s employees            

 

 
 

 

           
  TRANSCANADA CORP, CALGARY AB
  Security 89353D107   Meeting Type MIX
  Ticker Symbol     Meeting Date 26-Apr-2013
  ISIN CA89353D1078   Agenda 704415074 - Management
  Record Date 26-Feb-2013   Holding Recon Date 26-Feb-2013
  City /     Country CALGARY / Canada Vote Deadline Date 22-Apr-2013
  SEDOL(s) 2665184 - 2665203 - 7594216 Quick Code  

 

                   
  Item   Proposal   Type   Vote   For/Against
                  Management
  1.1   Election of Director: Kevin E. Benson   Management   For   For
  1.2   Election of Director: Derek H. Burney   Management   For   For
  1.3   Election of Director: Paule Gauthier   Management   For   For
  1.4   Election of Director: Russell K. Girling   Management   For   For
  1.5   Election of Director: S. Barry Jackson   Management   For   For
  1.6   Election of Director: Paul L. Joskow   Management   For   For
  1.7   Election of Director: Paula Rosput Reynolds   Management   For   For
  1.8   Election of Director: Mary Pat Salomone   Management   For   For
  1.9   Election of Director: W. Thomas Stephens   Management   For   For
  1.10   Election of Director: D. Michael G. Stewart   Management   For   For
  1.11   Election of Director: Richard E. Waugh   Management   For   For
  2   To appoint KPMG LLP, Chartered Accountants   Management   For   For
      as auditors and authorize the directors to set their            
      remuneration            
  3   To reconfirm and amend the stock option plan, as   Management   For   For
      described in the accompanying Management            
      information circular            
  4   To continue and approve the amended and   Management   For   For
      restated shareholder rights plan, as described in            
      the accompanying Management information            
      circular            
  5   To accept TransCanada Corporation’s approach   Management   For   For
      to executive compensation, as described in the            
      accompanying Management information circular            

 

           
  SUNCOR ENERGY INC.
  Security 867224107   Meeting Type Annual
  Ticker Symbol SU   Meeting Date 30-Apr-2013
  ISIN CA8672241079   Agenda 933754118 - Management
  Record Date 04-Mar-2013   Holding Recon Date 04-Mar-2013
  City /     Country   / Canada Vote Deadline Date 25-Apr-2013
  SEDOL(s)     Quick Code  

 

                       
  Item   Proposal   Type   Vote   For/Against
                      Management
  01   DIRECTOR   Management        
        1 MEL E. BENSON       For   For
        2 DOMINIC D’ALESSANDRO       For   For
        3 JOHN T. FERGUSON       For   For
        4 W. DOUGLAS FORD       For   For
        5 PAUL HASELDONCKX       For   For
        6 JOHN R. HUFF       For   For
        7 JACQUES LAMARRE       For   For
        8 MAUREEN MCCAW       For   For
        9 MICHAEL W. O’BRIEN       For   For
        10 JAMES W. SIMPSON       For   For
        11 EIRA M. THOMAS       For   For
        12 STEVEN W. WILLIAMS       For   For
  02   RE-APPOINTMENT OF   Management   For   For
      PRICEWATERHOUSECOOPERS LLP AS            
      AUDITOR OF SUNCOR ENERGY INC. FOR            
      THE ENSUING YEAR AND AUTHORIZE THE            
      DIRECTORS TO FIX THEIR REMUNERATION            
      AS SUCH.            
  03   TO APPROVE THE INCREASE IN THE   Management   For   For
      NUMBER OF COMMON SHARES OF SUNCOR            
      ENERGY INC. RESERVED FOR ISSUANCE            
      PURSUANT TO THE SUNCOR ENERGY INC.            
      STOCK OPTION PLAN BY AN ADDITIONAL            
      23,000,000 COMMON SHARES, AS            
      DESCRIBED IN THE ACCOMPANYING            
      MANAGEMENT PROXY CIRCULAR.            
  04   TO ACCEPT THE APPROACH TO EXECUTIVE   Management   For   For
      COMPENSATION DISCLOSED IN THE            
      ACCOMPANYING MANAGEMENT PROXY            
      CIRCULAR.            

 

 
 

 

           
  VERMILION ENERGY INC, CALGARY, AB
  Security 923725105   Meeting Type MIX
  Ticker Symbol     Meeting Date 01-May-2013
  ISIN CA9237251058   Agenda 704374848 - Management
  Record Date 11-Mar-2013   Holding Recon Date 11-Mar-2013
  City /     Country CALGARY, AB / Canada Vote Deadline Date 25-Apr-2013
           
  SEDOL(s) B3KVGT4 - B607XS1 - B650RB6 Quick Code  

 

                   
  Item   Proposal   Type   Vote   For/Against
                  Management
  1   To set the number of directors at eight (8)   Management   For   For
  2.1   Election of Director: Larry J. Macdonald   Management   For   For
  2.2   Election of Director: W. Kenneth Davidson   Management   For   For
  2.3   Election of Director: Lorenzo Donadeo   Management   For   For
  2.4   Election of Director: Claudio A. Ghersinich   Management   For   For
  2.5   Election of Director: Joseph F. Killi   Management   For   For
  2.6   Election of Director: Loren M. Leiker   Management   For   For
  2.7   Election of Director: William F. Madison   Management   For   For
  2.8   Election of Director: Dr. Timothy R. Marchant   Management   For   For
  3   Appointment of Deloitte LLP as Auditors of the   Management   For   For
      Corporation for the ensuing year and authorizing            
      the Directors to fix their remuneration            
  4   Approving all unallocated share awards under the   Management   For   For
      Vermilion Incentive Plan. Please read the            
      resolution in full in the accompanying            
      Management Proxy Circular            
  5   Approving amendments to the Vermilion   Management   For   For
      Incentive Plan to limit non-employee director            
      participation. Please read the resolution in full in            
      the accompanying Management Proxy Circular            
  6   Approving amendments to the Vermilion   Management   For   For
      Employee Bonus Plan to reduce shares reserved            
      for issuance under the plan from 2,000,000 to            
      250,000, include insider participation limits and            
      clarify pricing of shares following a blackout.            
      Please read the resolution in full in the            
      accompanying management proxy circular            
  7   Approving the amendment and restatement and   Management   For   For
      ratification of Vermilion’s Shareholder Rights Plan            
      Agreement. Please read the resolution in full in            
      the accompanying management proxy circular            

 

           
  GREAT WEST LIFECO INC, WINNIPEG MB
  Security 39138C106   Meeting Type MIX
  Ticker Symbol     Meeting Date 02-May-2013
  ISIN CA39138C1068   Agenda 704328586 - Management
  Record Date 07-Mar-2013   Holding Recon Date 07-Mar-2013
  City /     Country MANITOBA / Canada Vote Deadline Date 26-Apr-2013
  SEDOL(s) 2384951 - B12F054 - B1HHYF3 Quick Code  

 

                   
  Item   Proposal   Type   Vote   For/Against
                  Management
  1.1   Election of Director: George S. Bain   Management   For   For
  1.2   Election of Director: Marcel R. Coutu   Management   For   For
  1.3   Election of Director: Andre Desmarais   Management   For   For
  1.4   Election of Director: Paul Desmarais, Jr.   Management   For   For
  1.5   Election of Director: Michael L. Hepher   Management   For   For
  1.6   Election of Director: Chaviva M. Hosek   Management   For   For
  1.7   Election of Director: J. David A. Jackson   Management   For   For
  1.8   Election of Director: D. Allen Loney   Management   For   For
  1.9   Election of Director: Raymond L. McFeetors   Management   For   For
  1.10   Election of Director: David A. Nield   Management   For   For
  1.11   Election of Director: R. Jeffrey Orr   Management   For   For
  1.12   Election of Director: Michel Plessis-Belair   Management   For   For
  1.13   Election of Director: Henri-Paul Rousseau   Management   For   For
  1.14   Election of Director: Raymond Royer   Management   For   For
  1.15   Election of Director: Jerome J. Selitto   Management   For   For
  1.16   Election of Director: James M. Singh   Management   For   For
  1.17   Election of Director: Emoke J.E. Szathmary   Management   For   For
  1.18   Election of Director: Gregory D. Tretiak   Management   For   For
  1.19   Election of Director: Brian E. Walsh   Management   For   For
  2   The appointment of Deloitte LLP as auditor   Management   For   For
  3   Proposal to amend the Corporation’s Stock   Management   For   For
      Option Plan            
  4   Vote at the discretion of the nominee in respect   Management   Abstain   For
      of any amendments or variations to the foregoing            
      and in respect of such other business as may            
      properly come before the Annual and Special            
      Meeting and any adjournment thereof            

 

 
 

 

           
  UNITED PARCEL SERVICE, INC.
           
  Security 911312106   Meeting Type Annual
  Ticker Symbol UPS   Meeting Date 02-May-2013
  ISIN US9113121068   Agenda 933754548 - Management
  Record Date 15-Mar-2013   Holding Recon Date 15-Mar-2013
  City /     Country   / United States Vote Deadline Date 01-May-2013
  SEDOL(s)     Quick Code  

 

                   
  Item   Proposal   Type   Vote   For/Against
                  Management
  1A.   ELECTION OF DIRECTOR: F. DUANE   Management   For   For
      ACKERMAN            
  1B.   ELECTION OF DIRECTOR: MICHAEL J.   Management   For   For
      BURNS            
  1C.   ELECTION OF DIRECTOR: D. SCOTT DAVIS   Management   For   For
  1D.   ELECTION OF DIRECTOR: STUART E.   Management   For   For
      EIZENSTAT            
  1E.   ELECTION OF DIRECTOR: MICHAEL L.   Management   For   For
      ESKEW            
  1F.   ELECTION OF DIRECTOR: WILLIAM R.   Management   For   For
      JOHNSON            
  1G.   ELECTION OF DIRECTOR: CANDACE KENDLE   Management   For   For
  1H.   ELECTION OF DIRECTOR: ANN M.   Management   For   For
      LIVERMORE            
  1I.   ELECTION OF DIRECTOR: RUDY H.P.   Management   For   For
      MARKHAM            
  1J.   ELECTION OF DIRECTOR: CLARK T. RANDT,   Management   For   For
      JR.            
  1K.   ELECTION OF DIRECTOR: CAROL B. TOME   Management   For   For
  1L.   ELECTION OF DIRECTOR: KEVIN M. WARSH   Management   For   For
  2.   TO RATIFY THE APPOINTMENT OF DELOITTE   Management   For   For
      & TOUCHE LLP AS UPS’S INDEPENDENT            
      REGISTERED PUBLIC ACCOUNTANTS FOR            
      THE YEAR ENDING DECEMBER 31, 2013.            
  3.   SHAREOWNER PROPOSAL ON LOBBYING   Shareholder   Against   For
      DISCLOSURE.            
  4.   SHAREOWNER PROPOSAL TO REDUCE THE   Shareholder   For   Against
      VOTING POWER OF CLASS A STOCK FROM            
      10 VOTES PER SHARE TO ONE VOTE PER            
      SHARE.            

 

 
 

 

           
  STARWOOD PROPERTY TRUST INC
  Security 85571B105   Meeting Type Annual
  Ticker Symbol STWD   Meeting Date 02-May-2013
  ISIN US85571B1052   Agenda 933777700 - Management
  Record Date 27-Mar-2013   Holding Recon Date 27-Mar-2013
  City /     Country   / United States Vote Deadline Date 01-May-2013
  SEDOL(s)     Quick Code  

 

                       
  Item   Proposal   Type   Vote   For/Against
                      Management
  1.   DIRECTOR   Management        
        1 RICHARD D. BRONSON       For   For
        2 JEFFREY F. DIMODICA       For   For
        3 JEFFREY G. DISHNER       For   For
        4 CAMILLE J. DOUGLAS       For   For
        5 BOYD W. FELLOWS       For   For
        6 BARRY S. STERNLICHT       For   For
        7 STRAUSS ZELNICK       For   For
  2.   TO APPROVE, ON AN ADVISORY BASIS, THE   Management   For   For
      COMPANY’S EXECUTIVE COMPENSATION AS            
      DISCLOSED IN THE ACCOMPANYING PROXY            
      STATEMENT.            
  3.   TO RATIFY THE AUDIT COMMITTEE’S   Management   For   For
      APPOINTMENT OF DELOITTE & TOUCHE LLP            
      AS STARWOOD PROPERTY TRUST, INC.’S            
      INDEPENDENT REGISTERED PUBLIC            
      ACCOUNTING FIRM FOR THE YEAR ENDING            
      DECEMBER 31, 2013.            
  4.   TO APPROVE AN AMENDMENT TO THE   Management   For   For
      COMPANY’S MANAGER EQUITY PLAN AND            
      EQUITY PLAN TO INCREASE THE NUMBER            
      OF AUTHORIZED SHARES AVAILABLE            
      UNDER SUCH PLANS TO 6,000,000 SHARES            
      AS DISCLOSED IN THE ACCOMPANYING            
      PROXY STATEMENT.            
                   

 

           
  DUNDEE INDUSTRIAL REAL ESTATE INVESTMENT TRUST, TO
  Security 26518K105   Meeting Type Annual General Meeting
  Ticker Symbol     Meeting Date 07-May-2013
  ISIN CA26518K1057   Agenda 704401330 - Management
  Record Date 02-Apr-2013   Holding Recon Date 02-Apr-2013
  City /     Country TORONTO / Canada Vote Deadline Date 01-May-2013
  SEDOL(s) B7X3349   Quick Code  

 

                   
  Item   Proposal   Type   Vote   For/Against
                  Management
  1.1   Election of Trustee: Michael Cooper, Non-   Management   For   For
      Independent            
  1.2   Election of Trustee: Peter Crossgrove,   Management   For   For
      Independent            
  1.3   Election of Trustee: Joanne Ferstman,   Management   For   For
      Independent            
  1.4   Election of Trustee: Robert Goodall, Independent   Management   For   For
  1.5   Election of Trustee: Johann Olav Koss,   Management   For   For
      Independent            
  1.6   Election of Trustee: Ben Mulroney, Independent   Management   For   For
  1.7   Election of Trustee: Leerom Segal, Independent   Management   For   For
  1.8   Election of Trustee: Vincenza Sera, Independent   Management   For   For
  2   Appointment of PricewaterhouseCoopers LLP as   Management   For   For
      the auditor of the Trust and its subsidiaries and            
      authorizing the trustees of the Trust to fix the            
      remuneration of the auditor            

 

 
 

 

           
  ENBRIDGE INC, CALGARY AB
  Security 29250N105   Meeting Type Annual General Meeting
  Ticker Symbol     Meeting Date 08-May-2013
  ISIN CA29250N1050   Agenda 704378113 - Management
  Record Date 14-Mar-2013   Holding Recon Date 14-Mar-2013
  City /     Country ALBERTA / Canada Vote Deadline Date 02-May-2013
  SEDOL(s) 2466149 - 2478906 - 5783867 Quick Code  

 

                   
  Item   Proposal   Type   Vote   For/Against
                  Management
  1.1   Elect the director: David A. Arledge   Management   For   For
  1.2   Elect the director: James J. Blanchard   Management   For   For
  1.3   Elect the director: J. Lorne Braithwaite   Management   For   For
  1.4   Elect the director: J. Herb England   Management   For   For
  1.5   Elect the director: Charles W. Fischer   Management   For   For
  1.6   Elect the director: V. Maureen Kempston Darkes   Management   For   For
  1.7   Elect the director: David A. Leslie   Management   For   For
  1.8   Elect the director: Al Monaco   Management   For   For
  1.9   Elect the director: George K. Petty   Management   For   For
  1.10   Elect the director: Charles E. Shultz   Management   For   For
  1.11   Elect the director: Dan C. Tutcher   Management   For   For
  1.12   Elect the director: Catherine L. Williams   Management   For   For
  2   Appoint the auditors: Appoint   Management   For   For
      PricewaterhouseCoopers LLP as auditors            
  3   Have a say on pay: Vote on our approach to   Management   For   For
      executive compensation            

 

           
  VERESEN INC, CALGARY AB
  Security 92340R106 Meeting Type Annual General Meeting
  Ticker Symbol   Meeting Date 08-May-2013
  ISIN CA92340R1064 Agenda 704388479 - Management
  Record Date 20-Mar-2013 Holding Recon Date 20-Mar-2013
  City /     Country CALGARY / Canada Vote Deadline Date 02-May-2013
  SEDOL(s) B3KGHR4 - B3MBSJ6 - B3QTZH3 Quick Code  

 

                   
  Item   Proposal   Type   Vote   For/Against
                  Management
  1.1   Election of Director: Donald L. Althoff   Management   For   For
  1.2   Election of Director: Bertrand A. Valdman   Management   For   For
  1.3   Election of Director: Henry W. Sykes   Management   For   For
  1.4   Election of Director: Stephen W.C. Mulherin   Management   For   For
  1.5   Election of Director: Rebecca A. McDonald   Management   For   For
  1.6   Election of Director: Robert J. Iverach   Management   For   For
  1.7   Election of Director: Maureen E. Howe   Management   For   For
  1.8   Election of Director: J. Paul Charron   Management   For   For
  2   To appoint PricewaterhouseCoopers LLP   Management   For   For
      Chartered Accountants, as the auditor of Veresen            
      Inc. until the close of the next annual meeting of            
      shareholders.            

 

 
 

 

           
  EMERA INC
  Security 290876101   Meeting Type Annual General Meeting
  Ticker Symbol     Meeting Date 08-May-2013
  ISIN CA2908761018   Agenda 704401164 - Management
  Record Date 20-Mar-2013   Holding Recon Date 20-Mar-2013
  City /     Country NOVA SCOTIA / Canada Vote Deadline Date 02-May-2013
  SEDOL(s) 2650050 - B11JS64 - B3T6560 Quick Code  

 

                   
  Item   Proposal   Type   Vote   For/Against
                  Management
  1.1   Election of Director: Robert S. Briggs   Management   For   For
  1.2   Election of Director: Sylvia D. Chrominska   Management   For   For
  1.3   Election of Director: Allan L. Edgeworth   Management   For   For
  1.4   Election of Director: James D. Eisenhauer   Management   For   For
  1.5   Election of Director: Christopher G. Huskilson   Management   For   For
  1.6   Election of Director: B. Lynn Loewen   Management   For   For
  1.7   Election of Director: John T. McLennan   Management   For   For
  1.8   Election of Director: Donald A. Pether   Management   For   For
  1.9   Election of Director: Andrea S. Rosen   Management   For   For
  1.10   Election of Director: Richard P. Sergel   Management   For   For
  1.11   Election of Director: M. Jacqueline Sheppard   Management   For   For
  2   Appointment of Ernst & Young LLP as auditors   Management   For   For
  3   Directors to Establish Auditors’ Fee   Management   For   For
  4   Employee Common Share Purchase Plan   Management   For   For
      Amendments            

 

           
  DUNDEE REAL ESTATE INVESTMENT TRUST
  Security 265270207   Meeting Type Annual General Meeting
  Ticker Symbol     Meeting Date 08-May-2013
  ISIN CA2652702077   Agenda 704401342 - Management
  Record Date 02-Apr-2013   Holding Recon Date 02-Apr-2013
  City /     Country TORONTO / Canada Vote Deadline Date 02-May-2013
  SEDOL(s) 2833505   Quick Code  

 

                   
  Item   Proposal   Type   Vote   For/Against
                  Management
  1.1   Election of Trustee: Ned Goodman   Management   For   For
  1.2   Election of Trustee: Detlef Bierbaum   Management   For   For
  1.3   Election of Trustee: Donald Charter   Management   For   For
  1.4   Election of Trustee: Michael Cooper   Management   For   For
  1.5   Election of Trustee: Peter Crossgrove   Management   For   For
  1.6   Election of Trustee: Joanne Ferstman   Management   For   For
  1.7   Election of Trustee: Rob Goodall   Management   For   For
  1.8   Election of Trustee: David Goodman   Management   For   For
  1.9   Election of Trustee: Duncan Jackman   Management   For   For
  1.10   Election of Trustee: Robert Tweedy   Management   For   For
  2   Appointment of PricewaterhouseCoopers LLP as   Management   For   For
      the auditor of the Trust and its subsidiaries and            
      authorizing the trustees of the Trust to fix the            
      remuneration of the auditor            

 

 
 

 

           
  GIBSON ENERGY INC, CALGARY, AB
  Security 374825206   Meeting Type MIX
  Ticker Symbol     Meeting Date 08-May-2013
  ISIN CA3748252069   Agenda 704410163 - Management
  Record Date 26-Mar-2013   Holding Recon Date 26-Mar-2013
  City /     Country CALGARY / Canada Vote Deadline Date 02-May-2013
  SEDOL(s) B3WSXJ2 - B44WH97 Quick Code  

 

                   
  Item   Proposal   Type   Vote   For/Against
                  Management
  1.1   Election of Director: A. Stewart Hanlon   Management   For   For
  1.2   Election of Director: James M. Estey   Management   For   For
  1.3   Election of Director: James J. Cleary   Management   For   For
  1.4   Election of Director: Donald R. Ingram   Management   For   For
  1.5   Election of Director: Marshall L. McRae   Management   For   For
  1.6   Election of Director: Clayton H. Woitas   Management   For   For
  2   To appoint PricewaterhouseCoopers LLP as   Management   For   For
      auditors of the Corporation for the ensuing year            
      and authorizing the directors to fix their            
      remuneration            
  3   To consider and, if thought advisable, approve an   Management   For   For
      amendment to the Corporation’s articles to            
      change the rights, privileges, restrictions and            
      conditions in respect of the common shares of            
      the Corporation (the “Common Shares”),            
      including changes to set forth the terms and            
      conditions pursuant to which the Corporation may            
      issue Common Shares as payment of stock            
      dividends declared on the Common Shares (the            
      “Share Capital Amendment”)            
  4   To consider and, if thought advisable, approve an   Management   For   For
      amendment to the Corporation’s long-term            
      incentive plan (the “2011 Equity Incentive Plan”)            
      to fix the number of Common Shares reserved for            
      issuance in connection therewith at ten percent of            
      the Common Shares issued and outstanding (the            
      “Equity Plan Amendment”)            
  5   To consider and, if thought advisable, approve   Management   For   For
      the enactment of an additional bylaw adopted by            
      the Corporation (the “Bylaw Adoption”)            

 

           
  KILLAM PROPERTIES INC
  Security 494104870   Meeting Type Annual General Meeting
  Ticker Symbol     Meeting Date 08-May-2013
  ISIN CA4941048700   Agenda 704410303 - Management
  Record Date 03-Apr-2013   Holding Recon Date 03-Apr-2013
  City /     Country HALIFAX / Canada Vote Deadline Date 02-May-2013
  SEDOL(s) B1XYB68 - B1XYBH9 Quick Code  

 

                   
  Item   Proposal   Type   Vote   For/Against
                  Management
  1.1   Election of Director: Timothy R. Banks   Management   For   For
  1.2   Election of Director: Philip D. Fraser   Management   For   For
  1.3   Election of Director: Robert G. Kay   Management   For   For
  1.4   Election of Director: James C. Lawley   Management   For   For
  1.5   Election of Director: Arthur G. Lloyd   Management   For   For
  1.6   Election of Director: Robert G. Richardson   Management   For   For
  1.7   Election of Director: George J. Reti   Management   For   For
  1.8   Election of Director: Manfred J. Walt   Management   For   For
  1.9   Election of Director: G. Wayne Watson   Management   For   For
  2   The appointment of Ernst & Young LLP,   Management   For   For
      Chartered Accountants, to serve as auditors of            
      the Corporation for the ensuing year, at such            
      remuneration as may be determined by the board            
      of directors            

 

 
 

 

           
  CANADIAN UTILITIES LTD, CALGARY AB
  Security 136717832   Meeting Type Annual General Meeting
  Ticker Symbol     Meeting Date 08-May-2013
  ISIN CA1367178326   Agenda 704461160 - Management
  Record Date 28-Mar-2013   Holding Recon Date 28-Mar-2013
  City /     Country ALBERTA / Canada Vote Deadline Date 02-May-2013
  SEDOL(s) 2172639 - B3BGQN2 - B3MGRZ0 Quick Code  

 

                   
  Item   Proposal   Type   Vote   For/Against
                  Management
  1.1   The election of the following nominee as director   Non-Voting        
      of the Corporation: Robert-T. Booth            
  1.2   The election of the following nominee as director   Non-Voting        
      of the Corporation: Loraine-M. Charlton            
  1.3   The election of the following nominee as director   Non-Voting        
      of the Corporation: David-A. Dodge            
  1.4   The election of the following nominee as director   Non-Voting        
      of the Corporation: Denis-M. Ellard            
  1.5   The election of the following nominee as director   Non-Voting        
      of the Corporation: Robert-B. Francis            
  1.6   The election of the following nominee as director   Non-Voting        
      of the Corporation: Linda-A. Heathcott            
  1.7   The election of the following nominee as director   Non-Voting        
      of the Corporation: Robert-J. Normand            
  1.8   The election of the following nominee as director   Non-Voting        
      of the Corporation: James-W. Simpson            
  1.9   The election of the following nominee as director   Non-Voting        
      of the Corporation: Nancy-C. Southern            
  1.10   The election of the following nominee as director   Non-Voting        
      of the Corporation: Ronald-D. Southern            
  1.11   The election of the following nominee as director   Non-Voting        
      of the Corporation: Roger-J. Urwin            
  1.12   The election of the following nominee as director   Non-Voting        
      of the Corporation: Karen-M. Watson            
  1.13   The election of the following nominee as director   Non-Voting        
      of the Corporation: Charles-W. Wilson            
  2   The appointment of PricewaterhouseCoopers   Non-Voting        
      LLP as the auditor of the-Corporation            

 

           
  BCE INC, MONTREAL QC
  Security 05534B760   Meeting Type Annual General Meeting
  Ticker Symbol     Meeting Date 09-May-2013
  ISIN CA05534B7604   Agenda 704347132 - Management
  Record Date 15-Mar-2013   Holding Recon Date 15-Mar-2013
  City /     Country ONTARIO / Canada Vote Deadline Date 03-May-2013
  SEDOL(s) B188TH2 - B188TJ4 - B18P508 - B18P542 Quick Code  

 

                   
  Item   Proposal   Type   Vote   For/Against
                  Management
  1.1   Election of director: B.K. Allen   Management   For   For
  1.2   Election of director: A. Berard   Management   For   For
  1.3   Election of director: R.A. Brenneman   Management   For   For
  1.4   Election of director: S. Brochu   Management   For   For
  1.5   Election of director: R.E. Brown   Management   For   For
  1.6   Election of director: G.A. Cope   Management   For   For
  1.7   Election of director: D.F. Denison   Management   For   For
  1.8   Election of director: A.S. Fell   Management   For   For
  1.9   Election of director: E.C. Lumley   Management   For   For
  1.10   Election of director: T.C. O’Neill   Management   For   For
  1.11   Election of director: J. Prentice   Management   For   For
  1.12   Election of director: R.C. Simmonds   Management   For   For
  1.13   Election of director: C. Taylor   Management   For   For
  1.14   Election of director: P.R. Weiss   Management   For   For
  2   Appointment of auditors: Deloitte LLP as auditors   Management   For   For
  3   Resolved, on an advisory basis and not to   Management   For   For
      diminish the role and responsibilities of the board            
      of directors, that the shareholders accept the            
      approach to executive compensation disclosed in            
      the 2013 management proxy circular dated            
      March 7, 2013 delivered in advance of the 2013            
      annual general meeting of shareholders of BCE            
  4.1   PLEASE NOTE THAT THIS RESOLUTION IS A   Shareholder   Against   For
      SHAREHOLDER PROPOSAL: Equity Ratio            
  4.2   PLEASE NOTE THAT THIS RESOLUTION IS A   Shareholder   Against   For
      SHAREHOLDER PROPOSAL: Critical Mass of            
      Qualified Women on Board of Directors            
  4.3   PLEASE NOTE THAT THIS RESOLUTION IS A   Shareholder   Against   For
      SHAREHOLDER PROPOSAL: Post-Executive            
      Compensation Advisory Vote Disclosure            
  4.4   PLEASE NOTE THAT THIS RESOLUTION IS A   Shareholder   Against   For
      SHAREHOLDER PROPOSAL: Risk            
      Management Committee            
  4.5   PLEASE NOTE THAT THIS RESOLUTION IS A   Shareholder   Against   For
      SHAREHOLDER PROPOSAL: Diversity Policies            
      and Initiatives            

 

 
 

 

           
  CROMBIE REAL ESTATE INVESTMENT TRUST
  Security 227107109   Meeting Type Annual General Meeting
  Ticker Symbol     Meeting Date 09-May-2013
  ISIN CA2271071094   Agenda 704378238 - Management
  Record Date 22-Mar-2013   Holding Recon Date 22-Mar-2013
  City /     Country NOVA SCOTIA / Canada Vote Deadline Date 03-May-2013
  SEDOL(s) B11YBV5 - B3SVB91 Quick Code  

 

                   
  Item   Proposal   Type   Vote   For/Against
                  Management
  1.1   To elect Trustees for the ensuing year: Donald E.   Management   For   For
      Clow            
  1.2   To elect Trustees for the ensuing year: John C.   Management   For   For
      Eby            
  1.3   To elect Trustees for the ensuing year: David G.   Management   For   For
      Graham            
  1.4   To elect Trustees for the ensuing year: Brian A.   Management   For   For
      Johnson            
  1.5   To elect Trustees for the ensuing year: Michael J.   Management   For   For
      Knowlton            
  1.6   To elect Trustees for the ensuing year: E. John   Management   For   For
      Latimer            
  1.7   To elect Trustees for the ensuing year: Elisabeth   Management   For   For
      Stroback            
  2   The appointment of Auditors as set out in the   Management   For   For
      Information Circular of Crombie : Grant Thornton            
      LLP, Chartered Accountants, New Glasgow,            
      Nova Scotia            
  3   The authorization of the Trustees to fix the   Management   For   For
      remuneration of the Auditors            
  4  

Approving a deferred unit plan for Crombie

as

   Management   For   For
      set out in the Information Circular of Crombie            
  5   An advisory resolution on executive   Management   For   For
      compensation            

 

           
  TELUS CORP, VANCOUVER, BC
  Security 87971M103   Meeting Type MIX
  Ticker Symbol     Meeting Date 09-May-2013
  ISIN CA87971M1032   Agenda 704388809 - Management
  Record Date 15-Mar-2013   Holding Recon Date 15-Mar-2013
  City /     Country MONTREAL / Canada Vote Deadline Date 03-May-2013
  SEDOL(s) 2381093 - B06MH64 - B1HK8K5 Quick Code  

 

                   
  Item   Proposal   Type   Vote   For/Against
                  Management
  1.1   Election of Director: R. H. (Dick) Auchinleck   Management   For   For
  1.2   Election of Director: A. Charles Baillie   Management   For   For
  1.3   Election of Director: Micheline Bouchard   Management   For   For
  1.4   Election of Director: R. John Butler   Management   For   For
  1.5   Election of Director: Brian A. Canfield   Management   For   For
  1.6   Election of Director: Stockwell Day   Management   For   For
  1.7   Election of Director: Darren Entwistle   Management   For   For
  1.8   Election of Director: Ruston E.T. Goepel   Management   For   For
  1.9   Election of Director: John S. Lacey   Management   For   For
  1.10   Election of Director: William A. MacKinnon   Management   For   For
  1.11   Election of Director: John Manley   Management   For   For
  1.12   Election of Director: Donald Woodley   Management   For   For
  2   Appoint Deloitte LLP as auditors for the ensuing   Management   For   For
      year and authorize directors to fix their            
      remuneration            
  3   Accept the Company’s approach to executive   Management   For   For
      compensation            
  4.A   Amendments to Notice of Articles and Articles:   Management   For   For
      Approve alteration of authorized share structure            
      to eliminate Non-Voting Shares and increase            
      maximum number of Common shares to            
      2,000,000,000            
  4.B   Amendments to Notice of Articles and Articles:   Management   For   For
      Approve, by special resolution, the amendment            
      and restatement of the Articles            
  5   Approve amendment to, and reconfirmation of,   Management   For   For
      the shareholder rights plan, as amended and            
      restated            

 

 
 

 

           
  CANEXUS CORP
  Security 13751W103   Meeting Type Annual General Meeting
  Ticker Symbol     Meeting Date 09-May-2013
  ISIN CA13751W1032   Agenda 704389116 - Management
  Record Date 28-Mar-2013   Holding Recon Date 28-Mar-2013
  City /     Country CALGARY / Canada Vote Deadline Date 03-May-2013
  SEDOL(s)     Quick Code  

 

                   
  Item   Proposal   Type   Vote   For/Against
                  Management
  1.1   Election of Director: Stephanie L. Felesky, C.M   Management   For   For
  1.2   Election of Director: Hugh A. Fergusson   Management   For   For
  1.3   Election of Director: Douglas P. Hayhurst   Management   For   For
  1.4   Election of Director: Arthur N. Korpach   Management   For   For
  1.5   Election of Director: Gary L. Kubera   Management   For   For
  1.6   Election of Director: William J. McAdam   Management   For   For
  1.7   Election of Director: Richard A. Ott   Management   For   For
  1.8   Election of Director: Lyall C. Work   Management   For   For
  2   To appoint Deloitte LLP as auditors and to   Management   For   For
      authorize the directors to fix the remuneration to            
      be paid to them            

 

           
  CALLOWAY REAL ESTATE INVESTMENT TRUST, VAUGHAN ON
  Security 131253205   Meeting Type MIX
  Ticker Symbol     Meeting Date 09-May-2013
  ISIN CA1312532056   Agenda 704415149 - Management
  Record Date 22-Mar-2013   Holding Recon Date 22-Mar-2013
  City /     Country TORONTO / Canada Vote Deadline Date 03-May-2013
  SEDOL(s) 2065029 - B02F303 - B11DV01 Quick Code  

 

                   
  Item   Proposal   Type   Vote   For/Against
                  Management
  1   To fix the aggregate number of trustees to be   Management   For   For
      elected or appointed at the Meeting at not more            
      than 7            
  2.1   Election of Trustee: Huw Thomas   Management   For   For
  2.2   Election of Trustee: Jamie McVicar   Management   For   For
  2.3   Election of Trustee: Kevin Pshebniski   Management   For   For
  2.4   Election of Trustee: Michael Young   Management   For   For
  2.5   Election of Trustee: Garry Foster   Management   For   For
  3   To re-appoint PricewaterhouseCoopers LLP,   Management   For   For
      Chartered Accountants, as auditors of the Trust            
      for the ensuing year and to authorize the trustees            
      of the Trust to fix the remuneration of such            
      auditors            
  4   To approve an amendment to the Trust’s   Management   For   For
      deferred unit plan to increase the number of            
      deferred units that may be granted under the plan            
      by a further 1,000,000 units            

 

 
 

 

           
  BROOKFIELD ASSET MANAGEMENT INC, TORONTO ON
  Security 112585104   Meeting Type Annual General Meeting
  Ticker Symbol     Meeting Date 09-May-2013
  ISIN CA1125851040   Agenda 704424047 - Management
  Record Date 22-Mar-2013   Holding Recon Date 22-Mar-2013
  City /     Country NEW  YORK / Canada Vote Deadline Date 03-May-2013
  SEDOL(s) 2092555 - 2092599 - B2QBRB0 - B3F9T61 - Quick Code  
    B3Y29D8    

 

                   
  Item   Proposal   Type   Vote   For/Against
                  Management
  1.1   Election of Director: Marcel R. Coutu   Management   For   For
  1.2   Election of Director: Maureen Kempston Darkes   Management   For   For
  1.3   Election of Director: Lance Liebman   Management   For   For
  1.4   Election of Director: Frank J. McKenna   Management   For   For
  1.5   Election of Director: Youssef A. Nasr   Management   For   For
  1.6   Election of Director: James A. Pattison   Management   For   For
  1.7   Election of Director: Seek Ngee Huat   Management   For   For
  1.8   Election of Director: Diana L. Taylor   Management   For   For
  2   Appointment of Deloitte LLP as the external   Management   For   For
      auditor and authorizing the directors to set its            
      remuneration            
  3   Advisory resolution on approach to executive   Management   For   For
      compensation            

 

           
  PEMBINA PIPELINE CORP, CALGARY AB
  Security 706327103   Meeting Type MIX
  Ticker Symbol     Meeting Date 10-May-2013
  ISIN CA7063271034   Agenda 704389053 - Management
  Record Date 28-Mar-2013   Holding Recon Date 28-Mar-2013
  City /     Country CALGARY / Canada Vote Deadline Date 06-May-2013
  SEDOL(s) B4PPQG5 - B4PT2P8 - B5TVCB3 Quick Code  

 

                   
  Item   Proposal   Type   Vote   For/Against
                  Management
  1.1   Election of Director: Grant D. Billing   Management   For   For
  1.2   Election of Director: Thomas W. Buchanan   Management   For   For
  1.3   Election of Director: Allan L. Edgeworth   Management   For   For
  1.4   Election of Director: Randall J. Findlay   Management   For   For
  1.5   Election of Director: Lorne B. Gordon   Management   For   For
  1.6   Election of Director: David M.B. LeGresley   Management   For   For
  1.7   Election of Director: Robert B. Michaleski   Management   For   For
  1.8   Election of Director: Leslie A. O’Donoghue   Management   For   For
  1.9   Election of Director: Jeffrey T. Smith   Management   For   For
  2   To appoint KPMG LLP, Chartered Accountants,   Management   For   For
      as the auditors of the Corporation for the ensuing            
      financial year at a remuneration to be fixed by            
      Management            
  3   To accept the approach to executive   Management   For   For
      compensation as disclosed in the accompanying            
      management proxy circular            
  4   A special resolution approving and authorizing an   Management   For   For
      amendment to the articles to create a new class            
      of preferred shares designated as “Class A            
      Preferred Shares” as more particularly described            
      in the accompanying management proxy circular            
  5   A special resolution approving and authorizing an   Management   For   For
      amendment to the articles to change the            
      designation and terms of the Corporation’s            
      existing internally held preferred shares as more            
      particularly described in the accompanying            
      management proxy circular            
  6   A special resolution approving and authorizing an   Management   For   For
      amendment to the articles to increase the            
      maximum number of directors of Pembina from            
      11 to 13 as more particularly described in the            
      accompanying management proxy circular            
  7   An ordinary resolution to continue, and amend   Management   For   For
      and restate the shareholder rights plan            
      agreement as more particularly described in the            
      accompanying management proxy circular            

 

 
 

 

           
  BLACK DIAMOND GROUP LTD
  Security 09202D207   Meeting Type Annual General Meeting
  Ticker Symbol     Meeting Date 13-May-2013
  ISIN CA09202D2077   Agenda 704442918 - Management
  Record Date 08-Apr-2013   Holding Recon Date 08-Apr-2013
  City /     Country CALGARY / Canada Vote Deadline Date 07-May-2013
  SEDOL(s) B5NF158 - B5NXJ14 Quick Code  

 

                   
  Item   Proposal   Type   Vote   For/Against
                  Management
  1   Fixing the number of directors of the Corporation   Management   For   For
      to be elected at the Meeting at seven (7)            
      members            
  2.a   The election of the following individual as director   Management   For   For
      of the Corporation: Trevor Haynes            
  2.b   The election of the following individual as director   Management   For   For
      of the Corporation: Steven Stein            
  2.c   The election of the following individual as director   Management   For   For
      of the Corporation: Robert G. Brawn            
  2.d   The election of the following individual as director   Management   For   For
      of the Corporation: David Butler            
  2.e   The election of the following individual as director   Management   For   For
      of the Corporation: Robert J. Herdman            
  2.f   The election of the following individual as director   Management   For   For
      of the Corporation: Minaz Kassam; and            
  2.g   The election of the following individual as director   Management   For   For
      of the Corporation: Robert Wagemakers            
  3   The appointment of Ernst & Young LLP,   Management   For   For
      Chartered Accountants, as auditors of the            
      Corporation for the ensuing year and the            
      authorization of the directors to fix their            
      remuneration as such; and            
  4   At the discretion of the said proxy holders, upon   Management   Abstain   For
      any permitted amendment or variation of the            
      above matters or any other matter that may be            
      properly brought before the Meeting or any            
      adjournment thereof, in such manner as such            
      proxy holders, in their sole judgment, may            
      determine            

 

           
  THE KEG ROYALTIES INCOME FUND
  Security 487522104   Meeting Type Annual General Meeting
  Ticker Symbol     Meeting Date 14-May-2013
  ISIN CA4875221042   Agenda 704378404 - Management
  Record Date 02-Apr-2013   Holding Recon Date 02-Apr-2013
  City /     Country VANCOUVER / Canada Vote Deadline Date 08-May-2013
  SEDOL(s) 2953469 - B00K139 Quick Code  

 

                   
  Item   Proposal   Type   Vote   For/Against
                  Management
  1.1   Election of trustee: Christopher Charles   Management   For   For
      Woodward            
  1.2   Election of trustee: George Murray Tidball   Management   For   For
  1.3   Election of trustee: George Killy   Management   For   For
  2   To appoint KPMG LLP, Chartered Accountants,   Management   For   For
      as auditors of the Fund for the ensuing year and            
      to authorize the trustees to fix their remuneration            
  3   To transact such further and other business as   Management   Abstain   For
      may properly come before the meeting or at any            
      adjournment thereof            

 

 
 

 

           
  MORNEAU SHEPELL INC    
  Security 61767W104 Meeting Type Annual General Meeting
  Ticker Symbol   Meeting Date 14-May-2013
  ISIN CA61767W1041 Agenda 704388936 - Management
  Record Date 19-Mar-2013 Holding Recon Date 19-Mar-2013
  City /     Country TORONTO / Canada Vote Deadline Date 08-May-2013
  SEDOL(s) B3NDR16 - B64ZLH6 Quick Code  

 

                   
  Item   Proposal   Type   Vote   For/Against
                  Management
  1.1   Election of the director: Robert Chisholm   Management   For   For
  1.2   Election of the director: Jill Denham   Management   For   For
  1.3   Election of the director: Diane MacDiarmid   Management   For   For
  1.4   Election of the director: Jack Mintz   Management   For   For
  1.5   Election of the director: Bill Morneau   Management   For   For
  1.6   Election of the director: W.F. (Frank) Morneau,   Management   For   For
      Sr.            
  1.7   Election of the director: John Rogers   Management   For   For
  1.8   Election of the director: Alan Torrie   Management   For   For
  2   The re-appointment of KPMG LLP to act as   Management   For   For
      auditors of the Company, and to authorize the            
      directors to fix their remuneration            

 

           
  MORGUARD REAL ESTATE INVESTMENT TRUST
  Security 617914106   Meeting Type Annual General Meeting
  Ticker Symbol     Meeting Date 14-May-2013
  ISIN CA6179141065   Agenda 704401190 - Management
  Record Date 20-Mar-2013   Holding Recon Date 20-Mar-2013
  City /     Country ONTARIO / Canada Vote Deadline Date 08-May-2013
  SEDOL(s) 2121448 - B07J3V1 Quick Code  

 

                   
  Item   Proposal   Type   Vote   For/Against
                  Management
  1.1   Election of Trustee: Fraser R. Berrill   Management   For   For
  1.2   Election of Trustee: Michael A. Catford   Management   For   For
  1.3   Election of Trustee: Paul F. Cobb   Management   For   For
  1.4   Election of Trustee: David A. King   Management   For   For
  1.5   Election of Trustee: Edward C. Kress   Management   For   For
  1.6   Election of Trustee: K. (Rai) Sahi   Management   For   For
  1.7   Election of Trustee: Antony K. Stephens   Management   For   For
  2   Appointment of Ernst & Young LLP, Chartered   Management   For   For
      Accountants as auditor of the Trust and            
      authorizing the Trustees to fix the remuneration            
      of the auditor            

 

 
 

 

           
  BAYTEX ENERGY CORP, CALGARY AB
  Security 07317Q105   Meeting Type MIX
  Ticker Symbol     Meeting Date 14-May-2013
  ISIN CA07317Q1054   Agenda 704410149 - Management
  Record Date 25-Mar-2013   Holding Recon Date 25-Mar-2013
  City /     Country CALGARY / Canada Vote Deadline Date 08-May-2013
  SEDOL(s) B3MVJ71 - B4VGVM3 - B51ZNJ8 Quick Code  

 

                   
  Item   Proposal   Type   Vote   For/Against
                  Management
  1   Fixing the number of directors of Baytex to be   Management   For   For
      elected at eight (8)            
  2.1   Election as director as a nominee: James L.   Management   For   For
      Bowzer            
  2.2   Election as director as a nominee: John A.   Management   For   For
      Brussa            
  2.3   Election as director as a nominee: Raymond T.   Management   For   For
      Chan            
  2.4   Election as director as a nominee: Edward Chwyl   Management   For   For
  2.5   Election as director as a nominee: Naveen   Management   For   For
      Dargan            
  2.6   Election as director as a nominee: R.E.T. (Rusty)   Management   For   For
      Goepel            
  2.7   Election as director as a nominee: Gregory K.   Management   For   For
      Melchin            
  2.8   Election as director as a nominee: Dale O.   Management   For   For
      Shwed            
  3   Appointment of Deloitte LLP, Chartered   Management   For   For
      Accountants, as auditors of Baytex for the            
      ensuing year and to authorize the directors of            
      Baytex to fix their remuneration            
  4   Advisory resolution to accept the approach to   Management   For   For
      executive compensation disclosed in the            
      accompanying information circular - proxy            
      statement            
  5   Approving the unallocated share awards under   Management   For   For
      the Share Award Incentive Plan            
  6   At the discretion of the said proxyholder, upon   Management   Abstain   For
      any amendment or variation of the above matters            
      or any other matter that may properly be brought            
      before the Meeting or any adjournment thereof, in            
      such manner as such proxyholder, in his sole            
      judgment may determine            

 

           
  INNERGEX RENEWABLE ENERGY INC, LONGUEUIL QC
  Security 45790B104   Meeting Type MIX
  Ticker Symbol     Meeting Date 14-May-2013
  ISIN CA45790B1040   Agenda 704415238 - Management
  Record Date 28-Mar-2013   Holding Recon Date 28-Mar-2013
  City /     Country MONTREAL / Canada Vote Deadline Date 08-May-2013
  SEDOL(s) B29TNV3 - B29V0Z2 - B3CMKB5 Quick Code  

 

                   
  Item   Proposal   Type   Vote   For/Against
                  Management
  1.1   Election of Director: William A. Lambert   Management   For   For
  1.2   Election of Director: John A. Hanna   Management   For   For
  1.3   Election of Director: Jean La Couture   Management   For   For
  1.4   Election of Director: Michel Letellier   Management   For   For
  1.5   Election of Director: Daniel L. Lafrance   Management   For   For
  1.6   Election of Director: Lise Lachapelle   Management   For   For
  1.7   Election of Director: Richard Laflamme   Management   For   For
  2   The appointment of Deloitte, s.e.n.c.r.l., as   Management   For   For
      auditor of the Corporation and authorizing the            
      Directors of the Corporation to fix its            
      remuneration            
  3   To adopt a resolution to amend the Corporation’s   Management   For   For
      General By-Laws by the addition of new By-Law            
      No. 5-Advance Notice By-Law            
  4   To adopt a special resolution to reduce the stated   Management   For   For
      capital account maintained in respect of the            
      common shares of the Corporation to CAD            
      500,000, and to credit to the contributed surplus            
      account of the Corporation an amount equal to            
      the difference between the current stated capital            
      account maintained in respect of the common            
      shares and CAD 500,000            

 

 
 

 

           
  ALLIED PROPERTIES REAL ESTATE INVESTMENT TRUST, TO
  Security 019456102   Meeting Type MIX
  Ticker Symbol     Meeting Date 14-May-2013
  ISIN CA0194561027   Agenda 704446714 - Management
  Record Date 08-Apr-2013   Holding Recon Date 08-Apr-2013
  City /     Country TBD / Canada Vote Deadline Date 08-May-2013
  SEDOL(s) 2387701 - B01JT42 Quick Code  

 

                   
  Item   Proposal   Type   Vote   For/Against
                  Management
  1.1   Election of director : Gerald R. Connor   Management   For   For
  1.2   Election of director : Gordon R. Cunningham   Management   For   For
  1.3   Election of director : Michael R. Emory   Management   For   For
  1.4   Election of director : James Griffiths   Management   For   For
  1.5   Election of director : Ralph T. Neville   Management   For   For
  1.6   Election of director : Daniel F. Sullivan   Management   For   For
  1.7   Election of director : Peter Sharpe   Management   For   For
  2   With respect to the appointment of BDO Canada   Management   For   For
      LLP, chartered accountants, as auditor of the            
      trust and authorizing the trustees to fix their            
      remuneration            
  3   The resolution (the full text of which is   Management   For   For
      reproduced in schedule “A” to the accompanying            
      management information circular) approving            
      certain amendments to the amended and            
      restated declaration of trust of the trust dated            
      May 15, 2012            
  4   The resolution (the full text of which is   Management   For   For
      reproduced in schedule “B” to the accompanying            
      management information circular) reconfirming            
      and approving the unit option plan of the trust            
  5   The resolution (the full text of which is   Management   For   For
      reproduced in schedule “C” to the accompanying            
      management information circular) reconfirming            
      and approving the rights plan of the trust            

 

           
  CINEPLEX INC
  Security 172454100   Meeting Type Annual General Meeting
  Ticker Symbol     Meeting Date 14-May-2013
  ISIN CA1724541000   Agenda 704449811 - Management
  Record Date 08-Apr-2013   Holding Recon Date 08-Apr-2013
  City /     Country TORONTO / Canada Vote Deadline Date 08-May-2013
  SEDOL(s) B675NR7 - B682FM6 Quick Code  

 

                   
  Item   Proposal   Type   Vote   For/Against
                  Management
  1.1   Election of Director: Jordan Banks   Management   For   For
  1.2   Election of Director: Robert Bruce   Management   For   For
  1.3   Election of Director: Joan Dea   Management   For   For
  1.4   Election of Director: Ian Greenberg   Management   For   For
  1.5   Election of Director: Ellis Jacob   Management   For   For
  1.6   Election of Director: Sarabjit Marwah   Management   For   For
  1.7   Election of Director: Anthony Munk   Management   For   For
  1.8   Election of Director: Edward Sonshine   Management   For   For
  1.9   Election of Director: Robert Steacy   Management   For   For
  1.10   Election of Director: Phyllis Yaffe   Management   For   For
  2   The appointment of PricewaterhouseCoopers   Management   For   For
      LLP as auditors of the Corporation and the            
      authorization of the directors to fix their            
      remuneration            
  3   In his/her discretion with respect to the   Management   Abstain   For
      amendments to or variations of matters identified            
      above or upon such other matters as may            
      properly come before the annual meeting in            
      accordance with applicable law, hereby revoking            
      any proxy previously given            

 

 
 

 

           
  TWIN BUTTE ENERGY LTD
  Security 901401307   Meeting Type MIX
  Ticker Symbol     Meeting Date 15-May-2013
  ISIN CA9014013077   Agenda 704393254 - Management
  Record Date 28-Mar-2013   Holding Recon Date 28-Mar-2013
  City /     Country CALGARY / Canada Vote Deadline Date 09-May-2013
  SEDOL(s) B1Y9HT7 - B1Y9HV9 - B5BDP96 Quick Code  

 

                   
  Item   Proposal   Type   Vote   For/Against
                  Management
  1   Fixing the number of directors of the Corporation   Management   For   For
      to be elected at the Meeting at seven (7)            
      members            
  2.A   Election of Director: R. James Brown   Management   For   For
  2.B   Election of Director: John A. Brussa   Management   For   For
  2.C   Election of Director: David M. Fitzpatrick   Management   For   For
  2.D   Election of Director: Thomas J. Greschner   Management   For   For
  2.E   Election of Director: James Saunders   Management   For   For
  2.F   Election of Director: Warren Steckley   Management   For   For
  2.G   Election of Director: William A. Trickett   Management   For   For
  3   The appointment of PricewaterhouseCoopers   Management   For   For
      LLP, Chartered Accountants, as auditors of the            
      Corporation for the ensuing year and the            
      authorization of the directors to fix their            
      remuneration as such            
  4   An amendment to the articles of the Corporation   Management   For   For
      as set forth in the Information Circular to change            
      the rights, privileges, restrictions and conditions            
      in respect of the common shares of the            
      Corporation, including changes to set forth the            
      terms and conditions pursuant to which the            
      Corporation may issue common shares as            
      payment of stock dividends declared on the            
      common shares            
  5   At the discretion of the said proxyholders, upon   Management   Abstain   For
      any permitted amendment or variation of the            
      above matters or any other matter that may be            
      properly brought before the Meeting or any            
      adjournment thereof, in such manner as such            
      proxyholders, in their sole judgment, may            
      determine            

 

 
 

 

           
  BOARDWALK REAL ESTATE INVT TR
  Security 096631106   Meeting Type MIX
  Ticker Symbol     Meeting Date 15-May-2013
  ISIN CA0966311064   Agenda 704410214 - Management
  Record Date 28-Mar-2013   Holding Recon Date 28-Mar-2013
  City /     Country CALGARY / Canada Vote Deadline Date 09-May-2013
  SEDOL(s) B011205 - B011KY5 Quick Code  

 

                   
  Item   Proposal   Type   Vote   For/Against
                  Management
  1   To fix the number of trustees to be elected at the   Management   For   For
      Meeting at not more than seven (7)            
  2.1   Election of Trustee: James R. Dewaldl   Management   For   For
  2.2   Election of Trustee: Gary Goodman   Management   For   For
  2.3   Election of Trustee: Arthur L. Havener, Jr.   Management   For   For
  2.4   Election of Trustee: Sam Kolias   Management   For   For
  2.5   Election of Trustee: Samantha Kolias   Management   For   For
  2.6   Election of Trustee: Al W. Mawani   Management   For   For
  2.7   Election of Trustee: Andrea M. Stephen   Management   For   For
  3   To appoint Deloitte LLP, Chartered Accountants   Management   For   For
      as auditors of the Trust for the ensuing year and            
      to authorize the Trustees of the Trust to fix the            
      remuneration of such auditors            
  4   To consider and, if thought advisable, to approve   Management   For   For
      and adopt, with or without modification, a            
      resolution re-approving the Deferred Unit Plan in            
      accordance with the rules of the Toronto Stock            
      Exchange            

 

           
  CANADIAN HELICOPTERS GROUP INC
  Security 40425A100   Meeting Type Annual General Meeting
  Ticker Symbol     Meeting Date 15-May-2013
  ISIN CA40425A1003   Agenda 704442780 - Management
  Record Date 04-Apr-2013   Holding Recon Date 04-Apr-2013
  City /     Country MONTREAL / Canada Vote Deadline Date 09-May-2013
  SEDOL(s)     Quick Code  

 

                   
  Item   Proposal   Type   Vote   For/Against
                  Management
  1.1   Election of Director: Randall J. Findlay   Management   For   For
  1.2   Election of Director: Mathieu Gauvin   Management   For   For
  1.3   Election of Director: Larry M. Pollock   Management   For   For
  1.4   Election of Director: Carmen Richard Loberg   Management   For   For
  1.5   Election of Director: Don Wall   Management   For   For
  2   Appointment of Auditors: In favour of the   Management   For   For
      appointment of Ernst & Young LLP, Chartered            
      Accountants, as auditors of the Corporation until            
      the end of the next annual meeting of            
      Shareholders or until their successors are            
      appointed and the granting of authority to the            
      directors of the Corporation to fix their            
      remuneration            
  3   To adopt a resolution ratifying the Advance   Management   For   For
      Notice By-Law adopted by the Board of Directors            
  4   Declaration of Ownership and Control: The   Management   For   For
      undersigned certifies that it has made reasonable            
      inquiries as to the Canadian(2) status of the            
      owner and person in Control(1) of the shares            
      represented by this proxy and has read the            
      definitions found below so as to make an            
      accurate Declaration of Ownership and Control.            
      The undersigned hereby certifies that the shares            
      represented by this proxy are owned and            
      Controlled(1) by a Canadian            

 

 
 

 

           
  COMCAST CORPORATION
  Security 20030N101   Meeting Type Annual
  Ticker Symbol CMCSA   Meeting Date 15-May-2013
  ISIN US20030N1019   Agenda 933764739 - Management
  Record Date 06-Mar-2013   Holding Recon Date 06-Mar-2013
  City /     Country   / United States Vote Deadline Date 14-May-2013
  SEDOL(s)     Quick Code  

 

                       
  Item   Proposal   Type   Vote   For/Against
                      Management
  1.   DIRECTOR   Management        
        1 KENNETH J. BACON       For   For
        2 SHELDON M. BONOVITZ       For   For
        3 JOSEPH J. COLLINS       For   For
        4 J. MICHAEL COOK       For   For
        5 GERALD L. HASSELL       For   For
        6 JEFFREY A. HONICKMAN       For   For
        7 EDUARDO G. MESTRE       For   For
        8 BRIAN L. ROBERTS       For   For
        9 RALPH J. ROBERTS       For   For
        10 JOHNATHAN A. RODGERS       For   For
        11 DR. JUDITH RODIN       For   For
  2.   RATIFICATION OF THE APPOINTMENT OF   Management   For   For
      OUR INDEPENDENT AUDITORS            
  3.   TO PROHIBIT ACCELERATED VESTING UPON   Shareholder   Against   For
      A CHANGE IN CONTROL            
  4.   TO ADOPT A RECAPITALIZATION PLAN   Shareholder   Against   For
                   
                   

 

           
  BONTERRA ENERGY CORP NEW
  Security 098546104   Meeting Type Annual General Meeting
  Ticker Symbol     Meeting Date 16-May-2013
  ISIN CA0985461049   Agenda 704446738 - Management
  Record Date 11-Apr-2013   Holding Recon Date 11-Apr-2013
  City /     Country CALGARY / Canada Vote Deadline Date 10-May-2013
  SEDOL(s) B3K3G89 - B3K7WJ4 - B3KB616 Quick Code  

 

                   
  Item   Proposal   Type   Vote   For/Against
                  Management
  1.1   Election to the Board of Directors: Gary J.   Management   For   For
      Drummond            
  1.2   Election to the Board of Directors: George F. Fink   Management   For   For
  1.3   Election to the Board of Directors: Randy M.   Management   For   For
      Jarock            
  1.4   Election to the Board of Directors: Carl R.   Management   For   For
      Jonsson            
  1.5   Election to the Board of Directors: Rodger A.   Management   For   For
      Tourigny            
  1.6   Election to the Board of Directors: F. William   Management   For   For
      Woodward            
  2   The appointment of Deloitte LLP, Chartered   Management   For   For
      Accountants, as the auditors of the Corporation            
      for the ensuing year and to authorize the            
      directors to fix the remuneration of the auditors            
  3   At the discretion of the said proxyholder, upon   Management   Abstain   For
      any amendment or variation of the above matters            
      or any other matter that may be properly brought            
      before the Meeting or any adjournment thereof in            
      such manner as such proxyholder, in such            
      proxyholders sole judgment, may determine            

 

 
 

 

           
  CHARTWELL RETIREMENT RESIDENCES
  Security 16141A103   Meeting Type MIX
  Ticker Symbol     Meeting Date 16-May-2013
  ISIN CA16141A1030   Agenda 704449861 - Management
  Record Date 09-Apr-2013   Holding Recon Date 09-Apr-2013
  City /     Country TORONTO / Canada Vote Deadline Date 10-May-2013
  SEDOL(s) B85HR44 - B8S8C94 Quick Code  

 

                   
  Item   Proposal   Type   Vote   For/Against
                  Management
  1.1   The election of the Trustee of Chartwell for the   Management   For   For
      ensuing year: Lise Bastarache            
  1.2   The election of the Trustee of Chartwell for the   Management   For   For
      ensuing year: Sidney P.H. Robinson            
  1.3   The election of the Trustee of Chartwell for the   Management   For   For
      ensuing year: Huw Thomas            
  2.1   The election of the trustee of CSH Trust (“CSH”)   Management   For   For
      for the ensuing year and directing the Trustees to            
      vote the trust units of CSH held by Chartwell with            
      respect to such election: Michael D. Harris            
  2.2   The election of the trustee of CSH Trust (“CSH”)   Management   For   For
      for the ensuing year and directing the Trustees to            
      vote the trust units of CSH held by Chartwell with            
      respect to such election: Andre R. Kuzmicki            
  2.3   The election of the trustee of CSH Trust (“CSH”)   Management   For   For
      for the ensuing year and directing the Trustees to            
      vote the trust units of CSH held by Chartwell with            
      respect to such election: Thomas Schwartz            
  3.1   To the election of the director of CMCC (the   Management   For   For
      “Director”) for the ensuing year and directing the            
      Trustee to vote the common shares of CMCC            
      held by Chartwell with respect to such election:            
      Lise Bastarache            
  3.2   To the election of the director of CMCC (the   Management   For   For
      “Director”) for the ensuing year and directing the            
      Trustee to vote the common shares of CMCC            
      held by Chartwell with respect to such election:            
      W. Brent Binions            
  3.3   To the election of the director of CMCC (the   Management   For   For
      “Director”) for the ensuing year and directing the            
      Trustee to vote the common shares of CMCC            
      held by Chartwell with respect to such election:            
      Michael D. Harris            
  3.4   To the election of the director of CMCC (the   Management   For   For
      “Director”) for the ensuing year and directing the            
      Trustee to vote the common shares of CMCC            
      held by Chartwell with respect to such election:            
      Andre R. Kuzmicki            
  3.5   To the election of the director of CMCC (the   Management   For   For
      “Director”) for the ensuing year and directing the            
      Trustee to vote the common shares of CMCC            
      held by Chartwell with respect to such election:            
      Sidney P.H. Robinson            
  3.6   To the election of the director of CMCC (the   Management   For   For
      “Director”) for the ensuing year and directing the            
      Trustee to vote the common shares of CMCC            
      held by Chartwell with respect to such election:            
      Sharon Sallows            
  3.7   To the election of the director of CMCC (the   Management   For   For
      “Director”) for the ensuing year and directing the            
      Trustee to vote the common shares of CMCC            
      held by Chartwell with respect to such election:            
      Thomas Schwartz            
  3.8   To the election of the director of CMCC (the   Management   For   For
      “Director”) for the ensuing year and directing the            
      Trustee to vote the common shares of CMCC            
      held by Chartwell with respect to such election:            
      Huw Thomas            
  4   The reappointment of KPMG LLP, Chartered   Management   For   For
      Accountants as auditors of Chartwell for the            
      ensuing year, at a remuneration to be determined            
      by the Trustees            
  5   The resolution (included in Appendix “A” of the   Management   For   For
      Information Circular) approving certain            
      amendments to the Long Term Incentive Plan            

 

 
 

 

           
  CANADIAN REAL ESTATE INVESTMENT TRUST
  Security 13650J104   Meeting Type Annual General Meeting
  Ticker Symbol     Meeting Date 16-May-2013
  ISIN CA13650J1049   Agenda 704452678 - Management
  Record Date 05-Apr-2013   Holding Recon Date 05-Apr-2013
  City /     Country TBD / Canada Vote Deadline Date 10-May-2013
  SEDOL(s) 2173052 - B10SW71 - B3BGW78 Quick Code  

 

                   
  Item   Proposal   Type   Vote   For/Against
                  Management
  1.1   Election of director: John A. Brough   Management   For   For
  1.2   Election of director: James D. Fisher   Management   For   For
  1.3   Election of director: Brian M. Flood   Management   For   For
  1.4   Election of director: Andrew L. Hoffman   Management   For   For
  1.5   Election of director: Stephen E. Johnson   Management   For   For
  1.6   Election of director: W. Reay MacKay   Management   For   For
  1.7   Election of director: Mary C. Ritchie   Management   For   For
  2   With respect to the appointment of Deloitte LLP,   Management   For   For
      chartered accountants, as auditors of the trust            
      and authorizing the trustees to fix their            
      remuneration            

 

           
  UNION PACIFIC CORPORATION
  Security 907818108   Meeting Type Annual
  Ticker Symbol UNP   Meeting Date 16-May-2013
  ISIN US9078181081   Agenda 933779398 - Management
  Record Date 28-Feb-2013   Holding Recon Date 28-Feb-2013
  City /     Country   / United States Vote Deadline Date 15-May-2013
  SEDOL(s)     Quick Code  

 

                   
  Item   Proposal   Type   Vote   For/Against
                  Management
  1A.   ELECTION OF DIRECTOR: A.H. CARD, JR.   Management   For   For
  1B.   ELECTION OF DIRECTOR: E.B. DAVIS, JR.   Management   For   For
  1C.   ELECTION OF DIRECTOR: T.J. DONOHUE   Management   For   For
  1D.   ELECTION OF DIRECTOR: A.W. DUNHAM   Management   For   For
  1E.   ELECTION OF DIRECTOR: J.R. HOPE   Management   For   For
  1F.   ELECTION OF DIRECTOR: J.J. KORALESKI   Management   For   For
  1G.   ELECTION OF DIRECTOR: C.C. KRULAK   Management   For   For
  1H.   ELECTION OF DIRECTOR: M.R. MCCARTHY   Management   For   For
  1I.   ELECTION OF DIRECTOR: M.W. MCCONNELL   Management   For   For
  1J.   ELECTION OF DIRECTOR: T.F. MCLARTY III   Management   For   For
  1K.   ELECTION OF DIRECTOR: S.R. ROGEL   Management   For   For
  1L.   ELECTION OF DIRECTOR: J.H. VILLARREAL   Management   For   For
  1M.   ELECTION OF DIRECTOR: J.R. YOUNG   Management   For   For
  2.   RATIFICATION OF THE APPOINTMENT OF   Management   For   For
      DELOITTE & TOUCHE AS THE INDEPENDENT            
      REGISTERED PUBLIC ACCOUNTING FIRM.            
  3.   AN ADVISORY VOTE ON EXECUTIVE   Management   For   For
      COMPENSATION (“SAY ON PAY”).            
  4.   ADOPT THE UNION PACIFIC CORPORATION   Management   For   For
      2013 STOCK INCENTIVE PLAN.            
  5.   SHAREHOLDER PROPOSAL REGARDING   Shareholder   Against   For
      LOBBYING ACTIVITIES IF PROPERLY            
      PRESENTED AT THE ANNUAL MEETING.            

 

 
 

 

           
  CANADIAN APARTMENT PROPERTIES REAL ESTATE INVESTME
  Security 134921105   Meeting Type MIX
  Ticker Symbol     Meeting Date 21-May-2013
  ISIN CA1349211054   Agenda 704449948 - Management
  Record Date 16-Apr-2013   Holding Recon Date 16-Apr-2013
  City /     Country TORONTO / Canada Vote Deadline Date 15-May-2013
  SEDOL(s) 2117599 - B045CX7 - B41Q8K0 Quick Code  

 

                   
  Item   Proposal   Type   Vote   For/Against
                  Management
  1.1   Election of Trustee: Harold Burke   Management   For   For
  1.2   Election of Trustee: David Ehrlich   Management   For   For
  1.3   Election of Trustee: Paul Harris   Management   For   For
  1.4   Election of Trustee: Edwin F. Hawken   Management   For   For
  1.5   Election of Trustee: Thomas Schwartz   Management   For   For
  1.6   Election of Trustee: Michael Stein   Management   For   For
  1.7   Election of Trustee: Stanley Swartzman   Management   For   For
  1.8   Election of Trustee: Elaine Todres   Management   For   For
  2   Re-appointment of PricewaterhouseCoopers LLP   Management   For   For
      as the auditor of Capreit            
  3   Ordinary resolution reconfirming the Unitholders’   Management   For   For
      Rights Plan Agreement, as set forth in Schedule            
      “B” of the accompanying Management            
      Information Circular            
  4   Special resolution authorizing certain   Management   For   For
      amendments to Capreit’s amended and restated            
      declaration of trust dated November 13, 2009            
      (the “Declaration of Trust”) to permit the trustees            
      to adopt an advance notice policy, as set forth in            
      Schedule “C” of the accompanying Management            
      Information Circular            
  5   Special resolution authorizing certain   Management   For   For
      amendments to Capreit’s Declaration of Trust to            
      permit Capreit to use the notice-and-access            
      provisions under applicable securities laws, as            
      set forth in Schedule “E” of the accompanying            
      Management Information Circular            

 

           
  LYONDELLBASELL INDUSTRIES N.V.
  Security N53745100   Meeting Type Annual
  Ticker Symbol LYB   Meeting Date 22-May-2013
  ISIN NL0009434992   Agenda 933785769 - Management
  Record Date 28-Mar-2013   Holding Recon Date 28-Mar-2013
  City /     Country   / United States Vote Deadline Date 21-May-2013
  SEDOL(s)     Quick Code  

 

                       
  Item   Proposal   Type   Vote   For/Against
                      Management
  1.   DIRECTOR   Management        
        1 JACQUES AIGRAIN       For   For
        2 SCOTT M. KLEINMAN       For   For
        3 BRUCE A. SMITH       For   For
  2.   ADOPTION OF ANNUAL ACCOUNTS FOR   Management   For   For
      2012            
  3.   DISCHARGE FROM LIABILITY OF SOLE   Management   For   For
      MEMBER OF THE MANAGEMENT BOARD            
  4.   DISCHARGE FROM LIABILITY OF MEMBERS   Management   For   For
      OF THE SUPERVISORY BOARD            
  5.   RATIFICATION OF   Management   For   For
      PRICEWATERHOUSECOOPERS LLP AS OUR            
      INDEPENDENT REGISTERED PUBLIC            
      ACCOUNTING FIRM            
  6.   APPOINTMENT OF   Management   For   For
      PRICEWATERHOUSECOOPERS            
      ACCOUNTANTS N.V. AS OUR AUDITOR FOR            
      THE DUTCH ANNUAL ACCOUNTS            
  7.   APPROVAL OF COMPENSATION OF THE   Management   For   For
      MEMBERS OF THE SUPERVISORY BOARD            
  8.   RATIFICATION AND APPROVAL OF   Management   For   For
      DIVIDENDS IN RESPECT OF THE 2012 FISCAL            
      YEAR            
  9.   ADVISORY VOTE APPROVING EXECUTIVE   Management   For   For
      COMPENSATION            
  10.   APPROVAL TO REPURCHASE UP TO 10% OF   Management   For   For
      ISSUED SHARE CAPITAL            
  11.   APPROVAL TO CANCEL UP TO 10% OF   Management   For   For
      SHARE CAPITAL HELD IN TREASURY            
  12.   APPROVAL TO AMEND ARTICLES OF   Management   For   For
      ASSOCIATION            

 

 
 

 

           
  LYONDELLBASELL INDUSTRIES N.V.
  Security N53745100   Meeting Type Annual
  Ticker Symbol LYB   Meeting Date 22-May-2013
  ISIN NL0009434992   Agenda 933817011 - Management
  Record Date 24-Apr-2013   Holding Recon Date 24-Apr-2013
  City /     Country   / United States Vote Deadline Date 21-May-2013
  SEDOL(s)     Quick Code  

 

                       
  Item   Proposal   Type   Vote   For/Against
                      Management
  1.   DIRECTOR   Management        
        1 JACQUES AIGRAIN       For   For
        2 SCOTT M. KLEINMAN       For   For
        3 BRUCE A. SMITH       For   For
  2.   ADOPTION OF ANNUAL ACCOUNTS FOR   Management   For   For
      2012            
  3.   DISCHARGE FROM LIABILITY OF SOLE   Management   For   For
      MEMBER OF THE MANAGEMENT BOARD            
  4.   DISCHARGE FROM LIABILITY OF MEMBERS   Management   For   For
      OF THE SUPERVISORY BOARD            
  5.   RATIFICATION OF   Management   For   For
      PRICEWATERHOUSECOOPERS LLP AS OUR            
      INDEPENDENT REGISTERED PUBLIC            
      ACCOUNTING FIRM            
  6.   APPOINTMENT OF   Management   For   For
      PRICEWATERHOUSECOOPERS            
      ACCOUNTANTS N.V. AS OUR AUDITOR FOR            
      THE DUTCH ANNUAL ACCOUNTS            
  7.   APPROVAL OF COMPENSATION OF THE   Management   For   For
      MEMBERS OF THE SUPERVISORY BOARD            
  8.   RATIFICATION AND APPROVAL OF   Management   For   For
      DIVIDENDS IN RESPECT OF THE 2012 FISCAL            
      YEAR            
  9.   ADVISORY VOTE APPROVING EXECUTIVE   Management   For   For
      COMPENSATION            
  10.   APPROVAL TO REPURCHASE UP TO 10% OF   Management   For   For
      ISSUED SHARE CAPITAL            
  11.   APPROVAL TO CANCEL UP TO 10% OF   Management   For   For
      SHARE CAPITAL HELD IN TREASURY            
  12.   APPROVAL TO AMEND ARTICLES OF   Management   For   For
      ASSOCIATION            

 

           
  NORTHLAND POWER INC, TORONTO ON
  Security 666511100   Meeting Type Annual General Meeting
  Ticker Symbol     Meeting Date 23-May-2013
  ISIN CA6665111002   Agenda 704455953 - Management
  Record Date 18-Apr-2013   Holding Recon Date 18-Apr-2013
  City /     Country TORONTO / Canada Vote Deadline Date 17-May-2013
  SEDOL(s) B66C799 - B66J109 - B68XHC3 Quick Code  

 

                   
  Item   Proposal   Type   Vote   For/Against
                  Management
  1   Electing James C. Temerty as a director of the   Management   For   For
      Corporation            
  2   Electing Pierre R. Gloutney as a director of the   Management   For   For
      Corporation            
  3   Electing Rt. Hon. John N. Turner, Q.C. as a   Management   For   For
      director of the Corporation            
  4   Electing Marie Bountrogianni as a director of the   Management   For   For
      Corporation            
  5   Electing V. Peter Harder as a director of the   Management   For   For
      Corporation            
  6   Electing Linda L. Bertoldi as a director of the   Management   For   For
      Corporation            
  7   Electing Sean Durfy as a director of the   Management   For   For
      Corporation            
  8   Re-appointment of Ernst & Young LLP as   Management   For   For
      auditors of the Corporation            

 

 
 

 

           
  CHURCHILL CORP
  Security 17143D103   Meeting Type Annual General Meeting
  Ticker Symbol     Meeting Date 23-May-2013
  ISIN CA17143D1033   Agenda 704468796 - Management
  Record Date 23-Apr-2013   Holding Recon Date 23-Apr-2013
  City /     Country ALBERTA / Canada Vote Deadline Date 17-May-2013
  SEDOL(s) 2378567 - B3BGW12 Quick Code  

 

                   
  Item   Proposal   Type   Vote   For/Against
                  Management
  1   In respect of an ordinary resolution fixing the       For   For
      number of directors to be elected at the Meeting            
      at eleven (11)            
  2   In respect of an ordinary resolution respecting the   Management   For   For
      election of Richard T. Ballantyne as a director of            
      the Corporation            
  3   In respect of an ordinary resolution respecting the   Management   For   For
      election of Albrecht W.A. Bellstedt as a director of            
      the Corporation            
  4   In respect of an ordinary resolution respecting the   Management   For   For
      election of Rod Graham as a director of the            
      Corporation            
  5   In respect of an ordinary resolution respecting the   Management   For   For
      election of Wendy L. Hanrahan as a director of            
      the Corporation            
  6   In respect of an ordinary resolution respecting the   Management   For   For
      election of Douglas J. Haughey as a director of            
      the Corporation            
  7   In respect of an ordinary resolution respecting the   Management   For   For
      election of Harry A. King as a director of the            
      Corporation            
  8   In respect of an ordinary resolution respecting the   Management   For   For
      election of Carmen R. Loberg as a director of the            
      Corporation            
  9   In respect of an ordinary resolution respecting the   Management   For   For
      election of Allister J. McPherson as a director of            
      the Corporation            
  10   In respect of an ordinary resolution respecting the   Management   For   For
      election of Ian M. Reid as a director of the            
      Corporation            
  11   In respect of an ordinary resolution respecting the   Management   For   For
      election of George M. Schneider as a director of            
      the Corporation            
  12   In respect of an ordinary resolution respecting the   Management   For   For
      election of Brian W. L. Tod as a director of the            
      Corporation            
  13   In respect of an ordinary resolution approving the   Management   For   For
      appointment of Deloitte LLP as auditors of the            
      Corporation and authorizing the Board of            
      Directors of the Corporation to fix the            
      remuneration of the auditors            
  14   In respect of an ordinary resolution approving all   Management   For   For
      of the unallocated options, rights and other            
      entitlements to purchase common shares            
      issuable pursuant to the Corporation’s Amended            
      2007 Stock Option Plan            
  15   In respect of an ordinary resolution approving   Management   For   For
      and reconfirming the continuation, amendment            
      and restatement of the existing Second Amended            
      and Restated Shareholder Rights Plan            
      Agreement dated April 5, 2010 pursuant to a            
      further Amended and Restated Shareholder            
      Rights Plan Agreement dated March 15, 2013            
  16   In respect of an ordinary resolution ratifying and   Management   For   For
      confirming a new By-Law No. 2 of the            
      Corporation            
  17   In his/her discretion with respect to any   Management   Abstain   For
      amendments or variations to any matter identified            
      in the Notice of the Annual General Meeting of            
      Shareholders or other matters that may properly            
      come before the Meeting or any adjournment            
      thereof            

 

 
 

 

           
  PARALLEL ENERGY TRUST, CALGARY, AB
  Security 69915T105   Meeting Type Annual General Meeting
  Ticker Symbol     Meeting Date 23-May-2013
  ISIN CA69915T1057   Agenda 704471856 - Management
  Record Date 18-Apr-2013   Holding Recon Date 18-Apr-2013
  City /     Country CALGARY / Canada Vote Deadline Date 17-May-2013
  SEDOL(s) B4ZC075   Quick Code  

 

                   
  Item   Proposal   Type   Vote   For/Against
                  Management
  1.1   Election of director: Richard M. Alexander   Management   For   For
  1.2   Election of director: Christopher M. Burley   Management   For   For
  1.3   Election of director: Sigmund L. Cornelius   Management   For   For
  1.4   Election of director: Hilary A. Foulkes   Management   For   For
  1.5   Election of director: Francis H. James   Management   For   For
  1.6   Election of director: Philip J. Scherman   Management   For   For
  1.7   Election of director: Henry W. Sykes   Management   For   For
  2   To appoint Ernst & Young, LLP, chartered   Management   For   For
      accountants, as auditors of the trust for the            
      ensuing year            
  3   To direct Computershare Trust Company of   Management   For   For
      Canada, as trustee of the trust, to sign on behalf            
      of the trust a written resolution of the sole            
      unitholder of parallel energy commercial trust, in            
      respect of the following matters: a. To elect the            
      trustee of parallel energy commerical trust for the            
      ensuing year; and b. To appoint Ernst & Young,            
      LLP, chartered accountants, as auditors of            
      parallel energy commercial trust for the ensuing            
      year            

 

           
  THE HOME DEPOT, INC.
  Security 437076102   Meeting Type Annual
  Ticker Symbol HD   Meeting Date 23-May-2013
  ISIN US4370761029   Agenda 933779259 - Management
  Record Date 25-Mar-2013   Holding Recon Date 25-Mar-2013
  City /     Country   / United States Vote Deadline Date 22-May-2013
  SEDOL(s)     Quick Code  

 

                   
  Item   Proposal   Type   Vote   For/Against
                  Management
  1A.   ELECTION OF DIRECTOR: F. DUANE   Management   For   For
      ACKERMAN            
  1B.   ELECTION OF DIRECTOR: FRANCIS S. BLAKE   Management   For   For
  1C.   ELECTION OF DIRECTOR: ARI BOUSBIB   Management   For   For
  1D.   ELECTION OF DIRECTOR: GREGORY D.   Management   For   For
      BRENNEMAN            
  1E.   ELECTION OF DIRECTOR: J. FRANK BROWN   Management   For   For
  1F.   ELECTION OF DIRECTOR: ALBERT P. CAREY   Management   For   For
  1G.   ELECTION OF DIRECTOR: ARMANDO   Management   For   For
      CODINA            
  1H.   ELECTION OF DIRECTOR: BONNIE G. HILL   Management   For   For
  1I.   ELECTION OF DIRECTOR: KAREN L. KATEN   Management   For   For
  1J.   ELECTION OF DIRECTOR: MARK VADON   Management   For   For
  2.   PROPOSAL TO RATIFY THE APPOINTMENT   Management   For   For
      OF KPMG LLP            
  3.   ADVISORY VOTE TO APPROVE EXECUTIVE   Management   For   For
      COMPENSATION            
  4.   APPROVAL OF THE MATERIAL TERMS OF   Management   For   For
      OFFICER PERFORMANCE GOALS UNDER            
      THE MANAGEMENT INCENTIVE PLAN            
  5.   APPROVAL OF THE AMENDED AND   Management   For   For
      RESTATED 2005 OMNIBUS STOCK            
      INCENTIVE PLAN            
  6.   SHAREHOLDER PROPOSAL REGARDING   Shareholder   Against   For
      EMPLOYMENT DIVERSITY REPORT            
  7.   SHAREHOLDER PROPOSAL REGARDING   Shareholder   Against   For
      STORMWATER MANAGEMENT POLICY            

 

 
 

 

           
  PIZZA PIZZA ROYALTY CORP
  Security 72585V103   Meeting Type Annual General Meeting
  Ticker Symbol     Meeting Date 29-May-2013
  ISIN CA72585V1031   Agenda 704488851 - Management
  Record Date 24-Apr-2013   Holding Recon Date 24-Apr-2013
  City /     Country TORONTO / Canada Vote Deadline Date 23-May-2013
  SEDOL(s) B8FP6T6 - B8FX5N7 Quick Code  

 

                   
  Item   Proposal   Type   Vote   For/Against
                  Management
  a.1   Election of Director: Arnold Cader   Management   For   For
  a.2   Election of Director: Richard McCoy   Management   For   For
  a.3   Election of Director: Robert Nobes   Management   For   For
  a.4   Election of Director: Terence Reid   Management   For   For
  a.5   Election of Director: Elizabeth Wright   Management   For   For
  b   The appointment of Ernst & Young LLP,   Management   For   For
      Chartered Accountants, as auditors of the            
      Company and authorizing the directors to fix their            
      remuneration            
  c   Such other business as may properly come   Management   Abstain   For
      before the Meeting            

 

           
  CRESCENT POINT ENERGY CORP
  Security 22576C101   Meeting Type MIX
  Ticker Symbol     Meeting Date 30-May-2013
  ISIN CA22576C1014   Agenda 704471767 - Management
  Record Date 19-Apr-2013   Holding Recon Date 19-Apr-2013
  City /     Country CALGARY / Canada Vote Deadline Date 24-May-2013
  SEDOL(s) B4ZTC70 - B67C8W8 - B67C970 Quick Code  

 

                   
  Item   Proposal   Type   Vote   For/Against
                  Management
  1   To fix the number of directors of the Corporation   Management   For   For
      for the ensuing year at seven (7)            
  2.1   Election of director: Peter Bannister   Management   For   For
  2.2   Election of director: Paul Colborne   Management   For   For
  2.3   Election of director: Kenney F. Cugnet   Management   For   For
  2.4   Election of director: D. Hugh Gillard   Management   For   For
  2.5   Election of director: Gerald A. Romanzin   Management   For   For
  2.6   Election of director: Scott Saxberg   Management   For   For
  2.7   Election of director: Gregory G. Turnbull   Management   For   For
  3   To consider, and if thought advisable, to pass,   Management   For   For
      with or without variation, a resolution to approve            
      amendments to the Corporation’s articles of            
      incorporation (the “Articles”) to increase the            
      maximum number of directors the Corporation            
      may have from seven (7) to eleven (11) directors,            
      the full text of which is set forth in the Information            
      Circular            
  4   To consider, and if thought advisable, to pass,   Management   For   For
      with or without variation, a resolution to adopt a            
      by-law providing advance notice requirements for            
      the nomination of directors, the full text of which            
      is set forth in the Information Circular            
  5   On the appointment of PricewaterhouseCoopers   Management   For   For
      LLP, Chartered Accountants, as auditors of the            
      Corporation and authorize the board of directors            
      of the Corporation to fix their remuneration as            
      such            
  6   To consider, and if thought advisable, to pass,   Management   For   For
      with or without variation, an advisory resolution to            
      accept the Corporation’s approach to executive            
      compensation, the full text of which is set forth in            
      the Information Circular            
  7   At the discretion of the said Proxy, to vote upon   Management   Abstain   For
      any amendment or variation of the above matters            
      or any other matter which may properly come            
      before the Meeting            

 

 
 

 

           
  ARES CAPITAL CORPORATION
  Security 04010L103   Meeting Type Annual
  Ticker Symbol ARCC   Meeting Date 04-Jun-2013
  ISIN US04010L1035   Agenda 933801664 - Management
  Record Date 11-Apr-2013   Holding Recon Date 11-Apr-2013
  City /     Country   / United States Vote Deadline Date 03-Jun-2013
  SEDOL(s)     Quick Code  

 

                   
  Item   Proposal   Type   Vote   For/Against
                  Management
  1.1   ELECTION OF CLASS III DIRECTOR FOR A   Management   For   For
      TERM OF THREE YEARS EXPIRING IN 2016:            
      FRANK E. O’BRYAN            
  1.2   ELECTION OF CLASS III DIRECTOR FOR A   Management   For   For
      TERM OF THREE YEARS EXPIRING IN 2016:            
      ANTONY P. RESSLER            
  1.3   ELECTION OF CLASS III DIRECTOR FOR A   Management   For   For
      TERM OF THREE YEARS EXPIRING IN 2016:            
      ERIC B. SIEGEL            
  2.   TO RATIFY THE SELECTION OF KPMG LLP   Management   For   For
      AS THE COMPANY’S INDEPENDENT            
      REGISTERED PUBLIC ACCOUNTING FIRM            
      FOR THE YEAR ENDING DECEMBER 31, 2013.            
  3.   TO AUTHORIZE THE COMPANY, WITH THE   Management   For   For
      APPROVAL OF ITS BOARD OF DIRECTORS,            
      TO SELL OR OTHERWISE ISSUE SHARES OF            
      ITS COMMON STOCK AT A PRICE BELOW ITS            
      THEN CURRENT NET ASSET VALUE PER            
      SHARE SUBJECT TO THE LIMITATIONS SET            
      FORTH IN THE PROXY STATEMENT FOR THE            
      2013 ANNUAL MEETING OF STOCKHOLDERS            
      (INCLUDING, WITHOUT LIMITATION, THAT            
      THE NUMBER OF SHARES ISSUED DOES            
      NOT EXCEED 25% OF THE COMPANY’S THEN            
      OUTSTANDING COMMON STOCK).            

 

           
  RIOCAN REAL ESTATE INVESTMENT TRUST    
  Security 766910103   Meeting Type MIX
  Ticker Symbol     Meeting Date 05-Jun-2013
  ISIN CA7669101031   Agenda 704488748 - Management
  Record Date 09-Apr-2013   Holding Recon Date 09-Apr-2013
  City /     Country TORONTO / Canada Vote Deadline Date 30-May-2013
  SEDOL(s) 2229610 - B043LH8 - B09G0X1 - B10SW82 Quick Code  

 

                   
  Item   Proposal   Type   Vote   For/Against
                  Management
  1.1   Election of the Trustee: Bonnie Brooks   Management   For   For
  1.2   Election of the Trustee: Clare R. Copeland   Management   For   For
  1.3   Election of the Trustee: Raymond M. Gelgoot   Management   For   For
  1.4   Election of the Trustee: Paul Godfrey, C.M.,   Management   For   For
      O.Ont.            
  1.5   Election of the Trustee: Dale H. Lastman   Management   For   For
  1.6   Election of the Trustee: Sharon Sallows   Management   For   For
  1.7   Election of the Trustee: Edward Sonshine,   Management   For   For
      O.Ont., Q.C            
  1.8   Election of the Trustee: Charles Winograd   Management   For   For
  2   The re-appointment of Ernst & Young LLP as   Management   For   For
      auditors of the Trust and authorization of the            
      Trust’s board of trustees to fix the auditors’            
      remuneration            
  3   The ordinary resolution set forth in Appendix “A”   Management   For   For
      to the management information circular (the            
      “Circular”) authorizing and approving certain            
      amendments to the Amended and Restated            
      Declaration of Trust made as of March 30, 2012            
      (the “Amended and Restated Declaration of            
      Trust”) to implement a policy requiring advance            
      notice to be given to the Trust of unitholder            
      proposals relating to the nomination of Trustees            
  4   The ordinary resolution set forth in Appendix “B”   Management   For   For
      to the Circular authorizing and approving certain            
      amendments to the Amended and Restated            
      Declaration of Trust to more closely align certain            
      provisions of the Amended and Restated            
      Declaration of Trust with corresponding            
      provisions applicable to corporations governed by            
      the Canada Business Corporations Act; and            
  5   In his or her discretion with respect to such other   Management   Abstain   For
      business as may properly come before the            
      Meeting or any adjournment thereof            

 

 
 

 

           
  THE TJX COMPANIES, INC.
  Security 872540109   Meeting Type Annual
  Ticker Symbol TJX   Meeting Date 11-Jun-2013
  ISIN US8725401090   Agenda 933810625 - Management
  Record Date 15-Apr-2013   Holding Recon Date 15-Apr-2013
  City /     Country   / United States Vote Deadline Date 10-Jun-2013
  SEDOL(s)     Quick Code  

 

                   
  Item   Proposal   Type   Vote   For/Against
                  Management
  1A.   ELECTION OF DIRECTOR: ZEIN ABDALLA   Management   For   For
  1B.   ELECTION OF DIRECTOR: JOSE B. ALVAREZ   Management   For   For
  1C.   ELECTION OF DIRECTOR: ALAN M. BENNETT   Management   For   For
  1D.   ELECTION OF DIRECTOR: BERNARD   Management   For   For
      CAMMARATA            
  1E.   ELECTION OF DIRECTOR: DAVID T. CHING   Management   For   For
  1F.   ELECTION OF DIRECTOR: MICHAEL F. HINES   Management   For   For
  1G.   ELECTION OF DIRECTOR: AMY B. LANE   Management   For   For
  1H.   ELECTION OF DIRECTOR: DAWN G. LEPORE   Management   For   For
  1I.   ELECTION OF DIRECTOR: CAROL   Management   For   For
      MEYROWITZ            
  1J.   ELECTION OF DIRECTOR: JOHN F. O’BRIEN   Management   For   For
  1K.   ELECTION OF DIRECTOR: WILLOW B. SHIRE   Management   For   For
  2.   RATIFICATION OF APPOINTMENT OF   Management   For   For
      INDEPENDENT REGISTERED PUBLIC            
      ACCOUNTING FIRM FOR FISCAL 2014.            
  3.   APPROVAL OF STOCK INCENTIVE PLAN   Management   For   For
      AMENDMENTS AND MATERIAL TERMS OF            
      PERFORMANCE GOALS UNDER THE PLAN.            
  4.   SAY ON PAY: ADVISORY APPROVAL OF   Management   For   For
      TJX’S EXECUTIVE COMPENSATION.            

 

 
 

 

           
  H&R REAL ESTATE INVESTMENT TRUST
  Security 404428203   Meeting Type MIX
  Ticker Symbol     Meeting Date 20-Jun-2013
  ISIN CA4044282032   Agenda 704534824 - Management
  Record Date 07-May-2013   Holding Recon Date 07-May-2013
  City /     Country ONTARIO / Canada Vote Deadline Date 14-Jun-2013
  SEDOL(s) B3DJHT2 - B3DJHV4 - B3DJHW5 - Quick Code  
    B9MDKG5    

 

                   
  Item   Proposal   Type   Vote   For/Against
                  Management
  1   In respect of the election of Thomas J. Hofstedter   Management   For   For
      as trustee of the REIT            
  2   In respect of the election of Robert E. Dickson as   Management   For   For
      trustee of the REIT            
  3   In respect of the election of Edward Gilbert as   Management   For   For
      trustee of the REIT            
  4   In respect of the election of Laurence A. Lebovic   Management   For   For
      as trustee of the REIT            
  5   In respect of the election of Ronald C. Rutman as   Management   For   For
      trustee of the REIT            
  6   In respect of the appointment of KPMG LLP as   Management   For   For
      the auditors of the REIT and the authorization of            
      the trustees of the REIT to fix the remuneration of            
      the auditors of the REIT            
  7   In respect of the resolutions providing   Management   For   For
      authorization to the trustees of the REIT to            
      amend the Declaration of Trust of the REIT to            
      replace the investment guidelines and operating            
      policies of the REIT with those set out in            
      Schedule E to the Management Information            
      Circular relating to the Meetings (the “Circular”),            
      as set forth in Schedule F to the Circular            
  8   In respect of the resolutions providing   Management   For   For
      authorization to the trustees of the REIT to            
      amend the Declaration of Trust of the REIT to            
      modify the responsibilities of the Investment            
      Committee of the REIT, as set forth in Schedule            
      H to the Circular            
  9   In respect of the resolutions to approve the   Management   For   For
      adoption by the REIT of a Stapled Unit            
      compensation incentive plan, the full text of which            
      is set out in Schedule I to the Circular, as set            
      forth in Schedule J to the Circular            
  10   In respect of the resolutions authorizing   Management   For   For
      amendments to the unit option plan of the REIT,            
      as set forth in Schedule K to the Circular            
  1   In respect of the election of Marvin Rubner as   Management   For   For
      trustee of Finance Trust            
  2   In respect of the election of Shimshon (Stephen)   Management   For   For
      Gross as trustee of Finance Trust            
  3   In respect of the election of Neil Sigler as trustee   Management   For   For
      of Finance Trust            
  4   In respect of the appointment of KPMG LLP as   Management   For   For
      the auditors of Finance Trust and authorizing the            
      trustees of Finance Trust to fix the remuneration            
      of the auditors of Finance Trust            
  1   To act upon such other matters as may properly   Management   Abstain   For
      come before the Meetings or any adjournment            
      thereof            

 

 
 

 

           
  FORTIS INC
  Security 349553123   Meeting Type Special General Meeting
  Ticker Symbol     Meeting Date 20-Jun-2013
  ISIN CA3495531236   Agenda 704547047 - Management
  Record Date 21-May-2013   Holding Recon Date 21-May-2013
  City /     Country TORONTO / Canada Vote Deadline Date 14-Jun-2013
  SEDOL(s)     Quick Code  

 

                   
  Item   Proposal   Type   Vote   For/Against
                  Management
  1   To consider and, if deemed advisable, pass an   Management   For   For
      extraordinary resolution to amend the            
      Subscription Receipt Agreement, as more fully            
      described in the notice of meeting and            
      accompanying management information circular            
      of the Corporation dated May 27, 2013            

 

           
  PENGROWTH ENERGY CORP, CALGARY AB
  Security 70706P104   Meeting Type Annual General Meeting
  Ticker Symbol     Meeting Date 25-Jun-2013
  ISIN CA70706P1045   Agenda 704542287 - Management
  Record Date 24-May-2013   Holding Recon Date 24-May-2013
  City /     Country CALGARY / Canada Vote Deadline Date 19-Jun-2013
  SEDOL(s) B63QGH5 - B67M828 - B67XWH4 Quick Code  

 

                   
  Item   Proposal   Type   Vote   For/Against
                  Management
  1   Appointment of KPMG LLP as auditors of the   Management   For   For
      Corporation for the ensuing year and authorizing            
      the Directors to fix their remuneration            
  2.a   Election of Director: Derek W. Evans   Management   For   For
  2.b   Election of Director: John B. Zaozirny   Management   For   For
  2.c   Election of Director: Wayne K. Foo   Management   For   For
  2.d   Election of Director: Kelvin B. Johnston   Management   For   For
  2.e   Election of Director: James D. McFarland   Management   For   For
  2.f   Election of Director: Michael S. Parrett   Management   For   For
  2.g   Election of Director: A. Terence Poole   Management   For   For
  2.h   Election of Director: Barry D. Stewart   Management   For   For
  2.i   Election of Director: D. Michael G. Stewart   Management   For   For
  3   To consider and, if deemed advisable, approve   Management   For   For
      an ordinary resolution authorizing and approving            
      unallocated awards issuable pursuant to the long            
      term incentive plan of the Corporation, the full            
      text of which resolution is set forth in the            
      information circular of the Corporation dated May            
      24, 2013 (the “Information Circular”)            
  4   To consider and, if deemed advisable, approve   Management   For   For
      an ordinary resolution approving certain            
      amendments to the long term incentive plan of            
      the Corporation, the full text of which resolution is            
      set forth in the Information Circular            
  5   To consider and, if deemed advisable, approve   Management   For   For
      an ordinary resolution to confirm and ratify the            
      Advance Notice By-law of the Corporation, the            
      full text of which is set forth in the Information            
      Circular            
  6   To vote in an advisory, non-binding capacity on a   Management   For   For
      resolution to accept the Corporation’s approach            
      to executive compensation, the full text of which            
      resolution is set forth in the Information Circular            
  7   At the discretion of the said proxyholder, to vote   Management   Abstain   For
      upon any amendment or variation of the above            
      matters or any other matter which may properly            
      come before the Meeting or any adjournment or            
      adjournments thereof            

 

 
 

Dynamic Contrarian Advantage Fund

 

Vote Summary

           
  THE COCA-COLA COMPANY
  Security 191216100   Meeting Type Special
  Ticker Symbol KO   Meeting Date 10-Jul-2012
  ISIN US1912161007   Agenda 933646385 - Management
  Record Date 21-May-2012   Holding Recon Date 21-May-2012
  City /     Country   / United States Vote Deadline Date 09-Jul-2012
  SEDOL(s)     Quick Code  

 

                   
  Item   Proposal   Type   Vote   For/Against
                  Management
  01   TO AMEND ARTICLE FOURTH OF THE   Management   For   For
      COMPANY’S RESTATED CERTIFICATE OF            
      INCORPORATION, AS AMENDED, TO            
      INCREASE THE AUTHORIZED COMMON            
      STOCK OF THE COMPANY FROM            
      5,600,000,000 SHARES, PAR VALUE $.25 PER            
      SHARE, TO 11,200,000,000 SHARES, PAR            
      VALUE $.25 PER SHARE, AND TO EFFECT A            
      SPLIT OF THE ISSUED COMMON STOCK OF            
      THE COMPANY BY CHANGING EACH ISSUED            
      SHARE OF COMMON STOCK INTO TWO            
      SHARES OF COMMON STOCK.            

 
 

 

           
  ASML HOLDING NV, VELDHOVEN
  Security N07059178   Meeting Type ExtraOrdinary General Meeting
  Ticker Symbol     Meeting Date 07-Sep-2012
  ISIN NL0006034001   Agenda 703981921 - Management
  Record Date 10-Aug-2012   Holding Recon Date 10-Aug-2012
  City /     Country VELDHOV / Netherlands Vote Deadline Date 27-Aug-2012
    EN      
  SEDOL(s) 5949368 - 5949670 - B0CRJ56 - B2838W2 - Quick Code  
    B4LF2X8      

 

                   
  Item   Proposal   Type   Vote   For/Against
                  Management
  1   Opening   Non-Voting        
  2   Explanation to the customer co-investment   Non-Voting        
      program entered into and/or to be-entered into by            
      and between the Company and certain of its            
      customers, as-announced by the Company on 9            
      July 2012 (the “Customer Co-Investment-            
      Program”)            
  3.a   Proposal to resolve to authorize the Board of   Management   For   For
      Management to issue shares or rights to            
      subscribe for shares in the capital of the            
      Company in connection with the Customer Co-            
      Investment Program, subject to Supervisory            
      Board approval, up to 25% of the issued share            
      capital of the Company at the Annual General            
      Meeting of Shareholders (the “AGM”) held on 25            
      April 2012, from 7 September 2012 through 31            
      July 2013            
  3.b   Proposal to resolve to authorize the Board of   Management   For   For
      Management to restrict or exclude, subject to            
      Supervisory Board approval, the pre-emption            
      rights accruing to shareholders in connection with            
      the issue of shares or rights to subscribe for            
      shares as described under (a) from 7 September            
      2012 through 31 July 2013            
  4.a   Proposal to resolve to amend the articles of   Management   For   For
      association of the Company in accordance with            
      the draft deed of amendment to the articles of            
      association (Part I) to create a specific share            
      class (ordinary shares M) for the participants to            
      the Customer Co-Investment Program. Upon the            
      first amendment of the articles of association of            
      the Company the ordinary shares to be held for            
      the benefit of the participants to the Customer            
      Co-Investment Program will be converted into            
      ordinary shares M and all other ordinary shares            
      will be converted into ordinary shares A            
  4.b   Proposal to resolve to amend the articles of   Management   For   For
      association of the Company in accordance with            
      the draft deed of amendment to the articles of            
      association (Part II) to increase the par value per            
      ordinary share A by an amount to be determined            
      by the Board of Management of at least EUR            
      5.97 per share and at most EUR 12 per share at            
      the expense of the share premium reserve            
  4.c   Proposal to resolve to reduce the issued capital   Management   For   For
      by an amount at least equal to the aggregate            
      amount to be paid by the participants to the            
      Customer Co-Investment Program for their            
      shares, being an amount no less than EUR            
      2,513,447,071.07 and no more than EUR            
      5,000,000,000 by decreasing the nominal value            
      of the ordinary shares A by an amount to be            
      determined by the Board of Management of at            
      least EUR 5.99 per share and at most EUR 12            
      per share which will result in repayment of said            
      amount determined by the Board of Management            
      per share to holders of ordinary shares A or to            
      the holders of ordinary shares into which the            
      ordinary shares A will be converted pursuant to            
      proposal (e) below and to amend the articles of            
      association of the Company in accordance with            
      the draft deed of amendment to the articles of            
      association (Part III)            
  4.d   Proposal to resolve to amend the articles of   Management   For   For
      association of the Company in accordance with            
      the draft deed of amendment to the articles of            
      association (Part IV) to consolidate the ordinary            
      shares A at an exchange ratio to be determined            
      by the Board of Management. The exchange            
      ratio will depend on the percentage of new            
      shares to be issued to the participants to the            
      Customer Co-Investment Program. The            
      consolidation of the ordinary shares A may entail            
      an increase of the nominal value of the ordinary            
      shares A by a maximum of EUR 0.03 per share,            
      to be determined by the Board of Management,            
      which increase will be paid from the share            
      premium reserve            
  4.e   Proposal to resolve to amend the articles of   Management   For   For
      association in accordance with the Draft deed of            
      amendment to the articles of association (Part V)            
      to delete the share class M for participants to the            
      Customer Co-Investment Program and share            
      class A for the other shareholders. The ordinary            
      shares M and ordinary shares A shall be            
      converted into ordinary shares without a specific            
      letter mark attached to it            
  5   Proposal to resolve to authorize each director of   Management   For   For
      the Company as well as any and all lawyers and            
      paralegals practicing with De Brauw Blackstone            
      Westbroek N.V. to execute the notarial deeds of            
      amendment to the articles of association            
  6.a   Proposal to resolve to authorize the Board of   Management   For   For
      Management to issue shares or rights to            
      subscribe for shares in the capital of the            
      Company, subject to Supervisory Board            
      approval, limited to 5% of the issued share            
      capital at 25 April 2012 from 7 September 2012            
      through 25 October 2013. Provided that the            
      General Meeting of Shareholders grants this new            
      authorization, the corresponding authorization            
      granted at the AGM held on 25 April 2012 will            
      cease to apply to the extent not already used            
  6.b   Proposal to resolve to authorize the Board of   Management   For   For
      Management to restrict or exclude the pre-            
      emption rights accruing to shareholders in            
      connection with the issue of shares or rights to            
      subscribe for shares as described under (a),            
      subject to approval of the Supervisory Board, for            
      a period from 7 September 2012 through 25            
      October 2013. Provided that the General Meeting            
      of Shareholders grants this new authorization,            
      the corresponding authorization granted at the            
      AGM held on 25 April 2012 will cease to apply to            
      the extent not already used            
  6.c   Proposal to resolve to authorize the Board of   Management   For   For
      Management to issue shares or rights to            
      subscribe for shares in the capital of the            
      Company, subject to Supervisory Board            
      approval, limited to 5% of the issued share            
      capital at 25 April 2012, which 5% can only be            
      used in connection with or on the occasion of            
      mergers, acquisitions and/or (strategic) alliances,            
      for a period from 7 September 2012 through 25            
      October 2013. Provided that the General Meeting            
      of Shareholders grants this new authorization,            
      the corresponding authorization granted at the            
      AGM held on 25 April 2012 will cease to apply to            
      the extent not already used            
  6.d   Proposal to resolve to authorize the Board of   Management   For   For
      Management to restrict or exclude the pre-            
      emption rights accruing to shareholders in            
      connection with the issue of shares or rights to            
      subscribe for shares as described under (c),            
      subject to approval of the Supervisory Board, for            
      a period from 7 September 2012 through 25            
      October 2013. Provided that the General Meeting            
      of Shareholders grants this new authorization,            
      the corresponding authorization granted at the            
      AGM held on 25 April 2012 will cease to apply to            
      the extent not already used            
  7   Any other business   Non-Voting        
  8   Closing   Non-Voting        
 
 

 

           
  NIKE INC, BEAVERTON, OR
  Security 654106103   Meeting Type Annual General Meeting
  Ticker Symbol     Meeting Date 20-Sep-2012
  ISIN US6541061031   Agenda 703990766 - Management
  Record Date 23-Jul-2012   Holding Recon Date 23-Jul-2012
  City /     Country OREGON / United States Vote Deadline Date 04-Sep-2012
  SEDOL(s) 2640147 - 5710069 Quick Code  

 

                   
  Item   Proposal   Type   Vote   For/Against
                  Management
  1.1   To elect a Board of Director for the ensuing year:   Management        
      Alan B. Graf, Jr.            
  1.2   To elect a Board of Director for the ensuing year:   Management        
      John C. Lechleiter            
  1.3   To elect a Board of Director for the ensuing year:   Management        
      Phyllis M. Wise            
  2   To hold an advisory vote to approve executive   Management        
      compensation            
  3   To amend the Articles of Incorporation to   Management        
      increase the number of authorized shares of            
      common stock            
  4   To re-approve and amend the NIKE, Inc. Long-   Management        
      Term Incentive Plan            
  5   To ratify the appointment of   Management        
      PricewaterhouseCoopers LLP as independent            
      registered public accounting firm            
  6   PLEASE NOTE THAT THIS RESOLUTION IS A   Shareholder        
      SHAREHOLDER PROPOSAL: To consider a            
      shareholder proposal regarding political            
      contributions disclosure            
  7   To transact such other business as may properly   Management        
      come before the meeting            

 

           
  NIKE, INC.        
  Security 654106103   Meeting Type Annual
  Ticker Symbol NKE   Meeting Date 20-Sep-2012
  ISIN US6541061031   Agenda 933673471 - Management
  Record Date 23-Jul-2012   Holding Recon Date 23-Jul-2012
  City /     Country   / United States Vote Deadline Date 19-Sep-2012
  SEDOL(s)     Quick Code  

 

                       
  Item   Proposal   Type   Vote   For/Against
                  Management
  1.   DIRECTOR   Management        
        1 ALAN B. GRAF, JR.       For   For
        2 JOHN C. LECHLEITER       For   For
        3 PHYLLIS M. WISE       For   For
  2.   TO HOLD AN ADVISORY VOTE TO APPROVE   Management   For   For
      EXECUTIVE COMPENSATION.            
  3.   TO AMEND THE ARTICLES OF   Management   For   For
      INCORPORATION TO INCREASE THE            
      NUMBER OF AUTHORIZED SHARES OF            
      COMMON STOCK.            
  4.   TO RE-APPROVE AND AMEND THE NIKE, INC.   Management   For   For
      LONG-TERM INCENTIVE PLAN.            
  5.   TO RATIFY THE APPOINTMENT OF   Management   For   For
      PRICEWATERHOUSECOOPERS LLP AS            
      INDEPENDENT REGISTERED PUBLIC            
      ACCOUNTING FIRM.            
  6.   TO CONSIDER A SHAREHOLDER PROPOSAL   Shareholder   Against   For
      REGARDING POLITICAL CONTRIBUTIONS            
      DISCLOSURE.            
 
 

 

           
  ORACLE CORPORATION
  Security 68389X105   Meeting Type Annual
  Ticker Symbol ORCL   Meeting Date 07-Nov-2012
  ISIN US68389X1054   Agenda 933690302 - Management
  Record Date 10-Sep-2012   Holding Recon Date 10-Sep-2012
  City /     Country   / United States Vote Deadline Date 06-Nov-2012
  SEDOL(s)     Quick Code  

 

                       
  Item   Proposal   Type   Vote   For/Against
                  Management
  1   DIRECTOR   Management        
        1 JEFFREY S. BERG       For   For
        2 H. RAYMOND BINGHAM       For   For
        3 MICHAEL J. BOSKIN       For   For
        4 SAFRA A. CATZ       For   For
        5 BRUCE R. CHIZEN       For   For
        6 GEORGE H. CONRADES       For   For
        7 LAWRENCE J. ELLISON       For   For
        8 HECTOR GARCIA-MOLINA       For   For
        9 JEFFREY O. HENLEY       For   For
        10 MARK V. HURD       For   For
        11 DONALD L. LUCAS       For   For
        12 NAOMI O. SELIGMAN       For   For
  2   ADVISORY VOTE TO APPROVE EXECUTIVE   Management   For   For
      COMPENSATION.            
  3   APPROVAL OF INCREASE IN SHARES UNDER   Management   For   For
      THE DIRECTORS’ STOCK PLAN.            
  4   RATIFICATION OF THE SELECTION OF   Management   For   For
      ERNST & YOUNG LLP AS INDEPENDENT            
      REGISTERED PUBLIC ACCOUNTING FIRM            
      FOR FISCAL YEAR 2013.            
  5   STOCKHOLDER PROPOSAL REGARDING   Shareholder   Against   For
      MULTIPLE PERFORMANCE METRICS.            
  6   STOCKHOLDER PROPOSAL REGARDING   Shareholder   Against   For
      INDEPENDENT BOARD CHAIRMAN.            
  7   STOCKHOLDER PROPOSAL REGARDING   Shareholder   Against   For
      EQUITY RETENTION POLICY.            
  8   STOCKHOLDER PROPOSAL REGARDING   Shareholder   Against   For
      EQUITY ACCELERATION UPON A CHANGE IN            
      CONTROL OF ORACLE.            
 
 

 

           
  COSTCO WHOLESALE CORPORATION
  Security 22160K105   Meeting Type Annual
  Ticker Symbol COST   Meeting Date 24-Jan-2013
  ISIN US22160K1051   Agenda 933716954 - Management
  Record Date 23-Nov-2012   Holding Recon Date 23-Nov-2012
  City /     Country   / United States Vote Deadline Date 23-Jan-2013
  SEDOL(s)     Quick Code  

 

                       
  Item   Proposal   Type   Vote   For/Against
                  Management
  1   DIRECTOR   Management        
        1 BENJAMIN S. CARSON, SR.       For   For
        2 WILLIAM H. GATES       For   For
        3 HAMILTON E. JAMES       For   For
        4 W. CRAIG JELINEK       For   For
        5 JILL S. RUCKELSHAUS       For   For
  2   RATIFICATION OF SELECTION OF   Management   For   For
      INDEPENDENT AUDITORS.            
  3   APPROVAL, ON AN ADVISORY BASIS, OF   Management   For   For
      EXECUTIVE COMPENSATION.            
  4   CONSIDERATION OF SHAREHOLDER   Shareholder   Against   For
      PROPOSAL TO ELIMINATE THE            
      CLASSIFICATION OF THE BOARD OF            
      DIRECTORS.            

 

           
  VISA INC.
  Security 92826C839   Meeting Type Annual
  Ticker Symbol V   Meeting Date 30-Jan-2013
  ISIN US92826C8394   Agenda 933718895 - Management
  Record Date 04-Dec-2012   Holding Recon Date 04-Dec-2012
  City /      Country   / United States Vote Deadline Date 29-Jan-2013
  SEDOL(s)     Quick Code  

 

                   
  Item   Proposal   Type   Vote   For/Against
                  Management
  1A.   ELECTION OF DIRECTOR: GARY P.   Management   For   For
      COUGHLAN            
  1B.   ELECTION OF DIRECTOR: MARY B.   Management   For   For
      CRANSTON            
  1C.   ELECTION OF DIRECTOR: FRANCISCO   Management   For   For
      JAVIER FERNANDEZ-CARBAJAL            
  1D.   ELECTION OF DIRECTOR: ROBERT W.   Management   For   For
      MATSCHULLAT            
  1E.   ELECTION OF DIRECTOR: CATHY E.   Management   For   For
      MINEHAN            
  1F.   ELECTION OF DIRECTOR: SUZANNE NORA   Management   For   For
      JOHNSON            
  1G.   ELECTION OF DIRECTOR: DAVID J. PANG   Management   For   For
  1H.   ELECTION OF DIRECTOR: JOSEPH W.   Management   For   For
      SAUNDERS            
  1I.   ELECTION OF DIRECTOR: CHARLES W.   Management   For   For
      SCHARF            
  1J.   ELECTION OF DIRECTOR: WILLIAM S.   Management   For   For
      SHANAHAN            
  1K.   ELECTION OF DIRECTOR: JOHN A.   Management   For   For
      SWAINSON            
  2.   APPROVAL, ON AN ADVISORY BASIS, OF   Management   For   For
      THE COMPENSATION OF OUR NAMED            
      EXECUTIVE OFFICERS.            
  3.   RATIFICATION OF THE APPOINTMENT OF   Management   For   For
      KPMG LLP AS OUR INDEPENDENT            
      REGISTERED PUBLIC ACCOUNTING FIRM            
      FOR FISCAL YEAR 2013.            
  4.   STOCKHOLDER PROPOSAL ON LOBBYING   Shareholder   Against   For
      PRACTICES AND EXPENDITURES, IF            
      PROPERLY PRESENTED.            
 
 

 

           
  APPLE INC.        
  Security 037833100   Meeting Type Annual
  Ticker Symbol AAPL   Meeting Date 27-Feb-2013
  ISIN US0378331005   Agenda 933725042 - Management
  Record Date 02-Jan-2013   Holding Recon Date 02-Jan-2013
  City /      Country   / United States Vote Deadline Date 26-Feb-2013
  SEDOL(s)     Quick Code  

 

                       
  Item   Proposal   Type   Vote   For/Against
                  Management
  1.   DIRECTOR   Management        
        1 WILLIAM CAMPBELL       For   For
        2 TIMOTHY COOK       For   For
        3 MILLARD DREXLER       For   For
        4 AL GORE       For   For
        5 ROBERT IGER       For   For
        6 ANDREA JUNG       For   For
        7 ARTHUR LEVINSON       For   For
        8 RONALD SUGAR       For   For
  2.   AMENDMENT OF APPLE’S RESTATED   Management   For   For
      ARTICLES OF INCORPORATION TO (I)            
      ELIMINATE CERTAIN LANGUAGE RELATING            
      TO TERM OF OFFICE OF DIRECTORS IN            
      ORDER TO FACILITATE THE ADOPTION OF            
      MAJORITY VOTING FOR ELECTION OF            
      DIRECTORS, (II) ELIMINATE “BLANK CHECK”            
      PREFERRED STOCK, (III) ESTABLISH A PAR            
      VALUE FOR COMPANY’S COMMON STOCK            
      OF $0.00001 PER SHARE AND (IV) MAKE            
      OTHER CHANGES.            
  3.   RATIFICATION OF THE APPOINTMENT OF   Management   For   For
      ERNST & YOUNG LLP AS THE COMPANY’S            
      INDEPENDENT REGISTERED PUBLIC            
      ACCOUNTING FIRM FOR 2013.            
  4.   A NON-BINDING ADVISORY RESOLUTION TO   Management   For   For
      APPROVE EXECUTIVE COMPENSATION.            
  5.   A SHAREHOLDER PROPOSAL ENTITLED   Shareholder   Against   For
      “EXECUTIVES TO RETAIN SIGNIFICANT            
      STOCK.”            
  6.   A SHAREHOLDER PROPOSAL ENTITLED   Shareholder   Against   For
      “BOARD COMMITTEE ON HUMAN RIGHTS.”            

 

           
  TRANSDIGM GROUP INCORPORATED
  Security 893641100   Meeting Type Annual
  Ticker Symbol TDG   Meeting Date 06-Mar-2013
  ISIN US8936411003   Agenda 933729355 - Management
  Record Date 11-Jan-2013   Holding Recon Date 11-Jan-2013
  City /      Country   / United States Vote Deadline Date 05-Mar-2013
  SEDOL(s)     Quick Code  

 

                       
  Item   Proposal   Type   Vote   For/Against
                  Management
  1.   DIRECTOR   Management        
        1 MERVIN DUNN       For   For
        2 MICHAEL GRAFF       For   For
  2.   TO APPROVE (IN AN ADVISORY VOTE)   Management   For   For
      COMPENSATION PAID TO THE COMPANY’S            
      NAMED EXECUTIVE OFFICERS            
  3.   TO RATIFY THE SELECTION OF ERNST &   Management   For   For
      YOUNG LLP AS THE COMPANY’S            
      INDEPENDENT ACCOUNTANTS FOR THE            
      FISCAL YEAR ENDING SEPTEMBER 30, 2013            
  4.   TO VOTE ON A STOCKHOLDER PROPOSAL,   Shareholder   For    
      IF PROPERLY PRESENTED AT THE MEETING            
 
 

 

           
  SCHLUMBERGER LIMITED (SCHLUMBERGER N.V.)
  Security 806857108   Meeting Type Annual
  Ticker Symbol SLB   Meeting Date 10-Apr-2013
  ISIN AN8068571086   Agenda 933739382 - Management
  Record Date 20-Feb-2013   Holding Recon Date 20-Feb-2013
  City /      Country   / United States Vote Deadline Date 09-Apr-2013
  SEDOL(s)     Quick Code  

 

                   
  Item   Proposal   Type   Vote   For/Against
                  Management
  1A.   ELECTION OF DIRECTOR: PETER L.S.   Management   For   For
      CURRIE            
  1B.   ELECTION OF DIRECTOR: TONY ISAAC   Management   For   For
  1C.   ELECTION OF DIRECTOR: K. VAMAN KAMATH   Management   For   For
  1D.   ELECTION OF DIRECTOR: PAAL KIBSGAARD   Management   For   For
  1E.   ELECTION OF DIRECTOR: NIKOLAY   Management   For   For
      KUDRYAVTSEV            
  1F.   ELECTION OF DIRECTOR: ADRIAN LAJOUS   Management   For   For
  1G.   ELECTION OF DIRECTOR: MICHAEL E.   Management   For   For
      MARKS            
  1H.   ELECTION OF DIRECTOR: LUBNA S. OLAYAN   Management   For   For
  1I.   ELECTION OF DIRECTOR: L. RAFAEL REIF   Management   For   For
  1J.   ELECTION OF DIRECTOR: TORE I.   Management   For   For
      SANDVOLD            
  1K.   ELECTION OF DIRECTOR: HENRI SEYDOUX   Management   For   For
  2.   TO APPROVE, ON AN ADVISORY BASIS, THE   Management   For   For
      COMPANY’S EXECUTIVE COMPENSATION.            
  3.   TO APPROVE THE COMPANY’S 2012   Management   For   For
      FINANCIAL STATEMENTS AND            
      DECLARATIONS OF DIVIDENDS.            
  4.   TO APPROVE THE APPOINTMENT OF THE   Management   For   For
      INDEPENDENT REGISTERED PUBLIC            
      ACCOUNTING FIRM.            
  5.   TO APPROVE THE ADOPTION OF THE 2013   Management   For   For
      SCHLUMBERGER OMNIBUS INCENTIVE            
      PLAN.            
  6.   TO APPROVE THE ADOPTION OF AN   Management   For   For
      AMENDMENT AND RESTATEMENT OF THE            
      SCHLUMBERGER DISCOUNT STOCK            
      PURCHASE PLAN.            

 

           
  TOD’S SPA, SANT’ELPIDIO A MARE (AP)
  Security T93619103   Meeting Type Annual General Meeting
  Ticker Symbol     Meeting Date 19-Apr-2013
  ISIN IT0003007728   Agenda 704373430 - Management
  Record Date 10-Apr-2013   Holding Recon Date 10-Apr-2013
  City /     Country SANT’ELP / Italy Vote Deadline Date 09-Apr-2013
    IDIO A MARE      
  SEDOL(s) 4643735 - 4733766 - B020SG9 - B28MWK5 Quick Code  

 

                   
  Item   Proposal   Type   Vote   For/Against
                  Management
  1   Balance sheet as of 31 Dec 2012, director’s   Management   For   For
      report on the management board of auditors and            
      external auditing company report. Profit allocation            
      related and consequential resolutions            
  2   Authorization to the purchase and disposal of   Management   For   For
      own shares as per art 2357 and followings of the            
      Italian Civil Code, as well as in compliance with            
      art 132 of the law decree 24 Feb 1998 n 58, upon            
      revocation of the deliberation taken at the            
      meeting held on 19 April 2012 for the not used            
      part. Related and consequential resolutions            
  3   Emoluments report in compliance with art 123   Management   For   For
      TER of law decree 24 February 1998 n. 58            
      related and consequential resolutions            
  4.1   PLEASE NOTE THAT THIS RESOLUTION IS A   Shareholder        
      SHAREHOLDER PROPOSAL: Renewal of board            
      of auditors for three years from 2013 to 2015            
      determination of emoluments. Related and            
      consequential resolutions: List presented by            
      DI.VI. Finanziaria di Diego Della Valle & C. S.R.L.            
      representing 53,664% of company stock capital:            
      Effective Auditors: 1. Enrico Maria Colombo 2.            
      Fabrizio Radaelli 3. Rossella Porfido Alternate            
      Auditors: 4. Gilfredo Gaetani 5. Gabriella Manella            
  4.2   PLEASE NOTE THAT THIS RESOLUTION IS A   Shareholder   Against   For
      SHAREHOLDER PROPOSAL: Renewal of board            
      of auditors for three years from 2013 to 2015            
      determination of emoluments. Related and            
      consequential resolutions: List presented by            
      Anima SGR S.p.A., Arca SGR S.p.A., Eurizon            
      Capital SA., Eurizon Capital SGR S.p.A.,            
      Fideuram Gestions SA, Fideuram Investimenti            
      SGR S.p.A., Interfund Sicav, Fil Investments            
      International, Mediolanum Gestione Fondi SGR            
      S.p.A., Pioneer Asset Management SA, Pioneer            
      Investment Management SGR S.p.A.            
      representing 0.83% of company stock capital:            
      Effective Auditors: Pusterla Giulia Alternate            
      Auditors: 1. Amato Myriam            
 
 

 

           
  CANADIAN NATIONAL RAILWAY CO, MONTREAL QC
  Security 136375102   Meeting Type Annual General Meeting
  Ticker Symbol     Meeting Date 23-Apr-2013
  ISIN CA1363751027   Agenda 704344960 - Management
  Record Date 06-Mar-2013   Holding Recon Date 06-Mar-2013
  City /     Country EDMONT / Canada Vote Deadline Date 17-Apr-2013
    ON      
  SEDOL(s) 2180632 - 2210959 - B017Y18 Quick Code  

 

                   
  Item   Proposal   Type   Vote   For/Against
                  Management
  1.1   Election of Director: Michael R. Armellino   Management   For   For
  1.2   Election of Director: A. Charles Baillie   Management   For   For
  1.3   Election of Director: Hugh J. Bolton   Management   For   For
  1.4   Election of Director: Donald J. Carty   Management   For   For
  1.5   Election of Director: Ambassador Gordon D.   Management   For   For
      Giffin            
  1.6   Election of Director: Edith E. Holiday   Management   For   For
  1.7   Election of Director: V. Maureen Kempston   Management   For   For
      Darkes            
  1.8   Election of Director: The Hon. Denis Losier   Management   For   For
  1.9   Election of Director: The Hon. Edward C. Lumley   Management   For   For
  1.10   Election of Director: David G.A. McLean   Management   For   For
  1.11   Election of Director: Claude Mongeau   Management   For   For
  1.12   Election of Director: James E. O’Connor   Management   For   For
  1.13   Election of Director: Robert Pace   Management   For   For
  2   Appointment of KPMG LLP as Auditors   Management   For   For
  3   Non-binding advisory resolution to accept the   Management   For   For
      approach to executive compensation disclosed in            
      the accompanying Management Information            
      Circular, the full text of which resolution is set out            
      on p. 6 of the accompanying Management            
      Information Circular            
 
 

 

           
  NOBLE ENERGY, INC.
  Security 655044105   Meeting Type Annual
  Ticker Symbol NBL   Meeting Date 23-Apr-2013
  ISIN US6550441058   Agenda 933772914 - Management
  Record Date 06-Mar-2013   Holding Recon Date 06-Mar-2013
  City / Country   / United States Vote Deadline Date 22-Apr-2013
  SEDOL(s)     Quick Code  

 

                   
  Item   Proposal   Type   Vote   For/Against
                  Management
  1A.   ELECTION OF DIRECTOR: JEFFREY L.   Management   For   For
      BERENSON            
  1B.   ELECTION OF DIRECTOR: MICHAEL A.   Management   For   For
      CAWLEY            
  1C.   ELECTION OF DIRECTOR: EDWARD F. COX   Management   For   For
  1D.   ELECTION OF DIRECTOR: CHARLES D.   Management   For   For
      DAVIDSON            
  1E.   ELECTION OF DIRECTOR: THOMAS J.   Management   For   For
      EDELMAN            
  1F.   ELECTION OF DIRECTOR: ERIC P. GRUBMAN   Management   For   For
  1G.   ELECTION OF DIRECTOR: KIRBY L. HEDRICK   Management   For   For
  1H.   ELECTION OF DIRECTOR: SCOTT D. URBAN   Management   For   For
  1I.   ELECTION OF DIRECTOR: WILLIAM T. VAN   Management   For   For
      KLEEF            
  1J.   ELECTION OF DIRECTOR: MOLLY K.   Management   For   For
      WILLIAMSON            
  2.   TO RATIFY THE APPOINTMENT OF KPMG LLP   Management   For   For
      AS THE COMPANY’S INDEPENDENT            
      AUDITOR.            
  3.   TO APPROVE, IN A NON-BINDING ADVISORY   Management   For   For
      VOTE, THE COMPENSATION OF THE            
      COMPANY’S NAMED EXECUTIVE OFFICERS.            
  4.   TO APPROVE AN AMENDMENT AND   Management   For   For
      RESTATEMENT OF THE COMPANY’S 1992            
      STOCK OPTION AND RESTRICTED STOCK            
      PLAN.            
  5.   TO APPROVE AN AMENDMENT TO THE   Management   For   For
      COMPANY’S CERTIFICATE OF            
      INCORPORATION.            
  6.   TO APPROVE AN AMENDMENT TO THE   Management   For   For
      COMPANY’S BY-LAWS, ALL AS MORE FULLY            
      DESCRIBED IN THE PROXY STATEMENT.            

 

           
  ASML HOLDING NV, VELDHOVEN
  Security N07059202   Meeting Type Annual General Meeting
  Ticker Symbol     Meeting Date 24-Apr-2013
  ISIN NL0010273215   Agenda 704305273 - Management
  Record Date 27-Mar-2013   Holding Recon Date 27-Mar-2013
  City /     Country VELDHOV / Netherlands Vote Deadline Date 11-Apr-2013
    EN      
  SEDOL(s) B85NWV4 - B913WB5 - B929F46 - B92DDY4 Quick Code  

 

                   
                  For/Against
  Item   Proposal   Type   Vote   Management
  1   Opening   Non-Voting        
  2   Overview of the Company’s business, financial   Non-Voting        
      situation and sustainability            
  3   Discussion of the 2012 Annual Report, incl.   Management   For   For
      ASML’s corporate governance chapter, and the            
      2012 Remuneration Report, and proposal to            
      adopt the financial statements for the financial            
      year (“FY”) 2012, as prepared in accordance with            
      Dutch law            
  4   Proposal to discharge the members of the Board   Management   For   For
      of Management from liability for their            
      responsibilities in the FY 2012            
  5   Proposal to discharge the members of the   Management   For   For
      Supervisory Board from liability for their            
      responsibilities in the FY 2012            
  6   Clarification of the Company’s reserves and   Non-Voting        
      dividend policy            
  7   Proposal to adopt a dividend of EUR 0.53 per   Management   For   For
      ordinary share of EUR 0.09            
  8   Proposal to adopt the revised Remuneration   Management   For   For
      Policy for the Board of Management of ASML            
      Holding N.V. (version 2014)            
  9a   Proposal to approve the number of performance   Management   For   For
      shares for the Board of Management, in            
      accordance with the Remuneration Policy for the            
      Board of Management (version 2010) over the            
      FY 2013 and authorization of the Board of            
      Management to issue these performance shares            
  9b   Proposal to approve the performance share   Management   For   For
      arrangement in accordance with the            
      Remuneration Policy for the Board of            
      Management of ASML Holding N.V. (version            
      2014) (the “Policy”), including the number of            
      performance shares for the Board of            
      Management to be determined by the calculation            
      method as described in the Policy, and            
      authorization of the Board of Management to            
      issue the performance shares for the financial            
      year 2014 and subsequent years, subject to            
      approval of the Supervisory Board            
  10   Proposal to approve the number of stock options,   Management   For   For
      respectively shares, for employees and            
      authorization of the Board of Management to            
      issue the stock options, respectively shares            
  11   Notification of the intended extension of the   Non-Voting        
      appointment term of Mr. F.J.van-Hout            
  12a   Proposal to reappoint Ms. H.C.J. van den Burg   Management   For   For
      as member of the Supervisory Board, effective            
      April 24, 2013            
  12b   Proposal to reappoint Ms. P.F.M. van der Meer   Management   For   For
      Mohr as member of the Supervisory Board,            
      effective April 24, 2013            
  12c   Proposal to reappoint Mr. W.H. Ziebart as   Management   For   For
      member of the Supervisory Board, effective April            
      24, 2013            
  12d   Proposal to appoint Dr. D.A. Grose as member of   Management   For   For
      the Supervisory Board, effective April 24, 2013            
  12e   Proposal to appoint Ms. C.M.S. Smits-Nusteling   Management   For   For
      as member of the Supervisory Board, effective            
      April 24, 2013            
  13   Composition of the Supervisory Board in 2014   Non-Voting        
  14   Proposal to reappoint the External Auditor for the   Management   For   For
      reporting year 2014: Deloitte Accountants            
  15a   Proposal to authorize the Board of Management   Management   For   For
      to issue (rights to subscribe for) shares, which            
      authorization is limited to 5% of the issued capital            
  15b   Proposal to authorize the Board of Management   Management   For   For
      to restrict or exclude the pre-emption rights            
      accruing to shareholders in connection with            
      agenda item 15a            
  15c   Proposal to authorize the Board of Management   Management   For   For
      to issue (rights to subscribe for) shares, for an            
      additional 5% of the issued capital, only to be            
      used in connection with mergers, acquisitions            
      and/or (strategic) alliances            
  15d   Proposal to authorize the Board of Management   Management   For   For
      to restrict or exclude the pre-emption rights            
      accruing to shareholders in connection with            
      agenda item 15c            
  16a   Proposal to authorize the Board of Management   Management   For   For
      to acquire shares in the Company’s capital            
  16b   Proposal to authorize the Board of Management   Management   For   For
      to acquire additional shares in the Company’s            
      capital            
  17   Proposal to cancel ordinary shares (to be)   Management   For   For
      repurchased by the Company            
  18   Any other business   Non-Voting        
  19   Closing   Non-Voting        
 
 

 

           
  W.W. GRAINGER, INC.
  Security 384802104   Meeting Type Annual
  Ticker Symbol GWW   Meeting Date 24-Apr-2013
  ISIN US3848021040   Agenda 933747288 - Management
  Record Date 04-Mar-2013   Holding Recon Date 04-Mar-2013
  City / Country   / United States Vote Deadline Date 23-Apr-2013
  SEDOL(s)     Quick Code  

 

                       
  Item   Proposal   Type   Vote   For/Against
                  Management
  1.   DIRECTOR   Management        
        1 BRIAN P. ANDERSON       For   For
        2 V. ANN HAILEY       For   For
        3 WILLIAM K. HALL       For   For
        4 STUART L. LEVENICK       For   For
        5 JOHN W. MCCARTER, JR.       For   For
        6 NEIL S. NOVICH       For   For
        7 MICHAEL J. ROBERTS       For   For
        8 GARY L. ROGERS       For   For
        9 JAMES T. RYAN       For   For
        10 E. SCOTT SANTI       For   For
        11 JAMES D. SLAVIK       For   For
  2.   PROPOSAL TO RATIFY THE APPOINTMENT   Management   For   For
      OF ERNST & YOUNG LLP AS INDEPENDENT            
      AUDITOR FOR THE YEAR ENDING            
      DECEMBER 31, 2013.            
  3.   SAY ON PAY: ADVISORY PROPOSAL TO   Management   For   For
      APPROVE COMPENSATION OF THE            
      COMPANY’S NAMED EXECUTIVE OFFICERS.            

 

           
  ASSA ABLOY AB, STOCKHOLM
  Security W0817X105   Meeting Type Annual General Meeting
  Ticker Symbol     Meeting Date 25-Apr-2013
  ISIN SE0000255648   Agenda 704338145 - Management
  Record Date 19-Apr-2013   Holding Recon Date 19-Apr-2013
  City /     Country STOCKHO / Sweden Vote Deadline Date 16-Apr-2013
    LM      
  SEDOL(s) 4009304 - 5698789 - B02TNL6 - B049693 - B0YQ638 Quick Code  

 

                   
  Item   Proposal   Type   Vote   For/Against
                  Management
  1   Opening of the Meeting   Non-Voting        
  2   Election of Chairman of the Meeting : Lars   Non-Voting        
      Renstrom            
  3   Preparation and approval of the voting list   Non-Voting        
  4   Approval of the agenda   Non-Voting        
  5   Election of two persons to approve the minutes   Non-Voting        
  6   Determination of whether the Meeting has been   Non-Voting        
      duly convened            
  7   Report by the President and CEO, Mr. Johan   Non-Voting        
      Molin            
  8.a   Presentation of: the Annual Report and the Audit   Non-Voting        
      Report as well as the-Consolidated Accounts and            
      the Audit Report for the Group            
  8.b   Presentation of: the Group Auditor’s Report   Non-Voting        
      regarding whether there has been-compliance            
      with the remuneration guidelines adopted on the            
      2012 Annual-General Meeting            
  8.c   Presentation of: the Board of Directors proposal   Non-Voting        
      regarding distribution of-earnings and motivated            
      statement            
  9.a   Adoption of the Statement of Income and the   Management   For   For
      Balance Sheet as well as the Consolidated            
      Statement of Income and the Consolidated            
      Balance Sheet            
  9.b   Dispositions of the company’s profit according to   Management   For   For
      the adopted Balance Sheet: The Board of            
      Directors proposes a dividend of SEK 5.10 per            
      share. As record date for the dividend, the Board            
      of Directors proposes Tuesday 30 April 2013.            
      Subject to resolution by the Annual General            
      Meeting in accordance with the proposal, the            
      dividend is expected to be distributed by            
      Euroclear Sweden AB on Monday 6 May 2013            
  9.c   Discharge from liability of the members of the   Management   For   For
      Board of Directors and the CEO            
  10   Determination of the number of members of the   Management   For   For
      Board of Directors            
  11   Determination of fees to the Board of Directors   Management   For   For
      and Auditors            
  12   Re-election of Lars Renstrom, Carl Douglas,   Management   For   For
      Birgitta Klasen, Eva Lindqvist, Johan Molin,            
      Sven-Christer Nilsson, Jan Svensson and Ulrik            
      Svensson as members of the Board of Directors.            
      Re-election of Lars Renstrom as Chairman of the            
      Board of Directors and Carl Douglas as Vice            
      Chairman of the Board of Directors            
  13   Election of members of the Nomination   Management   For   For
      Committee and determination of the assignment            
      of the Nomination Committee: The Nomination            
      Committee shall consist of five members, who,            
      up to and including the Annual General Meeting            
      2014, shall be Gustaf Douglas (Investment AB            
      Latour), Mikael Ekdahl (Melker Schorling AB),            
      Liselott Ledin (Alecta), Marianne Nilsson            
      (Swedbank Robur fonder) and Johan Strandberg            
      (SEB fonder/SEB Trygg Liv). Gustaf Douglas            
      shall be appointed Chairman of the Nomination            
      Committee            
  14   Resolution regarding guidelines for remuneration   Management   For   For
      to senior management            
  15   Resolution regarding authorisation to repurchase   Management   For   For
      and transfer Series B shares in the company            
  16   Resolution regarding long term incentive   Management   For   For
      programme            
  17   Closing of the Meeting   Non-Voting        
 
 

 

           
  METHANEX CORP, VANCOUVER, BC
  Security 59151K108   Meeting Type Annual General Meeting
  Ticker Symbol     Meeting Date 25-Apr-2013
  ISIN CA59151K1084   Agenda 704355317 - Management
  Record Date 11-Mar-2013   Holding Recon Date 11-Mar-2013
  City /     Country VANCOUV / Canada Vote Deadline Date 19-Apr-2013
    ER      
  SEDOL(s) 2578378 - 2654416 - 5876132 - B1YC484 Quick Code  

 

                   
  Item   Proposal   Type   Vote   For/Against
                  Management
  1.1   Election of director: Bruce Aitken   Management   For   For
  1.2   Election of director: Howard Balloch   Management   For   For
  1.3   Election of director: Phillip Cook   Management   For   For
  1.4   Election of director: John Floren   Management   For   For
  1.5   Election of director: Thomas Hamilton   Management   For   For
  1.6   Election of director: Robert Kostelnik   Management   For   For
  1.7   Election of director: Douglas Mahaffy   Management   For   For
  1.8   Election of director: A. Terence Poole   Management   For   For
  1.9   Election of director: John Reid   Management   For   For
  1.10   Election of director: Janice Rennie   Management   For   For
  1.11   Election of director: Monica Sloan   Management   For   For
  2   To re-appoint KPMG LLP, Chartered   Management   For   For
      Accountants, as auditors of the Company for the            
      ensuing year and authorize the Board of            
      Directors to fix the remuneration of the auditors            
  3   The advisory resolution accepting the Company’s   Management   For   For
      approach to executive compensation as            
      disclosed in the accompanying Information            
      Circular            

 

           
  JOHNSON & JOHNSON
  Security 478160104   Meeting Type Annual
  Ticker Symbol JNJ   Meeting Date 25-Apr-2013
  ISIN US4781601046   Agenda 933745068 - Management
  Record Date 26-Feb-2013   Holding Recon Date 26-Feb-2013
  City / Country   / United States Vote Deadline Date 24-Apr-2013
  SEDOL(s)     Quick Code  

 

                   
  Item   Proposal   Type   Vote   For/Against
                  Management
  1A.   ELECTION OF DIRECTOR: MARY SUE   Management   For   For
      COLEMAN            
  1B.   ELECTION OF DIRECTOR: JAMES G. CULLEN   Management   For   For
  1C.   ELECTION OF DIRECTOR: IAN E.L. DAVIS   Management   For   For
  1D.   ELECTION OF DIRECTOR: ALEX GORSKY   Management   For   For
  1E.   ELECTION OF DIRECTOR: MICHAEL M.E.   Management   For   For
      JOHNS            
  1F.   ELECTION OF DIRECTOR: SUSAN L.   Management   For   For
      LINDQUIST            
  1G.   ELECTION OF DIRECTOR: ANNE M.   Management   For   For
      MULCAHY            
  1H.   ELECTION OF DIRECTOR: LEO F. MULLIN   Management   For   For
  1I.   ELECTION OF DIRECTOR: WILLIAM D. PEREZ   Management   For   For
  1J.   ELECTION OF DIRECTOR: CHARLES PRINCE   Management   For   For
  1K.   ELECTION OF DIRECTOR: A. EUGENE   Management   For   For
      WASHINGTON            
  1L.   ELECTION OF DIRECTOR: RONALD A.   Management   For   For
      WILLIAMS            
  2.   ADVISORY VOTE TO APPROVE NAMED   Management   For   For
      EXECUTIVE OFFICER COMPENSATION            
  3.   RATIFICATION OF APPOINTMENT OF   Management   For   For
      PRICEWATERHOUSECOOPERS LLP AS            
      INDEPENDENT REGISTERED PUBLIC            
      ACCOUNTING FIRM FOR 2013            
  4.   SHAREHOLDER PROPOSAL - EXECUTIVES   Shareholder   Against   For
      TO RETAIN SIGNIFICANT STOCK            
  5.   SHAREHOLDER PROPOSAL ON POLITICAL   Shareholder   Against   For
      CONTRIBUTIONS AND CORPORATE VALUES            
  6.   SHAREHOLDER PROPOSAL ON   Shareholder   For   Against
      INDEPENDENT BOARD CHAIRMAN            
 
 

 

           
  AMERICAN EXPRESS COMPANY
  Security 025816109   Meeting Type Annual
  Ticker Symbol AXP   Meeting Date 29-Apr-2013
  ISIN US0258161092   Agenda 933746402 - Management
  Record Date 01-Mar-2013   Holding Recon Date 01-Mar-2013
  City /      Country   / United States Vote Deadline Date 26-Apr-2013
  SEDOL(s)     Quick Code  

 

                       
  Item   Proposal   Type   Vote   For/Against
                  Management
  1.   DIRECTOR   Management        
        1 C. BARSHEFSKY       For   For
        2 U.M. BURNS       For   For
        3 K.I. CHENAULT       For   For
        4 P. CHERNIN       For   For
        5 A. LAUVERGEON       For   For
        6 T.J. LEONSIS       For   For
        7 R.C. LEVIN       For   For
        8 R.A. MCGINN       For   For
        9 S.J. PALMISANO       For   For
        10 S.S REINEMUND       For   For
        11 D.L. VASELLA       For   For
        12 R.D. WALTER       For   For
        13 R.A. WILLIAMS       For   For
  2.   RATIFICATION OF APPOINTMENT OF   Management   For   For
      PRICEWATERHOUSECOOPERS LLP AS OUR            
      INDEPENDENT REGISTERED PUBLIC            
      ACCOUNTING FIRM FOR 2013.            
  3.   ADVISORY RESOLUTION TO APPROVE   Management   For   For
      EXECUTIVE COMPENSATION.            
  4.   SHAREHOLDER PROPOSAL RELATING TO   Shareholder   Against   For
      SEPARATION OF CHAIRMAN AND CEO            
      ROLES.            
 
 

 

           
  THE HERSHEY COMPANY
  Security 427866108   Meeting Type Annual
  Ticker Symbol HSY   Meeting Date 30-Apr-2013
  ISIN US4278661081   Agenda 933746236 - Management
  Record Date 04-Mar-2013   Holding Recon Date 04-Mar-2013
  City /     Country   / United States Vote Deadline Date 29-Apr-2013
  SEDOL(s)     Quick Code  

 

                       
  Item   Proposal   Type   Vote   For/Against
                  Management
  1.   DIRECTOR   Management        
        1 P.M. ARWAY       For   For
        2 J.P. BILBREY       For   For
        3 R.F. CAVANAUGH       For   For
        4 C.A. DAVIS       For   For
        5 R.M. MALCOLM       For   For
        6 J.M. MEAD       For   For
        7 J.E. NEVELS       For   For
        8 A.J. PALMER       For   For
        9 T.J. RIDGE       For   For
        10 D.L. SHEDLARZ       For   For
  2.   RATIFY THE APPOINTMENT OF KPMG LLP AS   Management   For   For
      INDEPENDENT AUDITORS FOR 2013.            
  3.   APPROVE, ON A NON-BINDING ADVISORY   Management   For   For
      BASIS, A RESOLUTION APPROVING            
      EXECUTIVE COMPENSATION.            

 

           
  THE CHUBB CORPORATION
  Security 171232101   Meeting Type Annual
  Ticker Symbol CB   Meeting Date 30-Apr-2013
  ISIN US1712321017   Agenda 933747430 - Management
  Record Date 04-Mar-2013   Holding Recon Date 04-Mar-2013
  City /     Country   / United States Vote Deadline Date 29-Apr-2013
  SEDOL(s)     Quick Code  

 

                   
  Item   Proposal   Type   Vote   For/Against
                  Management
  1A)   ELECTION OF DIRECTOR: ZOE BAIRD   Management   For   For
      BUDINGER            
  1B)   ELECTION OF DIRECTOR: SHEILA P. BURKE   Management   For   For
  1C)   ELECTION OF DIRECTOR: JAMES I. CASH,   Management   For   For
      JR.            
  1D)   ELECTION OF DIRECTOR: JOHN D.   Management   For   For
      FINNEGAN            
  1E)   ELECTION OF DIRECTOR: LAWRENCE W.   Management   For   For
      KELLNER            
  1F)   ELECTION OF DIRECTOR: MARTIN G.   Management   For   For
      MCGUINN            
  1G)   ELECTION OF DIRECTOR: LAWRENCE M.   Management   For   For
      SMALL            
  1H)   ELECTION OF DIRECTOR: JESS SODERBERG   Management   For   For
  1I)   ELECTION OF DIRECTOR: DANIEL E.   Management   For   For
      SOMERS            
  1J)   ELECTION OF DIRECTOR: WILLIAM C.   Management   For   For
      WELDON            
  1K)   ELECTION OF DIRECTOR: JAMES M.   Management   For   For
      ZIMMERMAN            
  1L)   ELECTION OF DIRECTOR: ALFRED W.   Management   For   For
      ZOLLAR            
  2.   RATIFICATION OF THE APPOINTMENT OF   Management   For   For
      ERNST & YOUNG LLP AS INDEPENDENT            
      AUDITOR.            
  3.   ADVISORY VOTE ON THE COMPENSATION   Management   For   For
      PAID TO THE CORPORATION’S NAMED            
      EXECUTIVE OFFICERS.            
  4.   SHAREHOLDER PROPOSAL REGARDING   Shareholder   Against   For
      POLITICAL CONTRIBUTIONS AND RELATED            
      EXPENDITURES.            
  5.   SHAREHOLDER PROPOSAL REGARDING   Shareholder   Against   For
      PREPARATION OF AN ANNUAL            
      SUSTAINABILITY REPORT.            
 
 

 

           
  ALLERGAN, INC.
  Security 018490102   Meeting Type Annual
  Ticker Symbol AGN   Meeting Date 30-Apr-2013
  ISIN US0184901025   Agenda 933747618 - Management
  Record Date 06-Mar-2013   Holding Recon Date 06-Mar-2013
  City /      Country   / United States Vote Deadline Date 29-Apr-2013
  SEDOL(s)     Quick Code  

 

                   
  Item   Proposal   Type   Vote   For/Against
                  Management
  1A   ELECTION OF DIRECTOR: DAVID E.I. PYOTT   Management   For   For
  1B   ELECTION OF DIRECTOR: MICHAEL R.   Management   For   For
      GALLAGHER            
  1C   ELECTION OF DIRECTOR: DEBORAH   Management   For   For
      DUNSIRE, M.D.            
  1D   ELECTION OF DIRECTOR: DAWN HUDSON   Management   For   For
  1E   ELECTION OF DIRECTOR: TREVOR M.   Management   For   For
      JONES, PH.D.            
  1F   ELECTION OF DIRECTOR: LOUIS J. LAVIGNE,   Management   For   For
      JR.            
  1G   ELECTION OF DIRECTOR: PETER J.   Management   For   For
      MCDONNELL, M.D.            
  1H   ELECTION OF DIRECTOR: TIMOTHY D.   Management   For   For
      PROCTOR            
  1I   ELECTION OF DIRECTOR: RUSSELL T. RAY   Management   For   For
  2   RATIFICATION OF THE APPOINTMENT OF   Management   For   For
      ERNST & YOUNG LLP AS OUR INDEPENDENT            
      REGISTERED PUBLIC ACCOUNTING FIRM            
  3   ADVISORY VOTE ON THE COMPENSATION   Management   For   For
      OF OUR NAMED EXECUTIVE OFFICERS            
  4   APPROVE THE AMENDMENT AND   Management   For   For
      RESTATEMENT OF OUR AMENDED AND            
      RESTATED CERTIFICATE OF            
      INCORPORATION            
  5.1   STOCKHOLDER PROPOSAL #1 - RIGHT TO   Shareholder   Against   For
      ACT BY WRITTEN CONSENT            
  5.2   STOCKHOLDER PROPOSAL #2 -   Shareholder   Against   For
      DISCLOSURE OF LOBBYING PRACTICES            

 

           
  CANADIAN NATURAL RESOURCES LTD, CALGARY AB
  Security 136385101   Meeting Type MIX
  Ticker Symbol     Meeting Date 02-May-2013
  ISIN CA1363851017   Agenda 704352765 - Management
  Record Date 13-Mar-2013   Holding Recon Date 13-Mar-2013
  City /     Country CALGARY / Canada Vote Deadline Date 26-Apr-2013
  SEDOL(s) 2125202 - 2171573 - 5313673 - B1SNWG7 Quick Code  

 

                   
  Item   Proposal   Type   Vote   For/Against
                  Management
  1.1   Election of director: Catherine M. Best   Management   For   For
  1.2   Election of director: N. Murray Edwards   Management   For   For
  1.3   Election of director: Timothy W. Faithfull   Management   For   For
  1.4   Election of director: Hon. Gary A. Filmon   Management   For   For
  1.5   Election of director: Christopher L. Fong   Management   For   For
  1.6   Election of director: Amb. Gordon D. Giffin   Management   For   For
  1.7   Election of director: Wilfred A. Gobert   Management   For   For
  1.8   Election of director: Steve W. Laut   Management   For   For
  1.9   Election of director: Keith A.J. MacPhail   Management   For   For
  1.10   Election of director: Hon. Frank J. McKenna   Management   For   For
  1.11   Election of director: Eldon R. Smith   Management   For   For
  1.12   Election of director: David A. Tuer   Management   For   For
  2   The appointment of PricewaterhouseCoopers   Management   For   For
      LLP, chartered accountants, Calgary, Alberta, as            
      auditors of the corporation for the ensuing year            
      and the authorization of the audit committee of            
      the board of directors of the corporation to fix            
      their remuneration            
  3   An ordinary resolution approving all unallocated   Management   For   For
      stock options pursuant to the amended, compiled            
      and restated employee stock option plan of the            
      corporation as set forth in the accompanying            
      information circular            
  4   On an advisory basis, accepting the corporation’s   Management   Against   Against
      approach to executive compensation as            
      described in the information circular            

 

           
  MANULIFE FINANCIAL CORP, TORONTO ON
  Security 56501R106   Meeting Type Annual General Meeting
  Ticker Symbol     Meeting Date 02-May-2013
  ISIN CA56501R1064   Agenda 704388760 - Management
  Record Date 12-Mar-2013   Holding Recon Date 12-Mar-2013
  City /     Country TORONT / Canada Vote Deadline Date 26-Apr-2013
    O      
  SEDOL(s) 2492519 - 2492520 - 5821314 - 6175786 - 6177997 Quick Code  

 

                   
  Item   Proposal   Type   Vote   For/Against
                  Management
  1.1   Election of Director: Joseph P. Caron   Management   For   For
  1.2   Election of Director: John M. Cassaday   Management   For   For
  1.3   Election of Director: Susan F. Dabarno   Management   For   For
  1.4   Election of Director: Richard B. DeWolfe   Management   For   For
  1.5   Election of Director: Sheila S. Fraser   Management   For   For
  1.6   Election of Director: Donald A. Guloien   Management   For   For
  1.7   Election of Director: Scott M. Hand   Management   For   For
  1.8   Election of Director: Robert J. Harding   Management   For   For
  1.9   Election of Director: Luther S. Helms   Management   For   For
  1.10   Election of Director: Tsun-yan Hsieh   Management   For   For
  1.11   Election of Director: Donald R. Lindsay   Management   For   For
  1.12   Election of Director: Lorna R. Marsden   Management   For   For
  1.13   Election of Director: John R.V. Palmer   Management   For   For
  1.14   Election of Director: C. James Prieur   Management   For   For
  1.15   Election of Director: Andrea S. Rosen   Management   For   For
  1.16   Election of Director: Lesley D. Webster   Management   For   For
  2   Appointment of Ernst & Young LLP as Auditors   Management   For   For
  3   Advisory Resolution accepting approach to   Management   For   For
      Executive Compensation            
 
 

 

           
  BERKSHIRE HATHAWAY INC.
  Security 084670702   Meeting Type Annual
  Ticker Symbol BRKB   Meeting Date 04-May-2013
  ISIN US0846707026   Agenda 933747529 - Management
  Record Date 06-Mar-2013   Holding Recon Date 06-Mar-2013
  City /     Country   / United States Vote Deadline Date 03-May-2013
  SEDOL(s)     Quick Code  

 

                       
  Item   Proposal   Type   Vote   For/Against
                  Management
  1.   DIRECTOR   Management        
        1 WARREN E. BUFFETT       For   For
        2 CHARLES T. MUNGER       For   For
        3 HOWARD G. BUFFETT       For   For
        4 STEPHEN B. BURKE       For   For
        5 SUSAN L. DECKER       For   For
        6 WILLIAM H. GATES III       For   For
        7 DAVID S. GOTTESMAN       For   For
        8 CHARLOTTE GUYMAN       For   For
        9 DONALD R. KEOUGH       For   For
        10 THOMAS S. MURPHY       For   For
        11 RONALD L. OLSON       For   For
        12 WALTER SCOTT, JR.       For   For
        13 MERYL B. WITMER       For   For
  2.   SHAREHOLDER PROPOSAL REGARDING   Shareholder   Against   For
      GREENHOUSE GAS AND OTHER AIR            
      EMISSIONS.            

 

           
  DANAHER CORPORATION
  Security 235851102   Meeting Type Annual
  Ticker Symbol DHR   Meeting Date 07-May-2013
  ISIN US2358511028   Agenda 933772635 - Management
  Record Date 08-Mar-2013   Holding Recon Date 08-Mar-2013
  City /      Country   / United States Vote Deadline Date 06-May-2013
  SEDOL(s)     Quick Code  

 

                   
  Item   Proposal   Type   Vote   For/Against
                  Management
  1.1   ELECTION OF DIRECTOR: DONALD J.   Management   For   For
      EHRLICH            
  1.2   ELECTION OF DIRECTOR: LINDA HEFNER   Management   For   For
      FILLER            
  1.3   ELECTION OF DIRECTOR: TERI LIST-STOLL   Management   For   For
  1.4   ELECTION OF DIRECTOR: WALTER G. LOHR,   Management   For   For
      JR.            
  1.5   ELECTION OF DIRECTOR: STEVEN M. RALES   Management   For   For
  1.6   ELECTION OF DIRECTOR: JOHN T.   Management   For   For
      SCHWIETERS            
  1.7   ELECTION OF DIRECTOR: ALAN G. SPOON   Management   For   For
  2.   TO RATIFY THE SELECTION OF ERNST &   Management   For   For
      YOUNG LLP AS DANAHER’S INDEPENDENT            
      REGISTERED PUBLIC ACCOUNTING FIRM.            
  3.   TO APPROVE CERTAIN AMENDMENTS TO   Management   For   For
      DANAHER’S 2007 STOCK INCENTIVE PLAN            
      AND ALL OF THE MATERIAL TERMS OF THE            
      PERFORMANCE GOALS.            
  4.   ADVISORY VOTE TO APPROVE NAMED   Management   For   For
      EXECUTIVE OFFICER COMPENSATION.            
  5.   TO ACT UPON A SHAREHOLDER PROPOSAL   Shareholder   Against   For
      REQUESTING THAT COMPENSATION            
      COMMITTEE ADOPT A POLICY REQUIRING            
      THAT SENIOR EXECUTIVES RETAIN A            
      SIGNIFICANT PERCENTAGE OF SHARES            
      ACQUIRED THROUGH EQUITY PAY            
      PROGRAMS UNTIL REACHING NORMAL            
      RETIREMENT AGE.            
  6.   TO ACT UPON A SHAREHOLDER PROPOSAL   Shareholder   Against   For
      REQUESTING THAT DANAHER ISSUE A            
      REPORT DISCLOSING ITS POLITICAL            
      EXPENDITURES AND POLITICAL            
      EXPENDITURE POLICIES, IF PROPERLY            
      PRESENTED AT THE MEETING.            
 
 

 

           
  NUCOR CORPORATION
  Security 670346105   Meeting Type Annual
  Ticker Symbol NUE   Meeting Date 09-May-2013
  ISIN US6703461052   Agenda 933765399 - Management
  Record Date 11-Mar-2013   Holding Recon Date 11-Mar-2013
  City /     Country   / United States Vote Deadline Date 08-May-2013
  SEDOL(s)     Quick Code  

 

                       
  Item   Proposal   Type   Vote   For/Against
                  Management
  1.   DIRECTOR   Management        
        1 PETER C. BROWNING       For   For
        2 CLAYTON C. DALEY, JR.       For   For
        3 DANIEL R. DIMICCO       For   For
        4 JOHN J. FERRIOLA       For   For
        5 HARVEY B. GANTT       For   For
        6 VICTORIA F. HAYNES, PHD       For   For
        7 BERNARD L. KASRIEL       For   For
        8 CHRISTOPHER J. KEARNEY       For   For
        9 RAYMOND J. MILCHOVICH       For   For
        10 JOHN H. WALKER       For   For
  2.   RATIFICATION OF THE APPOINTMENT OF   Management   For   For
      PRICEWATERHOUSECOOPERS LLP AS            
      NUCOR’S INDEPENDENT REGISTERED            
      PUBLIC ACCOUNTING FIRM FOR THE YEAR            
      ENDING DECEMBER 31, 2013            
  3.   APPROVAL OF THE SENIOR OFFICERS   Management   For   For
      ANNUAL AND LONG-TERM INCENTIVE PLANS            
  4.   APPROVAL OF THE AMENDMENT OF   Management   For   For
      NUCOR’S RESTATED CERTIFICATE OF            
      INCORPORATION TO REDUCE THE            
      SUPERMAJORITY VOTING THRESHOLDS            
  5.   APPROVAL OF THE AMENDMENT OF   Management   For   For
      NUCOR’S BYLAWS TO REDUCE THE            
      SUPERMAJORITY VOTING THRESHOLDS            
  6.   STOCKHOLDER PROPOSAL REGARDING   Shareholder   Against   For
      MAJORITY VOTE            
  7.   STOCKHOLDER PROPOSAL REGARDING   Shareholder   Against   For
      REPORT ON LOBBYING ACTIVITIES            
 
 

 

           
  UNILEVER NV, ROTTERDAM
  Security N8981F271   Meeting Type Annual General Meeting
  Ticker Symbol     Meeting Date 15-May-2013
  ISIN NL0000009355   Agenda 704379064 - Management
  Record Date 17-Apr-2013   Holding Recon Date 17-Apr-2013
  City /     Country ROTTERD / Netherlands Vote Deadline Date 02-May-2013
    AM      
  SEDOL(s) B12T3J1 - B15CPS0 - B15G6S9 - B15RB98 - Quick Code  
    B1XH7K3 - B4MPSY0 - B92MX29    

 

                   
  Item   Proposal   Type   Vote   For/Against
                  Management
  1   Receive Report of Management Board   Non-Voting        
  2   Approve Financial Statements and Allocation of   Management   For   For
      Income            
  3   Approve Discharge of Executive Board Members   Management   For   For
  4   Approve Discharge of Non Executive Board   Management   For   For
      Members            
  5   Re-elect P.G.J.M. Polman as CEO to Board of   Management   For   For
      Directors            
  6   Re-elect R.J.M.S. Huet as CFO to Board of   Management   For   For
      Directors            
  7   Re-elect L.O. Fresco to Board of Directors   Management   For   For
  8   Re-elect A.M. Fudge to Board of Directors   Management   For   For
  9   Re-elect C.E. Golden to Board of Directors   Management   For   For
  10   Re-elect B.E. Grote to Board of Directors   Management   For   For
  11   Re-elect H. Nyasulu to Board of Directors   Management   For   For
  12   Re-elect M. Rifkind to Board of Directors   Management   For   For
  13   Re-elect K.J. Storm to Board of Directors   Management   For   For
  14   Re-elect M. Treschow to Board of Directors   Management   For   For
  15   Re-elect P.S. Walsh to Board of Directors   Management   For   For
  16   Elect L. M. Cha to Board of Directors   Management   For   For
  17   Elect M. Ma to Board of Directors   Management   For   For
  18   Elect J. Rishton to Board of Directors   Management   For   For
  19   Ratify PricewaterhouseCoopers Accountants NV   Management   For   For
      as Auditors            
  20   Grant Board authority to issue shares up to 10   Management   For   For
      percent of Issued Capital Plus additional 10            
      percent in case of takeover/merger and            
      restricting/excluding preemptive rights            
  21   Authorize Repurchase of up to 10 Percent of   Management   For   For
      Issued Share Capital            
  22   Approve authorization to cancel Ordinary Shares   Management   For   For
  23   Allow Questions and Close Meeting   Non-Voting        

 

           
  THERMO FISHER SCIENTIFIC INC.
  Security 883556102   Meeting Type Annual
  Ticker Symbol TMO   Meeting Date 22-May-2013
  ISIN US8835561023   Agenda 933783056 - Management
  Record Date 01-Apr-2013   Holding Recon Date 01-Apr-2013
  City /     Country   / United States Vote Deadline Date 21-May-2013
  SEDOL(s)     Quick Code  

 

                   
  Item   Proposal   Type   Vote   For/Against
                  Management
  1A.   ELECTION OF DIRECTOR: C. MARTIN HARRIS   Management   For   For
  1B.   ELECTION OF DIRECTOR: JUDY C. LEWENT   Management   For   For
  1C.   ELECTION OF DIRECTOR: JIM P. MANZI   Management   For   For
  1D.   ELECTION OF DIRECTOR: LARS R.   Management   For   For
      SORENSEN            
  1E.   ELECTION OF DIRECTOR: ELAINE S. ULLIAN   Management   For   For
  1F.   ELECTION OF DIRECTOR: MARC N. CASPER   Management   For   For
  1G.   ELECTION OF DIRECTOR: NELSON J. CHAI   Management   For   For
  1H.   ELECTION OF DIRECTOR: TYLER JACKS   Management   For   For
  2.   AN ADVISORY VOTE TO APPROVE NAMED   Management   For   For
      EXECUTIVE OFFICER COMPENSATION.            
  3.   APPROVAL AND ADOPTION OF THE THERMO   Management   For   For
      FISHER SCIENTIFIC 2013 STOCK INCENTIVE            
      PLAN.            
  4.   APPROVAL AND ADOPTION OF THE THERMO   Management   For   For
      FISHER SCIENTIFIC 2013 ANNUAL INCENTIVE            
      PLAN.            
  5.   RATIFICATION OF THE AUDIT COMMITTEE’S   Management   For   For
      SELECTION OF            
      PRICEWATERHOUSECOOPERS LLP AS THE            
      COMPANY’S INDEPENDENT AUDITORS FOR            
      2013.            
 
 

 

           
  SAP AG, WALLDORF/BADEN
  Security D66992104   Meeting Type Annual General Meeting
  Ticker Symbol     Meeting Date 04-Jun-2013
  ISIN DE0007164600   Agenda 704462946 - Management
  Record Date 13-May-2013   Holding Recon Date 13-May-2013
  City /     Country MANNHEI / Germany Vote Deadline Date 24-May-2013
    M      
  SEDOL(s) 4616889 - 4846288 - 4882185 - B02NV69 - Quick Code  
    B115107 - B23V638 - B92MTZ4    

 

                   
  Item   Proposal   Type   Vote   For/Against
                  Management
  1.   Presentation of the adopted annual financial   Non-Voting        
      statements and the approved group-financial            
      statements, the combined management report            
      and group management rep-ort of SAP AG,            
      including the Executive Board’s explanatory            
      notes relating to t-he information provided            
      pursuant to Sections 289 (4) and (5) and 315 (4)            
      of th-e Commercial Code (HGB), and the            
      Supervisory Board’s report, each for fiscal y-ear            
      2012            
  2.   Resolution on the appropriation of the retained   Management   For   For
      earnings of fiscal year 2012            
  3.   Resolution on the formal approval of the acts of   Management   For   For
      the Executive Board in fiscal year 2012            
  4.   Resolution on the formal approval of the acts of   Management   For   For
      the Supervisory Board in fiscal year 2012            
  5.   Resolution on the authorization to acquire and   Management   For   For
      use treasury shares pursuant to Section 71 (1)            
      no. 8 AktG, with possible exclusion of the            
      shareholders’ subscription rights and potential            
      rights to offer shares            
  6.   Appointment of the auditors of the financial   Management   For   For
      statements and group financial statements for            
      fiscal year 2013: KPMG AG            

 

           
  GOOGLE INC.
  Security 38259P508   Meeting Type Annual
  Ticker Symbol GOOG   Meeting Date 06-Jun-2013
  ISIN US38259P5089   Agenda 933801905 - Management
  Record Date 08-Apr-2013   Holding Recon Date 08-Apr-2013
  City /     Country   / United States Vote Deadline Date 05-Jun-2013
  SEDOL(s)     Quick Code  

 

                       
  Item   Proposal   Type   Vote   For/Against
                  Management
  1.   DIRECTOR   Management        
        1 LARRY PAGE       For   For
        2 SERGEY BRIN       For   For
        3 ERIC E. SCHMIDT       For   For
        4 L. JOHN DOERR       For   For
        5 DIANE B. GREENE       For   For
        6 JOHN L. HENNESSY       For   For
        7 ANN MATHER       For   For
        8 PAUL S. OTELLINI       For   For
        9 K. RAM SHRIRAM       For   For
        10 SHIRLEY M. TILGHMAN       For   For
  2.   THE RATIFICATION OF THE APPOINTMENT   Management   For   For
      OF ERNST & YOUNG LLP AS GOOGLE’S            
      INDEPENDENT REGISTERED PUBLIC            
      ACCOUNTING FIRM FOR THE FISCAL YEAR            
      ENDING DECEMBER 31, 2013.            
  3.   A STOCKHOLDER PROPOSAL REGARDING A   Shareholder   Against   For
      REPORT ON LEAD BATTERIES IN GOOGLE’S            
      SUPPLY CHAIN, IF PROPERLY PRESENTED            
      AT THE MEETING.            
  4.   A STOCKHOLDER PROPOSAL REGARDING   Shareholder   For   Against
      EQUAL SHAREHOLDER VOTING, IF            
      PROPERLY PRESENTED AT THE MEETING.            
  5.   A STOCKHOLDER PROPOSAL REGARDING   Shareholder   Against   For
      EXECUTIVE STOCK RETENTION, IF            
      PROPERLY PRESENTED AT THE MEETING.            
  6.   A STOCKHOLDER PROPOSAL REGARDING   Shareholder   Against   For
      SUCCESSION PLANNING, IF PROPERLY            
      PRESENTED AT THE MEETING.            
 
 

 

           
  THE TJX COMPANIES, INC.
  Security 872540109   Meeting Type Annual
  Ticker Symbol TJX   Meeting Date 11-Jun-2013
  ISIN US8725401090   Agenda 933810625 - Management
  Record Date 15-Apr-2013   Holding Recon Date 15-Apr-2013
  City /     Country   / United States Vote Deadline Date 10-Jun-2013
  SEDOL(s)     Quick Code  

 

                   
  Item   Proposal   Type   Vote   For/Against
                  Management
  1A.   ELECTION OF DIRECTOR: ZEIN ABDALLA   Management   For   For
  1B.   ELECTION OF DIRECTOR: JOSE B. ALVAREZ   Management   For   For
  1C.   ELECTION OF DIRECTOR: ALAN M. BENNETT   Management   For   For
  1D.   ELECTION OF DIRECTOR: BERNARD   Management   For   For
      CAMMARATA            
  1E.   ELECTION OF DIRECTOR: DAVID T. CHING   Management   For   For
  1F.   ELECTION OF DIRECTOR: MICHAEL F. HINES   Management   For   For
  1G.   ELECTION OF DIRECTOR: AMY B. LANE   Management   For   For
  1H.   ELECTION OF DIRECTOR: DAWN G. LEPORE   Management   For   For
  1I.   ELECTION OF DIRECTOR: CAROL   Management   For   For
      MEYROWITZ            
  1J.   ELECTION OF DIRECTOR: JOHN F. O’BRIEN   Management   For   For
  1K.   ELECTION OF DIRECTOR: WILLOW B. SHIRE   Management   For   For
  2.   RATIFICATION OF APPOINTMENT OF   Management   For   For
      INDEPENDENT REGISTERED PUBLIC            
      ACCOUNTING FIRM FOR FISCAL 2014.            
  3.   APPROVAL OF STOCK INCENTIVE PLAN   Management   For   For
      AMENDMENTS AND MATERIAL TERMS OF            
      PERFORMANCE GOALS UNDER THE PLAN.            
  4.   SAY ON PAY: ADVISORY APPROVAL OF   Management   For   For
      TJX’S EXECUTIVE COMPENSATION.            

 

           
  MASTERCARD INCORPORATED
  Security 57636Q104   Meeting Type Annual
  Ticker Symbol MA   Meeting Date 18-Jun-2013
  ISIN US57636Q1040   Agenda 933809761 - Management
  Record Date 19-Apr-2013   Holding Recon Date 19-Apr-2013
  City /     Country   / United States Vote Deadline Date 17-Jun-2013
  SEDOL(s)     Quick Code  

 

                   
  Item   Proposal   Type   Vote   For/Against
                  Management
  1A.   ELECTION OF DIRECTOR: RICHARD   Management   For   For
      HAYTHORNTHWAITE            
  1B.   ELECTION OF DIRECTOR: AJAY BANGA   Management   For   For
  1C.   ELECTION OF DIRECTOR: SILVIO BARZI   Management   For   For
  1D.   ELECTION OF DIRECTOR: DAVID R.   Management   For   For
      CARLUCCI            
  1E.   ELECTION OF DIRECTOR: STEVEN J.   Management   For   For
      FREIBERG            
  1F.   ELECTION OF DIRECTOR: NANCY J. KARCH   Management   For   For
  1G.   ELECTION OF DIRECTOR: MARC OLIVIE   Management   For   For
  1H.   ELECTION OF DIRECTOR: RIMA QURESHI   Management   For   For
  1I.   ELECTION OF DIRECTOR: JOSE OCTAVIO   Management   For   For
      REYES LAGUNES            
  1J.   ELECTION OF DIRECTOR: MARK SCHWARTZ   Management   For   For
  1K.   ELECTION OF DIRECTOR: JACKSON P. TAI   Management   For   For
  1L.   ELECTION OF DIRECTOR: EDWARD SUNING   Management   For   For
      TIAN            
  2.   ADVISORY APPROVAL OF THE COMPANY’S   Management   For   For
      EXECUTIVE COMPENSATION            
  3.   RATIFICATION OF THE APPOINTMENT OF   Management   For   For
      PRICEWATERHOUSECOOPERS LLP AS THE            
      INDEPENDENT REGISTERED PUBLIC            
      ACCOUNTING FIRM            

 

 
 

Dynamic Discovery Fund

 

Vote Summary

           
  THE COCA-COLA COMPANY
  Security 191216100   Meeting Type Special
  Ticker Symbol KO   Meeting Date 10-Jul-2012
  ISIN US1912161007   Agenda 933646385 - Management
  Record Date 21-May-2012   Holding Recon Date 21-May-2012
  City /     Country   / United States Vote Deadline Date 09-Jul-2012
  SEDOL(s)     Quick Code  

 

                   
  Item   Proposal   Type   Vote   For/Against
                  Management
  01   TO AMEND ARTICLE FOURTH OF THE   Management   For   For
      COMPANY’S RESTATED CERTIFICATE OF            
      INCORPORATION, AS AMENDED, TO            
      INCREASE THE AUTHORIZED COMMON            
      STOCK OF THE COMPANY FROM            
      5,600,000,000 SHARES, PAR VALUE $.25 PER            
      SHARE, TO 11,200,000,000 SHARES, PAR            
      VALUE $.25 PER SHARE, AND TO EFFECT A            
      SPLIT OF THE ISSUED COMMON STOCK OF            
      THE COMPANY BY CHANGING EACH ISSUED            
      SHARE OF COMMON STOCK INTO TWO            
      SHARES OF COMMON STOCK.            
 
 

 

           
  ASML HOLDING NV, VELDHOVEN
  Security N07059178   Meeting Type ExtraOrdinary General Meeting
  Ticker Symbol     Meeting Date 07-Sep-2012
  ISIN NL0006034001   Agenda 703981921 - Management
  Record Date 10-Aug-2012   Holding Recon Date 10-Aug-2012
  City /     Country VELDHOVEN / Netherlands Vote Deadline Date 27-Aug-2012
  SEDOL(s) 5949368 - 5949670 - B0CRJ56 - B2838W2 - Quick Code  
    B4LF2X8    

 

                   
  Item   Proposal   Type   Vote   For/Against
                  Management
  1   Opening   Non-Voting        
  2   Explanation to the customer co-investment   Non-Voting        
      program entered into and/or to be-entered into by            
      and between the Company and certain of its            
      customers, as-announced by the Company on 9            
      July 2012 (the “Customer Co-Investment-            
      Program”)            
  3.a   Proposal to resolve to authorize the Board of   Management   For   For
      Management to issue shares or rights to            
      subscribe for shares in the capital of the            
      Company in connection with the Customer Co-            
      Investment Program, subject to Supervisory            
      Board approval, up to 25% of the issued share            
      capital of the Company at the Annual General            
      Meeting of Shareholders (the “AGM”) held on 25            
      April 2012, from 7 September 2012 through 31            
      July 2013            
  3.b   Proposal to resolve to authorize the Board of   Management   For   For
      Management to restrict or exclude, subject to            
      Supervisory Board approval, the pre-emption            
      rights accruing to shareholders in connection with            
      the issue of shares or rights to subscribe for            
      shares as described under (a) from 7 September            
      2012 through 31 July 2013            
  4.a   Proposal to resolve to amend the articles of   Management   For   For
      association of the Company in accordance with            
      the draft deed of amendment to the articles of            
      association (Part I) to create a specific share            
      class (ordinary shares M) for the participants to            
      the Customer Co-Investment Program. Upon the            
      first amendment of the articles of association of            
      the Company the ordinary shares to be held for            
      the benefit of the participants to the Customer            
      Co-Investment Program will be converted into            
      ordinary shares M and all other ordinary shares            
      will be converted into ordinary shares A            
  4.b   Proposal to resolve to amend the articles of   Management   For   For
      association of the Company in accordance with            
      the draft deed of amendment to the articles of            
      association (Part II) to increase the par value per            
      ordinary share A by an amount to be determined            
      by the Board of Management of at least EUR            
      5.97 per share and at most EUR 12 per share at            
      the expense of the share premium reserve            
  4.c   Proposal to resolve to reduce the issued capital   Management   For   For
      by an amount at least equal to the aggregate            
      amount to be paid by the participants to the            
      Customer Co-Investment Program for their            
      shares, being an amount no less than EUR            
      2,513,447,071.07 and no more than EUR            
      5,000,000,000 by decreasing the nominal value            
      of the ordinary shares A by an amount to be            
      determined by the Board of Management of at            
      least EUR 5.99 per share and at most EUR 12            
      per share which will result in repayment of said            
      amount determined by the Board of Management            
      per share to holders of ordinary shares A or to            
      the holders of ordinary shares into which the            
      ordinary shares A will be converted pursuant to            
      proposal (e) below and to amend the articles of            
      association of the Company in accordance with            
      the draft deed of amendment to the articles of            
      association (Part III)            
  4.d   Proposal to resolve to amend the articles of   Management   For   For
      association of the Company in accordance with            
      the draft deed of amendment to the articles of            
      association (Part IV) to consolidate the ordinary            
      shares A at an exchange ratio to be determined            
      by the Board of Management. The exchange            
      ratio will depend on the percentage of new            
      shares to be issued to the participants to the            
      Customer Co-Investment Program. The            
      consolidation of the ordinary shares A may entail            
      an increase of the nominal value of the ordinary            
      shares A by a maximum of EUR 0.03 per share,            
      to be determined by the Board of Management,            
      which increase will be paid from the share            
      premium reserve            
  4.e   Proposal to resolve to amend the articles of   Management   For   For
      association in accordance with the Draft deed of            
      amendment to the articles of association (Part V)            
      to delete the share class M for participants to the            
      Customer Co-Investment Program and share            
      class A for the other shareholders. The ordinary            
      shares M and ordinary shares A shall be            
      converted into ordinary shares without a specific            
      letter mark attached to it            
  5   Proposal to resolve to authorize each director of   Management   For   For
      the Company as well as any and all lawyers and            
      paralegals practicing with De Brauw Blackstone            
      Westbroek N.V. to execute the notarial deeds of            
      amendment to the articles of association            
  6.a   Proposal to resolve to authorize the Board of   Management   For   For
      Management to issue shares or rights to            
      subscribe for shares in the capital of the            
      Company, subject to Supervisory Board            
      approval, limited to 5% of the issued share            
      capital at 25 April 2012 from 7 September 2012            
      through 25 October 2013. Provided that the            
      General Meeting of Shareholders grants this new            
      authorization, the corresponding authorization            
      granted at the AGM held on 25 April 2012 will            
      cease to apply to the extent not already used            
  6.b   Proposal to resolve to authorize the Board of   Management   For   For
      Management to restrict or exclude the pre-            
      emption rights accruing to shareholders in            
      connection with the issue of shares or rights to            
      subscribe for shares as described under (a),            
      subject to approval of the Supervisory Board, for            
      a period from 7 September 2012 through 25            
      October 2013. Provided that the General Meeting            
      of Shareholders grants this new authorization,            
      the corresponding authorization granted at the            
      AGM held on 25 April 2012 will cease to apply to            
      the extent not already used            
  6.c   Proposal to resolve to authorize the Board of   Management   For   For
      Management to issue shares or rights to            
      subscribe for shares in the capital of the            
      Company, subject to Supervisory Board            
      approval, limited to 5% of the issued share            
      capital at 25 April 2012, which 5% can only be            
      used in connection with or on the occasion of            
      mergers, acquisitions and/or (strategic) alliances,            
      for a period from 7 September 2012 through 25            
      October 2013. Provided that the General Meeting            
      of Shareholders grants this new authorization,            
      the corresponding authorization granted at the            
      AGM held on 25 April 2012 will cease to apply to            
      the extent not already used            
  6.d   Proposal to resolve to authorize the Board of   Management   For   For
      Management to restrict or exclude the pre-            
      emption rights accruing to shareholders in            
      connection with the issue of shares or rights to            
      subscribe for shares as described under (c),            
      subject to approval of the Supervisory Board, for            
      a period from 7 September 2012 through 25            
      October 2013. Provided that the General Meeting            
      of Shareholders grants this new authorization,            
      the corresponding authorization granted at the            
      AGM held on 25 April 2012 will cease to apply to            
      the extent not already used            
  7   Any other business   Non-Voting        
  8   Closing   Non-Voting        
 
 

 

           
  NIKE INC, BEAVERTON, OR
  Security 654106103   Meeting Type Annual General Meeting
  Ticker Symbol     Meeting Date 20-Sep-2012
  ISIN US6541061031   Agenda 703990766 - Management
  Record Date 23-Jul-2012   Holding Recon Date 23-Jul-2012
  City /     Country OREGON / United States Vote Deadline Date 04-Sep-2012
  SEDOL(s) 2640147 - 5710069 Quick Code  

 

                   
  Item   Proposal   Type   Vote   For/Against
                  Management
  1.1   To elect a Board of Director for the ensuing year:   Management        
      Alan B. Graf, Jr.            
  1.2   To elect a Board of Director for the ensuing year:   Management        
      John C. Lechleiter            
  1.3   To elect a Board of Director for the ensuing year:   Management        
      Phyllis M. Wise            
  2   To hold an advisory vote to approve executive   Management        
      compensation            
  3   To amend the Articles of Incorporation to   Management        
      increase the number of authorized shares of            
      common stock            
  4   To re-approve and amend the NIKE, Inc. Long-   Management        
      Term Incentive Plan            
  5   To ratify the appointment of   Management        
      PricewaterhouseCoopers LLP as independent            
      registered public accounting firm            
  6   PLEASE NOTE THAT THIS RESOLUTION IS A   Shareholder        
      SHAREHOLDER PROPOSAL: To consider a            
      shareholder proposal regarding political            
      contributions disclosure            
  7   To transact such other business as may properly   Management        
      come before the meeting            

 

           
  NIKE, INC.
  Security 654106103   Meeting Type Annual
  Ticker Symbol NKE   Meeting Date 20-Sep-2012
  ISIN US6541061031   Agenda 933673471 - Management
  Record Date 23-Jul-2012   Holding Recon Date 23-Jul-2012
  City /     Country   / United States Vote Deadline Date 19-Sep-2012
  SEDOL(s)     Quick Code  

 

                       
  Item   Proposal   Type   Vote   For/Against
                      Management
  1.   DIRECTOR   Management        
        1 ALAN B. GRAF, JR.       For   For
        2 JOHN C. LECHLEITER       For   For
        3 PHYLLIS M. WISE       For   For
  2.   TO HOLD AN ADVISORY VOTE TO APPROVE   Management   For   For
      EXECUTIVE COMPENSATION.            
  3.   TO AMEND THE ARTICLES OF   Management   For   For
      INCORPORATION TO INCREASE THE            
      NUMBER OF AUTHORIZED SHARES OF            
      COMMON STOCK.            
  4.   TO RE-APPROVE AND AMEND THE NIKE, INC.   Management   For   For
      LONG-TERM INCENTIVE PLAN.            
  5.   TO RATIFY THE APPOINTMENT OF   Management   For   For
      PRICEWATERHOUSECOOPERS LLP AS            
      INDEPENDENT REGISTERED PUBLIC            
      ACCOUNTING FIRM.            
  6.   TO CONSIDER A SHAREHOLDER PROPOSAL   Shareholder   Against   For
      REGARDING POLITICAL CONTRIBUTIONS            
      DISCLOSURE.            
 
 

 

           
  ORACLE CORPORATION
  Security 68389X105   Meeting Type Annual
  Ticker Symbol ORCL   Meeting Date 07-Nov-2012
  ISIN US68389X1054   Agenda 933690302 - Management
  Record Date 10-Sep-2012   Holding Recon Date 10-Sep-2012
  City /     Country   / United States Vote Deadline Date 06-Nov-2012
  SEDOL(s)     Quick Code  

 

                       
  Item   Proposal   Type   Vote   For/Against
                      Management
  1   DIRECTOR   Management        
        1 JEFFREY S. BERG       For   For
        2 H. RAYMOND BINGHAM       For   For
        3 MICHAEL J. BOSKIN       For   For
        4 SAFRA A. CATZ       For   For
        5 BRUCE R. CHIZEN       For   For
        6 GEORGE H. CONRADES       For   For
        7 LAWRENCE J. ELLISON       For   For
        8 HECTOR GARCIA-MOLINA       For   For
        9 JEFFREY O. HENLEY       For   For
        10 MARK V. HURD       For   For
        11 DONALD L. LUCAS       For   For
        12 NAOMI O. SELIGMAN       For   For
  2   ADVISORY VOTE TO APPROVE EXECUTIVE   Management   For   For
      COMPENSATION.            
  3   APPROVAL OF INCREASE IN SHARES UNDER   Management   For   For
      THE DIRECTORS’ STOCK PLAN.            
  4   RATIFICATION OF THE SELECTION OF   Management   For   For
      ERNST & YOUNG LLP AS INDEPENDENT            
      REGISTERED PUBLIC ACCOUNTING FIRM            
      FOR FISCAL YEAR 2013.            
  5   STOCKHOLDER PROPOSAL REGARDING   Shareholder   Against   For
      MULTIPLE PERFORMANCE METRICS.            
  6   STOCKHOLDER PROPOSAL REGARDING   Shareholder   Against   For
      INDEPENDENT BOARD CHAIRMAN.            
  7   STOCKHOLDER PROPOSAL REGARDING   Shareholder   Against   For
      EQUITY RETENTION POLICY.            
  8   STOCKHOLDER PROPOSAL REGARDING   Shareholder   Against   For
      EQUITY ACCELERATION UPON A CHANGE IN            
      CONTROL OF ORACLE.            
 
 

 

           
  COSTCO WHOLESALE CORPORATION
  Security 22160K105   Meeting Type Annual
  Ticker Symbol COST   Meeting Date 24-Jan-2013
  ISIN US22160K1051   Agenda 933716954 - Management
  Record Date 23-Nov-2012   Holding Recon Date 23-Nov-2012
  City /     Country   / United States Vote Deadline Date 23-Jan-2013
  SEDOL(s)     Quick Code  

 

                       
  Item   Proposal   Type   Vote   For/Against
                      Management
  1   DIRECTOR   Management        
        1 BENJAMIN S. CARSON, SR.       For   For
        2 WILLIAM H. GATES       For   For
        3 HAMILTON E. JAMES       For   For
        4 W. CRAIG JELINEK       For   For
        5 JILL S. RUCKELSHAUS       For   For
  2   RATIFICATION OF SELECTION OF   Management   For   For
      INDEPENDENT AUDITORS.            
  3   APPROVAL, ON AN ADVISORY BASIS, OF   Management   For   For
      EXECUTIVE COMPENSATION.            
  4   CONSIDERATION OF SHAREHOLDER   Shareholder   Against   For
      PROPOSAL TO ELIMINATE THE            
      CLASSIFICATION OF THE BOARD OF            
      DIRECTORS.            

 

           
  VISA INC.
  Security 92826C839   Meeting Type Annual
  Ticker Symbol V   Meeting Date 30-Jan-2013
  ISIN US92826C8394   Agenda 933718895 - Management
  Record Date 04-Dec-2012   Holding Recon Date 04-Dec-2012
  City /     Country   / United States Vote Deadline Date 29-Jan-2013
  SEDOL(s)     Quick Code  

 

                   
  Item   Proposal   Type   Vote   For/Against
                  Management
  1A.   ELECTION OF DIRECTOR: GARY P.   Management   For   For
      COUGHLAN            
  1B.   ELECTION OF DIRECTOR: MARY B.   Management   For   For
      CRANSTON            
  1C.   ELECTION OF DIRECTOR: FRANCISCO   Management   For   For
      JAVIER FERNANDEZ-CARBAJAL            
  1D.   ELECTION OF DIRECTOR: ROBERT W.   Management   For   For
      MATSCHULLAT            
  1E.   ELECTION OF DIRECTOR: CATHY E.   Management   For   For
      MINEHAN            
  1F.   ELECTION OF DIRECTOR: SUZANNE NORA   Management   For   For
      JOHNSON            
  1G.   ELECTION OF DIRECTOR: DAVID J. PANG   Management   For   For
  1H.   ELECTION OF DIRECTOR: JOSEPH W.   Management   For   For
      SAUNDERS            
  1I.   ELECTION OF DIRECTOR: CHARLES W.   Management   For   For
      SCHARF            
  1J.   ELECTION OF DIRECTOR: WILLIAM S.   Management   For   For
      SHANAHAN            
  1K.   ELECTION OF DIRECTOR: JOHN A.   Management   For   For
      SWAINSON            
  2.   APPROVAL, ON AN ADVISORY BASIS, OF   Management   For   For
      THE COMPENSATION OF OUR NAMED            
      EXECUTIVE OFFICERS.            
  3.   RATIFICATION OF THE APPOINTMENT OF   Management   For   For
      KPMG LLP AS OUR INDEPENDENT            
      REGISTERED PUBLIC ACCOUNTING FIRM            
      FOR FISCAL YEAR 2013.            
  4.   STOCKHOLDER PROPOSAL ON LOBBYING   Shareholder   Against   For
      PRACTICES AND EXPENDITURES, IF            
      PROPERLY PRESENTED.            
 
 

 

           
  APPLE INC.
  Security 037833100   Meeting Type Annual
  Ticker Symbol AAPL   Meeting Date 27-Feb-2013
  ISIN US0378331005   Agenda 933725042 - Management
  Record Date 02-Jan-2013   Holding Recon Date 02-Jan-2013
  City /     Country   / United States Vote Deadline Date 26-Feb-2013
  SEDOL(s)     Quick Code  

 

                       
  Item   Proposal   Type   Vote   For/Against
                      Management
  1.   DIRECTOR   Management        
        1 WILLIAM CAMPBELL       For   For
        2 TIMOTHY COOK       For   For
        3 MILLARD DREXLER       For   For
        4 AL GORE       For   For
        5 ROBERT IGER       For   For
        6 ANDREA JUNG       For   For
        7 ARTHUR LEVINSON       For   For
        8 RONALD SUGAR       For   For
  2.   AMENDMENT OF APPLE’S RESTATED   Management   For   For
      ARTICLES OF INCORPORATION TO (I)            
      ELIMINATE CERTAIN LANGUAGE RELATING            
      TO TERM OF OFFICE OF DIRECTORS IN            
      ORDER TO FACILITATE THE ADOPTION OF            
      MAJORITY VOTING FOR ELECTION OF            
      DIRECTORS, (II) ELIMINATE “BLANK CHECK”            
      PREFERRED STOCK, (III) ESTABLISH A PAR            
      VALUE FOR COMPANY’S COMMON STOCK            
      OF $0.00001 PER SHARE AND (IV) MAKE            
      OTHER CHANGES.            
  3.   RATIFICATION OF THE APPOINTMENT OF   Management   For   For
      ERNST & YOUNG LLP AS THE COMPANY’S            
      INDEPENDENT REGISTERED PUBLIC            
      ACCOUNTING FIRM FOR 2013.            
  4.   A NON-BINDING ADVISORY RESOLUTION TO   Management   For   For
      APPROVE EXECUTIVE COMPENSATION.            
  5.   A SHAREHOLDER PROPOSAL ENTITLED   Shareholder   Against   For
      “EXECUTIVES TO RETAIN SIGNIFICANT            
      STOCK.”            
  6.   A SHAREHOLDER PROPOSAL ENTITLED   Shareholder   Against   For
      “BOARD COMMITTEE ON HUMAN RIGHTS.”            

 

           
  TRANSDIGM GROUP INCORPORATED
  Security 893641100   Meeting Type Annual
  Ticker Symbol TDG   Meeting Date 06-Mar-2013
  ISIN US8936411003   Agenda 933729355 - Management
  Record Date 11-Jan-2013   Holding Recon Date 11-Jan-2013
  City /     Country   / United States Vote Deadline Date 05-Mar-2013
  SEDOL(s)     Quick Code  

 

                       
  Item   Proposal   Type   Vote   For/Against
                      Management
  1.   DIRECTOR   Management        
        1 MERVIN DUNN       For   For
        2 MICHAEL GRAFF       For   For
  2.   TO APPROVE (IN AN ADVISORY VOTE)   Management   For   For
      COMPENSATION PAID TO THE COMPANY’S            
      NAMED EXECUTIVE OFFICERS            
  3.   TO RATIFY THE SELECTION OF ERNST &   Management   For   For
      YOUNG LLP AS THE COMPANY’S            
      INDEPENDENT ACCOUNTANTS FOR THE            
      FISCAL YEAR ENDING SEPTEMBER 30, 2013            
  4.   TO VOTE ON A STOCKHOLDER PROPOSAL,   Shareholder   For    
      IF PROPERLY PRESENTED AT THE MEETING            
 
 

 

           
  SCHLUMBERGER LIMITED (SCHLUMBERGER N.V.)
  Security 806857108   Meeting Type Annual
  Ticker Symbol SLB   Meeting Date 10-Apr-2013
  ISIN AN8068571086   Agenda 933739382 - Management
  Record Date 20-Feb-2013   Holding Recon Date 20-Feb-2013
  City /     Country   / United States Vote Deadline Date 09-Apr-2013
  SEDOL(s)     Quick Code  

 

                   
  Item   Proposal   Type   Vote   For/Against
                  Management
  1A.   ELECTION OF DIRECTOR: PETER L.S.   Management   For   For
      CURRIE            
  1B.   ELECTION OF DIRECTOR: TONY ISAAC   Management   For   For
  1C.   ELECTION OF DIRECTOR: K. VAMAN KAMATH   Management   For   For
  1D.   ELECTION OF DIRECTOR: PAAL KIBSGAARD   Management   For   For
  1E.   ELECTION OF DIRECTOR: NIKOLAY   Management   For   For
      KUDRYAVTSEV            
  1F.   ELECTION OF DIRECTOR: ADRIAN LAJOUS   Management   For   For
  1G.   ELECTION OF DIRECTOR: MICHAEL E.   Management   For   For
      MARKS            
  1H.   ELECTION OF DIRECTOR: LUBNA S. OLAYAN   Management   For   For
  1I.   ELECTION OF DIRECTOR: L. RAFAEL REIF   Management   For   For
  1J.   ELECTION OF DIRECTOR: TORE I.   Management   For   For
      SANDVOLD            
  1K.   ELECTION OF DIRECTOR: HENRI SEYDOUX   Management   For   For
  2.   TO APPROVE, ON AN ADVISORY BASIS, THE   Management   For   For
      COMPANY’S EXECUTIVE COMPENSATION.            
  3.   TO APPROVE THE COMPANY’S 2012   Management   For   For
      FINANCIAL STATEMENTS AND            
      DECLARATIONS OF DIVIDENDS.            
  4.   TO APPROVE THE APPOINTMENT OF THE   Management   For   For
      INDEPENDENT REGISTERED PUBLIC            
      ACCOUNTING FIRM.            
  5.   TO APPROVE THE ADOPTION OF THE 2013   Management   For   For
      SCHLUMBERGER OMNIBUS INCENTIVE            
      PLAN.            
  6.   TO APPROVE THE ADOPTION OF AN   Management   For   For
      AMENDMENT AND RESTATEMENT OF THE            
      SCHLUMBERGER DISCOUNT STOCK            
      PURCHASE PLAN.            

 

           
  TOD’S SPA, SANT’ELPIDIO A MARE (AP)
  Security T93619103   Meeting Type Annual General Meeting
  Ticker Symbol     Meeting Date 19-Apr-2013
  ISIN IT0003007728   Agenda 704373430 - Management
  Record Date 10-Apr-2013   Holding Recon Date 10-Apr-2013
  City /     Country SANT’ELP / Italy Vote Deadline Date 09-Apr-2013
    IDIO AMARE      
  SEDOL(s) 4643735 - 4733766 - B020SG9 - B28MWK5 Quick Code  

 

                   
  Item   Proposal   Type   Vote   For/Against
                  Management
  1   Balance sheet as of 31 Dec 2012, director’s   Management   For   For
      report on the management board of auditors and            
      external auditing company report. Profit allocation            
      related and consequential resolutions            
  2   Authorization to the purchase and disposal of   Management   For   For
      own shares as per art 2357 and followings of the            
      Italian Civil Code, as well as in compliance with            
      art 132 of the law decree 24 Feb 1998 n 58, upon            
      revocation of the deliberation taken at the            
      meeting held on 19 April 2012 for the not used            
      part. Related and consequential resolutions            
  3   Emoluments report in compliance with art 123   Management   For   For
      TER of law decree 24 February 1998 n. 58            
      related and consequential resolutions            
  4.1   PLEASE NOTE THAT THIS RESOLUTION IS A   Shareholder        
      SHAREHOLDER PROPOSAL: Renewal of board            
      of auditors for three years from 2013 to 2015            
      determination of emoluments. Related and            
      consequential resolutions: List presented by            
      DI.VI. Finanziaria di Diego Della Valle & C. S.R.L.            
      representing 53,664% of company stock capital:            
      Effective Auditors: 1. Enrico Maria Colombo 2.            
      Fabrizio Radaelli 3. Rossella Porfido Alternate            
      Auditors: 4. Gilfredo Gaetani 5. Gabriella Manella            
  4.2   PLEASE NOTE THAT THIS RESOLUTION IS A   Shareholder   Against   For
      SHAREHOLDER PROPOSAL: Renewal of board            
      of auditors for three years from 2013 to 2015            
      determination of emoluments. Related and            
      consequential resolutions: List presented by            
      Anima SGR S.p.A., Arca SGR S.p.A., Eurizon            
      Capital SA., Eurizon Capital SGR S.p.A.,            
      Fideuram Gestions SA, Fideuram Investimenti            
      SGR S.p.A., Interfund Sicav, Fil Investments            
      International, Mediolanum Gestione Fondi SGR            
      S.p.A., Pioneer Asset Management SA, Pioneer            
      Investment Management SGR S.p.A.            
      representing 0.83% of company stock capital:            
      Effective Auditors: Pusterla Giulia Alternate            
      Auditors: 1. Amato Myriam            
 
 

 

           
  CANADIAN NATIONAL RAILWAY CO, MONTREAL QC
  Security 136375102   Meeting Type Annual General Meeting
  Ticker Symbol     Meeting Date 23-Apr-2013
  ISIN CA1363751027   Agenda 704344960 - Management
  Record Date 06-Mar-2013   Holding Recon Date 06-Mar-2013
  City /     Country EDMONT / Canada Vote Deadline Date 17-Apr-2013
    ON      
  SEDOL(s) 2180632 - 2210959 - B017Y18 Quick Code  

 

                   
  Item   Proposal   Type   Vote   For/Against
                  Management
  1.1   Election of Director: Michael R. Armellino   Management   For   For
  1.2   Election of Director: A. Charles Baillie   Management   For   For
  1.3   Election of Director: Hugh J. Bolton   Management   For   For
  1.4   Election of Director: Donald J. Carty   Management   For   For
  1.5   Election of Director: Ambassador Gordon D.   Management   For   For
      Giffin            
  1.6   Election of Director: Edith E. Holiday   Management   For   For
  1.7   Election of Director: V. Maureen Kempston   Management   For   For
      Darkes            
  1.8   Election of Director: The Hon. Denis Losier   Management   For   For
  1.9   Election of Director: The Hon. Edward C. Lumley   Management   For   For
  1.10   Election of Director: David G.A. McLean   Management   For   For
  1.11   Election of Director: Claude Mongeau   Management   For   For
  1.12   Election of Director: James E. O’Connor   Management   For   For
  1.13   Election of Director: Robert Pace   Management   For   For
  2   Appointment of KPMG LLP as Auditors   Management   For   For
  3   Non-binding advisory resolution to accept the   Management   For   For
      approach to executive compensation disclosed in            
      the accompanying Management Information            
      Circular, the full text of which resolution is set out            
      on p. 6 of the accompanying Management            
      Information Circular            

 

           
  NOBLE ENERGY, INC.
  Security 655044105   Meeting Type Annual
  Ticker Symbol NBL   Meeting Date 23-Apr-2013
  ISIN US6550441058   Agenda 933772914 - Management
  Record Date 06-Mar-2013   Holding Recon Date 06-Mar-2013
  City /     Country   / United States Vote Deadline Date 22-Apr-2013
  SEDOL(s)     Quick Code  

 

                   
  Item   Proposal   Type   Vote   For/Against
                  Management
  1A.   ELECTION OF DIRECTOR: JEFFREY L.   Management   For   For
      BERENSON            
  1B.   ELECTION OF DIRECTOR: MICHAEL A.   Management   For   For
      CAWLEY            
  1C.   ELECTION OF DIRECTOR: EDWARD F. COX   Management   For   For
  1D.   ELECTION OF DIRECTOR: CHARLES D.   Management   For   For
      DAVIDSON            
  1E.   ELECTION OF DIRECTOR: THOMAS J.   Management   For   For
      EDELMAN            
  1F.   ELECTION OF DIRECTOR: ERIC P. GRUBMAN   Management   For   For
  1G.   ELECTION OF DIRECTOR: KIRBY L. HEDRICK   Management   For   For
  1H.   ELECTION OF DIRECTOR: SCOTT D. URBAN   Management   For   For
  1I.   ELECTION OF DIRECTOR: WILLIAM T. VAN   Management   For   For
      KLEEF            
  1J.   ELECTION OF DIRECTOR: MOLLY K.   Management   For   For
      WILLIAMSON            
  2.   TO RATIFY THE APPOINTMENT OF KPMG LLP   Management   For   For
      AS THE COMPANY’S INDEPENDENT            
      AUDITOR.            
  3.   TO APPROVE, IN A NON-BINDING ADVISORY   Management   For   For
      VOTE, THE COMPENSATION OF THE            
      COMPANY’S NAMED EXECUTIVE OFFICERS.            
  4.   TO APPROVE AN AMENDMENT AND   Management   For   For
      RESTATEMENT OF THE COMPANY’S 1992            
      STOCK OPTION AND RESTRICTED STOCK            
      PLAN.            
  5.   TO APPROVE AN AMENDMENT TO THE   Management   For   For
      COMPANY’S CERTIFICATE OF            
      INCORPORATION.            
  6.   TO APPROVE AN AMENDMENT TO THE   Management   For   For
      COMPANY’S BY-LAWS, ALL AS MORE FULLY            
      DESCRIBED IN THE PROXY STATEMENT.            
 
 

 

           
  ASML HOLDING NV, VELDHOVEN
  Security N07059202   Meeting Type Annual General Meeting
  Ticker Symbol     Meeting Date 24-Apr-2013
  ISIN NL0010273215   Agenda 704305273 - Management
  Record Date 27-Mar-2013   Holding Recon Date 27-Mar-2013
  City /     Country VELDHOVEN / Netherlands Vote Deadline Date 11-Apr-2013
  SEDOL(s) B85NWV4 - B913WB5 - B929F46 - B92DDY4 Quick Code  

 

                   
  Item   Proposal   Type   Vote   For/Against
                  Management
  1   Opening   Non-Voting        
  2   Overview of the Company’s business, financial   Non-Voting        
      situation and sustainability            
  3   Discussion of the 2012 Annual Report, incl.   Management   For   For
      ASML’s corporate governance chapter, and the            
      2012 Remuneration Report, and proposal to            
      adopt the financial statements for the financial            
      year (“FY”) 2012, as prepared in accordance with            
      Dutch law            
  4   Proposal to discharge the members of the Board   Management   For   For
      of Management from liability for their            
      responsibilities in the FY 2012            
  5   Proposal to discharge the members of the   Management   For   For
      Supervisory Board from liability for their            
      responsibilities in the FY 2012            
  6   Clarification of the Company’s reserves and   Non-Voting        
      dividend policy            
  7   Proposal to adopt a dividend of EUR 0.53 per   Management   For   For
      ordinary share of EUR 0.09            
  8   Proposal to adopt the revised Remuneration   Management   For   For
      Policy for the Board of Management of ASML            
      Holding N.V. (version 2014)            
  9a   Proposal to approve the number of performance   Management   For   For
      shares for the Board of Management, in            
      accordance with the Remuneration Policy for the            
      Board of Management (version 2010) over the            
      FY 2013 and authorization of the Board of            
      Management to issue these performance shares            
  9b   Proposal to approve the performance share   Management   For   For
      arrangement in accordance with the            
      Remuneration Policy for the Board of            
      Management of ASML Holding N.V. (version            
      2014) (the “Policy”), including the number of            
      performance shares for the Board of            
      Management to be determined by the calculation            
      method as described in the Policy, and            
      authorization of the Board of Management to            
      issue the performance shares for the financial            
      year 2014 and subsequent years, subject to            
      approval of the Supervisory Board            
  10   Proposal to approve the number of stock options,   Management   For   For
      respectively shares, for employees and            
      authorization of the Board of Management to            
      issue the stock options, respectively shares            
  11   Notification of the intended extension of the   Non-Voting        
      appointment term of Mr. F.J.van-Hout            
  12a   Proposal to reappoint Ms. H.C.J. van den Burg   Management   For   For
      as member of the Supervisory Board, effective            
      April 24, 2013            
  12b   Proposal to reappoint Ms. P.F.M. van der Meer   Management   For   For
      Mohr as member of the Supervisory Board,            
      effective April 24, 2013            
  12c   Proposal to reappoint Mr. W.H. Ziebart as   Management   For   For
      member of the Supervisory Board, effective April            
      24, 2013            
  12d   Proposal to appoint Dr. D.A. Grose as member of   Management   For   For
      the Supervisory Board, effective April 24, 2013            
  12e   Proposal to appoint Ms. C.M.S. Smits-Nusteling   Management   For   For
      as member of the Supervisory Board, effective            
      April 24, 2013            
  13   Composition of the Supervisory Board in 2014   Non-Voting        
  14   Proposal to reappoint the External Auditor for the   Management   For   For
      reporting year 2014: Deloitte Accountants            
  15a   Proposal to authorize the Board of Management   Management   For   For
      to issue (rights to subscribe for) shares, which            
      authorization is limited to 5% of the issued capital            
  15b   Proposal to authorize the Board of Management   Management   For   For
      to restrict or exclude the pre-emption rights            
      accruing to shareholders in connection with            
      agenda item 15a            
  15c   Proposal to authorize the Board of Management   Management   For   For
      to issue (rights to subscribe for) shares, for an            
      additional 5% of the issued capital, only to be            
      used in connection with mergers, acquisitions            
      and/or (strategic) alliances            
  15d   Proposal to authorize the Board of Management   Management   For   For
      to restrict or exclude the pre-emption rights            
      accruing to shareholders in connection with            
      agenda item 15c            
  16a   Proposal to authorize the Board of Management   Management   For   For
      to acquire shares in the Company’s capital            
  16b   Proposal to authorize the Board of Management   Management   For   For
      to acquire additional shares in the Company’s            
      capital            
  17   Proposal to cancel ordinary shares (to be)   Management   For   For
      repurchased by the Company            
  18   Any other business   Non-Voting        
  19   Closing   Non-Voting        
 
 

 

           
  W.W. GRAINGER, INC.
  Security 384802104   Meeting Type Annual
  Ticker Symbol GWW   Meeting Date 24-Apr-2013
  ISIN US3848021040   Agenda 933747288 - Management
  Record Date 04-Mar-2013   Holding Recon Date 04-Mar-2013
  City /     Country   / United States Vote Deadline Date 23-Apr-2013
  SEDOL(s)     Quick Code  

 

                       
  Item   Proposal   Type   Vote   For/Against
                      Management
  1.   DIRECTOR   Management        
        1 BRIAN P. ANDERSON       For   For
        2 V. ANN HAILEY       For   For
        3 WILLIAM K. HALL       For   For
        4 STUART L. LEVENICK       For   For
        5 JOHN W. MCCARTER, JR.       For   For
        6 NEIL S. NOVICH       For   For
        7 MICHAEL J. ROBERTS       For   For
        8 GARY L. ROGERS       For   For
        9 JAMES T. RYAN       For   For
        10 E. SCOTT SANTI       For   For
        11 JAMES D. SLAVIK       For   For
  2.   PROPOSAL TO RATIFY THE APPOINTMENT   Management   For   For
      OF ERNST & YOUNG LLP AS INDEPENDENT            
      AUDITOR FOR THE YEAR ENDING            
      DECEMBER 31, 2013.            
  3.   SAY ON PAY: ADVISORY PROPOSAL TO   Management   For   For
      APPROVE COMPENSATION OF THE            
      COMPANY’S NAMED EXECUTIVE OFFICERS.            

 

           
  ASSA ABLOY AB, STOCKHOLM
  Security W0817X105   Meeting Type Annual General Meeting
  Ticker Symbol     Meeting Date 25-Apr-2013
  ISIN SE0000255648 Agenda 704338145 - Management
  Record Date 19-Apr-2013 Holding Recon Date 19-Apr-2013
  City /     Country STOCKHOLM / Sweden Vote Deadline Date 16-Apr-2013
  SEDOL(s) 4009304 - 5698789 - B02TNL6 - B049693 - Quick Code  
    B0YQ638    

 

                   
  Item   Proposal   Type   Vote   For/Against
                  Management
  1   Opening of the Meeting   Non-Voting        
  2   Election of Chairman of the Meeting : Lars   Non-Voting        
      Renstrom            
  3   Preparation and approval of the voting list   Non-Voting        
  4   Approval of the agenda   Non-Voting        
  5   Election of two persons to approve the minutes   Non-Voting        
  6   Determination of whether the Meeting has been   Non-Voting        
      duly convened            
  7   Report by the President and CEO, Mr. Johan   Non-Voting        
      Molin            
  8.a   Presentation of: the Annual Report and the Audit   Non-Voting        
      Report as well as the-Consolidated Accounts and            
      the Audit Report for the Group            
  8.b   Presentation of: the Group Auditor’s Report   Non-Voting        
      regarding whether there has been-compliance            
      with the remuneration guidelines adopted on the            
      2012 Annual-General Meeting            
  8.c   Presentation of: the Board of Directors proposal   Non-Voting        
      regarding distribution of-earnings and motivated            
      statement            
  9.a   Adoption of the Statement of Income and the   Management   For   For
      Balance Sheet as well as the Consolidated            
      Statement of Income and the Consolidated            
      Balance Sheet            
  9.b   Dispositions of the company’s profit according to   Management   For   For
      the adopted Balance Sheet: The Board of            
      Directors proposes a dividend of SEK 5.10 per            
      share. As record date for the dividend, the Board            
      of Directors proposes Tuesday 30 April 2013.            
      Subject to resolution by the Annual General            
      Meeting in accordance with the proposal, the            
      dividend is expected to be distributed by            
      Euroclear Sweden AB on Monday 6 May 2013            
  9.c   Discharge from liability of the members of the   Management   For   For
      Board of Directors and the CEO            
  10   Determination of the number of members of the   Management   For   For
      Board of Directors            
  11   Determination of fees to the Board of Directors   Management   For   For
      and Auditors            
  12   Re-election of Lars Renstrom, Carl Douglas,   Management   For   For
      Birgitta Klasen, Eva Lindqvist, Johan Molin,            
      Sven-Christer Nilsson, Jan Svensson and Ulrik            
      Svensson as members of the Board of Directors.            
      Re-election of Lars Renstrom as Chairman of the            
      Board of Directors and Carl Douglas as Vice            
      Chairman of the Board of Directors            
  13   Election of members of the Nomination   Management   For   For
      Committee and determination of the assignment            
      of the Nomination Committee: The Nomination            
      Committee shall consist of five members, who,            
      up to and including the Annual General Meeting            
      2014, shall be Gustaf Douglas (Investment AB            
      Latour), Mikael Ekdahl (Melker Schorling AB),            
      Liselott Ledin (Alecta), Marianne Nilsson            
      (Swedbank Robur fonder) and Johan Strandberg            
      (SEB fonder/SEB Trygg Liv). Gustaf Douglas            
      shall be appointed Chairman of the Nomination            
      Committee            
  14   Resolution regarding guidelines for remuneration   Management   For   For
      to senior management            
  15   Resolution regarding authorisation to repurchase   Management   For   For
      and transfer Series B shares in the company            
  16   Resolution regarding long term incentive   Management   For   For
      programme            
  17   Closing of the Meeting   Non-Voting        
 
 

 

           
  METHANEX CORP, VANCOUVER, BC
  Security 59151K108   Meeting Type Annual General Meeting
  Ticker Symbol     Meeting Date 25-Apr-2013
  ISIN CA59151K1084   Agenda 704355317 - Management
  Record Date 11-Mar-2013   Holding Recon Date 11-Mar-2013
  City /     Country VANCOUVER / Canada Vote Deadline Date 19-Apr-2013
  SEDOL(s) 2578378 - 2654416 - 5876132 - B1YC484 Quick Code  

 

                   
  Item   Proposal   Type   Vote   For/Against
                  Management
  1.1   Election of director: Bruce Aitken   Management   For   For
  1.2   Election of director: Howard Balloch   Management   For   For
  1.3   Election of director: Phillip Cook   Management   For   For
  1.4   Election of director: John Floren   Management   For   For
  1.5   Election of director: Thomas Hamilton   Management   For   For
  1.6   Election of director: Robert Kostelnik   Management   For   For
  1.7   Election of director: Douglas Mahaffy   Management   For   For
  1.8   Election of director: A. Terence Poole   Management   For   For
  1.9   Election of director: John Reid   Management   For   For
  1.10   Election of director: Janice Rennie   Management   For   For
  1.11   Election of director: Monica Sloan   Management   For   For
  2   To re-appoint KPMG LLP, Chartered   Management   For   For
      Accountants, as auditors of the Company for the            
      ensuing year and authorize the Board of            
      Directors to fix the remuneration of the auditors            
  3   The advisory resolution accepting the Company’s   Management   For   For
      approach to executive compensation as            
      disclosed in the accompanying Information            
      Circular            

 

           
  JOHNSON & JOHNSON
  Security 478160104   Meeting Type Annual
  Ticker Symbol JNJ   Meeting Date 25-Apr-2013
  ISIN US4781601046 Agenda 933745068 - Management
  Record Date 26-Feb-2013 Holding Recon Date 26-Feb-2013
  City /     Country   / United States Vote Deadline Date 24-Apr-2013
  SEDOL(s)     Quick Code  

 

                   
  Item   Proposal   Type   Vote   For/Against
                  Management
  1A.   ELECTION OF DIRECTOR: MARY SUE   Management   For   For
      COLEMAN            
  1B.   ELECTION OF DIRECTOR: JAMES G. CULLEN   Management   For   For
  1C.   ELECTION OF DIRECTOR: IAN E.L. DAVIS   Management   For   For
  1D.   ELECTION OF DIRECTOR: ALEX GORSKY   Management   For   For
  1E.   ELECTION OF DIRECTOR: MICHAEL M.E.   Management   For   For
      JOHNS            
  1F.   ELECTION OF DIRECTOR: SUSAN L.   Management   For   For
      LINDQUIST            
  1G.   ELECTION OF DIRECTOR: ANNE M.   Management   For   For
      MULCAHY            
  1H.   ELECTION OF DIRECTOR: LEO F. MULLIN   Management   For   For
  1I.   ELECTION OF DIRECTOR: WILLIAM D. PEREZ   Management   For   For
  1J.   ELECTION OF DIRECTOR: CHARLES PRINCE   Management   For   For
  1K.   ELECTION OF DIRECTOR: A. EUGENE   Management   For   For
      WASHINGTON            
  1L.   ELECTION OF DIRECTOR: RONALD A.   Management   For   For
      WILLIAMS            
  2.   ADVISORY VOTE TO APPROVE NAMED   Management   For   For
      EXECUTIVE OFFICER COMPENSATION            
  3.   RATIFICATION OF APPOINTMENT OF   Management   For   For
      PRICEWATERHOUSECOOPERS LLP AS            
      INDEPENDENT REGISTERED PUBLIC            
      ACCOUNTING FIRM FOR 2013            
  4.   SHAREHOLDER PROPOSAL - EXECUTIVES   Shareholder   Against   For
      TO RETAIN SIGNIFICANT STOCK            
  5.   SHAREHOLDER PROPOSAL ON POLITICAL   Shareholder   Against   For
      CONTRIBUTIONS AND CORPORATE VALUES            
  6.   SHAREHOLDER PROPOSAL ON   Shareholder   For   Against
      INDEPENDENT BOARD CHAIRMAN            
 
 

 

           
  AMERICAN EXPRESS COMPANY
  Security 025816109   Meeting Type Annual
  Ticker Symbol AXP   Meeting Date 29-Apr-2013
  ISIN US0258161092 Agenda 933746402 - Management
  Record Date 01-Mar-2013 Holding Recon Date 01-Mar-2013
  City /     Country   / United States Vote Deadline Date 26-Apr-2013
  SEDOL(s)     Quick Code  

 

                       
  Item   Proposal   Type   Vote   For/Against
                      Management
  1.   DIRECTOR   Management        
        1 C. BARSHEFSKY       For   For
        2 U.M. BURNS       For   For
        3 K.I. CHENAULT       For   For
        4 P. CHERNIN       For   For
        5 A. LAUVERGEON       For   For
        6 T.J. LEONSIS       For   For
        7 R.C. LEVIN       For   For
        8 R.A. MCGINN       For   For
        9 S.J. PALMISANO       For   For
        10 S.S REINEMUND       For   For
        11 D.L. VASELLA       For   For
        12 R.D. WALTER       For   For
        13 R.A. WILLIAMS       For   For
  2.   RATIFICATION OF APPOINTMENT OF   Management   For   For
      PRICEWATERHOUSECOOPERS LLP AS OUR            
      INDEPENDENT REGISTERED PUBLIC            
      ACCOUNTING FIRM FOR 2013.            
  3.   ADVISORY RESOLUTION TO APPROVE   Management   For   For
      EXECUTIVE COMPENSATION.            
  4.   SHAREHOLDER PROPOSAL RELATING TO   Shareholder   Against   For
      SEPARATION OF CHAIRMAN AND CEO            
      ROLES.            

 

           
  THE HERSHEY COMPANY
  Security 427866108   Meeting Type Annual
  Ticker Symbol HSY   Meeting Date 30-Apr-2013
  ISIN US4278661081 Agenda 933746236 - Management
  Record Date 04-Mar-2013 Holding Recon Date 04-Mar-2013
  City /     Country   / United States Vote Deadline Date 29-Apr-2013
  SEDOL(s)     Quick Code  

 

                       
  Item   Proposal   Type   Vote   For/Against
                      Management
  1.   DIRECTOR   Management        
        1 P.M. ARWAY       For   For
        2 J.P. BILBREY       For   For
        3 R.F. CAVANAUGH       For   For
        4 C.A. DAVIS       For   For
        5 R.M. MALCOLM       For   For
        6 J.M. MEAD       For   For
        7 J.E. NEVELS       For   For
        8 A.J. PALMER       For   For
        9 T.J. RIDGE       For   For
        10 D.L. SHEDLARZ       For   For
  2.   RATIFY THE APPOINTMENT OF KPMG LLP AS   Management   For   For
      INDEPENDENT AUDITORS FOR 2013.            
  3.   APPROVE, ON A NON-BINDING ADVISORY   Management   For   For
      BASIS, A RESOLUTION APPROVING            
      EXECUTIVE COMPENSATION.            
 
 

 

           
  THE CHUBB CORPORATION
  Security 171232101   Meeting Type Annual
  Ticker Symbol CB   Meeting Date 30-Apr-2013
  ISIN US1712321017   Agenda 933747430 - Management
  Record Date 04-Mar-2013   Holding Recon Date 04-Mar-2013
  City /     Country   / United States Vote Deadline Date 29-Apr-2013
  SEDOL(s)     Quick Code  

 

                   
  Item   Proposal   Type   Vote   For/Against
                  Management
  1A)   ELECTION OF DIRECTOR: ZOE BAIRD   Management   For   For
      BUDINGER            
  1B)   ELECTION OF DIRECTOR: SHEILA P. BURKE   Management   For   For
  1C)   ELECTION OF DIRECTOR: JAMES I. CASH,   Management   For   For
      JR.            
  1D)   ELECTION OF DIRECTOR: JOHN D.   Management   For   For
      FINNEGAN            
  1E)   ELECTION OF DIRECTOR: LAWRENCE W.   Management   For   For
      KELLNER            
  1F)   ELECTION OF DIRECTOR: MARTIN G.   Management   For   For
      MCGUINN            
  1G)   ELECTION OF DIRECTOR: LAWRENCE M.   Management   For   For
      SMALL            
  1H)   ELECTION OF DIRECTOR: JESS SODERBERG   Management   For   For
  1I)   ELECTION OF DIRECTOR: DANIEL E.   Management   For   For
      SOMERS            
  1J)   ELECTION OF DIRECTOR: WILLIAM C.   Management   For   For
      WELDON            
  1K)   ELECTION OF DIRECTOR: JAMES M.   Management   For   For
      ZIMMERMAN            
  1L)   ELECTION OF DIRECTOR: ALFRED W.   Management   For   For
      ZOLLAR            
  2.   RATIFICATION OF THE APPOINTMENT OF   Management   For   For
      ERNST & YOUNG LLP AS INDEPENDENT            
      AUDITOR.            
  3.   ADVISORY VOTE ON THE COMPENSATION   Management   For   For
      PAID TO THE CORPORATION’S NAMED            
      EXECUTIVE OFFICERS.            
  4.   SHAREHOLDER PROPOSAL REGARDING   Shareholder   Against   For
      POLITICAL CONTRIBUTIONS AND RELATED            
      EXPENDITURES.            
  5.   SHAREHOLDER PROPOSAL REGARDING   Shareholder   Against   For
      PREPARATION OF AN ANNUAL            
      SUSTAINABILITY REPORT.            

 

           
  ALLERGAN, INC.
  Security 018490102   Meeting Type Annual
  Ticker Symbol AGN   Meeting Date 30-Apr-2013
  ISIN US0184901025   Agenda 933747618 - Management
  Record Date 06-Mar-2013   Holding Recon Date 06-Mar-2013
  City /     Country   / United States Vote Deadline Date 29-Apr-2013
  SEDOL(s)     Quick Code  

 

                   
  Item   Proposal   Type   Vote   For/Against
                  Management
  1A   ELECTION OF DIRECTOR: DAVID E.I. PYOTT   Management   For   For
  1B   ELECTION OF DIRECTOR: MICHAEL R.   Management   For   For
      GALLAGHER            
  1C   ELECTION OF DIRECTOR: DEBORAH   Management   For   For
      DUNSIRE, M.D.            
  1D   ELECTION OF DIRECTOR: DAWN HUDSON   Management   For   For
  1E   ELECTION OF DIRECTOR: TREVOR M.   Management   For   For
      JONES, PH.D.            
  1F   ELECTION OF DIRECTOR: LOUIS J. LAVIGNE,   Management   For   For
      JR.            
  1G   ELECTION OF DIRECTOR: PETER J.   Management   For   For
      MCDONNELL, M.D.            
  1H   ELECTION OF DIRECTOR: TIMOTHY D.   Management   For   For
      PROCTOR            
  1I   ELECTION OF DIRECTOR: RUSSELL T. RAY   Management   For   For
  2   RATIFICATION OF THE APPOINTMENT OF   Management   For   For
      ERNST & YOUNG LLP AS OUR INDEPENDENT            
      REGISTERED PUBLIC ACCOUNTING FIRM            
  3   ADVISORY VOTE ON THE COMPENSATION   Management   For   For
      OF OUR NAMED EXECUTIVE OFFICERS            
  4   APPROVE THE AMENDMENT AND   Management   For   For
      RESTATEMENT OF OUR AMENDED AND            
      RESTATED CERTIFICATE OF            
      INCORPORATION            
  5.1   STOCKHOLDER PROPOSAL #1 - RIGHT TO   Shareholder   Against   For
      ACT BY WRITTEN CONSENT            
  5.2   STOCKHOLDER PROPOSAL #2 -   Shareholder   Against   For
      DISCLOSURE OF LOBBYING PRACTICES            
 
 

 

           
  CANADIAN NATURAL RESOURCES LTD, CALGARY AB
  Security 136385101   Meeting Type MIX
  Ticker Symbol     Meeting Date 02-May-2013
  ISIN CA1363851017   Agenda 704352765 - Management
  Record Date 13-Mar-2013   Holding Recon Date 13-Mar-2013
  City /     Country CALGARY / Canada Vote Deadline Date 26-Apr-2013
  SEDOL(s) 2125202 - 2171573 - 5313673 - B1SNWG7 Quick Code  

 

                   
  Item   Proposal   Type   Vote   For/Against
                  Management
  1.1   Election of director: Catherine M. Best   Management   For   For
  1.2   Election of director: N. Murray Edwards   Management   For   For
  1.3   Election of director: Timothy W. Faithfull   Management   For   For
  1.4   Election of director: Hon. Gary A. Filmon   Management   For   For
  1.5   Election of director: Christopher L. Fong   Management   For   For
  1.6   Election of director: Amb. Gordon D. Giffin   Management   For   For
  1.7   Election of director: Wilfred A. Gobert   Management   For   For
  1.8   Election of director: Steve W. Laut   Management   For   For
  1.9   Election of director: Keith A.J. MacPhail   Management   For   For
  1.10   Election of director: Hon. Frank J. McKenna   Management   For   For
  1.11   Election of director: Eldon R. Smith   Management   For   For
  1.12   Election of director: David A. Tuer   Management   For   For
  2   The appointment of PricewaterhouseCoopers   Management   For   For
      LLP, chartered accountants, Calgary, Alberta, as            
      auditors of the corporation for the ensuing year            
      and the authorization of the audit committee of            
      the board of directors of the corporation to fix            
      their remuneration            
  3   An ordinary resolution approving all unallocated   Management   For   For
      stock options pursuant to the amended, compiled            
      and restated employee stock option plan of the            
      corporation as set forth in the accompanying            
      information circular            
  4   On an advisory basis, accepting the corporation’s   Management   Against   Against
      approach to executive compensation as            
      described in the information circular            

 

           
  MANULIFE FINANCIAL CORP, TORONTO ON
  Security 56501R106   Meeting Type Annual General Meeting
  Ticker Symbol     Meeting Date 02-May-2013
  ISIN CA56501R1064   Agenda 704388760 - Management
  Record Date 12-Mar-2013   Holding Recon Date 12-Mar-2013
  City /     Country TORONTO / Canada Vote Deadline Date 26-Apr-2013
  SEDOL(s) 2492519 - 2492520 - 5821314 - 6175786 - Quick Code  
    6177997      

 

                   
  Item   Proposal   Type   Vote   For/Against
                  Management
  1.1   Election of Director: Joseph P. Caron   Management   For   For
  1.2   Election of Director: John M. Cassaday   Management   For   For
  1.3   Election of Director: Susan F. Dabarno   Management   For   For
  1.4   Election of Director: Richard B. DeWolfe   Management   For   For
  1.5   Election of Director: Sheila S. Fraser   Management   For   For
  1.6   Election of Director: Donald A. Guloien   Management   For   For
  1.7   Election of Director: Scott M. Hand   Management   For   For
  1.8   Election of Director: Robert J. Harding   Management   For   For
  1.9   Election of Director: Luther S. Helms   Management   For   For
  1.10   Election of Director: Tsun-yan Hsieh   Management   For   For
  1.11   Election of Director: Donald R. Lindsay   Management   For   For
  1.12   Election of Director: Lorna R. Marsden   Management   For   For
  1.13   Election of Director: John R.V. Palmer   Management   For   For
  1.14   Election of Director: C. James Prieur   Management   For   For
  1.15   Election of Director: Andrea S. Rosen   Management   For   For
  1.16   Election of Director: Lesley D. Webster   Management   For   For
  2   Appointment of Ernst & Young LLP as Auditors   Management   For   For
  3   Advisory Resolution accepting approach to   Management   For   For
      Executive Compensation            
 
 

 

           
  BERKSHIRE HATHAWAY INC.
  Security 084670702   Meeting Type Annual
  Ticker Symbol BRKB   Meeting Date 04-May-2013
  ISIN US0846707026 Agenda 933747529 - Management
  Record Date 06-Mar-2013 Holding Recon Date 06-Mar-2013
  City /     Country   / United States Vote Deadline Date 03-May-2013
  SEDOL(s)     Quick Code  

 

                       
  Item   Proposal   Type   Vote   For/Against
                      Management
  1.   DIRECTOR   Management        
        1 WARREN E. BUFFETT       For   For
        2 CHARLES T. MUNGER       For   For
        3 HOWARD G. BUFFETT       For   For
        4 STEPHEN B. BURKE       For   For
        5 SUSAN L. DECKER       For   For
        6 WILLIAM H. GATES III       For   For
        7 DAVID S. GOTTESMAN       For   For
        8 CHARLOTTE GUYMAN       For   For
        9 DONALD R. KEOUGH       For   For
        10 THOMAS S. MURPHY       For   For
        11 RONALD L. OLSON       For   For
        12 WALTER SCOTT, JR.       For   For
        13 MERYL B. WITMER       For   For
  2.   SHAREHOLDER PROPOSAL REGARDING   Shareholder   Against   For
      GREENHOUSE GAS AND OTHER AIR            
      EMISSIONS.            

 

           
  DANAHER CORPORATION
  Security 235851102   Meeting Type Annual
  Ticker Symbol DHR   Meeting Date 07-May-2013
  ISIN US2358511028   Agenda 933772635 - Management
  Record Date 08-Mar-2013   Holding Recon Date 08-Mar-2013
  City /     Country   / United States Vote Deadline Date 06-May-2013
  SEDOL(s)     Quick Code  

 

                   
  Item   Proposal   Type   Vote   For/Against
                  Management
  1.1   ELECTION OF DIRECTOR: DONALD J.   Management   For   For
      EHRLICH            
  1.2   ELECTION OF DIRECTOR: LINDA HEFNER   Management   For   For
      FILLER            
  1.3   ELECTION OF DIRECTOR: TERI LIST-STOLL   Management   For   For
  1.4   ELECTION OF DIRECTOR: WALTER G. LOHR,   Management   For   For
      JR.            
  1.5   ELECTION OF DIRECTOR: STEVEN M. RALES   Management   For   For
  1.6   ELECTION OF DIRECTOR: JOHN T.   Management   For   For
      SCHWIETERS            
  1.7   ELECTION OF DIRECTOR: ALAN G. SPOON   Management   For   For
  2.   TO RATIFY THE SELECTION OF ERNST &   Management   For   For
      YOUNG LLP AS DANAHER’S INDEPENDENT            
      REGISTERED PUBLIC ACCOUNTING FIRM.            
  3.   TO APPROVE CERTAIN AMENDMENTS TO   Management   For   For
      DANAHER’S 2007 STOCK INCENTIVE PLAN            
      AND ALL OF THE MATERIAL TERMS OF THE            
      PERFORMANCE GOALS.            
  4.   ADVISORY VOTE TO APPROVE NAMED   Management   For   For
      EXECUTIVE OFFICER COMPENSATION.            
  5.   TO ACT UPON A SHAREHOLDER PROPOSAL   Shareholder   Against   For
      REQUESTING THAT COMPENSATION            
      COMMITTEE ADOPT A POLICY REQUIRING            
      THAT SENIOR EXECUTIVES RETAIN A            
      SIGNIFICANT PERCENTAGE OF SHARES            
      ACQUIRED THROUGH EQUITY PAY            
      PROGRAMS UNTIL REACHING NORMAL            
      RETIREMENT AGE.            
  6.   TO ACT UPON A SHAREHOLDER PROPOSAL   Shareholder   Against   For
      REQUESTING THAT DANAHER ISSUE A            
      REPORT DISCLOSING ITS POLITICAL            
      EXPENDITURES AND POLITICAL            
      EXPENDITURE POLICIES, IF PROPERLY            
      PRESENTED AT THE MEETING.            
 
 

 

           
  NUCOR CORPORATION
  Security 670346105   Meeting Type Annual
  Ticker Symbol NUE   Meeting Date 09-May-2013
  ISIN US6703461052   Agenda 933765399 - Management
  Record Date 11-Mar-2013   Holding Recon Date 11-Mar-2013
  City /     Country   / United States Vote Deadline Date 08-May-2013
  SEDOL(s)     Quick Code  

 

                       
  Item   Proposal   Type   Vote   For/Against
                      Management
  1.   DIRECTOR   Management        
        1 PETER C. BROWNING       For   For
        2 CLAYTON C. DALEY, JR.       For   For
        3 DANIEL R. DIMICCO       For   For
        4 JOHN J. FERRIOLA       For   For
        5 HARVEY B. GANTT       For   For
        6 VICTORIA F. HAYNES, PHD       For   For
        7 BERNARD L. KASRIEL       For   For
        8 CHRISTOPHER J. KEARNEY       For   For
        9 RAYMOND J. MILCHOVICH       For   For
        10 JOHN H. WALKER       For   For
  2.   RATIFICATION OF THE APPOINTMENT OF   Management   For   For
      PRICEWATERHOUSECOOPERS LLP AS            
      NUCOR’S INDEPENDENT REGISTERED            
      PUBLIC ACCOUNTING FIRM FOR THE YEAR            
      ENDING DECEMBER 31, 2013            
  3.   APPROVAL OF THE SENIOR OFFICERS   Management   For   For
      ANNUAL AND LONG-TERM INCENTIVE PLANS            
  4.   APPROVAL OF THE AMENDMENT OF   Management   For   For
      NUCOR’S RESTATED CERTIFICATE OF            
      INCORPORATION TO REDUCE THE            
      SUPERMAJORITY VOTING THRESHOLDS            
  5.   APPROVAL OF THE AMENDMENT OF   Management   For   For
      NUCOR’S BYLAWS TO REDUCE THE            
      SUPERMAJORITY VOTING THRESHOLDS            
  6.   STOCKHOLDER PROPOSAL REGARDING   Shareholder   Against   For
      MAJORITY VOTE            
  7.   STOCKHOLDER PROPOSAL REGARDING   Shareholder   Against   For
      REPORT ON LOBBYING ACTIVITIES            

 

           
  UNILEVER NV, ROTTERDAM
  Security N8981F271   Meeting Type Annual General Meeting
  Ticker Symbol     Meeting Date 15-May-2013
  ISIN NL0000009355   Agenda 704379064 - Management
  Record Date 17-Apr-2013   Holding Recon Date 17-Apr-2013
  City /     Country ROTTERD / Netherlands Vote Deadline Date 02-May-2013
    AM      
  SEDOL(s) B12T3J1 - B15CPS0 - B15G6S9 - B15RB98 - Quick Code  
    B1XH7K3 - B4MPSY0 - B92MX29    

 

                   
  Item   Proposal   Type   Vote   For/Against
                  Management
  1   Receive Report of Management Board   Non-Voting        
  2   Approve Financial Statements and Allocation of   Management   For   For
      Income            
  3   Approve Discharge of Executive Board Members   Management   For   For
  4   Approve Discharge of Non Executive Board   Management   For   For
      Members            
  5   Re-elect P.G.J.M. Polman as CEO to Board of   Management   For   For
      Directors            
  6   Re-elect R.J.M.S. Huet as CFO to Board of   Management   For   For
      Directors            
  7   Re-elect L.O. Fresco to Board of Directors   Management   For   For
  8   Re-elect A.M. Fudge to Board of Directors   Management   For   For
  9   Re-elect C.E. Golden to Board of Directors   Management   For   For
  10   Re-elect B.E. Grote to Board of Directors   Management   For   For
  11   Re-elect H. Nyasulu to Board of Directors   Management   For   For
  12   Re-elect M. Rifkind to Board of Directors   Management   For   For
  13   Re-elect K.J. Storm to Board of Directors   Management   For   For
  14   Re-elect M. Treschow to Board of Directors   Management   For   For
  15   Re-elect P.S. Walsh to Board of Directors   Management   For   For
  16   Elect L. M. Cha to Board of Directors   Management   For   For
  17   Elect M. Ma to Board of Directors   Management   For   For
  18   Elect J. Rishton to Board of Directors   Management   For   For
  19   Ratify PricewaterhouseCoopers Accountants NV   Management   For   For
      as Auditors            
  20   Grant Board authority to issue shares up to 10   Management   For   For
      percent of Issued Capital Plus additional 10            
      percent in case of takeover/merger and            
      restricting/excluding preemptive rights            
  21   Authorize Repurchase of up to 10 Percent of   Management   For   For
      Issued Share Capital            
  22   Approve authorization to cancel Ordinary Shares   Management   For   For
  23   Allow Questions and Close Meeting   Non-Voting        
 
 

 

           
  THERMO FISHER SCIENTIFIC INC.
  Security 883556102   Meeting Type Annual
  Ticker Symbol TMO   Meeting Date 22-May-2013
  ISIN US8835561023   Agenda 933783056 - Management
  Record Date 01-Apr-2013   Holding Recon Date 01-Apr-2013
  City /     Country   / United States Vote Deadline Date 21-May-2013
  SEDOL(s)     Quick Code  

 

                   
  Item   Proposal   Type   Vote   For/Against
                  Management
  1A.   ELECTION OF DIRECTOR: C. MARTIN HARRIS   Management   For   For
  1B.   ELECTION OF DIRECTOR: JUDY C. LEWENT   Management   For   For
  1C.   ELECTION OF DIRECTOR: JIM P. MANZI   Management   For   For
  1D.   ELECTION OF DIRECTOR: LARS R.   Management   For   For
      SORENSEN            
  1E.   ELECTION OF DIRECTOR: ELAINE S. ULLIAN   Management   For   For
  1F.   ELECTION OF DIRECTOR: MARC N. CASPER   Management   For   For
  1G.   ELECTION OF DIRECTOR: NELSON J. CHAI   Management   For   For
  1H.   ELECTION OF DIRECTOR: TYLER JACKS   Management   For   For
  2.   AN ADVISORY VOTE TO APPROVE NAMED   Management   For   For
      EXECUTIVE OFFICER COMPENSATION.            
  3.   APPROVAL AND ADOPTION OF THE THERMO   Management   For   For
      FISHER SCIENTIFIC 2013 STOCK INCENTIVE            
      PLAN.            
  4.   APPROVAL AND ADOPTION OF THE THERMO   Management   For   For
      FISHER SCIENTIFIC 2013 ANNUAL INCENTIVE            
      PLAN.            
  5.   RATIFICATION OF THE AUDIT COMMITTEE’S   Management   For   For
      SELECTION OF            
      PRICEWATERHOUSECOOPERS LLP AS THE            
      COMPANY’S INDEPENDENT AUDITORS FOR            
      2013.            

 

           
  SAP AG, WALLDORF/BADEN
  Security D66992104   Meeting Type Annual General Meeting
  Ticker Symbol     Meeting Date 04-Jun-2013
  ISIN DE0007164600   Agenda 704462946 - Management
  Record Date 13-May-2013   Holding Recon Date 13-May-2013
  City /     Country MANNHEI / Germany Vote Deadline Date 24-May-2013
    M      
  SEDOL(s) 4616889 - 4846288 - 4882185 - B02NV69 - Quick Code  
    B115107 - B23V638 - B92MTZ4    

 

                   
  Item   Proposal   Type   Vote   For/Against
                  Management
  1.   Presentation of the adopted annual financial   Non-Voting        
      statements and the approved group-financial            
      statements, the combined management report            
      and group management rep-ort of SAP AG,            
      including the Executive Board’s explanatory            
      notes relating to t-he information provided            
      pursuant to Sections 289 (4) and (5) and 315 (4)            
      of th-e Commercial Code (HGB), and the            
      Supervisory Board’s report, each for fiscal y-ear            
      2012            
  2.   Resolution on the appropriation of the retained   Management   For   For
      earnings of fiscal year 2012            
  3.   Resolution on the formal approval of the acts of   Management   For   For
      the Executive Board in fiscal year 2012            
  4.   Resolution on the formal approval of the acts of   Management   For   For
      the Supervisory Board in fiscal year 2012            
  5.   Resolution on the authorization to acquire and   Management   For   For
      use treasury shares pursuant to Section 71 (1)            
      no. 8 AktG, with possible exclusion of the            
      shareholders’ subscription rights and potential            
      rights to offer shares            
  6.   Appointment of the auditors of the financial   Management   For   For
      statements and group financial statements for            
      fiscal year 2013: KPMG AG            
 
 

 

           
  GOOGLE INC.
  Security 38259P508   Meeting Type Annual
  Ticker Symbol GOOG   Meeting Date 06-Jun-2013
  ISIN US38259P5089   Agenda 933801905 - Management
  Record Date 08-Apr-2013   Holding Recon Date 08-Apr-2013
  City /     Country   / United States Vote Deadline Date 05-Jun-2013
  SEDOL(s)     Quick Code  

 

                       
  Item   Proposal   Type   Vote   For/Against
                      Management
  1.   DIRECTOR   Management        
        1 LARRY PAGE       For   For
        2 SERGEY BRIN       For   For
        3 ERIC E. SCHMIDT       For   For
        4 L. JOHN DOERR       For   For
        5 DIANE B. GREENE       For   For
        6 JOHN L. HENNESSY       For   For
        7 ANN MATHER       For   For
        8 PAUL S. OTELLINI       For   For
        9 K. RAM SHRIRAM       For   For
        10 SHIRLEY M. TILGHMAN       For   For
  2.   THE RATIFICATION OF THE APPOINTMENT   Management   For   For
      OF ERNST & YOUNG LLP AS GOOGLE’S            
      INDEPENDENT REGISTERED PUBLIC            
      ACCOUNTING FIRM FOR THE FISCAL YEAR            
      ENDING DECEMBER 31, 2013.            
  3.   A STOCKHOLDER PROPOSAL REGARDING A   Shareholder   Against   For
      REPORT ON LEAD BATTERIES IN GOOGLE’S            
      SUPPLY CHAIN, IF PROPERLY PRESENTED            
      AT THE MEETING.            
  4.   A STOCKHOLDER PROPOSAL REGARDING   Shareholder   For   Against
      EQUAL SHAREHOLDER VOTING, IF            
      PROPERLY PRESENTED AT THE MEETING.            
  5.   A STOCKHOLDER PROPOSAL REGARDING   Shareholder   Against   For
      EXECUTIVE STOCK RETENTION, IF            
      PROPERLY PRESENTED AT THE MEETING.            
  6.   A STOCKHOLDER PROPOSAL REGARDING   Shareholder   Against   For
      SUCCESSION PLANNING, IF PROPERLY            
      PRESENTED AT THE MEETING.            

 

           
  THE TJX COMPANIES, INC.
  Security 872540109   Meeting Type Annual
  Ticker Symbol TJX   Meeting Date 11-Jun-2013
  ISIN US8725401090   Agenda 933810625 - Management
  Record Date 15-Apr-2013   Holding Recon Date 15-Apr-2013
  City /     Country   / United States Vote Deadline Date 10-Jun-2013
  SEDOL(s)     Quick Code  

 

                   
  Item   Proposal   Type   Vote   For/Against
                  Management
  1A.   ELECTION OF DIRECTOR: ZEIN ABDALLA   Management   For   For
  1B.   ELECTION OF DIRECTOR: JOSE B. ALVAREZ   Management   For   For
  1C.   ELECTION OF DIRECTOR: ALAN M. BENNETT   Management   For   For
  1D.   ELECTION OF DIRECTOR: BERNARD   Management   For   For
      CAMMARATA            
  1E.   ELECTION OF DIRECTOR: DAVID T. CHING   Management   For   For
  1F.   ELECTION OF DIRECTOR: MICHAEL F. HINES   Management   For   For
  1G.   ELECTION OF DIRECTOR: AMY B. LANE   Management   For   For
  1H.   ELECTION OF DIRECTOR: DAWN G. LEPORE   Management   For   For
  1I.   ELECTION OF DIRECTOR: CAROL   Management   For   For
      MEYROWITZ            
  1J.   ELECTION OF DIRECTOR: JOHN F. O’BRIEN   Management   For   For
  1K.   ELECTION OF DIRECTOR: WILLOW B. SHIRE   Management   For   For
  2.   RATIFICATION OF APPOINTMENT OF   Management   For   For
      INDEPENDENT REGISTERED PUBLIC            
      ACCOUNTING FIRM FOR FISCAL 2014.            
  3.   APPROVAL OF STOCK INCENTIVE PLAN   Management   For   For
      AMENDMENTS AND MATERIAL TERMS OF            
      PERFORMANCE GOALS UNDER THE PLAN.            
  4.   SAY ON PAY: ADVISORY APPROVAL OF   Management   For   For
      TJX’S EXECUTIVE COMPENSATION.            

 
 

           
  MASTERCARD INCORPORATED
  Security 57636Q104   Meeting Type Annual
  Ticker Symbol MA   Meeting Date 18-Jun-2013
  ISIN US57636Q1040   Agenda 933809761 - Management
  Record Date 19-Apr-2013   Holding Recon Date 19-Apr-2013
  City /     Country   / United States Vote Deadline Date 17-Jun-2013
  SEDOL(s)     Quick Code  

 

                   
  Item   Proposal   Type   Vote   For/Against
                  Management
  1A.   ELECTION OF DIRECTOR: RICHARD   Management   For   For
      HAYTHORNTHWAITE            
  1B.   ELECTION OF DIRECTOR: AJAY BANGA   Management   For   For
  1C.   ELECTION OF DIRECTOR: SILVIO BARZI   Management   For   For
  1D.   ELECTION OF DIRECTOR: DAVID R.   Management   For   For
      CARLUCCI            
  1E.   ELECTION OF DIRECTOR: STEVEN J.   Management   For   For
      FREIBERG            
  1F.   ELECTION OF DIRECTOR: NANCY J. KARCH   Management   For   For
  1G.   ELECTION OF DIRECTOR: MARC OLIVIE   Management   For   For
  1H.   ELECTION OF DIRECTOR: RIMA QURESHI   Management   For   For
  1I.   ELECTION OF DIRECTOR: JOSE OCTAVIO   Management   For   For
      REYES LAGUNES            
  1J.   ELECTION OF DIRECTOR: MARK SCHWARTZ   Management   For   For
  1K.   ELECTION OF DIRECTOR: JACKSON P. TAI   Management   For   For
  1L.   ELECTION OF DIRECTOR: EDWARD SUNING   Management   For   For
      TIAN            
  2.   ADVISORY APPROVAL OF THE COMPANY’S   Management   For   For
      EXECUTIVE COMPENSATION            
  3.   RATIFICATION OF THE APPOINTMENT OF   Management   For   For
      PRICEWATERHOUSECOOPERS LLP AS THE            
      INDEPENDENT REGISTERED PUBLIC            
      ACCOUNTING FIRM            

 

 
 

Dynamic Energy Income Fund

 

Vote Summary

           
  ENBRIDGE INCOME FUND HOLDINGS INC
  Security 29251R105   Meeting Type Special General Meeting
  Ticker Symbol     Meeting Date 07-Dec-2012
  ISIN CA29251R1055   Agenda 704184833 - Management
  Record Date 08-Nov-2012   Holding Recon Date 08-Nov-2012
  City /     Country CALGARY / Canada Vote Deadline Date 03-Dec-2012
  SEDOL(s) B517K37 - B5PJ0N9 Quick Code  

 

                   
  Item   Proposal   Type   Vote   For/Against
                  Management
  1   The resolution approving the acquisition by   Management   For   For
      indirect wholly owned subsidiaries of the Fund of            
      entities that own certain crude storage and            
      renewable assets from Enbridge Inc. and wholly-            
      owned subsidiaries of Enbridge, as more            
      particularly described in the Corporation's            
      Information Circular dated November 7, 2012            
  2   Amendments or variations to the matters   Management   Abstain   For
      identified in the Notice of Meeting and such other            
      business as may properly come before the            
      Meeting or any adjournment thereof at the            
      discretion of the proxyholder            

 

           
  MARATHON OIL CORPORATION
  Security 565849106   Meeting Type Annual
  Ticker Symbol MRO   Meeting Date 24-Apr-2013
  ISIN US5658491064   Agenda 933743103 - Management
  Record Date 25-Feb-2013   Holding Recon Date 25-Feb-2013
  City /     Country   / United States Vote Deadline Date 23-Apr-2013
  SEDOL(s)     Quick Code  

 

                   
  Item   Proposal   Type   Vote   For/Against
                  Management
  1A.   ELECTION OF DIRECTOR: GREGORY H.   Management   For   For
      BOYCE            
  1B.   ELECTION OF DIRECTOR: PIERRE   Management   For   For
      BRONDEAU            
  1C.   ELECTION OF DIRECTOR: CLARENCE P.   Management   For   For
      CAZALOT, JR.            
  1D.   ELECTION OF DIRECTOR: LINDA Z. COOK   Management   For   For
  1E.   ELECTION OF DIRECTOR: SHIRLEY ANN   Management   For   For
      JACKSON            
  1F.   ELECTION OF DIRECTOR: PHILIP LADER   Management   For   For
  1G.   ELECTION OF DIRECTOR: MICHAEL E.J.   Management   For   For
      PHELPS            
  1H.   ELECTION OF DIRECTOR: DENNIS H.   Management   For   For
      REILLEY            
  2.   RATIFICATION OF THE SELECTION OF   Management   For   For
      PRICEWATERHOUSECOOPERS LLP AS OUR            
      INDEPENDENT AUDITOR FOR 2013.            
  3.   BOARD PROPOSAL FOR A NON-BINDING   Management   For   For
      ADVISORY VOTE TO APPROVE OUR NAMED            
      EXECUTIVE OFFICER COMPENSATION.            
  4.   STOCKHOLDER PROPOSAL SEEKING A   Shareholder   Against   For
      REPORT REGARDING THE COMPANY'S            
      LOBBYING ACTIVITIES, POLICIES AND            
      PROCEDURES.            
 
 

 

           
  MARATHON PETROLEUM CORPORATION
  Security 56585A102   Meeting Type Annual
  Ticker Symbol MPC   Meeting Date 24-Apr-2013
  ISIN US56585A1025   Agenda 933746313 - Management
  Record Date 25-Feb-2013   Holding Recon Date 25-Feb-2013
  City /     Country   / United States Vote Deadline Date 23-Apr-2013
  SEDOL(s)     Quick Code  

 

                       
  Item   Proposal   Type   Vote   For/Against
                      Management
  1.   DIRECTOR   Management        
        1 EVAN BAYH       For   For
        2 WILLIAM L. DAVIS       For   For
        3 THOMAS J. USHER       For   For
  2.   RATIFICATION OF THE SELECTION OF   Management   For   For
      PRICEWATERHOUSECOOPERS LLP AS THE            
      COMPANY'S INDEPENDENT AUDITOR FOR            
      2013.            
  3.   ADVISORY APPROVAL OF THE COMPANY'S   Management   For   For
      2013 NAMED EXECUTIVE OFFICER            
      COMPENSATION.            
  4.   APPROVAL OF AMENDMENT TO RESTATED   Management   For   For
      CERTIFICATE OF INCORPORATION TO            
      ELIMINATE THE CLASSIFICATION OF THE            
      BOARD OF DIRECTORS.            

 

           
  MAGELLAN MIDSTREAM PARTNERS,L.P.
  Security 559080106   Meeting Type Annual
  Ticker Symbol MMP   Meeting Date 25-Apr-2013
  ISIN US5590801065   Agenda 933740311 - Management
  Record Date 25-Feb-2013   Holding Recon Date 25-Feb-2013
  City /     Country   / United States Vote Deadline Date 24-Apr-2013
  SEDOL(s)     Quick Code  

 

                       
  Item   Proposal   Type   Vote   For/Against
                      Management
  1.   DIRECTOR   Management        
        1 WALTER R. ARNHEIM       For   For
        2 PATRICK C. EILERS       For   For
  2.   ADVISORY RESOLUTION TO APPROVE   Management   For   For
      EXECUTIVE COMPENSATION            
  3.   RATIFICATION OF APPOINTMENT OF   Management   For   For
      INDEPENDENT AUDITOR            
 
 

 

           
  TRANSCANADA CORP, CALGARY AB
  Security 89353D107   Meeting Type MIX
  Ticker Symbol     Meeting Date 26-Apr-2013
  ISIN CA89353D1078   Agenda 704415074 - Management
  Record Date 26-Feb-2013   Holding Recon Date 26-Feb-2013
  City /     Country CALGARY / Canada Vote Deadline Date 22-Apr-2013
  SEDOL(s) 2665184 - 2665203 - 7594216 Quick Code  

 

                   
  Item   Proposal   Type   Vote   For/Against
                  Management
  1.1   Election of Director: Kevin E. Benson   Management   For   For
  1.2   Election of Director: Derek H. Burney   Management   For   For
  1.3   Election of Director: Paule Gauthier   Management   For   For
  1.4   Election of Director: Russell K. Girling   Management   For   For
  1.5   Election of Director: S. Barry Jackson   Management   For   For
  1.6   Election of Director: Paul L. Joskow   Management   For   For
  1.7   Election of Director: Paula Rosput Reynolds   Management   For   For
  1.8   Election of Director: Mary Pat Salomone   Management   For   For
  1.9   Election of Director: W. Thomas Stephens   Management   For   For
  1.10   Election of Director: D. Michael G. Stewart   Management   For   For
  1.11   Election of Director: Richard E. Waugh   Management   For   For
  2   To appoint KPMG LLP, Chartered Accountants   Management   For   For
      as auditors and authorize the directors to set their            
      remuneration            
  3   To reconfirm and amend the stock option plan, as   Management   For   For
      described in the accompanying Management            
      information circular            
  4   To continue and approve the amended and   Management   For   For
      restated shareholder rights plan, as described in            
      the accompanying Management information            
      circular            
  5   To accept TransCanada Corporation's approach   Management   For   For
      to executive compensation, as described in the            
      accompanying Management information circular            
 
 

 

           
  WHITECAP RESOURCES INC, CALGARY AB
  Security 96467A200   Meeting Type MIX
  Ticker Symbol     Meeting Date 30-Apr-2013
  ISIN CA96467A2002   Agenda 704375078 - Management
  Record Date 26-Mar-2013   Holding Recon Date 26-Mar-2013
  City /     Country CALGARY / Canada Vote Deadline Date 24-Apr-2013
  SEDOL(s) B3LKVD9 - B418WK4 - B44VQM0 Quick Code  

 

                   
  Item   Proposal   Type   Vote   For/Against
                  Management
  1   Fixing the number of directors of Whitecap   Management   For   For
      Resources Inc. to be elected at the meeting at            
      seven members            
  2.1   Election of director: Grant B. Fagerheim   Management   For   For
  2.2   Election of director: Donald G. Cowie   Management   For   For
  2.3   Election of director: Gregory S. Fletcher   Management   For   For
  2.4   Election of director: Glenn A. McNamara   Management   For   For
  2.5   Election of director: Murray K. Mullen   Management   For   For
  2.6   Election of director: Stephen C. Nikiforuk   Management   For   For
  2.7   Election of director: Grant A. Zawalsky   Management   For   For
  3   The appointment of PricewaterhouseCoopers   Management   For   For
      LLP, Chartered Accountants, as the auditors of            
      Whitecap Resources Inc. and to authorize the            
      directors to fix their remuneration as such            
  4   An ordinary resolution to approve Whitecap   Management   For   For
      Resources Inc's 2013 award incentive plan; and            
  5   At the discretion of the said proxy upon any   Management   Abstain   For
      amendment or variation of the above matters or            
      any other matter that may properly be brought            
      before the meeting or any adjournment thereof in            
      such manner as such proxy in his sole judgment            
      may determine            
 
 

 

           
  SUNCOR ENERGY INC.
  Security 867224107   Meeting Type Annual
  Ticker Symbol SU   Meeting Date 30-Apr-2013
  ISIN CA8672241079   Agenda 933754118 - Management
  Record Date 04-Mar-2013   Holding Recon Date 04-Mar-2013
  City /     Country   / Canada Vote Deadline Date 25-Apr-2013
  SEDOL(s)     Quick Code  

 

                       
  Item   Proposal   Type   Vote   For/Against
                      Management
  01   DIRECTOR   Management        
        1 MEL E. BENSON       For   For
        2 DOMINIC D'ALESSANDRO       For   For
        3 JOHN T. FERGUSON       For   For
        4 W. DOUGLAS FORD       For   For
        5 PAUL HASELDONCKX       For   For
        6 JOHN R. HUFF       For   For
        7 JACQUES LAMARRE       For   For
        8 MAUREEN MCCAW       For   For
        9 MICHAEL W. O'BRIEN       For   For
        10 JAMES W. SIMPSON       For   For
        11 EIRA M. THOMAS       For   For
        12 STEVEN W. WILLIAMS       For   For
  02   RE-APPOINTMENT OF   Management   For   For
      PRICEWATERHOUSECOOPERS LLP AS            
      AUDITOR OF SUNCOR ENERGY INC. FOR            
      THE ENSUING YEAR AND AUTHORIZE THE            
      DIRECTORS TO FIX THEIR REMUNERATION            
      AS SUCH.            
  03   TO APPROVE THE INCREASE IN THE   Management   For   For
      NUMBER OF COMMON SHARES OF SUNCOR            
      ENERGY INC. RESERVED FOR ISSUANCE            
      PURSUANT TO THE SUNCOR ENERGY INC.            
      STOCK OPTION PLAN BY AN ADDITIONAL            
      23,000,000 COMMON SHARES, AS            
      DESCRIBED IN THE ACCOMPANYING            
      MANAGEMENT PROXY CIRCULAR.            
  04   TO ACCEPT THE APPROACH TO EXECUTIVE   Management   For   For
      COMPENSATION DISCLOSED IN THE            
      ACCOMPANYING MANAGEMENT PROXY            
      CIRCULAR.            
 
 

 

           
  VERMILION ENERGY INC, CALGARY, AB
  Security 923725105   Meeting Type MIX
  Ticker Symbol     Meeting Date 01-May-2013
  ISIN CA9237251058   Agenda 704374848 - Management
  Record Date 11-Mar-2013   Holding Recon Date 11-Mar-2013
  City /     Country CALGARY /Canada Vote Deadline Date 25-Apr-2013
    , AB      
  SEDOL(s) B3KVGT4 - B607XS1 - B650RB6 Quick Code  

 

                   
  Item   Proposal   Type   Vote   For/Against
                  Management
  1   To set the number of directors at eight (8)   Management   For   For
  2.1   Election of Director: Larry J. Macdonald   Management   For   For
  2.2   Election of Director: W. Kenneth Davidson   Management   For   For
  2.3   Election of Director: Lorenzo Donadeo   Management   For   For
  2.4   Election of Director: Claudio A. Ghersinich   Management   For   For
  2.5   Election of Director: Joseph F. Killi   Management   For   For
  2.6   Election of Director: Loren M. Leiker   Management   For   For
  2.7   Election of Director: William F. Madison   Management   For   For
  2.8   Election of Director: Dr. Timothy R. Marchant   Management   For   For
  3   Appointment of Deloitte LLP as Auditors of the   Management   For   For
      Corporation for the ensuing year and authorizing            
      the Directors to fix their remuneration            
  4   Approving all unallocated share awards under the   Management   For   For
      Vermilion Incentive Plan. Please read the            
      resolution in full in the accompanying            
      Management Proxy Circular            
  5   Approving amendments to the Vermilion   Management   For   For
      Incentive Plan to limit non-employee director            
      participation. Please read the resolution in full in            
      the accompanying Management Proxy Circular            
  6   Approving amendments to the Vermilion   Management   For   For
      Employee Bonus Plan to reduce shares reserved            
      for issuance under the plan from 2,000,000 to            
      250,000, include insider participation limits and            
      clarify pricing of shares following a blackout.            
      Please read the resolution in full in the            
      accompanying management proxy circular            
  7   Approving the amendment and restatement and   Management   For   For
      ratification of Vermilion's Shareholder Rights Plan            
      Agreement. Please read the resolution in full in            
      the accompanying management proxy circular            
 
 

 

           
  CANADIAN NATURAL RESOURCES LTD, CALGARY AB
  Security 136385101   Meeting Type MIX
  Ticker Symbol     Meeting Date 02-May-2013
  ISIN CA1363851017   Agenda 704352765 - Management
  Record Date 13-Mar-2013   Holding Recon Date 13-Mar-2013
  City /     Country CALGARY / Canada Vote Deadline Date 26-Apr-2013
  SEDOL(s) 2125202 - 2171573 - 5313673 - B1SNWG7 Quick Code  

 

                   
  Item   Proposal   Type   Vote   For/Against
                  Management
  1.1   Election of director: Catherine M. Best   Management   For   For
  1.2   Election of director: N. Murray Edwards   Management   For   For
  1.3   Election of director: Timothy W. Faithfull   Management   For   For
  1.4   Election of director: Hon. Gary A. Filmon   Management   For   For
  1.5   Election of director: Christopher L. Fong   Management   For   For
  1.6   Election of director: Amb. Gordon D. Giffin   Management   For   For
  1.7   Election of director: Wilfred A. Gobert   Management   For   For
  1.8   Election of director: Steve W. Laut   Management   For   For
  1.9   Election of director: Keith A.J. MacPhail   Management   For   For
  1.10   Election of director: Hon. Frank J. McKenna   Management   For   For
  1.11   Election of director: Eldon R. Smith   Management   For   For
  1.12   Election of director: David A. Tuer   Management   For   For
  2   The appointment of PricewaterhouseCoopers   Management   For   For
      LLP, chartered accountants, Calgary, Alberta, as            
      auditors of the corporation for the ensuing year            
      and the authorization of the audit committee of            
      the board of directors of the corporation to fix            
      their remuneration            
  3   An ordinary resolution approving all unallocated   Management   For   For
      stock options pursuant to the amended, compiled            
      and restated employee stock option plan of the            
      corporation as set forth in the accompanying            
      information circular            
  4   On an advisory basis, accepting the corporation's   Management   Against   Against
      approach to executive compensation as            
      described in the information circular            
 
 

 

           
  VALERO ENERGY CORPORATION
  Security 91913Y100   Meeting Type Annual
  Ticker Symbol VLO   Meeting Date 02-May-2013
  ISIN US91913Y1001   Agenda 933749129 - Management
  Record Date 05-Mar-2013   Holding Recon Date 05-Mar-2013
  City /     Country   / United States Vote Deadline Date 01-May-2013
  SEDOL(s)     Quick Code  

 

                   
  Item   Proposal   Type   Vote   For/Against
                  Management
  1A.   ELECTION OF DIRECTOR: JERRY D. CHOATE   Management   For   For
  1B.   ELECTION OF DIRECTOR: RUBEN M.   Management   For   For
      ESCOBEDO            
  1C.   ELECTION OF DIRECTOR: WILLIAM R.   Management   For   For
      KLESSE            
  1D.   ELECTION OF DIRECTOR: DEBORAH P.   Management   For   For
      MAJORAS            
  1E.   ELECTION OF DIRECTOR: BOB MARBUT   Management   For   For
  1F.   ELECTION OF DIRECTOR: DONALD L.   Management   For   For
      NICKLES            
  1G.   ELECTION OF DIRECTOR: PHILIP J.   Management   For   For
      PFEIFFER            
  1H.   ELECTION OF DIRECTOR: ROBERT A.   Management   For   For
      PROFUSEK            
  1I.   ELECTION OF DIRECTOR: SUSAN KAUFMAN   Management   For   For
      PURCELL            
  1J.   ELECTION OF DIRECTOR: STEPHEN M.   Management   For   For
      WATERS            
  1K.   ELECTION OF DIRECTOR: RANDALL J.   Management   For   For
      WEISENBURGER            
  1L.   ELECTION OF DIRECTOR: RAYFORD   Management   For   For
      WILKINS, JR.            
  2.   RATIFY THE APPOINTMENT OF KPMG LLP AS   Management   For   For
      VALERO ENERGY'S INDEPENDENT            
      REGISTERED PUBLIC ACCOUNTING FIRM            
      FOR 2013.            
  3.   APPROVE, BY NON-BINDING VOTE, THE 2012   Management   For   For
      COMPENSATION OF OUR NAMED            
      EXECUTIVE OFFICERS.            
  4.   VOTE ON A STOCKHOLDER PROPOSAL   Shareholder   Against   For
      ENTITLED, "DISCLOSURE OF POLITICAL            
      CONTRIBUTIONS."            
 
 

 

           
  EOG RESOURCES, INC.
  Security 26875P101   Meeting Type Annual
  Ticker Symbol EOG   Meeting Date 02-May-2013
  ISIN US26875P1012   Agenda 933763054 - Management
  Record Date 08-Mar-2013   Holding Recon Date 08-Mar-2013
  City /     Country   / United States Vote Deadline Date 01-May-2013
  SEDOL(s)     Quick Code  

 

                   
  Item   Proposal   Type   Vote   For/Against
                  Management
  1A.   ELECTION OF DIRECTOR: CHARLES R.   Management   For   For
      CRISP            
  1B.   ELECTION OF DIRECTOR: JAMES C. DAY   Management   For   For
  1C.   ELECTION OF DIRECTOR: MARK G. PAPA   Management   For   For
  1D.   ELECTION OF DIRECTOR: H. LEIGHTON   Management   For   For
      STEWARD            
  1E.   ELECTION OF DIRECTOR: DONALD F.   Management   For   For
      TEXTOR            
  1F.   ELECTION OF DIRECTOR: WILLIAM R.   Management   For   For
      THOMAS            
  1G.   ELECTION OF DIRECTOR: FRANK G. WISNER   Management   For   For
  2.   TO RATIFY THE APPOINTMENT BY THE   Management   For   For
      AUDIT COMMITTEE OF THE BOARD OF            
      DIRECTORS OF DELOITTE & TOUCHE LLP,            
      INDEPENDENT REGISTERED PUBLIC            
      ACCOUNTING FIRM, AS AUDITORS FOR THE            
      COMPANY FOR THE YEAR ENDING            
      DECEMBER 31, 2013.            
  3.   TO APPROVE THE AMENDED AND   Management   For   For
      RESTATED EOG RESOURCES, INC. 2008            
      OMNIBUS EQUITY COMPENSATION PLAN.            
  4.   TO APPROVE, BY NON-BINDING VOTE, THE   Management   For   For
      COMPENSATION OF THE COMPANY'S            
      NAMED EXECUTIVE OFFICERS.            
 
 

 

           
  OCCIDENTAL PETROLEUM CORPORATION
  Security 674599105   Meeting Type Annual
  Ticker Symbol OXY   Meeting Date 03-May-2013
  ISIN US6745991058   Agenda 933771063 - Management
  Record Date 13-Mar-2013   Holding Recon Date 13-Mar-2013
  City /     Country   / United States Vote Deadline Date 02-May-2013
  SEDOL(s)     Quick Code  

 

                   
  Item   Proposal   Type   Vote   For/Against
                  Management
  1A.   ELECTION OF DIRECTOR: SPENCER   Management   For   For
      ABRAHAM            
  1B.   ELECTION OF DIRECTOR: HOWARD I.   Management   For   For
      ATKINS            
  1C.   ELECTION OF DIRECTOR: STEPHEN I.   Management   For   For
      CHAZEN            
  1D.   ELECTION OF DIRECTOR: EDWARD P.   Management   For   For
      DJEREJIAN            
  1E.   ELECTION OF DIRECTOR: JOHN E. FEICK   Management   For   For
  1F.   ELECTION OF DIRECTOR: MARGARET M.   Management   For   For
      FORAN            
  1G.   ELECTION OF DIRECTOR: CARLOS M.   Management   For   For
      GUTIERREZ            
  1H.   ELECTION OF DIRECTOR: RAY R. IRANI   Management   For   For
  1I.   ELECTION OF DIRECTOR: AVEDICK B.   Management   For   For
      POLADIAN            
  1J.   ELECTION OF DIRECTOR: AZIZ D. SYRIANI   Management   For   For
  2.   ADVISORY VOTE APPROVING EXECUTIVE   Management   Against   Against
      COMPENSATION            
  3.   RATIFICATION OF SELECTION OF KPMG LLP   Management   For   For
      AS INDEPENDENT AUDITORS            
  4.   STOCKHOLDER RIGHT TO ACT BY WRITTEN   Shareholder   For   Against
      CONSENT            
 
 

 

           
  ENBRIDGE INCOME FUND HOLDINGS INC
  Security 29251R105   Meeting Type MIX
  Ticker Symbol     Meeting Date 06-May-2013
  ISIN CA29251R1055   Agenda 704352640 - Management
  Record Date 19-Mar-2013   Holding Recon Date 19-Mar-2013
  City /     Country CALGARY / Canada Vote Deadline Date 30-Apr-2013
  SEDOL(s) B517K37 - B5PJ0N9 Quick Code  

 

                   
  Item   Proposal   Type   Vote   For/Against
                  Management
  1   Appointment of PricewaterhouseCoopers LLP,   Management   For   For
      Chartered Accountants, as auditors of the            
      Corporation for the ensuing year and authorizing            
      the Directors to fix their remuneration            
  2.A   The election of the following as Director of the   Management   For   For
      Corporation: Richard H. Auchinleck            
  2.B   The election of the following as Director of the   Management   For   For
      Corporation:J. Richard Bird            
  2.C   The election of the following as Director of the   Management   For   For
      Corporation:M. Elizabeth Cannon            
  2.D   The election of the following as Director of the   Management   For   For
      Corporation:Charles W. Fischer            
  2.E   The election of the following as Director of the   Management   For   For
      Corporation:E.F.H. (Harry) Roberts            
  2.F   The election of the following as Director of the   Management   For   For
      Corporation: Gordon G. Tallman            
  3   The ordinary resolution to approve amendments   Management   For   For
      to the Trust Indenture of Enbridge Commercial            
      Trust relating to the number of Trustees that may            
      be appointed by Enbridge Management Services            
      Inc. (a wholly- owned subsidiary of Enbridge Inc.)            
      as more particularly described in the            
      Corporation's Information Circular dated March 1,            
      2013            
  4   Amendments or variations to the matters   Management   Against   Against
      identified in the notice of meeting and such other            
      business as may properly come before the            
      Meeting or any adjournment thereof at the            
      discretion of the proxyholder            
 
 

 

           
  VERESEN INC, CALGARY AB
  Security 92340R106   Meeting Type Annual General Meeting
  Ticker Symbol     Meeting Date 08-May-2013
  ISIN CA92340R1064   Agenda 704388479 - Management
  Record Date 20-Mar-2013   Holding Recon Date 20-Mar-2013
  City /     Country CALGARY / Canada Vote Deadline Date 02-May-2013
  SEDOL(s) B3KGHR4 - B3MBSJ6 - B3QTZH3 Quick Code  

 

                   
  Item   Proposal   Type   Vote   For/Against
                  Management
  1.1   Election of Director: Donald L. Althoff   Management   For   For
  1.2   Election of Director: Bertrand A. Valdman   Management   For   For
  1.3   Election of Director: Henry W. Sykes   Management   For   For
  1.4   Election of Director: Stephen W.C. Mulherin   Management   For   For
  1.5   Election of Director: Rebecca A. McDonald   Management   For   For
  1.6   Election of Director: Robert J. Iverach   Management   For   For
  1.7   Election of Director: Maureen E. Howe   Management   For   For
  1.8   Election of Director: J. Paul Charron   Management   For   For
  2   To appoint PricewaterhouseCoopers LLP   Management   For   For
      Chartered Accountants, as the auditor of Veresen            
      Inc. until the close of the next annual meeting of            
      shareholders.            

 

           
  GIBSON ENERGY INC, CALGARY, AB
  Security 374825206   Meeting Type MIX
  Ticker Symbol     Meeting Date 08-May-2013
  ISIN CA3748252069   Agenda 704410163 - Management
  Record Date 26-Mar-2013   Holding Recon Date 26-Mar-2013
  City /     Country CALGARY / Canada Vote Deadline Date 02-May-2013
  SEDOL(s) B3WSXJ2 - B44WH97 Quick Code  

 

                   
  Item   Proposal   Type   Vote   For/Against
                  Management
  1.1   Election of Director: A. Stewart Hanlon   Management   For   For
  1.2   Election of Director: James M. Estey   Management   For   For
  1.3   Election of Director: James J. Cleary   Management   For   For
  1.4   Election of Director: Donald R. Ingram   Management   For   For
  1.5   Election of Director: Marshall L. McRae   Management   For   For
  1.6   Election of Director: Clayton H. Woitas   Management   For   For
  2   To appoint PricewaterhouseCoopers LLP as   Management   For   For
      auditors of the Corporation for the ensuing year            
      and authorizing the directors to fix their            
      remuneration            
  3   To consider and, if thought advisable, approve an   Management   For   For
      amendment to the Corporation's articles to            
      change the rights, privileges, restrictions and            
      conditions in respect of the common shares of            
      the Corporation (the "Common Shares"),            
      including changes to set forth the terms and            
      conditions pursuant to which the Corporation may            
      issue Common Shares as payment of stock            
      dividends declared on the Common Shares (the            
      "Share Capital Amendment")            
  4   To consider and, if thought advisable, approve an   Management   For   For
      amendment to the Corporation's long-term            
      incentive plan (the "2011 Equity Incentive Plan")            
      to fix the number of Common Shares reserved for            
      issuance in connection therewith at ten percent of            
      the Common Shares issued and outstanding (the            
      "Equity Plan Amendment")            
  5   To consider and, if thought advisable, approve   Management   For   For
      the enactment of an additional bylaw adopted by            
      the Corporation (the "Bylaw Adoption")            
 
 

 

           
  CANEXUS CORP
  Security 13751W103   Meeting Type Annual General Meeting
  Ticker Symbol     Meeting Date 09-May-2013
  ISIN CA13751W1032   Agenda 704389116 - Management
  Record Date 28-Mar-2013   Holding Recon Date 28-Mar-2013
  City /     Country CALGARY / Canada Vote Deadline Date 03-May-2013
  SEDOL(s)     Quick Code  

 

                   
  Item   Proposal   Type   Vote   For/Against
                  Management
  1.1   Election of Director: Stephanie L. Felesky, C.M   Management   For   For
  1.2   Election of Director: Hugh A. Fergusson   Management   For   For
  1.3   Election of Director: Douglas P. Hayhurst   Management   For   For
  1.4   Election of Director: Arthur N. Korpach   Management   For   For
  1.5   Election of Director: Gary L. Kubera   Management   For   For
  1.6   Election of Director: William J. McAdam   Management   For   For
  1.7   Election of Director: Richard A. Ott   Management   For   For
  1.8   Election of Director: Lyall C. Work   Management   For   For
  2   To appoint Deloitte LLP as auditors and to   Management   For   For
      authorize the directors to fix the remuneration to            
      be paid to them            

 

 
 

 

           
  PEMBINA PIPELINE CORP, CALGARY AB
  Security 706327103   Meeting Type MIX
  Ticker Symbol     Meeting Date 10-May-2013
  ISIN CA7063271034   Agenda 704389053 - Management
  Record Date 28-Mar-2013   Holding Recon Date 28-Mar-2013
  City /     Country CALGARY / Canada Vote Deadline Date 06-May-2013
  SEDOL(s) B4PPQG5 - B4PT2P8 - B5TVCB3 Quick Code  

 

                   
  Item   Proposal   Type   Vote   For/Against
                  Management
  1.1   Election of Director: Grant D. Billing   Management   For   For
  1.2   Election of Director: Thomas W. Buchanan   Management   For   For
  1.3   Election of Director: Allan L. Edgeworth   Management   For   For
  1.4   Election of Director: Randall J. Findlay   Management   For   For
  1.5   Election of Director: Lorne B. Gordon   Management   For   For
  1.6   Election of Director: David M.B. LeGresley   Management   For   For
  1.7   Election of Director: Robert B. Michaleski   Management   For   For
  1.8   Election of Director: Leslie A. O'Donoghue   Management   For   For
  1.9   Election of Director: Jeffrey T. Smith   Management   For   For
  2   To appoint KPMG LLP, Chartered Accountants,   Management   For   For
      as the auditors of the Corporation for the ensuing            
      financial year at a remuneration to be fixed by            
      Management            
  3   To accept the approach to executive   Management   For   For
      compensation as disclosed in the accompanying            
      management proxy circular            
  4   A special resolution approving and authorizing an   Management   For   For
      amendment to the articles to create a new class            
      of preferred shares designated as "Class A            
      Preferred Shares" as more particularly described            
      in the accompanying management proxy circular            
  5   A special resolution approving and authorizing an   Management   For   For
      amendment to the articles to change the            
      designation and terms of the Corporation's            
      existing internally held preferred shares as more            
      particularly described in the accompanying            
      management proxy circular            
  6   A special resolution approving and authorizing an   Management   For   For
      amendment to the articles to increase the            
      maximum number of directors of Pembina from            
      11 to 13 as more particularly described in the            
      accompanying management proxy circular            
  7   An ordinary resolution to continue, and amend   Management   For   For
      and restate the shareholder rights plan            
      agreement as more particularly described in the            
      accompanying management proxy circular            
 
 

 

           
  BLACK DIAMOND GROUP LTD
  Security 09202D207   Meeting Type Annual General Meeting
  Ticker Symbol     Meeting Date 13-May-2013
  ISIN CA09202D2077   Agenda 704442918 - Management
  Record Date 08-Apr-2013   Holding Recon Date 08-Apr-2013
  City /     Country CALGARY / Canada Vote Deadline Date 07-May-2013
  SEDOL(s) B5NF158 - B5NXJ14 Quick Code  

 

                   
  Item   Proposal   Type   Vote   For/Against
                  Management
  1   Fixing the number of directors of the Corporation   Management   For   For
      to be elected at the Meeting at seven (7)            
      members            
  2.a   The election of the following individual as director   Management   For   For
      of the Corporation: Trevor Haynes            
  2.b   The election of the following individual as director   Management   For   For
      of the Corporation: Steven Stein            
  2.c   The election of the following individual as director   Management   For   For
      of the Corporation: Robert G. Brawn            
  2.d   The election of the following individual as director   Management   For   For
      of the Corporation: David Butler            
  2.e   The election of the following individual as director   Management   For   For
      of the Corporation: Robert J. Herdman            
  2.f   The election of the following individual as director   Management   For   For
      of the Corporation: Minaz Kassam; and            
  2.g   The election of the following individual as director   Management   For   For
      of the Corporation: Robert Wagemakers            
  3   The appointment of Ernst & Young LLP,   Management   For   For
      Chartered Accountants, as auditors of the            
      Corporation for the ensuing year and the            
      authorization of the directors to fix their            
      remuneration as such; and            
  4   At the discretion of the said proxy holders, upon   Management   Abstain   For
      any permitted amendment or variation of the            
      above matters or any other matter that may be            
      properly brought before the Meeting or any            
      adjournment thereof, in such manner as such            
      proxy holders, in their sole judgment, may            
      determine            
 
 

 

           
  BAYTEX ENERGY CORP, CALGARY AB
  Security 07317Q105   Meeting Type MIX
  Ticker Symbol     Meeting Date 14-May-2013
  ISIN CA07317Q1054   Agenda 704410149 - Management
  Record Date 25-Mar-2013   Holding Recon Date 25-Mar-2013
  City /     Country CALGARY / Canada Vote Deadline Date 08-May-2013
  SEDOL(s) B3MVJ71 - B4VGVM3 - B51ZNJ8 Quick Code  

 

                   
  Item   Proposal   Type   Vote   For/Against
                  Management
  1   Fixing the number of directors of Baytex to be   Management   For   For
      elected at eight (8)            
  2.1   Election as director as a nominee: James L.   Management   For   For
      Bowzer            
  2.2   Election as director as a nominee: John A.   Management   For   For
      Brussa            
  2.3   Election as director as a nominee: Raymond T.   Management   For   For
      Chan            
  2.4   Election as director as a nominee: Edward Chwyl   Management   For   For
  2.5   Election as director as a nominee: Naveen   Management   For   For
      Dargan            
  2.6   Election as director as a nominee: R.E.T. (Rusty)   Management   For   For
      Goepel            
  2.7   Election as director as a nominee: Gregory K.   Management   For   For
      Melchin            
  2.8   Election as director as a nominee: Dale O.   Management   For   For
      Shwed            
  3   Appointment of Deloitte LLP, Chartered   Management   For   For
      Accountants, as auditors of Baytex for the            
      ensuing year and to authorize the directors of            
      Baytex to fix their remuneration            
  4   Advisory resolution to accept the approach to   Management   For   For
      executive compensation disclosed in the            
      accompanying information circular - proxy            
      statement            
  5   Approving the unallocated share awards under   Management   For   For
      the Share Award Incentive Plan            
  6   At the discretion of the said proxyholder, upon   Management   Abstain   For
      any amendment or variation of the above matters            
      or any other matter that may properly be brought            
      before the Meeting or any adjournment thereof, in            
      such manner as such proxyholder, in his sole            
      judgment may determine            
 
 

 

           
  INNERGEX RENEWABLE ENERGY INC, LONGUEUIL QC
  Security 45790B104   Meeting Type MIX
  Ticker Symbol     Meeting Date 14-May-2013
  ISIN CA45790B1040   Agenda 704415238 - Management
  Record Date 28-Mar-2013   Holding Recon Date 28-Mar-2013
  City /     Country MONTRE / Canada Vote Deadline Date 08-May-2013
    AL      
  SEDOL(s) B29TNV3 - B29V0Z2 - B3CMKB5 Quick Code  

 

                   
  Item   Proposal   Type   Vote   For/Against
                  Management
  1.1   Election of Director: William A. Lambert   Management   For   For
  1.2   Election of Director: John A. Hanna   Management   For   For
  1.3   Election of Director: Jean La Couture   Management   For   For
  1.4   Election of Director: Michel Letellier   Management   For   For
  1.5   Election of Director: Daniel L. Lafrance   Management   For   For
  1.6   Election of Director: Lise Lachapelle   Management   For   For
  1.7   Election of Director: Richard Laflamme   Management   For   For
  2   The appointment of Deloitte, s.e.n.c.r.l., as   Management   For   For
      auditor of the Corporation and authorizing the            
      Directors of the Corporation to fix its            
      remuneration            
  3   To adopt a resolution to amend the Corporation's   Management   For   For
      General By-Laws by the addition of new By-Law            
      No. 5-Advance Notice By-Law            
  4   To adopt a special resolution to reduce the stated   Management   For   For
      capital account maintained in respect of the            
      common shares of the Corporation to CAD            
      500,000, and to credit to the contributed surplus            
      account of the Corporation an amount equal to            
      the difference between the current stated capital            
      account maintained in respect of the common            
      shares and CAD 500,000            
 
 

 

           
  ANADARKO PETROLEUM CORPORATION
  Security 032511107   Meeting Type Annual
  Ticker Symbol APC   Meeting Date 14-May-2013
  ISIN US0325111070   Agenda 933764715 - Management
  Record Date 19-Mar-2013   Holding Recon Date 19-Mar-2013
  City /     Country   / United States Vote Deadline Date 13-May-2013
  SEDOL(s)     Quick Code  

 

                   
  Item   Proposal   Type   Vote   For/Against
                  Management
  1A.   ELECTION OF DIRECTOR: KEVIN P. CHILTON   Management   For   For
  1B.   ELECTION OF DIRECTOR: LUKE R. CORBETT   Management   For   For
  1C.   ELECTION OF DIRECTOR: H. PAULETT   Management   For   For
      EBERHART            
  1D.   ELECTION OF DIRECTOR: PETER J. FLUOR   Management   For   For
  1E.   ELECTION OF DIRECTOR: RICHARD L.   Management   For   For
      GEORGE            
  1F.   ELECTION OF DIRECTOR: PRESTON M.   Management   For   For
      GEREN III            
  1G.   ELECTION OF DIRECTOR: CHARLES W.   Management   For   For
      GOODYEAR            
  1H.   ELECTION OF DIRECTOR: JOHN R. GORDON   Management   For   For
  1I.   ELECTION OF DIRECTOR: ERIC D. MULLINS   Management   For   For
  1J.   ELECTION OF DIRECTOR: PAULA ROSPUT   Management   For   For
      REYNOLDS            
  1K.   ELECTION OF DIRECTOR: R. A. WALKER   Management   For   For
  2.   RATIFICATION OF APPOINTMENT OF KPMG   Management   For   For
      LLP AS INDEPENDENT AUDITOR.            
  3.   ADVISORY VOTE TO APPROVE NAMED   Management   For   For
      EXECUTIVE OFFICER COMPENSATION.            
  4.   STOCKHOLDER PROPOSAL - REPORT ON   Shareholder   Against   For
      POLITICAL CONTRIBUTIONS.            
 
 

 

           
  CONOCOPHILLIPS
  Security 20825C104   Meeting Type Annual
  Ticker Symbol COP   Meeting Date 14-May-2013
  ISIN US20825C1045   Agenda 933764842 - Management
  Record Date 15-Mar-2013   Holding Recon Date 15-Mar-2013
  City /     Country   / United States Vote Deadline Date 13-May-2013
  SEDOL(s)     Quick Code  

 

                   
  Item   Proposal   Type   Vote   For/Against
                  Management
  1A.   ELECTION OF DIRECTOR: RICHARD L.   Management   For   For
      ARMITAGE            
  1B.   ELECTION OF DIRECTOR: RICHARD H.   Management   For   For
      AUCHINLECK            
  1C.   ELECTION OF DIRECTOR: JAMES E.   Management   For   For
      COPELAND, JR.            
  1D.   ELECTION OF DIRECTOR: JODY L. FREEMAN   Management   For   For
  1E.   ELECTION OF DIRECTOR: GAY HUEY EVANS   Management   For   For
  1F.   ELECTION OF DIRECTOR: RYAN M. LANCE   Management   For   For
  1G.   ELECTION OF DIRECTOR: MOHD H. MARICAN   Management   For   For
  1H.   ELECTION OF DIRECTOR: ROBERT A.   Management   For   For
      NIBLOCK            
  1I.   ELECTION OF DIRECTOR: HARALD J. NORVIK   Management   For   For
  1J.   ELECTION OF DIRECTOR: WILLIAM E. WADE,   Management   For   For
      JR.            
  2.   TO RATIFY APPOINTMENT OF ERNST &   Management   For   For
      YOUNG LLP AS CONOCOPHILLIPS'            
      INDEPENDENT REGISTERED PUBLIC            
      ACCOUNTING FIRM FOR 2013.            
  3.   ADVISORY APPROVAL OF EXECUTIVE   Management   For   For
      COMPENSATION.            
  4.   REPORT ON GRASSROOTS LOBBYING   Shareholder   Against   For
      EXPENDITURES.            
  5.   GREENHOUSE GAS REDUCTION TARGETS.   Shareholder   Against   For
  6.   GENDER IDENTITY NON-DISCRIMINATION.   Shareholder   Against   For
 
 

 

           
  TWIN BUTTE ENERGY LTD
  Security 901401307   Meeting Type MIX
  Ticker Symbol     Meeting Date 15-May-2013
  ISIN CA9014013077   Agenda 704393254 - Management
  Record Date 28-Mar-2013   Holding Recon Date 28-Mar-2013
  City /     Country CALGARY / Canada Vote Deadline Date 09-May-2013
  SEDOL(s) B1Y9HT7 - B1Y9HV9 - B5BDP96 Quick Code  

 

                   
  Item   Proposal   Type   Vote   For/Against
                  Management
  1   Fixing the number of directors of the Corporation   Management   For   For
      to be elected at the Meeting at seven (7)            
      members            
  2.A   Election of Director: R. James Brown   Management   For   For
  2.B   Election of Director: John A. Brussa   Management   For   For
  2.C   Election of Director: David M. Fitzpatrick   Management   For   For
  2.D   Election of Director: Thomas J. Greschner   Management   For   For
  2.E   Election of Director: James Saunders   Management   For   For
  2.F   Election of Director: Warren Steckley   Management   For   For
  2.G   Election of Director: William A. Trickett   Management   For   For
  3   The appointment of PricewaterhouseCoopers   Management   For   For
      LLP, Chartered Accountants, as auditors of the            
      Corporation for the ensuing year and the            
      authorization of the directors to fix their            
      remuneration as such            
  4   An amendment to the articles of the Corporation   Management   For   For
      as set forth in the Information Circular to change            
      the rights, privileges, restrictions and conditions            
      in respect of the common shares of the            
      Corporation, including changes to set forth the            
      terms and conditions pursuant to which the            
      Corporation may issue common shares as            
      payment of stock dividends declared on the            
      common shares            
  5   At the discretion of the said proxyholders, upon   Management   Abstain   For
      any permitted amendment or variation of the            
      above matters or any other matter that may be            
      properly brought before the Meeting or any            
      adjournment thereof, in such manner as such            
      proxyholders, in their sole judgment, may            
      determine            
 
 

 

           
  ARC RESOURCES LTD
  Security 00208D408   Meeting Type MIX
  Ticker Symbol     Meeting Date 15-May-2013
  ISIN CA00208D4084   Agenda 704433692 - Management
  Record Date 02-Apr-2013   Holding Recon Date 02-Apr-2013
  City /     Country CALGARY / Canada Vote Deadline Date 09-May-2013
  SEDOL(s) B5KRK72 - B6463M8 Quick Code  

 

                   
  Item   Proposal   Type   Vote   For/Against
                  Management
  1.1   Election of Director: John P. Dielwart   Management   For   For
  1.2   Election of Director: Fred J. Dyment   Management   For   For
  1.3   Election of Director: Timothy J. Hearn   Management   For   For
  1.4   Election of Director: James C. Houck   Management   For   For
  1.5   Election of Director: Harold N. Kvisle   Management   For   For
  1.6   Election of Director: Kathleen M. O'Neill   Management   For   For
  1.7   Election of Director: Herbert C. Pinder, Jr.   Management   For   For
  1.8   Election of Director: Myron M. Stadnyk   Management   For   For
  1.9   Election of Director: Mac H. Van Wielingen   Management   For   For
  2   To appoint Deloitte LLP, Chartered Accountants,   Management   For   For
      as auditors to hold office until the close of the            
      next annual meeting of the Corporation, at such            
      remuneration as may be determined by the board            
      of directors of the Corporation            
  3   A resolution to approve the Corporation's   Management   For   For
      Advisory Vote on Executive Compensation            
  4   A special resolution to amend the articles of the   Management   For   For
      Corporation to change the rights, privileges,            
      restrictions and conditions in respect of the            
      Common Shares, including changes to set forth            
      the terms and conditions pursuant to which the            
      Corporation may issue Common Shares as            
      payment of stock dividends declared on its            
      Common Shares            
 
 

 

           
  BONTERRA ENERGY CORP NEW
  Security 098546104   Meeting Type Annual General Meeting
  Ticker Symbol     Meeting Date 16-May-2013
  ISIN CA0985461049   Agenda 704446738 - Management
  Record Date 11-Apr-2013   Holding Recon Date 11-Apr-2013
  City /     Country CALGARY / Canada Vote Deadline Date 10-May-2013
  SEDOL(s) B3K3G89 - B3K7WJ4 - B3KB616 Quick Code  

 

                   
  Item   Proposal   Type   Vote   For/Against
                  Management
  1.1   Election to the Board of Directors: Gary J.   Management   For   For
      Drummond            
  1.2   Election to the Board of Directors: George F. Fink   Management   For   For
  1.3   Election to the Board of Directors: Randy M.   Management   For   For
      Jarock            
  1.4   Election to the Board of Directors: Carl R.   Management   For   For
      Jonsson            
  1.5   Election to the Board of Directors: Rodger A.   Management   For   For
      Tourigny            
  1.6   Election to the Board of Directors: F. William   Management   For   For
      Woodward            
  2   The appointment of Deloitte LLP, Chartered   Management   For   For
      Accountants, as the auditors of the Corporation            
      for the ensuing year and to authorize the            
      directors to fix the remuneration of the auditors            
  3   At the discretion of the said proxyholder, upon   Management   Abstain   For
      any amendment or variation of the above matters            
      or any other matter that may be properly brought            
      before the Meeting or any adjournment thereof in            
      such manner as such proxyholder, in such            
      proxyholders sole judgment, may determine            
 
 

 

           
  LYONDELLBASELL INDUSTRIES N.V.
  Security N53745100   Meeting Type Annual
  Ticker Symbol LYB   Meeting Date 22-May-2013
  ISIN NL0009434992   Agenda 933785769 - Management
  Record Date 28-Mar-2013   Holding Recon Date 28-Mar-2013
  City /     Country   / United States Vote Deadline Date 21-May-2013
  SEDOL(s)     Quick Code  

 

                       
  Item   Proposal   Type   Vote   For/Against
                      Management
  1.   DIRECTOR   Management        
        1 JACQUES AIGRAIN       For   For
        2 SCOTT M. KLEINMAN       For   For
        3 BRUCE A. SMITH       For   For
  2.   ADOPTION OF ANNUAL ACCOUNTS FOR   Management   For   For
      2012            
  3.   DISCHARGE FROM LIABILITY OF SOLE   Management   For   For
      MEMBER OF THE MANAGEMENT BOARD            
  4.   DISCHARGE FROM LIABILITY OF MEMBERS   Management   For   For
      OF THE SUPERVISORY BOARD            
  5.   RATIFICATION OF   Management   For   For
      PRICEWATERHOUSECOOPERS LLP AS OUR            
      INDEPENDENT REGISTERED PUBLIC            
      ACCOUNTING FIRM            
  6.   APPOINTMENT OF   Management   For   For
      PRICEWATERHOUSECOOPERS            
      ACCOUNTANTS N.V. AS OUR AUDITOR FOR            
      THE DUTCH ANNUAL ACCOUNTS            
  7.   APPROVAL OF COMPENSATION OF THE   Management   For   For
      MEMBERS OF THE SUPERVISORY BOARD            
  8.   RATIFICATION AND APPROVAL OF   Management   For   For
      DIVIDENDS IN RESPECT OF THE 2012 FISCAL            
      YEAR            
  9.   ADVISORY VOTE APPROVING EXECUTIVE   Management   For   For
      COMPENSATION            
  10.   APPROVAL TO REPURCHASE UP TO 10% OF   Management   For   For
      ISSUED SHARE CAPITAL            
  11.   APPROVAL TO CANCEL UP TO 10% OF   Management   For   For
      SHARE CAPITAL HELD IN TREASURY            
  12.   APPROVAL TO AMEND ARTICLES OF   Management   For   For
      ASSOCIATION            
 
 

 

           
  LYONDELLBASELL INDUSTRIES N.V.
  Security N53745100   Meeting Type Annual
  Ticker Symbol LYB   Meeting Date 22-May-2013
  ISIN NL0009434992   Agenda 933817011 - Management
  Record Date 24-Apr-2013   Holding Recon Date 24-Apr-2013
  City /     Country   / United States Vote Deadline Date 21-May-2013
  SEDOL(s)     Quick Code  

 

                       
  Item   Proposal   Type   Vote   For/Against
                      Management
  1.   DIRECTOR   Management        
        1 JACQUES AIGRAIN       For   For
        2 SCOTT M. KLEINMAN       For   For
        3 BRUCE A. SMITH       For   For
  2.   ADOPTION OF ANNUAL ACCOUNTS FOR   Management   For   For
      2012            
  3.   DISCHARGE FROM LIABILITY OF SOLE   Management   For   For
      MEMBER OF THE MANAGEMENT BOARD            
  4.   DISCHARGE FROM LIABILITY OF MEMBERS   Management   For   For
      OF THE SUPERVISORY BOARD            
  5.   RATIFICATION OF   Management   For   For
      PRICEWATERHOUSECOOPERS LLP AS OUR            
      INDEPENDENT REGISTERED PUBLIC            
      ACCOUNTING FIRM            
  6.   APPOINTMENT OF   Management   For   For
      PRICEWATERHOUSECOOPERS            
      ACCOUNTANTS N.V. AS OUR AUDITOR FOR            
      THE DUTCH ANNUAL ACCOUNTS            
  7.   APPROVAL OF COMPENSATION OF THE   Management   For   For
      MEMBERS OF THE SUPERVISORY BOARD            
  8.   RATIFICATION AND APPROVAL OF   Management   For   For
      DIVIDENDS IN RESPECT OF THE 2012 FISCAL            
      YEAR            
  9.   ADVISORY VOTE APPROVING EXECUTIVE   Management   For   For
      COMPENSATION            
  10.   APPROVAL TO REPURCHASE UP TO 10% OF   Management   For   For
      ISSUED SHARE CAPITAL            
  11.   APPROVAL TO CANCEL UP TO 10% OF   Management   For   For
      SHARE CAPITAL HELD IN TREASURY            
  12.   APPROVAL TO AMEND ARTICLES OF   Management   For   For
      ASSOCIATION            
 
 

 

           
  NORTHLAND POWER INC, TORONTO ON
  Security 666511100   Meeting Type Annual General Meeting
  Ticker Symbol     Meeting Date 23-May-2013
  ISIN CA6665111002   Agenda 704455953 - Management
  Record Date 18-Apr-2013   Holding Recon Date 18-Apr-2013
  City /     Country TORONTO / Canada Vote Deadline Date 17-May-2013
  SEDOL(s) B66C799 - B66J109 - B68XHC3 Quick Code  

 

                   
  Item   Proposal   Type   Vote   For/Against
                  Management
  1   Electing James C. Temerty as a director of the   Management   For   For
      Corporation            
  2   Electing Pierre R. Gloutney as a director of the   Management   For   For
      Corporation            
  3   Electing Rt. Hon. John N. Turner, Q.C. as a   Management   For   For
      director of the Corporation            
  4   Electing Marie Bountrogianni as a director of the   Management   For   For
      Corporation            
  5   Electing V. Peter Harder as a director of the   Management   For   For
      Corporation            
  6   Electing Linda L. Bertoldi as a director of the   Management   For   For
      Corporation            
  7   Electing Sean Durfy as a director of the   Management   For   For
      Corporation            
  8   Re-appointment of Ernst & Young LLP as   Management   For   For
      auditors of the Corporation            
 
 

 

           
  PARALLEL ENERGY TRUST, CALGARY, AB
  Security 69915T105   Meeting Type Annual General Meeting
  Ticker Symbol     Meeting Date 23-May-2013
  ISIN CA69915T1057   Agenda 704471856 - Management
  Record Date 18-Apr-2013   Holding Recon Date 18-Apr-2013
  City /     Country CALGARY / Canada Vote Deadline Date 17-May-2013
  SEDOL(s) B4ZC075   Quick Code  

 

                   
  Item   Proposal   Type   Vote   For/Against
                  Management
  1.1   Election of director: Richard M. Alexander   Management   For   For
  1.2   Election of director: Christopher M. Burley   Management   For   For
  1.3   Election of director: Sigmund L. Cornelius   Management   For   For
  1.4   Election of director: Hilary A. Foulkes   Management   For   For
  1.5   Election of director: Francis H. James   Management   For   For
  1.6   Election of director: Philip J. Scherman   Management   For   For
  1.7   Election of director: Henry W. Sykes   Management   For   For
  2   To appoint Ernst & Young, LLP, chartered   Management   For   For
      accountants, as auditors of the trust for the            
      ensuing year            
  3   To direct Computershare Trust Company of   Management   For   For
      Canada, as trustee of the trust, to sign on behalf            
      of the trust a written resolution of the sole            
      unitholder of parallel energy commercial trust, in            
      respect of the following matters: a. To elect the            
      trustee of parallel energy commerical trust for the            
      ensuing year; and b. To appoint Ernst & Young,            
      LLP, chartered accountants, as auditors of            
      parallel energy commercial trust for the ensuing            
      year            
 
 

 

           
  CHEVRON CORPORATION
  Security 166764100   Meeting Type Annual
  Ticker Symbol CVX   Meeting Date 29-May-2013
  ISIN US1667641005   Agenda 933786874 - Management
  Record Date 03-Apr-2013   Holding Recon Date 03-Apr-2013
  City /     Country   / United States Vote Deadline Date 28-May-2013
  SEDOL(s)     Quick Code  

 

                   
  Item   Proposal   Type   Vote   For/Against
                  Management
  1A.   ELECTION OF DIRECTOR: L.F. DEILY   Management   For   For
  1B.   ELECTION OF DIRECTOR: R.E. DENHAM   Management   For   For
  1C.   ELECTION OF DIRECTOR: A.P. GAST   Management   For   For
  1D.   ELECTION OF DIRECTOR: E. HERNANDEZ   Management   For   For
  1E.   ELECTION OF DIRECTOR: G.L. KIRKLAND   Management   For   For
  1F.   ELECTION OF DIRECTOR: C.W. MOORMAN   Management   For   For
  1G.   ELECTION OF DIRECTOR: K.W. SHARER   Management   For   For
  1H.   ELECTION OF DIRECTOR: J.G. STUMPF   Management   For   For
  1I.   ELECTION OF DIRECTOR: R.D. SUGAR   Management   For   For
  1J.   ELECTION OF DIRECTOR: C. WARE   Management   For   For
  1K.   ELECTION OF DIRECTOR: J.S. WATSON   Management   For   For
  2.   RATIFICATION OF APPOINTMENT OF   Management   For   For
      INDEPENDENT REGISTERED PUBLIC            
      ACCOUNTING FIRM            
  3.   ADVISORY VOTE TO APPROVE NAMED   Management   For   For
      EXECUTIVE OFFICER COMPENSATION            
  4.   APPROVAL OF AMENDMENTS TO LONG-   Management   For   For
      TERM INCENTIVE PLAN            
  5.   SHALE ENERGY OPERATIONS   Shareholder   Against   For
  6.   OFFSHORE OIL WELLS   Shareholder   Against   For
  7.   CLIMATE RISK   Shareholder   Against   For
  8.   LOBBYING DISCLOSURE   Shareholder   Against   For
  9.   CESSATION OF USE OF CORPORATE FUNDS   Shareholder   Against   For
      FOR POLITICAL PURPOSES            
  10.   CUMULATIVE VOTING   Shareholder   Against   For
  11.   SPECIAL MEETINGS   Shareholder   Against   For
  12.   INDEPENDENT DIRECTOR WITH   Shareholder   Against   For
      ENVIRONMENTAL EXPERTISE            
  13.   COUNTRY SELECTION GUIDELINES   Shareholder   Against   For
 
 

 

           
  CRESCENT POINT ENERGY CORP
  Security 22576C101   Meeting Type MIX
  Ticker Symbol     Meeting Date 30-May-2013
  ISIN CA22576C1014   Agenda 704471767 - Management
  Record Date 19-Apr-2013   Holding Recon Date 19-Apr-2013
  City /     Country CALGARY / Canada Vote Deadline Date 24-May-2013
  SEDOL(s) B4ZTC70 - B67C8W8 - B67C970 Quick Code  

 

                   
  Item   Proposal   Type   Vote   For/Against
                  Management
  1   To fix the number of directors of the Corporation   Management   For   For
      for the ensuing year at seven (7)            
  2.1   Election of director: Peter Bannister   Management   For   For
  2.2   Election of director: Paul Colborne   Management   For   For
  2.3   Election of director: Kenney F. Cugnet   Management   For   For
  2.4   Election of director: D. Hugh Gillard   Management   For   For
  2.5   Election of director: Gerald A. Romanzin   Management   For   For
  2.6   Election of director: Scott Saxberg   Management   For   For
  2.7   Election of director: Gregory G. Turnbull   Management   For   For
  3   To consider, and if thought advisable, to pass,   Management   For   For
      with or without variation, a resolution to approve            
      amendments to the Corporation's articles of            
      incorporation (the "Articles") to increase the            
      maximum number of directors the Corporation            
      may have from seven (7) to eleven (11) directors,            
      the full text of which is set forth in the Information            
      Circular            
  4   To consider, and if thought advisable, to pass,   Management   For   For
      with or without variation, a resolution to adopt a            
      by-law providing advance notice requirements for            
      the nomination of directors, the full text of which            
      is set forth in the Information Circular            
  5   On the appointment of PricewaterhouseCoopers   Management   For   For
      LLP, Chartered Accountants, as auditors of the            
      Corporation and authorize the board of directors            
      of the Corporation to fix their remuneration as            
      such            
  6   To consider, and if thought advisable, to pass,   Management   For   For
      with or without variation, an advisory resolution to            
      accept the Corporation's approach to executive            
      compensation, the full text of which is set forth in            
      the Information Circular            
  7   At the discretion of the said Proxy, to vote upon   Management   Abstain   For
      any amendment or variation of the above matters            
      or any other matter which may properly come            
      before the Meeting            
 
 

 

           
  PENGROWTH ENERGY CORP, CALGARY AB
  Security 70706P104   Meeting Type Annual General Meeting
  Ticker Symbol     Meeting Date 25-Jun-2013
  ISIN CA70706P1045   Agenda 704542287 - Management
  Record Date 24-May-2013   Holding Recon Date 24-May-2013
  City /     Country CALGARY / Canada Vote Deadline Date 19-Jun-2013
  SEDOL(s) B63QGH5 - B67M828 - B67XWH4 Quick Code  

 

                   
  Item   Proposal   Type   Vote   For/Against
                  Management
  1   Appointment of KPMG LLP as auditors of the   Management   For   For
      Corporation for the ensuing year and authorizing            
      the Directors to fix their remuneration            
  2.a   Election of Director: Derek W. Evans   Management   For   For
  2.b   Election of Director: John B. Zaozirny   Management   For   For
  2.c   Election of Director: Wayne K. Foo   Management   For   For
  2.d   Election of Director: Kelvin B. Johnston   Management   For   For
  2.e   Election of Director: James D. McFarland   Management   For   For
  2.f   Election of Director: Michael S. Parrett   Management   For   For
  2.g   Election of Director: A. Terence Poole   Management   For   For
  2.h   Election of Director: Barry D. Stewart   Management   For   For
  2.i   Election of Director: D. Michael G. Stewart   Management   For   For
  3   To consider and, if deemed advisable, approve   Management   For   For
      an ordinary resolution authorizing and approving            
      unallocated awards issuable pursuant to the long            
      term incentive plan of the Corporation, the full            
      text of which resolution is set forth in the            
      information circular of the Corporation dated May            
      24, 2013 (the "Information Circular")            
  4   To consider and, if deemed advisable, approve   Management   For   For
      an ordinary resolution approving certain            
      amendments to the long term incentive plan of            
      the Corporation, the full text of which resolution is            
      set forth in the Information Circular            
  5   To consider and, if deemed advisable, approve   Management   For   For
      an ordinary resolution to confirm and ratify the            
      Advance Notice By-law of the Corporation, the            
      full text of which is set forth in the Information            
      Circular            
  6   To vote in an advisory, non-binding capacity on a   Management   For   For
      resolution to accept the Corporation's approach            
      to executive compensation, the full text of which            
      resolution is set forth in the Information Circular            
  7   At the discretion of the said proxyholder, to vote   Management   Abstain   For
      upon any amendment or variation of the above            
      matters or any other matter which may properly            
      come before the Meeting or any adjournment or            
      adjournments thereof            

 

 
 

Dynamic Gold & Precious Metals Fund

 

Vote Summary

           
  ROXGOLD INC
  Security 779899202   Meeting Type Annual General Meeting
  Ticker Symbol     Meeting Date 12-Jul-2012
  ISIN CA7798992029   Agenda 703936370 - Management
  Record Date 04-Jun-2012   Holding Recon Date 04-Jun-2012
  City /     Country VANCOUVER / Canada Vote Deadline Date 06-Jul-2012
  SEDOL(s) B1N9N12 - B1N9N23 - B1NB040 Quick Code  

 

                   
  Item   Proposal   Type   Vote   For/Against
                  Management
  CMMT   PLEASE NOTE THAT SHAREHOLDERS ARE   Non-Voting        
      ALLOWED TO VOTE ‘IN FAVOR’ OR            
      ‘AGAINST’-ONLY FOR RESOLUTIONS “1 AND            
      4” AND ‘IN FAVOR’ OR ‘ABSTAIN’ ONLY FOR-            
      RESOLUTION NUMBERS “2.1 TO 2.5 AND 3”.            
      THANK YOU.            
  1   To set the number of Directors at five   Management   No Action    
  2.1   Election of Director: Barry Girling   Management   No Action    
  2.2   Election of Director: Robert A. Sibthorpe   Management   No Action    
  2.3   Election of Director: Allan Fabbro   Management   No Action    
  2.4   Election of Director: Chet Idziszek   Management   No Action    
  2.5   Election of Director: Richard J. Mazur   Management   No Action    
  3   Appointment MNP LLP as Auditors of the   Management   No Action    
      Company for the ensuing year and authorizing            
      the Directors to fix their remuneration            
  4   To ratify and approve the continuance of the   Management   No Action    
      Company’s 10% rolling Stock Option Plan            

 

           
ASTUR GOLD CORP, VANCOUVER BC
  Security 04649W108   Meeting Type Annual General Meeting
  Ticker Symbol     Meeting Date 25-Jul-2012
  ISIN CA04649W1086   Agenda 703949149 - Management
  Record Date 20-Jun-2012   Holding Recon Date 20-Jun-2012
  City /     Country VANCOUVER / Canada Vote Deadline Date 19-Jul-2012
  SEDOL(s) B2PZH57 - B3M5Q38 - B40T1L2 Quick Code  

 

                   
  Item   Proposal   Type   Vote   For/Against
                  Management
  1   To set the number of directors at four (4)   Management   For   For
  2.1   Election of director: Cary Pinkowski   Management   For   For
  2.2   Election of director: Douglas Turnbull   Management   For   For
  2.3   Election of director: Joshua Crumb   Management   For   For
  2.4   Election of director: Sean Roosen   Management   For   For
  3   Appointment of Davidson & Company LLP,   Management   For   For
      chartered accountants as auditors of the            
      company for the ensuing year and authorizing the            
      directors to fix their remuneration            
  4   To re-approve the company’s stock option plan   Management   For   For
      METALS            

 

 
 

 

           
  CUORO RESOURCES CORP, ABBOTSFORD BC
  Security 231197104   Meeting Type MIX
  Ticker Symbol     Meeting Date 10-Sep-2012
  ISIN CA2311971048   Agenda 704012537 - Management
  Record Date 01-Aug-2012   Holding Recon Date 01-Aug-2012
  City /     Country VANCOUVER / Canada Vote Deadline Date 04-Sep-2012
  SEDOL(s) B2QP4D3 - B3N4D22 - B51VV81 Quick Code  

 

                   
  Item   Proposal   Type   Vote   For/Against
                  Management
  1   To re-appoint, Davidson & Company LLP as   Management   For   For
      auditors of the Company and to authorize the            
      directors to fix the auditors’ Remuneration            
  2   To set the number of directors at five   Management   For   For
  3   To elect as Director, Robert Sedgemore   Management   For   For
  4   To elect as Director, Nick DeMare   Management   For   For
  5   To elect as Director, Dave J. Doherty   Management   For   For
  6   To elect as Director, John Seaman   Management   For   For
  7   To elect as Director, Jorge Alberto Uribe   Management   For   For
  8   To re-approve the stock option plan   Management   For   For

 

           
  ROXGOLD INC
  Security 779899202   Meeting Type Annual General Meeting
  Ticker Symbol     Meeting Date 25-Sep-2012
  ISIN CA7798992029   Agenda 704029582 - Management
  Record Date 23-Aug-2012   Holding Recon Date 23-Aug-2012
  City /     Country VANCOUVER / Canada Vote Deadline Date 19-Sep-2012
  SEDOL(s) B1N9N12 - B1N9N23 - B1NB040 Quick Code  

 

                   
  Item   Proposal   Type   Vote   For/Against
                  Management
  1   To set the number of Directors at five   Management        
  2.1   Election of Director: Peter R. Jones   Management        
  2.2   Election of Director: Brett Richards   Management        
  2.3   Election of Director: John L. Knowles   Management        
  2.4   Election of Director: Gordon Pridham   Management        
  2.5   Election of Director: Richard J. Mazur   Management        
  3   Appointment of MNP LLP as Auditor of the   Management        
      Company for the ensuing year and authorizing            
      the Directors to fix their remuneration            
  4   To ratify and approve the continuance of the   Management        
      Company’s 10% rolling Stock Option Plan, as            
      amended            

 

 
 

 

           
  KEEGAN RESOURCES INC
  Security 487275109   Meeting Type MIX
  Ticker Symbol     Meeting Date 25-Sep-2012
  ISIN CA4872751090   Agenda 704040889 - Management
  Record Date 03-Aug-2012   Holding Recon Date 03-Aug-2012
  City /     Country VANCOUVER / Canada Vote Deadline Date 19-Sep-2012
  SEDOL(s) 2770260 - B0QRNG1 - B1W6YV1 Quick Code  

 

                   
  Item   Proposal   Type   Vote   For/Against
                  Management
  1   To set the number of Directors at Six   Management   For   For
  2.1   Election of Director: Shawn Wallace   Management   For   For
  2.2   Election of Director: Marcel de Groot   Management   For   For
  2.3   Election of Director: Daniel McCoy   Management   For   For
  2.4   Election of Director: Gordon Fretwell   Management   For   For
  2.5   Election of Director: Keith Minty   Management   For   For
  2.6   Election of Director: Robert Sali   Management   For   For
  3   Appointment of KPMG LLP as Auditors of the   Management   For   For
      Corporation for the ensuing year and authorizing            
      the Directors to fix their remuneration            
  4   To approve the adoption of a new Shareholder   Management   For   For
      Rights Plan Agreement            
 
 

 

           
  REUNION GOLD CORPORATION, LONGUEIL QC
  Security 76131P106   Meeting Type MIX
  Ticker Symbol     Meeting Date 27-Sep-2012
  ISIN CA76131P1062   Agenda 704040930 - Management
  Record Date 16-Aug-2012   Holding Recon Date 16-Aug-2012
  City /     Country LONGUEUIL / Canada Vote Deadline Date 21-Sep-2012
  SEDOL(s) B00K184 - B00KG01 Quick Code  

 

                   
  Item   Proposal   Type   Vote   For/Against
                  Management
  1.1   Election of Director: Leanne M. Baker   Management   For   For
  1.2   Election of Director: James A. Crombie   Management   For   For
  1.3   Election of Director: David A. Fennell   Management   For   For
  1.4   Election of Director: Rejean Gourde   Management   For   For
  1.5   Election of Director: Vijay N.J. Kirpalani   Management   For   For
  1.6   Election of Director: Peter B. Nixon   Management   For   For
  1.7   Election of Director: Loraine Oxley   Management   For   For
  2   Appointment of Raymond Chabot Grant Thornton   Management   For   For
      LLP, chartered accountants, as auditors of the            
      corporation for the ensuing year and authorizing            
      the directors to fix their remuneration            
  3   To approve the company’s 10% rolling stock   Management   For   For
      option plan            
 
 

 

           
  REUNION GOLD CORPORATION, LONGUEIL QC
  Security 76131P106   Meeting Type MIX
  Ticker Symbol     Meeting Date 27-Sep-2012
  ISIN CA76131P1062   Agenda 704040930 - Management
  Record Date 16-Aug-2012   Holding Recon Date 16-Aug-2012
  City /     Country LONGUEUIL / Canada Vote Deadline Date 21-Sep-2012
  SEDOL(s) B00K184 - B00KG01   Quick Code  

 

                   
  Item   Proposal   Type   Vote   For/Against
                  Management
  1.1   Election of Director: Leanne M. Baker   Management   For   For
  1.2   Election of Director: James A. Crombie   Management   For   For
  1.3   Election of Director: David A. Fennell   Management   For   For
  1.4   Election of Director: Rejean Gourde   Management   For   For
  1.5   Election of Director: Vijay N.J. Kirpalani   Management   For   For
  1.6   Election of Director: Peter B. Nixon   Management   For   For
  1.7   Election of Director: Loraine Oxley   Management   For   For
  2   Appointment of Raymond Chabot Grant Thornton   Management   For   For
      LLP, chartered accountants, as auditors of the            
      corporation for the ensuing year and authorizing            
      the directors to fix their remuneration            
  3   To approve the company’s 10% rolling stock   Management   For   For
      option plan            

 

           
  MAG SILVER CORP        
  Security 55903Q104   Meeting Type MIX
  Ticker Symbol     Meeting Date 05-Oct-2012
  ISIN CA55903Q1046   Agenda 704056399 - Management
  Record Date 07-Sep-2012   Holding Recon Date 07-Sep-2012
  City /     Country VANCOUVER / Canada Vote Deadline Date 01-Oct-2012
  SEDOL(s) 2581332 - B014V07 - B01CJZ2 Quick Code  

 

                   
  Item   Proposal   Type   Vote   For/Against
                  Management
  1   To set the number of directors at nine (9)   Management   For   For
  2.1   Election of Director: Daniel T. Macinnis   Management   For   For
  2.2   Election Of Director: Jonathan A. Rubenstein   Management   For   For
  2.3   Election of Director: Eric H. Carlson   Management   For   For
  2.4   Election of Director: Richard M. Colterjohn   Management   For   For
  2.5   Election of Director: Derek C. White   Management   For   For
  2.6   Election of Director: Peter K. Megaw   Management   For   For
  2.7   Election of Director: Frank R. Hallam   Management   For   For
  2.8   Election of Director: Richard P. Clark   Management   For   For
  2.9   Election of Director: Peter D. Barnes   Management   For   For
  3   To appoint Deloitte & Touche LLP as auditors of   Management   For   For
      the company for the ensuing year and to            
      authorize the directors to fix their remuneration            
  4   To ratify, confirm and approve the company’s   Management   For   For
      advance notice policy            
 
 

 

           
  PAPILLON RESOURCES LTD, PERTH
  Security Q7330A113   Meeting Type Annual General Meeting
  Ticker Symbol     Meeting Date 08-Nov-2012
  ISIN AU000000PIR8   Agenda 704076187 - Management
  Record Date     Holding Recon Date 06-Nov-2012
  City /     Country PERTH / Australia Vote Deadline Date 01-Nov-2012
  SEDOL(s) B1N5B72 - B1P1BH8 - B44PXJ8 Quick Code  

 

                   
  Item   Proposal   Type   Vote   For/Against
                  Management
  1   Adoption of Remuneration Report   Management   For   For
  2   Re-election of Director - Mr. Alec Pismiris   Management   For   For
  3   Re-election of Director - Mr. Robert Behets   Management   For   For
  4   Ratification of Prior Share Placement   Management   For   For

 

           
  REGIS RESOURCES LTD, PERTH
  Security Q8059N120   Meeting Type Annual General Meeting
  Ticker Symbol     Meeting Date 09-Nov-2012
  ISIN AU000000RRL8   Agenda 704084867 - Management
  Record Date     Holding Recon Date 07-Nov-2012
  City /     Country SUBIACO / Australia Vote Deadline Date 02-Nov-2012
  SEDOL(s) 6476542 - B02T8P5 - B04QMZ2 Quick Code  

 

                   
  Item   Proposal   Type   Vote   For/Against
                  Management
  1   Adoption of remuneration report   Management   For   For
  2   Re-election of Ross Kestel as a Director   Management   For   For
  3   Re-election of Morgan Cain Hart as a Director   Management   For   For
  4   Approval of the acquisition of the McPhillamys   Management   For   For
      Project            

 

 
 

 

           
  PMI GOLD CORPORATION
  Security 730153202   Meeting Type Special General Meeting
  Ticker Symbol     Meeting Date 09-Nov-2012
  ISIN CA7301532023   Agenda 704091925 - Management
  Record Date 10-Sep-2012   Holding Recon Date 10-Sep-2012
  City /     Country PERTH / Canada Vote Deadline Date 05-Nov-2012
  SEDOL(s) 2744191 - B06LT43 - B06MDJ9 Quick Code  

 

                   
  Item   Proposal   Type   Vote   For/Against
                  Management
  1   To consider and, if thought fit, to pass, with or   Management   For   For
      without amendment, the Ratification of Prior            
      Issue of Incentive Options Resolution as an            
      ordinary resolution            
  2   To consider, and, if thought fit, to pass with or   Management   For   For
      without amendment, the Approval of Share Issue            
      Resolution as an ordinary resolution            

 

           
  CRUSADER RESOURCES LTD
  Security Q3007X106   Meeting Type Annual General Meeting
  Ticker Symbol     Meeting Date 16-Nov-2012
  ISIN AU000000CAS1   Agenda 704091470 - Management
  Record Date     Holding Recon Date 14-Nov-2012
  City /     Country CRAWLEY / Australia Vote Deadline Date 09-Nov-2012
  SEDOL(s) 6728276 - B3VN666 - B8HMD16 Quick Code  

 

                   
  Item   Proposal   Type   Vote   For/Against
                  Management
  1   Adoption of Remuneration Report   Management   For   For
  2   Re-election of Mr Justin Evans as a Director   Management   For   For
  3   Re-election of Mr Paul Stephen as a Director   Management   For   For
  4   Ratification of Prior Issue of Shares   Management   For   For
 
 

 

           
  GRYPHON MINERALS LTD
  Security Q4352M109   Meeting Type Annual General Meeting
  Ticker Symbol     Meeting Date 20-Nov-2012
  ISIN AU000000GRY4   Agenda 704112452 - Management
  Record Date     Holding Recon Date 16-Nov-2012
  City /     Country SUBIACO / Australia Vote Deadline Date 14-Nov-2012
  SEDOL(s) B00P275 - B011J60 Quick Code  

 

                   
  Item   Proposal   Type   Vote   For/Against
                  Management
  1   Adoption of Remuneration Report   Management   For   For
  2   Re-Election of Director - Andrea Hall   Management   For   For
  3   Re-Election of Director - Didier Murcia   Management   For   For
  4   Approval to Issue Securities under an Employee   Management   For   For
      Incentive Scheme            
  5   Issue of Plan Rights to Related Party - Stephen   Management   For   For
      Parsons            
  6   PLEASE NOTE THAT THIS IS A   Shareholder   Against   For
      SHAREHOLDERS’ PROPOSAL: That, for the            
      purpose of Section 250V(1) of the Corporations            
      Act and for all other purposes, approval is given            
      for: (a) the Company to hold another meeting of            
      Shareholders within 90 days of the date of this            
      Meeting (Spill Meeting); and (b) all Vacating            
      Directors to cease to hold office immediately            
      before the end of the Spill Meeting; and (c)            
      resolutions to appoint persons to offices that will            
      be vacated pursuant to (b) to be put to vote at the            
      Spill Meeting            

 

           
  ORBIS GOLD LTD, BRISBANE QLD
  Security Q71510103   Meeting Type Annual General Meeting
  Ticker Symbol     Meeting Date 21-Nov-2012
  ISIN AU000000OBS4   Agenda 704118644 - Management
  Record Date     Holding Recon Date 26-Oct-2012
  City /     Country BRISBANE / Australia Vote Deadline Date 14-Nov-2012
  SEDOL(s) B5LNT05 - B7VKT77 Quick Code  

 

                   
  Item   Proposal   Type   Vote   For/Against
                  Management
  1   Adoption of Remuneration Report   Management   For   For
  2   Re-election of Mr. Nicholas Mather as a Director   Management   For   For
  3   Issue of Options to Mr. Peter Spiers   Management   For   For
  4   Ratification of previous issue of Tranche 1   Management   For   For
      Placement Shares            
  5   Issue of Tranche 2 Placement Shares   Management   For   For
  6   Issue of Shares to SMG Nominees Pty Ltd   Management   For   For
  7   Approval to issue securities under Employee   Management   For   For
      Share and Option Scheme            
  8   Approval to issue an additional 10% of the issued   Management   For   For
      capital of the Company over a 12 month period            
      pursuant to Listing Rule 7.1A            

 

 
 

 

           
  SILVER LAKE RESOURCES LTD, PERTH
  Security Q85014100   Meeting Type Annual General Meeting
  Ticker Symbol     Meeting Date 23-Nov-2012
  ISIN AU000000SLR6   Agenda 704119088 - Management
  Record Date     Holding Recon Date 20-Nov-2012
  City /     Country PERTH / Australia Vote Deadline Date 16-Nov-2012
  SEDOL(s) B28RMY4 - B298SH1 - B544B32 Quick Code  

 

                   
  Item   Proposal   Type   Vote   For/Against
                  Management
  1   Non Binding Resolution to adopt Remuneration   Management   For   For
      Report            
  2   Re-election of Mr Brian Kennedy as a Director   Management   For   For
  3   Re-election of Mr David Griffiths as a Director   Management   For   For
  4   Long Term Incentive Plan   Management   For   For
  5   Approval of Termination Benefit under Mr Leslie   Management   For   For
      Davis’ Service Agreement            
  6   Approval of Termination Benefit under Mr   Management   For   For
      Christopher Banasik’s Service Agreement            
  7   Increase in Directors’ Fees   Management   For   For
  8   To renew the Company’s proportional takeover   Management   For   For
      provisions            

 

           
  PERSEUS MINING LTD
  Security Q74174105   Meeting Type Annual General Meeting
  Ticker Symbol     Meeting Date 23-Nov-2012
  ISIN AU000000PRU3   Agenda 704123760 - Management
  Record Date     Holding Recon Date 20-Nov-2012
  City /     Country PERTH / Australia Vote Deadline Date 19-Nov-2012
  SEDOL(s) B02FBC1 - B0X9YZ6 - B56VW27 - B605PH8 Quick Code  

 

                   
  Item   Proposal   Type   Vote   For/Against
                  Management
  1   Adoption of Remuneration Report   Management   For   For
  2   Re-election of director, Rhett Brans   Management   For   For
  3   Re-election of director, Sean Harvey   Management   For   For
  4   Approval of Performance Rights Plan   Management   For   For
  5   Issue of Performance Rights to Mark Calderwood   Management   For   For
  6   Issue of Performance Rights to Colin Carson   Management   For   For
  7   Issue of Performance Rights to Rhett Brans   Management   For   For

 

 
 

 

           
  AZIMUTH RESOURCES LTD, PERTH WA
  Security Q1238C107   Meeting Type Annual General Meeting
  Ticker Symbol     Meeting Date 27-Nov-2012
  ISIN AU000000AZH5   Agenda 704158648 - Management
  Record Date     Holding Recon Date 22-Nov-2012
  City /     Country PERTH / Australia Vote Deadline Date 21-Nov-2012
  SEDOL(s) B1JRXN2 - B1L5TJ2 - B7LR127 - B7Y2572 Quick Code  

 

                   
  Item   Proposal   Type   Vote   For/Against
                  Management
  1   Adoption of Remuneration Report   Management   For   For
  2   Re-election of Director-Mr Terence Sean Harvey   Management   For   For
  4   Re-election of Director-Mr Dean Felton   Management   For   For
  5   Ratification of Share Issues   Management   For   For
  6   Grant of class 2012A Director Options to Terence   Management   For   For
      Sean Harvey            
  8   Grant of class 2012B Director Options to Richard   Management   For   For
      Monti            
  9   Grant of class 2012B Director Options to Dean   Management   For   For
      Felton            
  10   Grant of class 2012B Director Options to Michael   Management   For   For
      Hunt            
  11   Grant of class 2012B Director Options to Terence   Management   For   For
      Sean Harvey            
  12   Approval of Director Fees   Management   For   For

 

           
  CANYON RESOURCES LTD, WEST PERTH WA
  Security Q20542108   Meeting Type Annual General Meeting
  Ticker Symbol     Meeting Date 29-Nov-2012
  ISIN AU000000CAY9   Agenda 704130640 - Management
  Record Date     Holding Recon Date 09-Nov-2012
  City /     Country SUBIACO / Australia Vote Deadline Date 22-Nov-2012
  SEDOL(s) B4M64T0 - B8CWCR0 Quick Code  

 

                   
  Item   Proposal   Type   Vote   For/Against
                  Management
  1   Adoption of Remuneration Report   Management   For   For
  2   Ratification of Prior Issue of Options   Management   For   For
  3   Ratification of Prior Issue of Shares for   Management   For   For
      Acquisitions            
  4   Approval of 10% Placement Capacity   Management   For   For
  5   Re-election of a Director: Mr Matthew Shackleton   Management   For   For

 

 
 

 

           
  NORTHERN STAR RESOURCES LTD
  Security Q6951U101   Meeting Type Annual General Meeting
  Ticker Symbol     Meeting Date 30-Nov-2012
  ISIN AU000000NST8   Agenda 704133127 - Management
  Record Date     Holding Recon Date 28-Nov-2012
  City /     Country PERTH / Australia Vote Deadline Date 23-Nov-2012
  SEDOL(s) 6717456 - B1HK8H2 Quick Code  

 

                   
  Item   Proposal   Type   Vote   For/Against
                  Management
  1   Adoption of Remuneration Report   Management   For   For
  2   Re-Election of Director - Mr Peter Farris   Management   For   For
  3   Re-Election of Mr Peter O’Connor   Management   For   For
  4   Grant of Options to Mr Peter O’Connor   Management   For   For

 

           
  INTEGRA MINING LTD
  Security Q4937M103   Meeting Type Annual General Meeting
  Ticker Symbol     Meeting Date 19-Dec-2012
  ISIN AU000000IGR7   Agenda 704167786 - Management
  Record Date     Holding Recon Date 17-Dec-2012
  City /     Country PERTH / Australia Vote Deadline Date 12-Dec-2012
  SEDOL(s) 6387161 - B1HJX29 - B1W46C0 Quick Code  

 

                   
  Item   Proposal   Type   Vote   For/Against
                  Management
  1   Adoption of the Remuneration Report   Management   For   For
  1.A   That, as required by the Corporations Act: (a) a   Shareholder   Against   For
      meeting of the Company’s members be held            
      within 90 days of the date of this meeting (the            
      “spill meeting”); (b) each of Peter Ironside,            
      Rowan Johnston, John Fitzgerald, William Plyley            
      and Stephanie Unwin cease to hold office            
      immediately before the end of the spill meeting;            
      and (c) resolutions to appoint persons to offices            
      that will be vacated immediately before the end of            
      the spill meeting be put to the vote at the spill            
      meeting            
  2   Re-election of Ms. Stephanie Unwin   Management   For   For
  3   Re-election of Mr. William Plyley   Management   For   For
  4   Re-election of Mr. Rowan Johnston   Management   For   For

 

           
  INTEGRA MINING LTD
  Security Q4937M103   Meeting Type Scheme Meeting
  Ticker Symbol     Meeting Date 19-Dec-2012
  ISIN AU000000IGR7   Agenda 704173789 - Management
  Record Date     Holding Recon Date 17-Dec-2012
  City /     Country PERTH / Australia Vote Deadline Date 12-Dec-2012
  SEDOL(s) 6387161 - B1HJX29 - B1W46C0 Quick Code  

 

                   
  Item   Proposal   Type   Vote   For/Against
                  Management
  1   Pursuant to and in accordance with section 411   Management   For   For
      of the Corporations Act 2001 (Cth): (a) the            
      scheme of arrangement proposed between            
      Integra Mining Limited (Integra) and the holders            
      of its fully paid ordinary shares (Scheme), as            
      contained in and more particularly described in            
      the Scheme Booklet accompanying the Notice of            
      Scheme Meeting, is agreed to; and (b) the            
      directors of Integra are authorised: (i) to agree to            
      such alterations or conditions as are directed by            
      the Federal Court of Australia (Court); and (ii)            
      subject to approval of the Scheme by the Court,            
      to implement the Scheme with any such            
      alterations or conditions            

 

 
 

 

           
  QUEENSTON MINING INC
  Security 74832E108   Meeting Type Special General Meeting
  Ticker Symbol     Meeting Date 20-Dec-2012
  ISIN CA74832E1088   Agenda 704188792 - Management
  Record Date 26-Nov-2012   Holding Recon Date 26-Nov-2012
  City /     Country TORONTO / Canada Vote Deadline Date 14-Dec-2012
  SEDOL(s) 2717234 - 5819461 - B3BJK51 Quick Code  

 

                   
  Item   Proposal   Type   Vote   For/Against
                  Management
  1   The Arrangement Resolution attached as   Management   For   For
      Appendix B to the Circular accompanying the            
      Notice of Special Meeting approving, among            
      other things, the Arrangement            

 

           
  GRYPHON MINERALS LTD
  Security Q4352M109   Meeting Type Ordinary General Meeting
  Ticker Symbol     Meeting Date 23-Jan-2013
  ISIN AU000000GRY4   Agenda 704216274 - Management
  Record Date     Holding Recon Date 18-Jan-2013
  City /     Country SUBIACO / Australia Vote Deadline Date 16-Jan-2013
  SEDOL(s) B00P275 - B011J60   Quick Code  

 

                   
  Item   Proposal   Type   Vote   For/Against
                  Management
  1   Ratification of prior issue-Shares   Management   For   For
  2   Increase in Non-Executive Director fee pool   Management   For   For

 

           
  PAPILLON RESOURCES LTD, PERTH
  Security Q7330A113   Meeting Type Ordinary General Meeting
  Ticker Symbol     Meeting Date 15-Feb-2013
  ISIN AU000000PIR8   Agenda 704227710 - Management
  Record Date     Holding Recon Date 13-Feb-2013
  City /     Country PERTH / Australia Vote Deadline Date 08-Feb-2013
  SEDOL(s) B1N5B72 - B1P1BH8 - B44PXJ8 Quick Code  

 

                   
  Item   Proposal   Type   Vote   For/Against
                  Management
  1   Approval of the Grant of Performance Rights to a   Management   For   For
      Director - Mr Mark Connelly            
  2   Approval of the Grant of Performance Rights to a   Management   For   For
      Director - Mr Robert Behets            

 

 
 

 

           
  KAMINAK GOLD CORP, VANCOUVER
  Security 48356P202   Meeting Type MIX
  Ticker Symbol     Meeting Date 27-Mar-2013
  ISIN CA48356P2026   Agenda 704306592 - Management
  Record Date 20-Feb-2013   Holding Recon Date 20-Feb-2013
  City /     Country VANCOUVER / Canada Vote Deadline Date 21-Mar-2013
  SEDOL(s) B3BDZK3 - B3BDZN6 - B3BMF00 Quick Code  

 

                   
  Item   Proposal   Type   Vote   For/Against
                  Management
  1   To set the number of Directors at six   Management   For   For
  2.1   Election of Director: John Robins   Management   For   For
  2.2   Election of Director: Eira Thomas   Management   For   For
  2.3   Election of Director: Bradley Blacketor   Management   For   For
  2.4   Election of Director: Richard Hall   Management   For   For
  2.5   Election of Director: D. Bruce McLeod   Management   For   For
  2.6   Election of Director: James Paterson   Management   For   For
  3   Appointment of Davidson & Company LLP,   Management   For   For
      Chartered Accountants as Auditors of the            
      Company for the ensuing year and authorizing            
      the Directors to fix their remuneration            
  4   To approve and ratify the Company’s Stock   Management   For   For
      Option Plan as more particularly described in the            
      Company’s Information Circular            

 

 
 

 

           
  NEW GOLD INC, VANCOUVER BC
  Security 644535106   Meeting Type Annual General Meeting
  Ticker Symbol     Meeting Date 01-May-2013
  ISIN CA6445351068   Agenda 704363504 - Management
  Record Date 22-Mar-2013   Holding Recon Date 22-Mar-2013
  City /     Country TORONTO / Canada Vote Deadline Date 25-Apr-2013
  SEDOL(s) 2826947 - B043N83 - B235G52 Quick Code  

 

                   
  Item   Proposal   Type   Vote   For/Against
                  Management
  1   To set the number of Directors at eight   Management   For   For
  2.1   Election of Director: David Emerson   Management   For   For
  2.2   Election of Director: James Estey   Management   For   For
  2.3   Election of Director: Robert Gallagher   Management   For   For
  2.4   Election of Director: Vahan Kololian   Management   For   For
  2.5   Election of Director: Martyn Konig   Management   For   For
  2.6   Election of Director: Pierre Lassonde   Management   For   For
  2.7   Election of Director: Randall Oliphant   Management   For   For
  2.8   Election of Director: Raymond Threlkeld   Management   For   For
  3   Appointment of Deloitte LLP as Auditors of New   Management   For   For
      Gold Inc. for the ensuing year and authorizing the            
      Directors to fix their remuneration            

 

           
  YAMANA GOLD INC, TORONTO ON
  Security 98462Y100   Meeting Type Annual General Meeting
  Ticker Symbol     Meeting Date 01-May-2013
  ISIN CA98462Y1007   Agenda 704388772 - Management
  Record Date 08-Mar-2013   Holding Recon Date 08-Mar-2013
  City /     Country TORONTO / Canada Vote Deadline Date 25-Apr-2013
  SEDOL(s) 2219279 - 2237646 - 3388349 - B00X473 Quick Code  

 

                   
  Item   Proposal   Type   Vote   For/Against
                  Management
  1.1   Election of director: Peter Marrone   Management   For   For
  1.2   Election of director: Patrick J. Mars   Management   For   For
  1.3   Election of director: John Begeman   Management   For   For
  1.4   Election of director: Alexander Davidson   Management   For   For
  1.5   Election of director: Richard Graff   Management   For   For
  1.6   Election of director: Nigel Lees   Management   For   For
  1.7   Election of director: Juvenal Mesquita Filho   Management   For   For
  1.8   Election of director: Carl Renzoni   Management   For   For
  1.9   Election of director: Antenor F. Silva, Jr.   Management   For   For
  1.10   Election of director: Dino Titaro   Management   For   For
  2   Appoint the auditors: Deloitte LLP, Chartered   Management   For   For
      Accountants (Deloitte) as our external auditors            

 

 
 

 

           
  ALLIED NEVADA GOLD CORP
  Security 019344100   Meeting Type Annual General Meeting
  Ticker Symbol     Meeting Date 02-May-2013
  ISIN US0193441005   Agenda 704368770 - Management
  Record Date 08-Mar-2013   Holding Recon Date 08-Mar-2013
  City /     Country TORONTO / United States Vote Deadline Date 26-Apr-2013
  SEDOL(s) B1VPN45 - B1XF7Z2 - B244L53 Quick Code  

 

                   
  Item   Proposal   Type   Vote   For/Against
                  Management
  1a   Election of Director: Robert M. Buchan   Management   For   For
  1b   Election of Director: Scott A. Caldwell   Management   For   For
  1c   Election of Director: John W. Ivany   Management   For   For
  1d   Election of Director: Cameron A. Mingay   Management   For   For
  1e   Election of Director: Terry M. Palmer   Management   For   For
  1f   Election of Director: Cart A. Pescio   Management   For   For
  1g   Election of Director: A. Murray Sinclair   Management   For   For
  1h   Election of Director: Robert G. Wardell   Management   For   For
  2   To approve, on an advisory basis, the Company’s   Management   For   For
      named executive officer compensation for fiscal            
      2012            
  3   Ratification of EKS&H LLLP as the independent   Management   For   For
      registered public accounting firm for the fiscal            
      year ending December 31, 2013            

 

           
  GOLDCORP INC.
  Security 380956409   Meeting Type Annual and Special Meeting
  Ticker Symbol GG   Meeting Date 02-May-2013
  ISIN CA3809564097   Agenda 933770061 - Management
  Record Date 18-Mar-2013   Holding Recon Date 18-Mar-2013
  City /     Country   / Canada Vote Deadline Date 29-Apr-2013
  SEDOL(s)     Quick Code  

 

                       
  Item   Proposal   Type   Vote   For/Against
                      Management
  A   DIRECTOR   Management        
        1 JOHN P. BELL       For   For
        2 BEVERLEY A. BRISCOE       For   For
        3 PETER J. DEY       For   For
        4 DOUGLAS M. HOLTBY       For   For
        5 CHARLES A. JEANNES       For   For
        6 P. RANDY REIFEL       For   For
        7 A. DAN ROVIG       For   For
        8 IAN W. TELFER       For   For
        9 BLANCA TREVINO       For   For
        10 KENNETH F. WILLIAMSON    Management    For    For
  B   IN RESPECT OF THE APPOINTMENT OF     For   For
      DELOITTE LLP, INDEPENDENT REGISTERED            
      CHARTERED ACCOUNTANTS, AS AUDITORS            
      OF THE COMPANY AND AUTHORIZING THE            
      DIRECTORS TO FIX THEIR REMUNERATION;            
  C   A RESOLUTION APPROVING CERTAIN   Management   For   For
      AMENDMENTS TO THE RESTRICTED SHARE            
      UNIT PLAN OF THE COMPANY;            
  D   A NON-BINDING ADVISORY RESOLUTION   Management   For   For
      ACCEPTING THE COMPANY’S APPROACH TO            
      EXECUTIVE COMPENSATION.            

 

 
 

 

           
  DUNDEE PRECIOUS METALS INC, TORONTO ON
  Security 265269209   Meeting Type MIX
  Ticker Symbol     Meeting Date 09-May-2013
  ISIN CA2652692096   Agenda 704410113 - Management
  Record Date 21-Mar-2013   Holding Recon Date 21-Mar-2013
  City /     Country TORONTO / Canada Vote Deadline Date 03-May-2013
  SEDOL(s) B00VD03 - B00VW17 - B1HJPD4 Quick Code  

 

                   
  Item   Proposal   Type   Vote   For/Against
                  Management
  1.1   Election of Director: Derek H.L. Buntain   Management   For   For
  1.2   Election of Director: R. Peter Gillin   Management   For   For
  1.3   Election of Director: Jonathan Goodman   Management   For   For
  1.4   Election of Director: Richard Howes   Management   For   For
  1.5   Election of Director: Murray John   Management   For   For
  1.6   Election of Director: Jeremy Kinsman   Management   For   For
  1.7   Election of Director: Garth A.C. MacRae   Management   For   For
  1.8   Election of Director: Peter Nixon   Management   For   For
  1.9   Election of Director: Ronald Singer   Management   For   For
  1.10   Election of Director: Eira Thomas   Management   For   For
  1.11   Election of Director: Anthony P. Walsh   Management   For   For
  1.12   Election of Director: William G. Wilson   Management   For   For
  1.13   Election of Director: Donald Young   Management   For   For
  2   Appointment of PricewaterhouseCoopers LLP as   Management   For   For
      Auditor of the Corporation for the ensuing year            
      and authorizing the Directors to fix their            
      remuneration            
  3   To consider and, if deemed advisable, to pass,   Management   For   For
      with or without variation, a resolution approving a            
      reduction of the exercise price of those listed            
      common share purchase warrants of the            
      Corporation that are exercised during a 30-day            
      early exercise period in accordance with the            
      terms of the resolution set forth in the            
      accompanying management information circular            
      (the “Circular”)            
  4   To consider, and if deemed appropriate, adopt a   Management   For   For
      resolution in the form set out in Appendix “B” to            
      the accompanying Circular approving and            
      confirming an amendment to Section 4.3 of the            
      By-Laws of the Corporation            

 

 
 

 

           
  OSISKO MINING CORP
  Security 688278100   Meeting Type MIX
  Ticker Symbol     Meeting Date 09-May-2013
  ISIN CA6882781009   Agenda 704442728 - Management
  Record Date 25-Mar-2013   Holding Recon Date 25-Mar-2013
  City /     Country QUEBEC / Canada Vote Deadline Date 03-May-2013
  SEDOL(s) 2312060 - B00BYV1 - B0XGHC5 Quick Code  

 

                   
  Item   Proposal   Type   Vote   For/Against
                  Management
  1.1   Election of Director: Victor H. Bradley   Management   For   For
  1.2   Election of Director: John F. Burzynski   Management   For   For
  1.3   Election of Director: Marcel Cote   Management   For   For
  1.4   Election of Director: Michele Darling   Management   For   For
  1.5   Election of Director: Joanne Ferstman   Management   For   For
  1.6   Election of Director: Staph Leavenworth Bakali   Management   For   For
  1.7   Election of Director: William A. MacKinnon   Management   For   For
  1.8   Election of Director: Charles E. Page   Management   For   For
  1.9   Election of Director: Sean Roosen   Management   For   For
  1.10   Election of Director: Gary A. Sugar   Management   For   For
  1.11   Election of Director: Serge Vezina   Management   For   For
  2   Appointment of PricewaterhouseCoopers LLP as   Management   For   For
      independent auditors and authorizing Directors to            
      fix their remuneration            
  3   Special Resolution to apply for a Certificate of   Management   For   For
      Amendment of the Articles of the Corporation            
  4   Ratifying the continued existence of the   Management   For   For
      Shareholder Rights Plan            
  5   Ratifying By-Law 2012-1 regarding an Advance   Management   For   For
      Notice Provision            
  6   Advisory Vote on Executive Compensation   Management   Against   Against

 

 
 

 

           
  MIDAS GOLD CORP, VANCOUVER, BC
  Security 59562B101   Meeting Type MIX
  Ticker Symbol     Meeting Date 14-May-2013
  ISIN CA59562B1013   Agenda 704438072 - Management
  Record Date 09-Apr-2013   Holding Recon Date 09-Apr-2013
  City /     Country VANCOUVER / Canada Vote Deadline Date 08-May-2013
  SEDOL(s)     Quick Code  

 

                   
  Item   Proposal   Type   Vote   For/Against
                  Management
  1   To set the number of Directors at 8   Management   For   For
  2.1   Election of Director: Stephen Quin   Management   For   For
  2.2   Election of Director: Frederick Earnest   Management   For   For
  2.3   Election of Director: Wayne Hubert   Management   For   For
  2.4   Election of Director: Jerry Korpan   Management   For   For
  2.5   Election of Director: Peter Nixon   Management   For   For
  2.6   Election of Director: Michael Richings   Management   For   For
  2.7   Election of Director: John Wakeford   Management   For   For
  2.8   Election of Director: Donald Young   Management   For   For
  3   Appointment of Deloitte, LLP as Auditors of the   Management   For   For
      Company for the ensuing year at a remuneration            
      to be set by the Directors            
  4   To approve an ordinary resolution to approve an   Management   For   For
      amendment to the Company’s Articles, the effect            
      of which is to alter the Company’s Articles to            
      ensure the Company may make use of the            
      Notice-and-Access method for sending meeting            
      materials to shareholders            
  5   To ratify, confirm and approve by ordinary   Management   For   For
      resolution the Company’s Advance Notice Policy            
      adopted by the Board on April 4, 2013, which            
      governs the process for nomination of Directors            
      of the Company at shareholder meetings            
  6   To transact such further or other business as   Management   Against   Against
      may properly come before the Meeting and any            
      adjournment(s) or postponement(s) thereof            

 

 
 

 

           
  PMI GOLD CORPORATION
  Security 730153202   Meeting Type MIX
  Ticker Symbol     Meeting Date 15-May-2013
  ISIN CA7301532023   Agenda 704442994 - Management
  Record Date 10-Apr-2013   Holding Recon Date 10-Apr-2013
  City /     Country PERTH / Canada Vote Deadline Date 09-May-2013
  SEDOL(s) 2744191 - B06LT43 - B06MDJ9 Quick Code  

 

                   
  Item   Proposal   Type   Vote   For/Against
                  Management
  1.1   Election of Director: Collin Ellison   Management   For   For
  1.2   Election of Director: The Honourable Joseph H.   Management   For   For
      Mensah            
  1.3   Election of Director: James Askew   Management   For   For
  1.4   Election of Director: Dr. John Clarke   Management   For   For
  1.5   Election of Director: Ross Ashton   Management   For   For
  1.6   Election of Director: Dr. Michael Price   Management   For   For
  1.7   Election of Director: Peter Bradford   Management   For   For
  1.8   Election of Director: Michael Anderson   Management   For   For
  2   Appointment of KPMG LLP, Chartered   Management   For   For
      Accountants, as Auditors of the Corporation for            
      the ensuing year and authorizing the Directors to            
      fix their remuneration            
  3   To consider and if thought fit, approve the   Management   For   For
      remuneration of the non-executive Directors for            
      the purpose of ASX Listing Rule 10.17 and all            
      other purposes, all as more particularly described            
      in the Information Circular            
  4   To consider and if thought fit, approve the   Management   For   For
      Corporation’s amended and restated Stock            
      Option Plan for the purpose of ASX Listing Rule            
      7.2 exception 9(b) and all other purposes, all as            
      more particularly described in the Information            
      Circular            

 

 
 

 

           
  LYDIAN INTERNATIONAL LTD, ST HELIER
  Security G5724R107   Meeting Type MIX
  Ticker Symbol     Meeting Date 20-May-2013
  ISIN JE00B29LFF73   Agenda 704462237 - Management
  Record Date     Holding Recon Date 16-May-2013
  City /     Country ST HELIER / Jersey Vote Deadline Date 14-May-2013
  SEDOL(s) B29LFF7 - B2NTB37 - B5ZMTN1 Quick Code  

 

                   
  Item   Proposal   Type   Vote   For/Against
                  Management
  1.1   The election of management’s nominee for   Management   For   For
      director: Gordon Wylie            
  1.2   The election of management’s nominee for   Management   For   For
      director: Dr. Timothy Coughlin            
  1.3   The election of management’s nominee for   Management   For   For
      director: Roderick Corrie            
  1.4   The election of management’s nominee for   Management   For   For
      director: Marc C. Henderson            
  1.5   The election of management’s nominee for   Management   For   For
      director: Dr. Geoffrey P. Cowley            
  1.6   The election of management’s nominee for   Management   For   For
      director: Dr. Armen Sarkissian            
  1.7   The election of management’s nominee for   Management   For   For
      director: David Woodall            
  2   The appointment of Grant Thornton LLP as   Management   For   For
      auditor of the Company and the authorization of            
      the directors to fix the auditor’s remuneration            
  3   The approval of a resolution to ratify, confirm and   Management   For   For
      approve the stock option plan of the Company as            
      described in the accompanying management            
      information circular            

 

           
  UNIGOLD INC
  Security 90476X103   Meeting Type MIX
  Ticker Symbol     Meeting Date 22-May-2013
  ISIN CA90476X1033   Agenda 704468710 - Management
  Record Date 19-Apr-2013   Holding Recon Date 19-Apr-2013
  City /     Country TORONTO / Canada Vote Deadline Date 16-May-2013
  SEDOL(s) 2350662 - B00XQB1 - B04SQ90 - B28XXQ1 Quick Code  

 

                   
  Item   Proposal   Type   Vote   For/Against
                  Management
  1.1   Election of Director: Jose Acero   Management   For   For
  1.2   Election of Director: Rene Branchaud   Management   For   For
  1.3   Election of Director: Andrew Cheatle   Management   For   For
  1.4   Election of Director: Daniel Danis   Management   For   For
  1.5   Election of Director: Joseph Del Campo   Management   For   For
  1.6   Election of Director: Joseph Hamilton   Management   For   For
  1.7   Election of Director: Charles E. Page   Management   For   For
  2   To appoint McGovern, Hurley, Cunningham, LLP,   Management   For   For
      Chartered Accountants as auditor of the            
      Corporation until the close of the next annual            
      meeting of the shareholders of the Corporation or            
      until their successor is appointed and to authorize            
      the directors of the Corporation to fix the            
      remuneration and the terms of engagement of            
      the auditor of the Corporation            
  3   To ratify, confirm and approve the Corporation’s   Management   For   For
      Shareholder Rights Plan (the “Shareholders            
      Rights Plan”), a summary of which is set out in            
      Schedule “C” to the management information            
      circular            
  4   To ratify the Share Incentive Plan (the “Plan”),   Management   For   For
      the full text of which is set forth in appendix “A” to            
      schedule “D” to the management information            
      circular            

 

 
 

 

           
  BELO SUN MINING CORP, TORONTO ON
  Security 080558109   Meeting Type MIX
  Ticker Symbol     Meeting Date 22-May-2013
  ISIN CA0805581091   Agenda 704474307 - Management
  Record Date 22-Apr-2013   Holding Recon Date 22-Apr-2013
  City /     Country TORONTO / Canada Vote Deadline Date 16-May-2013
  SEDOL(s) 2942973   Quick Code  

 

                   
  Item   Proposal   Type   Vote   For/Against
                  Management
  1.1   Election of director: Stan Bharti   Management   For   For
  1.2   Election of director: Helio Diniz   Management   For   For
  1.3   Election of director: Mark Eaton   Management   For   For
  1.4   Election of director: Clay Hoes   Management   For   For
  1.5   Election of director: C. Jay Hodgson   Management   For   For
  1.6   Election of director: Rui Santos   Management   For   For
  1.7   Election of director: Catherine Stretch   Management   For   For
  1.8   Election of director: Peter Tagliamonte   Management   For   For
  2   The appointment of Collins Barrow LLP as   Management   For   For
      auditors of the corporation and to authorize the            
      board of directors to fix their remuneration            
  3   The resolution ratifying, confirming and approving   Management   For   For
      the corporation’s by-law amendment providing for            
      an advanced notice policy            
  4   At the nominee’s discretion upon any   Management   Abstain   For
      amendments or variations to matters specified in            
      the notice of the annual and special meeting or            
      upon any other matters as may properly come            
      before the annual and special meeting or any            
      adjournments thereof provided that the            
      Corporation was not aware within a reasonable            
      period of time before the solicitation is made that            
      any of those amendments, variations or other            
      matters are to be presented for action at the            
      meeting            

 

           
  ROXGOLD INC
  Security 779899202   Meeting Type Annual General Meeting
  Ticker Symbol     Meeting Date 28-May-2013
  ISIN CA7798992029   Agenda 704486251 - Management
  Record Date 19-Apr-2013   Holding Recon Date 19-Apr-2013
  City /     Country TORONTO / Canada Vote Deadline Date 22-May-2013
  SEDOL(s) B1N9N12 - B1N9N23 - B1NB040 Quick Code  

 

                   
  Item   Proposal   Type   Vote   For/Against
                  Management
  1   To set the number of Directors at eight   Management   For   For
  2.1   Election of Director: Oliver Lennox-King   Management   For   For
  2.2   Election of Director: Richard Colterjohn   Management   For   For
  2.3   Election of Director: Jonathan A. Rubenstein   Management   For   For
  2.4   Election of Director: Joseph G. Spiteri   Management   For   For
  2.5   Election of Director: John L. Knowles   Management   For   For
  2.6   Election of Director: Walter Segsworth   Management   For   For
  2.7   Election of Director: Gordon Pridham   Management   For   For
  2.8   Election of Director: John Dorward   Management   For   For
  3   To appoint MNP LLP as auditor of the Company   Management   For   For
      for the ensuing year and authorizing the directors            
      to fix their remuneration            
  4   To ratify and approve the continuation of, and   Management   For   For
      amendments to, the Company’s 10% rolling            
      Stock Option Plan            
  5   To consider, and if thought advisable, to approve   Management   For   For
      the amended Deferred Share Unit Plan, as            
      described in the Management Information            
      Circular for the Meeting            
  6   To consider, and if thought advisable, to approve   Management   For   For
      the Restricted Share Unit Plan, as described in            
      the Management Information Circular for the            
      Meeting            
  7   To consider, and if thought advisable, to approve   Management   For   For
      an ordinary resolution ratifying, confirming and            
      approving the Advance Notice Policy, as            
      described in the Management Information            
      Circular for the Meeting            

 

 
 

 

           
  ALAMOS GOLD INC        
  Security 011527108   Meeting Type Annual General Meeting
  Ticker Symbol     Meeting Date 06-Jun-2013
  ISIN CA0115271086   Agenda 704501558 - Management
  Record Date 03-May-2013   Holding Recon Date 03-May-2013
  City /     Country TORONTO / Canada Vote Deadline Date 31-May-2013
  SEDOL(s) 2411707 - B01JSZ6 - B0FRVF7 Quick Code  

 

                   
  Item   Proposal   Type   Vote   For/Against
                  Management
  1   To set the number of Directors at six   Management   For   For
  2.1   Election of Director: Mark Wayne   Management   For   For
  2.2   Election of Director: John A. McCluskey   Management   For   For
  2.3   Election of Director: Kenneth Stowe   Management   For   For
  2.4   Election of Director: David Gower   Management   For   For
  2.5   Election of Director: Paul J. Murphy   Management   For   For
  2.6   Election of Director: Anthony Garson   Management   For   For
  3   Appointment of Ernst & Young LLP as Auditors of   Management   For   For
      the Company for the ensuing year and            
      authorizing the Directors to fix their remuneration            

 

           
  AUREUS MINING INC, TORONTO, ON
  Security 051547107   Meeting Type Annual General Meeting
  Ticker Symbol     Meeting Date 11-Jun-2013
  ISIN CA0515471070   Agenda 704513123 - Management
  Record Date     Holding Recon Date 07-Jun-2013
  City /     Country LONDON / Canada Vote Deadline Date 05-Jun-2013
  SEDOL(s) B3YCRS9 - B4XTN13 - B60DP50 - B60MMJ0 Quick Code  

 

                   
  Item   Proposal   Type   Vote   For/Against
                  Management
  1.1   Election of Director: David G. Netherway   Management   For   For
  1.2   Election of Director: David J. Reading   Management   For   For
  1.3   Election of Director: Luis G. Cabrita da Silva   Management   For   For
  1.4   Election of Director: David M. Beatty   Management   For   For
  1.5   Election of Director: Jean-Guy Martin   Management   For   For
  1.6   Election of Director: Adrian J. Reynolds   Management   For   For
  2   Appointment of BDO LLP as auditors of the   Management   For   For
      Company for the ensuing year and authorizing            
      the directors to fix their remuneration            
 
 

 

           
  VOLTA RESOURCES INC, TORONTO ON
  Security 92870R104   Meeting Type MIX
  Ticker Symbol     Meeting Date 13-Jun-2013
  ISIN CA92870R1047   Agenda 704531044 - Management
  Record Date 13-May-2013   Holding Recon Date 13-May-2013
  City /     Country TORONTO / Canada Vote Deadline Date 07-Jun-2013
  SEDOL(s) B2QR1X8 - B2QRL27 - B2R03Q3 Quick Code  

 

                   
  Item   Proposal   Type   Vote   For/Against
                  Management
  1.a   Election of Director: Kevin Bullock   Management   For   For
  1.b   Election of Director: Victor King   Management   For   For
  1.c   Election of Director: Robert Whittall   Management   For   For
  1.d   Election of Director: Gordon J. Bogden   Management   For   For
  1.e   Election of Director: Lewis Lawrick   Management   For   For
  1.f   Election of Director: Robert Francis   Management   For   For
  1.g   Election of Director: Alexander J. Davidson   Management   For   For
  2   Appointment of KPMG LLP, Chartered   Management   For   For
      Accountants as Auditors of the Corporation for            
      the ensuing year and authorizing the Directors to            
      fix their remuneration            
  3   Approval of the Option Plan Resolution, the   Management   For   For
      details of which are contained under the heading            
      “Stock Option Plan” and “Schedule B” in the            
      accompanying management information circular            
      (the “Information Circular”) of the Corporation            
      dated May 9, 2013            
  4   To vote in such proxyholder’s discretion on   Management   Abstain   For
      amendments or variations to the matters            
      identified in the Information Circular or on such            
      other matters as may properly come before the            
      Meeting or any adjournment thereof            

 

 
 

 

           
  SARAMA RESOURCES LTD
  Security 803160100   Meeting Type MIX
  Ticker Symbol     Meeting Date 19-Jun-2013
  ISIN CA8031601005   Agenda 704510165 - Management
  Record Date 10-May-2013   Holding Recon Date 10-May-2013
  City /     Country VANCOUVER / Canada Vote Deadline Date 13-Jun-2013
  SEDOL(s)     Quick Code  

 

                   
  Item   Proposal   Type   Vote   For/Against
                  Management
  1.a   Election of Director: Andrew Dinning   Management   For   For
  1.b   Election of Director: T. Sean Harvey   Management   For   For
  1.c   Election of Director: L. Simon Jackson   Management   For   For
  1.d   Election of Director: William S. Turner   Management   For   For
  2   Appointment of PricewaterhouseCoopers as   Management   For   For
      Auditors of the Company for the ensuing year            
      and authorizing the board of directors of the            
      Company to fix their remuneration            
  3   To consider and, if thought appropriate, to pass,   Management   For   For
      with or without variation, a resolution approving            
      the existing stock option plan of the Company in            
      accordance with the policies of the TSX Venture            
      Exchange, in the form set out in the Information            
      Circular            
  4   To consider and, if thought appropriate, to pass a   Management   For   For
      special resolution to amend the Articles of the            
      Company to adopt advance notice provisions            
      regarding the nomination of directors, in the form            
      set out in the Information Circular            

 

 
 

 

           
  TOREX GOLD RESOURCES INC, TORONTO ON
  Security 891054108   Meeting Type MIX
  Ticker Symbol     Meeting Date 19-Jun-2013
  ISIN CA8910541082   Agenda 704562455 - Management
  Record Date 10-May-2013   Holding Recon Date 10-May-2013
  City /     Country TORONTO / Canada Vote Deadline Date 13-Jun-2013
  SEDOL(s) B1B25H3 - B1B5G68 - B3Z5DD4 - B5M04V1 Quick Code  

 

                   
  Item   Proposal   Type   Vote   For/Against
                  Management
  1.1   Election of Director: Fred Stanford   Management   For   For
  1.2   Election of Director: Michael Murphy   Management   For   For
  1.3   Election of Director: A. Terrance MacGibbon   Management   For   For
  1.4   Election of Director: David Fennell   Management   For   For
  1.5   Election of Director: Andrew Adams   Management   For   For
  1.6   Election of Director: Frank Davis   Management   For   For
  1.7   Election of Director: James Crombie   Management   For   For
  2   Appointment of KPMG LLP as auditors of the   Management   For   For
      Company for the ensuing year and authorizing            
      the directors to fix their remuneration            
  3   Ratification and confirmation of an amendment to   Management   For   For
      the Company’s by-laws to add an advance notice            
      requirement for nominations of directors by            
      shareholders in certain circumstances, as more            
      particularly described in the accompanying            
      management information circular            

 

 
 

 

           
  AUGUSTA RESOURCE CORP, VANCOUVER BC
  Security 050912203   Meeting Type MIX
  Ticker Symbol     Meeting Date 20-Jun-2013
  ISIN CA0509122036   Agenda 704538769 - Management
  Record Date 15-May-2013   Holding Recon Date 15-May-2013
  City /     Country VANCOUVER / Canada Vote Deadline Date 14-Jun-2013
  SEDOL(s) 2565068 - B07LT64 - B1FH9D8 Quick Code  

 

                   
  Item   Proposal   Type   Vote   For/Against
                  Management
  1   Number of Directors: To set the number of   Management   For   For
      directors at seven            
  2.1   Election of Director: Timothy Baker   Management   For   For
  2.2   Election of Director: Gilmour Clausen   Management   For   For
  2.3   Election of Director: W. Durand Eppler   Management   For   For
  2.4   Election of Director: Christopher M.H. Jennings   Management   For   For
  2.5   Election of Director: Robert P. Pirooz   Management   For   For
  2.6   Election of Director: Robert P. Wares   Management   For   For
  2.7   Election of Director: Richard W. Warke   Management   For   For
  3   Appointment of Auditors: Appointment of Ernst &   Management   For   For
      Young LLP as Auditors of the Corporation for the            
      ensuing year and authorizing the directors to fix            
      their remuneration            
  4   Advance Notice Policy: To pass an ordinary   Management   For   For
      resolution ratifying, confirming and approving the            
      Corporation’s advance notice policy            

 

 
 

 

           
  SAN GOLD CORPORATION, WINNIPEG MB
  Security 79780P104   Meeting Type MIX
  Ticker Symbol     Meeting Date 25-Jun-2013
  ISIN CA79780P1045   Agenda 704575387 - Management
  Record Date 22-May-2013   Holding Recon Date 22-May-2013
  City /     Country MANITOBA / Canada Vote Deadline Date 19-Jun-2013
  SEDOL(s) 2718895 - B0D01Z8 - B0D0FM3 - B0D2NQ9 Quick Code  
    - B2337K8    

 

                   
  Item   Proposal   Type   Vote   For/Against
                  Management
  1.1   Election of the following individual to the Board of   Management   For   For
      Director: Hugh Wynne            
  1.2   Election of the following individual to the Board of   Management   For   For
      Director: Dale Ginn            
  1.3   Election of the following individual to the Board of   Management   For   For
      Director: Michael Power            
  1.4   Election of the following individual to the Board of   Management   For   For
      Director: Stephen Harapiak            
  1.5   Election of the following individual to the Board of   Management   For   For
      Director: Michael Anderson            
  1.6   Election of the following individual to the Board of   Management   For   For
      Director: Robert Brennan            
  1.7   Election of the following individual to the Board of   Management   For   For
      Director: Ian Berzins            
  2   Appointment of Scarrow & Donald LLP as   Management   For   For
      auditors of the Corporation and authorization of            
      the Board of Directors to fix the auditors’            
      remuneration            
  3   Re-approval of the stock option plan of the   Management   For   For
      Corporation            
  4   Ratification of the amendment to the by-laws of   Management   For   For
      the Corporation            
  5   To transact such further business as may   Management   Abstain   For
      properly come before the Meeting or any            
      adjournment thereof            

 

 
 

 

           
  PREMIER GOLD MINES LIMITED, THUNDER BAY, ON
  Security 74051D104   Meeting Type MIX
  Ticker Symbol     Meeting Date 27-Jun-2013
  ISIN CA74051D1042   Agenda 704570488 - Management
  Record Date 16-May-2013   Holding Recon Date 16-May-2013
  City /     Country TORONTO / Canada Vote Deadline Date 21-Jun-2013
  SEDOL(s) B1CF5B5 - B1CKSY4 - B1CLXW0 Quick Code  

 

                   
  Item   Proposal   Type   Vote   For/Against
                  Management
  1.a   Election of Director: John A. Begeman   Management   For   For
  1.b   Election of Director: Jean-Pierre Colin   Management   For   For
  1.c   Election of Director: Ewan S. Downie   Management   For   For
  1.d   Election of Director: Henry J. Knowles   Management   For   For
  1.e   Election of Director: Claude Lemasson   Management   For   For
  1.f   Election of Director: Eberhard Scherkus   Management   For   For
  1.g   Election of Director:John Seaman   Management   For   For
  2   The appointment of Grant Thornton LLP, as the   Management   For   For
      auditor of the Corporation and the authorization            
      of the directors of the Corporation to fix the            
      remuneration to be paid to the auditor, as more            
      particularly described in the management            
      information circular of the Corporation            
  3   A resolution, with or without variation, approving   Management   For   For
      the unallocated rights, options or other            
      entitlements under the share option plan forming            
      a part of the amended and restated share            
      incentive plan of the Corporation, as more            
      particularly described in the management            
      information circular of the Corporation            
  4   A resolution, with or without variation, approving   Management   For   For
      and confirming an amendment to the by-laws of            
      the Corporation (By-Law No. 1) to, as more            
      particularly described in the management            
      information circular of the Corporation            

 

 
 

Dynamic U.S. Growth Fund

 

Vote Summary

           
  RED HAT, INC.
  Security 756577102   Meeting Type Annual
  Ticker Symbol RHT   Meeting Date 09-Aug-2012
  ISIN US7565771026   Agenda 933663418 - Management
  Record Date 15-Jun-2012   Holding Recon Date 15-Jun-2012
  City /     Country   / United States Vote Deadline Date 08-Aug-2012
  SEDOL(s)     Quick Code  

 

                   
  Item   Proposal   Type   Vote   For/Against
Management
  1.1   ELECTION OF DIRECTOR: MARYE ANNE FOX   Management   For   For
  1.2   ELECTION OF DIRECTOR: DONALD H.   Management   For   For
      LIVINGSTONE            
  2.   TO RATIFY THE SELECTION OF   Management   For   For
      PRICEWATERHOUSECOOPERS LLP AS RED            
      HAT’S INDEPENDENT REGISTERED PUBLIC            
      ACCOUNTING FIRM FOR THE FISCAL YEAR            
      ENDING FEBRUARY 28, 2013.            
  3.   TO APPROVE, ON AN ADVISORY BASIS, A   Management   For   For
      RESOLUTION RELATING TO RED HAT’S            
      EXECUTIVE COMPENSATION.            
  4.   TO APPROVE AN AMENDMENT AND   Management   For   For
      RESTATEMENT OF RED HAT’S 2004 LONG-            
      TERM INCENTIVE PLAN.            
  5.   TO APPROVE A STOCKHOLDER PROPOSAL   Shareholder   Against   For
      DESCRIBED IN THE PROXY STATEMENT, IF            
      PROPERLY PRESENTED AT THE ANNUAL            
      MEETING.            

 

           
  FUSION-IO, INC.
  Security 36112J107   Meeting Type Annual
  Ticker Symbol FIO   Meeting Date 06-Nov-2012
  ISIN US36112J1079   Agenda 933691316 - Management
  Record Date 13-Sep-2012   Holding Recon Date 13-Sep-2012
  City /     Country   / United States Vote Deadline Date 05-Nov-2012
  SEDOL(s)     Quick Code  

 

                       
  Item   Proposal   Type   Vote   For/Against
Management
  1   DIRECTOR   Management        
        1 FOREST BASKETT, PH.D       For   For
        2 DANA L. EVAN       For   For
  2.   THE RATIFICATION OF ERNST & YOUNG LLP   Management   For   For
      AS THE INDEPENDENT REGISTERED PUBLIC            
      ACCOUNTING FIRM FOR THE FISCAL YEAR            
      ENDING JUNE 30, 2013.            
  3.   THE APPROVAL OF THE COMPENSATION OF   Management   For   For
      THE NAMED EXECUTIVE OFFICERS.            

 

           
  CONCUR TECHNOLOGIES, INC.
  Security 206708109   Meeting Type Annual
  Ticker Symbol CNQR   Meeting Date 13-Mar-2013
  ISIN US2067081099   Agenda 933730536 - Management
  Record Date 18-Jan-2013   Holding Recon Date 18-Jan-2013
  City /     Country   / United States Vote Deadline Date 12-Mar-2013
  SEDOL(s)     Quick Code  

 

                       
  Item   Proposal   Type   Vote   For/Against
Management
  1.   DIRECTOR   Management        
        1 GORDON EUBANKS       For   For
  2.   APPROVAL OF AMENDED AND RESTATED   Management   For   For
      2007 EQUITY INCENTIVE PLAN            
  3.   RATIFICATION OF INDEPENDENT   Management   For   For
      REGISTERED PUBLIC ACCOUNTING FIRM            
  4.   APPROVAL OF, BY NON-BINDING VOTE,   Management   Against   Against
      EXECUTIVE COMPENSATION            
 
 

 

           
  WHOLE FOODS MARKET, INC.
  Security 966837106   Meeting Type Annual
  Ticker Symbol WFM   Meeting Date 15-Mar-2013
  ISIN US9668371068   Agenda 933728923 - Management
  Record Date 15-Jan-2013   Holding Recon Date 15-Jan-2013
  City /     Country   / United States Vote Deadline Date 14-Mar-2013
  SEDOL(s)     Quick Code  

 

                       
  Item   Proposal   Type   Vote   For/Against
Management
  1.   DIRECTOR   Management        
        1 DR. JOHN ELSTROTT       For   For
        2 GABRIELLE GREENE       For   For
        3 SHAHID (HASS) HASSAN       For   For
        4 STEPHANIE KUGELMAN       For   For
        5 JOHN MACKEY       For   For
        6 WALTER ROBB       For   For
        7 JONATHAN SEIFFER       For   For
        8 MORRIS (MO) SIEGEL       For   For
        9 JONATHAN SOKOLOFF       For   For
        10 DR. RALPH SORENSON       For   For
        11 W. (KIP) TINDELL, III       For   For
  2.   TO RATIFY THE APPOINTMENT OF ERNST &   Management   For   For
      YOUNG LLP AS INDEPENDENT AUDITOR FOR            
      THE COMPANY FOR THE FISCAL YEAR            
      ENDING SEPTEMBER 29, 2013.            
  3.   TO CONDUCT AN ADVISORY VOTE TO   Management   For   For
      APPROVE THE COMPENSATION OF THE            
      NAMED EXECUTIVE OFFICERS.            
  4.   TO RATIFY THE AMENDMENT OF THE   Management   For   For
      COMPANY’S 2009 STOCK INCENTIVE PLAN            
      TO INCREASE THE NUMBER OF SHARES OF            
      COMMON STOCK AUTHORIZED FOR            
      ISSUANCE PURSUANT TO SUCH PLAN BY AN            
      ADDITIONAL 14.5 MILLION SHARES AND            
      INCREASE THE NUMBER OF SHARES BY            
      WHICH THE PLAN POOL IS REDUCED FOR            
      EACH FULL VALUE AWARD FROM 2 TO 2.25.            
  5.   SHAREHOLDER PROPOSAL REGARDING   Shareholder   Against   For
      EXTENDED PRODUCER RESPONSIBILITY            
      FOR POST-CONSUMER PRODUCT            
      PACKAGING.            
  6.   SHAREHOLDER PROPOSAL TO REQUIRE   Shareholder   Against   For
      THE COMPANY TO HAVE, WHENEVER            
      POSSIBLE, AN INDEPENDENT CHAIRMAN OF            
      THE BOARD WHO HAS NOT PREVIOUSLY            
      SERVED AS AN EXECUTIVE OFFICER OF THE            
      COMPANY.            

 

           
  SALESFORCE.COM, INC.
  Security 79466L302   Meeting Type Special
  Ticker Symbol CRM   Meeting Date 20-Mar-2013
  ISIN US79466L3024   Agenda 933734851 - Management
  Record Date 08-Feb-2013   Holding Recon Date 08-Feb-2013
  City /     Country   / United States Vote Deadline Date 19-Mar-2013
  SEDOL(s)     Quick Code  

 

                   
  Item   Proposal   Type   Vote   For/Against
Management
  1.   APPROVAL OF THE AMENDMENT AND   Management   For   For
      RESTATEMENT OF THE AMENDED AND            
      RESTATED CERTIFICATE OF            
      INCORPORATION OF THE COMPANY TO            
      INCREASE THE AUTHORIZED SHARE            
      CAPITAL OF THE COMPANY FROM            
      405,000,000 TO 1,605,000,000.            

 

           
  TRACTOR SUPPLY COMPANY
  Security 892356106   Meeting Type Annual
  Ticker Symbol TSCO   Meeting Date 02-May-2013
  ISIN US8923561067   Agenda 933747745 - Management
  Record Date 08-Mar-2013   Holding Recon Date 08-Mar-2013
  City /     Country   / United States Vote Deadline Date 01-May-2013
  SEDOL(s)     Quick Code  

 

                       
  Item   Proposal   Type   Vote   For/Against
Management
  1.   DIRECTOR   Management        
        1 JAMES F. WRIGHT       For   For
        2 JOHNSTON C. ADAMS       For   For
        3 PETER D. BEWLEY       For   For
        4 JACK C. BINGLEMAN       For   For
        5 RICHARD W. FROST       For   For
        6 CYNTHIA T. JAMISON       For   For
        7 GEORGE MACKENZIE       For   For
        8 EDNA K. MORRIS       For   For
        9 GREGORY A. SANDFORT       For   For
  2.   TO RATIFY THE REAPPOINTMENT OF ERNST   Management   For   For
      & YOUNG LLP AS OUR INDEPENDENT            
      REGISTERED PUBLIC ACCOUNTING FIRM            
      FOR THE FISCAL YEAR ENDING DECEMBER            
      28, 2013.            
  3.   SAY ON PAY - AN ADVISORY VOTE TO   Management   For   For
      APPROVE EXECUTIVE COMPENSATION.            
 
 

 

           
  ALEXION PHARMACEUTICALS, INC.
  Security 015351109   Meeting Type Annual
  Ticker Symbol ALXN   Meeting Date 06-May-2013
  ISIN US0153511094   Agenda 933795051 - Management
  Record Date 11-Mar-2013   Holding Recon Date 11-Mar-2013
  City /     Country   / United States Vote Deadline Date 03-May-2013
  SEDOL(s)     Quick Code  

 

                       
  Item   Proposal   Type   Vote   For/Against
Management
  1.   DIRECTOR   Management        
        1 LEONARD BELL       For   For
        2 MAX LINK       For   For
        3 WILLIAM R. KELLER       For   For
        4 JOSEPH A. MADRI       For   For
        5 LARRY L. MATHIS       For   For
        6 R. DOUGLAS NORBY       For   For
        7 ALVIN S. PARVEN       For   For
        8 ANDREAS RUMMELT       For   For
        9 ANN M. VENEMAN       For   For
  2.   APPROVAL OF A NON-BINDING ADVISORY   Management   Against   Against
      VOTE OF THE 2012 COMPENSATION PAID TO            
      ALEXION’S NAMED EXECUTIVE OFFICERS.            
  3.   APPROVAL OF THE AMENDED AND   Management   For   For
      RESTATED 2004 INCENTIVE PLAN, AS            
      DESCRIBED IN THE ACCOMPANYING PROXY            
      STATEMENT, INCLUDING TO INCREASE THE            
      NUMBER OF SHARES OF COMMON STOCK            
      AVAILABLE FOR ISSUANCE BY 12 MILLION            
      SHARES (SUBJECT TO ADJUSTMENT IN THE            
      EVENT OF STOCK SPLITS AND OTHER            
      SIMILAR EVENTS).            
  4.   RATIFICATION OF APPOINTMENT BY THE   Management   For   For
      BOARD OF DIRECTORS OF            
      PRICEWATERHOUSECOOPERS LLP AS            
      ALEXION’S INDEPENDENT REGISTERED            
      PUBLIC ACCOUNTING FIRM.            

 

           
  SOLARWINDS, INC.
  Security 83416B109   Meeting Type Annual
  Ticker Symbol SWI   Meeting Date 09-May-2013
  ISIN US83416B1098   Agenda 933758318 - Management
  Record Date 14-Mar-2013   Holding Recon Date 14-Mar-2013
  City /     Country   / United States Vote Deadline Date 08-May-2013
  SEDOL(s)     Quick Code  

 

                       
  Item   Proposal   Type   Vote   For/Against
Management
  1.   DIRECTOR   Management        
        1 J. BENJAMIN NYE       For   For
        2 KEVIN B. THOMPSON       For   For
  2.   RATIFY THE SELECTION OF   Management   For   For
      PRICEWATERHOUSECOOPERS LLP AS THE            
      COMPANY’S INDEPENDENT REGISTERED            
      PUBLIC ACCOUNTING FIRM FOR THE FISCAL            
      YEAR ENDING DECEMBER 31, 2013.            
  3.   APPROVE, ON A NON-BINDING BASIS, THE   Management   For   For
      COMPANY’S OVERALL EXECUTIVE            
      COMPENSATION PROGRAM, AS DESCRIBED            
      IN THE COMPENSATION DISCUSSION AND            
      ANALYSIS, THE COMPENSATION TABLES            
      AND THE RELATED NARRATIVES AND            
      OTHER MATERIALS IN THE PROXY            
      STATEMENT.            
  4.   PROVIDE FOR THE ADJOURNMENT OR   Management   For   For
      POSTPONEMENT OF THE ANNUAL MEETING,            
      IF NECESSARY, TO SOLICIT ADDITIONAL            
      PROXIES IF THERE ARE INSUFFICIENT            
      SHARES PRESENT OR VOTING            
      AFFIRMATIVELY AT THE TIME OF THE            
      ANNUAL MEETING EITHER (1) TO ESTABLISH            
      A QUORUM; OR (2) IF A QUORUM IS            
      PRESENT, TO APPROVE PROPOSALS ONE            
      THROUGH THREE.            
 
 

 

           
  PHARMACYCLICS, INC.
  Security 716933106   Meeting Type Annual
  Ticker Symbol PCYC   Meeting Date 09-May-2013
  ISIN US7169331060   Agenda 933785125 - Management
  Record Date 28-Mar-2013   Holding Recon Date 28-Mar-2013
  City / Country   / United States Vote Deadline Date 08-May-2013
  SEDOL(s)     Quick Code  

 

                       
  Item   Proposal   Type   Vote   For/Against
Management
  1.   DIRECTOR   Management        
        1 ROBERT F. BOOTH, PH.D.       For   For
        2 KENNETH A. CLARK       For   For
        3 ROBERT W. DUGGAN       For   For
        4 ERIC H. HALVORSON       For   For
        5 MINESH P. MEHTA, M.D.       For   For
        6 DAVID D. SMITH, PH.D.       For   For
        7 RICHARD VAN DEN BROEK       For   For
  2.   TO AMEND THE COMPANY’S EMPLOYEE   Management   For   For
      STOCK PURCHASE PLAN (THE “EMPLOYEE            
      STOCK PURCHASE PLAN”) TO INCREASE            
      THE MAXIMUM NUMBER OF SHARES            
      AVAILABLE FOR ISSUANCE UNDER THE            
      EMPLOYEE STOCK PURCHASE PLAN BY AN            
      ADDITIONAL 300,000 SHARES.            
  3.   TO APPROVE AN ADVISORY RESOLUTION   Management   For   For
      REGARDING THE COMPENSATION OF THE            
      COMPANY’S NAMED EXECUTIVE OFFICERS.            
  4.   TO RATIFY THE APPOINTMENT OF   Management   For   For
      PRICEWATERHOUSECOOPERS LLP AS THE            
      COMPANY’S INDEPENDENT REGISTERED            
      PUBLIC ACCOUNTING FIRM FOR THE FISCAL            
      YEAR ENDING DECEMBER 31, 2013.            

 

           
  QLIK TECHNOLOGIES INC.
  Security 74733T105   Meeting Type Annual
  Ticker Symbol QLIK   Meeting Date 15-May-2013
  ISIN US74733T1051   Agenda 933765375 - Management
  Record Date 21-Mar-2013   Holding Recon Date 21-Mar-2013
  City /     Country   / United States Vote Deadline Date 14-May-2013
  SEDOL(s)     Quick Code  

 

                       
  Item   Proposal   Type   Vote   For/Against
Management
  1.   DIRECTOR   Management        
        1 JOHN GAVIN, JR.       For   For
        2 ALEXANDER OTT       For   For
  2.   TO RATIFY THE APPOINTMENT OF ERNST &   Management   For   For
      YOUNG LLP AS THE COMPANY’S            
      INDEPENDENT REGISTERED PUBLIC            
      ACCOUNTING FIRM FOR THE FISCAL YEAR            
      ENDING DECEMBER 31, 2013.            
  3.   ADVISORY VOTE TO APPROVE NAMED   Management   For   For
      EXECUTIVE OFFICER COMPENSATION.            
 
 

 

           
  NETSUITE INC.
  Security 64118Q107   Meeting Type Annual
  Ticker Symbol N   Meeting Date 22-May-2013
  ISIN US64118Q1076   Agenda 933815372 - Management
  Record Date 01-Apr-2013   Holding Recon Date 01-Apr-2013
  City /      Country   / United States Vote Deadline Date 21-May-2013
  SEDOL(s)     Quick Code  

 

                       
  Item   Proposal   Type   Vote   For/Against
Management
  1.   DIRECTOR   Management        
        1 WILLIAM BEANE III       For   For
        2 DEBORAH FARRINGTON       For   For
        3 EDWARD ZANDER       For   For
  2.   APPROVAL OF THE COMPANY’S EXECUTIVE   Management   For   For
      OFFICER PERFORMANCE-BASED CASH            
      INCENTIVE PLAN SO THAT THE COMPANY            
      MAY QUALIFY PERFORMANCE-BASED CASH            
      INCENTIVES PAID AS “PERFORMANCE-            
      BASED” COMPENSATION UNDER SECTION            
      162(M) OF THE INTERNAL REVENUE CODE            
      OF 1986, AS AMENDED.            
  3.   RATIFICATION OF THE APPOINTMENT OF   Management   For   For
      KPMG LLP AS THE COMPANY’S            
      INDEPENDENT REGISTERED PUBLIC            
      ACCOUNTING FIRM FOR THE FISCAL YEAR            
      ENDING DECEMBER 31, 2013.            

 

           
  WORKDAY, INC.
  Security 98138H101   Meeting Type Annual
  Ticker Symbol WDAY   Meeting Date 23-May-2013
  ISIN US98138H1014   Agenda 933775667 - Management
  Record Date 25-Mar-2013   Holding Recon Date 25-Mar-2013
  City /     Country   / United States Vote Deadline Date 22-May-2013
  SEDOL(s)     Quick Code  

 

                       
  Item   Proposal   Type   Vote   For/Against
Management
  1   DIRECTOR   Management        
        1 A. GEORGE (SKIP) BATTLE       For   For
        2 MICHAEL M. MCNAMARA       For   For
  2   TO RATIFY THE APPOINTMENT OF ERNST &   Management   For   For
      YOUNG LLP AS WORKDAY’S INDEPENDENT            
      REGISTERED PUBLIC ACCOUNTING FIRM            
      FOR THE FISCAL YEAR ENDING JANUARY 31,            
      2014.            
  3   REAPPROVAL OF THE INTERNAL REVENUE   Management   For   For
      CODE SECTION 162(M) LIMITS OF OUR 2012            
      EQUITY INCENTIVE PLAN.            

 

           
  AMAZON.COM, INC.
  Security 023135106   Meeting Type Annual
  Ticker Symbol AMZN   Meeting Date 23-May-2013
  ISIN US0231351067   Agenda 933782612 - Management
  Record Date 01-Apr-2013   Holding Recon Date 01-Apr-2013
  City / Country   / United States Vote Deadline Date 22-May-2013
  SEDOL(s)     Quick Code  

 

                   
  Item   Proposal   Type   Vote   For/Against
Management
  1A.   ELECTION OF DIRECTOR: JEFFREY P.   Management   For   For
      BEZOS            
  1B.   ELECTION OF DIRECTOR: TOM A. ALBERG   Management   For   For
  1C.   ELECTION OF DIRECTOR: JOHN SEELY   Management   For   For
      BROWN            
  1D.   ELECTION OF DIRECTOR: WILLIAM B.   Management   For   For
      GORDON            
  1E.   ELECTION OF DIRECTOR: JAMIE S.   Management   For   For
      GORELICK            
  1F.   ELECTION OF DIRECTOR: ALAIN MONIE   Management   For   For
  1G.   ELECTION OF DIRECTOR: JONATHAN J.   Management   For   For
      RUBINSTEIN            
  1H.   ELECTION OF DIRECTOR: THOMAS O.   Management   For   For
      RYDER            
  1I.   ELECTION OF DIRECTOR: PATRICIA Q.   Management   For   For
      STONESIFER            
  2.   RATIFICATION OF THE APPOINTMENT OF   Management   For   For
      ERNST & YOUNG LLP AS INDEPENDENT            
      AUDITORS            
  3.   SHAREHOLDER PROPOSAL REGARDING A   Shareholder   Against   For
      REPORT CONCERNING CORPORATE            
      POLITICAL CONTRIBUTIONS            
 
 

 

           
  FIVE BELOW, INC.
  Security 33829M101   Meeting Type Annual
  Ticker Symbol FIVE   Meeting Date 30-May-2013
  ISIN US33829M1018   Agenda 933796990 - Management
  Record Date 05-Apr-2013   Holding Recon Date 05-Apr-2013
  City /      Country   / United States Vote Deadline Date 29-May-2013
  SEDOL(s)     Quick Code  

 

                   
  Item   Proposal   Type   Vote   For/Against
Management
  1.   DIRECTOR   Management        
      1 MICHAEL F. DEVINE, III       For   For
      2 RONALD L. SARGENT       For   For
  2.   TO APPROVE THE FIVE BELOW, INC. 2012   Management   For   For
      EMPLOYEE STOCK PURCHASE PLAN.            
  3.   TO RATIFY THE APPOINTMENT OF KPMG LLP   Management   For   For
      AS THE COMPANY’S INDEPENDENT            
      REGISTERED PUBLIC ACCOUNTING FIRM            
      FOR THE CURRENT FISCAL YEAR ENDING            
      FEBRUARY 1, 2014.            
  4.   TO APPROVE, ON AN ADVISORY (NON-   Management   For   For
      BINDING) BASIS, THE COMPANY’S NAMED            
      EXECUTIVE OFFICER COMPENSATION.            
  5.   TO APPROVE, ON AN ADVISORY (NON-   Management   3 Years   For
      BINDING) BASIS, THE FREQUENCY OF            
      FUTURE ADVISORY VOTES TO APPROVE            
      EXECUTIVE COMPENSATION.            

 

           
  GOOGLE INC.
  Security 38259P508   Meeting Type Annual
  Ticker Symbol GOOG   Meeting Date 06-Jun-2013
  ISIN US38259P5089   Agenda 933801905 - Management
  Record Date 08-Apr-2013   Holding Recon Date 08-Apr-2013
  City /     Country   / United States Vote Deadline Date 05-Jun-2013
  SEDOL(s)     Quick Code  

 

                       
  Item   Proposal     Type   Vote   For/Against
Management
  1.   DIRECTOR   Management        
        1 LARRY PAGE       For   For
        2 SERGEY BRIN       For   For
        3 ERIC E. SCHMIDT       For   For
        4 L. JOHN DOERR       For   For
        5 DIANE B. GREENE       For   For
        6 JOHN L. HENNESSY       For   For
        7 ANN MATHER       For   For
        8 PAUL S. OTELLINI       For   For
        9 K. RAM SHRIRAM       For   For
        10 SHIRLEY M. TILGHMAN       For   For
  2.   THE RATIFICATION OF THE APPOINTMENT   Management   For   For
      OF ERNST & YOUNG LLP AS GOOGLE’S            
      INDEPENDENT REGISTERED PUBLIC            
      ACCOUNTING FIRM FOR THE FISCAL YEAR            
      ENDING DECEMBER 31, 2013.            
  3.   A STOCKHOLDER PROPOSAL REGARDING A   Shareholder   Against   For
      REPORT ON LEAD BATTERIES IN GOOGLE’S            
      SUPPLY CHAIN, IF PROPERLY PRESENTED            
      AT THE MEETING.            
  4.   A STOCKHOLDER PROPOSAL REGARDING   Shareholder   Against   For
      EQUAL SHAREHOLDER VOTING, IF            
      PROPERLY PRESENTED AT THE MEETING.            
  5.   A STOCKHOLDER PROPOSAL REGARDING   Shareholder   Against   For
      EXECUTIVE STOCK RETENTION, IF            
      PROPERLY PRESENTED AT THE MEETING.            
  6.   A STOCKHOLDER PROPOSAL REGARDING   Shareholder   Against   For
      SUCCESSION PLANNING, IF PROPERLY            
      PRESENTED AT THE MEETING.            
 
 

 

           
  SOURCEFIRE, INC.
  Security 83616T108   Meeting Type Annual
  Ticker Symbol FIRE   Meeting Date 06-Jun-2013
  ISIN US83616T1088   Agenda 933803137 - Management
  Record Date 08-Apr-2013   Holding Recon Date 08-Apr-2013
  City /     Country   / United States Vote Deadline Date 05-Jun-2013
  SEDOL(s)     Quick Code  

 

                       
  Item   Proposal   Type   Vote   For/Against
Management
  1.   DIRECTOR   Management        
        1 JOHN C. BECKER       For   For
        2 KEVIN M. KLAUSMEYER       For   For
        3 ARNOLD L. PUNARO       For   For
  2.   APPROVAL OF THE EXECUTIVE ANNUAL   Management   For   For
      INCENTIVE PLAN.            
  3.   ADVISORY APPROVAL OF THE COMPANY’S   Management   For   For
      EXECUTIVE COMPENSATION.            
  4.   RATIFICATION OF THE SELECTION OF   Management   For   For
      ERNST & YOUNG LLP AS INDEPENDENT            
      AUDITORS OF THE COMPANY FOR ITS            
      FISCAL YEAR ENDING DECEMBER 31, 2013.            

 

           
  SALESFORCE.COM, INC.
  Security 79466L302   Meeting Type Annual
  Ticker Symbol CRM   Meeting Date 06-Jun-2013
  ISIN US79466L3024   Agenda 933825979 - Management
  Record Date 06-May-2013   Holding Recon Date 06-May-2013
  City /     Country   / United States Vote Deadline Date 05-Jun-2013
  SEDOL(s)     Quick Code  

 

                   
  Item   Proposal   Type   Vote   For/Against
Management
  1.1   ELECTION OF DIRECTOR: STRATTON   Management   For   For
      SCLAVOS            
  1.2   ELECTION OF DIRECTOR: LAWRENCE   Management   For   For
      TOMLINSON            
  1.3   ELECTION OF DIRECTOR: SHIRLEY YOUNG   Management   For   For
  2.   APPROVAL OF THE AMENDMENT AND   Management   For   For
      RESTATEMENT OF THE AMENDED AND            
      RESTATED CERTIFICATE OF            
      INCORPORATION OF THE COMPANY TO            
      ELIMINATE THE CLASSIFIED STRUCTURE OF            
      THE BOARD OF DIRECTORS.            
  3.   APPROVAL OF THE COMPANY’S 2013   Management   For   For
      EQUITY INCENTIVE PLAN.            
  4.   RATIFICATION OF THE APPOINTMENT OF   Management   For   For
      ERNST & YOUNG LLP AS THE COMPANY’S            
      INDEPENDENT REGISTERED PUBLIC            
      ACCOUNTING FIRM FOR THE FISCAL YEAR            
      ENDING ON JANUARY 31, 2014.            
  5.   ADVISORY VOTE TO APPROVE THE   Management   For   For
      RESOLUTION ON THE COMPENSATION OF            
      THE NAMED EXECUTIVE OFFICERS.            
 
 

 

           
  CELGENE CORPORATION
  Security 151020104   Meeting Type Annual
  Ticker Symbol CELG   Meeting Date 12-Jun-2013
  ISIN US1510201049   Agenda 933806866 - Management
  Record Date 17-Apr-2013   Holding Recon Date 17-Apr-2013
  City /      Country   / United States Vote Deadline Date 11-Jun-2013
  SEDOL(s)     Quick Code  

 

                       
  Item   Proposal   Type   Vote   For/Against
Management
  1.   DIRECTOR   Management        
        1 ROBERT J. HUGIN       For   For
        2 R.W. BARKER, D. PHIL.       For   For
        3 MICHAEL D. CASEY       For   For
        4 CARRIE S. COX       For   For
        5 RODMAN L. DRAKE       For   For
        6 M.A. FRIEDMAN, M.D.       For   For
        7 GILLA KAPLAN, PH.D.       For   For
        8 JAMES J. LOUGHLIN       For   For
        9 ERNEST MARIO, PH.D.       For   For
  2.   RATIFICATION OF THE APPOINTMENT OF   Management   For   For
      KPMG LLP AS THE COMPANY’S            
      INDEPENDENT REGISTERED PUBLIC            
      ACCOUNTING FIRM FOR THE FISCAL YEAR            
      ENDING DECEMBER 31, 2013.            
  3.   APPROVAL OF THE AMENDMENT AND   Management   For   For
      RESTATEMENT OF THE COMPANY’S 2008            
      STOCK INCENTIVE PLAN.            
  4.   APPROVAL, BY NON-BINDING VOTE, OF   Management   For   For
      EXECUTIVE COMPENSATION OF THE            
      COMPANY’S NAMED EXECUTIVE OFFICERS.            
  5.   STOCKHOLDER PROPOSAL DESCRIBED IN   Shareholder   Against   For
      MORE DETAIL IN THE PROXY STATEMENT.            

 

           
  SPLUNK INC.
  Security 848637104   Meeting Type Annual
  Ticker Symbol SPLK   Meeting Date 13-Jun-2013
  ISIN US8486371045   Agenda 933807440 - Management
  Record Date 15-Apr-2013   Holding Recon Date 15-Apr-2013
  City /      Country   / United States Vote Deadline Date 12-Jun-2013
  SEDOL(s)     Quick Code  

 

                       
  Item   Proposal   Type   Vote   For/Against
Management
  1.   DIRECTOR   Management        
        1 DAVID M. HORNIK       For   For
        2 THOMAS M. NEUSTAETTER       For   For
  2.   TO RATIFY THE APPOINTMENT OF   Management   For   For
      PRICEWATERHOUSECOOPERS LLP AS OUR            
      INDEPENDENT REGISTERED PUBLIC            
      ACCOUNTING FIRM FOR OUR FISCAL YEAR            
      ENDING JANUARY 31, 2014.            
  3.   TO CONDUCT AN ADVISORY VOTE TO   Management   For   For
      APPROVE THE COMPENSATION OF OUR            
      NAMED EXECUTIVE OFFICERS FOR THE            
      FISCAL YEAR ENDED JANUARY 31, 2013, AS            
      DESCRIBED IN THE PROXY STATEMENT.            
  4.   TO CONDUCT AN ADVISORY VOTE ON THE   Management   1 Year   For
      FREQUENCY OF FUTURE STOCKHOLDER            
      ADVISORY VOTES TO APPROVE THE            
      COMPENSATION OF OUR NAMED            
      EXECUTIVE OFFICERS.            
 
 

 

           
  LINKEDIN CORPORATION
  Security 53578A108   Meeting Type Annual
  Ticker Symbol LNKD   Meeting Date 13-Jun-2013
  ISIN US53578A1088   Agenda 933814065 - Management
  Record Date 19-Apr-2013   Holding Recon Date 19-Apr-2013
  City /     Country   / United States Vote Deadline Date 12-Jun-2013
  SEDOL(s)     Quick Code  

 

                       
  Item   Proposal   Type   Vote   For/Against
Management
  1.   DIRECTOR   Management        
        1 A. GEORGE “SKIP” BATTLE       For   For
        2 MICHAEL J. MORITZ       For   For
  2.   RATIFICATION OF THE APPOINTMENT OF   Management   For   For
      DELOITTE & TOUCHE LLP AS THE            
      INDEPENDENT REGISTERED PUBLIC            
      ACCOUNTANTS OF LINKEDIN CORPORATION            
      FOR THE FISCAL YEAR ENDING DECEMBER            
      31, 2013.            

 

           
  REGENERON PHARMACEUTICALS, INC.
  Security 75886F107   Meeting Type Annual
  Ticker Symbol REGN   Meeting Date 14-Jun-2013
  ISIN US75886F1075   Agenda 933806854 - Management
  Record Date 17-Apr-2013   Holding Recon Date 17-Apr-2013
  City /     Country   / United States Vote Deadline Date 13-Jun-2013
  SEDOL(s)     Quick Code  

 

                       
  Item   Proposal   Type   Vote   For/Against
Management
  1.   DIRECTOR   Management        
        1 MICHAEL S. BROWN, M.D.       For   For
        2 LEONARD S. SCHLEIFER       For   For
        3 ERIC M. SHOOTER, PH.D.       For   For
        4 GEORGE D. YANCOPOULOS       For   For
  2.   PROPOSAL TO RATIFY THE APPOINTMENT   Management   For   For
      OF PRICEWATERHOUSECOOPERS LLP AS            
      THE COMPANY’S INDEPENDENT            
      REGISTERED PUBLIC ACCOUNTING FIRM            
      FOR THE FISCAL YEAR ENDING DECEMBER            
      31, 2013.            

 

           
  IXIA
  Security 45071R109   Meeting Type Annual
  Ticker Symbol XXIA   Meeting Date 19-Jun-2013
  ISIN US45071R1095   Agenda 933831136 - Management
  Record Date 24-Apr-2013   Holding Recon Date 24-Apr-2013
  City /      Country   / United States Vote Deadline Date 18-Jun-2013
  SEDOL(s)     Quick Code  

 

                       
  Item   Proposal   Type   Vote   For/Against
Management
  1.   DIRECTOR   Management        
        1 VICTOR ALSTON            
        2 LAURENT ASSCHER            
        3 JONATHAN FRAM            
        4 ERROL GINSBERG            
        5 GAIL HAMILTON            
  2.   APPROVAL, ON AN ADVISORY BASIS, OF   Management        
      THE COMPENSATION OF THE COMPANY’S            
      NAMED EXECUTIVE OFFICERS.            
  3.   APPROVAL OF AMENDMENT AND   Management        
      RESTATEMENT OF THE AMENDED AND            
      RESTATED 2008 EQUITY INCENTIVE PLAN,            
      AS AMENDED, INCLUDING AN INCREASE IN            
      THE NUMBER OF SHARES AVAILABLE FOR            
      FUTURE AWARDS THEREUNDER OF            
      9,800,000.            
  4.   APPROVAL OF AMENDMENT TO THE 2010   Management        
      EMPLOYEE STOCK PURCHASE PLAN, AS            
      AMENDED, TO INCREASE THE NUMBER OF            
      SHARES AUTHORIZED FOR ISSUANCE            
      THEREUNDER BY 2,000,000.            

 

 
 

JOHCM International Select Fund

 

Vote Summary

           
  HENKEL AG & CO. KGAA, DUESSELDORF    
  Security D32051142   Meeting Type Annual General Meeting
  Ticker Symbol     Meeting Date 15-Apr-2013
  ISIN DE0006048408   Agenda 704307330 - Management
  Record Date 22-Mar-2013   Holding Recon Date 22-Mar-2013
  City /     Country DUESSEL / Germany Vote Deadline Date 04-Apr-2013
    DORF      
  SEDOL(s) 5002465 - 5084935 - 5085035 - B0316Z6 - B28J8T7 Quick Code  

 

                   
  Item   Proposal   Type   Vote   For/Against
Management
  1.   Presentation of the financial statements and   Management   For   For
      annual report for the 2012 financial year with the            
      report of the Supervisory Board, the group            
      financial statements, the group annual report,            
      and the reports pursuant to Sections 289(4),            
      289(5), 315(2) and 315(4) of the German            
      Commercial Code, approval of the financial            
      statements for 2012 financial year            
  2.   Resolution on the appropriation of the   Management   For   For
      distributable profit of EUR 593,788,240.84 as            
      follows: Payment of a dividend of EUR 0.93 per            
      ordinary share and EUR 0.95 per preferred share            
      EUR 182,923,345.84 shall be carried forward Ex-            
      dividend and payable date: April 16, 2013            
  3.   Ratification of the acts of the General Partner   Management   For   For
  4.   Ratification of the acts of the Supervisory Board   Management   For   For
  5.   Ratification of the acts of the Shareholders   Management   For   For
      Committee            
  6.   Appointment of auditors for the 2013 financial   Management   For   For
      year: KPMG AG, Berlin            
  7.   Election of Jean-Francois Van Boxmeer to the   Management   For   For
      Supervisory Board            
  8.   Amendment to Section 12(1) of the articles of   Management   For   For
      association in respect of the Supervisory Board            
      comprising 16 members of which 8 members are            
      elected by the shareholders meeting and 8            
      members by the employees in accordance with            
      the provisions of the German Co-Determination            
      Act            

 

           
  GEA GROUP AG, BOCHUM      
  Security D28304109   Meeting Type Annual General Meeting
  Ticker Symbol     Meeting Date 18-Apr-2013
  ISIN DE0006602006   Agenda 704318915 - Management
  Record Date 27-Mar-2013   Holding Recon Date 27-Mar-2013
  City /     Country OBERHAU / Germany Vote Deadline Date 09-Apr-2013
    SEN      
  SEDOL(s) 4557104 - B02NSV3 - B28HB58 Quick Code  

 

                   
  Item   Proposal   Type   Vote   For/Against
Management
  1.   Presentation of the adopted Annual Financial   Non-Voting        
      Statements of GEA Group Aktienge-sellschaft            
      and of the approved Consolidated Financial            
      Statements as at December-31, 2012, of the            
      Group Management Report combined with the            
      Management Report-of GEA Group            
      Aktiengesellschaft for the 2012 fiscal year            
      including the Explanatory Report of the            
      Executive Board on the information provided in            
      accordance with section 289 Sect. 4 and Sect. 5,            
      section 315 Sect. 2 No. 5 and Sect. 4 HGB-            
      (German Commercial Code) as well as the            
      Report of the Supervisory Board for t-he 2012            
      fiscal year            
  2.   Appropriation of Net Earnings   Management   For   For
  3.   Ratification of the Acts of the Executive Board in   Management   For   For
      the 2012 Fiscal Year            
  4.   Ratification of the Acts of the Supervisory Board   Management   For   For
      in the 2012 Fiscal Year            
  5.   Election of the Auditor for the 2013 Fiscal Year:   Management   For   For
      KPMG AG            

 

 
 

 

           
  KEPPEL CORPORATION LTD, SINGAPORE    
  Security Y4722Z120   Meeting Type Annual General Meeting
  Ticker Symbol     Meeting Date 19-Apr-2013
  ISIN SG1U68934629   Agenda 704355216 - Management
  Record Date     Holding Recon Date 17-Apr-2013
  City /     Country SINGAPORE / Singapore Vote Deadline Date 12-Apr-2013
  SEDOL(s) B1VQ5C0 - B1WQWB7 - B1WT6F8 - B3Z30L5 - B89GTZ2 Quick Code  

 

                   
  Item   Proposal   Type   Vote   For/Against
Management
  1   To receive and adopt the Directors’ Report and   Management   For   For
      Audited Financial Statements for the year ended            
      31 December 2012            
  2   To declare a final tax-exempt (one-tier) dividend   Management   For   For
      of 27 cents per share for the year ended 31            
      December 2012 (2011: final tax-exempt (one-tier)            
      dividend of 26 cents per share)            
  3   To re-elect the following director, who will be   Management   For   For
      retiring by rotation pursuant to Article 81B of the            
      Company’s Articles of Association and who,            
      being eligible, offers himself for re-election            
      pursuant to Article 81C: Mr Alvin Yeo Khirn Hai            
  4   To re-elect the following director, who will be   Management   For   For
      retiring by rotation pursuant to Article 81B of the            
      Company’s Articles of Association and who,            
      being eligible, offers himself for re-election            
      pursuant to Article 81C: Mr Tong Chong Heong            
  5   To re-elect the following director, who will be   Management   For   For
      retiring by rotation pursuant to Article 81B of the            
      Company’s Articles of Association and who,            
      being eligible, offers himself for re-election            
      pursuant to Article 81C: Mr Tan Ek Kia            
  6   To re-elect Mr Tan Puay Chiang, whom being   Management   For   For
      appointed by the board of directors after the last            
      annual general meeting, will retire in accordance            
      with Article 81A(1) of the Company’s Articles of            
      Association and who, being eligible, offers            
      himself for re-election            
  7   To approve the ordinary remuneration of the non-   Management   For   For
      executive directors of the Company for the            
      financial year ended 31 December 2012,            
      comprising the following: (1) the payment of            
      directors’ fees of an aggregate amount of SGD            
      1,218,880 in cash (2011: SGD 1,382,500); and            
      (2) (a) the award of an aggregate number of            
      31,400 existing ordinary shares in the capital of            
      the Company (the “Remuneration Shares”) to Dr            
      Lee Boon Yang, Mr Lim Hock San, Mr Sven            
      Bang Ullring, Mr Tony Chew Leong-Chee, Mrs            
      Oon Kum Loon, Mr Tow Heng Tan, Mr Alvin Yeo            
      Khirn Hai, Mr Tan Ek Kia, Mr Danny Teoh and Mr            
      Tan Puay Chiang as payment in part of their            
      respective remuneration for the financial year            
      ended 31 December 2012 as follows: (i) 10,000            
      Remuneration Shares to Dr Lee Boon Yang; (ii)            
      900 Remuneration Shares to Mr Lim Hock San;            
      (iii) 900 Remuneration Shares CONTD            
  CONT   CONTD to Mr Sven Bang Ullring; (iv) 3,000   Non-Voting        
      Remuneration Shares to Mr Tony Chew-Leong-            
      Chee; (v) 3,000 Remuneration Shares to Mrs            
      Oon Kum Loon; (vi) 3,000-Remuneration Shares            
      to Mr Tow Heng Tan; (vii) 3,000 Remuneration            
      Shares to Mr-Alvin Yeo Khirn Hai; (viii) 3,000            
      Remuneration Shares to Mr Tan Ek Kia; (ix)-            
      3,000 Remuneration Shares to Mr Danny Teoh;            
      and (x) 1,600 Remuneration Shares-to Mr Tan            
      Puay Chiang, (b) the directors of the Company            
      and/or any of them be-and are hereby authorised            
      to instruct a third party agency to purchase from-            
      the market 31,400 existing shares at such price            
      as the directors of the-Company may deem fit            
      and deliver the Remuneration Shares to each-            
      non-executive director in the manner as set out in            
      (2)(a) above; and (c) any-director of the            
      Company or the Company Secretary be            
      authorised to do all-things CONTD            
  CONT   CONTD necessary or desirable to give effect to   Non-Voting        
      the above            
  8   To re-appoint the Auditors and authorise the   Management   For   For
      directors of the Company to fix their remuneration            
  9   That pursuant to Section 161 of the Companies   Management   For   For
      Act, Chapter 50 of Singapore (the “Companies            
      Act”) and Article 48A of the Company’s Articles of            
      Association, authority be and is hereby given to            
      the directors of the Company to: (1) (a) issue            
      shares in the capital of the Company (“Shares”),            
      whether by way of rights, bonus or otherwise,            
      and including any capitalisation pursuant to            
      Article 124 of the Company’s Articles of            
      Association of any sum for the time being            
      standing to the credit of any of the Company’s            
      reserve accounts or any sum standing to the            
      credit of the profit and loss account or otherwise            
      available for distribution; and/or (b) make or grant            
      offers, agreements or options that might or would            
      require Shares to be issued (including but not            
      limited to the creation and issue of (as well as            
      adjustments to) warrants, CONTD            
  CONT   CONTD debentures or other instruments   Non-Voting        
      convertible into Shares) (collectively-            
      “Instruments”), at any time and upon such terms            
      and conditions and for such-purposes and to            
      such persons as the directors may in their            
      absolute-discretion deem fit; and (2)            
      (notwithstanding that the authority so conferred-            
      by this Resolution may have ceased to be in            
      force) issue Shares in pursuance-of any            
      Instrument made or granted by the directors of            
      the Company while the-authority was in force;            
      provided that: (i) the aggregate number of Shares            
      to-be issued pursuant to this Resolution            
      (including Shares to be issued in-pursuance of            
      Instruments made or granted pursuant to this            
      Resolution and any-adjustment effected under            
      any relevant Instrument) shall not exceed fifty-            
      (50) per cent. of the total number of issued            
      Shares (excluding treasury-Shares) (CONTD            
  CONT   CONTD as calculated in accordance with sub-   Non-Voting        
      paragraph (ii) below), of which-the aggregate            
      number of Shares to be issued other than on a            
      pro rata basis to-shareholders of the Company            
      (including Shares to be issued in pursuance of-            
      Instruments made or granted pursuant to this            
      Resolution and any adjustment-effected under            
      any relevant Instrument) shall not exceed five (5)            
      per cent.-of the total number of issued Shares            
      (excluding treasury Shares) (as-calculated in            
      accordance with sub-paragraph (ii) below) (ii)            
      (subject to such-manner of calculation as may be            
      prescribed by the Singapore Exchange-Securities            
      Trading Limited (“SGX-ST”)) for the purpose of            
      determining the-aggregate number of Shares that            
      may be issued under sub-paragraph (i) above,-            
      the percentage of issued Shares shall be            
      calculated based on the total number-of CONTD            
  CONT   CONTD issued Shares (excluding treasury   Non-Voting        
      Shares) at the time this Resolution-is passed,            
      after adjusting for: (a) new Shares arising from            
      the conversion or-exercise of convertible            
      securities or share options or vesting of share-            
      awards which are outstanding or subsisting as at            
      the time this Resolution is-passed; and (b) any            
      subsequent bonus issue, consolidation or sub-            
      division of-Shares; (iii) in exercising the authority            
      conferred by this Resolution, the-Company shall            
      comply with the provisions of the Companies Act,            
      the Listing-Manual of the SGX-ST for the time            
      being in force (unless such compliance has-been            
      waived by the SGX-ST) and the Articles of            
      Association for the time being-of the Company;            
      and (iv) (unless revoked or varied by the            
      Company in general-meeting) the authority            
      conferred by this Resolution shall continue in            
      CONTD            
  CONT   CONTD force until the conclusion of the next   Non-Voting        
      annual general meeting of the-Company or the            
      date by which the next annual general meeting is            
      required by-law to be held, whichever is the            
      earlier            
  10   That: (1) for the purposes of the Companies Act,   Management   For   For
      the exercise by the directors of the Company of            
      all the powers of the Company to purchase or            
      otherwise acquire Shares not exceeding in            
      aggregate the Maximum Limit (as hereafter            
      defined), at such price(s) as may be determined            
      by the directors of the Company from time to time            
      up to the Maximum Price (as hereafter defined),            
      whether by way of: (a) market purchase(s) (each            
      a “Market Purchase”) on the SGX-ST; and/or (b)            
      off-market purchase(s) (each an “Off-Market            
      Purchase”) in accordance with any equal access            
      scheme(s) as may be determined or formulated            
      by the directors of the Company as they consider            
      fit, which scheme(s) shall satisfy all the            
      conditions prescribed by the Companies Act; and            
      otherwise in accordance with all other laws and            
      regulations, including but not limited to, CONTD            
  CONT   CONTD the provisions of the Companies Act and   Non-Voting        
      listing rules of the SGX-ST as-may for the time            
      being be applicable, be and is hereby authorised            
      and-approved generally and unconditionally (the            
      “Share Purchase Mandate”); (2)-unless varied or            
      revoked by the members of the Company in a            
      general meeting,-the authority conferred on the            
      directors of the Company pursuant to the Share-            
      Purchase Mandate may be exercised by the            
      directors at any time and from time-to time during            
      the period commencing from the date of the            
      passing of this-Resolution and expiring on the            
      earlier of: (a) the date on which the next-annual            
      general meeting of the Company is held or is            
      required by law to be-held; or (b) the date on            
      which the purchases or acquisitions of Shares by            
      the-Company pursuant to the Share Purchase            
      Mandate are carried out to the full-CONTD            
  CONT   CONTD extent mandated; (3) in this Resolution:   Non-Voting        
      “Maximum Limit” means that-number of issued            
      Shares representing five (5) per cent. of the total            
      number-of issued Shares as at the date of the            
      last annual general meeting or at the-date of the            
      passing of this Resolution, whichever is higher,            
      unless the-Company has effected a reduction of            
      the share capital of the Company in-accordance            
      with the applicable provisions of the Companies            
      Act, at any time-during the Relevant Period (as            
      hereafter defined), in which event the total-            
      number of issued Shares shall be taken to be the            
      total number of issued-Shares as altered            
      (excluding any treasury Shares that may be held            
      by the-Company from time to time); “Relevant            
      Period” means the period commencing-from the            
      date on which the last annual general meeting            
      was held and expiring-on the date CONTD            
  CONT   CONTD the next annual general meeting is held   Non-Voting        
      or is required by law to be-held, whichever is the            
      earlier, after the date of this Resolution; and-            
      “Maximum Price”, in relation to a Share to be            
      purchased or acquired, means-the purchase            
      price (excluding brokerage, stamp duties,            
      commission, applicable-goods and services tax            
      and other related expenses) which is: (a) in the            
      case-of a Market Purchase, 105 per cent. of the            
      Average Closing Price (as-hereafter defined);            
      and (b) in the case of an Off-Market Purchase            
      pursuant to-an equal access scheme, 120 per            
      cent. of the Average Closing Price, where:-            
      “Average Closing Price” means the average of            
      the closing market prices of a-Share over the last            
      five (5) Market Days (a “Market Day” being a day            
      on which-the SGX-ST is open for trading in            
      securities), on which transactions in the-CONTD            
  CONT   CONTD Shares were recorded, in the case of   Non-Voting        
      Market Purchases, before the day-on which the            
      purchase or acquisition of Shares was made and            
      deemed to be-adjusted for any corporate action            
      that occurs after the relevant five (5)-Market            
      Days, or in the case of Off-Market Purchases,            
      before the date on which-the Company makes an            
      offer for the purchase or acquisition of Shares            
      from-holders of Shares, stating therein the            
      relevant terms of the equal access-scheme for            
      effecting the Off-Market Purchase; and (4) the            
      directors of the-Company and/or any of them be            
      and are hereby authorised to complete and do-all            
      such acts and things (including without limitation,            
      executing such-documents as may be required)            
      as they and/or he may consider necessary,-            
      expedient, incidental or in the interests of the            
      Company to give effect to-the CONTD            
  CONT   CONTD transactions contemplated and/or   Non-Voting        
      authorised by this Resolution            
  11   That: (1) approval be and is hereby given, for the   Management   For   For
      purposes of Chapter 9 of the Listing Manual of            
      the SGX-ST, for the Company, its subsidiaries            
      and target associated companies (as defined in            
      Appendix 2 to this Notice of Annual General            
      Meeting (“Appendix 2”)), or any of them, to enter            
      into any of the transactions falling within the            
      types of Interested Person Transactions            
      described in Appendix 2, with any person who            
      falls within the classes of Interested Persons            
      described in Appendix 2, provided that such            
      transactions are made on normal commercial            
      terms and in accordance with the review            
      procedures for Interested Person Transactions as            
      set out in Appendix 2 (the “IPT Mandate”) (2) the            
      IPT Mandate shall, unless revoked or varied by            
      the Company in general meeting, continue in            
      force until the date that the next annual general            
      CONTD            
  CONT   CONTD meeting is held or is required by law to   Non-Voting        
      be held, whichever is the-earlier; (3) the Audit            
      Committee of the Company be and is hereby            
      authorised-to take such action as it deems proper            
      in respect of such procedures and/or-to modify or            
      implement such procedures as may be            
      necessary to take into-consideration any            
      amendment to Chapter 9 of the Listing Manual of            
      the SGX-ST-which may be prescribed by the            
      SGX-ST from time to time; and (4) the-directors            
      of the Company and/or any of them be and are            
      hereby authorised to-complete and do all such            
      acts and things (including, without limitation,-            
      executing such documents as may be required)            
      as they and/or he may consider-necessary,            
      expedient, incidental or in the interests of the            
      Company to give-effect to the IPT Mandate            
      and/or this Resolution            

 

 
 

 

           
  KEPPEL CORPORATION LTD, SINGAPORE    
  Security Y4722Z120   Meeting Type ExtraOrdinary General Meeting
  Ticker Symbol     Meeting Date 19-Apr-2013
  ISIN SG1U68934629   Agenda 704362122 - Management
  Record Date     Holding Recon Date 17-Apr-2013
  City /     Country SINGAPORE / Singapore Vote Deadline Date 12-Apr-2013
  SEDOL(s) B1VQ5C0 - B1WQWB7 - B1WT6F8 - B3Z30L5 - B89GTZ2 Quick Code  

 

                   
  Item   Proposal   Type   Vote   For/Against
Management
  1   The Proposed Distribution   Management   For   For

 

           
  TOD’S SPA, SANT’ELPIDIO A MARE (AP)    
  Security T93619103   Meeting Type Annual General Meeting
  Ticker Symbol     Meeting Date 19-Apr-2013
  ISIN IT0003007728   Agenda 704373430 - Management
  Record Date 10-Apr-2013   Holding Recon Date 10-Apr-2013
  City /     Country SANT’ELP / Italy Vote Deadline Date 11-Apr-2013
    IDIO A      
    MARE      
  SEDOL(s) 4643735 - 4733766 - B020SG9 - B28MWK5 Quick Code  

 

                   
  Item   Proposal   Type   Vote   For/Against
Management
  1   Balance sheet as of 31 Dec 2012, director’s   Management   For   For
      report on the management board of auditors and            
      external auditing company report. Profit allocation            
      related and consequential resolutions            
  2   Authorization to the purchase and disposal of   Management   For   For
      own shares as per art 2357 and followings of the            
      Italian Civil Code, as well as in compliance with            
      art 132 of the law decree 24 Feb 1998 n 58, upon            
      revocation of the deliberation taken at the            
      meeting held on 19 April 2012 for the not used            
      part. Related and consequential resolutions            
  3   Emoluments report in compliance with art 123   Management   For   For
      TER of law decree 24 February 1998 n. 58            
      related and consequential resolutions            
  4.1   PLEASE NOTE THAT THIS RESOLUTION IS A   Shareholder   For   Against
      SHAREHOLDER PROPOSAL: Renewal of board            
      of auditors for three years from 2013 to 2015            
      determination of emoluments. Related and            
      consequential resolutions: List presented by            
      DI.VI. Finanziaria di Diego Della Valle & C. S.R.L.            
      representing 53,664% of company stock capital:            
      Effective Auditors: 1. Enrico Maria Colombo 2.            
      Fabrizio Radaelli 3. Rossella Porfido Alternate            
      Auditors: 4. Gilfredo Gaetani 5. Gabriella Manella            
  4.2   PLEASE NOTE THAT THIS RESOLUTION IS A   Shareholder        
      SHAREHOLDER PROPOSAL: Renewal of board            
      of auditors for three years from 2013 to 2015            
      determination of emoluments. Related and            
      consequential resolutions: List presented by            
      Anima SGR S.p.A., Arca SGR S.p.A., Eurizon            
      Capital SA., Eurizon Capital SGR S.p.A.,            
      Fideuram Gestions SA, Fideuram Investimenti            
      SGR S.p.A., Interfund Sicav, Fil Investments            
      International, Mediolanum Gestione Fondi SGR            
      S.p.A., Pioneer Asset Management SA, Pioneer            
      Investment Management SGR S.p.A.            
      representing 0.83% of company stock capital:            
      Effective Auditors: Pusterla Giulia Alternate            
      Auditors: 1. Amato Myriam            
                     

 

 
 

 

           
  BARCLAYS PLC, LONDON      
  Security G08036124   Meeting Type Annual General Meeting
  Ticker Symbol     Meeting Date 25-Apr-2013
  ISIN GB0031348658   Agenda 704338462 - Management
  Record Date     Holding Recon Date 23-Apr-2013
  City /     Country LONDON / United Vote Deadline Date 17-Apr-2013
      Kingdom    
  SEDOL(s) 3134865 - 6507312 - B021PQ1 - B02S681 Quick Code 582603000

 

                   
  Item   Proposal   Type   Vote   For/Against
Management
  1   That the Reports of the Directors and Auditors   Management   For   For
      and the audited accounts of the Company for the            
      year ended 31 December 2012, now laid before            
      the meeting, be received            
  2   That the Remuneration Report for the year ended   Management   For   For
      31 December 2012, now laid before the meeting,            
      be approved            
  3   That Sir David Walker be appointed a Director of   Management   For   For
      the Company            
  4   That Tim Breedon be appointed a Director of the   Management   For   For
      Company            
  5   That Antony Jenkins be appointed a Director of   Management   For   For
      the Company            
  6   That Diane de Saint Victor be appointed a   Management   For   For
      Director of the Company            
  7   That David Booth be reappointed a Director of   Management   For   For
      the Company            
  8   That Fulvio Conti be reappointed a Director of the   Management   For   For
      Company            
  9   That Simon Fraser be reappointed a Director of   Management   For   For
      the Company            
  10   That Reuben Jeffery III be reappointed a Director   Management   For   For
      of the Company            
  11   That Chris Lucas be reappointed a Director of the   Management   For   For
      Company            
  12   That Dambisa Moyo be reappointed a Director of   Management   For   For
      the Company            
  13   That Sir Michael Rake be reappointed a Director   Management   For   For
      of the Company            
  14   That Sir John Sunderland be reappointed a   Management   For   For
      Director of the Company            
  15   That PricewaterhouseCoopers LLP, Chartered   Management   For   For
      Accountants and Statutory Auditors, be            
      reappointed as auditors of the Company to hold            
      office from the conclusion of this meeting until the            
      conclusion of the next AGM at which accounts            
      are laid before the Company            
  16   That the Directors be authorised to set the   Management   For   For
      remuneration of the auditors            
  17   That, in accordance with section 366 of the   Management   For   For
      Companies Act 2006 (the ‘Act’) the Company and            
      any company which, at any time during the            
      period for which this resolution has effect, is a            
      subsidiary of the Company, be and are hereby            
      authorised to: (a) make political donations to            
      political organisations not exceeding GBP 25,000            
      in total; and (b) incur political expenditure not            
      exceeding GBP 100,000 in total, in each case            
      during the period commencing on the date of this            
      resolution and ending on the date of the AGM of            
      the Company to be held in 2014 or on 30 June            
      2014, whichever is the earlier, provided that the            
      maximum amounts referred to in (a) and (b) may            
      consist of sums in any currency converted into            
      Sterling at such rate as the Board may in its            
      absolute discretion determine. For the purposes            
      of this resolution, the terms ‘political donations’,            
      ‘political organisations’ and ‘political expenditure’            
      shall have the meanings given to them in            
      sections 363 to 365 of the Act            
  18   That, in substitution for all existing authorities but   Management   For   For
      without prejudice to any authority granted            
      pursuant to resolution 20 (if passed), the            
      Directors be and are hereby generally and            
      unconditionally authorised pursuant to section            
      551 of the Act to exercise all the powers of the            
      Company to: (a) allot shares (as defined in            
      section 540 of the Act) in the Company or grant            
      rights to subscribe for or to convert any security            
      into shares in the Company up to an aggregate            
      nominal amount of GBP 1,111,721,894, USD            
      77,500,000, EUR 40,000,000 and YEN            
      4,000,000,000; and (b) allot equity securities (as            
      defined in section 560 of the Act) up to an            
      aggregate nominal amount of GBP            
      2,143,443,788 (such amount to be reduced by            
      the aggregate nominal amount of ordinary shares            
      allotted or rights to subscribe for or to convert any            
      securities into ordinary shares in the Company            
      granted under paragraph (a) of this resolution 18)            
      in connection with an offer by way of a rights            
      issue: (i) to ordinary shareholders in proportion            
      (as nearly as may be practicable) to their existing            
      holdings; and (ii) to holders of other equity            
      securities (as defined in section 560 of the Act)            
      as required by the rights of those securities, or            
      subject to such rights, as the Directors otherwise            
      consider necessary, and so that the Directors            
      may impose any limits or restrictions and make            
      any arrangements which they consider necessary            
      or appropriate to deal with treasury shares,            
      fractional entitlements, record dates, legal,            
      regulatory or practical problems in, or under the laws of, any territory or any other matter, such authorities to apply (unless previously renewed, varied or revoked by the Company in General Meeting) for the period expiring at the end of the AGM of the Company to be held in 2014 or until the close of business on 30 June 2014, whichever is the earlier but, in each case, so that the Company may make offers and enter into agreements before the authority expires which would, or might require shares to be allotted or rights to subscribe for or to convert any security into shares to be granted after the authority expires and the Directors may allot shares or grant such rights under any such offer or agreement as if the authority had not expired            
  19   That, in substitution for all existing powers but   Management   For   For
      without prejudice to any power granted pursuant            
      to resolution 21 (if passed), and subject to the            
      passing of resolution 18, the Directors be            
      generally empowered pursuant to section 570 of            
      the Act to allot equity securities (as defined in            
      section 560 of the Act) for cash, pursuant to the            
      authority granted by resolution 18 and/or where            
      the allotment constitutes an allotment of equity            
      securities by virtue of section 560(3) of the Act, in            
      each case free of the restriction in section 561 of            
      the Act, such power to be limited: (a) to the            
      allotment of equity securities in connection with            
      an offer of equity securities (but in the case of an            
      allotment pursuant to the authority granted by            
      paragraph (b) of resolution 18, such power shall            
      be limited to the allotment of equity securities in            
      connection with an offer by way of a rights issue            
      only): (i) to ordinary shareholders in proportion            
      (as nearly as may be practicable) to their existing            
      holdings; and (ii) to holders of other equity            
      securities (as defined in section 560 of the Act),            
      as required by the rights of those securities or,            
      subject to such rights, as the Directors otherwise            
      consider necessary, and so that the Directors            
      may impose any limits or restrictions and make            
      any arrangements which they consider necessary            
      or appropriate to deal with treasury shares,            
      fractional entitlements, record dates, legal,            
      regulatory or practical problems in, or under the            
      laws of, any territory or any other matter; and (b)            
      to the allotment of equity securities, pursuant to            
      the authority granted by paragraph (a) of resolution 18 and/or an allotment which constitutes an allotment of equity securities by virtue of section 560(3) of the Act (in each case otherwise than in the circumstances set out in paragraph (a) of this resolution) up to a nominal amount of GBP 160,758,284 representing no more than 5% of the issued ordinary share capital as at 28 February 2013; compliance with that limit shall be calculated, in the case of equity securities which are rights to subscribe for, or to convert securities into, ordinary shares (as defined in section 560 of the Act) by reference to the aggregate nominal amount of relevant shares which may be allotted pursuant to such rights, such power to apply (unless previously renewed, varied or revoked by the Company in General Meeting) until the end of the Company's next AGM after this resolution is passed (or, if earlier, until the close of business on 30 June 2014) but so that the Company may make offers and enter into agreements before the power expires which would, or might, require equity securities to be allotted after the power expires and the Directors may allot equity securities under any such offer or agreement as if the power had not expired            
  20   That, in addition to any authority granted   Management   For   For
      pursuant to resolution 18 (if passed), the            
      Directors be and are hereby generally and            
      unconditionally authorised pursuant to section            
      551 of the Act to exercise all the powers of the            
      Company to allot shares (as defined in section            
      540 of the Act) in the Company or grant rights to            
      subscribe for or to convert any security into            
      shares in the Company up to an aggregate            
      nominal amount of GBP 825,000,000 in relation            
      to any issue by the Company or any member of            
      the Barclays Group of contingent equity            
      conversion notes that automatically convert into            
      or are exchanged for ordinary shares in the            
      Company in prescribed circumstances (‘ECNs’)            
      where the Directors consider that such an            
      issuance of ECNs would be desirable in            
      connection with, or for the purposes of,            
      complying with or maintaining compliance with            
      the regulatory capital requirements or targets            
      applicable to the Barclays Group from time to            
      time, such authority to apply (unless previously            
      renewed, varied or revoked by the Company in            
      General Meeting) until the end of the AGM of the            
      Company to be held in 2014 (or, if earlier, until            
      the close of business on 30 June 2014) but so            
      that the Company may make offers and enter into            
      agreements before the authority expires which            
      would, or might require shares to be allotted or            
      rights to subscribe for or to convert any security            
      into shares to be granted after the authority            
      expires and the Directors may allot shares or            
      grant such rights under any such offer or            
      agreement as if the authority had not expired            
  21   That, in addition to the power granted pursuant to   Management   For   For
      resolution 19 (if passed), and subject to the            
      passing of resolution 20, the Directors be            
      generally empowered pursuant to section 570 of            
      the Act to allot equity securities (as defined in            
      section 560 of the Act) for cash pursuant to the            
      authority granted by resolution 20, free of the            
      restriction in section 561 of the Act, such power            
      to apply (unless previously renewed, varied or            
      revoked by the Company in General Meeting)            
      until the end of the AGM of the Company to be            
      held in 2014 (or, if earlier, until the close of            
      business on 30 June 2014) but so that the            
      Company may make offers and enter into            
      agreements before the power expires which            
      would, or might, require equity securities to be            
      allotted after the power expires and the Directors            
      may allot equity securities under any such offer            
      or agreement as if the power had not expired            
  22   That the Company be generally and   Management   For   For
      unconditionally authorised for the purposes of            
      section 701 of the Act to make market purchases            
      (within the meaning of section 693 of the Act) on            
      the London Stock Exchange of up to an            
      aggregate of 1,286,066,272 ordinary shares of            
      25p each in its capital, and may hold such shares            
      as treasury shares, provided that: (a) the            
      minimum price (exclusive of expenses) which            
      may be paid for each ordinary share is not less            
      than 25p; (b) the maximum price (exclusive of            
      expenses) which may be paid for each ordinary            
      share shall not be more than the higher of: (i)            
      105% of the average of the market values of the            
      ordinary shares (as derived from the Daily Official            
      List of the London Stock Exchange) for the five            
      business days immediately preceding the date on            
      which the purchase is made; and (ii) that            
      stipulated by Article 5(1) of the Buy-back and            
      Stabilisation Regulation (EC 2273/2003); and (c)            
      unless previously renewed, varied or revoked by            
      the Company in General Meeting, the authority            
      conferred by this resolution shall expire at the            
      end of the AGM of the Company to be held in            
      2014 or the close of business on 30 June 2014,            
      whichever is the earlier (except in relation to any            
      purchase of shares the contract for which was            
      concluded before such date and which would or            
      might be executed wholly or partly after such            
      date)            
  23   That the Directors be and are hereby authorised   Management   For   For
      to call general meetings (other than an AGM) on            
      not less than 14 clear days’ notice, such authority            
      to expire at the end of the AGM of the Company            
      to be held in 2014 or the close of business on 30            
      June 2014, whichever is the earlier            
  24   That the Directors be authorised to exercise the   Management   For   For
      power contained in Article 132 of the Company’s            
      Articles of Association so that, to the extent and            
      on such terms and conditions determined by the            
      Directors, the holders of ordinary shares be            
      permitted to elect to receive new ordinary shares            
      credited as fully paid instead of cash in respect of            
      all or part of any future dividend (including any            
      interim dividend), declared or paid by the            
      Directors or declared by the Company in general            
      meeting (as the case may be), during the period            
      commencing on the date of this resolution and            
      ending on the earlier of 24 April 2018 and the            
      beginning of the fifth AGM of the Company            
      following the date of this resolution to the extent            
      that the Directors decide, at their discretion, to            
      offer a scrip dividend alternative in respect of            
      such dividend            
  25   That, subject to the passing of resolution 24,   Management   For   For
      article 132 of the Articles of Association of the            
      Company be and is hereby altered by inserting            
      the following as a new article 132.10 immediately            
      after the full-stop at the end of article 132.9.2:            
      “For the purposes of this article 132, each            
      participant in the Company’s dividend            
      reinvestment plan for holders of ordinary shares            
      (a “DRIP participant” and the “DRIP”            
      respectively) at midnight (UK time) on an            
      effective date to be determined at the discretion            
      of the board in connection with the            
      commencement of the Company’s scrip dividend            
      programme (the “effective time”) (and whether or            
      not the DRIP shall subsequently be terminated or            
      suspended) shall be deemed to have elected to            
      receive ordinary shares, credited as fully paid,            
      instead of cash, on the terms and subject to the            
      conditions of the Company’s scrip dividend            
      programme as from time to time in force, in            
      respect of the whole of each dividend payable            
      (but for such election) after the effective time            
      (and whether such dividend is declared before, at            
      or after such an effective time) in respect of            
      which the right to receive such ordinary shares            
      instead of cash is made available, until such time            
      as such deemed election mandate is revoked or            
      deemed to be revoked in accordance with the            
      procedure established by the board. The deemed            
      election provided for in the foregoing provision of            
      this article 132.10 shall not apply if and to the            
      extent that the board so determines at any time            
      and from time to time either for all cases or in            
      relation to any person or class of persons or any            
      holding of any person or class of persons.”            

 

 
 

 

           
  CREDIT SUISSE GROUP AG, ZUERICH      
  Security H3698D419   Meeting Type Annual General Meeting
  Ticker Symbol     Meeting Date 26-Apr-2013
  ISIN CH0012138530   Agenda 704340366 - Management
  Record Date 23-Apr-2013   Holding Recon Date 23-Apr-2013
  City /     Country ZURICH- / Switzerland Vote Deadline Date 16-Apr-2013
    OERLIKON      
  SEDOL(s) 6384548 - 7146327 - 7154706 - 7171589 - B01DF91 - B0ZGJC7 Quick Code 575605000

 

                   
  Item   Proposal   Type   Vote   For/Against
Management
  1.1   Presentation of the 2012 annual report, the   Non-Voting        
      parent company’s 2012 financial statements, the            
      Group’s 2012 consolidated financial statements            
      and the 2012 remuneration report            
  1.2   Consultative vote on the 2012 remuneration   Management   For   For
      report            
  1.3   Approval of the 2012 annual report, the parent   Management   For   For
      company’s 2012 financial statements and the            
      Group’s 2012 consolidated financial statements            
  2   Discharge of the acts of the Members of the   Management   For   For
      Board of Directors and Executive Board            
  3.1   Resolution on the appropriation of retained   Management   For   For
      earnings            
  3.2   Resolution on the distribution against reserves   Management   For   For
      from capital contributions in shares and in cash            
  4.1   Changes in share capital: Increase in,   Management   For   For
      amendment to and extension of authorized            
      capital            
  4.2   Changes in share capital: Increase in conditional   Management   For   For
      capital for employee shares            
  5   Other amendments to the Articles of Association   Management   For   For
      (quorum of the Board of Directors)            
  6.1.1   Re-election of Noreen Doyle to the Board of   Management   For   For
      Directors            
  6.1.2   Re-election of Jassim Bin Hamad J.J. Al Thani to   Management   For   For
      the Board of Directors            
  6.1.3   Election of Kai S. Nargolwala to the Board of   Management   For   For
      Directors            
  6.2   Election of the independent auditors: KPMG AG,   Management   For   For
      Zurich            
  6.3   Election of the special auditors: BDO AG, Zurich   Management   For   For
  7   If voting or elections take place on proposals   Management   For   For
      submitted during the Annual General Meeting            
      itself as defined in art. 700 paras. 3 and 4 of the            
      Swiss Code of Obligations, I hereby instruct the            
      independent proxy to vote in favor of the proposal            
      of the Board of Directors            

 

 
 

 

           
  UBS AG, ZUERICH UND BASEL      
  Security H89231338   Meeting Type Annual General Meeting
  Ticker Symbol     Meeting Date 02-May-2013
  ISIN CH0024899483   Agenda 704374545 - Management
  Record Date 29-Apr-2013   Holding Recon Date 29-Apr-2013
  City /     Country ZURICH / Switzerland Vote Deadline Date 22-Apr-2013
  SEDOL(s) B17MJS6 - B17MV57 - B17XGG6 - B18NGG5 - B18XLJ3 - B18YFJ4 Quick Code 575607000

 

                   
  Item   Proposal   Type   Vote   For/Against
Management
  1.1   Approval of the annual report and group and   Management   For   For
      parent bank accounts            
  1.2   Advisory vote on the compensation report 2012   Management   For   For
  2   Appropriation of retained earnings and   Management   For   For
      distribution            
  3   Discharge of the members of the board of   Management   For   For
      directors and the group executive board for the            
      financial year 2012            
  4.1.1   Re-election of member of the board of directors:   Management   For   For
      Axel A. Weber            
  4.1.2   Re-election of member of the board of directors:   Management   For   For
      Michel Demare            
  4.1.3   Re-election of member of the board of directors:   Management   For   For
      David Sidwell            
  4.1.4   Re-election of member of the board of directors:   Management   For   For
      Rainer-Marc Frey            
  4.1.5   Re-election of member of the board of directors:   Management   For   For
      Ann F. Godbehere            
  4.1.6   Re-election of member of the board of directors:   Management   For   For
      Axel P. Lehmann            
  4.1.7   Re-election of member of the board of directors:   Management   For   For
      Helmut Panke            
  4.1.8   Re-election of member of the board of directors:   Management   For   For
      William G. Parrett            
  4.1.9   Re-election of member of the board of directors:   Management   For   For
      Isabelle Romy            
  41.10   Re-election of member of the board of directors:   Management   For   For
      Beatrice Weder Di Mauro            
  41.11   Re-election of member of the board of directors:   Management   For   For
      Joseph Yam            
  4.2   Election of Reto Francioni to the board of   Management   For   For
      directors            
  4.3   Re-election of the auditors, Ernst and Young Ltd.,   Management   For   For
      Basel            
  5   Ad hoc   Management   For   Against

 

           
  ADIDAS AG, HERZOGENAURACH      
  Security D0066B185   Meeting Type Annual General Meeting
  Ticker Symbol     Meeting Date 08-May-2013
  ISIN DE000A1EWWW0   Agenda 704430824 - Management
  Record Date     Holding Recon Date 06-May-2013
  City /     Country FUERTH / Germany          Blocking Vote Deadline Date 23-Apr-2013
  SEDOL(s) 4031976 - B0CRJ90 - B0YLQ88 Quick Code  

 

                   
  Item   Proposal   Type   Vote   For/Against
Management
  1.   Presentation of the financial statements and   Non-Voting        
      annual report for the 2012 financial year with the            
      report of the Supervisory Board, the group            
      financial statements and group annual report for            
      the 2011 and 2012 financial year as well as the            
      report by the Board of MDs pursuant to Sections            
      289(4) and 315(4) of the German Commercial            
      Code            
  2.   Resolution on the appropriation of the   Management   For   For
      distributable profit of EUR 606,494,956.33 as            
      follows: Payment of a dividend of EUR 1.35 per            
      no-par share EUR 324,053,105.23 shall be            
      carried forward Ex-dividend and payable date:            
      May 9, 2013            
  3.   Ratification of the acts of the Board of MDs   Management   For   For
  4.   Ratification of the acts of the Supervisory Board   Management   For   For
  5.   Approval of a) the amendments to the existing   Management   For   For
      Control and profit transfer agreement with the            
      company s subsidiary adidas Insurance + Risk            
      Consultants GmbH b) the amendments to the            
      existing Control and profit transfer agreement            
      with the company s subsidiary adidas            
      Beteiligungsgesellschaft mbH            
  6.   Resolution on the revocation of the existing   Management   For   For
      authorized capital, the creation of new authorized            
      capital, and the corresponding amendment to the            
      articles of association The authorization given by            
      the 2009 AGM to in-crease the share capital by            
      up to EUR 50,000,000 shall be revoked. The            
      Board of MDs shall be authorized, with the            
      consent of the Supervisory Board, to increase the            
      share capital by up to EUR 50,000,000 through            
      the issue of new shares against contributions in            
      cash, for a period of five years, effective from the            
      registration of this authorization in the            
      commercial register (authorized capital 2013/I).            
      Shareholders subscription rights may be            
      excluded for residual amounts            
  7.   Resolution on the revocation of the existing   Management   For   For
      authorized capital, the creation of new authorized            
      capital, and the corresponding amendment to the            
      articles of association The authorization given by            
      the 2011 AGM to in-crease the share capital by            
      up to EUR 25,000,000 shall be revoked. The            
      Board of MDs shall be authorized, with the            
      consent of the Supervisory Board, to increase the            
      share capital by up to EUR 25,000,000 through            
      the issue of new shares against contributions in            
      kind, for a period of three years, effective from            
      the registration of this authorization in the            
      commercial register (authorized capital 2013/II).            
      Shareholders subscription rights may be            
      excluded            
  8.   Resolution on the revocation of the existing   Management   For   For
      authorized capital, the creation of new authorized            
      capital, and the corresponding amendment to the            
      articles of association The authorization given by            
      the 2010 AGM to in-crease the share capital by            
      up to EUR 20,000,000 shall be revoked. The            
      Board of MDs shall be authorized, with the            
      consent of the Supervisory Board, to increase the            
      share capital by up to EUR 20,000,000 through            
      the issue of new shares against contributions in            
      cash, for a period of five years, effective from the            
      registration of this authorization in the            
      commercial register (authorized capital 2013/I).            
      Shareholders shall be granted subscription rights            
      except for residual amounts and for a capital            
      increase of up to 10 percent of the share capital if            
      the shares are issued at a price not materially            
      below their market price            
  9.a   Appointment of auditors: Audit of the financial   Management   For   For
      statements for the 2013 financial year: KPMG            
      AG, Berlin            
  9.b   Appointment of auditors: Review of the interim   Management   For   For
      financial statements for the first half of the 2013            
      financial year: KPMG AG, Berlin            

 

 
 

 

           
  HEXAGON AB, NACKA STRAND      
  Security W40063104   Meeting Type Annual General Meeting
  Ticker Symbol     Meeting Date 13-May-2013
  ISIN SE0000103699   Agenda 704382364 - Management
  Record Date 06-May-2013   Holding Recon Date 06-May-2013
  City /     Country STOCKHO / Sweden Vote Deadline Date 01-May-2013
    LM      
  SEDOL(s) 4306168 - B096C68 - B09LFJ7 - B0MFPF2 - B1FP523 - B1XFTL2 - B1XTHN2 - B1XTHP4 - B1Y4275 - B290383 Quick Code  

 

                   
  Item   Proposal   Type   Vote   For/Against
Management
  1   Opening of the Meeting   Non-Voting        
  2   Election of Chairman of the Meeting: The   Management   For   For
      Nomination Committee for the Annual General            
      Meeting 2013, consisting of Mikael Ekdahl            
      (Melker Schorling AB), Jan Andersson            
      (Swedbank Robur fonder) Anders Oscarsson            
      (AMF Fonder) and Tomas Ehlin (Nordea Fonder),            
      has proposed that Melker Schorling, Chairman of            
      the Board, shall be elected Chairman of the            
      Annual General Meeting 2013            
  3   Preparation and approval of the voting list   Management   For   For
  4   Approval of the agenda   Management   For   For
  5   Election of two persons to check the minutes   Management   For   For
  6   Determination of compliance with the rules of   Management   For   For
      convocation            
  7   The Managing Director’s report   Management   For   For
  8   Presentation of (a) the Annual Report, the   Non-Voting        
      Auditor’s Report and the-Consolidated Financial            
      Statements and the Group Auditor’s Report for            
      the-financial year 2012, (b) statement by the            
      auditor regarding whether the-guidelines for            
      remuneration to senior executives, which have            
      been in effect-since the last annual general            
      meeting, have been observed, and (c) the-            
      proposal of the Board of Directors for dividend            
      and statement thereto            
  9.a   Resolution regarding: adoption of the Statement   Management   For   For
      of Income and the Balance Sheet and the            
      Consolidated Statement of Income and the            
      Consolidated Balance Sheet, as per 31            
      December 2012            
  9.b   Resolution regarding: appropriation of the   Management   For   For
      company’s profit according to the adopted            
      Balance Sheet and resolution regarding record            
      day: The Board of Directors proposes that a            
      dividend of EUR 0.28 per share be declared for            
      the financial year 2012. As record day for right to            
      receive dividend, the Board of Directors proposes            
      Thursday 16 May 2013. If the Annual General            
      Meeting resolves in accordance with the            
      proposal, the dividend is expected to be paid            
      through Euroclear Sweden AB starting on            
      Thursday 23 May 2013. Payment is made in            
      EUR, provided that EUR can be received on the            
      shareholder’s yield account; if not, payment will            
      be distributed in SEK, whereby currency            
      exchange is made in accordance with Euroclear            
      Sweden AB’s applicable procedures            
  9.c   Resolution regarding: discharge from liability of   Management   For   For
      the Board of Directors and the Managing Director            
  10   Establishment of the number of members and   Management   For   For
      deputy members of the Board of Directors            
  11   Establishment of fee to the board members and   Management   For   For
      auditors            
  12   Election of board members and auditors: Re-   Management   For   For
      election of the accounting company Ernst &            
      Young AB, with authorised public accountant            
      Hamish Mabon as auditor in charge, as auditors            
      of the company, for a one year period of            
      mandate, consequently up to and including the            
      AGM 2014            
  13   Election of members of the Nomination   Management   For   For
      Committee: Shareholders together representing            
      approximately 53 per cent of the number of votes            
      in the company recommend that the Annual            
      General Meeting as regards the Nomination            
      Committee in respect of the Annual General            
      Meeting 2014 resolves as follows. The            
      Nomination Committee shall have four members.            
      Re-election of Mikael Ekdahl (Melker Schorling            
      AB), Jan Andersson (Swedbank Robur fonder),            
      Anders Oscarsson (AMF Fonder) and Tomas            
      Ehlin (Nordea Fonder), as members of the            
      Nomination Committee in respect of the Annual            
      General Meeting 2014. Election of Mikael Ekdahl            
      as Chairman of the Nomination CONTD            
  CONT   CONTD Committee. In case a shareholder,   Non-Voting        
      whom a member of the Nomination-Committee            
      represents, is no longer one of the major            
      shareholders of Hexagon,-or if a member of the            
      Nomination Committee is no longer employed by            
      such-shareholder, or for any other reason leaves            
      the Committee before the Annual-General            
      Meeting 2014, the Committee shall be entitled to            
      appoint another repre-sentative among the major            
      shareholders to replace such member            
  14   Guidelines for remuneration to senior executives   Management   For   For
  15   Authorisation for the Board of Directors to resolve   Management   For   For
      on the acquisition and transfer of the company’s            
      own shares            
  16   Closing of the Meeting   Non-Voting        

 

 
 

 

           
  SYMRISE AG, HOLZMINDEN      
  Security D827A1108   Meeting Type Annual General Meeting
  Ticker Symbol     Meeting Date 14-May-2013
  ISIN DE000SYM9999   Agenda 704376018 - Management
  Record Date 22-Apr-2013   Holding Recon Date 22-Apr-2013
  City /     Country HOLZMIN / Germany Vote Deadline Date 03-May-2013
    DEN      
  SEDOL(s) B1JB4K8 - B1L9ZW9 - B28MQZ8 Quick Code  

 

                   
  Item   Proposal   Type   Vote   For/Against
Management
  1.   Presentation of Symrise AG’s approved financial   Non-Voting        
      statements for the 2012 fiscal-year along with the            
      management report, the consolidated financial            
      statements-for the 2012 fiscal year, approved by            
      the Supervisory Board, along with the group            
      management report, the report by the            
      Supervisory Board and the explanatory-report by            
      the Executive Board on the statements in            
      accordance with Section 28-9 (4) and Section            
      315 (4) of the German Commercial Code (HGB)            
      in the management report            
  2.   Resolution on the Appropriation of the Balance   Management   For   For
      Sheet Profit: From the balance sheet profit for the            
      2012 fiscal year, EUR 0.65 is to be distributed            
      per share with dividend entitlement. The            
      Executive Board and the Supervisory Board            
      therefore propose using the balance sheet profit            
      for the 2012 fiscal year totaling EUR            
      135,947,279.15 as follows: Distribute a EUR 0.65            
      dividend per share with dividend entitlement:            
      EUR 76,812,645.00 Carry forward to the next            
      fiscal year: EUR 59,134,634.15. Should Symrise            
      AG hold treasury shares when the resolution is            
      adopted by the Annual General Meeting, the            
      treasury shares will not be entitled to a dividend            
      payment by the terms of the German Securities            
      Act (AktG). The amount that would otherwise be            
      due to shares that are not entitled to a dividend            
      will also be carried forward to the next fiscal year            
  3.   Resolution to discharge the members of the   Management   For   For
      executive board for the 2012 fiscal year            
  4.   Resolution to discharge the members of the   Management   For   For
      supervisory board for the 2012 fiscal year            
  5.   Resolution on the appointment of an auditor for   Management   For   For
      the annual and consolidated financial statements            
      for the 2013 fiscal year: KPMG AG            
      Wirtschaftsprufungsgesellschaft, Hanover            
  6.   Resolution on adjusting supervisory board   Management   For   For
      remuneration and corresponding amendments to            
      the articles of incorporation: Section 14            
  7.   Resolution authorizing the issue of option bonds   Management   For   For
      and/or convertible bonds without subscription            
      rights as well as on the creation of conditional            
      capital and the corresponding amendment to the            
      articles of incorporation            
  8.   Resolution on the approval of the system of   Management   For   For
      executive board remuneration as per section 120            
      (4) AktG            

 

           
  TENCENT HOLDINGS LTD, GEORGE TOWN    
  Security G87572148   Meeting Type Annual General Meeting
  Ticker Symbol     Meeting Date 15-May-2013
  ISIN KYG875721485   Agenda 704355797 - Management
  Record Date 10-May-2013   Holding Recon Date 10-May-2013
  City /     Country HONG / Cayman Vote Deadline Date 10-May-2013
    KONG Islands    
  SEDOL(s) B01CT30 - B01HP37 - B04SG67 Quick Code  

 

                   
  Item   Proposal   Type   Vote   For/Against
Management
  1   To receive and consider the audited Financial   Management   For   For
      Statements and the Reports of the Directors and            
      Auditor for the year ended 31 December 2012            
  2   To declare a final dividend   Management   For   For
  3.i.a   To re-elect Mr Zhang Zhidong as director   Management   For   For
  3.i.b   To re-elect Mr Ian Charles Stone as director   Management   For   For
  3.i.c   To re-elect Mr Jacobus Petrus Bekker as director   Management   For   For
  3.ii   To authorise the Board of Directors to fix the   Management   For   For
      Directors’ remuneration            
  4   To re-appoint Auditor and to authorise the Board   Management   For   For
      of Directors to fix their remuneration            
  5   To grant a general mandate to the Directors to   Management   Against   Against
      issue new shares (Ordinary Resolution 5 as set            
      out in the notice of the AGM)            
  6   To grant a general mandate to the Directors to   Management   For   For
      repurchase shares (Ordinary Resolution 6 as set            
      out in the notice of the AGM)            
  7   To extend the general mandate to issue new   Management   Against   Against
      shares by adding the number of shares            
      repurchased (Ordinary Resolution 7 as set out in            
      the notice of the AGM)            

 

           
  HUGO BOSS AG, METZINGEN      
  Security D34902102   Meeting Type Annual General Meeting
  Ticker Symbol     Meeting Date 16-May-2013
  ISIN DE000A1PHFF7   Agenda 704441043 - Management
  Record Date 09-May-2013   Holding Recon Date 09-May-2013
  City /     Country STUTTGA / Germany          Blocking Vote Deadline Date 02-May-2013
    RT      
  SEDOL(s)     Quick Code  

 

                   
  Item   Proposal   Type   Vote   For/Against
Management
  1.   Presentation of the established annual financial   Non-Voting        
      statements for the period ending December 31,            
      2012 and the report of the Managing Board for            
      HUGO BOSS AG, t-he approved consolidated            
      annual financial statements for the period ending            
      Dec-ember 31, 2012 and the report of the            
      Managing Board for the HUGO BOSS Group as-            
      well as the report of the Supervisory Board, the            
      proposal of the Managing Board for the            
      appropriation of the net profit for the 2012            
      financial year and the-explanatory report on            
      disclosures pursuant to Sect. 289 (4) and (5) and            
      Sect.-315 (2) No. 5 and (4) of the German            
      Commercial Code (HGB) for the 2012 financial            
      year            
  2.   Resolution on the appropriation of net profit for   Management   For   For
      the 2012 financial year            
  3.   Resolution on the grant of formal approval for the   Management   For   For
      acts of the members of the Managing Board in            
      the 2012 financial year            
  4.   Resolution on the grant of formal approval for the   Management   For   For
      acts of the members of the Supervisory Board in            
      the 2012 financial year            
  5.   Election of auditors and group auditors for the   Management   For   For
      2013 financial year as well as of auditors for the            
      review (pruferische Durchsicht) of the            
      abbreviated financial statements and of the            
      interim report of the Managing Board for the first            
      half of the 2013 financial year:Ernst & Young            
      GmbH            
  6.a   Resolution on the approvals of the agreements   Management   For   For
      amending existing control and profit transfer            
      agreements: In case of the Amendment            
      Agreement among HUGO BOSS AG and HUGO            
      BOSS Beteiligungsgesellschaft mbH            
  6.b   Resolution on the approvals of the agreements   Management   For   For
      amending existing control and profit transfer            
      agreements: In case of the Amendment            
      Agreement among HUGO BOSS AG and HUGO            
      BOSS Internationale Beteiligungs GmbH            

 

 
 

 

           
  JARDINE MATHESON HOLDINGS LTD, HAMILTON    
  Security G50736100   Meeting Type Annual General Meeting
  Ticker Symbol     Meeting Date 16-May-2013
  ISIN BMG507361001   Agenda 704459038 - Management
  Record Date     Holding Recon Date 14-May-2013
  City /     Country SOUTHA / Bermuda Vote Deadline Date 08-May-2013
    MPTON      
  SEDOL(s) 0471123 - 0471695 - 0471781 - 2841586 - 6472119 - 6472357 - 6472863 - B02TXX8 - B28D2V9 - B7TB046 Quick Code  

 

                   
  Item   Proposal   Type   Vote   For/Against
Management
  1   To receive the Financial Statements for 2012 and   Management   For   For
      to declare a final dividend            
  2   To re-elect Jenkin Hui as a Director   Management   For   For
  3   To re-elect Lord Leach of Fairford as a Director   Management   For   For
  4   To re-elect Lord Sassoon as a Director   Management   For   For
  5   To re-elect Giles White as a Director   Management   For   For
  6   To fix the Directors’ fees   Management   For   For
  7   To re-appoint the Auditors and to authorize the   Management   For   For
      Directors to fix their remuneration            
  8   To renew the general mandate to the Directors to   Management   For   For
      issue new shares            
  9   To renew the general mandate to the Directors to   Management   For   For
      purchase the Company’s shares            

 

           
  VALEANT PHARMACEUTICALS INTERNATIONAL INC, MISSISS    
  Security 91911K102   Meeting Type MIX
  Ticker Symbol     Meeting Date 21-May-2013
  ISIN CA91911K1021   Agenda 704414402 - Management
  Record Date 03-Apr-2013   Holding Recon Date 03-Apr-2013
  City /     Country QUEBEC / Canada Vote Deadline Date 15-May-2013
  SEDOL(s) B3XSX46 - B41NYV4 - B4M1HS5 Quick Code  

 

                   
  Item   Proposal   Type   Vote   For/Against
Management
  1a   Election of Director: Ronald H. Farmer   Management   For   For
  1b   Election of Director: Robert A. Ingram   Management   For   For
  1c   Election of Director: Theo Melas-Kyriazi   Management   For   For
  1d   Election of Director: G. Mason Morfit   Management   For   For
  1e   Election of Director: Laurence E. Paul   Management   For   For
  1f   Election of Director: J. Michael Pearson   Management   For   For
  1g   Election of Director: Robert N. Power   Management   For   For
  1h   Election of Director: Norma A. Provencio   Management   For   For
  1i   Election of Director: Howard B. Schiller   Management   For   For
  1j   Election of Director: Lloyd M. Segal   Management   For   For
  1k   Election of Director: Katharine B. Stevenson   Management   For   For
  2   The approval, in an advisory resolution, of the   Management   For   For
      compensation of our Named Executive Officers            
      as disclosed in the Compensation Discussion            
      and Analysis section, executive compensation            
      tables and accompanying narrative discussions            
      contained in the Management Proxy Circular and            
      Proxy Statement            
  3   To appoint PricewaterhouseCoopers LLP (United   Management   For   For
      States) as the auditors for the Company to hold            
      office until the close of the 2014 Annual Meeting            
      of Shareholders and to authorize the Company’s            
      Board of Directors to fix the auditors’            
      remuneration            
  4   To approve the continuance of the Company   Management   For   For
      from the Canada Business Corporations Act to            
      the British Columbia Business Corporations Act            

 

 
 

 

           
  FIRST PACIFIC CO LTD        
  Security G34804107   Meeting Type Annual General Meeting
  Ticker Symbol     Meeting Date 30-May-2013
  ISIN BMG348041077   Agenda 704455876 - Management
  Record Date 27-May-2013   Holding Recon Date 27-May-2013
  City /     Country HONG / Bermuda Vote Deadline Date 27-May-2013
    KONG      
  SEDOL(s) 2104717 - 4341523 - 5819041 - 6339872 - B16TBB5 Quick Code  

 

                   
  Item   Proposal   Type   Vote   For/Against
Management
  1   To receive and adopt the Audited Accounts and   Management   For   For
      the Reports of the Directors and Independent            
      Auditors for the year ended 31 December 2012            
  2   To declare a final cash dividend of HK13.00   Management   For   For
      cents (US1.67 cents) per ordinary share for the            
      year ended 31 December 2012            
  3   To re-appoint Ernst & Young as Independent   Management   For   For
      Auditors of the Company and to authorise the            
      Board or its designated Board Committee to fix            
      their remuneration            
  4i   To re-elect Mr. Manuel V. Pangilinan as the   Management   For   For
      Managing Director and CEO of the Company for            
      a fixed term of approximately three years,            
      commencing on the date of the AGM and            
      expiring at the conclusion of the annual general            
      meeting of the Company to be held in the third            
      year following the year of his re-election (being            
      2016) (“a fixed 3-year term”)            
  4ii   To re-elect Prof. Edward K.Y. Chen as an   Management   For   For
      Independent Non-executive Director of the            
      Company for a fixed 3-year term            
  4iii   To re-elect Mrs. Margaret Leung Ko May Yee as   Management   For   For
      an Independent Non-executive Director of the            
      Company for a fixed 3-year term            
  4iv   To re-elect Mr. Philip Fan Yan Hok as an   Management   Against   Against
      Independent Non-executive Director of the            
      Company for a fixed 3-year term            
  4v   To re-elect Mr. Edward A. Tortorici as an   Management   For   For
      Executive Director of the Company for a fixed            
      term of approximately two years, commencing on            
      the date of the AGM and expiring at the            
      conclusion of the annual general meeting of the            
      Company to be held in the second year following            
      the year of his re-election (being 2015)            
  4vi   To re-elect Mr. Tedy Djuhar as a Non-executive   Management   For   For
      Director of the Company for a fixed term of            
      approximately one year, commencing on the date            
      of the AGM and expiring at the conclusion of the            
      annual general meeting of the Company to be            
      held one year following the year of his re-election            
      (being 2014)            
  5   To authorise the Board or its designated Board   Management   For   For
      committee to fix the remuneration of the            
      Executive Directors pursuant to the Company’s            
      Bye-laws and to fix the remuneration of the Non-            
      executive Directors (including the Independent            
      Non-executive Directors) at the sum of USD            
      5,000 for each meeting attended            
  6   To authorise the Board to appoint additional   Management   For   For
      directors as an addition to the Board            
  7   To grant a general mandate to the Directors to   Management   Against   Against
      allot, issue and deal with additional shares in the            
      Company not exceeding 10% of the Company’s            
      issued share capital, as described in the AGM            
      Notice            
  8   To grant a general mandate to the Directors to   Management   For   For
      exercise all the powers of the Company to            
      repurchase shares in the Company not            
      exceeding 10% of the Company’s issued share            
      capital, as described in the AGM Notice            
  9   To approve the addition of the aggregate nominal   Management   Against   Against
      amount of shares repurchased pursuant to            
      Resolution (8) above to the aggregate nominal            
      amount of share capital which may be allotted            
      and issued pursuant to Resolution (7) above            

 

 
 

 

           
  EXOR S.P.A., TORINO        
  Security T3833E113   Meeting Type MIX
  Ticker Symbol     Meeting Date 30-May-2013
  ISIN IT0001353140   Agenda 704457236 - Management
  Record Date 21-May-2013   Holding Recon Date 21-May-2013
  City /     Country TORINO / Italy Vote Deadline Date 23-May-2013
  SEDOL(s) 4455394 - B06HZC1 - B60SSC3 - B63B788 Quick Code  

 

                   
  Item   Proposal   Type   Vote   For/Against
Management
  O.1   Financial statements at December 31, 2012 and   Management   For   For
      related resolutions            
  O.2.a   Compensation Report pursuant to article 123-ter   Management   For   For
      of Legislative Decree 58/1998            
  O.2.b   Resolutions on the purchase and sale of own   Management   For   For
      shares            
  E.1   Proposal for the granting of powers to Directors   Management   For   For
      pursuant to articles 2443 and 2420-ter of the            
      Italian Civil Code; related and consequent            
      resolutions            

 

           
  SAGE GROUP PLC, NEWCASTLE UPON TYNE    
  Security G7771K134   Meeting Type Ordinary General Meeting
  Ticker Symbol     Meeting Date 03-Jun-2013
  ISIN GB0008021650   Agenda 704500746 - Management
  Record Date     Holding Recon Date 30-May-2013
  City /     Country LONDON / United Vote Deadline Date 24-May-2013
      Kingdom    
  SEDOL(s) 0802165 - 5456619 - B02P1M1 Quick Code  

 

                   
  Item   Proposal   Type   Vote   For/Against
Management
  1   To authorise the Company to undertake a   Management   For   For
      consolidation of its entire ordinary share capital            
  2   To grant authority for the Company to make   Management   For   For
      market purchases            
  3   To empower the directors to allot shares   Management   For   For
  4   To empower the directors to allot equity   Management   For   For
      securities for cash            

 

           
  SAP AG, WALLDORF/BADEN      
  Security D66992104   Meeting Type Annual General Meeting
  Ticker Symbol     Meeting Date 04-Jun-2013
  ISIN DE0007164600   Agenda 704462946 - Management
  Record Date 13-May-2013   Holding Recon Date 13-May-2013
  City /     Country MANNHEIM / Germany Vote Deadline Date 24-May-2013
  SEDOL(s) 4616889 - 4846288 - 4882185 - B02NV69 - B115107 - B23V638 - B92MTZ4 Quick Code  

 

                   
  Item   Proposal   Type   Vote   For/Against
Management
  1.   Presentation of the adopted annual financial   Non-Voting        
      statements and the approved group-financial            
      statements, the combined management report            
      and group management rep-ort of SAP AG,            
      including the Executive Board’s explanatory            
      notes relating to t-he information provided            
      pursuant to Sections 289 (4) and (5) and 315 (4)            
      of the Commercial Code (HGB), and the            
      Supervisory Board’s report, each for fiscal y-ear            
      2012            
  2.   Resolution on the appropriation of the retained   Management   For   For
      earnings of fiscal year 2012            
  3.   Resolution on the formal approval of the acts of   Management   For   For
      the Executive Board in fiscal year 2012            
  4.   Resolution on the formal approval of the acts of   Management   For   For
      the Supervisory Board in fiscal year 2012            
  5.   Resolution on the authorization to acquire and   Management   For   For
      use treasury shares pursuant to Section 71 (1)            
      no. 8 AktG, with possible exclusion of the            
      shareholders’ subscription rights and potential            
      rights to offer shares            
  6.   Appointment of the auditors of the financial   Management   For   For
      statements and group financial statements for            
      fiscal year 2013: KPMG AG            

 

 
 

 

           
  WPP PLC        
  Security G9788D103   Meeting Type Annual General Meeting
  Ticker Symbol     Meeting Date 12-Jun-2013
  ISIN JE00B8KF9B49   Agenda 704511775 - Management
  Record Date     Holding Recon Date 10-Jun-2013
  City /     Country LONDON / Jersey Vote Deadline Date 04-Jun-2013
  SEDOL(s) B8KF9B4 - B9GRCY5 - B9GRDH5 Quick Code  

 

                   
  Item   Proposal   Type   Vote   For/Against
Management
  1   Ordinary Resolution to receive and approve the   Management   For   For
      audited accounts            
  2   Ordinary Resolution to declare a final dividend   Management   For   For
  3   Ordinary Resolution to approve the remuneration   Management   For   For
      report of the directors            
  4   Ordinary Resolution to approve the sustainability   Management   For   For
      report of the directors            
  5   Ordinary Resolution to re-elect Colin Day as a   Management   For   For
      director            
  6   Ordinary Resolution to re-elect Esther Dyson as   Management   For   For
      a director            
  7   Ordinary Resolution to re-elect Orit Gadiesh as a   Management   For   For
      director            
  8   Ordinary Resolution to re-elect Philip Lader as a   Management   For   For
      director            
  9   Ordinary Resolution to re-elect Ruigang Li as a   Management   For   For
      director            
  10   Ordinary Resolution to re-elect Mark Read as a   Management   For   For
      director            
  11   Ordinary Resolution to re-elect Paul Richardson   Management   For   For
      as a director            
  12   Ordinary Resolution to re-elect Jeffrey Rosen as   Management   For   For
      a director            
  13   Ordinary Resolution to re-elect Timothy Shriver   Management   For   For
      as a director            
  14   Ordinary Resolution to re-elect Sir Martin Sorrell   Management   For   For
      as a director            
  15   Ordinary Resolution to re-elect Solomon Trujillo   Management   For   For
      as a director            
  16   Ordinary Resolution to elect Roger Agnelli as a   Management   For   For
      director            
  17   Ordinary Resolution to elect Dr Jacques Aigrain   Management   For   For
      as a director            
  18   Ordinary Resolution to elect Hugo Shong as a   Management   For   For
      director            
  19   Ordinary Resolution to elect Sally Susman as a   Management   For   For
      director            
  20   Ordinary Resolution to re-appoint the auditors   Management   For   For
      and authorise the directors to determine their            
      remuneration            
  21   Ordinary Resolution to authorise the directors to   Management   For   For
      allot relevant securities            
  22   Ordinary Resolution to approve the Executive   Management   For   For
      Performance Share plan            
  23   Special Resolution to authorise the Company to   Management   For   For
      purchase its own shares            
  24   Special Resolution to authorise the disapplication   Management   For   For
      of pre-emption rights            

 

 
 

 

           
  JAPAN EXCHANGE GROUP,INC.      
  Security J2740B106   Meeting Type Annual General Meeting
  Ticker Symbol     Meeting Date 18-Jun-2013
  ISIN JP3183200009   Agenda 704538214 - Management
  Record Date 31-Mar-2013   Holding Recon Date 31-Mar-2013
  City /     Country TOKYO / Japan Vote Deadline Date 16-Jun-2013
  SEDOL(s) 6743882 - B05PM36 - B8DRBQ6 Quick Code 86970

 

                   
  Item   Proposal   Type   Vote   For/Against
Management
  1.1   Appoint a Director   Management   For   For
                   
  1.2   Appoint a Director   Management   For   For
  1.3   Appoint a Director   Management   For   For
  1.4   Appoint a Director   Management   For   For
  1.5   Appoint a Director   Management   For   For
  1.6   Appoint a Director   Management   For   For
  1.7   Appoint a Director   Management   For   For
  1.8   Appoint a Director   Management   For   For
  1.9   Appoint a Director   Management   For   For
  1.10   Appoint a Director   Management   For   For
  1.11   Appoint a Director   Management   For   For
  1.12   Appoint a Director   Management   For   For
  1.13   Appoint a Director   Management   For   For
  1.14   Appoint a Director   Management   For   For

 

           
  BRENNTAG AG, MUEHLHEIM/RUHR      
  Security D12459109   Meeting Type Annual General Meeting
  Ticker Symbol     Meeting Date 19-Jun-2013
  ISIN DE000A1DAHH0   Agenda 704501433 - Management
  Record Date 12-Jun-2013   Holding Recon Date 12-Jun-2013
  City / Country DUESSEL / Germany Blocking Vote Deadline Date 05-Jun-2013
    DORF      
  SEDOL(s) B3WVFC8 - B40M8Y3 - B4YVF56 - B54MMJ9 Quick Code  

 

                   
  Item   Proposal   Type   Vote   For/Against
Management
  1.   Presentation of the adopted annual financial   Non-Voting        
      statements, the approved consolidated financial            
      statements as well as the combined group            
      management report and-management report            
      (including the board of management’s            
      explanatory report regarding the information            
      pursuant to sections 289, para. 4 and 315, para.            
      4 of the German commercial code            
      (Handelsgesetzbuch -HGB)), for the 2012            
      financial yea-r, respectively, and the report of the            
      supervisory board            
  2.   Resolution on the appropriation of distributable   Management   For   For
      profit in the 2012 financial year            
  3.   Resolution on the ratification of the acts of the   Management   For   For
      members of the board of management for the            
      2012 financial year            
  4.   Resolution on the ratification of the acts of the   Management   For   For
      members of the Supervisory board for the 2012            
      financial year            
  5.   Resolution on the appointment of the auditors   Management   For   For
      and consolidated group auditors for the 2013            
      financial year as well as the auditors for the audit            
      reviews of interim financial reports:            
      PricewaterhouseCoopers Aktiengesellschaft            
      Wirtschaftsprufungsgesellschaft, Dusseldorf            

 

 
 

 

           
  WIRECARD AG, GRASBRUNN      
  Security D22359133   Meeting Type Annual General Meeting
  Ticker Symbol     Meeting Date 20-Jun-2013
  ISIN DE0007472060   Agenda 704502132 - Management
  Record Date 29-May-2013   Holding Recon Date 29-May-2013
  City / Country MUENCHEN / Germany Vote Deadline Date 11-Jun-2013
  SEDOL(s) 7508927 - B28N7D6 - B3BPL45 Quick Code  

 

                   
  Item   Proposal   Type   Vote   For/Against
Management
  1.   Presentation of the adopted annual financial   Non-Voting        
      statements and the approved consolidated            
      financial statements as of 31 December 2012, as            
      well as the management-reports for the Company            
      and the Group, the report of the Supervisory            
      Board an-d the explanatory report by the            
      Management Board on the disclosures of            
      relevance for takeover purposes for the fiscal            
      year 2012            
  2.   Resolution on the appropriation of the profit of the   Management   For   For
      fiscal year 2012            
  3.   Resolution on the ratification of the acts of the   Management   For   For
      members of the Management Board during the            
      fiscal year 2012            
  4.   Resolution on the ratification of the acts of the   Management   For   For
      members of the Supervisory Board during the            
      fiscal year 2012            
  5.   Election of the auditor of the financial statements   Management   For   For
      and the Consolidated financial statements for the            
      fiscal year 2013: Ernst & Young GmbH            
      Wirtschaftsprufungsgesellschaft, Munich            

 

           
  SYSMEX CORPORATION      
  Security J7864H102   Meeting Type Annual General Meeting
  Ticker Symbol     Meeting Date 21-Jun-2013
  ISIN JP3351100007   Agenda 704573624 - Management
  Record Date 31-Mar-2013   Holding Recon Date 31-Mar-2013
  City / Country HYOGO / Japan Vote Deadline Date 19-Jun-2013
  SEDOL(s) 6883807 - B02LMW6 Quick Code 68690

 

                   
  Item   Proposal   Type   Vote   For/Against
Management
  1   Approve Appropriation of Surplus   Management   For   For
  2.1   Appoint a Director   Management   For   For
  2.2   Appoint a Director   Management   For   For
  2.3   Appoint a Director   Management   For   For
  2.4   Appoint a Director   Management   For   For
  2.5   Appoint a Director   Management   For   For
  2.6   Appoint a Director   Management   For   For
  2.7   Appoint a Director   Management   For   For

 

           
  SOFTBANK CORP.        
  Security J75963108   Meeting Type Annual General Meeting
  Ticker Symbol     Meeting Date 21-Jun-2013
  ISIN JP3436100006   Agenda 704573903 - Management
  Record Date 31-Mar-2013   Holding Recon Date 31-Mar-2013
  City / Country TOKYO / Japan Vote Deadline Date 19-Jun-2013
  SEDOL(s) 2407159 - 5603136 - 6770620 - B01JCG5 - B0CRGH7 - B17MJ08 Quick Code 99840

 

                   
  Item   Proposal   Type   Vote   For/Against
Management
  1   Approve Appropriation of Surplus   Management   For   For
  2   Amend Articles to: Streamline Business Lines   Management   For   For
  3.1   Appoint a Director   Management   For   For
  3.2   Appoint a Director   Management   For   For
  3.3   Appoint a Director   Management   For   For
  3.4   Appoint a Director   Management   For   For
  3.5   Appoint a Director   Management   For   For
  3.6   Appoint a Director   Management   For   For
  3.7   Appoint a Director   Management   For   For
  3.8   Appoint a Director   Management   For   For
  4.1   Appoint a Corporate Auditor   Management   For   For
  4.2   Appoint a Corporate Auditor   Management   For   For
  4.3   Appoint a Corporate Auditor   Management   For   For
  4.4   Appoint a Corporate Auditor   Management   For   For

 

 
 

 

           
  DENA CO.,LTD.        
  Security J1257N107   Meeting Type Annual General Meeting
  Ticker Symbol     Meeting Date 22-Jun-2013
  ISIN JP3548610009   Agenda 704587243 - Management
  Record Date 31-Mar-2013   Holding Recon Date 31-Mar-2013
  City / Country TOKYO / Japan Vote Deadline Date 20-Jun-2013
  SEDOL(s) B05L364 - B0934Y1 Quick Code 24320

 

                   
  Item   Proposal   Type   Vote   For/Against
Management
  1   Approve Appropriation of Surplus   Management   For   For
  2   Amend Articles to: Expand Business Lines   Management   For   For
  3.1   Appoint a Director   Management   For   For
  3.2   Appoint a Director   Management   For   For
  3.3   Appoint a Director   Management   For   For
  3.4   Appoint a Director   Management   For   For
  3.5   Appoint a Director   Management   For   For
  3.6   Appoint a Director   Management   For   For
  4   Amend the Compensation to be received by   Management   For   For
      Directors            
  5   Amend Details of Compensation as Stock   Management   For   For
      Options for Directors            

 

           
  JAPAN SECURITIES FINANCE CO.,LTD.    
  Security J27617109   Meeting Type Annual General Meeting
  Ticker Symbol     Meeting Date 26-Jun-2013
  ISIN JP3714400003   Agenda 704574739 - Management
  Record Date 31-Mar-2013   Holding Recon Date 31-Mar-2013
  City / Country TOKYO / Japan Vote Deadline Date 24-Jun-2013
  SEDOL(s) 5858657 - 6470760 - B3BHTH0 Quick Code 85110

 

                   
  Item   Proposal   Type   Vote   For/Against
Management
  1   Approve Appropriation of Surplus   Management   For   For
  2   Amend Articles to: Increase Board Size to 10   Management   For   For
  3.1   Appoint a Director   Management   For   For
  3.2   Appoint a Director   Management   For   For
  3.3   Appoint a Director   Management   For   For
  3.4   Appoint a Director   Management   For   For
  3.5   Appoint a Director   Management   For   For
  3.6   Appoint a Director   Management   For   For
  3.7   Appoint a Director   Management   For   For
  3.8   Appoint a Director   Management   For   For
  4.1   Appoint a Director in response to the Merger   Management   For   For
  4.2   Appoint a Director in response to the Merger   Management   For   For
  5   Appoint a Corporate Auditor in response to the   Management   For   For
      Merger            
  6   Appoint a Substitute Corporate Auditor   Management   For   For

 

 
 

 

           
  SUMITOMO MITSUI TRUST HOLDINGS,INC.    
  Security J0752J108   Meeting Type Annual General Meeting
  Ticker Symbol     Meeting Date 27-Jun-2013
  ISIN JP3892100003   Agenda 704578547 - Management
  Record Date 31-Mar-2013   Holding Recon Date 31-Mar-2013
  City / Country TOKYO / Japan Vote Deadline Date 25-Jun-2013
  SEDOL(s) 6431897 - B010YW8 - B06NR23 Quick Code 83090

 

                   
  Item   Proposal   Type   Vote   For/Against
Management
  1   Approve Appropriation of Surplus   Management   For   For
  2   Amend Articles to: Approve Revisions Related to   Management   For   For
      the New Capital Adequacy Requirements (Basel            
      III), Adopt Reduction of Liability System for            
      Outside Directors            
  3.1   Appoint a Director   Management   For   For
  3.2   Appoint a Director   Management   For   For
  3.3   Appoint a Director   Management   For   For
  3.4   Appoint a Director   Management   For   For
  3.5   Appoint a Director   Management   For   For
  3.6   Appoint a Director   Management   For   For
  3.7   Appoint a Director   Management   For   For
  3.8   Appoint a Director   Management   For   For
  3.9   Appoint a Director   Management   For   For
  3.10   Appoint a Director   Management   For   For
  4.1   Appoint a Corporate Auditor   Management   For   For
  4.2   Appoint a Corporate Auditor   Management   For   For
  4.3   Appoint a Corporate Auditor   Management   For   For
  4.4   Appoint a Corporate Auditor   Management   For   For
  4.5   Appoint a Corporate Auditor   Management   For   For
  5   Amend Articles to: Approve Revisions Related to   Management   For   For
      the New Capital Adequacy Requirements (Basel            
      III), Adopt Reduction of Liability System for            
      Outside Directors (PLEASE NOTE THAT THIS IS            
      THE CONCURRENT AGENDA ITEM FOR THE            
      CLASS SHAREHOLDERS MEETING OF            
      SHAREHOLDERS OF ORDINARY SHARES.)            

 

 
 

JOHCM Emerging Markets Opportunities Fund

 

Vote Summary

           
  GLOBALTRANS INVESTMENT PLC, LIMASSOL
  Security 37949E204   Meeting Type Annual General Meeting
  Ticker Symbol     Meeting Date 19-Apr-2013
  ISIN US37949E2046   Agenda 704370876 - Management
  Record Date 25-Mar-2013   Holding Recon Date 25-Mar-2013
  City /     Country LIMASSOL / Cyprus Vote Deadline Date 11-Apr-2013
  SEDOL(s) B2QTGT5 - B39G548 Quick Code  

 

                   
  Item   Proposal   Type   Vote   For/Against
Management
  1   That the Group and Company audited financial   Management   For   For
      statements together with the directors’ and            
      auditors’ reports for the financial year ended 31            
      December 2012 be and are hereby approved            
  2   That the distribution by the Company of final   Management   For   For
      dividends in respect of the financial year ended            
      31 December 2012 in the amount of 70 US cents            
      per ordinary share be and is hereby approved            
  3   That PricewaterhouseCoopers Limited be re-   Management   For   For
      appointed as auditors of the Company to hold            
      office until the conclusion of the next general            
      meeting at which the accounts are laid before the            
      Company and that the remuneration of the            
      auditors be determined by the Board of Directors            
      of the Company            
  4   That the authority of all members of the Board of   Management   For   For
      Directors of the Company is terminated            
  5   That the number of directors of the Company is   Management   For   For
      increased to 15 (fifteen)            
  6   That Alexander Eliseev be appointed as a   Management   For   For
      director of the Company until the conclusion of            
      the annual general meeting of the shareholders            
      of the Company, which will take place in 2014            
  7   That Michael Zampelas be appointed as a   Management   For   For
      director of the Company until the conclusion of            
      the annual general meeting of the shareholders            
      of the Company, which will take place in 2014            
      with an annual gross remuneration of EUR60,000            
      (sixty thousand)            
  8   That George Papaioannou be appointed as a   Management   For   For
      director of the Company until the conclusion of            
      the annual general meeting of the shareholders            
      of the Company, which will take place in 2014            
      with an annual gross remuneration of EUR28,000            
      (twenty eight thousand)            
  9   That J. Carroll Colley be appointed as a director   Management   For   For
      of the Company until the conclusion of the annual            
      general meeting of the shareholders of the            
      Company, which will take place in 2014 with an            
      annual gross remuneration of USD100,000 (one            
      hundred thousand)            
  10   That Johann Franz Durrer be appointed as a   Management   For   For
      director of the Company until the conclusion of            
      the annual general meeting of the shareholders            
      of the Company, which will take place in 2014            
      with an annual gross remuneration of            
      USD150,000 (one hundred fifty thousand)            
  11   That Sergey Maltsev be appointed as a director   Management   For   For
      of the Company until the conclusion of the annual            
      general meeting of the shareholders of the            
      Company, which will take place in 2014            
  12   That Mikhail Loganov be appointed as a director   Management   For   For
      of the Company until the conclusion of the annual            
      general meeting of the shareholders of the            
      Company, which will take place in 2014 with an            
      annual gross remuneration of EUR163,500 (one            
      hundred sixty three thousand five hundred)            
  13   That Elia Nicolaou be appointed as a director of   Management   For   For
      the Company until the conclusion of the annual            
      general meeting of the shareholders of the            
      Company, which will take place in 2014 with an            
      annual gross remuneration of EUR1,500 (one            
      thousand five hundred)            
  14   That Konstantin Shirokov be appointed as a   Management   For   For
      director of the Company until the conclusion of            
      the annual general meeting of the shareholders            
      of the Company, which will take place in 2014            
  15   That Andrey Gomon be appointed as a director of   Management   For   For
      the Company until the conclusion of the annual            
      general meeting of the shareholders of the            
      Company, which will take place in 2014            
  16   That Alexander Storozhev be appointed as a   Management   For   For
      director of the Company until the conclusion of            
      the annual general meeting of the shareholders            
      of the Company, which will take place in 2014            
  17   That Alexander Tarasov be appointed as a   Management   For   For
      director of the Company until the conclusion of            
      the annual general meeting of the shareholders            
      of the Company, which will take place in 2014            
  18   That Marios Tofaros be appointed as a director of   Management   For   For
      the Company until the conclusion of the annual            
      general meeting of the shareholders of the            
      Company, which will take place in 2014            
  19   That Sergey Tolmachev be appointed as a   Management   For   For
      director of the Company until the conclusion of            
      the annual general meeting of the shareholders            
      of the Company, which will take place in 2014            
  20   That Melina Pyrgou be appointed as a director of   Management   For   For
      the Company until the conclusion of the annual            
      general meeting of the shareholders of the            
      Company, which will take place in 2014            
 
 

 

           
  RANDGOLD RESOURCES LTD, ST HELIER
  Security G73740113   Meeting Type Annual General Meeting
  Ticker Symbol     Meeting Date 29-Apr-2013
  ISIN GB00B01C3S32   Agenda 704352234 - Management
  Record Date     Holding Recon Date 25-Apr-2013
  City /     Country STHELIER / Jersey Vote Deadline Date 23-Apr-2013
  SEDOL(s) B01C3S3 - B01GLG9 - B2R6CT7 Quick Code  

 

                   
  Item   Proposal   Type   Vote   For/Against
Management
  1   To receive and consider the audited financial   Management   For   For
      statements of the company for the year ended 31            
      December 2012 together with the directors’            
      reports and the auditors’ report on the financial            
      statements            
  2   To declare a final dividend of USD 0.50 per   Management   For   For
      ordinary share recommended by the directors in            
      respect of the financial year ended 31 December            
      2012            
  3   To approve the directors’ remuneration report for   Management   For   For
      the financial year ended 31 December 2012            
  4   To re-elect Philippe Lietard as a director of the   Management   For   For
      company            
  5   To re-elect Mark Bristow as a director of the   Management   For   For
      company            
  6   To re-elect Norborne Cole Jr as a director of the   Management   For   For
      company            
  7   To re-elect Christopher Coleman as a director of   Management   For   For
      the company            
  8   To re-elect Kadri Dagdelen as a director of the   Management   For   For
      company            
  9   To re-elect Jeanine Mabunda Lioko as a director   Management   For   For
      of the company            
  10   To re-elect Graham Shuttleworth as a director of   Management   For   For
      the company            
  11   To re-elect Andrew Quinn as a director of the   Management   For   For
      company            
  12   To re-elect Karl Voltaire as a director of the   Management   For   For
      company            
  13   To re-appoint BDO LLP as the auditor of the   Management   For   For
      company to hold office until the conclusion of the            
      next annual general meeting of the company            
  14   To authorise the directors to determine the   Management   For   For
      remuneration of the auditors            
  15   Authority to allot shares and grant rights to   Management   For   For
      subscribe for, or convert any security into shares            
  16   Awards of ordinary shares to non-executive   Management   For   For
      directors            
  17   To authorise the board to grant to the CEO a   Management   For   For
      one-off ‘career shares’ award of ordinary shares            
      in the company            
  18   To Increase the aggregate amounts of fees that   Management   For   For
      may be paid to the directors pursuant to article 40            
      of the articles of association of the Company from            
      USD 750,000 to USD 1,000,000            
  19   Authority to disapply pre-emption rights   Management   For   For
  20   Authority for the company to purchase its own   Management   For   For
      ordinary shares            
 
 

 

           
  ENN ENERGY HOLDINGS LTD, GEORGE TOWN
  Security G3066L101   Meeting Type Annual General Meeting
  Ticker Symbol     Meeting Date 21-May-2013
  ISIN KYG3066L1014   Agenda 704441891 - Management
  Record Date 15-May-2013   Holding Recon Date 15-May-2013
  City /     Country HONG KONG / Cayman Islands Vote Deadline Date 15-May-2013
  SEDOL(s) 6333937   Quick Code  

 

                   
  Item   Proposal   Type   Vote   For/Against
Management
  1   To receive and consider the audited financial   Management   For   For
      statements for the year ended 31 December            
      2012 together with the directors’ and independent            
      auditor’s reports            
  2   To declare a final dividend of HKD 42.20 cents   Management   For   For
      per share for the year ended 31 December 2012            
  3A.1   To re-elect Mr. Zhang Gang as director   Management   For   For
  3A.2   To re-elect Mr. Han Jishen as director   Management   For   For
  3A.3   To re-elect Mr. Lim Haw Kuang as director   Management   For   For
  3A.4   To re-elect Ms. Zhao Baoju as director   Management   For   For
  3A.5   To re-elect Mr. Jin Yongsheng as director   Management   For   For
  3A.6   To re-elect Mr. Cheung Yip Sang as director   Management   For   For
  3A.7   To re-elect Mr. Zhao Shengli as director   Management   For   For
  3A.8   To re-elect Mr. Wang Dongzhi as director   Management   For   For
  3.B   To authorise the board of directors to fix the   Management   For   For
      directors’ remuneration            
  4   To re-appoint Deloitte Touche Tohmatsu as   Management   For   For
      auditors and to authorise the board of directors to            
      fix their remuneration            
  5   To give a general mandate to the directors to   Management   For   For
      issue new shares of the Company (ordinary            
      resolution in item No. 5 of the notice of annual            
      general meeting)            
  6   To give a general mandate to the directors to   Management   For   For
      repurchase shares of the Company (ordinary            
      resolution in item No. 6 of the notice of annual            
      general meeting)            
  7   To extend the general mandate to be given to the   Management   For   For
      directors to issue shares (ordinary resolution in            
      item No. 7 of the notice of annual general            
      meeting)            
 
 

 

           
  HENGAN INTERNATIONAL GROUP CO LTD
  Security G4402L151   Meeting Type Annual General Meeting
  Ticker Symbol     Meeting Date 23-May-2013
  ISIN KYG4402L1510   Agenda 704443150 - Management
  Record Date 20-May-2013   Holding Recon Date 20-May-2013
  City /     Country HONG KONG / Cayman Islands Vote Deadline Date 20-May-2013
  SEDOL(s) 5754045 - 6136233 - B02V840 Quick Code  

 

                   
  Item   Proposal   Type   Vote   For/Against
Management
  1   To receive and consider the audited consolidated   Management   For   For
      accounts and the reports of the directors and            
      auditors for the year ended 31 December 2012            
  2   To declare a final dividend for the year ended 31   Management   For   For
      December 2012            
  3   To re-elect Mr. Xu Shui Shen as an executive   Management   For   For
      director            
  4   To re-elect Mr. Sze Wong Kim as an executive   Management   For   For
      director            
  5   To re-elect Mr. Hui Ching Chi as an executive   Management   For   For
      director            
  6   To re-elect Mr. Wang Ming Fu as an independent   Management   For   For
      non-executive director            
  7   To re-elect Mr. Ho Kwai Ching Mark as an   Management   For   For
      independent non-executive director            
  8   To re-elect Mr. Zhou Fang Sheng as an   Management   For   For
      independent non-executive director            
  9   To authorise the board of directors to fix the   Management   For   For
      remuneration of the directors            
  10   To re-appoint auditors and to authorise the board   Management   For   For
      of directors to fix their remuneration            
  11   To grant a general mandate to the board of   Management   For   For
      directors to allot and issue shares            
  12   To grant a general mandate to the board of   Management   For   For
      directors to exercise all powers of the Company            
      to purchase its own securities            
  13   To extend the general mandate granted to the   Management   For   For
      board of directors pursuant to Resolution No. 11            
      above by an amount representing the aggregate            
      nominal amount of shares in the capital of the            
      Company purchased by the Company pursuant            
      to the general mandate granted pursuant to            
      Resolution No. 12 above            
 
 

 

           
  CENTAMIN PLC, ST HELIER
  Security G2055Q105   Meeting Type Annual General Meeting
  Ticker Symbol     Meeting Date 23-May-2013
  ISIN JE00B5TT1872   Agenda 704468479 - Management
  Record Date     Holding Recon Date 21-May-2013
  City /     Country ST. HELIER / Jersey Vote Deadline Date 17-May-2013
  SEDOL(s) B5TT187   Quick Code  

 

                   
  Item   Proposal   Type   Vote   For/Against
Management
  1   To receive and adopt the Company’s annual   Management   For   For
      accounts for the financial year ended 31            
      December 2012 together with the directors’ report            
      and the auditor’s report on those accounts            
  2   To receive and approve the directors’   Management   For   For
      remuneration report (which forms part of the            
      directors’ report) for the financial year ended 31            
      December 2012            
  3.1   To re-elect Josef El-Raghy, who retires in   Management   For   For
      accordance with Article 33 of the Company’s            
      articles of association (the “Articles”) and, being            
      eligible, offers himself for re-election as director            
  3.2   To re-elect Trevor Schultz, who retires in   Management   For   For
      accordance with Article 33 of the Company’s            
      Articles of association (the “Articles”) and, being            
      eligible, offers himself for re-election as director            
  3.3   To re-elect Gordon Edward Haslam, who retires   Management   For   For
      in accordance with Article 33 of the Company’s            
      Articles of association (the “Articles”) and, being            
      eligible, offers himself for re-election as director            
  3.4   To re-elect Professor G. Robert Bowker, who   Management   For   For
      retires in accordance with Article 33 of the            
      Company’s Articles of association (the “Articles”)            
      and, being eligible, offers himself for re-election            
      as director            
  3.5   To re-elect Mark Arnesen, who retires in   Management   For   For
      accordance with Article 33 of the Company’s            
      Articles of association (the “Articles”) and, being            
      eligible, offers himself for re-election as director            
  3.6   To re-elect Mark Bankes, who retires in   Management   For   For
      accordance with Article 33 of the Company’s            
      Articles of association (the “Articles”) and, being            
      eligible, offers himself for re-election as director            
  3.7   To re-elect Kevin Tomlinson, who retires in   Management   For   For
      accordance with Article 33 of the Company’s            
      Articles of association (the “Articles”) and, being            
      eligible, offers himself for re-election as director            
  4.1   To re-appoint Deloitte LLP as the Company’s   Management   For   For
      auditors to hold office from the conclusion of this            
      Meeting until the conclusion of the next annual            
      general meeting at which accounts are laid            
      before the Company            
  4.2   To authorise the directors to agree the   Management   For   For
      remuneration of the auditors            
  5   To increase the maximum aggregate amount of   Management   For   For
      fees payable to directors to GBP 600,000            
  6   To authorize the directors to allot relevant   Management   For   For
      securities            
  7   To display the pre-emptive rights under the   Management   For   For
      Company’s Articles in respect of the allotment of            
      equity securities for cash            
  8   To authorize the Company to make market   Management   For   For
      purchases of its own shares            
      PLEASE NOTE THAT THIS IS A REVISION   Non-Voting        
      DUE TO MODIFICATION OF TEXT IN            
      RESOLUTION-NO’s 3.1 TO 3.7. IF YOU HAVE            
      ALREADY SENT IN YOUR VOTES, PLEASE DO            
      NOT RETURN-THIS PROXY FORM UNLESS            
      YOU DECIDE TO AMEND YOUR ORIGINAL            
      INSTRUCTIONS. THANK Y-OU.            
 
 

 

           
  MTN GROUP LTD, FAIRLANDS
  Security S8039R108   Meeting Type Annual General Meeting
  Ticker Symbol     Meeting Date 28-May-2013
  ISIN ZAE000042164   Agenda 704442324 - Management
  Record Date 17-May-2013   Holding Recon Date 17-May-2013
  City /     Country GAUTENG / South Africa Vote Deadline Date 21-May-2013
  SEDOL(s) 5949799 - 6563206 - B02P3W5 Quick Code  

 

                   
  Item   Proposal   Type   Vote   For/Against
Management
  1O1.1   Re-election of AT Mikati as a director   Management   For   For
  2O1.2   Re-election of RS Dabengwa as a director   Management   For   For
  3O1.3   Re-election of NI Patel as a director   Management   For   For
  4O1.4   Re-election of AF van Biljon as a director   Management   For   For
  5O1.5   Re-election of JHN Strydom as a director   Management   For   For
  6O1.6   Election of F Titi as a director   Management   For   For
  7O2.1   To elect AF van Biljon as a member of the audit   Management   For   For
      committee            
  8O2.2   To elect NP Mageza as a member of the audit   Management   For   For
      committee            
  9O2.3   To elect J van Rooyen as a member of the audit   Management   For   For
      committee            
  10O24   To elect MJN Njeke as a member of the audit   Management   For   For
      committee            
  11O.3   Re-appoint PricewaterhouseCoopers Inc and   Management   For   For
      SizweNtsalubaGobodo Inc as Joint Auditors of            
      the Company            
  12O.4   General authority for directors to allot and issue   Management   For   For
      ordinary shares            
  13   Endorsement of the remuneration philosophy   Management   For   For
  14S.1   To approve the remuneration increase payable to   Management   For   For
      non executive directors            
  15S.2   To adopt the new memorandum of incorporation   Management   For   For
      of the Company            
  16S.3   To approve an authority for the Company and or   Management   For   For
      any of its subsidiaries to repurchase or purchase            
      as the case may be shares in the Company            
  17S.4   To approve the granting of financial assistance   Management   For   For
      by the Company to its subsidiaries and other            
      related and inter related companies and            
      corporations and to directors prescribed officers            
      and other persons participating in share or other            
      employee incentive schemes            
  18S.5   To approve the granting of financial assistance in   Management   For   For
      relation to MTN Zakhele RF Limited transaction            
 
 

 

           
  HAIER ELECTRONICS GROUP CO LTD
  Security G42313125   Meeting Type Annual General Meeting
  Ticker Symbol     Meeting Date 28-May-2013
  ISIN BMG423131256   Agenda 704459088 - Management
  Record Date 24-May-2013   Holding Recon Date 24-May-2013
  City /     Country HONG KONG / Bermuda Vote Deadline Date 23-May-2013
  SEDOL(s) B1TL3R8 - B1TR8B5 - B1TWXP9 Quick Code  

 

                   
  Item   Proposal   Type   Vote   For/Against
Management
  1   To receive and consider the audited financial   Management   For   For
      statements and the reports of the directors (the            
      “Directors”) and auditors (the “Auditors”) of the            
      Company for the year ended 31 December 2012            
  2Ai   To re-elect Mr. Liang Hai Shan as a non-   Management   For   For
      executive Director            
  2Aii   To re-elect Mr. Li Hua Gang as an executive   Management   For   For
      Director            
  2B   To authorise the board (the “Board”) of the   Management   For   For
      Directors to fix the remuneration of the Directors            
  3   To re-appoint the Auditors and to authorise the   Management   For   For
      Board to fix the remuneration of the Auditors            
  4   To approve the declaration of a final dividend of   Management   For   For
      the Company for the year ended 31 December            
      2012            
  5   To grant the general mandate to the Directors to   Management   For   For
      repurchase Shares up to 10% of the issued share            
      capital of the Company            
  6   To grant the general mandate to the Directors to   Management   For   For
      issue additional Shares of up to 20% of the            
      issued share capital of the Company            
  7   To extend the general mandate to issue   Management   For   For
      additional Shares up to the number of Shares            
      repurchased by the Company            
 
 

 

           
  HAIER ELECTRONICS GROUP CO LTD
  Security G42313125   Meeting Type Special General Meeting
  Ticker Symbol     Meeting Date 28-May-2013
  ISIN BMG423131256   Agenda 704501356 - Management
  Record Date 24-May-2013   Holding Recon Date 24-May-2013
  City /     Country HONG KONG / Bermuda Vote Deadline Date 23-May-2013
  SEDOL(s) B1TL3R8 - B1TR8B5 - B1TWXP9 Quick Code  

 

                   
  Item   Proposal   Type   Vote   For/Against
Management
  1   To appoint Dr. Wang Han Hua as a non-   Management   For   For
      executive director of the Company with effect            
      from 1 June 2013            
  2   To appoint Mrs. Eva Cheng Li Kam Fun as an   Management   For   For
      independent non-executive director of the            
      Company with effect from 1 June 2013            
  3   Each of Dr. Wang Han Hua and Mrs. Eva Cheng   Management   For   For
      Li Kam Fun be and is hereby approved to receive            
      emolument for acting as a non-executive director            
      of the Company and an independent non-            
      executive director of the Company respectively            
      each in such sum as determined by the board of            
      directors of the Company with reference to their            
      respective qualifications, experience, and duties            
      and responsibilities towards the Company and its            
      subsidiaries and prevailing market conditions            
 
 

 

           
  CHINA OVERSEAS LAND & INVESTMENT LTD
  Security Y15004107   Meeting Type Annual General Meeting
  Ticker Symbol     Meeting Date 30-May-2013
  ISIN HK0688002218   Agenda 704412395 - Management
  Record Date 28-May-2013   Holding Recon Date 28-May-2013
  City /     Country HONG KONG / Hong Kong Vote Deadline Date 27-May-2013
  SEDOL(s) 5387731 - 6192150 - B01XX64 Quick Code  

 

                   
  Item   Proposal   Type   Vote   For/Against
Management
  1   To receive and adopt the Audited Financial   Management   For   For
      Statements and the Reports of the Directors and            
      the Independent Auditor’s Report for the year            
      ended 31 December 2012            
  2   To approve the declaration of a final dividend for   Management   For   For
      the year ended 31 December 2012 of HK24            
      cents per share            
  3a   To re-elect Mr. Hao Jian Min as Director   Management   For   For
  3b   To re-elect Mr. Xiao Xiao as Director   Management   For   For
  3c   To re-elect Mr. Guo Yong as Director   Management   For   For
  3d   To re-elect Mr. Kan Hongbo as Director   Management   For   For
  3e   To re-elect Dr. Wong Ying Ho, Kennedy as   Management   For   For
      Director            
  3f   To re-elect Dr. Fan Hsu Lai Tai, Rita as Director   Management   For   For
  3g   To re-elect Mr. Li Man Bun, Brian David as   Management   For   For
      Director            
  4   To authorise the Board to fix the remuneration of   Management   For   For
      the Directors            
  5   To appoint Messrs. PricewaterhouseCoopers as   Management   For   For
      Auditor of the Company to hold office until the            
      conclusion of the next Annual General Meeting            
      and to authorise the Board to fix their            
      remuneration            
  6   To approve the granting to the Directors the   Management   For   For
      general and unconditional mandate to            
      repurchase shares in the capital of the Company            
      up to 10% of the issued share capital of the            
      Company            
  7   To approve the granting to the Directors the   Management   For   For
      general and unconditional mandate to allot, issue            
      and deal with new shares not exceeding 20% of            
      the issued share capital of the Company            
  8   To approve the extension of the authority granted   Management   For   For
      to the Directors by Resolution 7 above by adding            
      the number of shares repurchased pursuant to            
      the authority granted to the Directors by            
      Resolution 6 above            
 
 

 

           
  CHINA OVERSEAS LAND & INVESTMENT LTD
  Security Y15004107   Meeting Type ExtraOrdinary General Meeting
  Ticker Symbol     Meeting Date 30-May-2013
  ISIN HK0688002218   Agenda 704481249 - Management
  Record Date 28-May-2013   Holding Recon Date 28-May-2013
  City /     Country HONG KONG / Hong Kong Vote Deadline Date 27-May-2013
  SEDOL(s) 5387731 - 6192150 - B01XX64 Quick Code  

 

                   
  Item   Proposal   Type   Vote   For/Against
Management
  1   To approve, ratify and confirm the New Master   Management   For   For
      CSCECL Group Engagement Agreement (as            
      defined in the circular of the Company dated 6            
      May 2013 (the “Circular”)) and the transactions            
      contemplated thereunder and the implementation            
      thereof, and to approve the Cap (as defined in            
      the Circular)            

 

           
  PACIFIC RUBIALES ENERGY CORP, TORONTO ON    
  Security 69480U206   Meeting Type Annual General Meeting
  Ticker Symbol     Meeting Date 30-May-2013
  ISIN CA69480U2065   Agenda 704482392 - Management
  Record Date 19-Apr-2013   Holding Recon Date 19-Apr-2013
  City /     Country TBD / Canada Vote Deadline Date 24-May-2013
  SEDOL(s) 2523635 - B23S4V3 - B28CVW0 - B5N36P7 Quick Code  

 

                   
  Item   Proposal   Type   Vote   For/Against
Management
  1   To set the number of directors at twelve (12)   Management   For   For
  2.1   Election of director: Jose Francisco Arata   Management   For   For
  2.2   Election of director: Miguel De La Campa   Management   For   For
  2.3   Election of director: German Efromovich   Management   For   For
  2.4   Election of director: Serafino Iacono   Management   For   For
  2.5   Election of director: Augusto Lopez   Management   For   For
  2.6   Election of director: Hernan Martinez   Management   For   For
  2.7   Election of director: Dennis Mills   Management   For   For
  2.8   Election of director: Ronald Pantin   Management   For   For
  2.9   Election of director: Victor Rivera   Management   For   For
  2.10   Election of director: Miguel Rodriguez   Management   For   For
  2.11   Election of director: Francisco Sole   Management   For   For
  2.12   Election of director: Neil Woodyer   Management   For   For
  3   Appointment of Ernst & Young LLP as auditors of   Management   For   For
      the corporation for the ensuing year and            
      authorizing the directors to fix their remuneration            
  4   To ratify, confirm, authorize and approve the   Management   For   For
      advance notice policy, as described in the            
      management proxy circular dated April 25, 2013            
 
 

 

           
  XINYI GLASS HOLDINGS LTD
  Security G9828G108   Meeting Type Annual General Meeting
  Ticker Symbol     Meeting Date 31-May-2013
  ISIN KYG9828G1082   Agenda 704472276 - Management
  Record Date 27-May-2013   Holding Recon Date 27-May-2013
  City /     Country HONG KONG / Cayman Islands Vote Deadline Date 28-May-2013
  SEDOL(s) B05NXN7 - B063X81 - B08J3J8 Quick Code  

 

                   
  Item   Proposal   Type   Vote   For/Against
Management
  1   To receive and consider the audited financial   Management   For   For
      statements and report of the directors of the            
      Company (the “Director(s)”) and the auditors of            
      the Company (the “Auditors”) for the financial            
      year ended 31 December 2012            
  2   To declare a final dividend of 9.0 HK cents per   Management   For   For
      Share for the year ended 31 December 2012            
  3Ai   To re-elect Mr. Lee Yau Ching as an executive   Management   For   For
      Director            
  3Aii   To re-elect Mr. Li Man Yin as an executive   Management   For   For
      Director            
  3Aiii   To re-elect Mr. Lee Shing Kan as an executive   Management   For   For
      Director            
  3Aiv   To re-elect Mr. Li Ching Wai as an non-executive   Management   For   For
      Director            
  3Av   To re-elect Mr. Wong Ying Wai, S.B.S., JP as an   Management   For   For
      independent non-executive Director            
  3Avi   To re-elect Mr. Tran Chuen Wah, John as an   Management   For   For
      independent non-executive Director            
  3Avii   To re-elect Mr. Tam Wai Hung, David as an   Management   For   For
      independent non-executive Director            
  3B   To authorise the board of Directors to determine   Management   For   For
      the remuneration of the Directors            
  4   To re-appoint the Auditors and to authorise the   Management   For   For
      Board to fix their remuneration            
  5A   To grant an unconditional general mandate to the   Management   For   For
      Directors to repurchase Shares            
  5B   To grant an unconditional general mandate to the   Management   Against   Against
      Directors to allot and issue Shares            
  5C   To extend the general mandate granted to the   Management   Against   Against
      Directors to issue Shares by the Shares            
      repurchased            
 
 

 

           
  SBERBANK OF RUSSIA OJSC, MOSCOW
  Security 80585Y308   Meeting Type Annual General Meeting
  Ticker Symbol     Meeting Date 31-May-2013
  ISIN US80585Y3080   Agenda 704476933 - Management
  Record Date 11-Apr-2013   Holding Recon Date 11-Apr-2013
  City /     Country MOSCOW / Russian Federation Vote Deadline Date 22-May-2013
  SEDOL(s) B5SC091   Quick Code  

 

                   
  Item   Proposal   Type   Vote   For/Against
Management
  1   Approve the annual report for 2012   Management   For   For
  2   Approve the annual report for 2012, including the   Management   For   For
      balance sheet and the profit and loss statement            
      (disclosure forms)            
  3   3.1. Approve distribution of profits for 2012; 3.2   Management   For   For
      Pay dividends on ordinary shares of RUB 2.57            
      per one share, and on preferred shares of RUB            
      3.20 per one share            
  4   Approve Ernst & Young Vneshaudit CJSC as the   Management   For   For
      auditor for 2013 and the Q1, 2014            
  5.1   To elect the member of the Board of Directors:   Management   For   For
      Gref Herman Oskarovich            
  5.2   To elect the member of the Board of Directors:
Guriev Sergei Maratovich		   Management   For   For
  5.3   To elect the member of the Board of Directors:   Management   For   For
      Dmitriev Mikhail Egonovich            
  5.4   To elect the member of the Board of Directors:   Management   For   For
      Zlatkis Bella Ilinichna            
  5.5   To elect the member of the Board of Directors:   Management   For   For
      Ivanova Nadezhda Yurievna            
  5.6   To elect the member of the Board of Directors:   Management   For   For
      Ignatiev Sergei Mikhailovich            
  5.7   To elect the member of the Board of Directors:   Management   For   For
      Kudrin Alexey Leonidovich            
  5.8   To elect the member of the Board of Directors:   Management   For   For
      Lomakin-Rumyantsev Ilya Vadimovich            
  5.9   To elect the member of the Board of Directors:   Management   For   For
      Luntovsky Georgy Ivanovich            
  5.10   To elect the member of the Board of Directors:   Management   For   For
      Matovnikov Mikhail Yurievich            
  5.11   To elect the member of the Board of Directors:   Management   For   For
      Mau Vladimir Alexandrovich            
  5.12   To elect the member of the Board of Directors:   Management   For   For
      Moiseev Alexey Vladimirovich            
  5.13   To elect the member of the Board of Directors:   Management   For   For
      Profumo Alessandro            
  5.14   To elect the member of the Board of Directors:   Management   For   For
      Sinelnikov-Murylev Sergei Germanovich            
  5.15   To elect the member of the Board of Directors:   Management   For   For
      Tulin Dmitry Vladislavovich            
  5.16   To elect the member of the Board of Directors:   Management   For   For
      Ulukaev Alexei Valentinovich            
  5.17   To elect the member of the Board of Directors:   Management   For   For
      Freeman Ronald            
  5.18   To elect the member of the Board of Directors:   Management   For   For
      Shvetsov Sergei Anatolievich            
  5.19   To elect the member of the Board of Directors:   Management   For   For
      Egilmez Ahmet Mahfi            
  6.1   Elect the member of the Auditing Committee:   Management   For   For
      Borodina Natalia Petrovna            
  6.2   Elect the member of the Auditing Committee:   Management   For   For
      Volkov Vladimir Mikhailovich            
  6.3   Elect the member of the Auditing Committee:   Management   For   For
      Dolzhnikov Maxim Leonidovich            
  6.4   Elect the member of the Auditing Committee:   Management   For   For
      Isakhanova Yulia Yurievna            
  6.5   Elect the member of the Auditing Committee:   Management   For   For
      Minenko Alexei Evgenievich            
  6.6   Elect the member of the Auditing Committee:   Management   For   For
      Polyakova Olga Vasilievna            
  6.7   Elect the member of the Auditing Committee:   Management   For   For
      Revina Natalia Vladimirovna            
  7   7. 1. Pay remuneration to the members of the   Management   For   For
      Supervisory Board of Sberbank of Russia OJSC            
      subject to their consent in accordance with the            
      laws of the Russian Federation: - RUB 4.2            
      million each for discharge of duties of a member            
      of the Supervisory Board - RUB 420 thousand            
      each for discharge of duties of a member of a            
      committee of the Supervisory Board - RUB 840            
      thousand each for discharge of duties of the            
      Chairperson of a committee of the Supervisory            
      Board - RUB 1.26 million for discharge of duties            
      of the Chairman of the Supervisory Board.            
      Determine that remuneration for discharge of            
      duties in each capacity is summed up if a            
      member of the Supervisory Board acts in            
      different capacities. 7.2. To compensate            
      expenses incurred in discharging the functions of            
      members of the Supervisory Board of Sberbank            
      of Russia to CONTD            
  CONT   CONTD members of the Supervisory Board of   Non-Voting        
      the Bank. 7.3. Pay remuneration to-the            
      Chairman of the Audit Commission of Sberbank            
      of Russia OJSC in the amount-of RUB 1 million,            
      and to the members of the Audit Commission in            
      the amount of-RUB 750,000, subject to their            
      consent in accordance with the laws of the-            
      Russian Federation            
  8   8.1 Approve the Regulation on Remuneration   Management   For   For
      and Compensation Paid to Members of the            
      Supervisory Board of Sberbank of Russia. 8.2            
      Approve the amount of basic remuneration at 4.2            
      million rubles            
  9   Approve the new version of the Bank’s Charter.   Management   For   For
      Authorize the CEO, Chairman of the            
      Management Board of the Bank to sign the            
      documents required for state registration of the            
      new version of the Bank’s Charter            
 
 

 

           
  CHINA MERCHANTS BANK CO LTD, SHENZEN
  Security Y14896115   Meeting Type Annual General Meeting
  Ticker Symbol     Meeting Date 31-May-2013
  ISIN CNE1000002M1   Agenda 704508526 - Management
  Record Date 30-Apr-2013   Holding Recon Date 30-Apr-2013
  City /     Country SHENZHEN / China Vote Deadline Date 24-May-2013
  SEDOL(s) B1DYPZ5 - B1FL3W7 - B1G4V10 Quick Code  

 

                   
  Item   Proposal   Type   Vote   For/Against
Management
  1   Consider and approve the Work Report of the   Management   For   For
      Board of Directors of the Company for the year            
      2012            
  2   Consider and approve the Work Report of the   Management   For   For
      Board of Supervisors of the Company for the            
      year 2012            
  3   Consider and approve the Annual Report of the   Management   For   For
      Company for the year 2012 (including the            
      Audited Financial Report)            
  4   Consider and approve the Audited Financial   Management   For   For
      Statements of the Company for the year 2012            
  5   Consider and approve the Proposal regarding the   Management   For   For
      Profit Appropriation Plan for the year 2012            
      (including the distribution of final dividends)            
  6   Consider and approve the Resolution regarding   Management   For   For
      the Appointment of Accountant and its            
      Remuneration for the year 2013            
  7.1   Consider and approve the re-appointment of Mr.   Management   For   For
      Fu Yuning as non-executive director of the            
      Company            
  7.2   Consider and approve the re-appointment of Mr.   Management   For   For
      Li Yinquan as non-executive director of the            
      Company            
  7.3   Consider and approve the re-appointment of Mr.   Management   For   For
      Fu Gangfeng as non-executive director of the            
      Company            
  7.4   Consider and approve the re-appointment of Mr.   Management   For   For
      Hong Xiaoyuan as non-executive director of the            
      Company            
  7.5   Consider and approve the re-appointment of Mr.   Management   For   For
      Xiong Xianliang as non-executive director of the            
      Company            
  7.6   Consider and approve the re-appointment of Mr.   Management   For   For
      Wei Jiafu as non-executive director of the            
      Company            
  7.7   Consider and approve the re-appointment of Ms.   Management   For   For
      Sun Yueying as non-executive director of the            
      Company            
  7.8   Consider and approve the re-appointment of Mr.   Management   For   For
      Wang Daxiong as non-executive director of the            
      Company            
  7.9   Consider and approve the re-appointment of Mr.   Management   For   For
      Fu Junyuan as non-executive director of the            
      Company            
  7.10   Consider and approve the appointment of Ms.   Management   For   For
      Zhu Yi as non-executive director of the Company            
  7.11   BEING CANCELLED, THIS RESOLUTION WILL   Non-Voting        
      NOT BE TABLED FOR VOTING: Consider and            
      a-pprove the re-appointment of Mr. Ma Weihua            
      as executive director of the Compan-y            
  7.12   Consider and approve the re-appointment of Mr.   Management   For   For
      Zhang Guanghua as executive director of the            
      Company            
  7.13   Consider and approve the re-appointment of Mr.   Management   For   For
      Li Hao as executive director of the Company            
  7.14   Consider and approve the re-appointment of Mr.   Management   For   For
      Wong Kwai Lam as independent non-executive            
      Director of the Company            
  7.15   Consider and approve the appointment of Mr.   Management   For   For
      Shan Weijian as independent non-executive            
      Director of the Company            
  7.16   BEING CANCELLED, THIS RESOLUTION WILL   Non-Voting        
      NOT BE TABLED FOR VOTING: Consider and            
      a-pprove the appointment of Mr. Yi Jun as            
      independent non-executive director of-the            
      Company            
  7.17   Consider and approve the re-appointment of Mr.   Management   For   For
      Pan Chengwei as independent non-executive            
      Director of the Company            
  7.18   Consider and approve the re-appointment of Ms.   Management   For   For
      Pan Yingli as independent non-executive Director            
      of the Company            
  7.19   Consider and approve the re-appointment of Ms.   Management   For   For
      Guo Xuemeng as independent non-executive            
      Director of the Company            
  8.1   Consider and approve the re-appointment of Mr.   Management   For   For
      Zhu Genlin as shareholder representative            
      Supervisor of the Company            
  8.2   Consider and approve the re-appointment of Mr.   Management   For   For
      An Luming as shareholder representative            
      Supervisor of the Company            
  8.3   Consider and approve the re-appointment of Mr.   Management   For   For
      Liu Zhengxi as shareholder representative            
      Supervisor of the Company            
  8.4   Consider and approve the re-appointment of Mr.   Management   For   For
      Peng Zhijian as external Supervisor of the            
      Company            
  8.5   Consider and approve the re-appointment of Mr.   Management   For   For
      Pan Ji as external Supervisor of the Company            
  8.6   Consider and approve the appointment of Mr. Shi   Management   For   For
      Rongyao as external Supervisor of the Company            
  9   Consider and approve the Assessment Report on   Management   For   For
      the Duty Performance of Directors for the year            
      2012            
  10   Consider and approve the Assessment Report on   Management   For   For
      the Duty Performance of Supervisors for the year            
      2012            
  11   Consider and approve the Assessment Report on   Management   For   For
      the Duty Performance and Cross-evaluation of            
      Independent Non-executive Directors for the year            
      2012            
  12   Consider and approve the Assessment Report on   Management   For   For
      the Duty Performance and Cross-evaluation of            
      external Supervisors for the year 2012            
  13   Consider and approve the Related Party   Management   For   For
      Transaction Report for the year 2012            
  14   Consider and approve the Resolution regarding   Management   For   For
      extension of the effective period for the issue of            
      new Tier 2 Capital Instruments pursuant to the            
      resolution on the issuance to substitute RMB23            
      Billion Maturing Tier 2 Capital Instruments            
  15   Consider and approve the Resolution regarding   Management   For   For
      the general mandate to issue new shares and/or            
      share options of China Merchants Bank Co., Ltd.            
  16   Consider and approve the Resolution regarding   Management   For   For
      the Articles of Association of China Merchants            
      Bank Co., Ltd. (2013 Revision) (including the            
      Rules of Procedures for Shareholders’ General            
      Meetings, the Rules of Procedures for Meetings            
      of the Board of Directors and the Rules of            
      Procedures for Meetings of the Board of            
      Supervisors of the Company            
  17.1   Consider and approve the appointment of Mr.   Management   For   For
      Tian Huiyu as an executive director of the Ninth            
      Session of the Board of Directors of the            
      Company            
  17.2   Consider and approve the appointment of Mr. Xu   Management   For   For
      Shanda as an independent non-executive            
      director of the Ninth Session of the Board of            
      Directors of the Company            
 
 

 

           
  CHINA CONSTRUCTION BANK CORPORATION, BEIJING
  Security Y1397N101   Meeting Type Annual General Meeting
  Ticker Symbol     Meeting Date 06-Jun-2013
  ISIN CNE1000002H1   Agenda 704502788 - Management
  Record Date 06-May-2013   Holding Recon Date 06-May-2013
  City /     Country BEIJING / China Vote Deadline Date 31-May-2013
  SEDOL(s) B0LMTQ3 - B0N9XH1 - B0YK577 Quick Code  

 

                   
  Item   Proposal   Type   Vote   For/Against
Management
  1   The 2012 report of Board of Directors   Management   For   For
  2   The 2012 report of Board of Supervisors   Management   For   For
  3   The 2012 final financial accounts   Management   For   For
  4   The 2012 profit distribution plan   Management   For   For
  5   Budget of 2013 fixed assets investment   Management   For   For
  6   The appointment of external auditors for 2013   Management   For   For
  7.1   Re-appointment of Mr. Zhang Jianguo as an   Management   For   For
      Executive Director of the Bank            
  7.2   Re-appointment of Mr. Zhao Xijun as an   Management   For   For
      Independent Non-executive Director of the Bank            
  7.3   Re-appointment of Ms. Chen Yuanling as a Non-   Management   For   For
      executive Director of the Bank            
  7.4   Appointment of Mr. Zhu Hongbo as an Executive   Management   For   For
      Director of the Bank            
  7.5   Appointment of Mr. Hu Zheyi as an Executive   Management   For   For
      Director of the Bank            
  7.6   Appointment of Mr. Chung Shui Ming Timpson as   Management   For   For
      an Independent Non-executive Director of the            
      Bank            
  7.7   Appointment of Ms. Margaret Leung Ko May Yee   Management   For   For
      as an Independent Non-executive Director of the            
      Bank            
  7.8   Appointment of Mr. Wim Kok as an Independent   Management   For   For
      Non-executive Director of the Bank            
  7.9   Appointment of Mr. Murray Horn as an   Management   For   For
      Independent Non-executive Director of the Bank            
  7.10   Appointment of Mr. Xu Tie as a Non-executive   Management   For   For
      Director of the Bank            
  7.11   Appointment of Mr. Qi Shouyin as a Non-   Management   For   For
      executive Director of the Bank            
  7.12   Terms of office of proposed Directors   Management   For   For
  8.1   Re-appointment of Mr. Zhang Furong as a   Management   For   For
      shareholder representative Supervisor of the            
      Bank            
  8.2   Re-appointment of Ms. Liu Jin as a shareholder   Management   For   For
      representative Supervisor of the Bank            
  8.3   Appointment of Ms. Li Xiaoling as a shareholder   Management   For   For
      representative Supervisor of the Bank            
  8.4   Appointment of Mr. Bai Jianjun as an external   Management   For   For
      Supervisor of the Bank            
  8.5   Appointment of Mr. Wang Xinmin as an External   Management   For   For
      Supervisor of the Bank            
  9   Issuance of write-down type eligible capital   Management   For   For
      instruments in the amount of up to RMB60 billion            
      by the end of 2015            
  10   Revisions to the Articles of Association   Management   For   For
 
 

 

           
  INDUSTRIAL AND COMMERCIAL BANK OF CHINA LTD, BEIJI
  Security Y3990B112   Meeting Type Annual General Meeting
  Ticker Symbol     Meeting Date 07-Jun-2013
  ISIN CNE1000003G1   Agenda 704530105 - Management
  Record Date 07-May-2013   Holding Recon Date 07-May-2013
  City /     Country BEIJING / China Vote Deadline Date 04-Jun-2013
  SEDOL(s) B1G1QD8 - B1GD009 - B1GT900 Quick Code  

 

                   
  Item   Proposal   Type   Vote   For/Against
Management
  1   To consider and approve the 2012 Work Report   Management   For   For
      of the Board of Directors of the Bank            
  2   To consider and approve the 2012 Work Report   Management   For   For
      of the Board of Supervisors of the Bank            
  3   To consider and approve the Bank’s 2012   Management   For   For
      audited accounts            
  4   To consider and approve the Bank’s 2012 profit   Management   For   For
      distribution plan            
  5   To consider and approve the proposal on   Management   For   For
      launching the engagement of accounting firm for            
      2013            
  6   To consider and approve the appointment of Mr.   Management   For   For
      Yi Huiman as an executive director of the Bank            
  7   To consider and approve the appointment of Mr.   Management   For   For
      Luo Xi as an executive director of the Bank            
  8   To consider and approve the appointment of Mr.   Management   For   For
      Liu Lixian as an executive director of the Bank            

 

           
  NOVATEK MICROELECTRONICS CORP
  Security Y64153102   Meeting Type Annual General Meeting
  Ticker Symbol     Meeting Date 11-Jun-2013
  ISIN TW0003034005   Agenda 704512789 - Management
  Record Date 12-Apr-2013   Holding Recon Date 12-Apr-2013
  City /     Country HSINCHU / Taiwan, Province of China Vote Deadline Date 03-Jun-2013
  SEDOL(s) 6346333 - B06P893 Quick Code  

 

                   
  Item   Proposal   Type   Vote   For/Against
Management
  A1   The 2012 business operations   Non-Voting        
  A2   The 2012 audited reports   Non-Voting        
  A3   The adoption of IFRS for the adjustment of profit   Non-Voting        
      distribution and special-reserve            
  B1   The 2012 business reports and financial   Management   For   For
      statements            
  B2   The 2012 profit distribution. proposed cash   Management   For   For
      dividend: TWD5.6 per share            
  B3   The revision to the articles of incorporation   Management   For   For
  B4   The revision to the procedures of endorsement   Management   For   For
      and guarantee            
  B5   The revision to the procedures of monetary loans   Management   For   For
  B6   The election of one director: UMC / Shareholder   Management   For   For
      No.1            
  B7   The proposal to release non-competition   Management   For   For
      restriction on the directors            
  B8   Extraordinary motions   Management   For   Against
 
 

 

           
  ASUSTEK COMPUTER INC
  Security Y04327105   Meeting Type Annual General Meeting
  Ticker Symbol     Meeting Date 17-Jun-2013
  ISIN TW0002357001   Agenda 704507207 - Management
  Record Date 18-Apr-2013   Holding Recon Date 18-Apr-2013
  City /     Country TAIPEI CITY / Taiwan, Province of China Vote Deadline Date 06-Jun-2013
  SEDOL(s) 6051046 - B041837 Quick Code  

 

                   
  Item   Proposal   Type   Vote   For/Against
Management
  1.1   Business report of 2012   Non-Voting        
  1.2   Supervisors’ review report of 2012   Non-Voting        
  1.3   Report of adjustments of Undistributed earnings   Non-Voting        
      & Special reserve when the fir-st adoption of            
      IFRSs            
  2.1   To acknowledge the operation and financial   Management   For   For
      reports of 2012            
  2.2   To acknowledge the appropriation of 2012   Management   For   For
      earnings            
  2.3   Amendment to Articles 13, 20 and 23 of the   Management   For   For
      Articles of Incorporation            
  3   Provisional motion   Management   For   Against
  4   Adjournment   Non-Voting        
 
 

 

           
  CHINA SHENHUA ENERGY COMPANY LTD
  Security Y1504C113   Meeting Type Annual General Meeting
  Ticker Symbol     Meeting Date 21-Jun-2013
  ISIN CNE1000002R0   Agenda 704462124 - Management
  Record Date 20-May-2013   Holding Recon Date 20-May-2013
  City /     Country BEIJING / China Vote Deadline Date 17-Jun-2013
  SEDOL(s) B09N7M0 - B0CCG94 - B1BJQZ9 Quick Code  

 

                   
  Item   Proposal   Type   Vote   For/Against
Management
  1   To consider and, if thought fit, to approve the   Management   For   For
      report of the board of directors of the Company            
      for the year ended 31 December 2012            
  2   To consider and, if thought fit, to approve the   Management   For   For
      report of the board of supervisors of the            
      Company for the year ended 31 December 2012            
  3   To consider and, if thought fit, to approve the   Management   For   For
      audited financial statements of the Company for            
      the year ended 31 December 2012            
  4   To consider and, if thought fit, to approve the   Management   For   For
      Company’s profit distribution plan for the year            
      ended 31 December 2012: i.e. final dividend for            
      the year ended 31 December 2012 in the amount            
      of RMB0.96 per share (inclusive of tax) be            
      declared and distributed, the aggregate amount            
      of which is approximately RMB19,094 billion, and            
      to authorise a committee comprising of Dr. Zhang            
      Xiwu, Dr. Zhang Yuzhuo and Dr. Ling Wen to            
      implement the above mentioned profit distribution            
      plan and to deal with matters in relation to tax            
      with-holding as required by relevant laws,            
      regulations and regulatory authorities            
  5   To consider and, if thought fit, to approve the   Management   For   For
      remuneration of the directors and supervisors of            
      the Company for the year ended 31 December            
      2012: i.e. aggregate remuneration of the            
      executive directors is in the amount of            
      RMB1,950,975.55; aggregate remuneration of            
      the non-executive directors is in the amount of            
      RMB1,350,000, of which the aggregate            
      remuneration of the independent nonexecutive            
      directors is in the amount of RMB1,350,000, the            
      nonexecutive directors (other than the            
      independent non-executive directors) are            
      remunerated by Shenhua Group Corporation            
      Limited and are not remunerated by the            
      Company in cash; remuneration of the            
      supervisors is in the amount of RMB2,032,514.92            
  6   To consider and, if thought fit, to approve the   Management   For   For
      appointment of Deloitte Touche Tohmatsu and            
      Deloitte Touche Tohmatsu CPA Ltd. as the            
      international and PRC auditors respectively of the            
      Company and to authorise a committee            
      comprising of Mr. Zhang Xiwu, Mr. Zhang            
      Yuzhuo, Mr. Ling Wen and Mr. Gong Huazhang,            
      all being directors of the Company, to determine            
      their 2013 remuneration            
  7   To consider and, if thought fit, to approve the   Management   For   For
      revision of annual cap under the Current Mutual            
      Coal Supply Agreement for the year ending 31            
      December 2013            
  8   To consider and, if thought fit, to approve the   Management   For   For
      Supplementary Agreement to the Current            
      Financial Services Agreement and the revision of            
      certain annual caps under the Current Financial            
      Services Agreement for the year ending 31            
      December 2013            
  9   To consider and, if thought fit, to approve the   Management   For   For
      Mutual Coal Supply Agreement, the proposed            
      annual caps in relation thereto and the            
      transactions contemplated thereunder            
  10   To consider and, if thought fit, to approve the   Management   For   For
      Mutual Supplies and Services Agreement, the            
      proposed annual caps in relation thereto and the            
      transactions contemplated thereunder            
  11   To consider and, if thought fit, to approve the   Management   For   For
      Financial Services Agreement, the proposed            
      annual caps in relation hereto and the            
      transactions contemplated thereunder            
  12   To consider and, if thought fit, to approve the   Management   For   For
      change of use of a portion of the proceeds from            
      the A Share offering            
  13   To consider and, if thought fit, to approve the   Management   For   For
      amendments to the Articles of Association of the            
      Company (details of which are set out in the            
      announcement dated 24 August 2012 and the            
      circular dated 9 April 2013 and to authorise a            
      committee comprising of Dr. Zhang Xiwu, Dr.            
      Zhang Yuzhuo and Dr. Ling Wen, all being            
      Directors of the Company, to, after passing of this            
      resolution, carry out further amendments to the            
      Articles of Association of the Company as they            
      may consider necessary and appropriate at the            
      request of relevant regulatory authorities from            
      time to time in the course of filing the Articles of            
      Association with such regulatory authorities            
  14   To consider and, if thought fit, to:- (1) approve a   Management   For   For
      general mandate to the board of directors to, by            
      reference to market conditions and in accordance            
      with needs of the Company, to allot, issue and            
      deal with, either separately or concurrently,            
      additional domestic shares (A shares) and            
      overseas-listed foreign invested shares (H            
      shares) not exceeding 20% of each of the            
      number of domestic shares (A shares) and the            
      number of overseas-listed foreign invested            
      shares (H shares) in issue at the time of passing            
      this resolution at annual general meeting.            
      Pursuant to PRC laws and regulations, the            
      Company will seek further approval from its            
      shareholders in general meeting for each            
      issuance of domestic shares (A shares) even            
      where this general mandate is approved. (2) the            
      board of directors be authorised to (including but            
      not limited CONTD            
  CONT   CONTD to the following):- (i) formulate and   Non-Voting        
      implement detailed issuance plan,-including but            
      not limited to the class of shares to be issued,            
      pricing-mechanism and/or issuance price            
      (including price range), number of shares to-be            
      issued, allottees and use of proceeds, time of            
      issuance, period of-issuance and whether to            
      issue shares to existing shareholders; (ii)            
      approve-and execute, on behalf of the Company,            
      agreements related to share issuance,-including            
      but not limited to underwriting agreement and            
      engagement agreements-of professional            
      advisers; (iii) approve and execute, on behalf of            
      the-Company, documents related to share            
      issuance for submission to regulatory-authorities,            
      and to carry out approval procedures required by            
      regulatory-authorities and venues in which the            
      Company is listed; (iv) amend, as-required by            
      CONTD            
  CONT   CONTD regulatory authorities within or outside   Non-Voting        
      China, agreements and-statutory documents            
      referred to in (ii) and (iii) above; (v) engage the-            
      services of professional advisers for share            
      issuance related matters, and to-approve and            
      execute all acts, deeds, documents or other            
      matters necessary,-appropriate or required for            
      share issuance; (vi) increase the registered-            
      capital of the Company after share issuance, and            
      to make corresponding-amendments to the            
      articles of association of the Company relating to            
      share-capital and shareholdings etc, and to carry            
      out statutory registrations and-filings within and            
      outside China. The above general mandate will            
      expire on-the earlier of (“Relevant Period”):- (a)            
      the conclusion of the annual general-meeting of            
      the Company for 2013; (b) the expiration of a            
      period of twelve-months following CONTD            
  CONT   CONTD the passing of this special resolution at   Non-Voting        
      the annual general meeting-for 2012; or (c) the            
      date on which the authority conferred by this            
      special-resolution is revoked or varied by a            
      special resolution of shareholders at a-general            
      meeting, except where the board of directors has            
      resolved to issue-domestic shares (A shares) or            
      overseas-listed foreign invested shares (H-            
      shares) during the Relevant Period and the share            
      issuance is to be continued-or implemented after            
      the Relevant Period            
  15   To consider and, if thought fit, to approve the   Management   For   For
      following general mandate to repurchase            
      domestic shares (A shares) and overseaslisted            
      foreign invested shares (H shares):- (1) approve            
      a general mandate to the board of directors to, by            
      reference to market conditions and in accordance            
      with needs of the Company, to repurchase            
      domestic shares (A shares) not exceeding 10%            
      of the number of domestic shares (A shares) in            
      issue at the time when this resolution is passed            
      at annual general meeting and the relevant            
      resolutions are passed at class meetings of            
      shareholders. Pursuant to PRC laws and            
      regulations, and for repurchases of domestic            
      shares (A shares), the Company will seek further            
      approval from its shareholders in general meeting            
      for each repurchase of domestic shares (A            
      shares) even where the general mandate is            
      granted, but CONTD            
  CONT   CONTD will not be required to seek shareholders’   Non-Voting        
      approval at class meetings-of domestic share (A            
      share) shareholders or overseas-listed foreign            
      invested-share (H share) shareholders. (2)            
      approve a general mandate to the board of-            
      directors to, by reference to market conditions            
      and in accordance with needs-of the Company,            
      to repurchase overseas-listed foreign invested            
      shares (H-shares) not exceeding 10% of the            
      number of overseas-listed foreign invested-            
      shares (H shares) in issue at the time when this            
      resolution is passed at-annual general meeting            
      and the relevant resolutions are passed at class-            
      meetings of shareholders. (3) the board of            
      directors be authorised to-(including but not            
      limited to the following):- (i) formulate and            
      implement-detailed repurchase plan, including            
      but not limited to repurchase price,-number of            
      CONTD            
  CONT   CONTD shares to repurchase, time of   Non-Voting        
      repurchase and period of repurchase etc;-(ii)            
      notify creditors in accordance with the PRC            
      Company Law and articles of-association of the            
      Company; (iii) open overseas share accounts            
      and to carry-out related change of foreign            
      exchange registration procedures; (iv) carry-out            
      relevant approval procedures required by            
      regulatory authorities and-venues in which the            
      Company is listed, and to carry out filings with            
      the-China Securities Regulatory Commission; (v)            
      carry out cancelation procedures-for repurchased            
      shares, decrease registered capital, and to make-            
      corresponding amendments to the articles of            
      association of the Company-relating to share            
      capital and shareholdings etc, and to carry out            
      statutory-registrations and filings within and            
      outside China; (vi) approve and execute,-on            
      behalf of CONTD            
  CONT   CONTD the Company, documents and matters   Non-Voting        
      related to share repurchase. The-above general            
      mandate will expire on the earlier of (“Relevant            
      Period”):- (a)-the conclusion of the annual            
      general meeting of the Company for 2013; (b)            
      the-expiration of a period of twelve months            
      following the passing of this special-resolution at            
      the annual general meeting for 2012, the first A            
      shareholders’-class meeting in 2013 and the first            
      H shareholders’ class meeting in 2013; or-(c) the            
      date on which the authority conferred by this            
      special resolution is-revoked or varied by a            
      special resolution of shareholders at a general-            
      meeting, or a special resolution of shareholders            
      at a class meeting of-domestic share (A share)            
      shareholders or a class meeting of overseas-            
      listed-foreign invested share (H share)            
      shareholders, except where the board of-CONTD            
  CONT   CONTD directors has resolved to repurchase   Non-Voting        
      domestic shares (A shares) or-overseas-listed            
      foreign invested shares (H shares) during the            
      Relevant Period-and the share repurchase is to            
      be continued or implemented after the Relevant-            
      Period            
 
 

 

           
  CHINA SHENHUA ENERGY COMPANY LTD
  Security Y1504C113   Meeting Type Class Meeting
  Ticker Symbol     Meeting Date 21-Jun-2013
  ISIN CNE1000002R0   Agenda 704466792 - Management
  Record Date 20-May-2013   Holding Recon Date 20-May-2013
  City /     Country BEIJING / China Vote Deadline Date 17-Jun-2013
  SEDOL(s) B09N7M0 - B0CCG94 - B1BJQZ9 Quick Code  

 

                   
  Item   Proposal   Type   Vote   For/Against
Management
  1   To consider and, if thought fit, to approve the   Management   For   For
      following general mandate to repurchase            
      domestic shares (A shares) and overseas-listed            
      foreign invested shares (H shares):- (1) approve            
      a general mandate to the board of directors to, by            
      reference to market conditions and in accordance            
      with needs of the Company, to repurchase            
      domestic shares (A shares) not exceeding 10%            
      of the number of domestic shares (A shares) in            
      issue at the time when this resolution is passed            
      at annual general meeting and the relevant            
      resolutions are passed at class meetings of            
      shareholders. Pursuant to PRC laws and            
      regulations, and for repurchases of domestic            
      shares (A shares), the Company will seek further            
      approval from its shareholders in general meeting            
      for each repurchase of domestic shares (A            
      shares) even where the general mandate is            
      granted, but CONTD            
  CONT   CONTD will not be required to seek shareholders’   Non-Voting        
      approval at class meetings-of domestic share (A            
      share) shareholders or overseas-listed foreign            
      invested-share (H share) shareholders. (2)            
      approve a general mandate to the board of-            
      directors to, by reference to market conditions            
      and in accordance with needs-of the Company,            
      to repurchase overseas-listed foreign invested            
      shares (H-shares) not exceeding 10% of the            
      number of overseas-listed foreign invested-            
      shares (H shares) in issue at the time when this            
      resolution is passed at-annual general meeting            
      and the relevant resolutions are passed at class-            
      meetings of shareholders. (3) the board of            
      directors be authorised to-(including but not            
      limited to the following):- (i) formulate and            
      implement-detailed repurchase plan, including            
      but not limited to repurchase price,-number of            
      CONTD            
  CONT   CONTD shares to repurchase, time of   Non-Voting        
      repurchase and period of repurchase etc;-(ii)            
      notify creditors in accordance with the PRC            
      Company Law and articles of-association of the            
      Company; (iii) open overseas share accounts            
      and to carry-out related change of foreign            
      exchange registration procedures; (iv) carry-out            
      relevant approval procedures required by            
      regulatory authorities and-venues in which the            
      Company is listed, and to carry out filings with            
      the-China Securities Regulatory Commission; (v)            
      carry out cancelation procedures-for repurchased            
      shares, decrease registered capital, and to make-            
      corresponding amendments to the articles of            
      association of the Company-relating to share            
      capital and shareholdings etc, and to carry out            
      statutory-registrations and filings within and            
      outside China; (vi) approve and execute,-on            
      behalf of CONTD            
  CONT   CONTD the Company, documents and matters   Non-Voting        
      related to share repurchase. The-above general            
      mandate will expire on the earlier of (“Relevant            
      Period”):- (a)-the conclusion of the annual            
      general meeting of the Company for 2013; (b)            
      the-expiration of a period of twelve months            
      following the passing of this special-resolution at            
      the annual general meeting for 2012, the first A            
      shareholders’-class meeting in 2013 and the first            
      H shareholders’ class meeting in 2013; or-(c) the            
      date on which the authority conferred by this            
      special resolution is-revoked or varied by a            
      special resolution of shareholders at a general-            
      meeting, or a special resolution of shareholders            
      at a class meeting of-domestic share (A share)            
      shareholders or a class meeting of overseas-            
      listed-foreign invested share (H share)            
      shareholders, except where the board of-CONTD            
  CONT   CONTD directors has resolved to repurchase   Non-Voting        
      domestic shares (A shares) or-overseas-listed            
      foreign invested shares (H shares) during the            
      Relevant Period-and the share repurchase is to            
      be continued or implemented after the Relevant-            
      Period            

 

 
 

 

           
  NHN CORP, SONGNAM
  Security Y6347M103   Meeting Type ExtraOrdinary General Meeting
  Ticker Symbol     Meeting Date 28-Jun-2013
  ISIN KR7035420009   Agenda 704597624 - Management
  Record Date 15-May-2013   Holding Recon Date 15-May-2013
  City /     Country GYEONGGL / Korea, Republic Of Vote Deadline Date 18-Jun-2013
  SEDOL(s) 6560393 - B06NVB0 Quick Code  

 

                   
  Item   Proposal   Type   Vote   For/Against
Management
  1   Approval of spin off   Management   For   For
  2   Approval of partial Amendment to articles of   Management   For   For
      incorporation            

 

 
 

JOHCM Global Equity Fund

 

Vote Summary

  KEPPEL CORPORATION LTD, SINGAPORE
  Security Y4722Z120   Meeting Type Annual General Meeting
  Ticker Symbol     Meeting Date 19-Apr-2013
  ISIN SG1U68934629   Agenda 704355216 - Management
  Record Date     Holding Recon Date 17-Apr-2013
  City / Country SINGAPORE / Singapore Vote Deadline Date 12-Apr-2013
  SEDOL(s) B1VQ5C0 - B1WQWB7 - B1WT6F8 - B3Z30L5 - B89GTZ2 Quick Code  

 

                   
  Item   Proposal   Type   Vote   For/Against
Management
  1   To receive and adopt the Directors’ Report and   Management   For   For
      Audited Financial Statements for the year ended            
      31 December 2012            
  2   To declare a final tax-exempt (one-tier) dividend   Management   For   For
      of 27 cents per share for the year ended 31            
      December 2012 (2011: final tax-exempt (one-tier)            
      dividend of 26 cents per share)            
  3   To re-elect the following director, who will be   Management   For   For
      retiring by rotation pursuant to Article 81B of the            
      Company’s Articles of Association and who,            
      being eligible, offers himself for re-election            
      pursuant to Article 81C: Mr Alvin Yeo Khirn Hai            
  4   To re-elect the following director, who will be   Management   For   For
      retiring by rotation pursuant to Article 81B of the            
      Company’s Articles of Association and who,            
      being eligible, offers himself for re-election            
      pursuant to Article 81C: Mr Tong Chong Heong            
  5   To re-elect the following director, who will be   Management   For   For
      retiring by rotation pursuant to Article 81B of the            
      Company’s Articles of Association and who,            
      being eligible, offers himself for re-election            
      pursuant to Article 81C: Mr Tan Ek Kia            
  6   To re-elect Mr Tan Puay Chiang, whom being   Management   For   For
      appointed by the board of directors after the last            
      annual general meeting, will retire in accordance            
      with Article 81A(1) of the Company’s Articles of            
      Association and who, being eligible, offers            
      himself for re-election            
  7   To approve the ordinary remuneration of the non-   Management   For   For
      executive directors of the Company for the            
      financial year ended 31 December 2012,            
      comprising the following: (1) the payment of            
      directors’ fees of an aggregate amount of SGD            
      1,218,880 in cash (2011: SGD 1,382,500); and            
      (2) (a) the award of an aggregate number of            
      31,400 existing ordinary shares in the capital of            
      the Company (the “Remuneration Shares”) to Dr            
      Lee Boon Yang, Mr Lim Hock San, Mr Sven            
      Bang Ullring, Mr Tony Chew Leong-Chee, Mrs            
      Oon Kum Loon, Mr Tow Heng Tan, Mr Alvin Yeo            
      Khirn Hai, Mr Tan Ek Kia, Mr Danny Teoh and Mr            
      Tan Puay Chiang as payment in part of their            
      respective remuneration for the financial year            
      ended 31 December 2012 as follows: (i) 10,000            
      Remuneration Shares to Dr Lee Boon Yang; (ii)            
      900 Remuneration Shares to Mr Lim Hock San;            
      (iii) 900 Remuneration Shares CONTD            
  CONT   CONTD to Mr Sven Bang Ullring; (iv) 3,000   Non-Voting        
      Remuneration Shares to Mr Tony Chew-Leong-            
      Chee; (v) 3,000 Remuneration Shares to Mrs            
      Oon Kum Loon; (vi) 3,000-Remuneration Shares            
      to Mr Tow Heng Tan; (vii) 3,000 Remuneration            
      Shares to Mr-Alvin Yeo Khirn Hai; (viii) 3,000            
      Remuneration Shares to Mr Tan Ek Kia; (ix)-            
      3,000 Remuneration Shares to Mr Danny Teoh;            
      and (x) 1,600 Remuneration Shares-to Mr Tan            
      Puay Chiang, (b) the directors of the Company            
      and/or any of them be-and are hereby authorised            
      to instruct a third party agency to purchase from-            
      the market 31,400 existing shares at such price            
      as the directors of the-Company may deem fit            
      and deliver the Remuneration Shares to each-            
      non-executive director in the manner as set out in            
      (2)(a) above; and (c) any-director of the            
      Company or the Company Secretary be            
      authorised to do all-things CONTD            
  CONT   CONTD necessary or desirable to give effect to   Non-Voting        
      the above            
  8   To re-appoint the Auditors and authorise the   Management   For   For
      directors of the Company to fix their remuneration            
  9   That pursuant to Section 161 of the Companies   Management   For   For
      Act, Chapter 50 of Singapore (the “Companies            
      Act”) and Article 48A of the Company’s Articles of            
      Association, authority be and is hereby given to            
      the directors of the Company to: (1) (a) issue            
      shares in the capital of the Company (“Shares”),            
      whether by way of rights, bonus or otherwise,            
      and including any capitalisation pursuant to            
      Article 124 of the Company’s Articles of            
      Association of any sum for the time being            
      standing to the credit of any of the Company’s            
      reserve accounts or any sum standing to the            
      credit of the profit and loss account or otherwise            
      available for distribution; and/or (b) make or grant            
      offers, agreements or options that might or would            
      require Shares to be issued (including but not            
      limited to the creation and issue of (as well as            
      adjustments to) warrants, CONTD            
  CONT   CONTD debentures or other instruments   Non-Voting        
      convertible into Shares) (collectively-            
      “Instruments”), at any time and upon such terms            
      and conditions and for such-purposes and to            
      such persons as the directors may in their            
      absolute-discretion deem fit; and (2)            
      (notwithstanding that the authority so conferred-            
      by this Resolution may have ceased to be in            
      force) issue Shares in pursuance-of any            
      Instrument made or granted by the directors of            
      the Company while the-authority was in force;            
      provided that: (i) the aggregate number of Shares            
      to-be issued pursuant to this Resolution            
      (including Shares to be issued in-pursuance of            
      Instruments made or granted pursuant to this            
      Resolution and any-adjustment effected under            
      any relevant Instrument) shall not exceed fifty-            
      (50) per cent. of the total number of issued            
      Shares (excluding treasury-Shares) (CONTD            
  CONT   CONTD as calculated in accordance with sub-   Non-Voting        
      paragraph (ii) below), of which-the aggregate            
      number of Shares to be issued other than on a            
      pro rata basis to-shareholders of the Company            
      (including Shares to be issued in pursuance of-            
      Instruments made or granted pursuant to this            
      Resolution and any adjustment-effected under            
      any relevant Instrument) shall not exceed five (5)            
      per cent.-of the total number of issued Shares            
      (excluding treasury Shares) (as-calculated in            
      accordance with sub-paragraph (ii) below) (ii)            
      (subject to such-manner of calculation as may be            
      prescribed by the Singapore Exchange-Securities            
      Trading Limited (“SGX-ST”)) for the purpose of            
      determining the-aggregate number of Shares that            
      may be issued under sub-paragraph (i) above,-            
      the percentage of issued Shares shall be            
      calculated based on the total number-of CONTD            
  CONT   CONTD issued Shares (excluding treasury   Non-Voting        
      Shares) at the time this Resolution-is passed,            
      after adjusting for: (a) new Shares arising from            
      the conversion or-exercise of convertible            
      securities or share options or vesting of share-            
      awards which are outstanding or subsisting as at            
      the time this Resolution is-passed; and (b) any            
      subsequent bonus issue, consolidation or sub-            
      division of-Shares; (iii) in exercising the authority            
      conferred by this Resolution, the-Company shall            
      comply with the provisions of the Companies Act,            
      the Listing-Manual of the SGX-ST for the time            
      being in force (unless such compliance has-been            
      waived by the SGX-ST) and the Articles of            
      Association for the time being-of the Company;            
      and (iv) (unless revoked or varied by the            
      Company in general-meeting) the authority            
      conferred by this Resolution shall continue in            
      CONTD            
  CONT   CONTD force until the conclusion of the next   Non-Voting        
      annual general meeting of the-Company or the            
      date by which the next annual general meeting is            
      required by-law to be held, whichever is the            
      earlier            
  10   That: (1) for the purposes of the Companies Act,   Management   For   For
      the exercise by the directors of the Company of            
      all the powers of the Company to purchase or            
      otherwise acquire Shares not exceeding in            
      aggregate the Maximum Limit (as hereafter            
      defined), at such price(s) as may be determined            
      by the directors of the Company from time to time            
      up to the Maximum Price (as hereafter defined),            
      whether by way of: (a) market purchase(s) (each            
      a “Market Purchase”) on the SGX-ST; and/or (b)            
      off-market purchase(s) (each an “Off-Market            
      Purchase”) in accordance with any equal access            
      scheme(s) as may be determined or formulated            
      by the directors of the Company as they consider            
      fit, which scheme(s) shall satisfy all the            
      conditions prescribed by the Companies Act; and            
      otherwise in accordance with all other laws and            
      regulations, including but not limited to, CONTD            
  CONT   CONTD the provisions of the Companies Act and   Non-Voting        
      listing rules of the SGX-ST as-may for the time            
      being be applicable, be and is hereby authorised            
      and-approved generally and unconditionally (the            
      “Share Purchase Mandate”); (2)-unless varied or            
      revoked by the members of the Company in a            
      general meeting,-the authority conferred on the            
      directors of the Company pursuant to the Share-            
      Purchase Mandate may be exercised by the            
      directors at any time and from time-to time during            
      the period commencing from the date of the            
      passing of this-Resolution and expiring on the            
      earlier of: (a) the date on which the next-annual            
      general meeting of the Company is held or is            
      required by law to be-held; or (b) the date on            
      which the purchases or acquisitions of Shares by            
      the-Company pursuant to the Share Purchase            
      Mandate are carried out to the full-CONTD            
  CONT   CONTD extent mandated; (3) in this Resolution:   Non-Voting        
      “Maximum Limit” means that-number of issued            
      Shares representing five (5) per cent. of the total            
      number-of issued Shares as at the date of the            
      last annual general meeting or at the-date of the            
      passing of this Resolution, whichever is higher,            
      unless the-Company has effected a reduction of            
      the share capital of the Company in-accordance            
      with the applicable provisions of the Companies            
      Act, at any time-during the Relevant Period (as            
      hereafter defined), in which event the total-            
      number of issued Shares shall be taken to be the            
      total number of issued-Shares as altered            
      (excluding any treasury Shares that may be held            
      by the-Company from time to time); “Relevant            
      Period” means the period commencing-from the            
      date on which the last annual general meeting            
      was held and expiring-on the date CONTD            
  CONT   CONTD the next annual general meeting is held   Non-Voting        
      or is required by law to be-held, whichever is the            
      earlier, after the date of this Resolution; and-            
      “Maximum Price”, in relation to a Share to be            
      purchased or acquired, means-the purchase            
      price (excluding brokerage, stamp duties,            
      commission, applicable-goods and services tax            
      and other related expenses) which is: (a) in the            
      case-of a Market Purchase, 105 per cent. of the            
      Average Closing Price (as-hereafter defined);            
      and (b) in the case of an Off-Market Purchase            
      pursuant to-an equal access scheme, 120 per            
      cent. of the Average Closing Price, where:-            
      “Average Closing Price” means the average of            
      the closing market prices of a-Share over the last            
      five (5) Market Days (a “Market Day” being a day            
      on which-the SGX-ST is open for trading in            
      securities), on which transactions in the-CONTD            
  CONT   CONTD Shares were recorded, in the case of   Non-Voting        
      Market Purchases, before the day-on which the            
      purchase or acquisition of Shares was made and            
      deemed to be-adjusted for any corporate action            
      that occurs after the relevant five (5)-Market            
      Days, or in the case of Off-Market Purchases,            
      before the date on which-the Company makes an            
      offer for the purchase or acquisition of Shares            
      from-holders of Shares, stating therein the            
      relevant terms of the equal access-scheme for            
      effecting the Off-Market Purchase; and (4) the            
      directors of the-Company and/or any of them be            
      and are hereby authorised to complete and do-all            
      such acts and things (including without limitation,            
      executing such-documents as may be required)            
      as they and/or he may consider necessary,-            
      expedient, incidental or in the interests of the            
      Company to give effect to-the CONTD            
  CONT   CONTD transactions contemplated and/or   Non-Voting        
      authorised by this Resolution            
  11   That: (1) approval be and is hereby given, for the   Management   For   For
      purposes of Chapter 9 of the Listing Manual of            
      the SGX-ST, for the Company, its subsidiaries            
      and target associated companies (as defined in            
      Appendix 2 to this Notice of Annual General            
      Meeting (“Appendix 2”)), or any of them, to enter            
      into any of the transactions falling within the            
      types of Interested Person Transactions            
      described in Appendix 2, with any person who            
      falls within the classes of Interested Persons            
      described in Appendix 2, provided that such            
      transactions are made on normal commercial            
      terms and in accordance with the review            
      procedures for Interested Person Transactions as            
      set out in Appendix 2 (the “IPT Mandate”) (2) the            
      IPT Mandate shall, unless revoked or varied by            
      the Company in general meeting, continue in            
      force until the date that the next annual general            
      CONTD            
  CONT   CONTD meeting is held or is required by law to   Non-Voting        
      be held, whichever is the-earlier; (3) the Audit            
      Committee of the Company be and is hereby            
      authorised-to take such action as it deems proper            
      in respect of such procedures and/or-to modify or            
      implement such procedures as may be            
      necessary to take into-consideration any            
      amendment to Chapter 9 of the Listing Manual of            
      the SGX-ST-which may be prescribed by the            
      SGX-ST from time to time; and (4) the-directors            
      of the Company and/or any of them be and are            
      hereby authorised to-complete and do all such            
      acts and things (including, without limitation,-            
      executing such documents as may be required)            
      as they and/or he may consider-necessary,            
      expedient, incidental or in the interests of the            
      Company to give-effect to the IPT Mandate            
      and/or this Resolution            
 
 

 

           
  KEPPEL CORPORATION LTD, SINGAPORE
  Security Y4722Z120   Meeting Type ExtraOrdinary General Meeting
  Ticker Symbol     Meeting Date 19-Apr-2013
  ISIN SG1U68934629   Agenda 704362122 - Management
  Record Date     Holding Recon Date 17-Apr-2013
  City / Country SINGAPORE / Singapore Vote Deadline Date 12-Apr-2013
  SEDOL(s) B1VQ5C0 - B1WQWB7 - B1WT6F8 - B3Z30L5 - B89GTZ2 Quick Code  

 

                   
  Item   Proposal   Type   Vote   For/Against
Management
  1   The Proposed Distribution   Management   For   For

 

           
  BARCLAYS PLC, LONDON
  Security G08036124   Meeting Type Annual General Meeting
  Ticker Symbol     Meeting Date 25-Apr-2013
  ISIN GB0031348658   Agenda 704338462 - Management
  Record Date     Holding Recon Date 23-Apr-2013
  City /     Country LONDON / United Vote Deadline Date 17-Apr-2013
      Kingdom    
  SEDOL(s) 3134865 - 6507312 - B021PQ1 - B02S681 Quick Code 582603000

 

                   
  Item   Proposal   Type   Vote   For/Against
Management
  1   That the Reports of the Directors and Auditors   Management   For   For
      and the audited accounts of the Company for the            
      year ended 31 December 2012, now laid before            
      the meeting, be received            
  2   That the Remuneration Report for the year ended   Management   For   For
      31 December 2012, now laid before the meeting,            
      be approved            
  3   That Sir David Walker be appointed a Director of   Management   For   For
      the Company            
  4   That Tim Breedon be appointed a Director of the   Management   For   For
      Company            
  5   That Antony Jenkins be appointed a Director of   Management   For   For
      the Company            
  6   That Diane de Saint Victor be appointed a   Management   For   For
      Director of the Company            
  7   That David Booth be reappointed a Director of   Management   For   For
      the Company            
  8   That Fulvio Conti be reappointed a Director of the   Management   For   For
      Company            
  9   That Simon Fraser be reappointed a Director of   Management   For   For
      the Company            
  10   That Reuben Jeffery III be reappointed a Director   Management   For   For
      of the Company            
  11   That Chris Lucas be reappointed a Director of the   Management   For   For
      Company            
  12   That Dambisa Moyo be reappointed a Director of   Management   For   For
      the Company            
  13   That Sir Michael Rake be reappointed a Director   Management   For   For
      of the Company            
  14   That Sir John Sunderland be reappointed a   Management   For   For
      Director of the Company            
  15   That PricewaterhouseCoopers LLP, Chartered   Management   For   For
      Accountants and Statutory Auditors, be            
      reappointed as auditors of the Company to hold            
      office from the conclusion of this meeting until the            
      conclusion of the next AGM at which accounts            
      are laid before the Company            
  16   That the Directors be authorised to set the   Management   For   For
      remuneration of the auditors            
  17   That, in accordance with section 366 of the   Management   For   For
      Companies Act 2006 (the ‘Act’) the Company and            
      any company which, at any time during the            
      period for which this resolution has effect, is a            
      subsidiary of the Company, be and are hereby            
      authorised to: (a) make political donations to            
      political organisations not exceeding GBP 25,000            
      in total; and (b) incur political expenditure not            
      exceeding GBP 100,000 in total, in each case            
      during the period commencing on the date of this            
      resolution and ending on the date of the AGM of            
      the Company to be held in 2014 or on 30 June            
      2014, whichever is the earlier, provided that the            
      maximum amounts referred to in (a) and (b) may            
      consist of sums in any currency converted into            
      Sterling at such rate as the Board may in its            
      absolute discretion determine. For the purposes            
      of this resolution, the terms ‘political donations’,            
      ‘political organisations’ and ‘political expenditure’            
      shall have the meanings given to them in            
      sections 363 to 365 of the Act            
  18   That, in substitution for all existing authorities but   Management   For   For
      without prejudice to any authority granted            
      pursuant to resolution 20 (if passed), the            
      Directors be and are hereby generally and            
      unconditionally authorised pursuant to section            
      551 of the Act to exercise all the powers of the            
      Company to: (a) allot shares (as defined in            
      section 540 of the Act) in the Company or grant            
      rights to subscribe for or to convert any security            
      into shares in the Company up to an aggregate            
      nominal amount of GBP 1,111,721,894, USD            
      77,500,000, EUR 40,000,000 and YEN            
      4,000,000,000; and (b) allot equity securities (as            
      defined in section 560 of the Act) up to an            
      aggregate nominal amount of GBP            
      2,143,443,788 (such amount to be reduced by            
      the aggregate nominal amount of ordinary shares            
      allotted or rights to subscribe for or to convert any            
      securities into ordinary shares in the Company            
      granted under paragraph (a) of this resolution 18)            
      in connection with an offer by way of a rights            
      issue: (i) to ordinary shareholders in proportion            
      (as nearly as may be practicable) to their existing            
      holdings; and (ii) to holders of other equity            
      securities (as defined in section 560 of the Act)            
      as required by the rights of those securities, or            
      subject to such rights, as the Directors otherwise            
      consider necessary, and so that the Directors            
      may impose any limits or restrictions and make            
      any arrangements which they consider necessary            
      or appropriate to deal with treasury shares,            
      fractional entitlements, record dates, legal,            
      regulatory or practical problems in, or under the            
      laws of, any territory or any other matter, such            
      authorities to apply (unless previously renewed,            
      varied or revoked by the Company in General            
      Meeting) for the period expiring at the end of the AGM of the Company to be held in 2014 or until the close of business on 30 June 2014, whichever is the earlier but, in each case, so that the Company may make offers and enter into agreements before the authority expires which would, or might require shares to be allotted or rights to subscribe for or to convert any security into shares to be granted after the authority expires and the Directors may allot shares or grant such rights under any such offer or agreement as if the authority had not expired            
  19   That, in substitution for all existing powers but   Management   For   For
      without prejudice to any power granted pursuant            
      to resolution 21 (if passed), and subject to the            
      passing of resolution 18, the Directors be            
      generally empowered pursuant to section 570 of            
      the Act to allot equity securities (as defined in            
      section 560 of the Act) for cash, pursuant to the            
      authority granted by resolution 18 and/or where            
      the allotment constitutes an allotment of equity            
      securities by virtue of section 560(3) of the Act, in            
      each case free of the restriction in section 561 of            
      the Act, such power to be limited: (a) to the            
      allotment of equity securities in connection with            
      an offer of equity securities (but in the case of an            
      allotment pursuant to the authority granted by            
      paragraph (b) of resolution 18, such power shall            
      be limited to the allotment of equity securities in            
      connection with an offer by way of a rights issue            
      only): (i) to ordinary shareholders in proportion            
      (as nearly as may be practicable) to their existing            
      holdings; and (ii) to holders of other equity            
      securities (as defined in section 560 of the Act),            
      as required by the rights of those securities or,            
      subject to such rights, as the Directors otherwise            
      consider necessary, and so that the Directors            
      may impose any limits or restrictions and make            
      any arrangements which they consider necessary            
      or appropriate to deal with treasury shares,            
      fractional entitlements, record dates, legal,            
      regulatory or practical problems in, or under the            
      laws of, any territory or any other matter; and (b)            
      to the allotment of equity securities, pursuant to            
      the authority granted by paragraph (a) of            
      resolution 18 and/or an allotment which            
      constitutes an allotment of equity securities by            
      virtue of section 560(3) of the Act (in each case            
      otherwise than in the circumstances set out in paragraph (a) of this resolution) up to a nominal amount of GBP 160,758,284 representing no more than 5% of the issued ordinary share capital as at 28 February 2013; compliance with that limit shall be calculated, in the case of equity securities which are rights to subscribe for, or to convert securities into, ordinary shares (as defined in section 560 of the Act) by reference to the aggregate nominal amount of relevant shares which may be allotted pursuant to such rights, such power to apply (unless previously renewed, varied or revoked by the Company in General Meeting) until the end of the Company's next AGM after this resolution is passed (or, if earlier, until the close of business on 30 June 2014) but so that the Company may make offers and enter into agreements before the power expires which would, or might, require equity securities to be allotted after the power expires and the Directors may allot equity securities under any such offer or agreement as if the power had not expired            
  20   That, in addition to any authority granted   Management   For   For
      pursuant to resolution 18 (if passed), the            
      Directors be and are hereby generally and            
      unconditionally authorised pursuant to section            
      551 of the Act to exercise all the powers of the            
      Company to allot shares (as defined in section            
      540 of the Act) in the Company or grant rights to            
      subscribe for or to convert any security into            
      shares in the Company up to an aggregate            
      nominal amount of GBP 825,000,000 in relation            
      to any issue by the Company or any member of            
      the Barclays Group of contingent equity            
      conversion notes that automatically convert into            
      or are exchanged for ordinary shares in the            
      Company in prescribed circumstances (‘ECNs’)            
      where the Directors consider that such an            
      issuance of ECNs would be desirable in            
      connection with, or for the purposes of,            
      complying with or maintaining compliance with            
      the regulatory capital requirements or targets            
      applicable to the Barclays Group from time to            
      time, such authority to apply (unless previously            
      renewed, varied or revoked by the Company in            
      General Meeting) until the end of the AGM of the            
      Company to be held in 2014 (or, if earlier, until            
      the close of business on 30 June 2014) but so            
      that the Company may make offers and enter into            
      agreements before the authority expires which            
      would, or might require shares to be allotted or            
      rights to subscribe for or to convert any security            
      into shares to be granted after the authority            
      expires and the Directors may allot shares or            
      grant such rights under any such offer or            
      agreement as if the authority had not expired            
  21   That, in addition to the power granted pursuant to   Management   For   For
      resolution 19 (if passed), and subject to the            
      passing of resolution 20, the Directors be            
      generally empowered pursuant to section 570 of            
      the Act to allot equity securities (as defined in            
      section 560 of the Act) for cash pursuant to the            
      authority granted by resolution 20, free of the            
      restriction in section 561 of the Act, such power            
      to apply (unless previously renewed, varied or            
      revoked by the Company in General Meeting)            
      until the end of the AGM of the Company to be            
      held in 2014 (or, if earlier, until the close of            
      business on 30 June 2014) but so that the            
      Company may make offers and enter into            
      agreements before the power expires which            
      would, or might, require equity securities to be            
      allotted after the power expires and the Directors            
      may allot equity securities under any such offer            
      or agreement as if the power had not expired            
  22   That the Company be generally and   Management   For   For
      unconditionally authorised for the purposes of            
      section 701 of the Act to make market purchases            
      (within the meaning of section 693 of the Act) on            
      the London Stock Exchange of up to an            
      aggregate of 1,286,066,272 ordinary shares of            
      25p each in its capital, and may hold such shares            
      as treasury shares, provided that: (a) the            
      minimum price (exclusive of expenses) which            
      may be paid for each ordinary share is not less            
      than 25p; (b) the maximum price (exclusive of            
      expenses) which may be paid for each ordinary            
      share shall not be more than the higher of: (i)            
      105% of the average of the market values of the            
      ordinary shares (as derived from the Daily Official            
      List of the London Stock Exchange) for the five            
      business days immediately preceding the date on            
      which the purchase is made; and (ii) that            
      stipulated by Article 5(1) of the Buy-back and            
      Stabilisation Regulation (EC 2273/2003); and (c)            
      unless previously renewed, varied or revoked by            
      the Company in General Meeting, the authority            
      conferred by this resolution shall expire at the            
      end of the AGM of the Company to be held in            
      2014 or the close of business on 30 June 2014,            
      whichever is the earlier (except in relation to any            
      purchase of shares the contract for which was            
      concluded before such date and which would or            
      might be executed wholly or partly after such            
      date)            
  23   That the Directors be and are hereby authorised   Management   For   For
      to call general meetings (other than an AGM) on            
      not less than 14 clear days’ notice, such authority            
      to expire at the end of the AGM of the Company            
      to be held in 2014 or the close of business on 30            
      June 2014, whichever is the earlier            
  24   That the Directors be authorised to exercise the   Management   For   For
      power contained in Article 132 of the Company’s            
      Articles of Association so that, to the extent and            
      on such terms and conditions determined by the            
      Directors, the holders of ordinary shares be            
      permitted to elect to receive new ordinary shares            
      credited as fully paid instead of cash in respect of            
      all or part of any future dividend (including any            
      interim dividend), declared or paid by the            
      Directors or declared by the Company in general            
      meeting (as the case may be), during the period            
      commencing on the date of this resolution and            
      ending on the earlier of 24 April 2018 and the            
      beginning of the fifth AGM of the Company            
      following the date of this resolution to the extent            
      that the Directors decide, at their discretion, to            
      offer a scrip dividend alternative in respect of            
      such dividend            
  25   That, subject to the passing of resolution 24,   Management   For   For
      article 132 of the Articles of Association of the            
      Company be and is hereby altered by inserting            
      the following as a new article 132.10 immediately            
      after the full-stop at the end of article 132.9.2:            
      “For the purposes of this article 132, each            
      participant in the Company’s dividend            
      reinvestment plan for holders of ordinary shares            
      (a “DRIP participant” and the “DRIP”            
      respectively) at midnight (UK time) on an            
      effective date to be determined at the discretion            
      of the board in connection with the            
      commencement of the Company’s scrip dividend            
      programme (the “effective time”) (and whether or            
      not the DRIP shall subsequently be terminated or            
      suspended) shall be deemed to have elected to            
      receive ordinary shares, credited as fully paid,            
      instead of cash, on the terms and subject to the            
      conditions of the Company’s scrip dividend            
      programme as from time to time in force, in            
      respect of the whole of each dividend payable            
      (but for such election) after the effective time            
      (and whether such dividend is declared before, at            
      or after such an effective time) in respect of            
      which the right to receive such ordinary shares            
      instead of cash is made available, until such time            
      as such deemed election mandate is revoked or            
      deemed to be revoked in accordance with the            
      procedure established by the board. The deemed            
      election provided for in the foregoing provision of            
      this article 132.10 shall not apply if and to the            
      extent that the board so determines at any time            
      and from time to time either for all cases or in            
      relation to any person or class of persons or any            
      holding of any person or class of persons.”            
 
 

 

           
  ADIDAS AG, HERZOGENAURACH
  Security D0066B185   Meeting Type Annual General Meeting
  Ticker Symbol     Meeting Date 08-May-2013
  ISIN DE000A1EWWW0   Agenda 704430824 - Management
  Record Date     Holding Recon Date 06-May-2013
  City / Country FUERTH / Germany         Blocking Vote Deadline Date 23-Apr-2013
  SEDOL(s) 4031976 - B0CRJ90 - B0YLQ88 Quick Code  
         
                   
  Item   Proposal   Type   Vote   For/Against
Management
  1.   Presentation of the financial statements and   Non-Voting        
      annual report for the 2012 financ-ial year with the            
      report of the Supervisory Board, the group            
      financial stateme-nts and group annual report for            
      the 2011 and 2012 financial year as well as th-e            
      report by the Board of MDs pursuant to Sections            
      289(4) and 315(4) of the Ger-man Commercial            
      Code            
  2.   Resolution on the appropriation of the   Management   For   For
      distributable profit of EUR 606,494,956.33 as            
      follows: Payment of a dividend of EUR 1.35 per            
      no-par share EUR 324,053,105.23 shall be            
      carried forward Ex-dividend and payable date:            
      May 9, 2013            
  3.   Ratification of the acts of the Board of MDs   Management   For   For
  4.   Ratification of the acts of the Supervisory Board   Management   For   For
  5.   Approval of a) the amendments to the existing   Management   For   For
      Control and profit transfer agreement with the            
      company s subsidiary adidas Insurance + Risk            
      Consultants GmbH b) the amendments to the            
      existing Control and profit transfer agreement            
      with the company s subsidiary adidas            
      Beteiligungsgesellschaft mbH            
  6.   Resolution on the revocation of the existing   Management   For   For
      authorized capital, the creation of new authorized            
      capital, and the corresponding amendment to the            
      articles of association The authorization given by            
      the 2009 AGM to in-crease the share capital by            
      up to EUR 50,000,000 shall be revoked. The            
      Board of MDs shall be authorized, with the            
      consent of the Supervisory Board, to increase the            
      share capital by up to EUR 50,000,000 through            
      the issue of new shares against contributions in            
      cash, for a period of five years, effective from the            
      registration of this authorization in the            
      commercial register (authorized capital 2013/I).            
      Shareholders subscription rights may be            
      excluded for residual amounts            
  7.   Resolution on the revocation of the existing   Management   For   For
      authorized capital, the creation of new authorized            
      capital, and the corresponding amendment to the            
      articles of association The authorization given by            
      the 2011 AGM to in-crease the share capital by            
      up to EUR 25,000,000 shall be revoked. The            
      Board of MDs shall be authorized, with the            
      consent of the Supervisory Board, to increase the            
      share capital by up to EUR 25,000,000 through            
      the issue of new shares against contributions in            
      kind, for a period of three years, effective from            
      the registration of this authorization in the            
      commercial register (authorized capital 2013/II).            
      Shareholders subscription rights may be            
      excluded            
  8.   Resolution on the revocation of the existing   Management   For   For
      authorized capital, the creation of new authorized            
      capital, and the corresponding amendment to the            
      articles of association The authorization given by            
      the 2010 AGM to in-crease the share capital by            
      up to EUR 20,000,000 shall be revoked. The            
      Board of MDs shall be authorized, with the            
      consent of the Supervisory Board, to increase the            
      share capital by up to EUR 20,000,000 through            
      the issue of new shares against contributions in            
      cash, for a period of five years, effective from the            
      registration of this authorization in the            
      commercial register (authorized capital 2013/I).            
      Shareholders shall be granted subscription rights            
      except for residual amounts and for a capital            
      increase of up to 10 percent of the share capital if            
      the shares are issued at a price not materially            
      below their market price            
  9.a   Appointment of auditors: Audit of the financial   Management   For   For
      statements for the 2013 financial year: KPMG            
      AG, Berlin            
  9.b   Appointment of auditors: Review of the interim   Management   For   For
      financial statements for the first half of the 2013            
      financial year: KPMG AG, Berlin            

 

 
 

 

           
  HEXAGON AB, NACKA STRAND
  Security W40063104   Meeting Type Annual General Meeting
  Ticker Symbol     Meeting Date 13-May-2013
  ISIN SE0000103699   Agenda 704382364 - Management
  Record Date 06-May-2013   Holding Recon Date 06-May-2013
  City / Country STOCKHOLM / Sweden Vote Deadline Date 01-May-2013
  SEDOL(s) 4306168 - B096C68 - B09LFJ7 - B0MFPF2 - B1FP523 - B1XFTL2 - B1XTHN2 - B1XTHP4 - B1Y4275 - B290383 Quick Code  
         
                   
  Item   Proposal   Type   Vote   For/Against
Management
  1   Opening of the Meeting   Non-Voting        
  2   Election of Chairman of the Meeting: The   Management   For   For
      Nomination Committee for the Annual General            
      Meeting 2013, consisting of Mikael Ekdahl            
      (Melker Schorling AB), Jan Andersson            
      (Swedbank Robur fonder) Anders Oscarsson            
      (AMF Fonder) and Tomas Ehlin (Nordea Fonder),            
      has proposed that Melker Schorling, Chairman of            
      the Board, shall be elected Chairman of the            
      Annual General Meeting 2013            
  3   Preparation and approval of the voting list   Management   For   For
  4   Approval of the agenda   Management   For   For
  5   Election of two persons to check the minutes   Management   For   For
  6   Determination of compliance with the rules of   Management   For   For
      convocation            
  7   The Managing Director’s report   Management   For   For
  8   Presentation of (a) the Annual Report, the   Non-Voting        
      Auditor’s Report and the-Consolidated Financial            
      Statements and the Group Auditor’s Report for            
      the-financial year 2012, (b) statement by the            
      auditor regarding whether the-guidelines for            
      remuneration to senior executives, which have            
      been in effect-since the last annual general            
      meeting, have been observed, and (c) the-            
      proposal of the Board of Directors for dividend            
      and statement thereto            
  9.a   Resolution regarding: adoption of the Statement   Management   For   For
      of Income and the Balance Sheet and the            
      Consolidated Statement of Income and the            
      Consolidated Balance Sheet, as per 31            
      December 2012            
  9.b   Resolution regarding: appropriation of the   Management   For   For
      company’s profit according to the adopted            
      Balance Sheet and resolution regarding record            
      day: The Board of Directors proposes that a            
      dividend of EUR 0.28 per share be declared for            
      the financial year 2012. As record day for right to            
      receive dividend, the Board of Directors proposes            
      Thursday 16 May 2013. If the Annual General            
      Meeting resolves in accordance with the            
      proposal, the dividend is expected to be paid            
      through Euroclear Sweden AB starting on            
      Thursday 23 May 2013. Payment is made in            
      EUR, provided that EUR can be received on the            
      shareholder’s yield account; if not, payment will            
      be distributed in SEK, whereby currency            
      exchange is made in accordance with Euroclear            
      Sweden AB’s applicable procedures            
  9.c   Resolution regarding: discharge from liability of   Management   For   For
      the Board of Directors and the Managing Director            
  10   Establishment of the number of members and   Management   For   For
      deputy members of the Board of Directors            
  11   Establishment of fee to the board members and   Management   For   For
      auditors            
  12   Election of board members and auditors: Re-   Management   For   For
      election of the accounting company Ernst &            
      Young AB, with authorised public accountant            
      Hamish Mabon as auditor in charge, as auditors            
      of the company, for a one year period of            
      mandate, consequently up to and including the            
      AGM 2014            
  13   Election of members of the Nomination   Management   For   For
      Committee: Shareholders together representing            
      approximately 53 per cent of the number of votes            
      in the company recommend that the Annual            
      General Meeting as regards the Nomination            
      Committee in respect of the Annual General            
      Meeting 2014 resolves as follows.The            
      Nomination Committee shall have four members.            
      Re-election of Mikael Ekdahl (Melker Schorling            
      AB), Jan Andersson (Swedbank Robur fonder),            
      Anders Oscarsson (AMF Fonder) and Tomas            
      Ehlin (Nordea Fonder), as members of the            
      Nomination Committee in respect of the Annual            
      General Meeting 2014. Election of Mikael Ekdahl            
      as Chairman of the Nomination CONTD            
  CONT   CONTD Committee. In case a shareholder,   Non-Voting        
      whom a member of the Nomination-Committee            
      represents, is no longer one of the major            
      shareholders of Hexagon,-or if a member of the            
      Nomination Committee is no longer employed by            
      such-shareholder, or for any other reason leaves            
      the Committee before the Annual-General            
      Meeting 2014, the Committee shall be entitled to            
      appoint another repre-sentative among the major            
      shareholders to replace such member            
  14   Guidelines for remuneration to senior executives   Management   For   For
  15   Authorisation for the Board of Directors to resolve   Management   For   For
      on the acquisition and transfer of the company’s            
      own shares            
  16   Closing of the Meeting   Non-Voting        

 

 
 

 

           
  TENCENT HOLDINGS LTD, GEORGE TOWN
  Security G87572148   Meeting Type Annual General Meeting
  Ticker Symbol     Meeting Date 15-May-2013
  ISIN KYG875721485   Agenda 704355797 - Management
  Record Date 10-May-2013   Holding Recon Date 10-May-2013
  City / Country HONG KONG / Cayman Islands Vote Deadline Date 10-May-2013
  SEDOL(s) B01CT30 - B01HP37 - B04SG67 Quick Code  
         
                   
  Item   Proposal   Type   Vote   For/Against
Management
  1   To receive and consider the audited Financial   Management   For   For
      Statements and the Reports of the Directors and            
      Auditor for the year ended 31 December 2012            
  2   To declare a final dividend   Management   For   For
  3.i.a   To re-elect Mr Zhang Zhidong as director   Management   For   For
  3.i.b   To re-elect Mr Ian Charles Stone as director   Management   For   For
  3.i.c   To re-elect Mr Jacobus Petrus Bekker as director   Management   For   For
  3.ii   To authorise the Board of Directors to fix the   Management   For   For
      Directors’ remuneration            
  4   To re-appoint Auditor and to authorise the Board   Management   For   For
      of Directors to fix their remuneration            
  5   To grant a general mandate to the Directors to   Management   Against   Against
      issue new shares (Ordinary Resolution 5 as set            
      out in the notice of the AGM)            
  6   To grant a general mandate to the Directors to   Management   For   For
      repurchase shares (Ordinary Resolution 6 as set            
      out in the notice of the AGM)            
  7   To extend the general mandate to issue new   Management   Against   Against
      shares by adding the number of shares            
      repurchased (Ordinary Resolution 7 as set out in            
      the notice of the AGM)            

 

 
 

 

           
  HUGO BOSS AG, METZINGEN
  Security D34902102   Meeting Type Annual General Meeting
  Ticker Symbol     Meeting Date 16-May-2013
  ISIN DE000A1PHFF7   Agenda 704441043 - Management
  Record Date 09-May-2013   Holding Recon Date 09-May-2013
  City / Country STUTTGART / Germany         Blocking Vote Deadline Date 02-May-2013
  SEDOL(s)     Quick Code  
           
                   
  Item   Proposal   Type   Vote   For/Against
Management
  1.   Presentation of the established annual financial   Non-Voting        
      statements for the period end-ing December 31,            
      2012 and the report of the Managing Board for            
      HUGO BOSS AG, t-he approved consolidated            
      annual financial statements for the period ending            
      Dec-ember 31, 2012 and the report of the            
      Managing Board for the HUGO BOSS Group as-            
      well as the report of the Supervisory Board, the            
      proposal of the Managing Boa-rd for the            
      appropriation of the net profit for the 2012            
      financial year and the-explanatory report on            
      disclosures pursuant to Sect. 289 (4) and (5) and            
      Sect.-315 (2) No. 5 and (4) of the German            
      Commercial Code (HGB) for the 2012 financ-ial            
      year            
  2.   Resolution on the appropriation of net profit for   Management   For   For
      the 2012 financial year            
  3.   Resolution on the grant of formal approval for the   Management   For   For
      acts of the members of the Managing Board in            
      the 2012 financial year            
  4.   Resolution on the grant of formal approval for the   Management   For   For
      acts of the members of the Supervisory Board in            
      the 2012 financial year            
  5.   Election of auditors and group auditors for the   Management   For   For
      2013 financial year as well as of auditors for the            
      review (pruferische Durchsicht) of the            
      abbreviated financial statements and of the            
      interim report of the Managing Board for the first            
      half of the 2013 financial year:Ernst & Young            
      GmbH            
  6.a   Resolution on the approvals of the agreements   Management   For   For
      amending existing control and profit transfer            
      agreements: In case of the Amendment            
      Agreement among HUGO BOSS AG and HUGO            
      BOSS Beteiligungsgesellschaft mbH            
  6.b   Resolution on the approvals of the agreements   Management   For   For
      amending existing control and profit transfer            
      agreements: In case of the Amendment            
      Agreement among HUGO BOSS AG and HUGO            
      BOSS Internationale Beteiligungs GmbH            

 

 
 

 

           
  JARDINE MATHESON HOLDINGS LTD, HAMILTON
  Security G50736100   Meeting Type Annual General Meeting
  Ticker Symbol     Meeting Date 16-May-2013
  ISIN BMG507361001   Agenda 704459038 - Management
  Record Date     Holding Recon Date 14-May-2013
  City / Country SOUTHA / Bermuda Vote Deadline Date 08-May-2013
    MPTON      
  SEDOL(s) 0471123 - 0471695 - 0471781 - 2841586 - 6472119 - 6472357 - 6472863 - B02TXX8 - B28D2V9 - B7TB046 Quick Code  
         
                   
  Item   Proposal   Type   Vote   For/Against
Management
  1   To receive the Financial Statements for 2012 and   Management   For   For
      to declare a final dividend            
  2   To re-elect Jenkin Hui as a Director   Management   For   For
  3   To re-elect Lord Leach of Fairford as a Director   Management   For   For
  4   To re-elect Lord Sassoon as a Director   Management   For   For
  5   To re-elect Giles White as a Director   Management   For   For
  6   To fix the Directors’ fees   Management   For   For
  7   To re-appoint the Auditors and to authorize the   Management   For   For
      Directors to fix their remuneration            
  8   To renew the general mandate to the Directors to   Management   For   For
      issue new shares            
  9   To renew the general mandate to the Directors to   Management   For   For
      purchase the Company’s shares            

 

 
 

 

           
  SAP AG, WALLDORF/BADEN
  Security D66992104   Meeting Type Annual General Meeting
  Ticker Symbol     Meeting Date 04-Jun-2013
  ISIN DE0007164600   Agenda 704462946 - Management
  Record Date 13-May-2013   Holding Recon Date 13-May-2013
  City / Country MANNHEIM / Germany Vote Deadline Date 24-May-2013
  SEDOL(s) 4616889 - 4846288 - 4882185 - B02NV69 - B115107 - B23V638 - B92MTZ4 Quick Code  
         
                   
  Item   Proposal   Type   Vote   For/Against
Management
  1.   Presentation of the adopted annual financial   Non-Voting        
      statements and the approved group-financial            
      statements, the combined management report            
      and group management rep-ort of SAP AG,            
      including the Executive Board’s explanatory            
      notes relating to t-he information provided            
      pursuant to Sections 289 (4) and (5) and 315 (4)            
      of th-e Commercial Code (HGB), and the            
      Supervisory Board’s report, each for fiscal y-ear            
      2012            
  2.   Resolution on the appropriation of the retained   Management   For   For
      earnings of fiscal year 2012            
  3.   Resolution on the formal approval of the acts of   Management   For   For
      the Executive Board in fiscal year 2012            
  4.   Resolution on the formal approval of the acts of   Management   For   For
      the Supervisory Board in fiscal year 2012            
  5.   Resolution on the authorization to acquire and   Management   For   For
      use treasury shares pursuant to Section 71 (1)            
      no. 8 AktG, with possible exclusion of the            
      shareholders’ subscription rights and potential            
      rights to offer shares            
  6.   Appointment of the auditors of the financial   Management   For   For
      statements and group financial statements for            
      fiscal year 2013: KPMG AG            

 

 
 

 

           
  WPP PLC
  Security G9788D103   Meeting Type Annual General Meeting
  Ticker Symbol     Meeting Date 12-Jun-2013
  ISIN JE00B8KF9B49   Agenda 704511775 - Management
  Record Date     Holding Recon Date 10-Jun-2013
  City / Country LONDON / Jersey Vote Deadline Date 04-Jun-2013
  SEDOL(s) B8KF9B4 - B9GRCY5 - B9GRDH5 Quick Code  
         
                   
  Item   Proposal   Type   Vote   For/Against
Management
  1   Ordinary Resolution to receive and approve the   Management   For   For
      audited accounts            
  2   Ordinary Resolution to declare a final dividend   Management   For   For
  3   Ordinary Resolution to approve the remuneration   Management   For   For
      report of the directors            
  4   Ordinary Resolution to approve the sustainability   Management   For   For
      report of the directors            
  5   Ordinary Resolution to re-elect Colin Day as a   Management   For   For
      director            
  6   Ordinary Resolution to re-elect Esther Dyson as   Management   For   For
      a director            
  7   Ordinary Resolution to re-elect Orit Gadiesh as a   Management   For   For
      director            
  8   Ordinary Resolution to re-elect Philip Lader as a   Management   For   For
      director            
  9   Ordinary Resolution to re-elect Ruigang Li as a   Management   For   For
      director            
  10   Ordinary Resolution to re-elect Mark Read as a   Management   For   For
      director            
  11   Ordinary Resolution to re-elect Paul Richardson   Management   For   For
      as a director            
  12   Ordinary Resolution to re-elect Jeffrey Rosen as   Management   For   For
      a director            
  13   Ordinary Resolution to re-elect Timothy Shriver   Management   For   For
      as a director            
  14   Ordinary Resolution to re-elect Sir Martin Sorrell   Management   For   For
      as a director            
  15   Ordinary Resolution to re-elect Solomon Trujillo   Management   For   For
      as a director            
  16   Ordinary Resolution to elect Roger Agnelli as a   Management   For   For
      director            
  17   Ordinary Resolution to elect Dr Jacques Aigrain   Management   For   For
      as a director            
  18   Ordinary Resolution to elect Hugo Shong as a   Management   For   For
      director            
  19   Ordinary Resolution to elect Sally Susman as a   Management   For   For
      director            
  20   Ordinary Resolution to re-appoint the auditors   Management   For   For
      and authorise the directors to determine their            
      remuneration            
  21   Ordinary Resolution to authorise the directors to   Management   For   For
      allot relevant securities            
  22   Ordinary Resolution to approve the Executive   Management   For   For
      Performance Share plan            
  23   Special Resolution to authorise the Company to   Management   For   For
      purchase its own shares            
  24   Special Resolution to authorise the disapplication   Management   For   For
      of pre-emption rights            

 

 
 

 

           
  C.P.ALL PUBLIC CO LTD
  Security Y1772K169   Meeting Type ExtraOrdinary General Meeting
  Ticker Symbol     Meeting Date 12-Jun-2013
  ISIN TH0737010Y16   Agenda 704542097 - Management
  Record Date 07-May-2013   Holding Recon Date 07-May-2013
  City / Country NONTHAB / Thailand Vote Deadline Date 07-Jun-2013
    URI      
  SEDOL(s) B08YDF9 - B095BD5 - B095CD2 Quick Code  
         
                   
  Item   Proposal   Type   Vote   For/Against
Management
  1   To certify the minutes of the annual general   Management   For   For
      meeting of shareholders for the year 2013            
  2   To consider and approve the Company’s   Management   For   For
      acquisition of shares of a) Siam Makro Public            
      Company Limited, b) Siam Makro Holding            
      (Thailand) Limited; and c) OHT Company Limited            
      from SHV Nederland B.V. in accordance with            
      forms, terms and conditions mutually agreed            
      upon by all parties, and the making of Tender            
      Offer for all securities of Siam Makro Public            
      Company Limited            
  3   Other agenda   Management   For   Against

 

           
  JAPAN EXCHANGE GROUP,INC.
  Security J2740B106   Meeting Type Annual General Meeting
  Ticker Symbol     Meeting Date 18-Jun-2013
  ISIN JP3183200009   Agenda 704538214 - Management
  Record Date 31-Mar-2013   Holding Recon Date 31-Mar-2013
  City /     Country TOKYO / Japan Vote Deadline Date 16-Jun-2013
  SEDOL(s) 6743882 - B05PM36 - B8DRBQ6 Quick Code 86970

 

                   
  Item   Proposal   Type   Vote   For/Against
Management
Management
  1.1   Appoint a Director   Management   For   For
  1.2   Appoint a Director   Management   For   For
  1.3   Appoint a Director   Management   For   For
  1.4   Appoint a Director   Management   For   For
  1.5   Appoint a Director   Management   For   For
  1.6   Appoint a Director   Management   For   For
  1.7   Appoint a Director   Management   For   For
  1.8   Appoint a Director   Management   For   For
  1.9   Appoint a Director   Management   For   For
  1.10   Appoint a Director   Management   For   For
  1.11   Appoint a Director   Management   For   For
  1.12   Appoint a Director   Management   For   For
  1.13   Appoint a Director   Management   For   For
  1.14   Appoint a Director   Management   For   For

 

 
 

 

           
  MEDIATEK INCORPORATION
  Security Y5945U103   Meeting Type Annual General Meeting
  Ticker Symbol     Meeting Date 21-Jun-2013
  ISIN TW0002454006   Agenda 704538694 - Management
  Record Date 22-Apr-2013   Holding Recon Date 22-Apr-2013
  City / Country HSINCHU / Taiwan, Vote Deadline Date 13-Jun-2013
      Province of    
      China    
  SEDOL(s) 6372480 - B06P6Z5 Quick Code  
         
                   
  Item   Proposal   Type   Vote   For/Against
Management
  A1   The 2012 business operations   Non-Voting        
  A2   The 2012 audited reports   Non-Voting        
  B1   The 2012 business reports and financial   Management   For   For
      statements            
  B2   The 2012 profit distribution. Proposed cash   Management   For   For
      dividend: TWD 0. 5 per share            
  B3   The revision to the procedures of monetary loans   Management   For   For
      endorsement and guarantee            
  B4   The proposed cash distribution from capital   Management   For   For
      account: TWD 8. 5 Per share            

 

           
  SOFTBANK CORP.        
  Security J75963108   Meeting Type Annual General Meeting
  Ticker Symbol     Meeting Date 21-Jun-2013
  ISIN JP3436100006   Agenda 704573903 - Management
  Record Date 31-Mar-2013   Holding Recon Date 31-Mar-2013
  City / Country TOKYO / Japan Vote Deadline Date 19-Jun-2013
  SEDOL(s) 2407159 - 5603136 - 6770620 - B01JCG5 - B0CRGH7 - B17MJ08 Quick Code 99840
         
                   
  Item   Proposal   Type   Vote   For/Against
Management
  1   Approve Appropriation of Surplus   Management   For   For
  2   Amend Articles to: Streamline Business Lines   Management   For   For
  3.1   Appoint a Director   Management   For   For
  3.2   Appoint a Director   Management   For   For
  3.3   Appoint a Director   Management   For   For
  3.4   Appoint a Director   Management   For   For
  3.5   Appoint a Director   Management   For   For
  3.6   Appoint a Director   Management   For   For
  3.7   Appoint a Director   Management   For   For
  3.8   Appoint a Director   Management   For   For
  4.1   Appoint a Corporate Auditor   Management   For   For
  4.2   Appoint a Corporate Auditor   Management   For   For
  4.3   Appoint a Corporate Auditor   Management   For   For
  4.4   Appoint a Corporate Auditor   Management   For   For

 

           
  DENA CO.,LTD.
  Security J1257N107   Meeting Type Annual General Meeting
  Ticker Symbol     Meeting Date 22-Jun-2013
  ISIN JP3548610009   Agenda 704587243 - Management
  Record Date 31-Mar-2013   Holding Recon Date 31-Mar-2013
  City / Country TOKYO / Japan Vote Deadline Date 20-Jun-2013
  SEDOL(s) B05L364 - B0934Y1 Quick Code 24320
         
                   
  Item   Proposal   Type   Vote   For/Against
Management
  1   Approve Appropriation of Surplus   Management   For   For
  2   Amend Articles to: Expand Business Lines   Management   For   For
  3.1   Appoint a Director   Management   For   For
  3.2   Appoint a Director   Management   For   For
  3.3   Appoint a Director   Management   For   For
  3.4   Appoint a Director   Management   For   For
  3.5   Appoint a Director   Management   For   For
  3.6   Appoint a Director   Management   For   For
  4   Amend the Compensation to be received by   Management   For   For
      Directors            
  5   Amend Details of Compensation as Stock   Management   For   For
      Options for Directors            

 

 
 

Mount Lucas US Focused Equity Fund

 

Vote Summary

 

 

                   
Issuer Name Ticker Meeting Date CUSIP Proposal Proposed by Whether the Fund Cast Vote on Matter Vote Instruction Whether Vote Was For or Against Management
Lennar Corporation LEN 10-Apr-13 526057104 Elect Director Irving Bolotin Mgmt Yes For For  
Lennar Corporation LEN 10-Apr-13 526057104 Elect Director Steven L. Gerard Mgmt Yes For For  
Lennar Corporation LEN 10-Apr-13 526057104 Elect Director Theron I. (Tig) Gilliam Mgmt Yes For For  
Lennar Corporation LEN 10-Apr-13 526057104 Elect Director Sherrill W. Hudson Mgmt Yes For For  
Lennar Corporation LEN 10-Apr-13 526057104 Elect Director R. Kirk Landon Mgmt Yes For For  
Lennar Corporation LEN 10-Apr-13 526057104 Elect Director Sidney Lapidus Mgmt Yes For For  
Lennar Corporation LEN 10-Apr-13 526057104 Elect Director Stuart A. Miller Mgmt Yes For For  
Lennar Corporation LEN 10-Apr-13 526057104 Elect Director Jeffrey Sonnenfeld Mgmt Yes For For  
Lennar Corporation LEN 10-Apr-13 526057104 Advisory Vote to Ratify Named Executive Officers' Compensation Mgmt Yes Against For  
Lennar Corporation LEN 10-Apr-13 526057104 Ratify Auditors Mgmt Yes For For  
Issuer Name Ticker Meeting Date CUSIP Proposal Proposed by Votable Proposal Vote Instruction Whether Vote Was For or Against Management
Fastenal Company FAST 16-Apr-13 311900104 Elect Director Robert A. Kierlin Mgmt Yes For For  
Fastenal Company FAST 16-Apr-13 311900104 Elect Director Stephen M. Slaggie Mgmt Yes For For  
Fastenal Company FAST 16-Apr-13 311900104 Elect Director Michael M. Gostomski Mgmt Yes For For  
Fastenal Company FAST 16-Apr-13 311900104 Elect Director Willard D. Oberton Mgmt Yes For For  
Fastenal Company FAST 16-Apr-13 311900104 Elect Director Michael J. Dolan Mgmt Yes For For  
Fastenal Company FAST 16-Apr-13 311900104 Elect Director Reyne K. Wisecup Mgmt Yes For For  
Fastenal Company FAST 16-Apr-13 311900104 Elect Director Hugh L. Miller Mgmt Yes For For  
Fastenal Company FAST 16-Apr-13 311900104 Elect Director Michael J. Ancius Mgmt Yes For For  
Fastenal Company FAST 16-Apr-13 311900104 Elect Director Scott A. Satterlee Mgmt Yes For For  
Fastenal Company FAST 16-Apr-13 311900104 Elect Director Rita J. Heise Mgmt Yes For For  
Fastenal Company FAST 16-Apr-13 311900104 Elect Director Darren R. Jackson Mgmt Yes For For  
Fastenal Company FAST 16-Apr-13 311900104 Ratify Auditors Mgmt Yes For For  
Fastenal Company FAST 16-Apr-13 311900104 Advisory Vote to Ratify Named Executive Officers' Compensation Mgmt Yes For For  
Issuer Name Ticker Meeting Date CUSIP Proposal Proposed by Votable Proposal Vote Instruction Whether Vote Was For or Against Management
Whirlpool Corporation WHR 16-Apr-13 963320106 Elect Director Samuel R. Allen Mgmt Yes For For  
Whirlpool Corporation WHR 16-Apr-13 963320106 Elect Director Gary T. DiCamillo Mgmt Yes For For  
Whirlpool Corporation WHR 16-Apr-13 963320106 Elect Director Diane M. Dietz Mgmt Yes For For  
Whirlpool Corporation WHR 16-Apr-13 963320106 Elect Director Jeff M. Fettig Mgmt Yes For For  
Whirlpool Corporation WHR 16-Apr-13 963320106 Elect Director Michael F. Johnston Mgmt Yes For For  
Whirlpool Corporation WHR 16-Apr-13 963320106 Elect Director William T. Kerr Mgmt Yes For For  
Whirlpool Corporation WHR 16-Apr-13 963320106 Elect Director John D. Liu Mgmt Yes For For  
Whirlpool Corporation WHR 16-Apr-13 963320106 Elect Director Harish Manwani Mgmt Yes For For  
Whirlpool Corporation WHR 16-Apr-13 963320106 Elect Director William D. Perez Mgmt Yes For For  
Whirlpool Corporation WHR 16-Apr-13 963320106 Elect Director Michael A. Todman Mgmt Yes For For  
Whirlpool Corporation WHR 16-Apr-13 963320106 Elect Director Michael D. White Mgmt Yes For For  
Whirlpool Corporation WHR 16-Apr-13 963320106 Advisory Vote to Ratify Named Executive Officers' Compensation Mgmt Yes For For  
Whirlpool Corporation WHR 16-Apr-13 963320106 Ratify Auditors Mgmt Yes For For  
Whirlpool Corporation WHR 16-Apr-13 963320106 Amend Omnibus Stock Plan Mgmt Yes For For  
Whirlpool Corporation WHR 16-Apr-13 963320106 Adopt a Policy in which the Company will not Make or Promise to Make Any Death Benefit Payments to Senior Executives SH Yes For Against  
Issuer Name Ticker Meeting Date CUSIP Proposal Proposed by Votable Proposal Vote Instruction Whether Vote Was For or Against Management
The Sherwin-Williams Company SHW 17-Apr-13 824348106 Elect Director Arthur F. Anton Mgmt Yes For For  
The Sherwin-Williams Company SHW 17-Apr-13 824348106 Elect Director Christopher M. Connor Mgmt Yes For For  
The Sherwin-Williams Company SHW 17-Apr-13 824348106 Elect Director David F. Hodnik Mgmt Yes For For  
The Sherwin-Williams Company SHW 17-Apr-13 824348106 Elect Director Thomas G. Kadien Mgmt Yes For For  
The Sherwin-Williams Company SHW 17-Apr-13 824348106 Elect Director Richard J. Kramer Mgmt Yes For For  
The Sherwin-Williams Company SHW 17-Apr-13 824348106 Elect Director Susan J. Kropf Mgmt Yes For For  
The Sherwin-Williams Company SHW 17-Apr-13 824348106 Elect Director Richard K. Smucker Mgmt Yes For For  
The Sherwin-Williams Company SHW 17-Apr-13 824348106 Elect Director John M. Stropki Mgmt Yes For For  
The Sherwin-Williams Company SHW 17-Apr-13 824348106 Advisory Vote to Ratify Named Executive Officers' Compensation Mgmt Yes For For  
The Sherwin-Williams Company SHW 17-Apr-13 824348106 Adopt Majority Voting for Uncontested Election of Directors Mgmt Yes For For  
The Sherwin-Williams Company SHW 17-Apr-13 824348106 Ratify Auditors Mgmt Yes For For  
Issuer Name Ticker Meeting Date CUSIP Proposal Proposed by Votable Proposal Vote Instruction Whether Vote Was For or Against Management
MetLife, Inc. MET 23-Apr-13 59156R108 Elect Director R. Glenn Hubbard Mgmt Yes For For  
MetLife, Inc. MET 23-Apr-13 59156R108 Elect Director Steven A. Kandarian Mgmt Yes For For  
MetLife, Inc. MET 23-Apr-13 59156R108 Elect Director John M. Keane Mgmt Yes For For  
MetLife, Inc. MET 23-Apr-13 59156R108 Elect Director Alfred F. Kelly, Jr. Mgmt Yes For For  
MetLife, Inc. MET 23-Apr-13 59156R108 Elect Director James M. Kilts Mgmt Yes For For  
MetLife, Inc. MET 23-Apr-13 59156R108 Elect Director Catherine R. Kinney Mgmt Yes For For  
MetLife, Inc. MET 23-Apr-13 59156R108 Elect Director Hugh B. Price Mgmt Yes For For  
MetLife, Inc. MET 23-Apr-13 59156R108 Elect Director Kenton J. Sicchitano Mgmt Yes For For  
MetLife, Inc. MET 23-Apr-13 59156R108 Ratify Auditors Mgmt Yes For For  
MetLife, Inc. MET 23-Apr-13 59156R108 Advisory Vote to Ratify Named Executive Officers' Compensation Mgmt Yes For For  
Issuer Name Ticker Meeting Date CUSIP Proposal Proposed by Votable Proposal Vote Instruction Whether Vote Was For or Against Management
VF Corporation VFC 23-Apr-13 918204108 Elect Director Richard T. Carucci Mgmt Yes For For  
VF Corporation VFC 23-Apr-13 918204108 Elect Director Juliana L. Chugg Mgmt Yes For For  
VF Corporation VFC 23-Apr-13 918204108 Elect Director George Fellows Mgmt Yes For For  
VF Corporation VFC 23-Apr-13 918204108 Elect Director Clarence Otis, Jr. Mgmt Yes For For  
VF Corporation VFC 23-Apr-13 918204108 Elect Director Matthew J. Shattock Mgmt Yes For For  
VF Corporation VFC 23-Apr-13 918204108 Advisory Vote to Ratify Named Executive Officers' Compensation Mgmt Yes For For  
VF Corporation VFC 23-Apr-13 918204108 Approve Executive Incentive Bonus Plan Mgmt Yes For For  
VF Corporation VFC 23-Apr-13 918204108 Ratify Auditors Mgmt Yes For For  
Issuer Name Ticker Meeting Date CUSIP Proposal Proposed by Votable Proposal Vote Instruction Whether Vote Was For or Against Management
Marathon Petroleum Corporation MPC 24-Apr-13 56585A102 Elect Director Evan Bayh Mgmt Yes For For  
Marathon Petroleum Corporation MPC 24-Apr-13 56585A102 Elect Director William L. Davis Mgmt Yes For For  
Marathon Petroleum Corporation MPC 24-Apr-13 56585A102 Elect Director Thomas J. Usher Mgmt Yes For For  
Marathon Petroleum Corporation MPC 24-Apr-13 56585A102 Ratify Auditors Mgmt Yes For For  
Marathon Petroleum Corporation MPC 24-Apr-13 56585A102 Advisory Vote to Ratify Named Executive Officers' Compensation Mgmt Yes For For  
Marathon Petroleum Corporation MPC 24-Apr-13 56585A102 Declassify the Board of Directors Mgmt Yes For For  
Issuer Name Ticker Meeting Date CUSIP Proposal Proposed by Votable Proposal Vote Instruction Whether Vote Was For or Against Management
Intuitive Surgical, Inc. ISRG 25-Apr-13 46120E602 Elect Director Amal M. Johnson Mgmt Yes For For  
Intuitive Surgical, Inc. ISRG 25-Apr-13 46120E602 Elect Director Eric H. Halvorson Mgmt Yes For For  
Intuitive Surgical, Inc. ISRG 25-Apr-13 46120E602 Elect Director Alan J. Levy Mgmt Yes For For  
Intuitive Surgical, Inc. ISRG 25-Apr-13 46120E602 Amend Omnibus Stock Plan Mgmt Yes Against For  
Intuitive Surgical, Inc. ISRG 25-Apr-13 46120E602 Advisory Vote to Ratify Named Executive Officers' Compensation Mgmt Yes For For  
Intuitive Surgical, Inc. ISRG 25-Apr-13 46120E602 Ratify Auditors Mgmt Yes For For  
Issuer Name Ticker Meeting Date CUSIP Proposal Proposed by Votable Proposal Vote Instruction Whether Vote Was For or Against Management
L-3 Communications Holdings, Inc. LLL 30-Apr-13 502424104 Elect Director Claude R. Canizares Mgmt Yes For For  
L-3 Communications Holdings, Inc. LLL 30-Apr-13 502424104 Elect Director Thomas A. Corcoran Mgmt Yes For For  
L-3 Communications Holdings, Inc. LLL 30-Apr-13 502424104 Elect Director Lloyd W. Newton Mgmt Yes For For  
L-3 Communications Holdings, Inc. LLL 30-Apr-13 502424104 Elect Director Vincent Pagano, Jr. Mgmt Yes For For  
L-3 Communications Holdings, Inc. LLL 30-Apr-13 502424104 Elect Director Alan H. Washkowitz Mgmt Yes For For  
L-3 Communications Holdings, Inc. LLL 30-Apr-13 502424104 Amend Omnibus Stock Plan Mgmt Yes For For  
L-3 Communications Holdings, Inc. LLL 30-Apr-13 502424104 Declassify the Board of Directors Mgmt Yes For For  
L-3 Communications Holdings, Inc. LLL 30-Apr-13 502424104 Reduce Supermajority Vote Requirement Mgmt Yes For For  
L-3 Communications Holdings, Inc. LLL 30-Apr-13 502424104 Provide Right to Act by Written Consent Mgmt Yes For For  
L-3 Communications Holdings, Inc. LLL 30-Apr-13 502424104 Ratify Auditors Mgmt Yes For For  
L-3 Communications Holdings, Inc. LLL 30-Apr-13 502424104 Advisory Vote to Ratify Named Executive Officers' Compensation Mgmt Yes For For  
Issuer Name Ticker Meeting Date CUSIP Proposal Proposed by Votable Proposal Vote Instruction Whether Vote Was For or Against Management
Tesoro Corporation TSO 01-May-13 881609101 Elect Director Rodney F. Chase Mgmt Yes For For  
Tesoro Corporation TSO 01-May-13 881609101 Elect Director Gregory J. Goff Mgmt Yes For For  
Tesoro Corporation TSO 01-May-13 881609101 Elect Director Robert W. Goldman Mgmt Yes For For  
Tesoro Corporation TSO 01-May-13 881609101 Elect Director Steven H. Grapstein Mgmt Yes For For  
Tesoro Corporation TSO 01-May-13 881609101 Elect Director David Lilley Mgmt Yes For For  
Tesoro Corporation TSO 01-May-13 881609101 Elect Director Mary Pat McCarthy Mgmt Yes For For  
Tesoro Corporation TSO 01-May-13 881609101 Elect Director J.W. Nokes Mgmt Yes For For  
Tesoro Corporation TSO 01-May-13 881609101 Elect Director Susan Tomasky Mgmt Yes For For  
Tesoro Corporation TSO 01-May-13 881609101 Elect Director Michael E. Wiley Mgmt Yes For For  
Tesoro Corporation TSO 01-May-13 881609101 Elect Director Patrick Y. Yang Mgmt Yes For For  
Tesoro Corporation TSO 01-May-13 881609101 Advisory Vote to Ratify Named Executive Officers' Compensation Mgmt Yes For For  
Tesoro Corporation TSO 01-May-13 881609101 Amend Omnibus Stock Plan Mgmt Yes For For  
Tesoro Corporation TSO 01-May-13 881609101 Ratify Auditors Mgmt Yes For For  
Issuer Name Ticker Meeting Date CUSIP Proposal Proposed by Votable Proposal Vote Instruction Whether Vote Was For or Against Management
Valero Energy Corporation VLO 02-May-13 91913Y100 Elect Director Jerry D. Choate Mgmt Yes For For  
Valero Energy Corporation VLO 02-May-13 91913Y100 Elect Director Ruben M. Escobedo Mgmt Yes For For  
Valero Energy Corporation VLO 02-May-13 91913Y100 Elect Director William R. Klesse Mgmt Yes For For  
Valero Energy Corporation VLO 02-May-13 91913Y100 Elect Director Deborah P. Majoras Mgmt Yes For For  
Valero Energy Corporation VLO 02-May-13 91913Y100 Elect Director Bob Marbut Mgmt Yes For For  
Valero Energy Corporation VLO 02-May-13 91913Y100 Elect Director Donald L. Nickles Mgmt Yes For For  
Valero Energy Corporation VLO 02-May-13 91913Y100 Elect Director Philip J. Pfeiffer Mgmt Yes For For  
Valero Energy Corporation VLO 02-May-13 91913Y100 Elect Director Robert A. Profusek Mgmt Yes For For  
Valero Energy Corporation VLO 02-May-13 91913Y100 Elect Director Susan Kaufman Purcell Mgmt Yes For For  
Valero Energy Corporation VLO 02-May-13 91913Y100 Elect Director Stephen M. Waters Mgmt Yes For For  
Valero Energy Corporation VLO 02-May-13 91913Y100 Elect Director Randall J. Weisenburger Mgmt Yes For For  
Valero Energy Corporation VLO 02-May-13 91913Y100 Elect Director Rayford Wilkins, Jr. Mgmt Yes For For  
Valero Energy Corporation VLO 02-May-13 91913Y100 Ratify Auditors Mgmt Yes For For  
Valero Energy Corporation VLO 02-May-13 91913Y100 Advisory Vote to Ratify Named Executive Officers' Compensation Mgmt Yes For For  
Valero Energy Corporation VLO 02-May-13 91913Y100 Report on Political Contributions and Lobbying Expenditures SH Yes For Against  
Issuer Name Ticker Meeting Date CUSIP Proposal Proposed by Votable Proposal Vote Instruction Whether Vote Was For or Against Management
O'Reilly Automotive, Inc. ORLY 07-May-13 67103H107 Elect Director Larry O'Reilly Mgmt Yes For For  
O'Reilly Automotive, Inc. ORLY 07-May-13 67103H107 Elect Director Rosalie O'Reilly-Wooten Mgmt Yes For For  
O'Reilly Automotive, Inc. ORLY 07-May-13 67103H107 Elect Director Thomas T. Hendrickson Mgmt Yes For For  
O'Reilly Automotive, Inc. ORLY 07-May-13 67103H107 Declassify the Board of Directors Mgmt Yes For For  
O'Reilly Automotive, Inc. ORLY 07-May-13 67103H107 Provide Right to Call Special Meeting Mgmt Yes For For  
O'Reilly Automotive, Inc. ORLY 07-May-13 67103H107 Amend Articles of Incorporation to Eliminate Unnecessary and Outdated Provisions and to Make Minor Revisions to Conform to Current State Laws and Clarify Mgmt Yes For For  
O'Reilly Automotive, Inc. ORLY 07-May-13 67103H107 Advisory Vote to Ratify Named Executive Officers' Compensation Mgmt Yes For For  
O'Reilly Automotive, Inc. ORLY 07-May-13 67103H107 Ratify Auditors Mgmt Yes For For  
Issuer Name Ticker Meeting Date CUSIP Proposal Proposed by Votable Proposal Vote Instruction Whether Vote Was For or Against Management
MURPHY OIL CORPORATION MUR 08-May-13 626717102 Elect Director Frank W. Blue Mgmt Yes For For  
MURPHY OIL CORPORATION MUR 08-May-13 626717102 Elect Director Steven A. Cosse Mgmt Yes For For  
MURPHY OIL CORPORATION MUR 08-May-13 626717102 Elect Director Claiborne P. Deming Mgmt Yes For For  
MURPHY OIL CORPORATION MUR 08-May-13 626717102 Elect Director Robert A. Hermes Mgmt Yes For For  
MURPHY OIL CORPORATION MUR 08-May-13 626717102 Elect Director James V. Kelley Mgmt Yes For For  
MURPHY OIL CORPORATION MUR 08-May-13 626717102 Elect Director Walentin Mirosh Mgmt Yes For For  
MURPHY OIL CORPORATION MUR 08-May-13 626717102 Elect Director R. Madison Murphy Mgmt Yes For For  
MURPHY OIL CORPORATION MUR 08-May-13 626717102 Elect Director J.W. Nolan Mgmt Yes For For  
MURPHY OIL CORPORATION MUR 08-May-13 626717102 Elect Director Neal E. Schmale Mgmt Yes For For  
MURPHY OIL CORPORATION MUR 08-May-13 626717102 Elect Director David J.H. Smith Mgmt Yes For For  
MURPHY OIL CORPORATION MUR 08-May-13 626717102 Elect Director Caroline G. Theus Mgmt Yes For For  
MURPHY OIL CORPORATION MUR 08-May-13 626717102 Advisory Vote to Ratify Named Executive Officers' Compensation Mgmt Yes For For  
MURPHY OIL CORPORATION MUR 08-May-13 626717102 Approve Non-Employee Director Omnibus Stock Plan Mgmt Yes For For  
MURPHY OIL CORPORATION MUR 08-May-13 626717102 Ratify Auditors Mgmt Yes For For  
Issuer Name Ticker Meeting Date CUSIP Proposal Proposed by Votable Proposal Vote Instruction Whether Vote Was For or Against Management
PulteGroup, Inc. PHM 08-May-13 745867101 Elect Director Brian P. Anderson Mgmt Yes For For  
PulteGroup, Inc. PHM 08-May-13 745867101 Elect Director Bryce Blair Mgmt Yes For For  
PulteGroup, Inc. PHM 08-May-13 745867101 Elect Director Richard J. Dugas, Jr. Mgmt Yes For For  
PulteGroup, Inc. PHM 08-May-13 745867101 Elect Director Thomas Folliard Mgmt Yes For For  
PulteGroup, Inc. PHM 08-May-13 745867101 Elect Director Cheryl W. Grise Mgmt Yes For For  
PulteGroup, Inc. PHM 08-May-13 745867101 Elect Director Andre J. Hawaux Mgmt Yes For For  
PulteGroup, Inc. PHM 08-May-13 745867101 Elect Director Debra J. Kelly-Ennis Mgmt Yes For For  
PulteGroup, Inc. PHM 08-May-13 745867101 Elect Director Patrick J. O'Leary Mgmt Yes For For  
PulteGroup, Inc. PHM 08-May-13 745867101 Elect Director James J. Postl Mgmt Yes For For  
PulteGroup, Inc. PHM 08-May-13 745867101 Ratify Auditors Mgmt Yes For For  
PulteGroup, Inc. PHM 08-May-13 745867101 Advisory Vote to Ratify Named Executive Officers' Compensation Mgmt Yes For For  
PulteGroup, Inc. PHM 08-May-13 745867101 Approve Executive Incentive Bonus Plan Mgmt Yes For For  
PulteGroup, Inc. PHM 08-May-13 745867101 Approve Omnibus Stock Plan Mgmt Yes For For  
PulteGroup, Inc. PHM 08-May-13 745867101 Amend NOL Rights Plan (NOL Pill) Mgmt Yes For For  
PulteGroup, Inc. PHM 08-May-13 745867101 Require a Majority Vote for the Election of Directors SH Yes For Against  
PulteGroup, Inc. PHM 08-May-13 745867101 Performance-Based and/or Time-Based Equity Awards SH Yes For Against  
Issuer Name Ticker Meeting Date CUSIP Proposal Proposed by Votable Proposal Vote Instruction Whether Vote Was For or Against Management
Prudential Financial, Inc. PRU 14-May-13 744320102 Elect Director Thomas J. Baltimore, Jr. Mgmt Yes For For  
Prudential Financial, Inc. PRU 14-May-13 744320102 Elect Director Gordon M. Bethune Mgmt Yes For For  
Prudential Financial, Inc. PRU 14-May-13 744320102 Elect Director Gaston Caperton Mgmt Yes For For  
Prudential Financial, Inc. PRU 14-May-13 744320102 Elect Director Gilbert F. Casellas Mgmt Yes For For  
Prudential Financial, Inc. PRU 14-May-13 744320102 Elect Director James G. Cullen Mgmt Yes For For  
Prudential Financial, Inc. PRU 14-May-13 744320102 Elect Director William H. Gray, III Mgmt Yes For For  
Prudential Financial, Inc. PRU 14-May-13 744320102 Elect Director Mark B. Grier Mgmt Yes For For  
Prudential Financial, Inc. PRU 14-May-13 744320102 Elect Director Constance J. Horner Mgmt Yes For For  
Prudential Financial, Inc. PRU 14-May-13 744320102 Elect Director Martina Hund-Mejean Mgmt Yes For For  
Prudential Financial, Inc. PRU 14-May-13 744320102 Elect Director Karl J. Krapek Mgmt Yes For For  
Prudential Financial, Inc. PRU 14-May-13 744320102 Elect Director Christine A. Poon Mgmt Yes For For  
Prudential Financial, Inc. PRU 14-May-13 744320102 Elect Director John R. Strangfeld Mgmt Yes For For  
Prudential Financial, Inc. PRU 14-May-13 744320102 Elect Director James A. Unruh Mgmt Yes For For  
Prudential Financial, Inc. PRU 14-May-13 744320102 Ratify Auditors Mgmt Yes For For  
Prudential Financial, Inc. PRU 14-May-13 744320102 Advisory Vote to Ratify Named Executive Officers' Compensation Mgmt Yes For For  
Prudential Financial, Inc. PRU 14-May-13 744320102 Provide Right to Act by Written Consent SH Yes Against For  
Issuer Name Ticker Meeting Date CUSIP Proposal Proposed by Votable Proposal Vote Instruction Whether Vote Was For or Against Management
Safeway Inc. SWY 14-May-13 786514208 Elect Director Janet E. Grove Mgmt Yes For For  
Safeway Inc. SWY 14-May-13 786514208 Elect Director Mohan Gyani Mgmt Yes For For  
Safeway Inc. SWY 14-May-13 786514208 Elect Director Frank C. Herringer Mgmt Yes Against Against  
Safeway Inc. SWY 14-May-13 786514208 Elect Director George J. Morrow Mgmt Yes For For  
Safeway Inc. SWY 14-May-13 786514208 Elect Director Kenneth W. Oder Mgmt Yes Against Against  
Safeway Inc. SWY 14-May-13 786514208 Elect Director T. Gary Rogers Mgmt Yes Against Against  
Safeway Inc. SWY 14-May-13 786514208 Elect Director Arun Sarin Mgmt Yes Against Against  
Safeway Inc. SWY 14-May-13 786514208 Elect Director William Y. Tauscher Mgmt Yes For For  
Safeway Inc. SWY 14-May-13 786514208 Advisory Vote to Ratify Named Executive Officers' Compensation Mgmt Yes Against Against  
Safeway Inc. SWY 14-May-13 786514208 Amend Omnibus Stock Plan Mgmt Yes For For  
Safeway Inc. SWY 14-May-13 786514208 Ratify Auditors Mgmt Yes For For  
Issuer Name Ticker Meeting Date CUSIP Proposal Proposed by Votable Proposal Vote Instruction Whether Vote Was For or Against Management
Dean Foods Company DF 15-May-13 242370104 Elect Director Gregg L. Engles Mgmt Yes For For  
Dean Foods Company DF 15-May-13 242370104 Elect Director Tom C. Davis Mgmt Yes For For  
Dean Foods Company DF 15-May-13 242370104 Elect Director Jim L. Turner Mgmt Yes For For  
Dean Foods Company DF 15-May-13 242370104 Elect Director Robert T. Wiseman Mgmt Yes For For  
Dean Foods Company DF 15-May-13 242370104 Approve Reverse Stock Split Mgmt Yes For For  
Dean Foods Company DF 15-May-13 242370104 Amend Omnibus Stock Plan Mgmt Yes For For  
Dean Foods Company DF 15-May-13 242370104 Advisory Vote to Ratify Named Executive Officers' Compensation Mgmt Yes For For  
Dean Foods Company DF 15-May-13 242370104 Ratify Auditors Mgmt Yes For For  
Dean Foods Company DF 15-May-13 242370104 Pro-rata Vesting of Equity Plans SH Yes For Against  
Dean Foods Company DF 15-May-13 242370104 Stock Retention/Holding Period SH Yes For Against  
Dean Foods Company DF 15-May-13 242370104 Adopt Policy to Require Suppliers to Eliminate Cattle Dehorning SH Yes Against For  
Dean Foods Company DF 15-May-13 242370104 Require Independent Board Chairman SH Yes Against For  
Issuer Name Ticker Meeting Date CUSIP Proposal Proposed by Votable Proposal Vote Instruction Whether Vote Was For or Against Management
Northrop Grumman Corporation NOC 15-May-13 666807102 Elect Director Wesley G. Bush Mgmt Yes For For  
Northrop Grumman Corporation NOC 15-May-13 666807102 Elect Director Victor H. Fazio Mgmt Yes For For  
Northrop Grumman Corporation NOC 15-May-13 666807102 Elect Director Donald E. Felsinger Mgmt Yes For For  
Northrop Grumman Corporation NOC 15-May-13 666807102 Elect Director Stephen E. Frank Mgmt Yes For For  
Northrop Grumman Corporation NOC 15-May-13 666807102 Elect Director Bruce S. Gordon Mgmt Yes For For  
Northrop Grumman Corporation NOC 15-May-13 666807102 Elect Director Madeleine A. Kleiner Mgmt Yes For For  
Northrop Grumman Corporation NOC 15-May-13 666807102 Elect Director Karl J. Krapek Mgmt Yes For For  
Northrop Grumman Corporation NOC 15-May-13 666807102 Elect Director Richard B. Myers Mgmt Yes For For  
Northrop Grumman Corporation NOC 15-May-13 666807102 Elect Director Aulana L. Peters Mgmt Yes For For  
Northrop Grumman Corporation NOC 15-May-13 666807102 Elect Director Gary Roughead Mgmt Yes For For  
Northrop Grumman Corporation NOC 15-May-13 666807102 Elect Director Thomas M. Schoewe Mgmt Yes For For  
Northrop Grumman Corporation NOC 15-May-13 666807102 Elect Director Kevin W. Sharer Mgmt Yes For For  
Northrop Grumman Corporation NOC 15-May-13 666807102 Advisory Vote to Ratify Named Executive Officers' Compensation Mgmt Yes For For  
Northrop Grumman Corporation NOC 15-May-13 666807102 Ratify Auditors Mgmt Yes For For  
Northrop Grumman Corporation NOC 15-May-13 666807102 Report on Lobbying Payments and Policy SH Yes Against For  
Northrop Grumman Corporation NOC 15-May-13 666807102 Require Independent Board Chairman SH Yes Against For  
Issuer Name Ticker Meeting Date CUSIP Proposal Proposed by Votable Proposal Vote Instruction Whether Vote Was For or Against Management
The Allstate Corporation ALL 21-May-13 020002101 Elect Director F. Duane Ackerman Mgmt Yes For For  
The Allstate Corporation ALL 21-May-13 020002101 Elect Director Robert D. Beyer Mgmt Yes For For  
The Allstate Corporation ALL 21-May-13 020002101 Elect Director Kermit R. Crawford Mgmt Yes For For  
The Allstate Corporation ALL 21-May-13 020002101 Elect Director Jack M. Greenberg Mgmt Yes For For  
The Allstate Corporation ALL 21-May-13 020002101 Elect Director Herbert L. Henkel Mgmt Yes For For  
The Allstate Corporation ALL 21-May-13 020002101 Elect Director Ronald T. LeMay Mgmt Yes For For  
The Allstate Corporation ALL 21-May-13 020002101 Elect Director Andrea Redmond Mgmt Yes For For  
The Allstate Corporation ALL 21-May-13 020002101 Elect Director H. John Riley, Jr. Mgmt Yes For For  
The Allstate Corporation ALL 21-May-13 020002101 Elect Director John W. Rowe Mgmt Yes For For  
The Allstate Corporation ALL 21-May-13 020002101 Elect Director Judith A. Sprieser Mgmt Yes For For  
The Allstate Corporation ALL 21-May-13 020002101 Elect Director Mary Alice Taylor Mgmt Yes For For  
The Allstate Corporation ALL 21-May-13 020002101 Elect Director Thomas J. Wilson Mgmt Yes For For  
The Allstate Corporation ALL 21-May-13 020002101 Advisory Vote to Ratify Named Executive Officers' Compensation Mgmt Yes For For  
The Allstate Corporation ALL 21-May-13 020002101 Amend Omnibus Stock Plan Mgmt Yes For For  
The Allstate Corporation ALL 21-May-13 020002101 Ratify Auditors Mgmt Yes For For  
The Allstate Corporation ALL 21-May-13 020002101 Stock Retention/Holding Period SH Yes For Against  
The Allstate Corporation ALL 21-May-13 020002101 Report on Lobbying Payments and Policy SH Yes Against For  
Issuer Name Ticker Meeting Date CUSIP Proposal Proposed by Votable Proposal Vote Instruction Whether Vote Was For or Against Management
The Gap, Inc. GPS 21-May-13 364760108 Elect Director Adrian D. P. Bellamy Mgmt Yes For For  
The Gap, Inc. GPS 21-May-13 364760108 Elect Director Domenico De Sole Mgmt Yes For For  
The Gap, Inc. GPS 21-May-13 364760108 Elect Director Robert J. Fisher Mgmt Yes Against For  
The Gap, Inc. GPS 21-May-13 364760108 Elect Director William S. Fisher Mgmt Yes For For  
The Gap, Inc. GPS 21-May-13 364760108 Elect Director Isabella D. Goren Mgmt Yes For For  
The Gap, Inc. GPS 21-May-13 364760108 Elect Director Bob L. Martin Mgmt Yes For For  
The Gap, Inc. GPS 21-May-13 364760108 Elect Director Jorge P. Montoya Mgmt Yes For For  
The Gap, Inc. GPS 21-May-13 364760108 Elect Director Glenn K. Murphy Mgmt Yes For For  
The Gap, Inc. GPS 21-May-13 364760108 Elect Director Mayo A. Shattuck, III Mgmt Yes For For  
The Gap, Inc. GPS 21-May-13 364760108 Elect Director Katherine Tsang Mgmt Yes For For  
The Gap, Inc. GPS 21-May-13 364760108 Ratify Auditors Mgmt Yes For For  
The Gap, Inc. GPS 21-May-13 364760108 Advisory Vote to Ratify Named Executive Officers' Compensation Mgmt Yes For For  
Issuer Name Ticker Meeting Date CUSIP Proposal Proposed by Votable Proposal Vote Instruction Whether Vote Was For or Against Management
LyondellBasell Industries NV LYB 22-May-13 N/A Elect Director Jacques Aigrain Mgmt Yes For For  
LyondellBasell Industries NV LYB 22-May-13 N/A Elect Director Scott M. Kleinman Mgmt Yes For For  
LyondellBasell Industries NV LYB 22-May-13 N/A Elect Director Bruce A. Smith Mgmt Yes For For  
LyondellBasell Industries NV LYB 22-May-13 N/A Adopt Financial Statements and Statutory Reports Mgmt Yes For For  
LyondellBasell Industries NV LYB 22-May-13 N/A Approve Discharge of Management Board Mgmt Yes For For  
LyondellBasell Industries NV LYB 22-May-13 N/A Approve Discharge of Supervisory Board Mgmt Yes For For  
LyondellBasell Industries NV LYB 22-May-13 N/A Ratify PricewaterhouseCoopers LLP as Auditors Mgmt Yes For For  
LyondellBasell Industries NV LYB 22-May-13 N/A Ratify PricewaterhouseCoopers as Auditors Mgmt Yes For For  
LyondellBasell Industries NV LYB 22-May-13 N/A Approve Remuneration of Supervisory Board Mgmt Yes For For  
LyondellBasell Industries NV LYB 22-May-13 N/A Approve Dividends of USD 4.20 Per Share Mgmt Yes For For  
LyondellBasell Industries NV LYB 22-May-13 N/A Advisory Vote to Ratify Named Executive Officers' Compensation Mgmt Yes For For  
LyondellBasell Industries NV LYB 22-May-13 N/A Authorize Repurchase of Up to 10 Percent of Issued Share Capital Mgmt Yes For For  
LyondellBasell Industries NV LYB 22-May-13 N/A Approve Cancellation of up to 10 Percent of Issued Share Capital in Treasury Account Mgmt Yes For For  
LyondellBasell Industries NV LYB 22-May-13 N/A Amend Articles of Association Mgmt Yes For For  
Issuer Name Ticker Meeting Date CUSIP Proposal Proposed by Votable Proposal Vote Instruction Whether Vote Was For or Against Management
Ross Stores, Inc. ROST 22-May-13 778296103 Elect Director Michael Balmuth Mgmt Yes For For  
Ross Stores, Inc. ROST 22-May-13 778296103 Elect Director K. Gunnar Bjorklund Mgmt Yes For For  
Ross Stores, Inc. ROST 22-May-13 778296103 Elect Director Sharon D. Garrett Mgmt Yes For For  
Ross Stores, Inc. ROST 22-May-13 778296103 Elect Director Michael J. Bush Mgmt Yes For For  
Ross Stores, Inc. ROST 22-May-13 778296103 Elect Director Norman A. Ferber Mgmt Yes For For  
Ross Stores, Inc. ROST 22-May-13 778296103 Elect Director Gregory L. Quesnel Mgmt Yes For For  
Ross Stores, Inc. ROST 22-May-13 778296103 Amend Omnibus Stock Plan Mgmt Yes For For  
Ross Stores, Inc. ROST 22-May-13 778296103 Advisory Vote to Ratify Named Executive Officers' Compensation Mgmt Yes For For  
Ross Stores, Inc. ROST 22-May-13 778296103 Ratify Auditors Mgmt Yes For For  
Issuer Name Ticker Meeting Date CUSIP Proposal Proposed by Votable Proposal Vote Instruction Whether Vote Was For or Against Management
The Travelers Companies, Inc. TRV 22-May-13 89417E109 Elect Director Alan L. Beller Mgmt Yes For For  
The Travelers Companies, Inc. TRV 22-May-13 89417E109 Elect Director John H. Dasburg Mgmt Yes For For  
The Travelers Companies, Inc. TRV 22-May-13 89417E109 Elect Director Janet M. Dolan Mgmt Yes For For  
The Travelers Companies, Inc. TRV 22-May-13 89417E109 Elect Director Kenneth M. Duberstein Mgmt Yes For For  
The Travelers Companies, Inc. TRV 22-May-13 89417E109 Elect Director Jay S. Fishman Mgmt Yes For For  
The Travelers Companies, Inc. TRV 22-May-13 89417E109 Elect Director Patricia L. Higgins Mgmt Yes For For  
The Travelers Companies, Inc. TRV 22-May-13 89417E109 Elect Director Thomas R. Hodgson Mgmt Yes For For  
The Travelers Companies, Inc. TRV 22-May-13 89417E109 Elect Director William J. Kane Mgmt Yes For For  
The Travelers Companies, Inc. TRV 22-May-13 89417E109 Elect Director Cleve L. Killingsworth, Jr. Mgmt Yes For For  
The Travelers Companies, Inc. TRV 22-May-13 89417E109 Elect Director Donald J. Shepard Mgmt Yes For For  
The Travelers Companies, Inc. TRV 22-May-13 89417E109 Elect Director Laurie J. Thomsen Mgmt Yes For For  
The Travelers Companies, Inc. TRV 22-May-13 89417E109 Ratify Auditors Mgmt Yes For For  
The Travelers Companies, Inc. TRV 22-May-13 89417E109 Advisory Vote to Ratify Named Executive Officers' Compensation Mgmt Yes For For  
The Travelers Companies, Inc. TRV 22-May-13 89417E109 Authorize New Class of Preferred Stock Mgmt Yes For For  
The Travelers Companies, Inc. TRV 22-May-13 89417E109 Report on Political Contributions SH Yes For Against  
Issuer Name Ticker Meeting Date CUSIP Proposal Proposed by Votable Proposal Vote Instruction Whether Vote Was For or Against Management
Lincoln National Corporation LNC 23-May-13 534187109 Elect Director William J. Avery Mgmt Yes For For  
Lincoln National Corporation LNC 23-May-13 534187109 Elect Director William H. Cunningham Mgmt Yes For For  
Lincoln National Corporation LNC 23-May-13 534187109 Elect Director William Porter Payne Mgmt Yes For For  
Lincoln National Corporation LNC 23-May-13 534187109 Elect Director Patrick S. Pittard Mgmt Yes For For  
Lincoln National Corporation LNC 23-May-13 534187109 Ratify Auditors Mgmt Yes For For  
Lincoln National Corporation LNC 23-May-13 534187109 Advisory Vote to Ratify Named Executive Officers' Compensation Mgmt Yes For For  
Issuer Name Ticker Meeting Date CUSIP Proposal Proposed by Votable Proposal Vote Instruction Whether Vote Was For or Against Management
The Home Depot, Inc. HD 23-May-13 437076102 Elect Director F. Duane Ackerman Mgmt Yes For For  
The Home Depot, Inc. HD 23-May-13 437076102 Elect Director Francis S. Blake Mgmt Yes For For  
The Home Depot, Inc. HD 23-May-13 437076102 Elect Director Ari Bousbib Mgmt Yes For For  
The Home Depot, Inc. HD 23-May-13 437076102 Elect Director Gregory D. Brenneman Mgmt Yes For For  
The Home Depot, Inc. HD 23-May-13 437076102 Elect Director J. Frank Brown Mgmt Yes For For  
The Home Depot, Inc. HD 23-May-13 437076102 Elect Director Albert P. Carey Mgmt Yes For For  
The Home Depot, Inc. HD 23-May-13 437076102 Elect Director Armando Codina Mgmt Yes For For  
The Home Depot, Inc. HD 23-May-13 437076102 Elect Director Bonnie G. Hill Mgmt Yes For For  
The Home Depot, Inc. HD 23-May-13 437076102 Elect Director Karen L. Katen Mgmt Yes For For  
The Home Depot, Inc. HD 23-May-13 437076102 Elect Director Mark Vadon Mgmt Yes For For  
The Home Depot, Inc. HD 23-May-13 437076102 Ratify Auditors Mgmt Yes For For  
The Home Depot, Inc. HD 23-May-13 437076102 Advisory Vote to Ratify Named Executive Officers' Compensation Mgmt Yes For For  
The Home Depot, Inc. HD 23-May-13 437076102 Approve Executive Incentive Bonus Plan Mgmt Yes For For  
The Home Depot, Inc. HD 23-May-13 437076102 Amend Omnibus Stock Plan Mgmt Yes For For  
The Home Depot, Inc. HD 23-May-13 437076102 Prepare Employment Diversity Report SH Yes For Against  
The Home Depot, Inc. HD 23-May-13 437076102 Adopt Stormwater Run-off Management Policy SH Yes Against For  
Issuer Name Ticker Meeting Date CUSIP Proposal Proposed by Votable Proposal Vote Instruction Whether Vote Was For or Against Management
Time Warner Inc. TWX 23-May-13 887317303 Elect Director James L. Barksdale Mgmt Yes For For  
Time Warner Inc. TWX 23-May-13 887317303 Elect Director William P. Barr Mgmt Yes For For  
Time Warner Inc. TWX 23-May-13 887317303 Elect Director Jeffrey L. Bewkes Mgmt Yes For For  
Time Warner Inc. TWX 23-May-13 887317303 Elect Director Stephen F. Bollenbach Mgmt Yes For For  
Time Warner Inc. TWX 23-May-13 887317303 Elect Director Robert C. Clark Mgmt Yes For For  
Time Warner Inc. TWX 23-May-13 887317303 Elect Director Mathias Dopfner Mgmt Yes For For  
Time Warner Inc. TWX 23-May-13 887317303 Elect Director Jessica P. Einhorn Mgmt Yes For For  
Time Warner Inc. TWX 23-May-13 887317303 Elect Director Fred Hassan Mgmt Yes For For  
Time Warner Inc. TWX 23-May-13 887317303 Elect Director Kenneth J. Novack Mgmt Yes For For  
Time Warner Inc. TWX 23-May-13 887317303 Elect Director Paul D. Wachter Mgmt Yes For For  
Time Warner Inc. TWX 23-May-13 887317303 Elect Director Deborah C. Wright Mgmt Yes For For  
Time Warner Inc. TWX 23-May-13 887317303 Ratify Auditors Mgmt Yes For For  
Time Warner Inc. TWX 23-May-13 887317303 Advisory Vote to Ratify Named Executive Officers' Compensation Mgmt Yes For For  
Time Warner Inc. TWX 23-May-13 887317303 Approve Omnibus Stock Plan Mgmt Yes For For  
Issuer Name Ticker Meeting Date CUSIP Proposal Proposed by Votable Proposal Vote Instruction Whether Vote Was For or Against Management
Raytheon Company RTN 30-May-13 755111507 Elect Director James E. Cartwright Mgmt Yes For For  
Raytheon Company RTN 30-May-13 755111507 Elect Director Vernon E. Clark Mgmt Yes For For  
Raytheon Company RTN 30-May-13 755111507 Elect Director Stephen J. Hadley Mgmt Yes For For  
Raytheon Company RTN 30-May-13 755111507 Elect Director Michael C. Ruettgers Mgmt Yes For For  
Raytheon Company RTN 30-May-13 755111507 Elect Director Ronald L. Skates Mgmt Yes For For  
Raytheon Company RTN 30-May-13 755111507 Elect Director William R. Spivey Mgmt Yes For For  
Raytheon Company RTN 30-May-13 755111507 Elect Director Linda G. Stuntz Mgmt Yes Against Against  
Raytheon Company RTN 30-May-13 755111507 Elect Director William H. Swanson Mgmt Yes For For  
Raytheon Company RTN 30-May-13 755111507 Advisory Vote to Ratify Named Executive Officers' Compensation Mgmt Yes For For  
Raytheon Company RTN 30-May-13 755111507 Ratify Auditors Mgmt Yes For For  
Raytheon Company RTN 30-May-13 755111507 Report on Political Contributions SH Yes For Against  
Raytheon Company RTN 30-May-13 755111507 Provide Right to Act by Written Consent SH Yes For Against  
Raytheon Company RTN 30-May-13 755111507 Submit SERP to Shareholder Vote SH Yes For Against  
Raytheon Company RTN 30-May-13 755111507 Pro-rata Vesting of Equity Awards SH Yes For Against  
Issuer Name Ticker Meeting Date CUSIP Proposal Proposed by Votable Proposal Vote Instruction Whether Vote Was For or Against Management
Biogen Idec Inc. BIIB 12-Jun-13 09062X103 Elect Director Caroline D. Dorsa Mgmt Yes For For  
Biogen Idec Inc. BIIB 12-Jun-13 09062X103 Elect Director Stelios Papadopoulos Mgmt Yes For For  
Biogen Idec Inc. BIIB 12-Jun-13 09062X103 Elect Director George A. Scangos Mgmt Yes For For  
Biogen Idec Inc. BIIB 12-Jun-13 09062X103 Elect Director Lynn Schenk Mgmt Yes For For  
Biogen Idec Inc. BIIB 12-Jun-13 09062X103 Elect Director Alexander J. Denner Mgmt Yes For For  
Biogen Idec Inc. BIIB 12-Jun-13 09062X103 Elect Director Nancy L. Leaming Mgmt Yes For For  
Biogen Idec Inc. BIIB 12-Jun-13 09062X103 Elect Director Richard C. Mulligan Mgmt Yes For For  
Biogen Idec Inc. BIIB 12-Jun-13 09062X103 Elect Director Robert W. Pangia Mgmt Yes For For  
Biogen Idec Inc. BIIB 12-Jun-13 09062X103 Elect Director Brian S. Posner Mgmt Yes For For  
Biogen Idec Inc. BIIB 12-Jun-13 09062X103 Elect Director Eric K. Rowinsky Mgmt Yes For For  
Biogen Idec Inc. BIIB 12-Jun-13 09062X103 Elect Director Stephen A. Sherwin Mgmt Yes For For  
Biogen Idec Inc. BIIB 12-Jun-13 09062X103 Elect Director William D. Young Mgmt Yes For For  
Biogen Idec Inc. BIIB 12-Jun-13 09062X103 Ratify Auditors Mgmt Yes For For  
Biogen Idec Inc. BIIB 12-Jun-13 09062X103 Advisory Vote to Ratify Named Executive Officers' Compensation Mgmt Yes For For  
Biogen Idec Inc. BIIB 12-Jun-13 09062X103 Amend Executive Incentive Bonus Plan Mgmt Yes For For  
Biogen Idec Inc. BIIB 12-Jun-13 09062X103 Amend Omnibus Stock Plan Mgmt Yes For For  
Biogen Idec Inc. BIIB 12-Jun-13 09062X103 Stock Retention/Holding Period SH Yes For Against  
Issuer Name Ticker Meeting Date CUSIP Proposal Proposed by Votable Proposal Vote Instruction Whether Vote Was For or Against Management
D.R. Horton, Inc. DHI 24-Jan-13 23331A109 Elect Director Donald R. Horton Mgmt Yes For For  
D.R. Horton, Inc. DHI 24-Jan-13 23331A109 Elect Director Bradley S. Anderson Mgmt Yes For For  
D.R. Horton, Inc. DHI 24-Jan-13 23331A109 Elect Director Michael R. Buchanan Mgmt Yes For For  
D.R. Horton, Inc. DHI 24-Jan-13 23331A109 Elect Director Michael W. Hewatt Mgmt Yes For For  
D.R. Horton, Inc. DHI 24-Jan-13 23331A109 Elect Director Bob G. Scott Mgmt Yes For For  
D.R. Horton, Inc. DHI 24-Jan-13 23331A109 Elect Director Donald J. Tomnitz Mgmt Yes For For  
D.R. Horton, Inc. DHI 24-Jan-13 23331A109 Advisory Vote to Ratify Named Executive Officers' Compensation Mgmt Yes For For  
D.R. Horton, Inc. DHI 24-Jan-13 23331A109 Amend Executive Incentive Bonus Plan Mgmt Yes For For  
D.R. Horton, Inc. DHI 24-Jan-13 23331A109 Ratify Auditors Mgmt Yes For For  
Issuer Name Ticker Meeting Date CUSIP Proposal Proposed by Votable Proposal Vote Instruction Whether Vote Was For or Against Management
Visa Inc. V 30-Jan-13 92826C839 Elect Director Gary P. Coughlan Mgmt Yes For For  
Visa Inc. V 30-Jan-13 92826C839 Elect Director Mary B. Cranston Mgmt Yes For For  
Visa Inc. V 30-Jan-13 92826C839 Elect Director Francisco Javier Fernandez-Carbajal Mgmt Yes For For  
Visa Inc. V 30-Jan-13 92826C839 Elect Director Robert W. Matschullat Mgmt Yes For For  
Visa Inc. V 30-Jan-13 92826C839 Elect Director Cathy E. Minehan Mgmt Yes For For  
Visa Inc. V 30-Jan-13 92826C839 Elect Director Suzanne Nora Johnson Mgmt Yes For For  
Visa Inc. V 30-Jan-13 92826C839 Elect Director David J. Pang Mgmt Yes For For  
Visa Inc. V 30-Jan-13 92826C839 Elect Director Joseph W. Saunders Mgmt Yes For For  
Visa Inc. V 30-Jan-13 92826C839 Elect Director Charles W. Scharf Mgmt Yes For For  
Visa Inc. V 30-Jan-13 92826C839 Elect Director William S. Shanahan Mgmt Yes For For  
Visa Inc. V 30-Jan-13 92826C839 Elect Director John A. Swainson Mgmt Yes For For  
Visa Inc. V 30-Jan-13 92826C839 Advisory Vote to Ratify Named Executive Officers' Compensation Mgmt Yes For For  
Visa Inc. V 30-Jan-13 92826C839 Ratify Auditors Mgmt Yes For For  
Visa Inc. V 30-Jan-13 92826C839 Report on Lobbying Payments and Policy SH Yes For Against  
Issuer Name Ticker Meeting Date CUSIP Proposal Proposed by Votable Proposal Vote Instruction Whether Vote Was For or Against Management
Apple Inc. AAPL 27-Feb-13 037833100 Elect Director William Campbell Mgmt Yes For For  
Apple Inc. AAPL 27-Feb-13 037833100 Elect Director Timothy Cook Mgmt Yes For For  
Apple Inc. AAPL 27-Feb-13 037833100 Elect Director Millard Drexler Mgmt Yes For For  
Apple Inc. AAPL 27-Feb-13 037833100 Elect Director Al Gore Mgmt Yes For For  
Apple Inc. AAPL 27-Feb-13 037833100 Elect Director Robert Iger Mgmt Yes For For  
Apple Inc. AAPL 27-Feb-13 037833100 Elect Director Andrea Jung Mgmt Yes For For  
Apple Inc. AAPL 27-Feb-13 037833100 Elect Director Arthur Levinson Mgmt Yes For For  
Apple Inc. AAPL 27-Feb-13 037833100 Elect Director Ronald Sugar Mgmt Yes For For  
Apple Inc. AAPL 27-Feb-13 037833100 Amend Articles of Incorporation Mgmt Yes For For  
Apple Inc. AAPL 27-Feb-13 037833100 Ratify Auditors Mgmt Yes For For  
Apple Inc. AAPL 27-Feb-13 037833100 Advisory Vote to Ratify Named Executive Officers' Compensation Mgmt Yes Against Against  
Apple Inc. AAPL 27-Feb-13 037833100 Stock Retention/Holding Period SH Yes For Against  
Apple Inc. AAPL 27-Feb-13 037833100 Establish Board Committee on Human Rights SH Yes Against For  
Issuer Name Ticker Meeting Date CUSIP Proposal Proposed by Votable Proposal Vote Instruction Whether Vote Was For or Against Management
AmerisourceBergen Corporation ABC 28-Feb-13 03073E105 Elect Director Steven H. Collis Mgmt Yes For For  
AmerisourceBergen Corporation ABC 28-Feb-13 03073E105 Elect Director Douglas R. Conant Mgmt Yes For For  
AmerisourceBergen Corporation ABC 28-Feb-13 03073E105 Elect Director Richard W. Gochnauer Mgmt Yes For For  
AmerisourceBergen Corporation ABC 28-Feb-13 03073E105 Elect Director Richard C. Gozon Mgmt Yes For For  
AmerisourceBergen Corporation ABC 28-Feb-13 03073E105 Elect Director Edward E. Hagenlocker Mgmt Yes For For  
AmerisourceBergen Corporation ABC 28-Feb-13 03073E105 Elect Director Kathleen W. Hyle Mgmt Yes For For  
AmerisourceBergen Corporation ABC 28-Feb-13 03073E105 Elect Director Michael J. Long Mgmt Yes For For  
AmerisourceBergen Corporation ABC 28-Feb-13 03073E105 Elect Director Henry W. McGee Mgmt Yes For For  
AmerisourceBergen Corporation ABC 28-Feb-13 03073E105 Ratify Auditors Mgmt Yes For For  
AmerisourceBergen Corporation ABC 28-Feb-13 03073E105 Advisory Vote to Ratify Named Executive Officers' Compensation Mgmt Yes For For  
Issuer Name Ticker Meeting Date CUSIP Proposal Proposed by Votable Proposal Vote Instruction Whether Vote Was For or Against Management
Molex Incorporated MOLX 26-Oct-12 608554101 Elect Director Michelle L. Collins Mgmt Yes For For  
Molex Incorporated MOLX 26-Oct-12 608554101 Elect Director Fred L. Krehbiel Mgmt Yes For For  
Molex Incorporated MOLX 26-Oct-12 608554101 Elect Director David L. Landsittel Mgmt Yes For For  
Molex Incorporated MOLX 26-Oct-12 608554101 Elect Director Joe W. Laymon Mgmt Yes For For  
Molex Incorporated MOLX 26-Oct-12 608554101 Elect Director James S. Metcalf Mgmt Yes For For  
Molex Incorporated MOLX 26-Oct-12 608554101 Ratify Auditors Mgmt Yes For For  
Issuer Name Ticker Meeting Date CUSIP Proposal Proposed by Votable Proposal Vote Instruction Whether Vote Was For or Against Management
Computer Sciences Corporation CSC 07-Aug-12 205363104 Elect Director Irving W. Bailey, II Mgmt Yes For For  
Computer Sciences Corporation CSC 07-Aug-12 205363104 Elect Director David J. Barram Mgmt Yes For For  
Computer Sciences Corporation CSC 07-Aug-12 205363104 Elect Director Stephen L. Baum Mgmt Yes For For  
Computer Sciences Corporation CSC 07-Aug-12 205363104 Elect Director Erik Brynjolfsson Mgmt Yes For For  
Computer Sciences Corporation CSC 07-Aug-12 205363104 Elect Director Rodney F. Chase Mgmt Yes For For  
Computer Sciences Corporation CSC 07-Aug-12 205363104 Elect Director Judith R. Haberkorn Mgmt Yes For For  
Computer Sciences Corporation CSC 07-Aug-12 205363104 Elect Director J. Michael Lawrie Mgmt Yes For For  
Computer Sciences Corporation CSC 07-Aug-12 205363104 Elect Director Chong Sup Park Mgmt Yes For For  
Computer Sciences Corporation CSC 07-Aug-12 205363104 Elect Director Lawrence A. Zimmerman Mgmt Yes For For  
Computer Sciences Corporation CSC 07-Aug-12 205363104 Advisory Vote to Ratify Named Executive Officers' Compensation Mgmt Yes For For  
Computer Sciences Corporation CSC 07-Aug-12 205363104 Ratify Auditors Mgmt Yes For For  
 
 

Smith Group Large Cap Core Growth Fund

 

Vote Summary

 

Issuer of Portfolio Security Summary of Matter Voted On CUSIP # Whether Vote
Was For or
Against
Management		 Shares Voted Record Date Exchange
Ticker
Symbol		 Whether
Fund Cast
Vote on
Matter		 Fund’s Vote For
or Against
Proposal, or
Abstain; For or
Withhold
Regarding
Election of
Directors		 Meeting Date Whether Vote
Was For or
Against
Management		 Who Proposed
Matter: Issuer /
Shareholder
McKessen Corporations Elect Directors (9) 58155Q103 For 18410 5/31/2012 MCK Yes For 7/25/2012 For Mngmt
  Ratify Audit 58155Q103 For 18410 5/31/2012 MCK Yes For 7/25/2012 For Mngmt
  Advisory Vote to Ratify Named Executive Officers’ Compensation 58155Q103 Against 18410 5/31/2012 MCK Yes Against 7/25/2012 Against Mngmt
  Provide Right to Act by Written Consent 58155Q103 For 18410 5/31/2012 MCK Yes For 7/25/2012 Against SH
  Require Independent Board Chairman 58155Q103 For 18410 5/31/2012 MCK Yes For 7/25/2012 Against SH
  Stock Retention 58155Q103 For 18410 5/31/2012 MCK Yes For 7/25/2012 Against SH
  Pro-rata Vesting of Equity Awards 58155Q103 For 18410 5/31/2012 MCK Yes For 7/25/2012 Against SH
Oracle Corporation Elect Directors (12) 68389X105 for 51600 9/10/2012 ORCL Yes For 11/7/2013 For Mngmt
  Advisory Vote to Ratify Named Executive Officers’ Compensation 68389X105 Against 51600 9/10/2012 ORCL Yes Against 11/7/2013 Against Mngmt
  Amend Non-Employee Director Stock Option Plan 68389X105 For 51600 9/10/2012 ORCL Yes For 11/7/2013 For Mngmt
  Ratify Audit 68389X105 For 51600 9/10/2012 ORCL Yes For 11/7/2013 For Mngmt
  Adopt Multiple Performance Metrics Under Executive Incentive Plan 68389X105 Against 51600 9/10/2012 ORCL Yes For 11/7/2013 Against SH
  Require Independent Board Chairman 68389X105 Against 51600 9/10/2012 ORCL Yes For 11/7/2013 Against SH
  Adopt Retention Ratio for Executive/Directors 68389X105 Against 51600 9/10/2012 ORCL Yes For 11/7/2013 Against SH
  Pro-rata Vesting of Equity Awards 68389X105 Against 51600 9/10/2012 ORCL Yes For 11/7/2013 Against SH
ResMed Inc. Elect Directors (3) 761152107 For 48100 9/17/2012 ORCL Yes For 11/15/2012 For Mngmt
  Advisory Vote to Ratify Named Executive Officers’ Compensation 761152107 For 48100 9/17/2012 ORCL Yes For 11/15/2012 For Mngmt
  amend Qualified Employee Stock Purchase Plan 761152107 Against 48100 9/17/2012 ORCL Yes For 11/15/2012 Against Mngmt
  Ratify Audit 761152107 For 48100 9/17/2012 ORCL Yes For 11/15/2012 For Mngmt
Costco Wholesale Corporation Elect Directors (5) 22160K105 For 15100 11/23/2012 COST yes For 1/24/2013 For Mngmt
  Ratify Audit 22160K105 For 15100 11/23/2012 COST yes For 1/24/2013 For Mngmt
  Advisory Vote to Ratify Named Executive Officers’ Compensation 22160K105 For 15100 11/23/2012 COST yes For 1/24/2013 For Mngmt
  Declassify the Board of Directors 22160K105 Against 15100 11/23/2012 COST yes For 1/24/2013 Against SH
Nuance Communications, Inc. Elect Directos (9) 67020Y100 For 60300 04-Dec-12 NUAN Yes For 25-Jan-13 For Mngmt
  Amend Omnibus Stock Plan 67020Y100 For 60300 04-Dec-12 NUAN Yes For 25-Jan-13 For Mngmt
  Advisory Vote to Ratify Named Executive Officers’ Compensation 67020Y100 Against 60300 04-Dec-12 NUAN Yes Against 25-Jan-13 Against Mngmt
  Ratify Audit 67020Y100 For 60300 04-Dec-12 NUAN Yes For 25-Jan-13 For Mngmt
Accenture plc Accept Financial Statements and Statutory Reports G1151C101 For 22400 11-Dec-13 ACN Yes For 6-Feb-13 For Mngmt
  Elect Directors (5) G1151C101 For 22400 11-Dec-13 ACN Yes For 6-Feb-13 For Mngmt
  Approve Auditors and Authorized Board to Fix Their Remuneration G1151C101 For 22400 11-Dec-13 ACN Yes For 6-Feb-13 For Mngmt
  Advisory Vote to Ratify Named Executive Officers’ Compensation G1151C101 For 22400 11-Dec-13 ACN Yes For 6-Feb-13 For Mngmt
  Amend 2010 Share Incentive Plan G1151C101 For 22400 11-Dec-13 ACN Yes For 6-Feb-13 For Mngmt
  Authorize the Holdings of the 2014 AGM at a Location Outside Ireland G1151C101 For 22400 11-Dec-13 ACN Yes For 6-Feb-13 For Mngmt
  Authorize Open-Market Purchases of Class A Ordinary Shares G1151C101 For 22400 11-Dec-13 ACN Yes For 6-Feb-13 For Mngmt
  Determine the Price Range at which Accenture Plc can Re-issue Shares that it Acquires as Treasury Stock G1151C101 For 22400 11-Dec-13 ACN Yes For 6-Feb-13 For Mngmt
  Report on Lobbying Payment and Policy G1151C101 Against 22400 11-Dec-13 ACN Yes For 6-Feb-13 Against SH
Helmerich & Payne, Inc. Elect Directors (4) 423452101 For 25090 10-Jan-13 HP Yes For 06-Mar-13 For Mngmt
  Ratify Audit 423452101 For 25090 10-Jan-13 HP Yes For 06-Mar-13 For Mngmt
  Advisory Vote to Ratify Named Executive Officers’ Compensation 423452101 For 25090 10-Jan-13 HP Yes For 06-Mar-13 For Mngmt
  Requires Majority Vote for the Election of Directors 423452101 Against 25090 10-Jan-13 HP Yes Against 06-Mar-13 For SH
Whole Foods Market, Inc. Elect Directors (11) 966837106 For 16500 15-Feb-13 WFM Yes For 15-Mar-13 For Mngmt
  Ratify Audit 966837106 For 16500 15-Feb-13 WFM Yes For 15-Mar-13 For Mngmt
  Advisory Vote to Ratify Named Executive Officers’ Compensation 966837106 For 16500 15-Feb-13 WFM Yes For 15-Mar-13 For Mngmt
  Amend Omnibus Stock Plan 966837106 For 16500 15-Feb-13 WFM Yes For 15-Mar-13 For Mngmt
  Report on Adopting Extended Producer Responsibility Policy 966837106 For 16500 15-Feb-13 WFM Yes For 15-Mar-13 Against SH
  Require Independent Board Chairman 966837106 Against 16500 15-Feb-13 WFM Yes Against 15-Mar-13 For SH

 

 
 

 

The Cooper Companies, Inc. Elect Directors (9) 216648402 For 15900 25-Jan-13 COO Yes For 21-Mar-13 For Mngmt
  Ratify Audit 216648402 For 15900 25-Jan-13 COO Yes For 21-Mar-13 For Mngmt
  Advisory Vote to Ratify Named Executive Officers’ Compensation 216648402 For 15900 25-Jan-13 COO Yes For 21-Mar-13 For Mngmt
Brocade Communications Systems, Inc. Elect Directors (9) 111621306 For 267400 15-Feb-13 BRCD Yes For 11-Apr-13 For Mngmt
  Advisory Vote to Ratify Named Executive Officers’ Compensation 111621306 For 267400 15-Feb-13 BRCD Yes For 11-Apr-13 For Mngmt
  Amend Non-Employee Director Omnibus Stock Plan 111621306 For 267400 15-Feb-13 BRCD Yes For 11-Apr-13 For Mngmt
  Approve Executive Incentive Bonus Plan 111621306 For 267400 15-Feb-13 BRCD Yes For 11-Apr-13 For Mngmt
  Ratify Audit 111621306 For 267400 15-Feb-13 BRCD Yes For 11-Apr-13 For Mngmt
U.S. Bancorp Elect Directros (14) 902973304 For 45600 20-Feb-13 USB Yes For 16-Apr-13 For Mngmt
  Ratify Audit 902973304 For 45600 20-Feb-13 USB Yes For 16-Apr-13 For Mngmt
  Advisory Vote to Ratify Named Executive Officers’ Compensation 902973304 For 45600 20-Feb-13 USB Yes For 16-Apr-13 For Mngmt
  Require Independent Board Chairman 902973304 Against 45600 20-Feb-13 USB Yes For 16-Apr-13 Against SH
CenterPoint Energy, Inc. Elect Directors (7) 15189T107 For 73400 25-Feb-13 CNP Yes For 25-Apr-13 For Mngmt
  Ratify Audit 15189T107 For 73400 25-Feb-13 CNP Yes For 25-Apr-13 For Mngmt
  Advisory Vote to Ratify Named Executive Officers’ Compensation 15189T107 For 73400 25-Feb-13 CNP Yes For 25-Apr-13 For Mngmt
Johnson & Johnson Elect Directors (12) 478160104 For 21400 26-Feb-12 JNJ Yes For 25-Apr-13 For Mngmt
  Advisory Vote to Ratify Named Executive Officers’ Compensation 478160104 For 21400 26-Feb-12 JNJ Yes For 25-Apr-13 For Mngmt
  Ratify Audit 478160104 For 21400 26-Feb-12 JNJ Yes For 25-Apr-13 For Mngmt
  Stock Retention/Holding Perid 478160104 Against 21400 26-Feb-12 JNJ Yes For 25-Apr-13 Against SH
  Screen Political Contributions for Consistency with Corporate Values 478160104 Against 21400 26-Feb-12 JNJ Yes Against 25-Apr-13 Against SH
  Require Independent Board Chairman 478160104 Against 21400 26-Feb-12 JNJ Yes Against 25-Apr-13 Against SH
American Express Company Elect Directors (13) 025816109 For 24980 01-Mar-13 AXP Yes For 29-Apr-13 For Mngmt
  Ratify Audit 025816109 For 24980 01-Mar-13 AXP Yes For 29-Apr-13 For Mngmt
  Advisory Vote to Ratify Named Executive Officers’ Compensation 025816109 For 24980 01-Mar-13 AXP Yes For 29-Apr-13 For Mngmt
  Require Independent Board Chairman 025816109 Against 24980 01-Mar-13 AXP Yes Against 29-Apr-13 Against SH
International Business Machines Corporation Elect Directors (13) 459200101 For 7760 01-Mar-13 IBM Yes For 30-Apr-13 For Mngmt
  Ratify Audit 459200101 For 7760 01-Mar-13 IBM Yes For 30-Apr-13 For Mngmt
  Advisory Vote to Ratify Named Executive Officers’ Compensation 459200101 For 7760 01-Mar-13 IBM Yes For 30-Apr-13 For Mngmt
  Report on Lobbying Payments & Policy 459200101 Against 7760 01-Mar-13 IBM Yes For 30-Apr-13 Against SH
  Provide Right to Act by Written Consent 459200101 Against 7760 01-Mar-13 IBM Yes For 30-Apr-13 Against SH
  Require Independent Board Chairman 459200101 Against 7760 01-Mar-13 IBM Yes For 30-Apr-13 Against SH
  Stock Retention/Holding Perid 459200101 Against 7760 01-Mar-13 IBM Yes For 30-Apr-13 Against SH
The Chubb Corporation Elect Directos (12) 171232101 For 1800 04-Mar-13 CB Yes For 30-Apr-13 For Mngmt
  Ratify Audit 171232101 For 1800 04-Mar-13 CB Yes For 30-Apr-13 For Mngmt
  Advisory Vote to Ratify Named Executive Officers’ Compensation 171232101 For 1800 04-Mar-13 CB Yes For 30-Apr-13 For Mngmt
  Require Consistency with Corporate Values and Report on Political Contributions 171232101 For 1800 04-Mar-13 CB Yes Against 30-Apr-13 For SH
  Report on Sustainability 171232101 For 1800 04-Mar-13 CB Yes Against 30-Apr-13 For SH
Kimberly-Clark Corporation Elect Directors (12) 494368103 For 16300 04-Mar-13 KMB Yes For 02-May-13 For Mngmt
  Ratify Audit 494368103 For 16300 04-Mar-13 KMB Yes For 02-May-13 For Mngmt
  Advisory Vote to Ratify Named Executive Officers’ Compensation 494368103 For 16300 04-Mar-13 KMB Yes For 02-May-13 For Mngmt
Cadance Design Systems, Inc. Elect Directors (8) 127387108 For 109100 06-Mar-13 CDNS Yes For 03-May-13 For Mngmt
  amend Qualified Employee Stock Purchase Plan 127387108 For 109100 06-Mar-13 CDNS Yes For 03-May-13 For Mngmt
  Advisory Vote to Ratify Named Executive Officers’ Compensation 127387108 For 109100 06-Mar-13 CDNS Yes For 03-May-13 For Mngmt
  Ratify Audit 127387108 For 109100 06-Mar-13 CDNS Yes For 03-May-13 For Mngmt
Occidental Petroleum Corporation Elect Directors (8) 674599105 For 15500 13-Mar-13 OXY Yes For 03-May-13 For Mngmt
  Elect Director Ray Irani 674599105 Against 15500 13-Mar-13 OXY Yes Against 03-May-13 Against Mngmt
  Elect Director Aziz Syriani 674599105 Against 15500 13-Mar-13 OXY Yes Against 03-May-13 Against Mngmt
  Advisory Vote to Ratify Named Executive Officers’ Compensation 674599105 For 15500 13-Mar-13 OXY Yes For 03-May-13 For Mngmt
  Ratify Audit 674599105 For 15500 13-Mar-13 OXY Yes For 03-May-13 For Mngmt
  Provide Right to Act by Written Consent 674599105 Against 15500 13-Mar-13 OXY Yes For 03-May-13 Against SH
Motorola Solutions, Inc. Elect Directors (7) 620076307 For 23800 08-Mar-13 MSI Yes For 06-May-13 For Mngmt
  Elect Director William Bratton 620076307 Against 23800 08-Mar-13 MSI Yes Against 06-May-13 Against Mngmt
  Elect Director Kenneth Dahlberg 620076307 Against 23800 08-Mar-13 MSI Yes Against 06-May-13 Against Mngmt
  Elect Director David Dorman 620076307 Against 23800 08-Mar-13 MSI Yes Against 06-May-13 Against Mngmt
  Advisory Vote to Ratify Named Executive Officers’ Compensation 620076307 Against 23800 08-Mar-13 MSI Yes Against 06-May-13 Against Mngmt
  Ratify Audit 620076307 For 23800 08-Mar-13 MSI Yes For 06-May-13 For Mngmt
  Encourage Suppliers to Produce Sustainability Reports 620076307 For 23800 08-Mar-13 MSI Yes Against 06-May-13 For SH
  Report on Political Contrabutions 620076307 Against 23800 08-Mar-13 MSI Yes For 06-May-13 Against SH

 

 
 

 

Ametek, Inc. Elect Directors (3) 031100100 For 35750 21-Mar-13 AME Yes For 08-May-13 For Mngmt
  Increase Authorized Common Stock 031100100 For 35750 21-Mar-13 AME Yes For 08-May-13 For Mngmt
  Advisory Vote to Ratify Named Executive Officers’ Compensation 031100100 For 35750 21-Mar-13 AME Yes For 08-May-13 For Mngmt
  Ratify Audit 031100100 For 35750 21-Mar-13 AME Yes For 08-May-13 For Mngmt
Actavis, Inc. Elect Directors (7) 00507K203 For 16600 15-Mar-13 ACT Yes For 10-May-13 For Mngmt
  Advisory Vote to Ratify Named Executive Officers’ Compensation 00507K203 For 16600 15-Mar-13 ACT Yes For 10-May-13 For Mngmt
  Ratify Audit 00507K203 For 16600 15-Mar-13 ACT Yes For 10-May-13 For Mngmt
  Stock Retention 00507K203 Against 16600 15-Mar-13 ACT Yes For 10-May-13 Against SH
Mattel, Inc. Elect Directors (11) 577081102 For 36620 15-Mar-13 MAT Yes For 10-May-13 For Mngmt
  Advisory Vote to Ratify Named Executive Officers’ Compensation 577081102 For 36620 15-Mar-13 MAT Yes For 10-May-13 For Mngmt
  Ratify Audit 577081102 For 36620 15-Mar-13 MAT Yes For 10-May-13 For Mngmt
  Require Independent Board Chairman 577081102 For 36620 15-Mar-13 MAT Yes Against 10-May-13 For SH
CF Industries Holdings, Inc. Elect Directors (3) 125269100 For 7300 25-Mar-13 CF yes For 14-May-13 For Mngmt
  Declassify the Board of Directors 125269100 For 7300 25-Mar-13 CF yes For 14-May-13 For Mngmt
  Advisory Vote to Ratify Named Executive Officers’ Compensation 125269100 For 7300 25-Mar-13 CF yes For 14-May-13 For Mngmt
  Ratify Audit 125269100 For 7300 25-Mar-13 CF yes For 14-May-13 For Mngmt
  Reduce Supermajority Vote Requirement 125269100 Against 7300 25-Mar-13 CF yes For 14-May-13 Against SH
  Adopt policy and Report on Board Diversity 125269100 Against 7300 25-Mar-13 CF yes For 14-May-13 Against SH
  Report on Sustainability 125269100 For 7300 25-Mar-13 CF yes Against 14-May-13 For SH
Westinghouse Air Brake Technologies Corporation Elect Directors (3) 929740108 For 15300 18-Mar-13 WAB Yes For 14-May-13 For Mngmt
  Advisory Vote to Ratify Named Executive Officers’ Compensation 929740108 For 15300 18-Mar-13 WAB Yes For 14-May-13 For Mngmt
  Increase Authorized Common Stock 929740108 For 15300 18-Mar-13 WAB Yes For 14-May-13 For Mngmt
  Ratify Audit 929740108 For 15300 18-Mar-13 WAB Yes For 14-May-13 For Mngmt
Ingredion Incorporated Elect Directors (10) 457187102 For 22200 19-Mar-13 INGR Yes For 15-May-13 For Mngmt
  Advisory Vote to Ratify Named Executive Officers’ Compensation 457187102 For 22200 19-Mar-13 INGR Yes For 15-May-13 For Mngmt
  Ratify Audit 457187102 For 22200 19-Mar-13 INGR Yes For 15-May-13 For Mngmt
Alaska Air Group, Inc. Elect Directors (11) 011659109 For 27000 22-Mar-13 ALK Yes For 21-May-13 For Mngmt
  Ratify Audit 011659109 For 27000 22-Mar-13 ALK Yes For 21-May-13 For Mngmt
  Advisory Vote to Ratify Named Executive Officers’ Compensation 011659109 For 27000 22-Mar-13 ALK Yes For 21-May-13 For Mngmt
  Pro-rata Vesting of Equity Awards 011659109 Against 27000 22-Mar-13 ALK Yes For 21-May-13 Against SH
JPMorgan Chase & Co. Elect Directors (8) 46625h100 For 29700 22-Mar-13 JPM Yes For 21-May-13 For Mngmt
  Elect Director Cote, Crown & Futter 46625h100 Against 29700 22-Mar-13 JPM Yes Against 21-May-13 Against Mngmt
  Ratify Audit 46625h100 For 29700 22-Mar-13 JPM Yes For 21-May-13 For Mngmt
  Advisory Vote to Ratify Named Executive Officers’ Compensation 46625h100 For 29700 22-Mar-13 JPM Yes For 21-May-13 For Mngmt
  Provide Right to Act by Written Consent 46625h100 For 29700 22-Mar-13 JPM Yes For 21-May-13 For Mngmt
  Amend Executive Incentive Bonus Plan 46625h100 For 29700 22-Mar-13 JPM Yes For 21-May-13 For Mngmt
  Require Independent Board Chairman 46625h100 Against 29700 22-Mar-13 JPM Yes For 21-May-13 Against SH
  Stock Retention/Holding Perid 46625h100 For 29700 22-Mar-13 JPM Yes Against 21-May-13 For SH
  Institute Procedures to Prevent Investments in Companies that Contribute to Genocide or Crimes Against Humanity 46625h100 For 29700 22-Mar-13 JPM Yes Against 21-May-13 For SH
  Report on Lobbying Payments and Policy 46625h100 Against 29700 22-Mar-13 JPM Yes For 21-May-13 Against SH
National Oilwell Varco, Inc. Elect Directors (6) 637071101 For 18900 01-Apr-13 NOV Yes For 22-May-13 For Mngmt
  Ratify Audit 637071101 For 18900 01-Apr-13 NOV Yes For 22-May-13 For Mngmt
  Advisory Vote to Ratify Named Executive Officers’ Compensation 637071101 For 18900 01-Apr-13 NOV Yes For 22-May-13 For Mngmt
  Amend Omnibus Stock Plan 637071101 For 18900 01-Apr-13 NOV Yes For 22-May-13 For Mngmt
  Approve Executive Incentive Bonus Plan 637071101 For 18900 01-Apr-13 NOV Yes For 22-May-13 For Mngmt
Omnicare, Inc. Elect Directors (9) 681904108 For 39800 28-Mar-13 OCR Yes For 22-May-13 For Mngmt
  Advisory Vote to Ratify Named Executive Officers’ Compensation 681904108 For 39800 28-Mar-13 OCR Yes For 22-May-13 For Mngmt
  Ratify Audit 681904108 For 39800 28-Mar-13 OCR Yes For 22-May-13 For Mngmt
Ross Stores, Inc. Elect Directors (6) 778296103 For 25880 26-Mar-13 ROST Yes For 22-May-13 For Mngmt
  Amend Omnibus Stock Plan 778296103 For 25880 26-Mar-13 ROST Yes For 22-May-13 For Mngmt
  Advisory Vote to Ratify Named Executive Officers’ Compensation 778296103 For 25880 26-Mar-13 ROST Yes For 22-May-13 For Mngmt
  Ratify Audit 778296103 For 25880 26-Mar-13 ROST Yes For 22-May-13 For Mngmt
The Travelers Companies, Inc. Elect Directors (11) 89417E109 For 18500 25-Mar-13 TRV Yes For 22-May-13 For Mngmt
  Ratify Audit 89417E109 For 18500 25-Mar-13 TRV Yes For 22-May-13 For Mngmt
  Advisory Vote to Ratify Named Executive Officers’ Compensation 89417E109 For 18500 25-Mar-13 TRV Yes For 22-May-13 For Mngmt
  Authorize New Class of Preferred Stock 89417E109 For 18500 25-Mar-13 TRV Yes For 22-May-13 For Mngmt
  Report on Political Contrabutions 89417E109 Against 18500 25-Mar-13 TRV Yes For 22-May-13 Against SH
Robert Half International, Inc. Elect Directors (6) 770323103 For 42000 05-Apr-13 RHI Yes For 23-May-13 For Mngmt
  Ratify Audit 770323103 For 42000 05-Apr-13 RHI Yes For 23-May-13 For Mngmt
  Amend Executive Incentive Bonus Plan 770323103 For 42000 05-Apr-13 RHI Yes For 23-May-13 For Mngmt
  Amend Omnibus Stock Plan 770323103 For 42000 05-Apr-13 RHI Yes For 23-May-13 For Mngmt
  Advisory Vote to Ratify Named Executive Officers’ Compensation 770323103 For 42000 05-Apr-13 RHI Yes For 23-May-13 For Mngmt
The Home Depot, Inc. Elect Directors (10) 437076102 For 21500 25-Mar-13 HD Yes For 23-May-13 For Mngmt
  Ratify Audit 437076102 For 21500 25-Mar-13 HD Yes For 23-May-13 For Mngmt
  Advisory Vote to Ratify Named Executive Officers’ Compensation 437076102 For 21500 25-Mar-13 HD Yes For 23-May-13 For Mngmt
  Approve Executive Incentive Bonus Plan 437076102 For 21500 25-Mar-13 HD Yes For 23-May-13 For Mngmt
  Amend Omnibus Stock Plan 437076102 For 21500 25-Mar-13 HD Yes For 23-May-13 For Mngmt
  Prepare Employment Diveristy Report 437076102 Against 21500 25-Mar-13 HD Yes For 23-May-13 Against SH
  Adopt Stormwater Run-off Management Policy 437076102 Against 21500 25-Mar-13 HD Yes Against 23-May-13 Against SH

 

 
 

 

Tupperware Brands Corporatiom Elect Directors (11) 899896104 For 19000 18-Mar-13 TUP Yes For 24-May-13 For Mngmt
  Advisory Vote to Ratify Named Executive Officers’ Compensation 899896104 Against 19000 18-Mar-13 TUP Yes Against 24-May-13 Against Mngmt
  Ratify Audit 899896104 For 19000 18-Mar-13 TUP Yes For 24-May-13 For Mngmt
East West Bancorp, Inc. Elect Directors (11) 27579R104 For 59500 29-Mar-13 EWBC Yes For 28-May-13 For Mngmt
  Ratify Audit 27579R104 For 59500 29-Mar-13 EWBC Yes For 28-May-13 For Mngmt
  Advisory Vote to Ratify Named Executive Officers’ Compensation 27579R104 Against 59500 29-Mar-13 EWBC Yes Against 28-May-13 Against Mngmt
Chevron Corporation Elect Directors (11) 166764100 For 12700 03-Apr-13 CVX Yes For 29-May-13 For Mngmt
  Ratify Audit 166764100 For 12700 03-Apr-13 CVX Yes For 29-May-13 For Mngmt
  Advisory Vote to Ratify Named Executive Officers’ Compensation 166764100 For 12700 03-Apr-13 CVX Yes For 29-May-13 For Mngmt
  Amend Omnibus Stock Plan 166764100 For 12700 03-Apr-13 CVX Yes For 29-May-13 For Mngmt
  Report on Management of Hydraulic Fracturing Risks and Opportunities 166764100 For 12700 03-Apr-13 CVX Yes Against 29-May-13 For SH
  Report on Offshore Oil Wells and Spill Mitigation Measures 166764100 For 12700 03-Apr-13 CVX Yes Against 29-May-13 For SH
  Report om Financial Risks of Climate Change 166764100 For 12700 03-Apr-13 CVX Yes Against 29-May-13 For SH
  Report on Lobbying Payments and Policy 166764100 Against 12700 03-Apr-13 CVX Yes For 29-May-13 Against SH
  Prohibit Political Contributions 166764100 For 12700 03-Apr-13 CVX Yes Against 29-May-13 For SH
  Provide for Cumulative Voting 166764100 Against 12700 03-Apr-13 CVX Yes For 29-May-13 Against SH
  Amend Articles/Bylaws/Charter - Call Special Meetings 166764100 Against 12700 03-Apr-13 CVX Yes For 29-May-13 Against SH
  Require Director Nominee with Environmental Expertise 166764100 Against 12700 03-Apr-13 CVX Yes For 29-May-13 Against SH
  Adpot Guidelines fo Country Selectiom 166764100 For 12700 03-Apr-13 CVX Yes Against 29-May-13 For SH
Exxon Mobil Corporation Elect Directors (13) 30231G102 For 16810 04-Apr-13 XOM Yes For 29-May-13 For Mngmt
  Ratify Audit 30231G102 For 16810 04-Apr-13 XOM Yes For 29-May-13 For Mngmt
  Advisory Vote to Ratify Named Executive Officers’ Compensation 30231G102 Against 16810 04-Apr-13 XOM Yes Against 29-May-13 Against Mngmt
  Require Independent Board Chairman 30231G102 Against 16810 04-Apr-13 XOM Yes For 29-May-13 Against SH
  Require a Majority Vote for the Election of Directors 30231G102 Against 16810 04-Apr-13 XOM Yes For 29-May-13 Against SH
  Limit Directors to a Maximum of Three Corad Memberships in Companies with Sales over $500 Million Annually 30231G102 For 16810 04-Apr-13 XOM Yes Against 29-May-13 For SH
  Report on Lobbying Payments & Policy 30231G102 Against 16810 04-Apr-13 XOM Yes For 29-May-13 Against SH
  Study Feasibility of Prohibiting Political Contributions 30231G102 For 16810 04-Apr-13 XOM Yes Against 29-May-13 For SH
  Adopt Sexual Orientation Anti-bias Policy 30231G102 For 16810 04-Apr-13 XOM Yes Against 29-May-13 For SH
  Report on Management of Hydraulic Fracturing Risks and Opportunities 30231G102 For 16810 04-Apr-13 XOM Yes Against 29-May-13 For SH
  Adopt Quantitative GHG Goals for Products and Operations 30231G102 For 16810 04-Apr-13 XOM Yes Against 29-May-13 For SH
priceline,com Incorporated Elect Directors (9) 741503403 For 2100 11-Apr-13 PCLN Yes For 06-Jun-13 For Mngmt
  Ratify Audit 741503403 For 2100 11-Apr-13 PCLN Yes For 06-Jun-13 For Mngmt
  Advisory Vote to Ratify Named Executive Officers’ Compensation 741503403 For 2100 11-Apr-13 PCLN Yes For 06-Jun-13 For Mngmt
  Amend Omnibus Stock Plan 741503403 For 2100 11-Apr-13 PCLN Yes For 06-Jun-13 For Mngmt
  Pro-rata Vesting of Equity Awards 741503403 Against 2100 11-Apr-13 PCLN Yes For 06-Jun-13 Against SH
Abercrombie & Fitch Co. Elect Directors (6) 002896207 For 31200 01-May-13 ANF Yes For 20-Jun-13 For Mngmt
  Advisory Vote to Ratify Named Executive Officers’ Compensation 002896207 Against 31200 01-May-13 ANF Yes Against 20-Jun-13 Against Mngmt
  Ratify Audit 002896207 For 31200 01-May-13 ANF Yes For 20-Jun-13 For Mngmt
  Pro-rata Vesting of Equity plans 002896207 Against 31200 01-May-13 ANF Yes For 20-Jun-13 Against SH
  Require Shareholder approval of specific performance metrics in Equity Compensation Plans 002896207 Against 31200 01-May-13 ANF Yes For 20-Jun-13 Against SH
The Kroger Co. Elect Directors (14) 501044101 For 45100 30-Apr-13 KR Yes For 27-Jun-13 For Mngmt
  Advisory Vote to Ratify Named Executive Officers’ Compensation 501044101 For 45100 30-Apr-13 KR Yes For 27-Jun-13 For Mngmt
  Ratify Audit 501044101 For 45100 30-Apr-13 KR Yes For 27-Jun-13 For Mngmt
  Report on Supply Chaine Human Rights Risks and Management 501044101 For 45100 30-Apr-13 KR Yes Against 27-Jun-13 For SH
  Require Independent Board Chairman 501044101 For 45100 30-Apr-13 KR Yes Against 27-Jun-13 For SH
  Report on Adopting Extended Producer Responsibility Policy 501044101 For 45100 30-Apr-13 KR Yes Against 27-Jun-13 For SH
  Adopt and Implememt Sustainable Palm Oil Policy 501044101 For 45100 30-Apr-13 KR Yes Against 27-Jun-13 For SH

 

 
 

SIGNATURES

Pursuant to the requirements of the Investment Company Act of 1940, the registrant has duly caused this report to be signed on its behalf by the undersigned, thereunto duly authorized.

   
Registrant DundeeWealth Funds
   
By (Signature and Title)* /s/ Amy Duling
  Amy Duling, President
  (principal executive officer)
   
Date August 20, 2013

*Print the name and title of each signing officer under his or her signature.