N-PX 1 f12-1905.htm N-PX FILING

 
UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
Washington, DC 20549
 
FORM N-PX
 
ANNUAL REPORT OF PROXY VOTING RECORD OF REGISTERED MANAGEMENT INVESTMENT COMPANY
 
Investment Company Act file number  811-21913

 

DundeeWealth Funds
(Exact name of registrant as specified in charter)
 
1160 West Swedesford Road, Suite 140
Berwyn, PA 19312
(Address of principal executive offices) (Zip code)
 
Amy Duling
DundeeWealth US, LP
1160 West Swedesford Road, Suite 140
Berwyn, PA 19312
(Name and address of agent for service)

Registrant’s telephone number, including area code:  610-854-0900

Date of fiscal year end:  September 30

Date of reporting period:  July 1, 2011 – June 30, 2012

Form N-PX is to be used by a registered management investment company, other than a small business investment company registered on Form N-5 (§§ 239.24 and 274.5 of this chapter), to file reports with the Commission, not later than August 31 of each year, containing the registrant’s proxy voting record for the most recent twelve-month period ended June 30, pursuant to section 30 of the Investment Company Act of 1940 and rule 30b1-4 thereunder (17 CFR 270.30b1-4). The Commission may use the information provided on Form N-PX in its regulatory, disclosure review, inspection, and policymaking roles.

A registrant is required to disclose the information specified by Form N-PX, and the Commission will make this information public. A registrant is not required to respond to the collection of information contained in Form N-PX unless the Form displays a currently valid Office of Management and Budget (“OMB”) control number. Please direct comments concerning the accuracy of the information collection burden estimate and any suggestions for reducing the burden to the Secretary, Securities and Exchange Commission, 100 F Street, NE, Washington, DC 20549. The OMB has reviewed this collection of information under the clearance requirements of 44 U.S.C. § 3507.

 
 

PROXY VOTING RECORD

FOR PERIOD JULY 1, 2011 TO JUNE 30, 2012

 

The Dynamic Energy Fund, Dynamic Global Growth Fund, Dynamic Natural Resources Fund, Dynamic U.S. Value Fund and Dynamic World Growth Fund have not yet commenced investment operations. Accordingly, there were no matters relating to a portfolio security considered at any shareholder meeting held during the period covered by this report on Form N-PX with respect to which these Funds were entitled to vote.


Dynamic Canadian Value Fund
 
  RESEARCH IN MOTION LIMITED, WATERLOO ON
  Security   760975102         Meeting Type Annual General Meeting
  Ticker Symbol             Meeting Date 12-Jul-2011  
  ISIN   CA7609751028         Agenda 703174146 - Management
  Record Date   17-May-2011         Holding Recon Date 17-May-2011  
  City /  Country   ONTARIO / Canada   Vote Deadline Date 06-Jul-2011  
  SEDOL(s)   2117265 - 2407320 - 5749665 - B0CRGL1 -
B2RFJS2 - B457MS5		 Quick Code    
                                         
  Item Proposal     Type Vote For/Against
Management		    
  1.1   Election of Director: James L. Balsillie   Management For For    
  1.2   Election of Director: Mike Lazaridis   Management For For    
  1.3   Election of Director: David Kerr   Management For For    
  1.4   Election of Director: Claudia Kotchka   Management For For    
  1.5   Election of Director: Roger Martin   Management For For    
  1.6   Election of Director: John Richardson   Management For For    
  1.7   Election of Director: Barbara Stymiest   Management For For    
  1.8   Election of Director: Antonio Viana-Baptista   Management For For    
  1.9   Election of Director: John Wetmore   Management For For    
  2     Resolution approving the re-appointment of the
auditors of the Company and authorizing the
Board of Directors to fix the auditors'
remuneration		   Management For For    
  3     PLEASE NOTE THAT THIS RESOLUTION IS A
SHAREHOLDER PROPOSAL: The Board of
Directors adopt a policy on corporate governance
that divides the role of Chair of the Board of
Directors (Chair) from the position of Chief
Executive Officer (CEO), and to amend any
bylaws to reflect that the Chair is to be an
independent Board member. The policy should
describe how the selection of a Chair will occur
between annual meetings of shareholders should
the Chair's status as independent cease during
this period. The policy can allow for a non-
independent director to serve as Chair only when
no independent director is available or willing to
serve in the position. The policy should be
adopted prior to December 31, 2011		   Shareholder Against For    
  SOUTHERN PAC RESOURCE CORP
  Security   84359Y106         Meeting Type Annual General Meeting
  Ticker Symbol             Meeting Date 24-Nov-2011  
  ISIN   CA84359Y1060         Agenda 703417089 - Management
  Record Date   20-Oct-2011         Holding Recon Date 20-Oct-2011  
  City / Country   ALBERTA / Canada   Vote Deadline Date 18-Nov-2011  
  SEDOL(s)   B10KXS5 - B10QNZ0 - B23D559 Quick Code    
                                         
  Item Proposal     Type Vote For/Against
Management		    
  1     Fixing the number of directors to be elected at
the Meeting at eight		   Management For For    
  2.a   The election of Byron Lutes as director of the
Corporation		   Management For For    
  2.b   The election of David M. Antony as director of the
Corporation		   Management For For    
  2.c   The election of Jon P. Clark as director of the
Corporation		   Management For For    
  2.d   The election of J. Ward Mallabone as director of
the Corporation		   Management For For    
  2.e   The election of Tibor Fekete as director of the
Corporation		   Management For For    
  2.f   The election of Sid W. Dykstra as director of the
Corporation		   Management For For    
  2.g   The election of Kenneth N. Cullen as director of
the Corporation		   Management For For    
  2.h   The election of Ross D.S. Douglas as director of
the Corporation		   Management For For    
  3     The appointment of Deloitte & Touche LLP,
Chartered Accountants, as auditors of the
Corporation for the ensuing year and the
authorization of the directors to fix their
remuneration as such		   Management For For    
  4     At the discretion of the said proxyholders, upon
any amendment or variation of the above matters
or any other matter that may be properly brought
before the Meeting or any adjournment thereof in
such manner as such proxy, in such
proxyholder's sole judgment, may determine		   Management Abstain For    

 

 
 

 

Dynamic Contrarian Advantage Fund  
   
  CIE FINANCIERE RICHEMONT SA, GENEVE  
  Security   H25662158         Meeting Type Annual General Meeting  
  Ticker Symbol             Meeting Date 07-Sep-2011    
  ISIN   CH0045039655         Agenda 703203303 - Management  
  Record Date             Holding Recon Date 02-Sep-2011    
  City /  Country   GENEVA / Switzerland Blocking Vote Deadline Date 29-Aug-2011    
  SEDOL(s)   B3DCZF3 - B3DXTW1 - B3F1L94 -
B3F8WR0		 Quick Code      
                                               
  Item Proposal     Type Vote For/Against
Management		      
  1.1   The Board of Directors proposes that the General
Meeting, having taken note of the reports of the
auditors, approve the consolidated financial
statements of the Group, the financial statements
of the Company and the directors' report for the
business year ended 31 March 2011		   Management Did Not Vote        
  1.2   The Board of Directors proposes that the 2011
compensation report as per pages 46 to 51 of the
Annual Report and Accounts 2011 be ratified
(non-binding consultative vote)		   Management Did Not Vote        
  2     Appropriation of profits: At 31 March 2011, the
retained earnings available for distribution
amounted to CHF 1 840 684 549. The Board of
Directors proposes that a dividend of CHF 0.45
be paid per Richemont share. This is equivalent
to CHF 0.450 per 'A' bearer share in the
Company and CHF 0.045 per 'B' registered share
in the Company. This represents a total dividend
payable of CHF 258 390 000, subject to a waiver
by Richemont Employee Benefits Limited, a
wholly owned subsidiary, of its entitlement to
receive dividends on an estimated 28 million
Richemont 'A' shares held in treasury. The Board
of Directors proposes that the remaining
available retained earnings of the Company at 31
March 2011 after payment of the dividend be
carried forward to the following business year		   Management Did Not Vote        
  3     Discharge of the Board of Directors: The Board of
Directors proposes that its members be
discharged from their obligations in respect of the
business year ended 31 March 2011		   Management Did Not Vote        
  4.1   To re-elect Johann Rupert as a board of director
to serve for a term of one year		   Management Did Not Vote        
  4.2   To re-elect Dr Franco Cologni as a board of
director to serve for a term of one year		   Management Did Not Vote        
  4.3   To re-elect Lord Douro as a board of director to
serve for a term of one year		   Management Did Not Vote        
  4.4   To re-elect Yves-Andre Istel as a board of
director to serve for a term of one year		   Management Did Not Vote        
  4.5   To re-elect Richard Lepeu as a board of director
to serve for a term of one year		   Management Did Not Vote        
  4.6   To re-elect Ruggero Magnoni as a board of
director to serve for a term of one year		   Management Did Not Vote        
  4.7   To re-elect Josua Malherbe as a board of director
to serve for a term of one year		   Management Did Not Vote        
  4.8   To re-elect Simon Murray as a board of director
to serve for a term of one year		   Management Did Not Vote        
  4.9   To re-elect Dr Frederick Mostert as a board of
director to serve for a term of one year		   Management Did Not Vote        
  4.10  To re-elect Alain Dominique Perrin as a board of
director to serve for a term of one year		   Management Did Not Vote        
  4.11  To re-elect Guillaume Pictet as a board of
director to serve for a term of one year		   Management Did Not Vote        
  4.12  To re-elect Norbert Platt as a board of director to
serve for a term of one year		   Management Did Not Vote        
  4.13  To re-elect Alan Quasha as a board of director to
serve for a term of one year		   Management Did Not Vote        
  4.14  To re-elect Lord Renwick of Clifton as a board of
director to serve for a term of one year		   Management Did Not Vote        
  4.15  To re-elect Dominique Rochat as a board of
director to serve for a term of one year		   Management Did Not Vote        
  4.16  To re-elect Jan Rupert as a board of director to
serve for a term of one year		   Management Did Not Vote        
  4.17  To re-elect Gary Saage as a board of director to
serve for a term of one year		   Management Did Not Vote        
  4.18  To re-elect Jurgen Schrempp as a board of
director to serve for a term of one year		   Management Did Not Vote        
  4.19  To re-elect Martha Wikstrom as a board of
director to serve for a term of one year		   Management Did Not Vote        
  4.20  The Board further proposes that Maria Ramos be
elected to the Board for a term of one year: her
biographical details are to be found on page 40 of
the Annual Report and Accounts 2011		   Management Did Not Vote        
  5     The Board of Directors proposes that
PricewaterhouseCoopers be reappointed for a
further term of one year as auditors of the
Company		   Management Did Not Vote        

 
 

 

  ISRAEL CHEMICALS LTD  
  Security   M5920A109         Meeting Type ExtraOrdinary General Meeting  
  Ticker Symbol             Meeting Date 05-Oct-2011    
  ISIN   IL0002810146         Agenda 703326707 - Management  
  Record Date   06-Sep-2011         Holding Recon Date 06-Sep-2011    
  City / Country   TEL-AVIV / Israel   Vote Deadline Date 27-Sep-2011    
  SEDOL(s)   6455530 - 6460211 - B020267 Quick Code      
                                               
  Item Proposal     Type Vote For/Against
Management		      
  1     Discussion of the financial statements and
directors' report for 2010		   Management For For      
  2     Re-appointment of accountant auditors and
report as to their fees		   Management For For      
  3.1   Re-appointment of N. Gilad as an officiating
director until the next AGM. His remuneration as
well as liability exemption, insurance and
indemnity will remain without change as
approved by a previous general meeting		   Management For For      
  3.2   Re-appointment of Y. Rosen as an officiating
director until the next AGM. His remuneration as
well as liability exemption, insurance and
indemnity will remain without change as
approved by a previous general meeting		   Management For For      
  3.3   Re-appointment of C. Erez as an officiating
director until the next AGM. His remuneration as
well as liability exemption, insurance and
indemnity will remain without change as
approved by a previous general meeting		   Management For For      
  3.4   Re-appointment of M. Vidman as an officiating
director until the next AGM. His remuneration as
well as liability exemption, insurance and
indemnity will remain without change as
approved by a previous general meeting		   Management For For      
  3.5   Re-appointment of A. Paz as an officiating
director until the next AGM. His remuneration as
well as liability exemption, insurance and
indemnity will remain without change as
approved by a previous general meeting		   Management For For      
  3.6   Re-appointment of E. Sarig as an officiating
director until the next AGM. His remuneration as
well as liability exemption, insurance and
indemnity will remain without change as
approved by a previous general meeting		   Management For For      
  3.7   Re-appointment of A. Shochat as an officiating
director until the next AGM. his remuneration as
well as liability exemption, insurance and
indemnity will remain without change as
approved by a previous general meeting		   Management For For      
  3.8   Re-appointment of V. Medina as an officiating
director until the next AGM. His remuneration as
well as liability exemption, insurance and
indemnity will remain without change as
approved by a previous general meeting		   Management For For      
  4     Appointment of O. Eli as a director   Management For For      
  5     Issue to O. Eli of an undertaking for liability
exemption and indemnity and inclusion in D and
O insurance cover		   Management For For      
  6     Appointment of J. Dior as an external director for
a statutory 3 year period		   Management For For      
  7     Approval of annual remuneration and meeting
attendance fees for J. Dior in the amounts
permitted by law and issue to him of an
undertaking for liability exemption and indemnity
and inclusion in D and O insurance cover		   Management For For      
  8     Amendment of the provisions of the articles so as
to include recent changes to Israel law including
provisions to d and o liability insurance and
indemnity the aggregate amount of all
indemnities is not limited in amount by the
articles		   Management For For      
  9     Subject to amendment of the articles as above,
corresponding amendment of the company's
approved from of liability exemption and
indemnity undertakings of those d and o who are
officers of the owner of control, limited in the
aggregate to USD 300 Million		   Management For For      
  10    As in 9 above with regard to D and O who are not
officers of the owner of control		   Management For For      
  11    Renewal of the management agreement by
which the owner of control manages the
company for an additional 3 years on the same
terms: USD 3.5 Million a year		   Management For For      

 

 
 

 

  ORACLE CORPORATION  
  Security   68389X105         Meeting Type Annual    
  Ticker Symbol   ORCL                    Meeting Date 12-Oct-2011    
  ISIN   US68389X1054         Agenda 933499813 - Management  
  Record Date   15-Aug-2011         Holding Recon Date 15-Aug-2011    
  City / Country   REDWOOD CITY / United States   Vote Deadline Date 11-Oct-2011    
  SEDOL(s)     Quick Code      
                                               
  Item Proposal     Type Vote For/Against
Management		      
  1     DIRECTOR   Management                
      1 JEFFREY S. BERG     For For      
      2 H. RAYMOND BINGHAM     For For      
      3 MICHAEL J. BOSKIN     For For      
      4 SAFRA A. CATZ     For For      
      5 BRUCE R. CHIZEN     For For      
      6 GEORGE H. CONRADES     For For      
      7 LAWRENCE J. ELLISON     For For      
      8 HECTOR GARCIA-MOLINA     For For      
      9 JEFFREY O. HENLEY     For For      
      10 MARK V. HURD     For For      
      11 DONALD L. LUCAS     For For      
      12 NAOMI O. SELIGMAN     For For      
  2     ADVISORY VOTE ON EXECUTIVE
COMPENSATION.		   Management For For      
  3     ADVISORY VOTE ON THE FREQUENCY OF
FUTURE VOTES RELATING TO EXECUTIVE
COMPENSATION.		   Management No Action        
  4     PROPOSAL TO RATIFY THE APPOINTMENT
OF ERNST & YOUNG AS THE INDEPENDENT
PUBLIC ACCOUNTING FIRM FOR FISCAL
2012.		   Management For For      
  5     ACT ON A STOCKHOLDER PROPOSAL
REGARDING EQUITY RETENTION.		   Shareholder Against For      
  BRINKER INTERNATIONAL, INC.  
  Security   109641100         Meeting Type Annual    
  Ticker Symbol   EAT                     Meeting Date 03-Nov-2011    
  ISIN   US1096411004         Agenda 933507521 - Management  
  Record Date   09-Sep-2011         Holding Recon Date 09-Sep-2011    
  City / Country   DALLAS / United States   Vote Deadline Date 02-Nov-2011    
  SEDOL(s)     Quick Code      
                                               
  Item Proposal     Type Vote For/Against
Management		      
  01    DIRECTOR   Management                
      1 DOUGLAS H. BROOKS     For For      
      2 DAVID DENO     For For      
      3 JOSEPH M. DEPINTO     For For      
      4 MICHAEL J. DIXON     For For      
      5 HARRIET EDELMAN     For For      
      6 JON L. LUTHER     For For      
      7 JOHN W. MIMS     For For      
      8 GEORGE R. MRKONIC     For For      
      9 ROSENDO G. PARRA     For For      
      10 CECE SMITH     For For      
  02    THE RATIFICATION OF THE APPOINTMENT
OF KPMG LLP AS OUR INDEPENDENT
AUDITORS FOR THE FISCAL 2012 YEAR.		   Management For For      
  03    TO APPROVE, BY NON-BINDING VOTE,
EXECUTIVE COMPENSATION.		   Management For For      
  04    TO RECOMMEND, BY NON-BINDING VOTE,
THE FREQUENCY OF EXECUTIVE
COMPENSATION VOTES.		   Management 1 Year For      
  AMERICAN TOWER CORPORATION  
  Security   029912201         Meeting Type Special   
  Ticker Symbol   AMT                     Meeting Date 29-Nov-2011    
  ISIN   US0299122012         Agenda 933516037 - Management  
  Record Date   03-Oct-2011         Holding Recon Date 03-Oct-2011    
  City / Country   BOSTON / United States   Vote Deadline Date 28-Nov-2011    
  SEDOL(s)     Quick Code      
                                               
  Item Proposal     Type Vote For/Against
Management		      
  01    PROPOSAL TO ADOPT THE AGREEMENT
AND PLAN OF MERGER, DATED AS OF
AUGUST 24, 2011, BETWEEN AMERICAN
TOWER CORPORATION AND AMERICAN
TOWER REIT, INC., WHICH IS PART OF THE
REORGANIZATION OF AMERICAN TOWER'S
OPERATIONS THROUGH WHICH AMERICAN
TOWER INTENDS TO QUALIFY AS A REIT
FOR FEDERAL INCOME TAX PURPOSES.		   Management For For      
  02    PROPOSAL TO PERMIT THE BOARD OF
DIRECTORS OF AMERICAN TOWER
CORPORATION TO ADJOURN THE SPECIAL
MEETING, IF NECESSARY, TO SOLICIT
ADDITIONAL PROXIES IN THE EVENT THAT
THERE ARE NOT SUFFICIENT VOTES AT THE
ORIGINALLY SCHEDULED TIME OF THE
SPECIAL MEETING TO APPROVE PROPOSAL
1.		   Management For For      

 

 
 

 

  COSTCO WHOLESALE CORPORATION  
  Security   22160K105         Meeting Type Annual    
  Ticker Symbol   COST                    Meeting Date 26-Jan-2012    
  ISIN   US22160K1051         Agenda 933536344 - Management  
  Record Date   21-Nov-2011         Holding Recon Date 21-Nov-2011    
  City / Country   ISSAQUAH / United States   Vote Deadline Date 25-Jan-2012    
  SEDOL(s)     Quick Code      
                                               
  Item Proposal     Type Vote For/Against
Management		      
  01    DIRECTOR   Management                
      1 JAMES D. SINEGAL     For For      
      2 JEFFREY H. BROTMAN     For For      
      3 RICHARD A. GALANTI     For For      
      4 DANIEL J. EVANS     For For      
      5 JEFFREY S. RAIKES     For For      
  02    RATIFICATION OF SELECTION OF
INDEPENDENT AUDITORS.		   Management For For      
  03    AMENDMENT OF COMPANY'S FIFTH
RESTATED STOCK INCENTIVE PLAN.		   Management For For      
  04    APPROVAL, ON AN ADVISORY BASIS, OF
EXECUTIVE COMPENSATION.		   Management For For      
  VISA INC.  
  Security   92826C839         Meeting Type Annual    
  Ticker Symbol   V                       Meeting Date 31-Jan-2012    
  ISIN   US92826C8394         Agenda 933536205 - Management  
  Record Date   05-Dec-2011         Holding Recon Date 05-Dec-2011    
  City / Country   SAN FRANCISCO / United States   Vote Deadline Date 30-Jan-2012    
  SEDOL(s)     Quick Code      
                                               
  Item Proposal     Type Vote For/Against
Management		      
  1A    ELECTION OF DIRECTOR: GARY P.
COUGHLAN		   Management For For      
  1B    ELECTION OF DIRECTOR: MARY B.
CRANSTON		   Management For For      
  1C    ELECTION OF DIRECTOR: FRANCISCO
JAVIER FERNANDEZ-CARBAJAL		   Management For For      
  1D    ELECTION OF DIRECTOR: ROBERT W.
MATSCHULLAT		   Management For For      
  1E    ELECTION OF DIRECTOR: CATHY E.
MINEHAN		   Management For For      
  1F    ELECTION OF DIRECTOR: SUZANNE NORA
JOHNSON		   Management For For      
  1G    ELECTION OF DIRECTOR: DAVID J. PANG   Management For For      
  1H    ELECTION OF DIRECTOR: JOSEPH W.
SAUNDERS		   Management For For      
  1I    ELECTION OF DIRECTOR: WILLIAM S.
SHANAHAN		   Management For For      
  1J    ELECTION OF DIRECTOR: JOHN A.
SWAINSON		   Management For For      
  02    TO APPROVE, ON AN ADVISORY BASIS, THE
COMPENSATION OF THE COMPANY'S
NAMED EXECUTIVE OFFICERS.		   Management For For      
  03    TO APPROVE THE VISA INC. 2007 EQUITY
INCENTIVE COMPENSATION PLAN, AS
AMENDED AND RESTATED.		   Management For For      
  04    TO RATIFY THE APPOINTMENT OF KPMG LLP
AS THE COMPANY'S INDEPENDENT
REGISTERED PUBLIC ACCOUNTING FIRM
FOR FISCAL YEAR 2012.		   Management For For      

 

 
 

 

  ACCENTURE PLC  
  Security   G1151C101         Meeting Type Annual    
  Ticker Symbol   ACN                     Meeting Date 09-Feb-2012    
  ISIN   IE00B4BNMY34         Agenda 933540343 - Management  
  Record Date   12-Dec-2011         Holding Recon Date 12-Dec-2011    
  City / Country   DUBLIN / Ireland   Vote Deadline Date 08-Feb-2012    
  SEDOL(s)     Quick Code      
                                               
  Item Proposal     Type Vote For/Against
Management		      
  01    ACCEPTANCE, IN A NON-BINDING VOTE, OF
THE FINANCIAL STATEMENTS FOR THE
TWELVE MONTH PERIOD ENDED AUGUST
31, 2011 AS PRESENTED		   Management For For      
  2A    RE-APPOINTMENT OF DIRECTOR: DINA
DUBLON		   Management For For      
  2B    RE-APPOINTMENT OF DIRECTOR: WILLIAM
D. GREEN		   Management For For      
  2C    RE-APPOINTMENT OF DIRECTOR: NOBUYUKI
IDEI		   Management For For      
  2D    RE-APPOINTMENT OF DIRECTOR: MARJORIE
MAGNER		   Management For For      
  03    RATIFICATION, IN A NON-BINDING VOTE, OF
APPOINTMENT OF KPMG AS INDEPENDENT
AUDITORS FOR THE 2012 FISCAL YEAR AND
AUTHORIZATION, IN A BINDING VOTE, OF
THE BOARD, ACTING THROUGH THE AUDIT
COMMITTEE, TO DETERMINE KPMG'S
REMUNERATION		   Management For For      
  04    APPROVAL, IN A NON-BINDING VOTE, OF
THE COMPENSATION OF THE NAMED
EXECUTIVE OFFICERS		   Management For For      
  05    APPROVAL OF AMENDMENTS TO
ACCENTURE PLC'S ARTICLES OF
ASSOCIATION TO PROVIDE FOR THE
PHASED-IN DECLASSIFICATION OF THE
BOARD, BEGINNING IN 2013		   Management For For      
  06    AUTHORIZATION TO HOLD THE 2013
ANNUAL GENERAL MEETING OF
SHAREHOLDERS OF ACCENTURE PLC AT A
LOCATION OUTSIDE OF IRELAND		   Management For For      
  07    AUTHORIZATION OF ACCENTURE TO MAKE
OPEN-MARKET PURCHASES OF
ACCENTURE PLC CLASS A ORDINARY
SHARES		   Management For For      
  08    DETERMINATION OF THE PRICE RANGE AT
WHICH ACCENTURE PLC CAN RE-ISSUE
SHARES THAT IT ACQUIRES AS TREASURY
STOCK		   Management For For      
  APPLE INC.  
  Security   037833100         Meeting Type Annual    
  Ticker Symbol   AAPL                    Meeting Date 23-Feb-2012    
  ISIN   US0378331005         Agenda 933542474 - Management  
  Record Date   27-Dec-2011         Holding Recon Date 27-Dec-2011    
  City / Country   CUPERTINO / United States   Vote Deadline Date 22-Feb-2012    
  SEDOL(s)     Quick Code      
                                               
  Item Proposal     Type Vote For/Against
Management		      
  1     DIRECTOR   Management                
      1 WILLIAM V. CAMPBELL     For For      
      2 TIMOTHY D. COOK     For For      
      3 MILLARD S. DREXLER     For For      
      4 AL GORE     For For      
      5 ROBERT A. IGER     For For      
      6 ANDREA JUNG     For For      
      7 ARTHUR D. LEVINSON     For For      
      8 RONALD D. SUGAR     For For      
  2     RATIFICATION OF THE APPOINTMENT OF
ERNST & YOUNG LLP AS THE COMPANY'S
INDEPENDENT REGISTERED PUBLIC
ACCOUNTING FIRM FOR 2012.		   Management For For      
  3     ADVISORY VOTE ON EXECUTIVE
COMPENSATION.		   Management For For      
  04    A SHAREHOLDER PROPOSAL ENTITLED
"CONFLICT OF INTEREST REPORT"		   Shareholder Against For      
  05    A SHAREHOLDER PROPOSAL ENTITLED
"SHAREHOLDER SAY ON DIRECTOR PAY"		   Shareholder Against For      
  06    A SHAREHOLDER PROPOSAL ENTITLED
"REPORT ON POLITICAL CONTRIBUTIONS
AND EXPENDITURES"		   Shareholder Against For      
  07    A SHAREHOLDER PROPOSAL ENTITLED
"ADOPT A MAJORITY VOTING STANDARD
FOR DIRECTOR ELECTIONS"		   Shareholder Against For      

 

 
 

 

  NATIONAL BANK OF CANADA, MONTREAL QC  
  Security   633067103         Meeting Type Annual General Meeting  
  Ticker Symbol             Meeting Date 04-Apr-2012    
  ISIN   CA6330671034         Agenda 703633594 - Management  
  Record Date   17-Feb-2012         Holding Recon Date 17-Feb-2012    
  City / Country   MONTREAL / Canada   Vote Deadline Date 29-Mar-2012    
  SEDOL(s)   2077303 - 2239686 - 4059923 Quick Code      
                                               
  Item Proposal     Type Vote For/Against
Management		      
  1.01  Election of Director: Maryse Bertrand   Management For For      
  1.02  Election of Director: Lawrence S. Bloomberg   Management For For      
  1.03  Election of Director: Andre Caille   Management For For      
  1.04  Election of Director: Gerard Coulombe   Management For For      
  1.05  Election of Director: Bernard Cyr   Management For For      
  1.06  Election of Director: Gillian H. Denham   Management For For      
  1.07  Election of Director: Jean Douville   Management For For      
  1.08  Election of Director: Paul Gobeil   Management For For      
  1.09  Election of Director: Jean Houde   Management For For      
  1.10  Election of Director: Louise Laflamme   Management For For      
  1.11  Election of Director: Roseann Runte   Management For For      
  1.12  Election of Director: Lino A. Saputo, Jr   Management For For      
  1.13  Election of Director: Pierre Thabet   Management For For      
  1.14  Election of Director: Louis Vachon   Management For For      
  2     Advisory resolution to accept the approach taken
by the Bank's Board of Directors with respect to
executive compensation		   Management For For      
  3     Appointment of Samson Belair/Deloitte & Touche
s.e.n.c.r.l. as independent auditor		   Management For For      
  4     Amendment to the Bank's Stock Option Plan -
Replenishment of the number of Common
Shares reserved for the Bank's Stock Option Plan		   Management For For      
  5     PLEASE NOTE THAT THIS RESOLUTION IS A
SHAREHOLDER PROPOSAL: That executives
only be allowed to exercise their options following
a waiting period if certain measurable,
quantifiable objectives have been met, such as
growth in earnings per share, return on
shareholders' equity, and other non-financial
indicators deemed appropriate by the
compensation committee		   Shareholder Against For      
  6     PLEASE NOTE THAT THIS RESOLUTION IS A
SHAREHOLDER PROPOSAL: That such a
comparison be presented for the CEO and the
organization's four other highest paid executives.
The indicators used to measure the performance
of the organization should be aspects over which
the executives' decisions can have an impact.
Variable compensation represents the largest
part of executives' total compensation.
Shareholders must be able to assess whether
such variable compensation is justified by the
organization's relative financial and nonfinancial
performance		   Shareholder Against For      
  7     PLEASE NOTE THAT THIS RESOLUTION IS A
SHAREHOLDER PROPOSAL: That this
information be disclosed so that shareholders
can be assured that the work of compensation
consultants is objective and free of conflicts of
interest		   Shareholder Against For      
  8     PLEASE NOTE THAT THIS RESOLUTION IS A
SHAREHOLDER PROPOSAL: That the conduct
review and corporate governance committee take
measures to reassure shareholders on this issue
by creating a separate risk management
committee		   Shareholder Against For      
  TOD'S SPA, SANT'ELPIDIO A MARE (AP)  
  Security   T93619103         Meeting Type Annual General Meeting  
  Ticker Symbol             Meeting Date 19-Apr-2012    
  ISIN   IT0003007728         Agenda 703671102 - Management  
  Record Date   10-Apr-2012         Holding Recon Date 10-Apr-2012    
  City / Country   SANT'ELPIDIO A MARE / Italy   Vote Deadline Date 12-Apr-2012    
  SEDOL(s)   4643735 - 4733766 - B020SG9 - B28MWK5 Quick Code      
                                               
  Item Proposal     Type Vote For/Against
Management		      
  1     Balance sheet as of 31-Dec-2011, board of
directors report on management activity, internal
and external auditors reports, proposal of profit
allocation, resolutions related there to		   Management For For      
  2     To authorize the purchase and sale of own
shares as per Article 2357 et seq of the Italian
Civil Code and as per Article 132 of the
Legislative Decree N. 58 of 24-Feb-1998 upon
revoking the authorisation given by the meeting
held on 20-Apr-2011 for the unexecuted portion,
resolutions related there to		   Management For For      
  3     Rewarding reports as per article 123-ter of the
Legislative Decree N.58 of 24-Feb-1998,
resolutions related there to		   Management For For      
  4     To appoint the board of directors for the triennium
2012-2014 upon stating members' number, to
state emolument, resolutions related there to		   Management For For      
  5     To integrate internal auditors, resolutions related
there to		   Management For For      
  6     To appoint an external auditor for financial years
2012-2020 and to state related emolument,
resolutions related there to		   Management For For      

 

 
 

 

  INTERNATIONAL BUSINESS MACHINES CORP.  
  Security   459200101         Meeting Type Annual    
  Ticker Symbol   IBM                     Meeting Date 24-Apr-2012    
  ISIN   US4592001014         Agenda 933564204 - Management  
  Record Date   24-Feb-2012         Holding Recon Date 24-Feb-2012    
  City / Country   ARMONK / United States   Vote Deadline Date 23-Apr-2012    
  SEDOL(s)     Quick Code      
                                               
  Item Proposal     Type Vote For/Against
Management		      
  1A    ELECTION OF DIRECTOR: A. J. P. BELDA   Management For For      
  1B    ELECTION OF DIRECTOR: W. R. BRODY   Management For For      
  1C    ELECTION OF DIRECTOR: K. I. CHENAULT   Management For For      
  1D    ELECTION OF DIRECTOR: M. L. ESKEW   Management For For      
  1E    ELECTION OF DIRECTOR: D. N. FARR   Management For For      
  1F    ELECTION OF DIRECTOR: S. A. JACKSON   Management For For      
  1G    ELECTION OF DIRECTOR: A. N. LIVERIS   Management For For      
  1H    ELECTION OF DIRECTOR: W. J. MCNERNEY,
JR.		   Management For For      
  1I    ELECTION OF DIRECTOR: J. W. OWENS   Management For For      
  1J    ELECTION OF DIRECTOR: S. J. PALMISANO   Management For For      
  1K    ELECTION OF DIRECTOR: V. M. ROMETTY   Management For For      
  1L    ELECTION OF DIRECTOR: J. E. SPERO   Management For For      
  1M    ELECTION OF DIRECTOR: S. TAUREL   Management For For      
  1N    ELECTION OF DIRECTOR: L. H. ZAMBRANO   Management For For      
  02    RATIFICATION OF APPOINTMENT OF
INDEPENDENT REGISTERED PUBLIC
ACCOUNTING FIRM (PAGE 71)		   Management For For      
  03    ADVISORY VOTE ON EXECUTIVE
COMPENSATION (PAGE 72)		   Management For For      
  04    STOCKHOLDER PROPOSAL ON CUMULATIVE
VOTING (PAGE 73)		   Shareholder Against For      
  05    STOCKHOLDER PROPOSAL TO REVIEW
POLITICAL CONTRIBUTIONS - TRADE
ASSOCIATIONS POLICY (PAGE 74)		   Shareholder Against For      
  06    STOCKHOLDER PROPOSAL FOR
DISCLOSURE OF LOBBYING POLICIES AND
PRACTICES (PAGE 75)		   Shareholder Against For      
  THE COCA-COLA COMPANY  
  Security   191216100         Meeting Type Annual    
  Ticker Symbol   KO                      Meeting Date 25-Apr-2012    
  ISIN   US1912161007         Agenda 933558035 - Management  
  Record Date   27-Feb-2012         Holding Recon Date 27-Feb-2012    
  City / Country   ATLANTA / United States   Vote Deadline Date 24-Apr-2012    
  SEDOL(s)     Quick Code      
                                               
  Item Proposal     Type Vote For/Against
Management		      
  1A.   ELECTION OF DIRECTOR: HERBERT A.
ALLEN		   Management For For      
  1B.   ELECTION OF DIRECTOR: RONALD W. ALLEN   Management For For      
  1C.   ELECTION OF DIRECTOR: HOWARD G.
BUFFETT		   Management For For      
  1D.   ELECTION OF DIRECTOR: RICHARD M.
DALEY		   Management For For      
  1E.   ELECTION OF DIRECTOR: BARRY DILLER   Management For For      
  1F.   ELECTION OF DIRECTOR: EVAN G.
GREENBERG		   Management For For      
  1G.   ELECTION OF DIRECTOR: ALEXIS M.
HERMAN		   Management For For      
  1H.   ELECTION OF DIRECTOR: MUHTAR KENT   Management For For      
  1I.   ELECTION OF DIRECTOR: DONALD R.
KEOUGH		   Management For For      
  1J.   ELECTION OF DIRECTOR: ROBERT A.
KOTICK		   Management For For      
  1K.   ELECTION OF DIRECTOR: MARIA ELENA
LAGOMASINO		   Management For For      
  1L.   ELECTION OF DIRECTOR: DONALD F.
MCHENRY		   Management For For      
  1M.   ELECTION OF DIRECTOR: SAM NUNN   Management For For      
  1N.   ELECTION OF DIRECTOR: JAMES D.
ROBINSON III		   Management For For      
  1O.   ELECTION OF DIRECTOR: PETER V.
UEBERROTH		   Management For For      
  1P.   ELECTION OF DIRECTOR: JACOB
WALLENBERG		   Management For For      
  1Q.   ELECTION OF DIRECTOR: JAMES B.
WILLIAMS		   Management For For      
  2.    RATIFICATION OF THE APPOINTMENT OF
ERNST & YOUNG LLP AS INDEPENDENT
AUDITORS.		   Management For For      
  3.    ADVISORY VOTE TO APPROVE EXECUTIVE
COMPENSATION.		   Management For For      

 

 
 

 

  W.W. GRAINGER, INC.  
  Security   384802104         Meeting Type Annual    
  Ticker Symbol   GWW                     Meeting Date 25-Apr-2012    
  ISIN   US3848021040         Agenda 933564800 - Management  
  Record Date   05-Mar-2012         Holding Recon Date 05-Mar-2012    
  City / Country   LAKE FOREST / United States   Vote Deadline Date 24-Apr-2012    
  SEDOL(s)     Quick Code      
                                               
  Item Proposal     Type Vote For/Against
Management		      
  1     DIRECTOR   Management                
      1 BRIAN P. ANDERSON     For For      
      2 WILBUR H. GANTZ     For For      
      3 V. ANN HAILEY     For For      
      4 WILLIAM K. HALL     For For      
      5 STUART L. LEVENICK     For For      
      6 JOHN W. MCCARTER, JR.     For For      
      7 NEIL S. NOVICH     For For      
      8 MICHAEL J. ROBERTS     For For      
      9 GARY L. ROGERS     For For      
      10 JAMES T. RYAN     For For      
      11 E. SCOTT SANTI     For For      
      12 JAMES D. SLAVIK     For For      
  2     PROPOSAL TO RATIFY THE APPOINTMENT
OF ERNST & YOUNG LLP AS INDEPENDENT
AUDITOR FOR THE YEAR ENDING
DECEMBER 31, 2012.		   Management For For      
  3     SAY ON PAY: ADVISORY PROPOSAL TO
APPROVE COMPENSATION OF THE
COMPANY'S NAMED EXECUTIVE OFFICERS.		   Management For For      
  JOHNSON & JOHNSON  
  Security   478160104         Meeting Type Annual    
  Ticker Symbol   JNJ                     Meeting Date 26-Apr-2012    
  ISIN   US4781601046         Agenda 933562301 - Management  
  Record Date   28-Feb-2012         Holding Recon Date 28-Feb-2012    
  City / Country   NEW BRUNSWICK / United States   Vote Deadline Date 25-Apr-2012    
  SEDOL(s)     Quick Code      
                                               
  Item Proposal     Type Vote For/Against
Management		      
  1A.   ELECTION OF DIRECTOR: MARY SUE
COLEMAN		   Management For For      
  1B.   ELECTION OF DIRECTOR: JAMES G. CULLEN   Management For For      
  1C.   ELECTION OF DIRECTOR: IAN E.L. DAVIS   Management For For      
  1D.   ELECTION OF DIRECTOR: ALEX GORSKY   Management For For      
  1E.   ELECTION OF DIRECTOR: MICHAEL M.E.
JOHNS		   Management For For      
  1F.   ELECTION OF DIRECTOR: SUSAN L.
LINDQUIST		   Management For For      
  1G.   ELECTION OF DIRECTOR: ANNE M.
MULCAHY		   Management For For      
  1H.   ELECTION OF DIRECTOR: LEO F. MULLIN   Management For For      
  1I.   ELECTION OF DIRECTOR: WILLIAM D. PEREZ   Management For For      
  1J.   ELECTION OF DIRECTOR: CHARLES PRINCE   Management For For      
  1K.   ELECTION OF DIRECTOR: DAVID SATCHER   Management For For      
  1L.   ELECTION OF DIRECTOR: WILLIAM C.
WELDON		   Management For For      
  1M.   ELECTION OF DIRECTOR: RONALD A.
WILLIAMS		   Management For For      
  2.    ADVISORY VOTE TO APPROVE NAMED
EXECUTIVE OFFICER COMPENSATION		   Management For For      
  3.    APPROVAL OF THE COMPANY'S 2012 LONG-
TERM INCENTIVE PLAN		   Management For For      
  4.    RATIFICATION OF APPOINTMENT OF
PRICEWATERHOUSECOOPERS LLP AS
INDEPENDENT REGISTERED PUBLIC
ACCOUNTING FIRM FOR 2012		   Management For For      
  5.    SHAREHOLDER PROPOSAL ON
INDEPENDENT BOARD CHAIRMAN		   Shareholder Against For      
  6.    SHAREHOLDER PROPOSAL ON BINDING
VOTE ON POLITICAL CONTRIBUTIONS		   Shareholder Against For      
  7.    SHAREHOLDER PROPOSAL ON ADOPTING
NON-ANIMAL METHODS FOR TRAINING		   Shareholder Against For      

 

 
 

 

  ATLAS COPCO AB, NACKA  
  Security   W10020118         Meeting Type Annual General Meeting  
  Ticker Symbol             Meeting Date 27-Apr-2012    
  ISIN   SE0000101032         Agenda 703666175 - Management  
  Record Date   20-Apr-2012         Holding Recon Date 20-Apr-2012    
  City / Country   STOCKHOLM / Sweden   Vote Deadline Date 17-Apr-2012    
  SEDOL(s)   0061137 - 4050971 - 5877180 - 7527256 -
7527353 - B00HXS9 - B08HBT8 - B08ZTH6 -
B08ZV36 - B09MX96 - B1QGR41 - B1XHL89
- B1XHLF6 - B1XJL63 - B28F6M4		 Quick Code      
  Item Proposal     Type Vote For/Against
Management		      
  1     Opening of the Meeting and election of
Chairman: Sune Carlsson		   Non-Voting          
  2     Preparation and approval of voting list   Non-Voting          
  3     Approval of agenda   Non-Voting          
  4     Election of one or two persons to approve the
minutes		   Non-Voting          
  5     Determination whether the Meeting has been
properly convened		   Non-Voting          
  6     Presentation of the Annual Report and the
Auditor's Report as well as the-Consolidated
Annual Report and the Consolidated Auditor's
Report		   Non-Voting          
  7     The President's speech and questions from
shareholders to the Board of-Directors and the
Management		   Non-Voting          
  8.a   Decision regarding approval of the Profit and
Loss Account and the Balance Sheet and the
Consolidated Profit and Loss Account and the
Consolidated Balance Sheet		   Management For For      
  8.b   Decision regarding discharge from liability of the
Board members and the President		   Management For For      
  8.c   Decision regarding the allocation of the
Company's profit according to the approved
Balance Sheet		   Management For For      
  8.d   Decision regarding record date for receiving
dividend		   Management For For      
  9     Determination of the number of Board members
and deputy members		   Management For For      
  10    That the following Board Members are re-elected:
Sune Carlsson, Staffan Bohman, Johan Forssell,
Ronnie Leten, Ulla Litzen, Gunilla Nordstrom,
Anders Ullberg and Margareth Ovrum and new
election of Peter Wallenberg Jr; That Sune
Carlsson is elected chairman of the Board		   Management For For      
  11    Determining the remuneration, in cash or partially
in the form of synthetic shares, to the Board of
Directors and the remuneration to its committees		   Management For For      
  12.a  The Board's proposal regarding guiding principles
for the remuneration of senior executives		   Management For For      
  12.b  The Board's proposal regarding a performance
related personnel option plan for 2012		   Management For For      
  13.a  Proposal regarding a mandate to acquire series
A shares related to personnel option plan for
2012		   Management For For      
  13.b  Proposal regarding a mandate to acquire series
A shares related to remuneration in the form of
synthetic shares		   Management For For      
  13.c  Proposal regarding a mandate to transfer series
A shares related to personnel option plan for
2012		   Management For For      
  13.d  Proposal regarding a mandate to sell series A
shares to cover costs related to synthetic shares
to the Board of Directors		   Management For For      
  13.e  Proposal regarding a mandate to sell series B
shares to cover costs in connection with the
performance related personnel option plan for
2007 and series A shares to cover costs in
relation to the performance related personnel
option plans for 2008 and 2009		   Management For For      
  14    Proposal regarding Nomination Committee   Management For For      
  15    Closing of the Meeting   Non-Voting          
  DAVIDE CAMPARI - MILANO SPA, MILANO  
  Security   T24091117         Meeting Type MIX   
  Ticker Symbol             Meeting Date 27-Apr-2012    
  ISIN   IT0003849244         Agenda 703680947 - Management  
  Record Date   18-Apr-2012         Holding Recon Date 18-Apr-2012    
  City / Country   SESTO SAN GIOVANNI / Italy   Vote Deadline Date 20-Apr-2012    
  SEDOL(s)   B08BR25 - B08H5S5 - B1SSBL0 - B28GQ16 Quick Code      
                                               
  Item Proposal     Type Vote For/Against
Management		      
  E.1   Amendment to Art. 11,15,27,21,22 of the
company by-laws		   Management For For      
  O.1   Approval of financial statements as of 31.12.2011   Management For For      
  O.2   Approval of remuneration report   Management For For      
  O.3   Approval of stock option plan   Management For For      
  O.4   Authorization to purchase and dispose of own
shares		   Management For For      
  O.5   Approval to amend meeting regulations   Management For For      

 

 
 

 

  THE HERSHEY COMPANY  
  Security   427866108         Meeting Type Annual    
  Ticker Symbol   HSY                     Meeting Date 01-May-2012    
  ISIN   US4278661081         Agenda 933565105 - Management  
  Record Date   05-Mar-2012         Holding Recon Date 05-Mar-2012    
  City / Country   HERSHEY / United States   Vote Deadline Date 30-Apr-2012    
  SEDOL(s)     Quick Code      
                                               
  Item Proposal     Type Vote For/Against
Management		      
  1.    DIRECTOR   Management                
      1 P.M. ARWAY     For For      
      2 J.P. BILBREY     For For      
      3 R.F. CAVANAUGH     For For      
      4 C.A. DAVIS     For For      
      5 R.M. MALCOLM     For For      
      6 J.M. MEAD     For For      
      7 J.E. NEVELS     For For      
      8 A.J. PALMER     For For      
      9 T.J. RIDGE     For For      
      10 D.L. SHEDLARZ     For For      
  2.    RATIFY THE APPOINTMENT OF KPMG LLP AS
INDEPENDENT AUDITORS FOR 2012.		   Management For For      
  3.    APPROVE, ON A NON-BINDING ADVISORY
BASIS, A RESOLUTION APPROVING
EXECUTIVE COMPENSATION.		   Management For For      
  FMC TECHNOLOGIES, INC.  
  Security   30249U101         Meeting Type Annual    
  Ticker Symbol   FTI                     Meeting Date 02-May-2012    
  ISIN   US30249U1016         Agenda 933587098 - Management  
  Record Date   09-Mar-2012         Holding Recon Date 09-Mar-2012    
  City / Country   HOUSTON / United States   Vote Deadline Date 01-May-2012    
  SEDOL(s)     Quick Code      
                                               
  Item Proposal     Type Vote For/Against
Management		      
  1A.   ELECTION OF DIRECTOR: MIKE R. BOWLIN   Management For For      
  1B.   ELECTION OF DIRECTOR: PHILIP J.
BURGUIERES		   Management For For      
  1C.   ELECTION OF DIRECTOR: EDWARD J.
MOONEY		   Management For For      
  1D.   ELECTION OF DIRECTOR: JAMES M.
RINGLER		   Management For For      
  2.    RATIFY THE APPOINTMENT OF KPMG LLP AS
THE INDEPENDENT REGISTERED PUBLIC
ACCOUNTING FIRM FOR 2012.		   Management For For      
  3.    ADVISORY APPROVAL OF EXECUTIVE
COMPENSATION PROGRAM.		   Management For For      
  4.    AMEND THE AMENDED AND RESTATED
CERTIFICATE OF INCORPORATION TO
PROVIDE FOR THE ANNUAL ELECTION OF
ALL DIRECTORS.		   Management For For      

 

 
 

 

  GLAXOSMITHKLINE PLC  
  Security   G3910J112         Meeting Type Annual General Meeting  
  Ticker Symbol             Meeting Date 03-May-2012    
  ISIN   GB0009252882         Agenda 703680860 - Management  
  Record Date             Holding Recon Date 01-May-2012    
  City / Country   LONDON / United Kingdom   Vote Deadline Date 27-Apr-2012    
  SEDOL(s)   0925288 - 4907657 - B01DHS4 Quick Code      
                                               
  Item Proposal     Type Vote For/Against
Management		      
  1     To receive and adopt the Directors' Report and
the Financial Statements		   Management Did Not Vote        
  2     To approve the Remuneration Report   Management Did Not Vote        
  3     To re-elect Sir Christopher Gent as a Director   Management Did Not Vote        
  4     To re-elect Sir Andrew Witty as a Director   Management Did Not Vote        
  5     To re-elect Professor Sir Roy Anderson as a
Director		   Management Did Not Vote        
  6     To re-elect Dr Stephanie Burns as a Director   Management Did Not Vote        
  7     To re-elect Stacey Cartwright as a Director   Management Did Not Vote        
  8     To re-elect Larry Culp as a Director   Management Did Not Vote        
  9     To re-elect Sir Crispin Davis as a Director   Management Did Not Vote        
  10    To re-elect Simon Dingemans as a Director   Management Did Not Vote        
  11    To re-elect Judy Lewent as a Director   Management Did Not Vote        
  12    To re-elect Sir Deryck Maughan as a Director   Management Did Not Vote        
  13    To re-elect Dr Daniel Podolsky as a Director   Management Did Not Vote        
  14    To re-elect Dr Moncef Slaoui as a Director   Management Did Not Vote        
  15    To re-elect Tom de Swaan as a Director   Management Did Not Vote        
  16    To re-elect Sir Robert Wilson as a Director   Management Did Not Vote        
  17    Re-appoint PricewaterhouseCoopers LLP as
Auditors		   Management Did Not Vote        
  18    To determine remuneration of auditors   Management Did Not Vote        
  19    To authorise the company and its subsidiaries to
make donations to political organisations and
incur political expenditure		   Management Did Not Vote        
  20    To authorise allotment of shares   Management Did Not Vote        
  21    To disapply pre-emption rights   Management Did Not Vote        
  22    To authorise the company to purchase its own
shares		   Management Did Not Vote        
  23    To authorise exemption from statement of name
of senior statutory auditor		   Management Did Not Vote        
  24    To authorise reduced notice of a general meeting
other than an AGM		   Management Did Not Vote        
  25    To renew the GSK Share Save Plan   Management Did Not Vote        
  26    To renew the GSK Share Reward Plan   Management Did Not Vote        
  WISCONSIN ENERGY CORPORATION  
  Security   976657106         Meeting Type Annual    
  Ticker Symbol   WEC                     Meeting Date 03-May-2012    
  ISIN   US9766571064         Agenda 933573102 - Management  
  Record Date   23-Feb-2012         Holding Recon Date 23-Feb-2012    
  City / Country   MILWAUKEE / United States   Vote Deadline Date 02-May-2012    
  SEDOL(s)     Quick Code      
                                               
  Item Proposal     Type Vote For/Against
Management		      
  1.    DIRECTOR   Management                
      1 JOHN F. BERGSTROM     For For      
      2 BARBARA L. BOWLES     For For      
      3 PATRICIA W. CHADWICK     For For      
      4 ROBERT A. CORNOG     For For      
      5 CURT S. CULVER     For For      
      6 THOMAS J. FISCHER     For For      
      7 GALE E. KLAPPA     For For      
      8 ULICE PAYNE, JR.     For For      
      9 MARY ELLEN STANEK     For For      
  2.    APPROVAL OF AMENDMENTS TO
WISCONSIN ENERGY CORPORATION'S
RESTATED ARTICLES OF INCORPORATION
TO IMPLEMENT A MAJORITY VOTING
STANDARD FOR THE ELECTION OF
DIRECTORS IN NON-CONTESTED
ELECTIONS.		   Management For For      
  3.    APPROVAL OF AMENDMENTS TO
WISCONSIN ENERGY CORPORATION'S
BYLAWS TO IMPLEMENT A MAJORITY
VOTING STANDARD FOR THE ELECTION OF
DIRECTORS IN NON-CONTESTED
ELECTIONS.		   Management For For      
  4.    RATIFICATION OF DELOITTE & TOUCHE LLP
AS INDEPENDENT AUDITORS FOR 2012.		   Management For For      
  5.    ADVISORY VOTE TO APPROVE
COMPENSATION OF THE NAMED EXECUTIVE
OFFICERS.		   Management For For      

 

 
 

 

  NORFOLK SOUTHERN CORPORATION  
  Security   655844108         Meeting Type Annual    
  Ticker Symbol   NSC                     Meeting Date 10-May-2012    
  ISIN   US6558441084         Agenda 933572946 - Management  
  Record Date   02-Mar-2012         Holding Recon Date 02-Mar-2012    
  City / Country   NORFOLK / United States   Vote Deadline Date 09-May-2012    
  SEDOL(s)     Quick Code      
                                               
  Item Proposal     Type Vote For/Against
Management		      
  1A.   ELECTION OF DIRECTOR: GERALD L.
BALILES		   Management For For      
  1B.   ELECTION OF DIRECTOR: ERSKINE B.
BOWLES		   Management For For      
  1C.   ELECTION OF DIRECTOR: ROBERT A.
BRADWAY		   Management For For      
  1D.   ELECTION OF DIRECTOR: WESLEY G. BUSH   Management For For      
  1E.   ELECTION OF DIRECTOR: DANIEL A. CARP   Management For For      
  1F.   ELECTION OF DIRECTOR: KAREN N. HORN   Management For For      
  1G.   ELECTION OF DIRECTOR: STEVEN F. LEER   Management For For      
  1H.   ELECTION OF DIRECTOR: MICHAEL D.
LOCKHART		   Management For For      
  1I.   ELECTION OF DIRECTOR: CHARLES W.
MOORMAN		   Management For For      
  1J.   ELECTION OF DIRECTOR: J. PAUL REASON   Management For For      
  2.    THE RATIFICATION OF THE APPOINTMENT
OF KPMG LLP, INDEPENDENT REGISTERED
PUBLIC ACCOUNTING FIRM, AS NORFOLK
SOUTHERN'S INDEPENDENT AUDITORS FOR
THE YEAR ENDING DECEMBER 31, 2012.		   Management For For      
  3.    APPROVAL OF EXECUTIVE COMPENSATION
AS DISCLOSED IN THE PROXY STATEMENT
FOR THE 2012 ANNUAL MEETING OF
STOCKHOLDERS.		   Management For For      
  ALTRIA GROUP, INC.  
  Security   02209S103         Meeting Type Annual    
  Ticker Symbol   MO                      Meeting Date 17-May-2012    
  ISIN   US02209S1033         Agenda 933581161 - Management  
  Record Date   26-Mar-2012         Holding Recon Date 26-Mar-2012    
  City / Country   RICHMOND / United States   Vote Deadline Date 16-May-2012    
  SEDOL(s)     Quick Code      
                                               
  Item Proposal     Type Vote For/Against
Management		      
  1A.   ELECTION OF DIRECTOR: ELIZABETH E.
BAILEY		   Management For For      
  1B.   ELECTION OF DIRECTOR: GERALD L.
BALILES		   Management For For      
  1C.   ELECTION OF DIRECTOR: MARTIN J.
BARRINGTON		   Management For For      
  1D.   ELECTION OF DIRECTOR: JOHN T. CASTEEN
III		   Management For For      
  1E.   ELECTION OF DIRECTOR: DINYAR S.
DEVITRE		   Management For For      
  1F.   ELECTION OF DIRECTOR: THOMAS F.
FARRELL II		   Management For For      
  1G.   ELECTION OF DIRECTOR: THOMAS W.
JONES		   Management For For      
  1H.   ELECTION OF DIRECTOR: W. LEO KIELY III   Management For For      
  1I.   ELECTION OF DIRECTOR: KATHRYN B.
MCQUADE		   Management For For      
  1J.   ELECTION OF DIRECTOR: GEORGE MUNOZ   Management For For      
  1K.   ELECTION OF DIRECTOR: NABIL Y. SAKKAB   Management For For      
  2.    RATIFICATION OF THE SELECTION OF
INDEPENDENT REGISTERED PUBLIC
ACCOUNTING FIRM		   Management For For      
  3.    ADVISORY VOTE TO APPROVE THE
COMPENSATION OF THE COMPANY'S
NAMED EXECUTIVE OFFICERS		   Management For For      
  4.    SHAREHOLDER PROPOSAL - DISCLOSURE
OF LOBBYING POLICIES AND PRACTICES		   Shareholder Against For      
  SIMON PROPERTY GROUP, INC.  
  Security   828806109         Meeting Type Annual    
  Ticker Symbol   SPG                     Meeting Date 17-May-2012    
  ISIN   US8288061091         Agenda 933582707 - Management  
  Record Date   19-Mar-2012         Holding Recon Date 19-Mar-2012    
  City / Country   INDIANAPOLIS / United States   Vote Deadline Date 16-May-2012    
  SEDOL(s)     Quick Code      
                                               
  Item Proposal     Type Vote For/Against
Management		      
  1A    ELECTION OF DIRECTOR: MELVYN E.
BERGSTEIN		   Management For For      
  1B    ELECTION OF DIRECTOR: LARRY C.
GLASSCOCK		   Management For For      
  1C    ELECTION OF DIRECTOR: KAREN N. HORN,
PH.D.		   Management For For      
  1D    ELECTION OF DIRECTOR: ALLAN HUBBARD   Management For For      
  1E    ELECTION OF DIRECTOR: REUBEN S.
LEIBOWITZ		   Management For For      
  1F    ELECTION OF DIRECTOR: DANIEL C. SMITH,
PH.D.		   Management For For      
  1G    ELECTION OF DIRECTOR: J. ALBERT SMITH,
JR.		   Management For For      
  2     ANNUAL ADVISORY VOTE TO APPROVE
EXECUTIVE COMPENSATION.		   Management For For      
  3     RATIFICATION OF THE APPOINTMENT OF
ERNST & YOUNG LLP AS OUR INDEPENDENT
REGISTERED PUBLIC ACCOUNTING FIRM
FOR 2012.		   Management For For      
  4     APPROVAL OF THE SIMON PROPERTY
GROUP 1998 STOCK INCENTIVE PLAN, AS
AMENDED AND RESTATED.		   Management For For      

 

 
 

 

  TIFFANY & CO.  
  Security   886547108         Meeting Type Annual    
  Ticker Symbol   TIF                     Meeting Date 17-May-2012    
  ISIN   US8865471085         Agenda 933584333 - Management  
  Record Date   20-Mar-2012         Holding Recon Date 20-Mar-2012    
  City / Country   NEW YORK / United States   Vote Deadline Date 16-May-2012    
  SEDOL(s)     Quick Code      
                                               
  Item Proposal     Type Vote For/Against
Management		      
  1A    ELECTION OF DIRECTOR: MICHAEL J.
KOWALSKI		   Management For For      
  1B    ELECTION OF DIRECTOR: ROSE MARIE
BRAVO		   Management For For      
  1C    ELECTION OF DIRECTOR: GARY E. COSTLEY   Management For For      
  1D    ELECTION OF DIRECTOR: LAWRENCE K.
FISH		   Management For For      
  1E    ELECTION OF DIRECTOR: ABBY F.
KOHNSTAMM		   Management For For      
  1F    ELECTION OF DIRECTOR: CHARLES K.
MARQUIS		   Management For For      
  1G    ELECTION OF DIRECTOR: PETER W. MAY   Management For For      
  1H    ELECTION OF DIRECTOR: WILLIAM A.
SHUTZER		   Management For For      
  1I    ELECTION OF DIRECTOR: ROBERT S.
SINGER		   Management For For      
  2     APPROVAL OF THE APPOINTMENT BY THE
BOARD OF DIRECTORS OF
PRICEWATERHOUSECOOPERS LLP AS THE
COMPANY'S INDEPENDENT REGISTERED
PUBLIC ACCOUNTING FIRM FOR THE FISCAL
YEAR ENDING JANUARY 31, 2013.		   Management For For      
  3     APPROVAL OF THE COMPENSATION PAID
TO THE COMPANY'S NAMED EXECUTIVE
OFFICERS.		   Management For For      
  ROYAL DUTCH SHELL PLC, LONDON  
  Security   G7690A100         Meeting Type Annual General Meeting  
  Ticker Symbol             Meeting Date 22-May-2012    
  ISIN   GB00B03MLX29         Agenda 703740399 - Management  
  Record Date             Holding Recon Date 18-May-2012    
  City / Country   LONDON / United Kingdom   Vote Deadline Date 16-May-2012    
  SEDOL(s)   B03MLX2 - B09CBL4 - B0DV8Y9 - B0F7DV7
- B0XPJL5		 Quick Code      
                                               
  Item Proposal     Type Vote For/Against
Management		      
  1     Adoption of Annual Report & Accounts   Management For For      
  2     Approval of Remuneration Report   Management For For      
  3     Appointment of Sir Nigel Sheinwald as a Director
of the Company		   Management For For      
  4     Re-appointment of Josef Ackermann as a
Director of the Company		   Management For For      
  5     Re-appointment of  Guy Elliott as a Director of
the Company		   Management For For      
  6     Re-appointment of Simon Henry as a Director of
the Company		   Management For For      
  7     Re-appointment of  Charles O. Holliday as a
Director of the Company		   Management For For      
  8     Re-appointment of  Gerard Kleisterlee as a
Director of the Company		   Management For For      
  9     Re-appointment of  Christine Morin-Postel as a
Director of the Company		   Management For For      
  10    Re-appointment of  Jorma Ollila as a Director of
the Company		   Management For For      
  11    Re-appointment of  Linda G. Stuntz as a Director
of the Company		   Management For For      
  12    Re-appointment of  Jeroen van der Veer as a
Director of the Company		   Management For For      
  13    Re-appointment of  Peter Voser as a Director of
the Company		   Management For For      
  14    Re-appointment of  HansWijers as a Director of
the Company		   Management For For      
  15    Reappointment of Auditors -
PricewaterhouseCoopers  LLP		   Management For For      
  16    Remuneration of Auditors   Management For For      
  17    Authority to allot shares   Management For For      
  18    Disapplication of pre-emption rights   Management For For      
  19    Authority to purchase own shares   Management For For      
  20    Authority for certain donations and expenditure   Management For For      

 

 
 

 

  MCDONALD'S CORPORATION  
  Security   580135101         Meeting Type Annual    
  Ticker Symbol   MCD                     Meeting Date 24-May-2012    
  ISIN   US5801351017         Agenda 933595247 - Management  
  Record Date   27-Mar-2012         Holding Recon Date 27-Mar-2012    
  City / Country   OAK BROOK / United States   Vote Deadline Date 23-May-2012    
  SEDOL(s)     Quick Code      
                                               
  Item Proposal     Type Vote For/Against
Management		      
  1A.   ELECTION OF DIRECTOR: ROBERT A.
ECKERT		   Management For For      
  1B.   ELECTION OF DIRECTOR: ENRIQUE
HERNANDEZ, JR.		   Management For For      
  1C.   ELECTION OF DIRECTOR: JEANNE P.
JACKSON		   Management For For      
  1D.   ELECTION OF DIRECTOR: ANDREW J.
MCKENNA		   Management For For      
  1E.   ELECTION OF DIRECTOR: DONALD
THOMPSON		   Management For For      
  2.    ADVISORY VOTE TO APPROVE EXECUTIVE
COMPENSATION.		   Management For For      
  3.    APPROVAL OF THE 2012 OMNIBUS STOCK
OWNERSHIP PLAN.		   Management For For      
  4.    APPROVAL OF DECLASSIFICATION OF THE
BOARD OF DIRECTORS.		   Management For For      
  5.    APPROVAL OF SHAREHOLDERS' RIGHT TO
CALL SPECIAL MEETINGS.		   Management For For      
  6.    ADVISORY VOTE TO APPROVE THE
APPOINTMENT OF ERNST & YOUNG LLP AS
INDEPENDENT AUDITOR FOR 2012.		   Management For For      
  7.    ADVISORY VOTE ON A SHAREHOLDER
PROPOSAL REQUESTING A NUTRITION
REPORT.		   Shareholder Against For      
  EXXON MOBIL CORPORATION  
  Security   30231G102         Meeting Type Annual    
  Ticker Symbol   XOM                     Meeting Date 30-May-2012    
  ISIN   US30231G1022         Agenda 933600086 - Management  
  Record Date   04-Apr-2012         Holding Recon Date 04-Apr-2012    
  City / Country   IRVING / United States   Vote Deadline Date 29-May-2012    
  SEDOL(s)     Quick Code      
                                               
  Item Proposal     Type Vote For/Against
Management		      
  1.    DIRECTOR   Management                
      1 M.J. BOSKIN     For For      
      2 P. BRABECK-LETMATHE     For For      
      3 L.R. FAULKNER     For For      
      4 J.S. FISHMAN     For For      
      5 H.H. FORE     For For      
      6 K.C. FRAZIER     For For      
      7 W.W. GEORGE     For For      
      8 S.J. PALMISANO     For For      
      9 S.S REINEMUND     For For      
      10 R.W. TILLERSON     For For      
      11 E.E. WHITACRE, JR.     For For      
  2.    RATIFICATION OF INDEPENDENT AUDITORS
(PAGE 61)		   Management For For      
  3.    ADVISORY VOTE TO APPROVE EXECUTIVE
COMPENSATION (PAGE 62)		   Management For For      
  4.    INDEPENDENT CHAIRMAN (PAGE 64)   Shareholder Against For      
  5.    MAJORITY VOTE FOR DIRECTORS (PAGE 65)   Shareholder Against For      
  6.    REPORT ON POLITICAL CONTRIBUTIONS
(PAGE 66)		   Shareholder Against For      
  7.    AMENDMENT OF EEO POLICY (PAGE 67)   Shareholder Against For      
  8.    REPORT ON NATURAL GAS PRODUCTION
(PAGE 69)		   Shareholder Against For      
  9.    GREENHOUSE GAS EMISSIONS GOALS
(PAGE 71)		   Shareholder Against For      

 

 
 

 

  MASTERCARD INCORPORATED  
  Security   57636Q104         Meeting Type Annual    
  Ticker Symbol   MA                      Meeting Date 05-Jun-2012    
  ISIN   US57636Q1040         Agenda 933614415 - Management  
  Record Date   10-Apr-2012         Holding Recon Date 10-Apr-2012    
  City / Country   PURCHASE / United States   Vote Deadline Date 04-Jun-2012    
  SEDOL(s)     Quick Code      
                                               
  Item Proposal     Type Vote For/Against
Management		      
  1A.   ELECTION OF DIRECTOR: AJAY BANGA   Management For For      
  1B.   ELECTION OF DIRECTOR: DAVID R.
CARLUCCI		   Management For For      
  1C.   ELECTION OF DIRECTOR: STEVEN J.
FREIBERG		   Management For For      
  1D.   ELECTION OF DIRECTOR: RICHARD
HAYTHORNTHWAITE		   Management For For      
  1E.   ELECTION OF DIRECTOR: MARC OLIVIE   Management For For      
  1F.   ELECTION OF DIRECTOR: RIMA QURESHI   Management For For      
  1G.   ELECTION OF DIRECTOR: MARK SCHWARTZ   Management For For      
  1H.   ELECTION OF DIRECTOR: JACKSON P. TAI   Management For For      
  2.    ADVISORY APPROVAL OF THE COMPANY'S
EXECUTIVE COMPENSATION		   Management For For      
  3.    APPROVAL OF THE COMPANY'S AMENDED
AND RESTATED 2006 NON-EMPLOYEE
DIRECTOR EQUITY COMPENSATION PLAN		   Management For For      
  4.    APPROVAL OF THE COMPANY'S AMENDED
AND RESTATED 2006 LONG TERM
INCENTIVE PLAN		   Management For For      
  5.    RATIFICATION OF THE APPOINTMENT OF
PRICEWATERHOUSECOOPERS LLP AS THE
INDEPENDENT REGISTERED PUBLIC
ACCOUNTING FIRM FOR THE COMPANY FOR
2012		   Management For For      
  THE TJX COMPANIES, INC.  
  Security   872540109         Meeting Type Annual    
  Ticker Symbol   TJX                     Meeting Date 13-Jun-2012    
  ISIN   US8725401090         Agenda 933628995 - Management  
  Record Date   16-Apr-2012         Holding Recon Date 16-Apr-2012    
  City / Country   FRAMINGHAM / United States   Vote Deadline Date 12-Jun-2012    
  SEDOL(s)     Quick Code      
                                               
  Item Proposal     Type Vote For/Against
Management		      
  1A.   ELECTION OF DIRECTOR: ZEIN ABDALLA   Management For For      
  1B.   ELECTION OF DIRECTOR: JOSE B. ALVAREZ   Management For For      
  1C.   ELECTION OF DIRECTOR: ALAN M. BENNETT   Management For For      
  1D.   ELECTION OF DIRECTOR: BERNARD
CAMMARATA		   Management For For      
  1E.   ELECTION OF DIRECTOR: DAVID T. CHING   Management For For      
  1F.   ELECTION OF DIRECTOR: MICHAEL F. HINES   Management For For      
  1G.   ELECTION OF DIRECTOR: AMY B. LANE   Management For For      
  1H.   ELECTION OF DIRECTOR: CAROL
MEYROWITZ		   Management For For      
  1I.   ELECTION OF DIRECTOR: JOHN F. O'BRIEN   Management For For      
  1J.   ELECTION OF DIRECTOR: WILLOW B. SHIRE   Management For For      
  2.    RATIFICATION OF APPOINTMENT OF
INDEPENDENT REGISTERED PUBLIC
ACCOUNTING FIRM.		   Management For For      
  3.    APPROVAL OF MATERIAL TERMS OF
EXECUTIVE OFFICER PERFORMANCE
GOALS UNDER CASH INCENTIVE PLANS.		   Management For For      
  4.    ADVISORY APPROVAL OF TJX'S EXECUTIVE
COMPENSATION.		   Management For For      
  DOLLAR TREE, INC.  
  Security   256746108         Meeting Type Annual    
  Ticker Symbol   DLTR                    Meeting Date 14-Jun-2012    
  ISIN   US2567461080         Agenda 933640319 - Management  
  Record Date   13-Apr-2012         Holding Recon Date 13-Apr-2012    
  City / Country   CHESAPEAKE / United States   Vote Deadline Date 13-Jun-2012    
  SEDOL(s)     Quick Code      
                                               
  Item Proposal     Type Vote For/Against
Management		      
  1.    DIRECTOR   Management                
      1 ARNOLD S. BARRON     For For      
      2 MACON F. BROCK, JR.     For For      
      3 MARY ANNE CITRINO     For For      
      4 J. DOUGLAS PERRY     For For      
      5 THOMAS A. SAUNDERS III     For For      
      6 THOMAS E. WHIDDON     For For      
      7 CARL P. ZEITHAML     For For      
  2.    TO APPROVE, ON AN ADVISORY BASIS, THE
COMPENSATION OF THE COMPANY'S
NAMED EXECUTIVE OFFICERS.		   Management For For      
  3.    TO RATIFY THE SELECTION OF KPMG AS
THE COMPANY'S INDEPENDENT
REGISTERED PUBLIC ACCOUNTING FIRM.		   Management For For      

 

 
 

 

  AMERICAN TOWER CORPORATION  
  Security   03027X100         Meeting Type Annual    
  Ticker Symbol   AMT                     Meeting Date 19-Jun-2012    
  ISIN   US03027X1000         Agenda 933622246 - Management  
  Record Date   20-Apr-2012         Holding Recon Date 20-Apr-2012    
  City / Country   BOSTON / United States   Vote Deadline Date 18-Jun-2012    
  SEDOL(s)     Quick Code      
                                               
  Item Proposal     Type Vote For/Against
Management		      
  1A.   ELECTION OF DIRECTOR: RAYMOND P.
DOLAN		   Management For For      
  1B.   ELECTION OF DIRECTOR: RONALD M. DYKES   Management For For      
  1C.   ELECTION OF DIRECTOR: CAROLYN F. KATZ   Management For For      
  1D.   ELECTION OF DIRECTOR: GUSTAVO LARA
CANTU		   Management For For      
  1E.   ELECTION OF DIRECTOR: JOANN A. REED   Management For For      
  1F.   ELECTION OF DIRECTOR: PAMELA D.A.
REEVE		   Management For For      
  1G.   ELECTION OF DIRECTOR: DAVID E.
SHARBUTT		   Management For For      
  1H.   ELECTION OF DIRECTOR: JAMES D.
TAICLET, JR.		   Management For For      
  1I.   ELECTION OF DIRECTOR: SAMME L.
THOMPSON		   Management For For      
  2.    TO RATIFY THE SELECTION OF DELOITTE &
TOUCHE LLP AS INDEPENDENT
REGISTERED PUBLIC ACCOUNTING FIRM
FOR 2012.		   Management For For      
  3.    TO APPROVE, ON AN ADVISORY BASIS, THE
COMPANY'S EXECUTIVE COMPENSATION.		   Management For For      
  4.    TO REQUIRE EXECUTIVES TO RETAIN A
SIGNIFICANT PERCENTAGE OF STOCK
ACQUIRED THROUGH EQUITY PAY
PROGRAMS UNTIL ONE YEAR FOLLOWING
TERMINATION OF THEIR EMPLOYMENT.		   Shareholder Against For      
  BED BATH & BEYOND INC.  
  Security   075896100         Meeting Type Annual    
  Ticker Symbol   BBBY                    Meeting Date 22-Jun-2012    
  ISIN   US0758961009         Agenda 933647577 - Management  
  Record Date   04-May-2012         Holding Recon Date 04-May-2012    
  City / Country   UNION / United States   Vote Deadline Date 21-Jun-2012    
  SEDOL(s)     Quick Code      
                                               
  Item Proposal     Type Vote For/Against
Management		      
  1A.   ELECTION OF DIRECTOR: WARREN
EISENBERG		   Management For For      
  1B.   ELECTION OF DIRECTOR: LEONARD
FEINSTEIN		   Management For For      
  1C.   ELECTION OF DIRECTOR: STEVEN H.
TEMARES		   Management For For      
  1D.   ELECTION OF DIRECTOR: DEAN S. ADLER   Management For For      
  1E.   ELECTION OF DIRECTOR: STANLEY F.
BARSHAY		   Management For For      
  1F.   ELECTION OF DIRECTOR: KLAUS EPPLER   Management For For      
  1G.   ELECTION OF DIRECTOR: PATRICK R.
GASTON		   Management For For      
  1H.   ELECTION OF DIRECTOR: JORDAN HELLER   Management For For      
  1I.   ELECTION OF DIRECTOR: VICTORIA A.
MORRISON		   Management For For      
  2.    RATIFICATION OF THE APPOINTMENT OF
KPMG LLP		   Management For For      
  3.    TO APPROVE, BY NON-BINDING VOTE, THE
2011 COMPENSATION PAID TO THE
COMPANY'S NAMED EXECUTIVE OFFICERS.		   Management For For      
  4.    TO APPROVE THE 2012 INCENTIVE
COMPENSATION PLAN.		   Management For For      

 
 

 

Dynamic Discovery Fund

  STRAUSS GROUP LTD, RAMAT GAN
  Security   M8553H110         Meeting Type ExtraOrdinary General Meeting
  Ticker Symbol             Meeting Date 25-Aug-2011  
  ISIN   IL0007460160         Agenda 703240072 - Management
  Record Date   25-Jul-2011         Holding Recon Date 25-Jul-2011  
  City / Country   ST.PETACH TIKVA / Israel   Vote Deadline Date 18-Aug-2011  
  SEDOL(s)   6304115 - B01ZLP5 Quick Code    
                                             
  Item Proposal     Type Vote For/Against
Management		    
  1     Appointment of A. Strauss, member of the
controlling shareholder family, as a director		   Management Did Not Vote      
  2     Grant to A. Strauss, if appointed, of a liability
indemnity undertaking in the usual text used by
the company as previously approved by general
meeting		   Management Did Not Vote      
  CARPENTER TECHNOLOGY CORPORATION
  Security   144285103         Meeting Type Annual  
  Ticker Symbol   CRS                     Meeting Date 10-Oct-2011  
  ISIN   US1442851036         Agenda 933506860 - Management
  Record Date   12-Aug-2011         Holding Recon Date 12-Aug-2011  
  City / Country   WYOMISSING / United States   Vote Deadline Date 07-Oct-2011  
  SEDOL(s)     Quick Code    
                                             
  Item Proposal     Type Vote For/Against
Management		    
  01    DIRECTOR   Management              
      1 ROBERT R. MCMASTER     For For    
      2 GREGORY A. PRATT     For For    
  02    APPROVAL OF
PRICEWATERHOUSECOOPERS LLP AS THE
INDEPENDENT REGISTERED PUBLIC
ACCOUNTING FIRM.		   Management For For    
  03    APPROVAL OF THE AMENDED AND
RESTATED STOCK-BASED INCENTIVE
COMPENSATION PLAN FOR OFFICERS AND
KEY EMPLOYEES.		   Management For For    
  04    APPROVAL OF THE AMENDED AND
RESTATED EXECUTIVE BONUS
COMPENSATION PLAN.		   Management For For    
  05    ADVISORY VOTE ON EXECUTIVE
COMPENSATION.		   Management For For    
  06    ADVISORY VOTE ON FREQUENCY OF
HOLDING FUTURE ADVISORY VOTES ON
EXECUTIVE COMPENSATION.		   Management 1 Year For    
  ORACLE CORPORATION
  Security   68389X105         Meeting Type Annual  
  Ticker Symbol   ORCL                    Meeting Date 12-Oct-2011  
  ISIN   US68389X1054         Agenda 933499813 - Management
  Record Date   15-Aug-2011         Holding Recon Date 15-Aug-2011  
  City / Country   REDWOOD CITY / United States   Vote Deadline Date 11-Oct-2011  
  SEDOL(s)     Quick Code    
                                             
  Item Proposal     Type Vote For/Against
Management		    
  1     DIRECTOR   Management              
      1 JEFFREY S. BERG     For For    
      2 H. RAYMOND BINGHAM     For For    
      3 MICHAEL J. BOSKIN     For For    
      4 SAFRA A. CATZ     For For    
      5 BRUCE R. CHIZEN     For For    
      6 GEORGE H. CONRADES     For For    
      7 LAWRENCE J. ELLISON     For For    
      8 HECTOR GARCIA-MOLINA     For For    
      9 JEFFREY O. HENLEY     For For    
      10 MARK V. HURD     For For    
      11 DONALD L. LUCAS     For For    
      12 NAOMI O. SELIGMAN     For For    
  2     ADVISORY VOTE ON EXECUTIVE
COMPENSATION.		   Management For For    
  3     ADVISORY VOTE ON THE FREQUENCY OF
FUTURE VOTES RELATING TO EXECUTIVE
COMPENSATION.		   Management No Action      
  4     PROPOSAL TO RATIFY THE APPOINTMENT
OF ERNST & YOUNG AS THE INDEPENDENT
PUBLIC ACCOUNTING FIRM FOR FISCAL
2012.		   Management For For    
  5     ACT ON A STOCKHOLDER PROPOSAL
REGARDING EQUITY RETENTION.		   Shareholder Against For    

 

 
 

  GLOBE SPECIALTY METALS INC.
  Security   37954N206         Meeting Type Annual  
  Ticker Symbol   GSM                     Meeting Date 30-Nov-2011  
  ISIN   US37954N2062         Agenda 933522369 - Management
  Record Date   26-Oct-2011         Holding Recon Date 26-Oct-2011  
  City / Country   NEW YORK / United States   Vote Deadline Date 29-Nov-2011  
  SEDOL(s)     Quick Code    
                                             
  Item Proposal     Type Vote For/Against
Management		    
  01    DIRECTOR   Management              
      1 MR. BARGER     For For    
      2 MR. DANJCZEK     For For    
      3 MR. EIZENSTAT     For For    
      4 MR. KESTENBAUM     For For    
      5 MR. LAVIN     For For    
  02    APPROVAL OF THE 2011 CFO/CLO LONG-
TERM INCENTIVE PLAN.		   Management For For    
  03    APPROVAL OF THE 2012 EXECUTIVE LONG-
TERM INCENTIVE PLAN.		   Management For For    
  04    APPROVE ON AN ADVISORY BASIS THE
COMPENSATION OF THE NAMED EXECUTIVE
OFFICERS.		   Management For For    
  05    VOTE ON AN ADVISORY BASIS UPON
WHETHER THE ADVISORY STOCKHOLDER
VOTE TO APPROVE THE COMPENSATION OF
THE NAMED EXECUTIVE OFFICERS SHOULD
OCCUR EVERY ONE, TWO OR THREE
YEARS.		   Management 3 Years For    
  06    RATIFY THE APPOINTMENT OF KPMG LLP AS
THE COMPANY'S INDEPENDENT
REGISTERED PUBLIC ACCOUNTING FIRM
FOR THE YEAR ENDING JUNE 30, 2012.		   Management For For    
  VISA INC.
  Security   92826C839         Meeting Type Annual  
  Ticker Symbol   V                       Meeting Date 31-Jan-2012  
  ISIN   US92826C8394         Agenda 933536205 - Management
  Record Date   05-Dec-2011         Holding Recon Date 05-Dec-2011  
  City / Country   SAN FRANCISCO / United States   Vote Deadline Date 30-Jan-2012  
  SEDOL(s)     Quick Code    
                                             
  Item Proposal     Type Vote For/Against
Management		    
  1A    ELECTION OF DIRECTOR: GARY P.
COUGHLAN		   Management For For    
  1B    ELECTION OF DIRECTOR: MARY B.
CRANSTON		   Management For For    
  1C    ELECTION OF DIRECTOR: FRANCISCO
JAVIER FERNANDEZ-CARBAJAL		   Management For For    
  1D    ELECTION OF DIRECTOR: ROBERT W.
MATSCHULLAT		   Management For For    
  1E    ELECTION OF DIRECTOR: CATHY E.
MINEHAN		   Management For For    
  1F    ELECTION OF DIRECTOR: SUZANNE NORA
JOHNSON		   Management For For    
  1G    ELECTION OF DIRECTOR: DAVID J. PANG   Management For For    
  1H    ELECTION OF DIRECTOR: JOSEPH W.
SAUNDERS		   Management For For    
  1I    ELECTION OF DIRECTOR: WILLIAM S.
SHANAHAN		   Management For For    
  1J    ELECTION OF DIRECTOR: JOHN A.
SWAINSON		   Management For For    
  02    TO APPROVE, ON AN ADVISORY BASIS, THE
COMPENSATION OF THE COMPANY'S
NAMED EXECUTIVE OFFICERS.		   Management For For    
  03    TO APPROVE THE VISA INC. 2007 EQUITY
INCENTIVE COMPENSATION PLAN, AS
AMENDED AND RESTATED.		   Management For For    
  04    TO RATIFY THE APPOINTMENT OF KPMG LLP
AS THE COMPANY'S INDEPENDENT
REGISTERED PUBLIC ACCOUNTING FIRM
FOR FISCAL YEAR 2012.		   Management For For    

 

 
 

  ACCENTURE PLC
  Security   G1151C101         Meeting Type Annual  
  Ticker Symbol   ACN                     Meeting Date 09-Feb-2012  
  ISIN   IE00B4BNMY34         Agenda 933540343 - Management
  Record Date   12-Dec-2011         Holding Recon Date 12-Dec-2011  
  City / Country   DUBLIN / Ireland   Vote Deadline Date 08-Feb-2012  
  SEDOL(s)     Quick Code    
                                             
  Item Proposal     Type Vote For/Against
Management		    
  01    ACCEPTANCE, IN A NON-BINDING VOTE, OF
THE FINANCIAL STATEMENTS FOR THE
TWELVE MONTH PERIOD ENDED AUGUST
31, 2011 AS PRESENTED		   Management For For    
  2A    RE-APPOINTMENT OF DIRECTOR: DINA
DUBLON		   Management For For    
  2B    RE-APPOINTMENT OF DIRECTOR: WILLIAM
D. GREEN		   Management For For    
  2C    RE-APPOINTMENT OF DIRECTOR: NOBUYUKI
IDEI		   Management For For    
  2D    RE-APPOINTMENT OF DIRECTOR: MARJORIE
MAGNER		   Management For For    
  03    RATIFICATION, IN A NON-BINDING VOTE, OF
APPOINTMENT OF KPMG AS INDEPENDENT
AUDITORS FOR THE 2012 FISCAL YEAR AND
AUTHORIZATION, IN A BINDING VOTE, OF
THE BOARD, ACTING THROUGH THE AUDIT
COMMITTEE, TO DETERMINE KPMG'S
REMUNERATION		   Management For For    
  04    APPROVAL, IN A NON-BINDING VOTE, OF
THE COMPENSATION OF THE NAMED
EXECUTIVE OFFICERS		   Management For For    
  05    APPROVAL OF AMENDMENTS TO
ACCENTURE PLC'S ARTICLES OF
ASSOCIATION TO PROVIDE FOR THE
PHASED-IN DECLASSIFICATION OF THE
BOARD, BEGINNING IN 2013		   Management For For    
  06    AUTHORIZATION TO HOLD THE 2013
ANNUAL GENERAL MEETING OF
SHAREHOLDERS OF ACCENTURE PLC AT A
LOCATION OUTSIDE OF IRELAND		   Management For For    
  07    AUTHORIZATION OF ACCENTURE TO MAKE
OPEN-MARKET PURCHASES OF
ACCENTURE PLC CLASS A ORDINARY
SHARES		   Management For For    
  08    DETERMINATION OF THE PRICE RANGE AT
WHICH ACCENTURE PLC CAN RE-ISSUE
SHARES THAT IT ACQUIRES AS TREASURY
STOCK		   Management For For    
  APPLE INC.
  Security   037833100         Meeting Type Annual  
  Ticker Symbol   AAPL                    Meeting Date 23-Feb-2012  
  ISIN   US0378331005         Agenda 933542474 - Management
  Record Date   27-Dec-2011         Holding Recon Date 27-Dec-2011  
  City / Country   CUPERTINO / United States   Vote Deadline Date 22-Feb-2012  
  SEDOL(s)     Quick Code    
                                             
  Item Proposal     Type Vote For/Against
Management		    
  1     DIRECTOR   Management              
      1 WILLIAM V. CAMPBELL     For For    
      2 TIMOTHY D. COOK     For For    
      3 MILLARD S. DREXLER     For For    
      4 AL GORE     For For    
      5 ROBERT A. IGER     For For    
      6 ANDREA JUNG     For For    
      7 ARTHUR D. LEVINSON     For For    
      8 RONALD D. SUGAR     For For    
  2     RATIFICATION OF THE APPOINTMENT OF
ERNST & YOUNG LLP AS THE COMPANY'S
INDEPENDENT REGISTERED PUBLIC
ACCOUNTING FIRM FOR 2012.		   Management For For    
  3     ADVISORY VOTE ON EXECUTIVE
COMPENSATION.		   Management For For    
  04    A SHAREHOLDER PROPOSAL ENTITLED
"CONFLICT OF INTEREST REPORT"		   Shareholder Against For    
  05    A SHAREHOLDER PROPOSAL ENTITLED
"SHAREHOLDER SAY ON DIRECTOR PAY"		   Shareholder Against For    
  06    A SHAREHOLDER PROPOSAL ENTITLED
"REPORT ON POLITICAL CONTRIBUTIONS
AND EXPENDITURES"		   Shareholder Against For    
  07    A SHAREHOLDER PROPOSAL ENTITLED
"ADOPT A MAJORITY VOTING STANDARD
FOR DIRECTOR ELECTIONS"		   Shareholder Against For    

 

 
 

  TOD'S SPA, SANT'ELPIDIO A MARE (AP)
  Security   T93619103         Meeting Type Annual General Meeting
  Ticker Symbol             Meeting Date 19-Apr-2012  
  ISIN   IT0003007728         Agenda 703671102 - Management
  Record Date   10-Apr-2012         Holding Recon Date 10-Apr-2012  
  City / Country   SANT'ELPIDIO A MARE / Italy   Vote Deadline Date 12-Apr-2012  
  SEDOL(s)   4643735 - 4733766 - B020SG9 - B28MWK5 Quick Code    
                                             
  Item Proposal     Type Vote For/Against
Management		    
  CMMT  PLEASE NOTE IN THE EVENT THE MEETING
DOES NOT REACH QUORUM, THERE WILL
BE A-SECOND CALL ON 26 APR 2012.
CONSEQUENTLY, YOUR VOTING
INSTRUCTIONS WILL-REMAIN VALID FOR ALL
CALLS UNLESS THE AGENDA IS AMENDED.
THANK YOU.		   Non-Voting        
  1     Balance sheet as of 31-Dec-2011, board of
directors report on management activity, internal
and external auditors reports, proposal of profit
allocation, resolutions related there to		   Management For For    
  2     To authorize the purchase and sale of own
shares as per Article 2357 et seq of the Italian
Civil Code and as per Article 132 of the
Legislative Decree N. 58 of 24-Feb-1998 upon
revoking the authorisation given by the meeting
held on 20-Apr-2011 for the unexecuted portion,
resolutions related there to		   Management For For    
  3     Rewarding reports as per article 123-ter of the
Legislative Decree N.58 of 24-Feb-1998,
resolutions related there to		   Management For For    
  4     To appoint the board of directors for the triennium
2012-2014 upon stating members' number, to
state emolument, resolutions related there to		   Management For For    
  5     To integrate internal auditors, resolutions related
there to		   Management For For    
  6     To appoint an external auditor for financial years
2012-2020 and to state related emolument,
resolutions related there to		   Management For For    
  INTERNATIONAL BUSINESS MACHINES CORP.
  Security   459200101         Meeting Type Annual  
  Ticker Symbol   IBM                     Meeting Date 24-Apr-2012  
  ISIN   US4592001014         Agenda 933564204 - Management
  Record Date   24-Feb-2012         Holding Recon Date 24-Feb-2012  
  City / Country   ARMONK / United States   Vote Deadline Date 23-Apr-2012  
  SEDOL(s)     Quick Code    
                                             
  Item Proposal     Type Vote For/Against
Management		    
  1A    ELECTION OF DIRECTOR: A. J. P. BELDA   Management For For    
  1B    ELECTION OF DIRECTOR: W. R. BRODY   Management For For    
  1C    ELECTION OF DIRECTOR: K. I. CHENAULT   Management For For    
  1D    ELECTION OF DIRECTOR: M. L. ESKEW   Management For For    
  1E    ELECTION OF DIRECTOR: D. N. FARR   Management For For    
  1F    ELECTION OF DIRECTOR: S. A. JACKSON   Management For For    
  1G    ELECTION OF DIRECTOR: A. N. LIVERIS   Management For For    
  1H    ELECTION OF DIRECTOR: W. J. MCNERNEY,
JR.		   Management For For    
  1I    ELECTION OF DIRECTOR: J. W. OWENS   Management For For    
  1J    ELECTION OF DIRECTOR: S. J. PALMISANO   Management For For    
  1K    ELECTION OF DIRECTOR: V. M. ROMETTY   Management For For    
  1L    ELECTION OF DIRECTOR: J. E. SPERO   Management For For    
  1M    ELECTION OF DIRECTOR: S. TAUREL   Management For For    
  1N    ELECTION OF DIRECTOR: L. H. ZAMBRANO   Management For For    
  02    RATIFICATION OF APPOINTMENT OF
INDEPENDENT REGISTERED PUBLIC
ACCOUNTING FIRM (PAGE 71)		   Management For For    
  03    ADVISORY VOTE ON EXECUTIVE
COMPENSATION (PAGE 72)		   Management For For    
  04    STOCKHOLDER PROPOSAL ON CUMULATIVE
VOTING (PAGE 73)		   Shareholder Against For    
  05    STOCKHOLDER PROPOSAL TO REVIEW
POLITICAL CONTRIBUTIONS - TRADE
ASSOCIATIONS POLICY (PAGE 74)		   Shareholder Against For    
  06    STOCKHOLDER PROPOSAL FOR
DISCLOSURE OF LOBBYING POLICIES AND
PRACTICES (PAGE 75)		   Shareholder Against For    

 

 
 

  W.W. GRAINGER, INC.
  Security   384802104         Meeting Type Annual  
  Ticker Symbol   GWW                     Meeting Date 25-Apr-2012  
  ISIN   US3848021040         Agenda 933564800 - Management
  Record Date   05-Mar-2012         Holding Recon Date 05-Mar-2012  
  City / Country   LAKE FOREST / United States   Vote Deadline Date 24-Apr-2012  
  SEDOL(s)     Quick Code    
                                             
  Item Proposal     Type Vote For/Against
Management		    
  1     DIRECTOR   Management              
      1 BRIAN P. ANDERSON     For For    
      2 WILBUR H. GANTZ     For For    
      3 V. ANN HAILEY     For For    
      4 WILLIAM K. HALL     For For    
      5 STUART L. LEVENICK     For For    
      6 JOHN W. MCCARTER, JR.     For For    
      7 NEIL S. NOVICH     For For    
      8 MICHAEL J. ROBERTS     For For    
      9 GARY L. ROGERS     For For    
      10 JAMES T. RYAN     For For    
      11 E. SCOTT SANTI     For For    
      12 JAMES D. SLAVIK     For For    
  2     PROPOSAL TO RATIFY THE APPOINTMENT
OF ERNST & YOUNG LLP AS INDEPENDENT
AUDITOR FOR THE YEAR ENDING
DECEMBER 31, 2012.		   Management For For    
  3     SAY ON PAY: ADVISORY PROPOSAL TO
APPROVE COMPENSATION OF THE
COMPANY'S NAMED EXECUTIVE OFFICERS.		   Management For For    
  BRITISH AMERICAN TOBACCO PLC, LONDON
  Security   G1510J102         Meeting Type Annual General Meeting
  Ticker Symbol             Meeting Date 26-Apr-2012  
  ISIN   GB0002875804         Agenda 703679095 - Management
  Record Date             Holding Recon Date 24-Apr-2012  
  City / Country   LONDON / United Kingdom   Vote Deadline Date 20-Apr-2012  
  SEDOL(s)   0287580 - 5617278 - B02S755 - B3DCKS1 -
B3F9DG9 - B3FKPZ5		 Quick Code    
                                             
  Item Proposal     Type Vote For/Against
Management		    
  1.O.1 Receipt of the 2011 Report and Accounts   Management For For    
  2.O.2 Approval of the 2011 Remuneration Report   Management For For    
  3.O.3 Declaration of the final dividend for 2011   Management For For    
  4.O.4 Re-appointment of the Auditors:
PricewaterhouseCoopers LLP		   Management For For    
  5.O.5 Authority for the Directors to agree the Auditors'
remuneration		   Management For For    
  6.O.6 Re-election of Richard Burrows as a Director (N)   Management For For    
  7.O.7 Re-election of John Daly as a Director   Management For For    
  8.O.8 Re-election of Karen de Segundo as a Director
(C, N, R)		   Management For For    
  9.O.9 Re-election of Nicandro Durante as a Director   Management For For    
  10O10 Re-election of Robert Lerwill as a Director (A, N,
R)		   Management For For    
  11O11 Re-election of Christine Morin-Postel as a
Director (N, R)		   Management For For    
  12O12 Re-election of Gerry Murphy as a Director (C, N,
R)		   Management For For    
  13O13 Re-election of Kieran Poynter as a Director (C, N,
R)		   Management For For    
  14O14 Re-election of Anthony Ruys as a Director (A, N,
R)		   Management For For    
  15O15 Re-election of Sir Nicholas Scheele as a Director
(A, N, R)		   Management For For    
  16O16 Re-election of Ben Stevens as a Director   Management For For    
  17O17 Election of Ann Godbehere as a Director (C, N,
R) who has been appointed since the last Annual
General Meeting		   Management For For    
  18O18 Renewal of the Directors' authority to allot shares   Management For For    
  19S.1 Renewal of the Directors' authority to disapply
pre-emption rights		   Management For For    
  20S.2 Authority for the Company to purchase its own
shares		   Management For For    
  21S.3 Notice period for General Meetings, may be
called on not less than 14 days notice		   Management For For    

 

 
 

  DAVIDE CAMPARI - MILANO SPA, MILANO
  Security   T24091117         Meeting Type MIX 
  Ticker Symbol             Meeting Date 27-Apr-2012  
  ISIN   IT0003849244         Agenda 703680947 - Management
  Record Date   18-Apr-2012         Holding Recon Date 18-Apr-2012  
  City / Country   SESTO SAN GIOVANNI / Italy   Vote Deadline Date 20-Apr-2012  
  SEDOL(s)   B08BR25 - B08H5S5 - B1SSBL0 - B28GQ16 Quick Code    
                                             
  Item Proposal     Type Vote For/Against
Management		    
  E.1   Amendment to Art. 11,15,27,21,22 of the
company by-laws		   Management For For    
  O.1   Approval of financial statements as of 31.12.2011   Management For For    
  O.2   Approval of remuneration report   Management For For    
  O.3   Approval of stock option plan   Management For For    
  O.4   Authorization to purchase and dispose of own
shares		   Management For For    
  O.5   Approval to amend meeting regulations   Management For For    
  TAMEDIA AG, ZUERICH
  Security   H84391103         Meeting Type Annual General Meeting
  Ticker Symbol             Meeting Date 27-Apr-2012  
  ISIN   CH0011178255         Agenda 703708632 - Management
  Record Date   20-Apr-2012         Holding Recon Date 20-Apr-2012  
  City / Country   ZURICH / Switzerland   Vote Deadline Date 20-Apr-2012  
  SEDOL(s)   4498816 - 4684808 - B3BJZ01 Quick Code    
                                             
  Item Proposal     Type Vote For/Against
Management		    
  1     Annual report, annual consolidated financial
statements and financial statements 2011,
reports of the auditors		   Management Did Not Vote      
  2     Appropriation of balance sheet profit and fixing
the distribution from reserves out of capital
contributions		   Management Did Not Vote      
  3     Discharge to the members of the board of
directors and the management		   Management Did Not Vote      
  4     Election of the board of directors: Mr Pierre
Lamuniere		   Management Did Not Vote      
  5     Election of the auditors: Ernst and Young AG,
Zurich		   Management Did Not Vote      
  6     Various   Non-Voting        
  7     Adhoc   Management Did Not Vote      
  FRUTAROM INDUSTRIES (1995) LTD, HAIFA
  Security   M4692H103         Meeting Type ExtraOrdinary General Meeting
  Ticker Symbol             Meeting Date 30-Apr-2012  
  ISIN   IL0010810823         Agenda 703690392 - Management
  Record Date   02-Apr-2012         Holding Recon Date 02-Apr-2012  
  City / Country   HERZLIA / Israel   Vote Deadline Date 23-Apr-2012  
  SEDOL(s)   2357771 - 6353418 - B4YL620 Quick Code    
                                             
  Item Proposal     Type Vote For/Against
Management		    
  1     Discussion of the financial statements and
directors report for 2011		   Management For For    
  2.1   Re-appointment of the officiating director : John
Farber		   Management For For    
  2.2   Re-appointment of the officiating director : Maya
Farber		   Management For For    
  2.3   Re-appointment of the officiating director :
Sandra Farber		   Management For For    
  2.4   Re-appointment of the officiating director : Hans
Habderhalden		   Management For For    
  2.5   Re-appointment of the officiating director : Gil
Leinder		   Management For For    
  3     Re-appointment of accountant-auditors and
authorization of the board to fix their fees		   Management For For    
  4     Amendment of the provisions of the articles in
accordance with recent changes to Israel law
including the provisions relating to D and O
liability exemption, insurance and indemnity. The
aggregate amount of all indemnities is limited by
the articles to pct 25 of the shareholders' equity		   Management For For    
  5     Corresponding amendment of indemnity
undertakings of D and O who are not owners of
control		   Management For For    
  6     Amendment as in resolution 5 of indemnity
undertakings of D and O who are owners of
control		   Management For For    
  7     Amendment of liability insurance cover of D and
O who are not owners of control in an amount of
40 million USD		   Management For For    
  8     Purchase of liability insurance cover as above
during a period of 3 years of D and O who are
owners of control		   Management For For    
  9     Approval of the grant of an undertaking for
liability exemption during a period of 3 years to d
and o who are owners of control		   Management For For    

 

 
 

  Account
Number		     Account Name   Internal
Account		 Custodian Ballot Shares   Unavailable
Shares		   Vote
Date		 Date
Confirmed
  495448   DYNAMIC
DISCOVERY
FUND		 495448 BANK OF NEW
YORK MELLON		 3,395     09-Apr-2012 23-Apr-2012
  EMC CORPORATION
  Security   268648102         Meeting Type Annual  
  Ticker Symbol   EMC                     Meeting Date 01-May-2012  
  ISIN   US2686481027         Agenda 933561501 - Management
  Record Date   01-Mar-2012         Holding Recon Date 01-Mar-2012  
  City / Country   HOPKINTON / United States   Vote Deadline Date 30-Apr-2012  
  SEDOL(s)     Quick Code    
                                             
  Item Proposal     Type Vote For/Against
Management		    
  1A    ELECTION OF DIRECTOR: MICHAEL W.
BROWN		   Management For For    
  1B    ELECTION OF DIRECTOR: RANDOLPH L.
COWEN		   Management For For    
  1C    ELECTION OF DIRECTOR: GAIL DEEGAN   Management For For    
  1D    ELECTION OF DIRECTOR: JAMES S.
DISTASIO		   Management For For    
  1E    ELECTION OF DIRECTOR: JOHN R. EGAN   Management For For    
  1F    ELECTION OF DIRECTOR: EDMUND F. KELLY   Management For For    
  1G    ELECTION OF DIRECTOR: WINDLE B. PRIEM   Management For For    
  1H    ELECTION OF DIRECTOR: PAUL SAGAN   Management For For    
  1I    ELECTION OF DIRECTOR: DAVID N. STROHM   Management For For    
  1J    ELECTION OF DIRECTOR: JOSEPH M. TUCCI   Management For For    
  02    RATIFICATION OF THE SELECTION BY THE
AUDIT COMMITTEE OF
PRICEWATERHOUSECOOPERS LLP AS
EMC'S INDEPENDENT AUDITORS FOR THE
FISCAL YEAR ENDING DECEMBER 31, 2012,
AS DESCRIBED IN EMC'S PROXY
STATEMENT.		   Management For For    
  03    ADVISORY APPROVAL OF OUR EXECUTIVE
COMPENSATION, AS DESCRIBED IN EMC'S
PROXY STATEMENT.		   Management For For    
  FMC TECHNOLOGIES, INC.
  Security   30249U101         Meeting Type Annual  
  Ticker Symbol   FTI                     Meeting Date 02-May-2012  
  ISIN   US30249U1016         Agenda 933587098 - Management
  Record Date   09-Mar-2012         Holding Recon Date 09-Mar-2012  
  City / Country   HOUSTON / United States   Vote Deadline Date 01-May-2012  
  SEDOL(s)     Quick Code    
                                             
  Item Proposal     Type Vote For/Against
Management		    
  1A.   ELECTION OF DIRECTOR: MIKE R. BOWLIN   Management For For    
  1B.   ELECTION OF DIRECTOR: PHILIP J.
BURGUIERES		   Management For For    
  1C.   ELECTION OF DIRECTOR: EDWARD J.
MOONEY		   Management For For    
  1D.   ELECTION OF DIRECTOR: JAMES M.
RINGLER		   Management For For    
  2.    RATIFY THE APPOINTMENT OF KPMG LLP AS
THE INDEPENDENT REGISTERED PUBLIC
ACCOUNTING FIRM FOR 2012.		   Management For For    
  3.    ADVISORY APPROVAL OF EXECUTIVE
COMPENSATION PROGRAM.		   Management For For    
  4.    AMEND THE AMENDED AND RESTATED
CERTIFICATE OF INCORPORATION TO
PROVIDE FOR THE ANNUAL ELECTION OF
ALL DIRECTORS.		   Management For For    
  WISCONSIN ENERGY CORPORATION
  Security   976657106         Meeting Type Annual  
  Ticker Symbol   WEC                     Meeting Date 03-May-2012  
  ISIN   US9766571064         Agenda 933573102 - Management
  Record Date   23-Feb-2012         Holding Recon Date 23-Feb-2012  
  City / Country   MILWAUKEE / United States   Vote Deadline Date 02-May-2012  
  SEDOL(s)     Quick Code    
                                             
  Item Proposal     Type Vote For/Against
Management		    
  1.    DIRECTOR   Management              
      1 JOHN F. BERGSTROM     For For    
      2 BARBARA L. BOWLES     For For    
      3 PATRICIA W. CHADWICK     For For    
      4 ROBERT A. CORNOG     For For    
      5 CURT S. CULVER     For For    
      6 THOMAS J. FISCHER     For For    
      7 GALE E. KLAPPA     For For    
      8 ULICE PAYNE, JR.     For For    
      9 MARY ELLEN STANEK     For For    
  2.    APPROVAL OF AMENDMENTS TO
WISCONSIN ENERGY CORPORATION'S
RESTATED ARTICLES OF INCORPORATION
TO IMPLEMENT A MAJORITY VOTING
STANDARD FOR THE ELECTION OF
DIRECTORS IN NON-CONTESTED
ELECTIONS.		   Management For For    
  3.    APPROVAL OF AMENDMENTS TO
WISCONSIN ENERGY CORPORATION'S
BYLAWS TO IMPLEMENT A MAJORITY
VOTING STANDARD FOR THE ELECTION OF
DIRECTORS IN NON-CONTESTED
ELECTIONS.		   Management For For    
  4.    RATIFICATION OF DELOITTE & TOUCHE LLP
AS INDEPENDENT AUDITORS FOR 2012.		   Management For For    
  5.    ADVISORY VOTE TO APPROVE
COMPENSATION OF THE NAMED EXECUTIVE
OFFICERS.		   Management For For    

 

 
 

  FRANCO-NEVADA CORP, TORONTO, ON
  Security   351858105         Meeting Type MIX 
  Ticker Symbol             Meeting Date 08-May-2012  
  ISIN   CA3518581051         Agenda 703709759 - Management
  Record Date   20-Mar-2012         Holding Recon Date 20-Mar-2012  
  City / Country   TORONTO / Canada   Vote Deadline Date 02-May-2012  
  SEDOL(s)   B29NF31 - B29VF02 - B29YJY3 Quick Code    
                                             
  Item Proposal     Type Vote For/Against
Management		    
  1.1   Election of Director: Pierre Lassonde   Management For For    
  1.2   Election of Director: David Harquail   Management For For    
  1.3   Election of Director: Derek W. Evans   Management For For    
  1.4   Election of Director: Graham Farquharson   Management For For    
  1.5   Election of Director: Louis Gignac   Management For For    
  1.6   Election of Director: Randall Oliphant   Management For For    
  1.7   Election of Director: David R. Peterson   Management For For    
  2     Appointment of PricewaterhouseCoopers LLP,
Chartered Accountants, as Auditors of the
Corporation for the ensuing year and authorizing
the Directors to fix their remuneration		   Management For For    
  3     To consider and, if thought appropriate, pass,
with or without variation, the advisory resolution
on the Corporation's approach to executive
compensation		   Management For For    
  O'REILLY AUTOMOTIVE, INC.
  Security   67103H107         Meeting Type Annual  
  Ticker Symbol   ORLY                    Meeting Date 08-May-2012  
  ISIN   US67103H1077         Agenda 933573099 - Management
  Record Date   28-Feb-2012         Holding Recon Date 28-Feb-2012  
  City / Country   SPRINGFIELD / United States   Vote Deadline Date 07-May-2012  
  SEDOL(s)     Quick Code    
                                             
  Item Proposal     Type Vote For/Against
Management		    
  1A.   ELECTION OF DIRECTOR: CHARLES H.
O'REILLY, JR.		   Management For For    
  1B.   ELECTION OF DIRECTOR: JOHN MURPHY   Management For For    
  1C.   ELECTION OF DIRECTOR: RONALD
RASHKOW		   Management For For    
  2.    ADVISORY VOTE ON APPROVAL OF
COMPENSATION OF EXECUTIVES.		   Management For For    
  3.    APPROVAL OF THE 2012 INCENTIVE AWARD
PLAN.		   Management For For    
  4.    RATIFICATION OF APPOINTMENT OF ERNST
& YOUNG, LLP, AS INDEPENDENT AUDITORS
FOR THE FISCAL YEAR ENDING DECEMBER
31, 2012.		   Management For For    

 

 
 

  WEIR GROUP PLC, GLASGOW
  Security   G95248137         Meeting Type Annual General Meeting
  Ticker Symbol             Meeting Date 09-May-2012  
  ISIN   GB0009465807         Agenda 703695669 - Management
  Record Date             Holding Recon Date 07-May-2012  
  City / Country   GLASGOW / United Kingdom   Vote Deadline Date 02-May-2012  
  SEDOL(s)   0946580 - B02R8M6 - B28C8S5 Quick Code    
                                             
  Item Proposal     Type Vote For/Against
Management		    
  1     That the directors report and the audited financial
statements for the 52 weeks ended 30 December
2011 be approved and adopted		   Management For For    
  2     That a final dividend for the 52 weeks ended 30
December 2011 of 25.8p per ordinary share of
12.5 pence payable on 1 June 2012 to those
shareholders on the register at the close of
business on 4 May 2012 be declared		   Management For For    
  3     That the remuneration report for the 52 weeks
ended 30 December 2011 be approved		   Management For For    
  4     That Alan Ferguson be elected as a director of
the Company		   Management For For    
  5     That Melanie Gee be elected as a director of the
Company		   Management For For    
  6     That Lord Smith of Kelvin be re-elected as a
director of the Company		   Management For For    
  7     That Keith Cochrane be re-elected as a director
of the Company		   Management For For    
  8     That Richard Menell be re-elected as a director of
the Company		   Management For For    
  9     That John Mogford be re-elected as a director of
the Company		   Management For For    
  10    That Lord Robertson of Port Ellen be re-elected
as a director of the Company		   Management For For    
  11    That Jon Stanton be re-elected as a director of
the Company		   Management For For    
  12    That Ernst & Young LLP be reappointed as
auditors of the Company to hold office until the
conclusion of the next general meeting at which
accounts are laid before the Company		   Management For For    
  13    That the directors be authorised to fix the
remuneration of the auditors		   Management For For    
  14    That the directors be and are hereby generally
and unconditionally authorised for the purposes
of section 551 of the Companies Act 2006 to
exercise all the powers of the Company to allot
ordinary shares in the Company and to grant
rights to subscribe for, or convert any security
into, shares in the Company: (i) comprising equity
securities (as defined in section 560 of the
Companies Act 2006) up to a maximum
aggregate nominal amount of GBP 17,600,000
(such amount to be reduced by any shares		   Management For For For  
    allotted or rights granted under paragraph (ii)
below) in connection with an offer by way of a
rights issue: (a) to holders of ordinary shares in
proportion (as nearly as may be practicable) to
their existing holdings; and (b) to holders of other
equity securities if this is required by the rights of
those equity securities or, if the directors consider it necessary, as
permitted by the rights of those-equity securities;
and so that the directors may make such
exclusions or-other arrangements as they
consider expedient in relation to treasury shares,-
fractional entitlements, record dates, shares
represented by depositary-receipts, legal or
practical problems under the laws in any territory
or the-requirements of any relevant regulatory
body or stock exchange or any other-matter; and
(ii) in any other case, up to an aggregate nominal
amount of GBP-8,800,000 (such amount to be
reduced by the aggregate nominal amount of
any-equity securities allotted under paragraph (i)
above in excess of GBP-8,800,000). Such
authorities shall expire, unless previously
renewed, varied-or revoked by the Company in
general meeting, at the conclusion of the next		                      
    Annual General Meeting of the Company
or, if earlier, the close of-business on 30 June
2013, save that the Company may before such
expiry make-any offer or agreement which would
or might require equity securities to be-allotted
after such expiry and the directors may allot
equity securities in-pursuance of any such offer
or agreement as if the authority conferred
hereby-had not expired		            
  15    That, subject to the passing of resolution 14, the
directors be given the general power to allot
equity securities (as defined by section 560 of the
Companies Act 2006) for cash, either pursuant to
the authority conferred by resolution 14 or by way
of a sale of treasury shares, as if section 561(1)
of the Companies Act 2006 did not apply to any
such allotment, provided that this power shall be
limited to: (i) the allotment of equity securities in
connection with an offer by way of a rights issue
(but in the case of the authority granted under
resolution 14 (i) by way of a rights issue as
described in that resolution only): (a) to the
holders of ordinary shares in proportion (as
nearly as may be practicable) to their respective
holdings; and (b) to holders of other equity
securities as required by the rights of those
securities or as the directors otherwise
consider necessary, but-subject to such
exclusions or other arrangements as the directors
may deem-necessary or expedient in relation to
treasury shares, fractional-entitlements, record
dates, legal or practical problems in or under the
laws-of any territory or the requirements of any
regulatory body or stock-exchange; and (ii) the
allotment (otherwise than pursuant to paragraph
(i)-above) of equity securities up to an aggregate
nominal amount of GBP-1,320,000. The power		   Management For For    
    granted by this resolution will expire on 30 June
2013-or, if earlier, the conclusion of the Annual
General Meeting in 2013 (unless-previously
renewed, varied or revoked by the Company in
general meeting) save-that the Company may,
before such expiry make offers or agreements
which-would or might require equity securities to be allotted after such
expiry and the directors-may allot equity
securities in pursuance of any such offer or
agreement-notwithstanding that the power
conferred by this resolution has expired		                      
  16    That, in accordance with the Companies Act
2006, the Company be generally and
unconditionally authorised for the purposes of
section 701 of the Companies Act 2006 to make
market purchases (within the meaning of section
693(4) of the Companies Act 2006) on the
London Stock Exchange of ordinary shares of
12.5p each in the capital of the Company
provided that: (i) the maximum aggregate number
of ordinary shares hereby authorised to be
purchased is 21,120,000; (ii) the minimum price
which may be paid for each ordinary share is
12.5p per (exclusive of expenses); (iii) the
maximum price (exclusive of expenses) which
may be paid for each ordinary share shall not be
more than 5% above the average of the market
values for an ordinary share as derived from the
London Stock Exchange's Daily Official List for
the five business days immediately preceding the date on which
the ordinary share is-purchased; (iv) unless
previously renewed, varied or revoked by the
Company-in general meeting, the authority
hereby conferred shall expire at the-conclusion of
the Company's next Annual General Meeting or
30 June 2013-(whichever is earlier); and (v) the
Company may make a contract or contracts-to
purchase ordinary shares under the authority
conferred by this resolution-prior to the expiry of
such authority which will or may be executed
wholly or-partly after the expiry of such authority
and may make a purchase of ordinary-shares in
pursuance of any such contract or contracts		   Management For For    
  17    That a general meeting, other than an Annual
General Meeting, may be called on not less than
14 clear days' notice		   Management For For    

 

 
 

  SCHWEITER TECHNOLOGIES AG, HORGEN
  Security   H73431142         Meeting Type Annual General Meeting
  Ticker Symbol             Meeting Date 09-May-2012  
  ISIN   CH0010754924         Agenda 703740351 - Management
  Record Date             Holding Recon Date 07-May-2012  
  City / Country   HORGEN / Switzerland Blocking Vote Deadline Date 01-May-2012  
  SEDOL(s)   4106227 - 5984024 - B038BD0 Quick Code    
                                             
  Item Proposal     Type Vote For/Against
Management		    
  1     Formal opening by the chairman   Non-Voting        
  2     Reporting of the business year 2011   Non-Voting        
  3     Approval of the annual report 2011, the annual
accounts 2011 and the consolidated annual
accounts 2011 as well as acknowledgement of
the reports of the auditors		   Management For For    
  4     Discharge of the board of directors   Management For For    
  5     Appropriation of the balance sheet profit   Management For For    
  6     Appropriation of reserves from capital
contribution		   Management For For    
  7.1   Re-election of Beat Siegrist to the board of
directors		   Management For For    
  7.2   Re-election of Beat Frey to the board of directors   Management For For    
  7.3   Re-election of Heinrich Fischer to the board of
directors		   Management For For    
  7.4   Re-election of Lukas Braunschweiler to the board
of directors		   Management For For    
  7.5   Re-election of Jacques Sanche to the board of
directors		   Management For For    
  8     Election of the auditors: Deloitte AG, Zurich   Management For For    
  9     Renewal of the authorized capital   Management For For    
  10.1  Adaptation of the articles of association to comply
with the Federal Act on intermediated securities
(Bundesgesetz Ueber Bucheffekten) (Beg))		   Management For For    
  10.2  Abolition of the provisions pertaining to
contribution in kind and acquisition of assets		   Management For For    
  11    Addition and/or counter proposals   Management Abstain For    
  AIR LEASE CORP
  Security   00912X302         Meeting Type Annual  
  Ticker Symbol   AL                      Meeting Date 10-May-2012  
  ISIN   US00912X3026         Agenda 933593976 - Management
  Record Date   20-Mar-2012         Holding Recon Date 20-Mar-2012  
  City / Country   LOS ANGELES / United States   Vote Deadline Date 09-May-2012  
  SEDOL(s)     Quick Code    
                                             
  Item Proposal     Type Vote For/Against
Management		    
  1A.   ELECTION OF DIRECTOR: JOHN G. DANHAKL   Management For For    
  1B.   ELECTION OF DIRECTOR: MATTHEW J. HART   Management For For    
  1C.   ELECTION OF DIRECTOR: ROBERT A.
MILTON		   Management For For    
  1D.   ELECTION OF DIRECTOR: JOHN L. PLUEGER   Management For For    
  1E.   ELECTION OF DIRECTOR: ANTONY P.
RESSLER		   Management For For    
  1F.   ELECTION OF DIRECTOR: WILBUR L. ROSS,
JR.		   Management For For    
  1G.   ELECTION OF DIRECTOR: IAN M. SAINES   Management For For    
  1H.   ELECTION OF DIRECTOR: DR. RONALD D.
SUGAR		   Management For For    
  1I.   ELECTION OF DIRECTOR: STEVEN F.
UDVAR-HAZY		   Management For For    
  2.    RATIFY THE APPOINTMENT OF KPMG LLP AS
THE COMPANY'S INDEPENDENT
REGISTERED PUBLIC ACCOUNTING FIRM
FOR 2012		   Management For For    
  3.    ADVISORY VOTE TO APPROVE NAMED
EXECUTIVE OFFICER COMPENSATION		   Management For For    
  4.    ADVISORY VOTE TO APPROVE HOLDING AN
ADVISORY VOTE ON NAMED EXECUTIVE
OFFICER COMPENSATION EVERY ONE, TWO
OR THREE YEARS, AS INDICATED		   Management 3 Years For    

 

 
 

  ALTRIA GROUP, INC.
  Security   02209S103         Meeting Type Annual  
  Ticker Symbol   MO                      Meeting Date 17-May-2012  
  ISIN   US02209S1033         Agenda 933581161 - Management
  Record Date   26-Mar-2012         Holding Recon Date 26-Mar-2012  
  City / Country   RICHMOND / United States   Vote Deadline Date 16-May-2012  
  SEDOL(s)     Quick Code    
                                             
  Item Proposal     Type Vote For/Against
Management		    
  1A.   ELECTION OF DIRECTOR: ELIZABETH E.
BAILEY		   Management For For    
  1B.   ELECTION OF DIRECTOR: GERALD L.
BALILES		   Management For For    
  1C.   ELECTION OF DIRECTOR: MARTIN J.
BARRINGTON		   Management For For    
  1D.   ELECTION OF DIRECTOR: JOHN T. CASTEEN
III		   Management For For    
  1E.   ELECTION OF DIRECTOR: DINYAR S.
DEVITRE		   Management For For    
  1F.   ELECTION OF DIRECTOR: THOMAS F.
FARRELL II		   Management For For    
  1G.   ELECTION OF DIRECTOR: THOMAS W.
JONES		   Management For For    
  1H.   ELECTION OF DIRECTOR: W. LEO KIELY III   Management For For    
  1I.   ELECTION OF DIRECTOR: KATHRYN B.
MCQUADE		   Management For For    
  1J.   ELECTION OF DIRECTOR: GEORGE MUNOZ   Management For For    
  1K.   ELECTION OF DIRECTOR: NABIL Y. SAKKAB   Management For For    
  2.    RATIFICATION OF THE SELECTION OF
INDEPENDENT REGISTERED PUBLIC
ACCOUNTING FIRM		   Management For For    
  3.    ADVISORY VOTE TO APPROVE THE
COMPENSATION OF THE COMPANY'S
NAMED EXECUTIVE OFFICERS		   Management For For    
  4.    SHAREHOLDER PROPOSAL - DISCLOSURE
OF LOBBYING POLICIES AND PRACTICES		   Shareholder Against For    
  SIMON PROPERTY GROUP, INC.
  Security   828806109         Meeting Type Annual  
  Ticker Symbol   SPG                     Meeting Date 17-May-2012  
  ISIN   US8288061091         Agenda 933582707 - Management
  Record Date   19-Mar-2012         Holding Recon Date 19-Mar-2012  
  City / Country   INDIANAPOLIS / United States   Vote Deadline Date 16-May-2012  
  SEDOL(s)     Quick Code    
                                             
  Item Proposal     Type Vote For/Against
Management		    
  1A    ELECTION OF DIRECTOR: MELVYN E.
BERGSTEIN		   Management For For    
  1B    ELECTION OF DIRECTOR: LARRY C.
GLASSCOCK		   Management For For    
  1C    ELECTION OF DIRECTOR: KAREN N. HORN,
PH.D.		   Management For For    
  1D    ELECTION OF DIRECTOR: ALLAN HUBBARD   Management For For    
  1E    ELECTION OF DIRECTOR: REUBEN S.
LEIBOWITZ		   Management For For    
  1F    ELECTION OF DIRECTOR: DANIEL C. SMITH,
PH.D.		   Management For For    
  1G    ELECTION OF DIRECTOR: J. ALBERT SMITH,
JR.		   Management For For    
  2     ANNUAL ADVISORY VOTE TO APPROVE
EXECUTIVE COMPENSATION.		   Management For For    
  3     RATIFICATION OF THE APPOINTMENT OF
ERNST & YOUNG LLP AS OUR INDEPENDENT
REGISTERED PUBLIC ACCOUNTING FIRM
FOR 2012.		   Management For For    
  4     APPROVAL OF THE SIMON PROPERTY
GROUP 1998 STOCK INCENTIVE PLAN, AS
AMENDED AND RESTATED.		   Management For For    
  TIFFANY & CO.
  Security   886547108         Meeting Type Annual  
  Ticker Symbol   TIF                     Meeting Date 17-May-2012  
  ISIN   US8865471085         Agenda 933584333 - Management
  Record Date   20-Mar-2012         Holding Recon Date 20-Mar-2012  
  City / Country   NEW YORK / United States   Vote Deadline Date 16-May-2012  
  SEDOL(s)     Quick Code    
                                             
  Item Proposal     Type Vote For/Against
Management		    
  1A    ELECTION OF DIRECTOR: MICHAEL J.
KOWALSKI		   Management For For    
  1B    ELECTION OF DIRECTOR: ROSE MARIE
BRAVO		   Management For For    
  1C    ELECTION OF DIRECTOR: GARY E. COSTLEY   Management For For    
  1D    ELECTION OF DIRECTOR: LAWRENCE K.
FISH		   Management For For    
  1E    ELECTION OF DIRECTOR: ABBY F.
KOHNSTAMM		   Management For For    
  1F    ELECTION OF DIRECTOR: CHARLES K.
MARQUIS		   Management For For    
  1G    ELECTION OF DIRECTOR: PETER W. MAY   Management For For    
  1H    ELECTION OF DIRECTOR: WILLIAM A.
SHUTZER		   Management For For    
  1I    ELECTION OF DIRECTOR: ROBERT S.
SINGER		   Management For For    
  2     APPROVAL OF THE APPOINTMENT BY THE
BOARD OF DIRECTORS OF
PRICEWATERHOUSECOOPERS LLP AS THE
COMPANY'S INDEPENDENT REGISTERED
PUBLIC ACCOUNTING FIRM FOR THE FISCAL
YEAR ENDING JANUARY 31, 2013.		   Management For For    
  3     APPROVAL OF THE COMPENSATION PAID
TO THE COMPANY'S NAMED EXECUTIVE
OFFICERS.		   Management For For    

 

 
 

  ROYAL DUTCH SHELL PLC, LONDON
  Security   G7690A100         Meeting Type Annual General Meeting
  Ticker Symbol             Meeting Date 22-May-2012  
  ISIN   GB00B03MLX29         Agenda 703740399 - Management
  Record Date             Holding Recon Date 18-May-2012  
  City / Country   LONDON / United Kingdom   Vote Deadline Date 16-May-2012  
  SEDOL(s)   B03MLX2 - B09CBL4 - B0DV8Y9 - B0F7DV7
- B0XPJL5		 Quick Code    
                                             
  Item Proposal     Type Vote For/Against
Management		    
  1     Adoption of Annual Report & Accounts   Management For For    
  2     Approval of Remuneration Report   Management For For    
  3     Appointment of Sir Nigel Sheinwald as a Director
of the Company		   Management For For    
  4     Re-appointment of Josef Ackermann as a
Director of the Company		   Management For For    
  5     Re-appointment of  Guy Elliott as a Director of
the Company		   Management For For    
  6     Re-appointment of Simon Henry as a Director of
the Company		   Management For For    
  7     Re-appointment of  Charles O. Holliday as a
Director of the Company		   Management For For    
  8     Re-appointment of  Gerard Kleisterlee as a
Director of the Company		   Management For For    
  9     Re-appointment of  Christine Morin-Postel as a
Director of the Company		   Management For For    
  10    Re-appointment of  Jorma Ollila as a Director of
the Company		   Management For For    
  11    Re-appointment of  Linda G. Stuntz as a Director
of the Company		   Management For For    
  12    Re-appointment of  Jeroen van der Veer as a
Director of the Company		   Management For For    
  13    Re-appointment of  Peter Voser as a Director of
the Company		   Management For For    
  14    Re-appointment of  HansWijers as a Director of
the Company		   Management For For    
  15    Reappointment of Auditors -
PricewaterhouseCoopers  LLP		   Management For For    
  16    Remuneration of Auditors   Management For For    
  17    Authority to allot shares   Management For For    
  18    Disapplication of pre-emption rights   Management For For    
  19    Authority to purchase own shares   Management For For    
  20    Authority for certain donations and expenditure   Management For For    
  THE SOUTHERN COMPANY
  Security   842587107         Meeting Type Annual  
  Ticker Symbol   SO                      Meeting Date 23-May-2012  
  ISIN   US8425871071         Agenda 933605860 - Management
  Record Date   26-Mar-2012         Holding Recon Date 26-Mar-2012  
  City / Country   ATLANTA / United States   Vote Deadline Date 22-May-2012  
  SEDOL(s)     Quick Code    
                                             
  Item Proposal     Type Vote For/Against
Management		    
  1A.   ELECTION OF DIRECTOR: J.P. BARANCO   Management For For    
  1B.   ELECTION OF DIRECTOR: J.A. BOSCIA   Management For For    
  1C.   ELECTION OF DIRECTOR: H.A. CLARK III   Management For For    
  1D.   ELECTION OF DIRECTOR: T.A. FANNING   Management For For    
  1E.   ELECTION OF DIRECTOR: H.W.
HABERMEYER, JR.		   Management For For    
  1F.   ELECTION OF DIRECTOR: V.M. HAGEN   Management For For    
  1G.   ELECTION OF DIRECTOR: W.A. HOOD, JR.   Management For For    
  1H.   ELECTION OF DIRECTOR: D.M. JAMES   Management For For    
  1I.   ELECTION OF DIRECTOR: D.E. KLEIN   Management For For    
  1J.   ELECTION OF DIRECTOR: W.G. SMITH, JR.   Management For For    
  1K.   ELECTION OF DIRECTOR: S.R. SPECKER   Management For For    
  1L.   ELECTION OF DIRECTOR: L.D. THOMPSON   Management For For    
  1M.   ELECTION OF DIRECTOR: E.J. WOOD III   Management For For    
  2.    RATIFICATION OF THE APPOINTMENT OF
DELOITTE & TOUCHE LLP AS THE
COMPANY'S INDEPENDENT REGISTERED
PUBLIC ACCOUNTING FIRM FOR 2012		   Management For For    
  3.    ADVISORY VOTE TO APPROVE NAMED
EXECUTIVE OFFICERS' COMPENSATION		   Management For For    
  4.    STOCKHOLDER PROPOSAL ON COAL
COMBUSTION BYPRODUCTS
ENVIRONMENTAL REPORT		   Shareholder Against For    
  5.    STOCKHOLDER PROPOSAL ON LOBBYING
CONTRIBUTIONS AND EXPENDITURES
REPORT		   Shareholder Against For    

 

 
 

  MCDONALD'S CORPORATION
  Security   580135101         Meeting Type Annual  
  Ticker Symbol   MCD                     Meeting Date 24-May-2012  
  ISIN   US5801351017         Agenda 933595247 - Management
  Record Date   27-Mar-2012         Holding Recon Date 27-Mar-2012  
  City / Country   OAK BROOK / United States   Vote Deadline Date 23-May-2012  
  SEDOL(s)     Quick Code    
                                             
  Item Proposal     Type Vote For/Against
Management		    
  1A.   ELECTION OF DIRECTOR: ROBERT A.
ECKERT		   Management For For    
  1B.   ELECTION OF DIRECTOR: ENRIQUE
HERNANDEZ, JR.		   Management For For    
  1C.   ELECTION OF DIRECTOR: JEANNE P.
JACKSON		   Management For For    
  1D.   ELECTION OF DIRECTOR: ANDREW J.
MCKENNA		   Management For For    
  1E.   ELECTION OF DIRECTOR: DONALD
THOMPSON		   Management For For    
  2.    ADVISORY VOTE TO APPROVE EXECUTIVE
COMPENSATION.		   Management For For    
  3.    APPROVAL OF THE 2012 OMNIBUS STOCK
OWNERSHIP PLAN.		   Management For For    
  4.    APPROVAL OF DECLASSIFICATION OF THE
BOARD OF DIRECTORS.		   Management For For    
  5.    APPROVAL OF SHAREHOLDERS' RIGHT TO
CALL SPECIAL MEETINGS.		   Management For For    
  6.    ADVISORY VOTE TO APPROVE THE
APPOINTMENT OF ERNST & YOUNG LLP AS
INDEPENDENT AUDITOR FOR 2012.		   Management For For    
  7.    ADVISORY VOTE ON A SHAREHOLDER
PROPOSAL REQUESTING A NUTRITION
REPORT.		   Shareholder Against For    
  EXXON MOBIL CORPORATION
  Security   30231G102         Meeting Type Annual  
  Ticker Symbol   XOM                     Meeting Date 30-May-2012  
  ISIN   US30231G1022         Agenda 933600086 - Management
  Record Date   04-Apr-2012         Holding Recon Date 04-Apr-2012  
  City / Country   IRVING / United States   Vote Deadline Date 29-May-2012  
  SEDOL(s)     Quick Code    
                                             
  Item Proposal     Type Vote For/Against
Management		    
  1.    DIRECTOR   Management              
      1 M.J. BOSKIN     For For    
      2 P. BRABECK-LETMATHE     For For    
      3 L.R. FAULKNER     For For    
      4 J.S. FISHMAN     For For    
      5 H.H. FORE     For For    
      6 K.C. FRAZIER     For For    
      7 W.W. GEORGE     For For    
      8 S.J. PALMISANO     For For    
      9 S.S REINEMUND     For For    
      10 R.W. TILLERSON     For For    
      11 E.E. WHITACRE, JR.     For For    
  2.    RATIFICATION OF INDEPENDENT AUDITORS
(PAGE 61)		   Management For For    
  3.    ADVISORY VOTE TO APPROVE EXECUTIVE
COMPENSATION (PAGE 62)		   Management For For    
  4.    INDEPENDENT CHAIRMAN (PAGE 64)   Shareholder Against For    
  5.    MAJORITY VOTE FOR DIRECTORS (PAGE 65)   Shareholder Against For    
  6.    REPORT ON POLITICAL CONTRIBUTIONS
(PAGE 66)		   Shareholder Against For    
  7.    AMENDMENT OF EEO POLICY (PAGE 67)   Shareholder Against For    
  8.    REPORT ON NATURAL GAS PRODUCTION
(PAGE 69)		   Shareholder Against For    
  9.    GREENHOUSE GAS EMISSIONS GOALS
(PAGE 71)		   Shareholder Against For    

 

 
 

  MASTERCARD INCORPORATED
  Security   57636Q104         Meeting Type Annual  
  Ticker Symbol   MA                      Meeting Date 05-Jun-2012  
  ISIN   US57636Q1040         Agenda 933614415 - Management
  Record Date   10-Apr-2012         Holding Recon Date 10-Apr-2012  
  City / Country   PURCHASE / United States   Vote Deadline Date 04-Jun-2012  
  SEDOL(s)     Quick Code    
                                             
  Item Proposal     Type Vote For/Against
Management		    
  1A.   ELECTION OF DIRECTOR: AJAY BANGA   Management For For    
  1B.   ELECTION OF DIRECTOR: DAVID R.
CARLUCCI		   Management For For    
  1C.   ELECTION OF DIRECTOR: STEVEN J.
FREIBERG		   Management For For    
  1D.   ELECTION OF DIRECTOR: RICHARD
HAYTHORNTHWAITE		   Management For For    
  1E.   ELECTION OF DIRECTOR: MARC OLIVIE   Management For For    
  1F.   ELECTION OF DIRECTOR: RIMA QURESHI   Management For For    
  1G.   ELECTION OF DIRECTOR: MARK SCHWARTZ   Management For For    
  1H.   ELECTION OF DIRECTOR: JACKSON P. TAI   Management For For    
  2.    ADVISORY APPROVAL OF THE COMPANY'S
EXECUTIVE COMPENSATION		   Management For For    
  3.    APPROVAL OF THE COMPANY'S AMENDED
AND RESTATED 2006 NON-EMPLOYEE
DIRECTOR EQUITY COMPENSATION PLAN		   Management For For    
  4.    APPROVAL OF THE COMPANY'S AMENDED
AND RESTATED 2006 LONG TERM
INCENTIVE PLAN		   Management For For    
  5.    RATIFICATION OF THE APPOINTMENT OF
PRICEWATERHOUSECOOPERS LLP AS THE
INDEPENDENT REGISTERED PUBLIC
ACCOUNTING FIRM FOR THE COMPANY FOR
2012		   Management For For    
  FRUTAROM INDUSTRIES (1995) LTD, HAIFA
  Security   M4692H103         Meeting Type MIX 
  Ticker Symbol             Meeting Date 10-Jun-2012  
  ISIN   IL0010810823         Agenda 703829626 - Management
  Record Date   07-May-2012         Holding Recon Date 07-May-2012  
  City / Country   HERTZELIA / Israel   Vote Deadline Date 31-May-2012  
  SEDOL(s)   2357771 - 6353418 - B4YL620 Quick Code    
                                             
  Item Proposal     Type Vote For/Against
Management		    
  1.1   Review of the Annual Financial Reports and the
Board of Directors' Report		   Management For For    
  1.2.1 Re-appointment of a director serving in the
Company who is not an external director: Dr.
John J. Farber		   Management For For    
  1.2.2 Re-appointment of a director serving in the
Company who is not an external director: Ms.
Maya Farber		   Management For For    
  1.2.3 Re-appointment of a director serving in the
Company who is not an external director: Ms.
Sandra Farber		   Management For For    
  1.2.4 Re-appointment of a director serving in the
Company who is not an external director: Mr.
Hans Abderhalden		   Management For For    
  1.2.5 Re-appointment of a director serving in the
Company who is not an external director: Mr. Gil
Leidner [independent director]		   Management For For    
  1.3   To re-appoint the firm of Kesselman &
Kesselman members of
PricewaterhouseCoopers, as the independent
auditors of the Company for the years 2011 -
2012 and until the next Annual General meeting
of the Company's shareholders, and to authorize
the Company's Board of Directors to determine
its fees		   Management For For    
  1.4   Amendment of Company Articles of Association   Management For For    
  1.5   Amendment of Indemnification Agreement form
for officeholders and directors who are not the
controlling shareholder or relatives of such		   Management For For    
  1.6   Provision of Indemnification Agreement form for
directors who are controlling shareholder or
relative of such		   Management For For    
  1.7   Extending insurance for directors and
officeholders who are not controlling shareholder
or relatives of such		   Management For For    
  1.8   Purchase of insurance policy for directors who
are controlling shareholder or relatives of such		   Management For For    
  1.9   Exculpation of each of the directors who are
controlling shareholder or relative of such		   Management For For    

 

 
 

  THE TJX COMPANIES, INC.
  Security   872540109         Meeting Type Annual  
  Ticker Symbol   TJX                     Meeting Date 13-Jun-2012  
  ISIN   US8725401090         Agenda 933628995 - Management
  Record Date   16-Apr-2012         Holding Recon Date 16-Apr-2012  
  City / Country   FRAMINGHAM / United States   Vote Deadline Date 12-Jun-2012  
  SEDOL(s)     Quick Code    
                                             
  Item Proposal     Type Vote For/Against
Management		    
  1A.   ELECTION OF DIRECTOR: ZEIN ABDALLA   Management For For    
  1B.   ELECTION OF DIRECTOR: JOSE B. ALVAREZ   Management For For    
  1C.   ELECTION OF DIRECTOR: ALAN M. BENNETT   Management For For    
  1D.   ELECTION OF DIRECTOR: BERNARD
CAMMARATA		   Management For For    
  1E.   ELECTION OF DIRECTOR: DAVID T. CHING   Management For For    
  1F.   ELECTION OF DIRECTOR: MICHAEL F. HINES   Management For For    
  1G.   ELECTION OF DIRECTOR: AMY B. LANE   Management For For    
  1H.   ELECTION OF DIRECTOR: CAROL
MEYROWITZ		   Management For For    
  1I.   ELECTION OF DIRECTOR: JOHN F. O'BRIEN   Management For For    
  1J.   ELECTION OF DIRECTOR: WILLOW B. SHIRE   Management For For    
  2.    RATIFICATION OF APPOINTMENT OF
INDEPENDENT REGISTERED PUBLIC
ACCOUNTING FIRM.		   Management For For    
  3.    APPROVAL OF MATERIAL TERMS OF
EXECUTIVE OFFICER PERFORMANCE
GOALS UNDER CASH INCENTIVE PLANS.		   Management For For    
  4.    ADVISORY APPROVAL OF TJX'S EXECUTIVE
COMPENSATION.		   Management For For    
  DOLLAR TREE, INC.
  Security   256746108         Meeting Type Annual  
  Ticker Symbol   DLTR                    Meeting Date 14-Jun-2012  
  ISIN   US2567461080         Agenda 933640319 - Management
  Record Date   13-Apr-2012         Holding Recon Date 13-Apr-2012  
  City / Country   CHESAPEAKE / United States   Vote Deadline Date 13-Jun-2012  
  SEDOL(s)     Quick Code    
                                             
  Item Proposal     Type Vote For/Against
Management		    
  1.    DIRECTOR   Management              
      1 ARNOLD S. BARRON     For For    
      2 MACON F. BROCK, JR.     For For    
      3 MARY ANNE CITRINO     For For    
      4 J. DOUGLAS PERRY     For For    
      5 THOMAS A. SAUNDERS III     For For    
      6 THOMAS E. WHIDDON     For For    
      7 CARL P. ZEITHAML     For For    
  2.    TO APPROVE, ON AN ADVISORY BASIS, THE
COMPENSATION OF THE COMPANY'S
NAMED EXECUTIVE OFFICERS.		   Management For For    
  3.    TO RATIFY THE SELECTION OF KPMG AS
THE COMPANY'S INDEPENDENT
REGISTERED PUBLIC ACCOUNTING FIRM.		   Management For For    
  AMERICAN TOWER CORPORATION
  Security   03027X100         Meeting Type Annual  
  Ticker Symbol   AMT                     Meeting Date 19-Jun-2012  
  ISIN   US03027X1000         Agenda 933622246 - Management
  Record Date   20-Apr-2012         Holding Recon Date 20-Apr-2012  
  City / Country   BOSTON / United States   Vote Deadline Date 18-Jun-2012  
  SEDOL(s)     Quick Code    
                                             
  Item Proposal     Type Vote For/Against
Management		    
  1A.   ELECTION OF DIRECTOR: RAYMOND P.
DOLAN		   Management For For    
  1B.   ELECTION OF DIRECTOR: RONALD M. DYKES   Management For For    
  1C.   ELECTION OF DIRECTOR: CAROLYN F. KATZ   Management For For    
  1D.   ELECTION OF DIRECTOR: GUSTAVO LARA
CANTU		   Management For For    
  1E.   ELECTION OF DIRECTOR: JOANN A. REED   Management For For    
  1F.   ELECTION OF DIRECTOR: PAMELA D.A.
REEVE		   Management For For    
  1G.   ELECTION OF DIRECTOR: DAVID E.
SHARBUTT		   Management For For    
  1H.   ELECTION OF DIRECTOR: JAMES D.
TAICLET, JR.		   Management For For    
  1I.   ELECTION OF DIRECTOR: SAMME L.
THOMPSON		   Management For For    
  2.    TO RATIFY THE SELECTION OF DELOITTE &
TOUCHE LLP AS INDEPENDENT
REGISTERED PUBLIC ACCOUNTING FIRM
FOR 2012.		   Management For For    
  3.    TO APPROVE, ON AN ADVISORY BASIS, THE
COMPANY'S EXECUTIVE COMPENSATION.		   Management For For    
  4.    TO REQUIRE EXECUTIVES TO RETAIN A
SIGNIFICANT PERCENTAGE OF STOCK
ACQUIRED THROUGH EQUITY PAY
PROGRAMS UNTIL ONE YEAR FOLLOWING
TERMINATION OF THEIR EMPLOYMENT.		   Shareholder Against For    

 

 
 

  GOOGLE INC.
  Security   38259P508         Meeting Type Annual  
  Ticker Symbol   GOOG                    Meeting Date 21-Jun-2012  
  ISIN   US38259P5089         Agenda 933632968 - Management
  Record Date   23-Apr-2012         Holding Recon Date 23-Apr-2012  
  City / Country   MOUNTAIN VIEW / United States   Vote Deadline Date 20-Jun-2012  
  SEDOL(s)     Quick Code    
                                             
  Item Proposal     Type Vote For/Against
Management		    
  1.    DIRECTOR   Management              
      1 LARRY PAGE     For For    
      2 SERGEY BRIN     For For    
      3 ERIC E. SCHMIDT     For For    
      4 L. JOHN DOERR     For For    
      5 DIANE B. GREENE     For For    
      6 JOHN L. HENNESSY     For For    
      7 ANN MATHER     For For    
      8 PAUL S. OTELLINI     For For    
      9 K. RAM SHRIRAM     For For    
      10 SHIRLEY M. TILGHMAN     For For    
  2.    THE RATIFICATION OF THE APPOINTMENT
OF ERNST & YOUNG LLP AS GOOGLE'S
INDEPENDENT REGISTERED PUBLIC
ACCOUNTING FIRM FOR THE FISCAL YEAR
ENDING DECEMBER 31, 2012.		   Management For For    
  3A.   THE APPROVAL OF THE ADOPTION OF
GOOGLE'S FOURTH AMENDED AND
RESTATED CERTIFICATE OF
INCORPORATION: THE APPROVAL OF THE
ADOPTION OF AMENDMENTS TO GOOGLE'S
THIRD AMENDED AND RESTATED
CERTIFICATE OF INCORPORATION TO
ESTABLISH THE CLASS C CAPITAL STOCK
AND TO MAKE CERTAIN CLARIFYING
CHANGES.		   Management For For    
  3B.   THE APPROVAL OF THE ADOPTION OF
GOOGLE'S FOURTH AMENDED AND
RESTATED CERTIFICATE OF
INCORPORATION: THE APPROVAL OF THE
ADOPTION OF AMENDMENTS TO GOOGLE'S
THIRD AMENDED AND RESTATED
CERTIFICATE OF INCORPORATION TO
INCREASE THE NUMBER OF AUTHORIZED
SHARES OF CLASS A COMMON STOCK
FROM 6 BILLION TO 9 BILLION.		   Management For For    
  3C.   THE APPROVAL OF THE ADOPTION OF
GOOGLE'S FOURTH AMENDED AND
RESTATED CERTIFICATE OF
INCORPORATION: THE APPROVAL OF THE
ADOPTION OF AMENDMENTS TO GOOGLE'S
THIRD AMENDED AND RESTATED
CERTIFICATE OF INCORPORATION TO
PROVIDE FOR THE TREATMENT OF SHARES
OF CLASS A COMMON STOCK IN A MANNER
THAT IS AT LEAST AS FAVORABLE AS THE
SHARES OF CLASS B COMMON STOCK.		   Management For For    
  4.    THE APPROVAL OF GOOGLE'S 2012 STOCK
PLAN.		   Management For For    
  5.    THE APPROVAL OF GOOGLE'S 2012
INCENTIVE COMPENSATION PLAN FOR
EMPLOYEES AND CONSULTANTS OF
MOTOROLA MOBILITY.		   Management For For    
  6.    A STOCKHOLDER PROPOSAL REGARDING
AN ADVISORY VOTE ON POLITICAL
CONTRIBUTIONS, IF PROPERLY PRESENTED
AT THE MEETING.		   Shareholder Against For    
  7.    A STOCKHOLDER PROPOSAL REGARDING
MANDATORY ARBITRATION OF CERTAIN
SHAREHOLDER CLAIMS, IF PROPERLY
PRESENTED AT THE MEETING.		   Shareholder Against For    
  8.    A STOCKHOLDER PROPOSAL REGARDING
EQUAL SHAREHOLDER VOTING, IF
PROPERLY PRESENTED AT THE MEETING.		   Shareholder Against For    

 

 
 

  BED BATH & BEYOND INC.
  Security   075896100         Meeting Type Annual  
  Ticker Symbol   BBBY                    Meeting Date 22-Jun-2012  
  ISIN   US0758961009         Agenda 933647577 - Management
  Record Date   04-May-2012         Holding Recon Date 04-May-2012  
  City / Country   UNION / United States   Vote Deadline Date 21-Jun-2012  
  SEDOL(s)     Quick Code    
                                             
  Item Proposal     Type Vote For/Against
Management		    
  1A.   ELECTION OF DIRECTOR: WARREN
EISENBERG		   Management For For    
  1B.   ELECTION OF DIRECTOR: LEONARD
FEINSTEIN		   Management For For    
  1C.   ELECTION OF DIRECTOR: STEVEN H.
TEMARES		   Management For For    
  1D.   ELECTION OF DIRECTOR: DEAN S. ADLER   Management For For    
  1E.   ELECTION OF DIRECTOR: STANLEY F.
BARSHAY		   Management For For    
  1F.   ELECTION OF DIRECTOR: KLAUS EPPLER   Management For For    
  1G.   ELECTION OF DIRECTOR: PATRICK R.
GASTON		   Management For For    
  1H.   ELECTION OF DIRECTOR: JORDAN HELLER   Management For For    
  1I.   ELECTION OF DIRECTOR: VICTORIA A.
MORRISON		   Management For For    
  2.    RATIFICATION OF THE APPOINTMENT OF
KPMG LLP		   Management For For    
  3.    TO APPROVE, BY NON-BINDING VOTE, THE
2011 COMPENSATION PAID TO THE
COMPANY'S NAMED EXECUTIVE OFFICERS.		   Management For For    
  4.    TO APPROVE THE 2012 INCENTIVE
COMPENSATION PLAN.		   Management For For    

 

 
 

Dynamic Canadian Equity Income Fund

  SEVERN TRENT PLC, BIRMIMGHAM
  Security   G8056D159         Meeting Type Annual General Meeting
  Ticker Symbol             Meeting Date 20-Jul-2011  
  ISIN   GB00B1FH8J72         Agenda 703185175 - Management
  Record Date             Holding Recon Date 18-Jul-2011  
  City / Country   BIRMINGHAM / United Kingdom   Vote Deadline Date 14-Jul-2011  
  SEDOL(s)   B1FH8J7 - B1FJRT6 - B1FSHX7 Quick Code    
                                         
  Item Proposal     Type Vote For/Against
Management		    
  1     Receive the Report and Accounts   Management For For    
  2     Declare a final dividend   Management For For    
  3     Approve the Directors' remuneration report   Management For For    
  4     Reappoint Tony Ballance   Management For For    
  5     Reappoint Bernard Bulkin   Management For For    
  6     Reappoint Richard Davey   Management For For    
  7     Reappoint Andrew Duff   Management For For    
  8     Reappoint Gordon Fryett   Management For For    
  9     Reappoint Martin Kane   Management For For    
  10    Reappoint Martin Lamb   Management For For    
  11    Reappoint Michael McKeon   Management For For    
  12    Reappoint Baroness Noakes   Management For For    
  13    Reappoint Andy Smith   Management For For    
  14    Reappoint Tony Wray   Management For For    
  15    Reappoint auditor: Deloitte LLP   Management For For    
  16    Authorise directors to determine auditor's
remuneration		   Management For For    
  17    Authorise political donations   Management For For    
  18    Authorise allotment of shares   Management For For    
  19    Disapply pre-emption rights   Management For For    
  20    Authorise purchase of own shares   Management For For    
  21    Reduce notice period for general meetings   Management For For    
  UNITED UTILITIES GROUP PLC, WARRINGTON
  Security   G92755100         Meeting Type Annual General Meeting
  Ticker Symbol             Meeting Date 22-Jul-2011  
  ISIN   GB00B39J2M42         Agenda 703188866 - Management
  Record Date             Holding Recon Date 20-Jul-2011  
  City / Country   MANCHESTER / United Kingdom   Vote Deadline Date 18-Jul-2011  
  SEDOL(s)   B39J2M4 - B3C9BG8 - B3C9KC7 Quick Code    
                                         
  Item Proposal     Type Vote For/Against
Management		    
  1     To receive the financial statements and reports of
the directors and auditor for the year ended 31
March 2011		   Management For For    
  2     To declare a final dividend of 20.00p per ordinary
share		   Management For For    
  3     To approve the directors remuneration report for
the year ended 31 March 2011		   Management For For    
  4     To reappoint Dr John McAdam as a director   Management For For    
  5     To elect Steve Mogford as a director   Management For For    
  6     To elect Russ Houlden as a director   Management For For    
  7     To reappoint Dr Catherine Bell as a director   Management For For    
  8     To reappoint Paul Heiden as a director   Management For For    
  9     To reappoint David Jones as a director   Management For For    
  10    To reappoint Nick Salmon as a director   Management For For    
  11    To reappoint the auditor   Management For For    
  12    To authorise the directors to set the auditors
remuneration		   Management For For    
  13    To authorise the directors to allot shares   Management For For    
  14    To disapply statutory pre emption rights   Management For For    
  15    To authorise the company to make market
purchases of its own shares		   Management For For    
  16    To authorise the directors to call general
meetings on not less than 14 clear days notice		   Management For For    
  17    To amend the articles of association   Management For For    
  18    To authorise political donations and political
expenditure		   Management For For    

 

 
 

  NATIONAL GRID PLC, LONDON
  Security   G6375K151         Meeting Type Annual General Meeting
  Ticker Symbol             Meeting Date 25-Jul-2011  
  ISIN   GB00B08SNH34         Agenda 703178360 - Management
  Record Date             Holding Recon Date 21-Jul-2011  
  City / Country   BIRMINGHAM / United Kingdom   Vote Deadline Date 19-Jul-2011  
  SEDOL(s)   B08SNH3 - B0FHST0 - B0FP8T4 Quick Code    
                                         
  Item Proposal     Type Vote For/Against
Management		    
  1     To receive the Annual Report and Accounts   Management For For    
  2     To declare a final dividend   Management For For    
  3     To re-elect Sir John Parker   Management For For    
  4     To re-elect Steve Holliday   Management For For    
  5     To elect Andrew Bonfield   Management For For    
  6     To re-elect Tom King   Management For For    
  7     To re-elect Nick Winser   Management For For    
  8     To re-elect Ken Harvey   Management For For    
  9     To re-elect Linda Adamany   Management For For    
  10    To re-elect Philip Aiken   Management For For    
  11    To re-elect Stephen Pettit   Management For For    
  12    To re-elect Maria Richter   Management For For    
  13    To re-elect George Rose   Management For For    
  14    To reappoint the auditors
PricewaterhouseCoopers LLP		   Management For For    
  15    To authorise the Directors to set the auditors'
remuneration		   Management For For    
  16    To approve the Directors' Remuneration Report   Management For For    
  17    To authorise the Directors to allot ordinary shares   Management For For    
  18    To disapply pre-emption rights   Management For For    
  19    To authorise the Company to purchase its own
ordinary shares		   Management For For    
  20    To authorise the Directors to hold general
meetings on 14 clear days' notice		   Management For For    
  21    To reapprove the Share Incentive Plan   Management For For    
  22    To reapprove the Employee Stock Purchase Plan   Management For For    
  23    To approve the Sharesave Plan   Management For For    
  24    To approve the Long Term Performance Plan   Management For For    
  BROOKFIELD RENEWABLE PWR FD
  Security   112834130         Meeting Type Special General Meeting
  Ticker Symbol             Meeting Date 18-Nov-2011  
  ISIN   CA1128341304         Agenda 703393568 - Management
  Record Date   03-Oct-2011         Holding Recon Date 03-Oct-2011  
  City / Country   TORONTO / Canada   Vote Deadline Date 14-Nov-2011  
  SEDOL(s)   2524166 - B19CPD1 Quick Code    
                                         
  Item Proposal     Type Vote For/Against
Management		    
  1     The proposed transaction that will result in the
strategic combination of all the renewable power
assets of the Fund and of Brookfield Renewable
Power Inc., which will result in the creation of a
publicly traded Bermuda limited partnership
called Brookfield Renewable Energy Partners
L.P., by way of a plan of arrangement under the
Business Corporations Act (Ontario), as set out in
the Arrangement Resolution attached as
Appendix ''B'' to the accompanying Management
Information Circular of the Fund and Brookfield
Renewable Power Preferred Equity Inc. dated
September 30, 2011		   Management For For    

 

 
 

  TWIN BUTTE ENERGY LTD
  Security   901401307         Meeting Type Special General Meeting
  Ticker Symbol             Meeting Date 09-Jan-2012  
  ISIN   CA9014013077         Agenda 703508210 - Management
  Record Date   09-Dec-2011         Holding Recon Date 09-Dec-2011  
  City / Country   ALBERTA / Canada   Vote Deadline Date 03-Jan-2012  
  SEDOL(s)   B1Y9HT7 - B1Y9HV9 - B5BDP96 Quick Code    
                                         
  Item Proposal     Type Vote For/Against
Management		    
  1     To approve, with or without amendment, an
ordinary resolution, the full text of which is set
forth as Appendix A-2 to the Joint Information
Circular and Proxy Statement of the Corporation
and Emerge Oil & Gas Inc. ("Emerge") dated
December 9, 2011, 2011 (the "Information
Circular"), the issuance of up to 55,476,580
Common Shares such is required to acquire all of
the outstanding common shares of Emerge, all
as more particularly described in the Information
Circular, and in accordance with the terms of a
plan of arrangement (the "Arrangement")
involving the Corporation, Emerge and the
shareholders of Emerge (the "Twin Butte
Resolution")		   Management For For    
  2     To approve, with or without amendment, an
ordinary resolution, the full text of which is set
forth in the Information Circular, approving a
share award incentive plan for Twin Butte		   Management For For    
  PEMBINA PIPELINE CORP, CALGARY AB
  Security   706327103         Meeting Type Special General Meeting
  Ticker Symbol             Meeting Date 27-Mar-2012  
  ISIN   CA7063271034         Agenda 703621056 - Management
  Record Date   14-Feb-2012         Holding Recon Date 14-Feb-2012  
  City / Country   CALGARY / Canada   Vote Deadline Date 21-Mar-2012  
  SEDOL(s)   B4PPQG5 - B4PT2P8 - B5TVCB3 Quick Code    
                                         
  Item Proposal     Type Vote For/Against
Management		    
  1     An ordinary resolution, approving the issuance of
up to 130,000,000 common shares of the
Corporation, pursuant to a plan of arrangement
under Section 193 of the Business Corporations
Act (Alberta) involving Provident Energy Ltd.
("Provident"), holders of common shares of
Provident, the Corporation and Pembina
AcquisitionCo Inc., a wholly-owned subsidiary of
the Corporation, and in accordance with the
terms of an arrangement agreement dated
January 15, 2012 between the Corporation and
Provident, all as more particularly described in
the accompanying joint management information
circular and proxy statement dated February 17,
2012 of Provident and the Corporation (the
"Information Circular")		   Management For For    
  2     A special resolution approving an amendment to
the Corporation's articles to increase the
maximum number of directors of the Corporation
from 9 to 11, as more particularly described in the
accompanying Information Circular		   Management For For    
  PROVIDENT ENERGY LTD NEW
  Security   74386V100         Meeting Type Special General Meeting
  Ticker Symbol             Meeting Date 27-Mar-2012  
  ISIN   CA74386V1004         Agenda 703621068 - Management
  Record Date   14-Feb-2012         Holding Recon Date 14-Feb-2012  
  City / Country   CALGARY / Canada   Vote Deadline Date 21-Mar-2012  
  SEDOL(s)   B3MWDH2 - B61J3X1 - B66M3X5 Quick Code    
                                         
  Item Proposal     Type Vote For/Against
Management		    
  1     A special resolution, the full text of which is set
forth in Appendix A to the accompanying joint
management information circular and proxy
statement dated February 17, 2012 of Provident
and Pembina Pipeline Corporation ("Pembina")
(the "Circular"), to approve a plan of arrangement
under Section 193 of the Business Corporations
Act (Alberta) involving Provident, Provident
shareholders, Pembina and Pembina
AcquisitionCo Inc., a wholly-owned subsidiary of
Pembina, all as more particularly described in the
accompanying Circular		   Management For For    

 

 
 

  PROVIDENT ENERGY LTD.
  Security   74386V100         Meeting Type Special 
  Ticker Symbol   PVX                     Meeting Date 27-Mar-2012  
  ISIN   CA74386V1004         Agenda 933554099 - Management
  Record Date   14-Feb-2012         Holding Recon Date 14-Feb-2012  
  City / Country   CALGARY / Canada   Vote Deadline Date 22-Mar-2012  
  SEDOL(s)     Quick Code    
                                         
  Item Proposal     Type Vote For/Against
Management		    
  01    A SPECIAL RESOLUTION, THE FULL TEXT OF
WHICH IS SET FORTH IN APPENDIX A TO
THE ACCOMPANYING JOINT MANAGEMENT
INFORMATION CIRCULAR AND PROXY
STATEMENT DATED FEBRUARY 17, 2012 OF
PROVIDENT ENERGY LTD. ("PROVIDENT")
AND PEMBINA PIPELINE CORPORATION
("PEMBINA") (THE "CIRCULAR"), TO APPROVE
A PLAN OF ARRANGEMENT UNDER SECTION
193 OF THE BUSINESS CORPORATIONS ACT
(ALBERTA) INVOLVING PROVIDENT,
PROVIDENT SHAREHOLDERS, PEMBINA AND
PEMBINA ACQUISITIONCO INC., A WHOLLY-
OWNED SUBSIDIARY OF PEMBINA, ALL AS
MORE PARTICULARLY DESCRIBED IN THE
CIRCULAR.		   Management For For    
  TORONTO DOMINION BANK, TORONTO ON
  Security   891160509         Meeting Type Annual General Meeting
  Ticker Symbol             Meeting Date 29-Mar-2012  
  ISIN   CA8911605092         Agenda 703629848 - Management
  Record Date   01-Feb-2012         Holding Recon Date 01-Feb-2012  
  City / Country   ONTARIO / Canada   Vote Deadline Date 23-Mar-2012  
  SEDOL(s)   0897547 - 2042516 - 2897222 - 5705719 -
6897671 - B043KB5		 Quick Code 512409000     
                                         
  Item Proposal     Type Vote For/Against
Management		    
  1.1   Election of Director: William E. Bennett   Management For For    
  1.2   Election of Director: Hugh J. Bolton   Management For For    
  1.3   Election of Director: John L. Bragg   Management For For    
  1.4   Election of Director: Amy W. Brinkley   Management For For    
  1.5   Election of Director: W. Edmund Clark   Management For For    
  1.6   Election of Director: Colleen A. Goggins   Management For For    
  1.7   Election of Director: Henry H. Ketcham   Management For For    
  1.8   Election of Director: Brian M. Levitt   Management For For    
  1.9   Election of Director: Harold H. MacKay   Management For For    
  1.10  Election of Director: Karen E. Maidment   Management For For    
  1.11  Election of Director: Irene R. Miller   Management For For    
  1.12  Election of Director: Nadir H. Mohamed   Management For For    
  1.13  Election of Director: Wilbur J. Prezzano   Management For For    
  1.14  Election of Director: Helen K. Sinclair   Management For For    
  1.15  Election of Director: John M. Thompson   Management For For    
  2     Appointment of Auditor: Ernst & Young LLP   Management For For    
  3     The approach to executive compensation
disclosed in the Report of the Human Resources
Committee and Approach to Compensation
sections of the Management Proxy Circular  Item
3 is an advisory vote		   Management For For    
  4     First Amendment to the 2000 Stock Incentive
Plan		   Management For For    
  5     Second Amendment to the 2000 Stock Incentive
Plan		   Management For For    
  6     PLEASE NOTE THAT THIS RESOLUTION IS A
SHAREHOLDER PROPOSAL: Performance-
based compensation		   Shareholder Against For    
  7     PLEASE NOTE THAT THIS RESOLUTION IS A
SHAREHOLDER PROPOSAL: Independence of
directors		   Shareholder Against For    
  8     PLEASE NOTE THAT THIS RESOLUTION IS A
SHAREHOLDER PROPOSAL: Director share
ownership		   Shareholder Against For    
  ALARIS RTY CORP
  Security   01163Q202         Meeting Type Annual General Meeting
  Ticker Symbol             Meeting Date 19-Apr-2012  
  ISIN   CA01163Q2027         Agenda 703673346 - Management
  Record Date   15-Mar-2012         Holding Recon Date 15-Mar-2012  
  City / Country   CALGARY / Canada   Vote Deadline Date 13-Apr-2012  
  SEDOL(s)   B15T0T7 Quick Code    
                                         
  Item Proposal     Type Vote For/Against
Management		    
  1     To fix the number of directors to be elected at the
Meeting at seven (7) members		   Management For For    
  2     The election of directors from the Management
proposed nominees. The proposed nominees
are: Jack C. Lee, Clayton H. Riddell, E. Mitchell
Shier, Mary C. Ritchie, John P.A. Budreski,
Stephen W. King and Gary Patterson		   Management For For    
  3     To appoint KPMG LLP as auditors of the
Corporation and to authorize the directors to fix
their remuneration as such		   Management For For    

 

 
 

  CENOVUS ENERGY INC, CALGARY AB
  Security   15135U109         Meeting Type Annual General Meeting
  Ticker Symbol             Meeting Date 25-Apr-2012  
  ISIN   CA15135U1093         Agenda 703686317 - Management
  Record Date   01-Mar-2012         Holding Recon Date 01-Mar-2012  
  City / Country   ALBERTA / Canada   Vote Deadline Date 19-Apr-2012  
  SEDOL(s)   B4RKRL0 - B4XD9G2 - B57FG04 -
B5BQMT4		 Quick Code    
                                         
  Item Proposal     Type Vote For/Against
Management		    
  1.1   Election of Director: Ralph S. Cunningham   Management For For    
  1.2   Election of Director:  Patrick D. Daniel   Management For For    
  1.3   Election of Director: Ian W. Delaney   Management For For    
  1.4   Election of Director: Brian C. Ferguson   Management For For    
  1.5   Election of Director: Michael A. Grandin   Management For For    
  1.6   Election of Director: Valerie A.A. Nielsen   Management For For    
  1.7   Election of Director: Charles M. Rampacek   Management For For    
  1.8   Election of Director: Colin Taylor   Management For For    
  1.9   Election of Director: Wayne G. Thomson   Management For For    
  2     Appointment of PricewaterhouseCoopers LLP,
Chartered Accountants, as auditor of the
Corporation		   Management For For    
  3     Amendment and reconfirmation of the
Corporation's Shareholder Rights Plan as
described in the accompanying management
proxy circular		   Management For For    
  4     Acceptance of the Corporation's approach to
executive compensation as described in the
accompanying management proxy circular		   Management For For    
  5     PLEASE NOTE THAT THIS RESOLUTION IS A
SHAREHOLDER PROPOSAL: It is proposed that
the board of Cenovus Energy Inc. reverse its
decision to provide the companys shareholders
with an advisory vote on executive compensation
every three years and instead adopt a policy that
the votes will take place annually		   Shareholder Against For    
  ROGERS COMMUNICATIONS INC, TORONTO ON
  Security   775109200         Meeting Type Annual General Meeting
  Ticker Symbol             Meeting Date 25-Apr-2012  
  ISIN   CA7751092007         Agenda 703686507 - Management
  Record Date   15-Mar-2012         Holding Recon Date 15-Mar-2012  
  City / Country   TORONTO / Canada   Vote Deadline Date 19-Apr-2012  
  SEDOL(s)   2125268 - 2169051 - 5271566 Quick Code    
                                         
  Item Proposal     Type Vote For/Against
Management		    
  1.1   Election of Director : C. William D. Birchall   Non-Voting        
  1.2   Election of Director : Stephen A. Burch   Non-Voting        
  1.3   Election of Director : John H. Clappison   Non-Voting        
  1.4   Election of Director : Peter C. Godsoe   Non-Voting        
  1.5   Election of Director : Alan D. Horn   Non-Voting        
  1.6   Election of Director : Thomas I. Hull   Non-Voting        
  1.7   Election of Director : Philip B. Lind   Non-Voting        
  1.8   Election of Director : John A. MacDonald   Non-Voting        
  1.9   Election of Director : Isabelle Marcoux   Non-Voting        
  1.10  Election of Director : Nadir H. Mohamed   Non-Voting        
  1.11  Election of Director : David R. Peterson   Non-Voting        
  1.12  Election of Director : Edward S. Rogers   Non-Voting        
  1.13  Election of Director : Loretta A. Rogers   Non-Voting        
  1.14  Election of Director : Martha L. Rogers   Non-Voting        
  1.15  Election of Director : Melinda M. Rogers   Non-Voting        
  1.16  Election of Director : William T. Schleyer   Non-Voting        
  1.17  Election of Director : Charles Sirois   Non-Voting        
  1.18  Election of Director : John H. Tory   Non-Voting        
  2     Appointment of KPMG LLP as Auditors   Non-Voting        

 

 
 

  TRANSCANADA CORP, CALGARY AB
  Security   89353D107         Meeting Type Annual General Meeting
  Ticker Symbol             Meeting Date 27-Apr-2012  
  ISIN   CA89353D1078         Agenda 703633671 - Management
  Record Date   28-Feb-2012         Holding Recon Date 28-Feb-2012  
  City / Country   CALGARY / Canada   Vote Deadline Date 23-Apr-2012  
  SEDOL(s)   2665184 - 2665203 - 7594216 Quick Code    
                                         
  Item Proposal     Type Vote For/Against
Management		    
  1.1   Election of Director : Kevin E. Benson   Management For For    
  1.2   Election of Director : Derek H. Burney   Management For For    
  1.3   Election of Director : E. Linn Draper   Management For For    
  1.4   Election of Director : Paule Gauthier   Management For For    
  1.5   Election of Director : Russell K. Girling   Management For For    
  1.6   Election of Director : S. Barry Jackson   Management For For    
  1.7   Election of Director : Paul L. Joskow   Management For For    
  1.8   Election of Director : John A. MacNaughton   Management For For    
  1.9   Election of Director : Paula Rosput Reynolds   Management For For    
  1.10  Election of Director : W. Thomas Stephens   Management For For    
  1.11  Election of Director : D. Michael G. Stewart   Management For For    
  1.12  Election of Director : Richard E. Waugh   Management For For    
  2     Resolution to appoint KPMG LLP, Chartered
Accountants as auditors and authorize the
directors to set their remuneration		   Management For For    
  3     Resolution to accept TransCanada Corporation's
approach to executive compensation, as
described in the accompanying Management
information circular		   Management For For    
  SUNCOR ENERGY INC, CALGARY AB
  Security   867224107         Meeting Type Annual General Meeting
  Ticker Symbol             Meeting Date 01-May-2012  
  ISIN   CA8672241079         Agenda 703633695 - Management
  Record Date   05-Mar-2012         Holding Recon Date 05-Mar-2012  
  City / Country   ALBERTA / Canada   Vote Deadline Date 25-Apr-2012  
  SEDOL(s)   B3NB0P5 - B3NB1P2 - B3Y1BQ2 Quick Code    
                                         
  Item Proposal     Type Vote For/Against
Management		    
  1.1   Election of Director: Mel E. Benson   Management For For    
  1.2   Election of Director: Dominic D'Alessandro   Management For For    
  1.3   Election of Director: John T. Ferguson   Management For For    
  1.4   Election of Director: W. Douglas Ford   Management For For    
  1.5   Election of Director: Paul Haseldonckx   Management For For    
  1.6   Election of Director: John R. Huff   Management For For    
  1.7   Election of Director: Jacques Lamarre   Management For For    
  1.8   Election of Director: Maureen McCaw   Management For For    
  1.9   Election of Director: Michael W. O'Brien   Management For For    
  1.10  Election of Director: James W. Simpson   Management For For    
  1.11  Election of Director: Eira Thomas   Management For For    
  1.12  Election of Director: Steven W. Williams   Management For For    
  2     Re-appointment of PricewaterhouseCoopers LLP
as auditor of Suncor Energy Inc. for the ensuing
year and authorize the directors to fix their
remuneration as such		   Management For For    
  3     To accept the approach to executive
compensation disclosed in the accompanying
management proxy circular		   Management For For    
  VERESEN INC, CALGARY AB
  Security   92340R106         Meeting Type Annual General Meeting
  Ticker Symbol             Meeting Date 01-May-2012  
  ISIN   CA92340R1064         Agenda 703707008 - Management
  Record Date   13-Mar-2012         Holding Recon Date 13-Mar-2012  
  City / Country   CALGARY / Canada   Vote Deadline Date 25-Apr-2012  
  SEDOL(s)   B3KGHR4 - B3MBSJ6 - B3QTZH3 Quick Code    
                                         
  Item Proposal     Type Vote For/Against
Management		    
  1.1   Election of Director: Stephen H. White   Management For For    
  1.2   Election of Director: Bertrand A. Valdman   Management For For    
  1.3   Election of Director: Henry W. Sykes   Management For For    
  1.4   Election of Director: Stephen W. C. Mulherin   Management For For    
  1.5   Election of Director: Rebecca A. McDonald   Management For For    
  1.6   Election of Director: Robert J. Iverach   Management For For    
  1.7   Election of Director: Maureen E. Howe   Management For For    
  1.8   Election of Director: John E. Feick   Management For For    
  1.9   Election of Director: J. Paul Charron   Management For For    
  2     To appoint PricewaterhouseCoopers LLP
Chartered Accountants, as the auditor of Veresen
Inc. until the close of the next annual meeting of
shareholders		   Management For For    

 

 
 

  PENGROWTH ENERGY CORP, CALGARY AB
  Security   70706P104         Meeting Type Annual General Meeting
  Ticker Symbol             Meeting Date 02-May-2012  
  ISIN   CA70706P1045         Agenda 703697081 - Management
  Record Date   26-Mar-2012         Holding Recon Date 26-Mar-2012  
  City / Country   CALGARY / Canada   Vote Deadline Date 26-Apr-2012  
  SEDOL(s)   B63QGH5 - B67M828 - B67XWH4 Quick Code    
                                         
  Item Proposal     Type Vote For/Against
Management		    
  1     Appointment of KPMG LLP as Auditors of the
Corporation for the ensuing year and authorizing
the Directors to fix their remuneration		   Management For For    
  2(a)  Election of Director: Derek W. Evans   Management For For    
  2(b)  Election of Director: John B. Zaozirny   Management For For    
  2(c)  Election of Director: Thomas A. Cumming   Management For For    
  2(d)  Election of Director: Wayne K. Foo   Management For For    
  2(e)  Election of Director: James D. McFarland   Management For For    
  2(f)  Election of Director: Michael S. Parrett   Management For For    
  2(g)  Election of Director: A. Terence Poole   Management For For    
  2(h)  Election of Director: D. Michael G. Stewart   Management For For    
  3     At the discretion of the said proxy, to vote upon
any amendment or variation of the above matters
or any other matter which may properly come
before the Meeting or any adjournment or
adjournments thereof		   Management Against Against    
  BCE INC, MONTREAL QC
  Security   05534B760         Meeting Type Annual General Meeting
  Ticker Symbol             Meeting Date 03-May-2012  
  ISIN   CA05534B7604         Agenda 703681545 - Management
  Record Date   16-Mar-2012         Holding Recon Date 16-Mar-2012  
  City / Country   QUEBEC / Canada   Vote Deadline Date 27-Apr-2012  
  SEDOL(s)   B188TH2 - B188TJ4 - B18P508 - B18P542 Quick Code    
                                         
  Item Proposal     Type Vote For/Against
Management		    
  1.1   Election of Director : B.K. Allen   Management For For    
  1.2   Election of Director : A. Berard   Management For For    
  1.3   Election of Director : R.A. Brenneman   Management For For    
  1.4   Election of Director : S. Brochu   Management For For    
  1.5   Election of Director : R.E. Brown   Management For For    
  1.6   Election of Director : G.A. Cope   Management For For    
  1.7   Election of Director : A.S. Fell   Management For For    
  1.8   Election of Director : E.C. Lumley   Management For For    
  1.9   Election of Director : T.C. O'Neill   Management For For    
  1.10  Election of Director : J. Prentice   Management For For    
  1.11  Election of Director : R.C. Simmonds   Management For For    
  1.12  Election of Director : C. Taylor   Management For For    
  1.13  Election of Director : P.R. Weiss   Management For For    
  2     Appointment Of Auditors : Deloitte & Touche LLP
as a auditors		   Management For For    
  3     Resolved, on an advisory basis and not to
diminish the role and responsibilities of the board
of directors, that the shareholders accept the
approach to executive compensation disclosed in
the 2012 management proxy circular dated
March 8, 2012 delivered in advance of the 2012
annual general meeting of shareholders of BCE		   Management For For    
  4.1   PLEASE NOTE THAT THIS IS A
SHAREHOLDER PROPOSAL: Stock options and
performance of executive officers		   Shareholder Against For    
  4.2   PLEASE NOTE THAT THIS IS A
SHAREHOLDER PROPOSAL: Performance-
based compensation disclosure		   Shareholder Against For    
  4.3   PLEASE NOTE THAT THIS IS A
SHAREHOLDER PROPOSAL: Fees of
compensation advisors disclosure		   Shareholder Against For    
  4.4   PLEASE NOTE THAT THIS IS A
SHAREHOLDER PROPOSAL: Risk
management committee		   Shareholder Against For    

 

 
 

  DUNDEE REAL ESTATE INVESTMENT TRUST
  Security   265270207         Meeting Type MIX 
  Ticker Symbol             Meeting Date 03-May-2012  
  ISIN   CA2652702077         Agenda 703722579 - Management
  Record Date   26-Mar-2012         Holding Recon Date 26-Mar-2012  
  City / Country   TORONTO / Canada   Vote Deadline Date 27-Apr-2012  
  SEDOL(s)   2833505 Quick Code    
                                         
  Item Proposal     Type Vote For/Against
Management		    
  1     Election of Trustees: Detlef Bierbaum, Donald K.
Charter, Michael J. Cooper, Peter A. Crossgrove,
Joanne Ferstman, Robert G. Goodall, David J.
Goodman, Ned    Goodman, Duncan Jackman
and Robert Tweedy		   Management For For    
  2     Appointment of PricewaterhouseCoopers LLP as
the auditor of the Trust and its subsidiaries and
authorizing the trustees of the Trust to fix the
remuneration of the auditor		   Management For For    
  3     To consider and vote on a resolution to amend
the Trust's deferred unit incentive plan to
increase the number of deferred units that may
be granted under the plan by a further 750,000
units		   Management For For    
  4     To consider and vote on a special resolution,
substantially in the form attached as Appendix A
to the accompanying Management Information
Circular authorizing an amendment to the
Declaration of Trust to authorize the Trustees to,
among other things, create and issue one or
more new classes of preferred equity securities
of the Trust, issuable in series, that rank in
priority to REIT Units		   Management For For    
  CANADIAN NATURAL RESOURCES LTD, CALGARY AB
  Security   136385101         Meeting Type MIX 
  Ticker Symbol             Meeting Date 03-May-2012  
  ISIN   CA1363851017         Agenda 703726022 - Management
  Record Date   14-Mar-2012         Holding Recon Date 14-Mar-2012  
  City / Country   CALGARY / Canada   Vote Deadline Date 27-Apr-2012  
  SEDOL(s)   2125202 - 2171573 - 5313673 - B1SNWG7 Quick Code    
                                         
  Item Proposal     Type Vote For/Against
Management		    
  1.1   Election of Director: Catherine M. Best   Management For For    
  1.2   Election of Director: N. Murray Edwards   Management For For    
  1.3   Election of Director: Timothy W. Faithfull   Management For For    
  1.4   Election of Director: Honourable Gary A. Filmon   Management For For    
  1.5   Election of Director: Christopher L. Fong   Management For For    
  1.6   Election of Director: Ambassador Gordon D.
Giffin		   Management For For    
  1.7   Election of Director: Wilfred A. Gobert   Management For For    
  1.8   Election of Director: Steve W. Laut   Management For For    
  1.9   Election of Director: Keith A.J. MacPhail   Management For For    
  1.10  Election of Director: Allan P. Markin   Management For For    
  1.11  Election of Director: Honourable Frank J.
McKenna		   Management For For    
  1.12  Election of Director: James S. Palmer   Management For For    
  1.13  Election of Director: Eldon R. Smith   Management For For    
  1.14  Election of Director: David A. Tuer   Management For For    
  2     The appointment of PricewaterhouseCoopers
LLP, Chartered Accountants, Calgary, Alberta, as
auditors of the corporation for the ensuing year
and the authorization of the audit committee of
the board of directors of the corporation to fix
their remuneration		   Management For For    
  3     The special resolution amending the
corporation's articles to change the provisions of
the currently authorized class of preferred shares
to a class of preferred shares issuable in a
series, and authorizing the board of directors to
fix the number of shares in each series and to
determine the designation, rights, privileges,
restrictions and conditions attaching to the shares
of each series at the time the shares are issued
as described in the information circular		   Management For For    
  4     On an advisory basis, accepting the corporation's
approach to executive compensation as
described in the information circular		   Management For For    

 

 
 

  ENBRIDGE INCOME FD HLDGS INC
  Security   29251R105         Meeting Type Annual General Meeting
  Ticker Symbol             Meeting Date 07-May-2012  
  ISIN   CA29251R1055         Agenda 703703339 - Management
  Record Date   20-Mar-2012         Holding Recon Date 20-Mar-2012  
  City / Country   ONTARIO / Canada   Vote Deadline Date 01-May-2012  
  SEDOL(s)   B517K37 - B5PJ0N9 Quick Code    
                                         
  Item Proposal     Type Vote For/Against
Management		    
  1     Appointment of PricewaterhouseCoopers LLP,
Chartered Accountants, as auditors of the
Corporation for the ensuing year and authorizing
the Directors to fix their remuneration		   Management For For    
  2.A   The election of the following as Director of the
Corporation: Richard H. Auchinleck		   Management For For    
  2.B   The election of the following as Director of the
Corporation: J. Richard Bird		   Management For For    
  2.C   The election of the following as Director of the
Corporation: M. Elizabeth Cannon		   Management For For    
  2.D   The election of the following as Director of the
Corporation: Charles W. Fischer		   Management For For    
  2.E   The election of the following as Director of the
Corporation: E.F.H. (Harry) Roberts		   Management For For    
  2.F   The election of the following as Director of the
Corporation: Gordon G. Tallman		   Management For For    
  3     Amendments or variations to the matters
identified in the notice of meeting and such other
business as may properly come before the
meeting or any adjournment thereof at the
discretion of the proxyholder		   Management Abstain For    
  KEYERA CORP
  Security   493271100         Meeting Type Annual General Meeting
  Ticker Symbol             Meeting Date 08-May-2012  
  ISIN   CA4932711001         Agenda 703722620 - Management
  Record Date   30-Mar-2012         Holding Recon Date 30-Mar-2012  
  City / Country   ALBERTA / Canada   Vote Deadline Date 02-May-2012  
  SEDOL(s)   B3RBZY5 - B3SGMV5 Quick Code    
                                         
  Item Proposal     Type Vote For/Against
Management		    
  1.1   Election of Director : James V. Bertram   Management For For    
  1.2   Election of Director : Robert B. Catell   Management For For    
  1.3   Election of Director : Michael B.C. Davies   Management For For    
  1.4   Election of Director : Nancy M. Laird   Management For For    
  1.5   Election of Director : Hon. E. Peter Lougheed   Management For For    
  1.6   Election of Director : Donald J. Nelson   Management For For    
  1.7   Election of Director : H. Neil Nichols   Management For For    
  1.8   Election of Director : William R. Stedman   Management For For    
  2     To appoint Deloitte & Touche LLP as auditors of
Keyera for a term expiring at the close of the next
annual meeting of Shareholders		   Management For For    
  PARALLEL ENERGY TRUST, CALGARY, AB
  Security   69915T105         Meeting Type Annual General Meeting
  Ticker Symbol             Meeting Date 08-May-2012  
  ISIN   CA69915T1057         Agenda 703751330 - Management
  Record Date   27-Mar-2012         Holding Recon Date 27-Mar-2012  
  City / Country   CALGARY / Canada   Vote Deadline Date 02-May-2012  
  SEDOL(s)   B4ZC075 Quick Code    
                                         
  Item Proposal     Type Vote For/Against
Management		    
  1.1   Election of Director: Richard M. Alexander   Management For For    
  1.2   Election of Director: Christopher M. Burley   Management For For    
  1.3   Election of Director: Sigmund L. Cornelius   Management For For    
  1.4   Election of Director: Dennis G. Feuchuk   Management For For    
  1.5   Election of Director: Hilary A. Foulkes   Management For For    
  1.6   Election of Director: Craig S. Glick   Management For For    
  1.7   Election of Director: Henry W. Sykes   Management For For    
  2     To appoint Ernst & Young, LLP, Chartered
Accountants, as auditors of the Trust for the
ensuing year		   Management For For    
  3     To direct Computershare Trust Company of
Canada, as trustee of the Trust, to sign on behalf
of the Trust a written resolution of the sole
unitholder of Parallel Energy Commercial Trust,
in respect of the following matters: a. To elect the
trustee of Parralel Energy Commercial Trust for
the ensuing year; and b. To appoint Ernst &
Young, LLP, Chartered Accountants, as auditors
of Parallel Energy Commercial Trust for the
ensuing year		   Management For For    

 

 
 

  GIBSON ENERGY INC
  Security   374825206         Meeting Type Annual General Meeting
  Ticker Symbol             Meeting Date 09-May-2012  
  ISIN   CA3748252069         Agenda 703712465 - Management
  Record Date   23-Mar-2012         Holding Recon Date 23-Mar-2012  
  City / Country   CALGARY / Canada   Vote Deadline Date 03-May-2012  
  SEDOL(s)   B3RTT92 - B3WSXJ2 - B44WH97 Quick Code    
                                         
  Item Proposal     Type Vote For/Against
Management		    
  1.1   Election of Director: A. Stewart Hanlon   Management For For    
  1.2   Election of Director: Clayton H. Woitas   Management For For    
  1.3   Election of Director: Andrew W. Ward   Management For For    
  1.4   Election of Director: Robert M. Tichio   Management For For    
  1.5   Election of Director: Donald R. Ingram   Management For For    
  1.6   Election of Director: Marshall L. McRae   Management For For    
  1.7   Election of Director: James M. Estey   Management For For    
  2     On the appointment of Pricewaterhouse Coopers
LLP as auditors of the Corporation for the
ensuing year and authorizing the directors to fix
their remuneration		   Management For For    
  CANEXUS CORP
  Security   13751W103         Meeting Type Annual General Meeting
  Ticker Symbol             Meeting Date 09-May-2012  
  ISIN   CA13751W1032         Agenda 703722606 - Management
  Record Date   29-Mar-2012         Holding Recon Date 29-Mar-2012  
  City / Country   ALBERTA / Canada   Vote Deadline Date 03-May-2012  
  SEDOL(s)   B3SJ991 - B4NZNZ5 - B5T6G72 Quick Code    
                                         
  Item Proposal     Type Vote For/Against
Management		    
  1.1   Election of director: Stephanie L. Felesky   Management For For    
  1.2   Election of director: Hugh A. Fergusson   Management For For    
  1.3   Election of director: Dennis G. Flanagan   Management For For    
  1.4   Election of director: Douglas P. Hayhurst   Management For For    
  1.5   Election of director: Arthur N. Korpach   Management For For    
  1.6   Election of director: Gary L. Kubera   Management For For    
  1.7   Election of director: Thomas A. Sugalski   Management For For    
  1.8   Election of director: Lyall C. Work   Management For For    
  2     To appoint Deloitte & Touche LLP, chartered
accountants, as auditors of the corporation at a
remuneration to be fixed by the board of directors		   Management For For    

 

 
 

  ENBRIDGE INC, CALGARY AB
  Security   29250N105         Meeting Type Annual General Meeting
  Ticker Symbol             Meeting Date 09-May-2012  
  ISIN   CA29250N1050         Agenda 703729876 - Management
  Record Date   15-Mar-2012         Holding Recon Date 15-Mar-2012  
  City / Country   TORONTO / Canada   Vote Deadline Date 03-May-2012  
  SEDOL(s)   2466149 - 2478906 - 5783867 Quick Code    
                                         
  Item Proposal     Type Vote For/Against
Management		    
  1.1   Election of Director : David A. Arledge   Management For For    
  1.2   Election of Director : James J. Blanchard   Management For For    
  1.3   Election of Director : J. Lorne Braithwaite   Management For For    
  1.4   Election of Director : Patrick D.Daniel   Management For For    
  1.5   Election of Director :  J. Herb England   Management For For    
  1.6   Election of Director : Charles W. Fischer   Management For For    
  1.7   Election of Director : V. Maureen Kempston
Darkes		   Management For For    
  1.8   Election of Director : David A. Leslie   Management For For    
  1.9   Election of Director : Al Monaco   Management For For    
  1.10  Election of Director : George K. Petty   Management For For    
  1.11  Election of Director : Charles E. Shultz   Management For For    
  1.12  Election of Director : Dan C. Tutcher   Management For For    
  1.13  Election of Director : Catherine L. Williams   Management For For    
  2     Appoint PricewaterhouseCoopers LLP as
auditors		   Management For For    
  3     Approach to executive compensation: Be it
resolved, on an advisory basis and not to
diminish the role and responsibilities of the Board
of Directors that the shareholders accept the
approach to executive compensation disclosed in
our management information circular dated
March 2, 2012, delivered in advance for the 2012
annual meeting of shareholders on May 9, 2012		   Management For For    
  4     PLEASE NOTE THAT THIS RESOLUTION IS A
SHAREHOLDER PROPOSAL: We received two
shareholder proposals for consideration at the
meeting. One shareholder proposal was
submitted by Mr. William R. Davis, an Ontario
shareholder. Mr. Davis requested that the Board
of Directors provide shareholders with an
abstention option for voting on shareholder and
management proposals in its form of proxy.
Following discussions with Mr. Davis, we agreed
to provide an abstention option on matters to be
voted on at a meeting of Enbridge's shareholders, except for the appointment of the
auditors and the election of directors, where,
under corporate law, shareholders may only vote
''for'' or ''withhold vote''. Mr. Davis agreed to
withdraw the proposal The second shareholder
proposal was submitted by NEI Investments
along with two co-filers, 		   Shareholder For Against    
    Vancity Investment Management on
behalf of IA Clarington Inhance SRI-Funds and
Desjardins Investment (formerly known as
Federation des Caisses-Desjardins du Quebec)
(the NEI Investments Proposal), requesting that
the-Board provide a report to shareholders by
May 2013 describing, among other-things, how
the Board has assessed the risks associated with
First Nations'-and Metis groups' opposition to the
Northern Gateway Pipeline Project-(Northern
Gateway), the impact of these risks on Enbridge's
final decision to-pursue Northern Gateway and
the manner of mitigating these risks should-
Northern Gateway proceed regardless of
opposition. The NEI Investments-Proposal and
Management's response is detailed in Appendix
''A'' to this-circular. As a shareholder, you will be
asked to vote for or against or you-may abstain
from voting on the NEI Investments
Proposal, fully described in-Appendix ''A'' to this
circular. The Board recommends that
shareholders vote-against the resolution		            
  TELUS CORP, VANCOUVER, BC
  Security   87971M202         Meeting Type MIX 
  Ticker Symbol             Meeting Date 09-May-2012  
  ISIN   CA87971M2022         Agenda 703754689 - Management
  Record Date   03-Apr-2012         Holding Recon Date 03-Apr-2012  
  City / Country   EDMONTON / Canada   Vote Deadline Date 03-May-2012  
  SEDOL(s)   2381134 - 2675525 - B1HK8L6 Quick Code    
                                         
  Item Proposal     Type Vote For/Against
Management		    
  1     PLEASE NOTE THAT THIS RESOLUTION IS A
SPECIAL PROPOSAL: Pass, with or     without
variation, a special resolution, the full text of
which is set forth  in Appendix C to the
management information circular of TELUS
Corporation     dated March 22, 2012 (the
Management Circular), approving a plan of
arrangement pursuant to Division 5, Part 9 of the
Business Corporations Act   (British Columbia)
involving TELUS Corporation, its shareholders
and the      other persons named therein as more
particularly described in the Management
Circular		   Shareholder Against For    

 

 
 

  TELUS CORP, VANCOUVER, BC
  Security   87971M202         Meeting Type MIX 
  Ticker Symbol             Meeting Date 09-May-2012  
  ISIN   CA87971M2022         Agenda 703775859 - Management
  Record Date   03-Apr-2012         Holding Recon Date 03-Apr-2012  
  City / Country   EDMONTON / Canada   Vote Deadline Date 03-May-2012  
  SEDOL(s)   2381134 - 2675525 - B1HK8L6 Quick Code    
                                         
  Item Proposal     Type Vote For/Against
Management		    
  1     Pass, with or without variation, a special
resolution, the full text of which is set forth in
Appendix C to the management information
circular of Telus Corporation dated March 22,
2012 (the "management circular"), approving a
plan of arrangement pursuant to division 5, part 9
of the business corporations act (British
Columbia) involving Telus Corporation, its
shareholders and the other persons named
therein as more particularly described in the
management circular		   Management For For    
  CALLOWAY REAL ESTATE INVESTMENT TRUST, VAUGHAN ON
  Security   131253205         Meeting Type MIX 
  Ticker Symbol             Meeting Date 10-May-2012  
  ISIN   CA1312532056         Agenda 703733774 - Management
  Record Date   30-Mar-2012         Holding Recon Date 30-Mar-2012  
  City / Country   TORONTO / Canada   Vote Deadline Date 04-May-2012  
  SEDOL(s)   2065029 - B02F303 - B11DV01 Quick Code    
                                         
  Item Proposal     Type Vote For/Against
Management		    
  1     To fix the aggregate number of trustees to be
elected or appointed at the Meeting at not more
than 7		   Management For For    
  2.1   Election of Trustee: Al Mawani   Management For For    
  2.2   Election of Trustee: Jamie M. McVicar   Management For For    
  2.3   Election of Trustee: Kevin B. Pshebniski   Management For For    
  2.4   Election of Trustee: Michael Young   Management For For    
  2.5   Election of Trustee: Huw Thomas   Management For For    
  3     To re-appoint PricewaterhouseCoopers LLP,
Chartered Accountants, as auditors of the Trust
for the ensuing year and to authorize the trustees
of the Trust to fix the remuneration of such
auditors		   Management For For    
  4     To approve: (i) an amendment to Section 1.1.1 of
the Declaration of Trust to delete the current
definition of "Adjusted Unitholders' Equity" in its
entirety and replace it with the definition of
"Adjusted Unitholders' Equity"; (ii) an amendment
to Section 1.1.13 of the Declaration of Trust to
delete the current definition of "Gross Book
Value" in its entirety and replace it with the
definition of "Aggregate Assets"; (iii) an
amendment to Section 1.1 of the Declaration of
Trust to add the definitions of each of the
following terms: "Carrying Value", "Cost Value"
and "Equity" and "GAAP"; and (iv) any further
amendments to the Declaration of Trust to the
extent necessary to reflect and give effect to the
foregoing, all as more particularly set forth in the
Circular		   Management For For    
  5     To approve: (i) an amendment to Section 5.1.1 of
the Declaration of Trust to permit the trust to
acquire, hold, develop, maintain, improve, lease
or manage real property which is being utilized or
intended to be utilized to provide living
accommodation; and (ii) any further amendments
to the Declaration of Trust to the extent
necessary to reflect and give effect to the
foregoing, all as more particularly set forth in the
Circular		   Management For For    
  6     To approve: (i) an amendment to Section 10.3 of
the Declaration of Trust to delegate, based on
appropriate financial thresholds, as may be
determined by the board of trustees of the Trust
from time to time, to the investment committee of
the board of trustees of the Trust or the Trust's
management the authority to approve certain
proposed transactions by the Trust; and (ii) any
further amendments to the Declaration of Trust to
the extent necessary to reflect and give effect to
the foregoing, all as more particularly set forth in
the Circular		   Management For For    

 

 
 

  BROOKFIELD ASSET MANAGEMENT INC, TORONTO ON
  Security   112585104         Meeting Type MIX 
  Ticker Symbol             Meeting Date 10-May-2012  
  ISIN   CA1125851040         Agenda 703744917 - Management
  Record Date   14-Mar-2012         Holding Recon Date 14-Mar-2012  
  City / Country   TORONTO / Canada   Vote Deadline Date 04-May-2012  
  SEDOL(s)   2092555 - 2092599 - B2QBRB0 - B3F9T61 -
B3Y29D8		 Quick Code    
                                         
  Item Proposal     Type Vote For/Against
Management		    
  1.1   Election of Director: Marcel R. Coutu   Management For For    
  1.2   Election of Director: Maureen Kempston Darkes   Management For For    
  1.3   Election of Director: Lance Liebman   Management For For    
  1.4   Election of Director: Frank J. McKenna   Management For For    
  1.5   Election of Director: Jack M. Mintz   Management For For    
  1.6   Election of Director: Youssef A. Nasr   Management For For    
  1.7   Election of Director: James A. Pattison   Management For For    
  1.8   Election of Director: Diana L. Taylor   Management For For    
  2     Appointment of the External Auditor: Deloitte &
Touche LLP and authorizing the directors to set
its remuneration		   Management For For    
  3     2012 Plan Resolution   Management For For    
  4     Say on Pay Resolution   Management For For    
  ENERPLUS CORP
  Security   292766102         Meeting Type MIX 
  Ticker Symbol             Meeting Date 11-May-2012  
  ISIN   CA2927661025         Agenda 703649218 - Management
  Record Date   23-Mar-2012         Holding Recon Date 23-Mar-2012  
  City / Country   CALGARY / Canada   Vote Deadline Date 07-May-2012  
  SEDOL(s)   B3N6XR3 - B521G07 - B584T89 Quick Code    
                                         
  Item Proposal     Type Vote For/Against
Management		    
  1.1   Election of Director: Edwin V. Dodge   Management For For    
  1.2   Election of Director: Robert B. Hodgins   Management For For    
  1.3   Election of Director: Gordon J. Kerr   Management For For    
  1.4   Election of Director: Douglas R. Martin   Management For For    
  1.5   Election of Director: David P. O'Brien   Management For For    
  1.6   Election of Director: Elliott Pew   Management For For    
  1.7   Election of Director: Glen D. Roane   Management For For    
  1.8   Election of Director: W.C. (Mike) Seth   Management For For    
  1.9   Election of Director: David H. Barr   Management For For    
  1.10  Election of Director: Susan M. MacKenzie   Management For For    
  2     To appoint Deloitte & Touche LLP, Chartered
Accountants, as auditors of the Corporation		   Management For For    
  3     To approve an amendment to the Corporation's
articles to change the rights, privileges,
restrictions and conditions in respect of the
common shares of the Corporation ("Common
Shares"), including changes to set forth the terms
and conditions pursuant to which the Corporation
may issue Common Shares as payment of stock
dividends declared on the Common Shares		   Management For For    
  CROMBIE REAL ESTATE INVT TR
  Security   227107109         Meeting Type Annual General Meeting
  Ticker Symbol             Meeting Date 11-May-2012  
  ISIN   CA2271071094         Agenda 703709747 - Management
  Record Date   21-Mar-2012         Holding Recon Date 21-Mar-2012  
  City / Country   NOVA SCOTIA / Canada   Vote Deadline Date 07-May-2012  
  SEDOL(s)   B11YBV5 - B3SVB91 Quick Code    
                                         
  Item Proposal     Type Vote For/Against
Management		    
  1.1   Election of Director: Donald E. Clow   Management For For    
  1.2   Election of Director: John C. Eby   Management For For    
  1.3   Election of Director: David G. Graham   Management For For    
  1.4   Election of Director: Brian A. Johnson   Management For For    
  1.5   Election of Director: Michael J. Knowlton   Management For For    
  1.6   Election of Director: E. John Latimer   Management For For    
  1.7   Election of Director: Elisabeth Stroback   Management For For    
  2     The appointment of auditors as set out in the
information circular of Crombie		   Management For For    
  3     The authorization of the trustees to fix the
remuneration of the auditors		   Management For For    

 

 
 

  CANADIAN HELICOPTERS GROUP INC
  Security   136000106         Meeting Type MIX 
  Ticker Symbol             Meeting Date 11-May-2012  
  ISIN   CA1360001061         Agenda 703737316 - Management
  Record Date   05-Apr-2012         Holding Recon Date 05-Apr-2012  
  City / Country   QUEBEC / Canada   Vote Deadline Date 07-May-2012  
  SEDOL(s)   B65WK80 - B67R6C9 Quick Code    
                                         
  Item Proposal     Type Vote For/Against
Management		    
  1.1   Election of Director: Randall J. Findlay   Management For For    
  1.2   Election of Director: Mathieu Gauvin   Management For For    
  1.3   Election of Director: Larry M. Pollock   Management For For    
  1.4   Election of Director: Carmen Richard Loberg   Management For For    
  1.5   Election of Director: Don Wall   Management For For    
  2     In favour of the appointment of Ernst & Young
LLP, Chartered Accountants, as auditors of the
Corporation until the end of the next annual
meeting of Shareholders or until their successors
are appointed and the granting of authority to the
directors of the Corporation to fix their
remuneration		   Management For For    
  3     To adopt a special resolution authorizing
Canadian Helicopters Group to apply for a
certificate of amendment under the Canada
Business Corporations Act ("CBCA") to amend
the articles of Canadian Helicopters Group to
provide for the appointment, from time to time, by
its board of directors of additional directors to a
maximum of one third of the number of directors
elected at the previous annual meeting of
Shareholders		   Management For For    
  4     To adopt a special resolution authorizing
Canadian Helicopters Group to apply for a
certificate of amendment under the CBCA to
amend the articles of Canadian Helicopters
Group to change its name from "Canadian
Helicopters Group Inc." to "HNZ Group Inc. /
Groupe HNZ inc."		   Management For For    
  5     The undersigned certifies that it has made
reasonable inquiries as to the Canadian status of
the owner and person in Control of the shares
represented by this proxy and has read the
definitions found below so as to make an
accurate Declaration of Ownership and Control.
The undersigned hereby certifies that the shares
represented by this proxy are owned and
Controlled by a Canadian		   Management For For    
  INNERGEX RENEWABLE ENERGY INC
  Security   45790B104         Meeting Type Annual General Meeting
  Ticker Symbol             Meeting Date 14-May-2012  
  ISIN   CA45790B1040         Agenda 703722531 - Management
  Record Date   30-Mar-2012         Holding Recon Date 30-Mar-2012  
  City / Country   MONTREAL / Canada   Vote Deadline Date 08-May-2012  
  SEDOL(s)   B29TNV3 - B29V0Z2 - B3CMKB5 Quick Code    
                                         
  Item Proposal     Type Vote For/Against
Management		    
  1.1   Election of director: William A. Lambert   Management For For    
  1.2   Election of director: John A. Hanna   Management For For    
  1.3   Election of director: Jean La Couture   Management For For    
  1.4   Election of director: Michel Letellier   Management For For    
  1.5   Election of director: Daniel L. Lafrance   Management For For    
  1.6   Election of director: Lise Lachapelle   Management For For    
  1.7   Election of director: Richard Laflamme   Management For For    
  2     The appointment of Samson Belair/Deloitte &
Touche, s.e.n.c.r.l., Chartered Accountants, as
auditors of the Corporation and authorizing the
Directors of the Corporation to fix their
remuneration		   Management For For    

 

 
 

  MORNEAU SHEPELL INC
  Security   61767W104         Meeting Type Annual General Meeting
  Ticker Symbol             Meeting Date 15-May-2012  
  ISIN   CA61767W1041         Agenda 703700155 - Management
  Record Date   19-Mar-2012         Holding Recon Date 19-Mar-2012  
  City / Country   VANCOUVER / Canada   Vote Deadline Date 09-May-2012  
  SEDOL(s)   B3NDR16 - B64ZLH6 Quick Code    
                                         
  Item Proposal     Type Vote For/Against
Management		    
  1.1   The election of director: Robert Chisholm   Management For For    
  1.2   The election of director: Jill Denham   Management For For    
  1.3   The election of director: Diane MacDiarmid   Management For For    
  1.4   The election of director: Jack Mintz   Management For For    
  1.5   The election of director: Bill Morneau   Management For For    
  1.6   The election of director: W.F. (Frank) Morneau,
Sr.		   Management For For    
  1.7   The election of director: John Rogers   Management For For    
  1.8   The election of director: Alan Torrie   Management For For    
  2     The re-appointment of KPMG LLP to act as
auditors of the Company, and to authorize the
directors to fix their remuneration		   Management For For    
  BAYTEX ENERGY CORP
  Security   07317Q105         Meeting Type Annual General Meeting
  Ticker Symbol             Meeting Date 15-May-2012  
  ISIN   CA07317Q1054         Agenda 703722567 - Management
  Record Date   26-Mar-2012         Holding Recon Date 26-Mar-2012  
  City / Country   CALGARY / Canada   Vote Deadline Date 09-May-2012  
  SEDOL(s)   B3MVJ71 - B4VGVM3 - B51ZNJ8 Quick Code    
                                         
  Item Proposal     Type Vote For/Against
Management		    
  1     Fixing the number of directors of Baytex to be
elected at eight (8)		   Management For For    
  2.1   Election of director: John A. Brussa   Management For For    
  2.2   Election of director: Raymond T. Chan   Management For For    
  2.3   Election of director: Edward Chwyl   Management For For    
  2.4   Election of director: Naveen Dargan   Management For For    
  2.5   Election of director: R.E.T. (Rusty) Goepel   Management For For    
  2.6   Election of director: Anthony W. Marino   Management For For    
  2.7   Election of director: Gregory K. Melchin   Management For For    
  2.8   Election of director: Dale O. Shwed   Management For For    
  3     Appointment of Deloitte & Touche LLP, chartered
accountants, as auditors of Baytex for the
ensuing year and to authorize the directors of
Baytex to fix their remuneration		   Management For For    
  4     Advisory resolution to accept the approach to
executive compensation disclosed in the
accompanying information circular-proxy
statement		   Management For For    
  BOARDWALK REAL ESTATE INVT TR
  Security   096631106         Meeting Type MIX 
  Ticker Symbol             Meeting Date 15-May-2012  
  ISIN   CA0966311064         Agenda 703729927 - Management
  Record Date   28-Mar-2012         Holding Recon Date 28-Mar-2012  
  City / Country   CALGARY / Canada   Vote Deadline Date 09-May-2012  
  SEDOL(s)   B011205 - B011KY5 Quick Code    
                                         
  Item Proposal     Type Vote For/Against
Management		    
  1     To set the number of directors at six (6)   Management For For    
  2.1   Election of director: Sam Kolias   Management For For    
  2.2   Election of director: Al Mawani   Management For For    
  2.3   Election of director: Gary Goodman   Management For For    
  2.4   Election of director: Arthur Havener   Management For For    
  2.5   Election of director: Dr. James Dewald   Management For For    
  2.6   Election of director: Andrea Stephen   Management For For    
  3     Appointment of Deloitte & Touche LLP as
auditors of the corporation for the ensuing year
and authorizing the directors to fix their
remuneration		   Management For For    
  4     To consider and, if thought advisable, to approve
and adopt, with or without modification, a
resolution ratifying deferred unit grants pursuant
to the deferred unit plan of the trust (the "deferred
unit plan"), all as more particularly set forth in the
circular prepared for the purposes of the meeting		   Management For For    
  5     To consider and, if thought advisable, to pass a
resolution approving amendments to the
declaration of trust constituting the trust which
are contemplated or necessary in connection with
the business of the trust, all as more particularly
set forth in the circular		   Management For For    

 

 
 

  ALLIED PPTYS REAL ESTATE INVT  TR
  Security   019456102         Meeting Type Annual General Meeting
  Ticker Symbol             Meeting Date 15-May-2012  
  ISIN   CA0194561027         Agenda 703754716 - Management
  Record Date   04-Apr-2012         Holding Recon Date 04-Apr-2012  
  City / Country   TORONTO / Canada   Vote Deadline Date 09-May-2012  
  SEDOL(s)   2387701 - B01JT42 Quick Code    
                                         
  Item Proposal     Type Vote For/Against
Management		    
  1.1   Election of the Trustee of the Trust: Gerald R.
Connor		   Management For For    
  1.2   Election of the Trustee of the Trust: Gordon R.
Cunningham		   Management For For    
  1.3   Election of the Trustee of the Trust: Michael R.
Emory		   Management For For    
  1.4   Election of the Trustee of the Trust: James
Griffiths		   Management For For    
  1.5   Election of the Trustee of the Trust: Ralph T.
Neville		   Management For For    
  1.6   Election of the Trustee of the Trust: Daniel F.
Sullivan		   Management For For    
  1.7   Election of the Trustee of the Trust: Peter Sharpe   Management For For    
  2     The appointment of BDO Canada LLP, Chartered
Accountants, as auditors of the Trust and
authorizing the trustees to fix their remuneration		   Management For For    
  KEG ROYALTIES INCOME FD
  Security   487522104         Meeting Type Annual General Meeting
  Ticker Symbol             Meeting Date 16-May-2012  
  ISIN   CA4875221042         Agenda 703697132 - Management
  Record Date   02-Apr-2012         Holding Recon Date 02-Apr-2012  
  City / Country   VANCOUVER / Canada   Vote Deadline Date 10-May-2012  
  SEDOL(s)   2953469 - B00K139 Quick Code    
                                         
  Item Proposal     Type Vote For/Against
Management		    
  1.1   To elect Christopher Charles Woodward as a
trustee of the Fund for the ensuing year		   Management For For    
  1.2   To elect George Murray Tidball as a trustee of
the Fund for the ensuing year		   Management For For    
  1.3   To elect George Killy as a trustee of the Fund for
the ensuing year		   Management For For    
  2     To appoint KPMG LLP, Chartered Accountants,
as auditors of the Fund for the ensuing year and
to authorize the trustees to fix their remuneration		   Management For For    
  3     To transact such further and other business as
may properly come before the meeting or at any
adjournment thereof		   Management Abstain For    
  CINEPLEX INC
  Security   172454100         Meeting Type Annual General Meeting
  Ticker Symbol             Meeting Date 16-May-2012  
  ISIN   CA1724541000         Agenda 703733952 - Management
  Record Date   09-Apr-2012         Holding Recon Date 09-Apr-2012  
  City / Country   TORONTO / Canada   Vote Deadline Date 10-May-2012  
  SEDOL(s)   B5W3Y65 - B675NR7 - B682FM6 Quick Code    
                                         
  Item Proposal     Type Vote For/Against
Management		    
  1.1   Election of director: Robert Bruce   Management For For    
  1.2   Election of director: Ian Greenberg   Management For For    
  1.3   Election of director: Sarabjit Marwah   Management For For    
  1.4   Election of director: Edward Sonshine   Management For For    
  1.5   Election of director: Phyllis Yaffe   Management For For    
  1.6   Election of director: Joan Dea   Management For For    
  1.7   Election of director: Ellis Jacob   Management For For    
  1.8   Election of director: Anthony Munk   Management For For    
  1.9   Election of director: Robert Steacy   Management For For    
  2     The appointment of PricewaterhouseCoopers
LLP as auditors of the Corporation and the
authorization of the directors to fix their
remuneration; and		   Management For For    
  3     In his/her discretion with respect to the
amendments to or variations of matters identified
above or upon such other matters as may
properly come before the annual and special
meeting in accordance with applicable law,
hereby revoking any proxy previously given		   Management For Against    

 

 
 

  TWIN BUTTE ENERGY LTD
  Security   901401307         Meeting Type Annual General Meeting
  Ticker Symbol             Meeting Date 17-May-2012  
  ISIN   CA9014013077         Agenda 703712554 - Management
  Record Date   30-Mar-2012         Holding Recon Date 30-Mar-2012  
  City / Country   ALBERTA / Canada   Vote Deadline Date 11-May-2012  
  SEDOL(s)   B1Y9HT7 - B1Y9HV9 - B5BDP96 Quick Code    
                                         
  Item Proposal     Type Vote For/Against
Management		    
  1     Fixing the number of directors to be elected at
the Meeting at seven (7) members;		   Management For For    
  2.a   The election of R. James Brown as director of the
Corporation		   Management For For    
  2.b   The election of John A. Brussa as director of the
Corporation		   Management For For    
  2.c   The election of David M. Fitzpatrick as director of
the Corporation		   Management For For    
  2.d   The election of Thomas J. Greschner as director
of the Corporation		   Management For For    
  2.e   The election of James Saunders as director of
the Corporation		   Management For For    
  2.f   The election of Warren Steckley as director of the
Corporation		   Management For For    
  2.g   The election of William A. Trickett as director of
the Corporation		   Management For For    
  3     The appointment of PricewaterhouseCoopers
LLP, Chartered Accountants, as auditors of the
Corporation for the ensuing year and the
authorization of the directors to fix their
remuneration as such; and		   Management For For    
  4     At the discretion of the said proxyholders, upon
any permitted amendment or variation of the
above matters or any other matter that may be
properly brought before the Meeting or any
adjournment thereof, in such manner as such
proxyholders, in their sole judgment, may
determine		   Management For Against    
  CANADIAN REAL ESTATE INVT TR
  Security   13650J104         Meeting Type MIX 
  Ticker Symbol             Meeting Date 17-May-2012  
  ISIN   CA13650J1049         Agenda 703760808 - Management
  Record Date   10-Apr-2012         Holding Recon Date 10-Apr-2012  
  City / Country   TORONTO / Canada   Vote Deadline Date 11-May-2012  
  SEDOL(s)   2173052 - B10SW71 - B3BGW78 Quick Code    
                                         
  Item Proposal     Type Vote For/Against
Management		    
  1.1   The election of John A. Brough as Trustee of the
Trust		   Management For For    
  1.2   The election of James D. Fisher as Trustee of the
Trust		   Management For For    
  1.3   The election of Brian M. Flood as Trustee of the
Trust		   Management For For    
  1.4   The election of Stephen E. Johnson as Trustee of
the Trust		   Management For For    
  1.5   The election of W. Reay Mackay as Trustee of
the Trust		   Management For For    
  1.6   The election of John F. Marino as Trustee of the
Trust		   Management For For    
  1.7   The election of Mary C. Ritchie as Trustee of the
Trust		   Management For For    
  2     The appointment of Deloitte & Touche LLP,
Chartered Accountants, as auditors of the Trust
and authorizing the Trustees to fix their
remuneration		   Management For For    
  3     The resolution in the form of Exhibit "A" to the
enclosed Management Information Circular with
respect to certain proposed amendments to
CREIT's Declaration of Trust; and		   Management For For    
  4     Amendments to the above matters and on such
other business as may properly come before the
Meeting or any adjournment thereof		   Management For Against    

 

 
 

  POSEIDON CONCEPTS CORP, CALGARY, AB
  Security   73731R103         Meeting Type MIX 
  Ticker Symbol             Meeting Date 17-May-2012  
  ISIN   CA73731R1038         Agenda 703776178 - Management
  Record Date   04-Apr-2012         Holding Recon Date 04-Apr-2012  
  City / Country   CALGARY / Canada   Vote Deadline Date 11-May-2012  
  SEDOL(s)   B557SB7 - B63VJ04 - B6R05G5 Quick Code    
                                         
  Item Proposal     Type Vote For/Against
Management		    
  1     The resolution appointing KPMG LLP as auditors
of the Corporation for the ensuing year and
authorizing the directors to fix their remuneration		   Management For For    
  2     The resolution fixing the number of directors for
the ensuing year at six (6) and electing the
directors of the Corporation for the ensuing year:
Lyle D. Michaluk, Clifford L. Wiebe, A. Scott
Dawson, Harley L. Winger, Dean R. Jensen, Neil
W. Richardson		   Management For For    
  3     The resolution to approve the reduction of the
Corporation's share capital for accounting
purposes, without payment of or reduction to the
Corporation's stated capital or paid-up capital, by
the amount of the consolidated accounting deficit
of the Corporation on January 1, 2012		   Management For For    
  4     To vote in the discretion of the proxy nominee on
any amendments to or variations of matters
identified in the Notice of Meeting and on any
other matters which may properly come before
the Meeting		   Management Abstain For    
  THE HOME DEPOT, INC.
  Security   437076102         Meeting Type Annual  
  Ticker Symbol   HD                      Meeting Date 17-May-2012  
  ISIN   US4370761029         Agenda 933575752 - Management
  Record Date   19-Mar-2012         Holding Recon Date 19-Mar-2012  
  City / Country   ATLANTA / United States   Vote Deadline Date 16-May-2012  
  SEDOL(s)     Quick Code    
                                         
  Item Proposal     Type Vote For/Against
Management		    
  1A.   ELECTION OF DIRECTOR: F. DUANE
ACKERMAN		   Management For For    
  1B.   ELECTION OF DIRECTOR: FRANCIS S. BLAKE   Management For For    
  1C.   ELECTION OF DIRECTOR: ARI BOUSBIB   Management For For    
  1D.   ELECTION OF DIRECTOR: GREGORY D.
BRENNEMAN		   Management For For    
  1E.   ELECTION OF DIRECTOR: J. FRANK BROWN   Management For For    
  1F.   ELECTION OF DIRECTOR: ALBERT P. CAREY   Management For For    
  1G.   ELECTION OF DIRECTOR: ARMANDO
CODINA		   Management For For    
  1H.   ELECTION OF DIRECTOR: BONNIE G. HILL   Management For For    
  1I.   ELECTION OF DIRECTOR: KAREN L. KATEN   Management For For    
  1J.   ELECTION OF DIRECTOR: RONALD L.
SARGENT		   Management For For    
  2.    PROPOSAL TO RATIFY THE APPOINTMENT
OF KPMG LLP		   Management For For    
  3.    ADVISORY VOTE TO APPROVE EXECUTIVE
COMPENSATION		   Management For For    
  4.    APPROVAL OF AN AMENDMENT TO THE
COMPANY'S EMPLOYEE STOCK PURCHASE
PLAN TO INCREASE THE NUMBER OF
RESERVED SHARES		   Management For For    
  5.    SHAREHOLDER PROPOSAL REGARDING
ADVISORY VOTE ON POLITICAL
CONTRIBUTIONS		   Shareholder Against For    
  6.    SHAREHOLDER PROPOSAL REGARDING
EMPLOYMENT DIVERSITY REPORT		   Shareholder Against For    
  7.    SHAREHOLDER PROPOSAL REGARDING
REMOVAL OF PROCEDURAL SAFEGUARDS
FROM SHAREHOLDER WRITTEN CONSENT
RIGHT		   Shareholder Against For    
  8.    SHAREHOLDER PROPOSAL REGARDING
SPECIAL SHAREHOLDER MEETINGS		   Shareholder Against For    
  9.    SHAREHOLDER PROPOSAL REGARDING
CHARITABLE CONTRIBUTIONS		   Shareholder Against For    
  10.   SHAREHOLDER PROPOSAL REGARDING
STORMWATER MANAGEMENT POLICY		   Shareholder Against For    
  THE WILLIAMS COMPANIES, INC.
  Security   969457100         Meeting Type Annual  
  Ticker Symbol   WMB                     Meeting Date 17-May-2012  
  ISIN   US9694571004         Agenda 933595211 - Management
  Record Date   26-Mar-2012         Holding Recon Date 26-Mar-2012  
  City / Country   TULSA / United States   Vote Deadline Date 16-May-2012  
  SEDOL(s)     Quick Code    
                                         
  Item Proposal     Type Vote For/Against
Management		    
  1A    ELECTION OF DIRECTOR: ALAN S.
ARMSTRONG		   Management For For    
  1B    ELECTION OF DIRECTOR: JOSEPH R.
CLEVELAND		   Management For For    
  1C    ELECTION OF DIRECTOR: IRL F.
ENGELHARDT		   Management For For    
  1D    ELECTION OF DIRECTOR: JOHN A. HAGG   Management For For    
  1E    ELECTION OF DIRECTOR: JUANITA H.
HINSHAW		   Management For For    
  1F    ELECTION OF DIRECTOR: FRANK T.
MACINNIS		   Management For For    
  1G    ELECTION OF DIRECTOR: STEVEN W.
NANCE		   Management For For    
  1H    ELECTION OF DIRECTOR: MURRAY D. SMITH   Management For For    
  1I    ELECTION OF DIRECTOR: JANICE D. STONEY   Management For For    
  1J    ELECTION OF DIRECTOR: LAURA A. SUGG   Management For For    
  02    RATIFICATION OF ERNST & YOUNG LLP AS
AUDITORS FOR 2012		   Management For For    
  03    APPROVAL, BY NONBINDING ADVISORY
VOTE, OF THE COMPANY'S EXECUTIVE
COMPENSATION		   Management For For    

 

 
 

  PEMBINA PIPELINE CORP, CALGARY AB
  Security   706327103         Meeting Type Annual General Meeting
  Ticker Symbol             Meeting Date 22-May-2012  
  ISIN   CA7063271034         Agenda 703778045 - Management
  Record Date   23-Apr-2012         Holding Recon Date 23-Apr-2012  
  City / Country   CALGARY / Canada   Vote Deadline Date 16-May-2012  
  SEDOL(s)   B4PPQG5 - B4PT2P8 - B5TVCB3 Quick Code    
                                         
  Item Proposal     Type Vote For/Against
Management		    
  1     To fix the number of directors of the Corporation
to be elected at the meeting at nine (9)		   Management For For    
  2.1   Election of Director : Thomas W. Buchanan   Management For For    
  2.2   Election of Director : Randall J. Findlay   Management For For    
  2.3   Election of Director : Robert B. Michaleksi   Management For For    
  2.4   Election of Director : Leslie A. O'Donoghue   Management For For    
  2.5   Election of Director : Grant D. Billing   Management For For    
  2.6   Election of Director : Allan L. Edgeworth   Management For For    
  2.7   Election of Director : David M.B. LeGresley   Management For For    
  2.8   Election of Director : Lorne B. Gordon   Management For For    
  2.9   Election of Director : Jeffrey T. Smith   Management For For    
  3     To appoint KPMG LLP, Chartered Accountants,
as the auditors of the Corporation for the ensuing
financial year at a remuneration to be fixed by the
Board of Directors		   Management For For    
  NAL ENERGY CORP
  Security   62875E101         Meeting Type MIX 
  Ticker Symbol             Meeting Date 23-May-2012  
  ISIN   CA62875E1016         Agenda 703761115 - Management
  Record Date   23-Apr-2012         Holding Recon Date 23-Apr-2012  
  City / Country   CALGARY / Canada   Vote Deadline Date 17-May-2012  
  SEDOL(s)   B3LG4R2 - B3SL362 - B4MRCF5 Quick Code    
                                         
  Item Proposal     Type Vote For/Against
Management		    
  1.1   Election of William J. Eeuwes as a Director of the
Corporation		   Management For For    
  1.2   Election of Donald R. Ingram as a Director of the
Corporation		   Management For For    
  1.3   Election of Kelvin B. Johnston as a Director of the
Corporation		   Management For For    
  1.4   Election of Irvine J. Koop as a Director of the
Corporation		   Management For For    
  1.5   Election of Gordon S. Lackenbauer as a Director
of the Corporation		   Management For For    
  1.6   Election of Barry D. Stewart as a Director of the
Corporation		   Management For For    
  1.7   Election of Andrew B. Wiswell as a Director of the
Corporation		   Management For For    
  2     To appoint KPMG LLP as auditors of the
Corporation for the ensuing year and authorizing
the directors of the Corporation to fix their
remuneration		   Management For For    
  3     A special resolution, the full text of which is set
forth in Appendix "A" to the accompanying joint
management information circular and proxy
statement of the Corporation and Pengrowth
Energy Corporation ("Pengrowth") dated April 20,
2012 (the "Circular"), to approve a plan of
arrangement under Section 193 of the Business
Corporations Act (Alberta) involving the
Corporation, the Shareholders and Pengrowth
(the "Arrangement"), all as more particularly
described in the accompanying Circular		   Management For For    

 

 
 

  PENGROWTH ENERGY CORP, CALGARY AB
  Security   70706P104         Meeting Type Special General Meeting
  Ticker Symbol             Meeting Date 23-May-2012  
  ISIN   CA70706P1045         Agenda 703761127 - Management
  Record Date   23-Apr-2012         Holding Recon Date 23-Apr-2012  
  City / Country   CALGARY / Canada   Vote Deadline Date 17-May-2012  
  SEDOL(s)   B63QGH5 - B67M828 - B67XWH4 Quick Code    
                                         
  Item Proposal     Type Vote For/Against
Management		    
  1     Issuance of Common Shares   Management For For    
  2a    Election of Director: Kelvin B. Johnston   Management For For    
  2b    Election of Director: Barry D. Stewart   Management For For    
  3     At the discretion of the said proxy, to vote upon
any amendment or variation of the above matters
or any other matter which may properly come
before the Meeting or any adjournment(s) thereof		   Management Against Against    
  THE SOUTHERN COMPANY
  Security   842587107         Meeting Type Annual  
  Ticker Symbol   SO                      Meeting Date 23-May-2012  
  ISIN   US8425871071         Agenda 933605860 - Management
  Record Date   26-Mar-2012         Holding Recon Date 26-Mar-2012  
  City / Country   ATLANTA / United States   Vote Deadline Date 22-May-2012  
  SEDOL(s)     Quick Code    
                                         
  Item Proposal     Type Vote For/Against
Management		    
  1A.   ELECTION OF DIRECTOR: J.P. BARANCO   Management For For    
  1B.   ELECTION OF DIRECTOR: J.A. BOSCIA   Management For For    
  1C.   ELECTION OF DIRECTOR: H.A. CLARK III   Management For For    
  1D.   ELECTION OF DIRECTOR: T.A. FANNING   Management For For    
  1E.   ELECTION OF DIRECTOR: H.W.
HABERMEYER, JR.		   Management For For    
  1F.   ELECTION OF DIRECTOR: V.M. HAGEN   Management For For    
  1G.   ELECTION OF DIRECTOR: W.A. HOOD, JR.   Management For For    
  1H.   ELECTION OF DIRECTOR: D.M. JAMES   Management For For    
  1I.   ELECTION OF DIRECTOR: D.E. KLEIN   Management For For    
  1J.   ELECTION OF DIRECTOR: W.G. SMITH, JR.   Management For For    
  1K.   ELECTION OF DIRECTOR: S.R. SPECKER   Management For For    
  1L.   ELECTION OF DIRECTOR: L.D. THOMPSON   Management For For    
  1M.   ELECTION OF DIRECTOR: E.J. WOOD III   Management For For    
  2.    RATIFICATION OF THE APPOINTMENT OF
DELOITTE & TOUCHE LLP AS THE
COMPANY'S INDEPENDENT REGISTERED
PUBLIC ACCOUNTING FIRM FOR 2012		   Management For For    
  3.    ADVISORY VOTE TO APPROVE NAMED
EXECUTIVE OFFICERS' COMPENSATION		   Management For For    
  4.    STOCKHOLDER PROPOSAL ON COAL
COMBUSTION BYPRODUCTS
ENVIRONMENTAL REPORT		   Shareholder Against For    
  5.    STOCKHOLDER PROPOSAL ON LOBBYING
CONTRIBUTIONS AND EXPENDITURES
REPORT		   Shareholder Against For    
  DIRECTCASH PMTS INC
  Security   25456A103         Meeting Type Annual General Meeting
  Ticker Symbol             Meeting Date 24-May-2012  
  ISIN   CA25456A1030         Agenda 703751671 - Management
  Record Date   19-Apr-2012         Holding Recon Date 19-Apr-2012  
  City / Country   CALGARY / Canada   Vote Deadline Date 18-May-2012  
  SEDOL(s)   B3PXC53 - B3SDJW6 Quick Code    
                                         
  Item Proposal     Type Vote For/Against
Management		    
  1     Setting the number of directors to be elected at 6   Management For For    
  2.1   Election of Director: Gary H. Dundas   Management For For    
  2.2   Election of Director: Susan M. Gallacher   Management For For    
  2.3   Election of Director: R. Bradley Hurtubise   Management For For    
  2.4   Election of Director: Jeffrey J. Smith   Management For For    
  2.5   Election of Director: Leroy E. Thiessen   Management For For    
  2.6   Election of Director: Kevin W. Wolfe   Management For For    
  3     The appointment of KPMG LLP as the auditors
and the fixing by the directors of the
remuneration of such auditors		   Management For For    
  4     Discretionary Authority. Upon any amendment or
variation of the above matters or for any other
matters properly brought before the Meeting or
any adjournments thereof (provided that
management is not aware of any of the
amendments, variations or other matters to be
presented for action at the meeting, within a
reasonable time before this proxy is solicited) in
such manner as such proxyholder or alternate
proxyholder in the proxyholder's sole discretion
may determine		   Management For Against    

 

 
 

  NORTHLAND POWER INC, TORONTO ON
  Security   666511100         Meeting Type Annual General Meeting
  Ticker Symbol             Meeting Date 24-May-2012  
  ISIN   CA6665111002         Agenda 703761052 - Management
  Record Date   19-Apr-2012         Holding Recon Date 19-Apr-2012  
  City / Country   TORONTO / Canada   Vote Deadline Date 18-May-2012  
  SEDOL(s)   B66C799 - B66J109 - B68XHC3 Quick Code    
                                         
  Item Proposal     Type Vote For/Against
Management		    
  1     Electing James C. Temerty C.M., Pierre
R.Gloutney, Rt. Hon. John N. Turner, Q.C., Marie
Bountrogianni, V. Peter Harder, Linda L. Bertoldi
and Sean Durfy as directors of the Corporation		   Management For For    
  2     The reappointment of Ernst & Young LLP as
auditors of the Corporation		   Management For For    
  GENIVAR INC
  Security   37230Q205         Meeting Type Annual General Meeting
  Ticker Symbol             Meeting Date 24-May-2012  
  ISIN   CA37230Q2053         Agenda 703776217 - Management
  Record Date   13-Apr-2012         Holding Recon Date 13-Apr-2012  
  City / Country   QUEBEC / Canada   Vote Deadline Date 18-May-2012  
  SEDOL(s)   B3LFQ62 - B3LKQ78 Quick Code    
                                         
  Item Proposal     Type Vote For/Against
Management		    
  1.1   Election of director: Pierre Shoiry   Management For For    
  1.2   Election of director: Marc Rivard   Management For For    
  1.3   Election of director: Richard Belanger   Management For For    
  1.4   Election of director: Grant G. Mccullagh   Management For For    
  1.5   Election of director: Pierre Seccareccia   Management For For    
  1.6   Election of director: Pierre Simard   Management For For    
  1.7   Election of director: Lawrence Smith   Management For For    
  2     Appointment of PricewaterhouseCoopers LLP, as
auditors of the corporation		   Management For For    
  CHURCHILL CORP
  Security   17143D103         Meeting Type Annual General Meeting
  Ticker Symbol             Meeting Date 24-May-2012  
  ISIN   CA17143D1033         Agenda 703791384 - Management
  Record Date   17-Apr-2012         Holding Recon Date 17-Apr-2012  
  City / Country   ALBERTA / Canada   Vote Deadline Date 18-May-2012  
  SEDOL(s)   2378567 - B3BGW12 Quick Code    
                                         
  Item Proposal     Type Vote For/Against
Management		    
  1     In respect of an ordinary resolution fixing the
number of directors to be elected at the annual
meeting at ten (10)		   Management For For    
  2.1   In respect of an ordinary resolution respecting the
election of Wendy L. Hanrahan as a director of
the Corporation		   Management For For    
  2.2   In respect of an ordinary resolution respecting the
election of Harry A. King as a director of the
Corporation		   Management For For    
  2.3   In respect of an ordinary resolution respecting the
election of Allister J. McPherson as a director of
the Corporation		   Management For For    
  2.4   In respect of an ordinary resolution respecting the
election of Ian M. Reid as a director of the
Corporation		   Management For For    
  2.5   In respect of an ordinary resolution respecting the
election of Brian W. L. Tod as a director of the
Corporation		   Management For For    
  2.6   In respect of an ordinary resolution respecting the
election of Albrecht W.A. Bellstedt as a director of
the Corporation		   Management For For    
  2.7   In respect of an ordinary resolution respecting the
election of James C. Houck as a director of the
Corporation		   Management For For    
  2.8   In respect of an ordinary resolution respecting the
election of Carmen R. Loberg as a director of the
Corporation		   Management For For    
  2.9   In respect of an ordinary resolution respecting the
election of Henry R. Reid as a director of the
Corporation		   Management For For    
  2.10  In respect of an ordinary resolution respecting the
election of George M. Schneider as a director of
the Corporation		   Management For For    
  3     In respect of an ordinary resolution appointment
of Deloitte & Touche LLP as auditors of the
Corporation and authorizing the Board of
Directors of the Corporation to fix the
remuneration of the auditors		   Management For For    
  4     In his/her discretion with respect to any
amendments or variations to any matter identified
in the Notice of the Annual General Meeting of
Shareholders or other matters that may properly
come before the Meeting or any adjournment
thereof		   Management For Against    

 

 
 

  PIZZA PIZZA RTY INCOME FD
  Security   725852107         Meeting Type MIX 
  Ticker Symbol             Meeting Date 30-May-2012  
  ISIN   CA7258521078         Agenda 703793388 - Management
  Record Date   30-Apr-2012         Holding Recon Date 30-Apr-2012  
  City / Country   TORONTO / Canada   Vote Deadline Date 24-May-2012  
  SEDOL(s)   B0CVPN8 - B1LJ7K1 Quick Code    
                                         
  Item Proposal     Type Vote For/Against
Management		    
  a     In respect of the election of the five individuals
nominated for election as trustees of the Fund
being Arnold Cader, Richard McCoy, Robert
Nobes, Terence Reid and Elizabeth Wright		   Management For For    
  b     In respect of the appointment of RSM Richter
LLP, chartered accountants, as auditors of the
Fund and authorizing the trustees to fix their
remuneration		   Management For For    
  c     In respect of the special resolution to approve the
conversion of the Fund to a corporate structure
by way of a plan of arrangement		   Management For For    
  d     On such other business as may properly come
before the Meeting		   Management For Against    
  CRESCENT POINT ENERGY CORP
  Security   22576C101         Meeting Type Annual General Meeting
  Ticker Symbol             Meeting Date 31-May-2012  
  ISIN   CA22576C1014         Agenda 703782258 - Management
  Record Date   20-Apr-2012         Holding Recon Date 20-Apr-2012  
  City / Country   ALBERTA / Canada   Vote Deadline Date 25-May-2012  
  SEDOL(s)   B4ZTC70 - B67C8W8 - B67C970 Quick Code    
                                         
  Item Proposal     Type Vote For/Against
Management		    
  1     To fix the number of directors of the Corporation
for the ensuing year at seven (7)		   Management For For    
  2.1   Election of director : Peter Bannister   Management For For    
  2.2   Election of director : Paul Colborne   Management For For    
  2.3   Election of director : Kenney F. Cugnet   Management For For    
  2.4   Election of director : D. Hugh Gillard   Management For For    
  2.5   Election of director : Gerald A. Romanzin   Management For For    
  2.6   Election of director : Scott Saxberg   Management For For    
  2.7   Election of director : Gregory G. Turnbull   Management For For    
  3     To consider, and if thought advisable, to pass,
with or without variation, a resolution to approve
amendments to the Corporation's by-laws to
modernize the by-laws by replacing the
Corporation's existing by-laws with "short form"
by-laws, the full text of which is set forth in the
accompanying Information Circular		   Management For For    
  4     To consider, and if thought advisable, to pass,
with or without variation, a resolution to approve
certain amendments to the Corporation's
Restricted Share Bonus Plan, the full text of
which is set forth in the Information Circular		   Management For For    
  5     On the appointment of PricewaterhouseCoopers
LLP, Chartered Accountants, as auditors of the
Corporation and authorize the board of directors
of the Corporation to fix their remuneration as
such		   Management For For    
  6     At the discretion of the said Proxy, to vote upon
any amendment or variation of the above matters
or any other matter which may properly come
before the Meeting		   Management For Against    

 

 
 

  COMCAST CORPORATION
  Security   20030N101         Meeting Type Annual  
  Ticker Symbol   CMCSA                   Meeting Date 31-May-2012  
  ISIN   US20030N1019         Agenda 933605620 - Management
  Record Date   22-Mar-2012         Holding Recon Date 22-Mar-2012  
  City / Country   PHILADELPHIA / United States   Vote Deadline Date 30-May-2012  
  SEDOL(s)     Quick Code    
                                         
  Item Proposal     Type Vote For/Against
Management		    
  1.    DIRECTOR   Management              
    1 KENNETH J. BACON     For For    
    2 SHELDON M. BONOVITZ     For For    
    3 JOSEPH J. COLLINS     For For    
    4 J. MICHAEL COOK     For For    
    5 GERALD L. HASSELL     For For    
    6 JEFFREY A. HONICKMAN     For For    
    7 EDUARDO G. MESTRE     For For    
    8 BRIAN L. ROBERTS     For For    
    9 RALPH J. ROBERTS     For For    
    10 JOHNATHAN A. RODGERS     For For    
    11 DR. JUDITH RODIN     For For    
  2.    RATIFICATION OF THE APPOINTMENT OF
OUR INDEPENDENT AUDITORS		   Management For For    
  3.    APPROVAL OF THE COMCAST
CORPORATION 2002 EMPLOYEE STOCK
PURCHASE PLAN		   Management For For    
  4.    APPROVAL OF THE COMCAST -
NBCUNIVERSAL 2011 EMPLOYEE STOCK
PURCHASE PLAN		   Management For For    
  5.    TO PROVIDE FOR CUMULATIVE VOTING IN
THE ELECTION OF DIRECTORS		   Shareholder Against For    
  6.    TO REQUIRE THAT THE CHAIRMAN OF THE
BOARD BE AN INDEPENDENT DIRECTOR		   Shareholder Against For    
  7.    TO ADOPT A SHARE RETENTION POLICY
FOR SENIOR EXECUTIVES		   Shareholder Against For    
  8.    TO MAKE POISON PILLS SUBJECT TO A
SHAREHOLDER VOTE		   Shareholder Against For    
  EMERA INC MEDIUM TERM NTS  CDS-
  Security   290876101         Meeting Type Annual General Meeting
  Ticker Symbol             Meeting Date 07-Jun-2012  
  ISIN   CA2908761018         Agenda 703820856 - Management
  Record Date   20-Apr-2012         Holding Recon Date 20-Apr-2012  
  City / Country   NOVA SCOTIA / Canada   Vote Deadline Date 01-Jun-2012  
  SEDOL(s)   2650050 - B11JS64 - B3T6560 Quick Code    
                                         
  Item Proposal     Type Vote For/Against
Management		    
  1.1   Election of director: Robert S. Briggs   Management For For    
  1.2   Election of director: Sylvia D. Chrominska   Management For For    
  1.3   Election of director: Allan L. Edgeworth   Management For For    
  1.4   Election of director: James D. Eisenhauer   Management For For    
  1.5   Election of director: Christopher G. Huskilson   Management For For    
  1.6   Election of director: John T. McLennan   Management For For    
  1.7   Election of director: Donald A. Pether   Management For For    
  1.8   Election of director: Andrea S. Rosen   Management For For    
  1.9   Election of director: Richard P. Sergel   Management For For    
  1.10  Election of director: M. Jacqueline Sheppard   Management For For    
  2     Appointment of Ernst & Young LLP as auditors   Management For For    
  3     Directors to Establish Auditors' Fee   Management For For    

 

 
 

  RIOCAN REAL ESTATE INVESTMENT TRUST
  Security   766910103         Meeting Type Annual General Meeting
  Ticker Symbol             Meeting Date 11-Jun-2012  
  ISIN   CA7669101031         Agenda 703829006 - Management
  Record Date   12-Apr-2012         Holding Recon Date 12-Apr-2012  
  City / Country   TORONTO / Canada   Vote Deadline Date 05-Jun-2012  
  SEDOL(s)   2229610 - B043LH8 - B09G0X1 - B10SW82 Quick Code    
                                         
  Item Proposal     Type Vote For/Against
Management		    
  1.1   The election of the Trustees of the Trust: Clare R.
Copeland		   Management For For    
  1.2   The election of the Trustees of the Trust:
Raymond M. Gelgoot		   Management For For    
  1.3   The election of the Trustees of the Trust: Paul
Godfrey, C.M.,O.Ont.		   Management For For    
  1.4   The election of the Trustees of the Trust: Frank
W. King, O.C.		   Management For For    
  1.5   The election of the Trustees of the Trust: Dale H.
Lastman		   Management For For    
  1.6   The election of the Trustees of the Trust: Ronald
W. Osborne, FCA		   Management For For    
  1.7   The election of the Trustees of the Trust: Sharon
Sallows		   Management For For    
  1.8   The election of the Trustees of the Trust: Edward
Sonshine, O.Ont.,Q.C.		   Management For For    
  1.9   The election of the Trustees of the Trust: Charles
Winograd		   Management For For    
  2     The re-appointment of Ernst & Young LLP as
auditors of the Trust and authorization of the
Trust's board of trustees to fix the auditors'
remuneration		   Management For For    
  3     In his or her discretion with respect to such other
business as may properly come before the
Meeting or any adjournment thereof		   Management Abstain For    
  THE TJX COMPANIES, INC.
  Security   872540109         Meeting Type Annual  
  Ticker Symbol   TJX                     Meeting Date 13-Jun-2012  
  ISIN   US8725401090         Agenda 933628995 - Management
  Record Date   16-Apr-2012         Holding Recon Date 16-Apr-2012  
  City / Country   FRAMINGHAM / United States   Vote Deadline Date 12-Jun-2012  
  SEDOL(s)     Quick Code    
                                         
  Item Proposal     Type Vote For/Against
Management		    
  1A.   ELECTION OF DIRECTOR: ZEIN ABDALLA   Management For For    
  1B.   ELECTION OF DIRECTOR: JOSE B. ALVAREZ   Management For For    
  1C.   ELECTION OF DIRECTOR: ALAN M. BENNETT   Management For For    
  1D.   ELECTION OF DIRECTOR: BERNARD
CAMMARATA		   Management For For    
  1E.   ELECTION OF DIRECTOR: DAVID T. CHING   Management For For    
  1F.   ELECTION OF DIRECTOR: MICHAEL F. HINES   Management For For    
  1G.   ELECTION OF DIRECTOR: AMY B. LANE   Management For For    
  1H.   ELECTION OF DIRECTOR: CAROL
MEYROWITZ		   Management For For    
  1I.   ELECTION OF DIRECTOR: JOHN F. O'BRIEN   Management For For    
  1J.   ELECTION OF DIRECTOR: WILLOW B. SHIRE   Management For For    
  2.    RATIFICATION OF APPOINTMENT OF
INDEPENDENT REGISTERED PUBLIC
ACCOUNTING FIRM.		   Management For For    
  3.    APPROVAL OF MATERIAL TERMS OF
EXECUTIVE OFFICER PERFORMANCE
GOALS UNDER CASH INCENTIVE PLANS.		   Management For For    
  4.    ADVISORY APPROVAL OF TJX'S EXECUTIVE
COMPENSATION.		   Management For For    

 

 
 

  H&R REAL ESTATE INVESTMENT TRUST
  Security   404428203         Meeting Type MIX 
  Ticker Symbol             Meeting Date 18-Jun-2012  
  ISIN   CA4044282032         Agenda 703885066 - Management
  Record Date   11-May-2012         Holding Recon Date 11-May-2012  
  City / Country   TORONTO / Canada   Vote Deadline Date 12-Jun-2012  
  SEDOL(s)   B3DJHT2 - B3DJHV4 - B3DJHW5 Quick Code    
                                         
  Item Proposal     Type Vote For/Against
Management		    
  1     In respect of the election of Thomas J. Hofstedter
as trustee of the   REIT		   Management For For    
  2     In respect of the election of Robert E. Dickson as
trustee of the   REIT		   Management For For    
  3     In respect of the election of Edward Gilbert as
trustee of the   REIT		   Management For For    
  4     In respect of the election of Laurence A. Lebovic
as trustee of the   REIT		   Management For For    
  5     In respect of the election of Ronald C. Rutman as
trustee of the   REIT		   Management For For    
  6     In respect of the appointment of KPMG LLP as
the auditors of the   REIT and the authorization of
the trustees of the   REIT to fix the remuneration
of the auditors of the   REIT		   Management For For    
  7     In respect of the resolutions providing
authorization to the trustees of the REIT to
amend the Declaration of Trust to permit the
REIT to declare distributions payable in the form
of Finance Trust Units (whether or not held by the
REIT) to unit holders of the REIT and to address
the funding of the applicable withholding tax
liability in respect of such distributions, all for the
initial purpose of effecting an internal
reorganization of the Trusts, as set forth in
Schedule E to the Management Information
Circular relating to the meetings (the "Circular")		   Management For For    
  8     In respect of the resolutions providing
authorization to the trustees of the  REIT to
amend the operating policy for holding title to real
property contained in the declaration of trust to
provide flexibility relating to the structuring of the
REIT's holdings, as set forth in schedule F to the
circular		   Management For For    
  9     In respect of the resolutions providing
authorization to the trustees of the REIT to
amend the Declaration of Trust to eliminate the
classified board of trustees structure so that all
trustees of the REIT shall be elected annually to
hold office for a term expiring at the earlier of the
close of the next annual meetings of unit holders
of the REIT following their respective
appointment or election or (except as otherwise
provided in the Declaration of Trust) until their
respective successors are elected or appointed,
as set forth in Schedule G in the Circular		   Management For For    
  10    In respect of the resolutions providing
authorization to the trustees of the REIT to
amend the declaration of trust so as to create an
unconditional requirement under the REIT's
declaration of trust for the REIT to pay out no
less than its taxable income each year (whether
by distribution of cash or REIT units), as set forth
in Schedule H to the circular		   Management For For    
  11    In respect of the resolutions providing
authorization to the trustees of the REIT to
amend the declaration of trust to change (I) the
investment guideline relating to joint venture
arrangements so that the conditions to be
satisfied in connection with such investments are
consistent with those required to be satisfied for
an investment in a partnership, and (II) the
operating policy of the REIT relating to its 65%
debt-to-gross book value ratio so that
partnerships are also treated in the same manner
as joint venture arrangements in determining
such ratio, as set forth in Schedule I to the
circular		   Management For For    
  12    In respect of the resolutions approving certain
amendments to and the continuation of the unit
holder rights plan agreement between the
trustees of the REIT and CIBC Mellon Trust
company, as is set forth in Schedule J to the
Circular		   Management For For    
  1     In respect of finance trust: In respect of the
election of Marvin Rubner as trustee of Finance
Trust		   Management For For    
  2     In respect of finance trust : In respect of the
election of Shimshon (Stephen) gross as trustee
of Finance Trust		   Management For For    
  3     In respect of finance trust  : In respect of the
election of Neil Sigler as trustee of Finance Trust		   Management For For    
  4     In respect of finance trust  : In respect of the
appointment of KPMG LLP as the auditors of
finance trust and authorizing the trustees of
finance trust to fix the remuneration of the
auditors of Finance Trust		   Management For For    
  1     In respect of each of the Trusts: To act upon
such other matters as may properly come before
the Meetings or any adjournment thereof		   Management For Against    

 

 
 

  TRANSGLOBE APT REAL ESTATE INVT TR
  Security   89367A107         Meeting Type MIX 
  Ticker Symbol             Meeting Date 27-Jun-2012  
  ISIN   CA89367A1075         Agenda 703897061 - Management
  Record Date   28-May-2012         Holding Recon Date 28-May-2012  
  City / Country   ONTARIO / Canada   Vote Deadline Date 21-Jun-2012  
  SEDOL(s)   B4MQ9M8 - B5L0ZS6 Quick Code    
                                         
  Item Proposal     Type Vote For/Against
Management		    
  1     In respect of the special resolution (the
"Transaction Resolution"), the full text of which is
set out as Appendix A to the management
information circular of the REIT dated May 28,
2012 (the "Circular"), approving the transactions
set out in the acquisition agreement dated April
26, 2012, among PD Kanco LP, Starlight
Investments Ltd. and the REIT, and certain other
matters, all as more particularly described or
otherwise set forth in the Circular		   Management For For    
  2     In respect of the election of John A. Brough as a
trustee of the REIT		   Management For For    
  3     In respect of the election of Kelly C. Hanczyk as
a trustee of the REIT		   Management For For    
  4     In respect of the election of J. Michael Knowlton
as a trustee of the REIT		   Management For For    
  5     In respect of the election of David G. Leith as a
trustee of the REIT		   Management For For    
  6     In respect of the election of Graham L.
Rosenberg as a trustee of the REIT		   Management For For    
  7     In respect of the election of Eric W. Slavens as a
trustee of the REIT		   Management For For    
  8     In respect of the re-appointment of KPMG LLP as
the auditors of the REIT for the ensuing year and
authorization of the trustees of the REIT to fix
such auditors' remuneration		   Management For For    
  9     In respect of the resolution approving the
adoption of the restricted trust unit plan of the
REIT		   Management For For    

 

 
 

Dynamic Energy Income Fund

  SEADRILL LIMITED
  Security   G7945E105         Meeting Type Annual  
  Ticker Symbol   SDRL                    Meeting Date 23-Sep-2011  
  ISIN   BMG7945E1057         Agenda 933496083 - Management
  Record Date   19-Jul-2011         Holding Recon Date 19-Jul-2011  
  City / Country   HAMILTON / Bermuda   Vote Deadline Date 22-Sep-2011  
  SEDOL(s)     Quick Code    
                                             
  Item Proposal     Type Vote For/Against
Management		    
  01    TO RE-ELECT JOHN FREDRIKSEN AS A
DIRECTOR OF THE COMPANY.		   Management For For    
  02    TO RE-ELECT TOR OLAV TROIM AS A
DIRECTOR OF THE COMPANY.		   Management For For    
  03    TO RE-ELECT KATE BLAKENSHIP AS A
DIRECTOR OF THE COMPANY.		   Management For For    
  04    TO RE-ELECT KATHRINE FREDRIKSEN AS A
DIRECTOR OF THE COMPANY.		   Management For For    
  05    TO RE-ELECT CARL ERIK STEEN AS A
DIRECTOR OF THE COMPANY.		   Management For For    
  06    PROPOSAL TO RE-APPOINT
PRICEWATERHOUSECOOPERS, AS OF
OSLO, NORWAY AS AUDITORS AND TO
AUTHORIZE THE DIRECTORS TO
DETERMINE THEIR REMUNERATION.		   Management For For    
  07    PROPOSAL TO APPROVE THE
REMUNERATION OF THE COMPANY'S
BOARD OF DIRECTORS OF A TOTAL
AMOUNT OF FEES NOT TO EXCEED
US$800,000 FOR THE YEAR ENDED
DECEMBER 31, 2011.		   Management For For    
  TWIN BUTTE ENERGY LTD
  Security   901401307         Meeting Type Special General Meeting
  Ticker Symbol             Meeting Date 09-Jan-2012  
  ISIN   CA9014013077         Agenda 703508210 - Management
  Record Date   09-Dec-2011         Holding Recon Date 09-Dec-2011  
  City / Country   ALBERTA / Canada   Vote Deadline Date 03-Jan-2012  
  SEDOL(s)   B1Y9HT7 - B1Y9HV9 - B5BDP96 Quick Code    
                                             
  Item Proposal     Type Vote For/Against
Management		    
  1     To approve, with or without amendment, an
ordinary resolution, the full text of which is set
forth as Appendix A-2 to the Joint Information
Circular and Proxy Statement of the Corporation
and Emerge Oil & Gas Inc. ("Emerge") dated
December 9, 2011, 2011 (the "Information
Circular"), the issuance of up to 55,476,580
Common Shares such is required to acquire all of
the outstanding common shares of Emerge, all
as more particularly described in the Information
Circular, and in accordance with the terms of a
plan of arrangement (the "Arrangement")
involving the Corporation, Emerge and the
shareholders of Emerge (the "Twin Butte
Resolution")		   Management For For    
  2     To approve, with or without amendment, an
ordinary resolution, the full text of which is set
forth in the Information Circular, approving a
share award incentive plan for Twin Butte		   Management For For    

 

 
 

  PEMBINA PIPELINE CORP, CALGARY AB
  Security   706327103         Meeting Type Special General Meeting
  Ticker Symbol             Meeting Date 27-Mar-2012  
  ISIN   CA7063271034         Agenda 703621056 - Management
  Record Date   14-Feb-2012         Holding Recon Date 14-Feb-2012  
  City / Country   CALGARY / Canada   Vote Deadline Date 21-Mar-2012  
  SEDOL(s)   B4PPQG5 - B4PT2P8 - B5TVCB3 Quick Code    
                                             
  Item Proposal     Type Vote For/Against
Management		    
  1     An ordinary resolution, approving the issuance of
up to 130,000,000 common shares of the
Corporation, pursuant to a plan of arrangement
under Section 193 of the Business Corporations
Act (Alberta) involving Provident Energy Ltd.
("Provident"), holders of common shares of
Provident, the Corporation and Pembina
AcquisitionCo Inc., a wholly-owned subsidiary of
the Corporation, and in accordance with the
terms of an arrangement agreement dated
January 15, 2012 between the Corporation and
Provident, all as more particularly described in
the accompanying joint management information
circular and proxy statement dated February 17,
2012 of Provident and the Corporation (the
"Information Circular")		   Management For For    
  2     A special resolution approving an amendment to
the Corporation's articles to increase the
maximum number of directors of the Corporation
from 9 to 11, as more particularly described in the
accompanying Information Circular		   Management For For    
  PROVIDENT ENERGY LTD NEW
  Security   74386V100         Meeting Type Special General Meeting
  Ticker Symbol             Meeting Date 27-Mar-2012  
  ISIN   CA74386V1004         Agenda 703621068 - Management
  Record Date   14-Feb-2012         Holding Recon Date 14-Feb-2012  
  City / Country   CALGARY / Canada   Vote Deadline Date 21-Mar-2012  
  SEDOL(s)   B3MWDH2 - B61J3X1 - B66M3X5 Quick Code    
                                             
  Item Proposal     Type Vote For/Against
Management		    
  1     A special resolution, the full text of which is set
forth in Appendix A to the accompanying joint
management information circular and proxy
statement dated February 17, 2012 of Provident
and Pembina Pipeline Corporation ("Pembina")
(the "Circular"), to approve a plan of arrangement
under Section 193 of the Business Corporations
Act (Alberta) involving Provident, Provident
shareholders, Pembina and Pembina
AcquisitionCo Inc., a wholly-owned subsidiary of
Pembina, all as more particularly described in the
accompanying Circular		   Management For For    
  VERESEN INC, CALGARY AB
  Security   92340R106         Meeting Type Annual General Meeting
  Ticker Symbol             Meeting Date 01-May-2012  
  ISIN   CA92340R1064         Agenda 703707008 - Management
  Record Date   13-Mar-2012         Holding Recon Date 13-Mar-2012  
  City / Country   CALGARY / Canada   Vote Deadline Date 25-Apr-2012  
  SEDOL(s)   B3KGHR4 - B3MBSJ6 - B3QTZH3 Quick Code    
                                             
  Item Proposal     Type Vote For/Against
Management		    
  1.1   Election of Director: Stephen H. White   Management For For    
  1.2   Election of Director: Bertrand A. Valdman   Management For For    
  1.3   Election of Director: Henry W. Sykes   Management For For    
  1.4   Election of Director: Stephen W. C. Mulherin   Management For For    
  1.5   Election of Director: Rebecca A. McDonald   Management For For    
  1.6   Election of Director: Robert J. Iverach   Management For For    
  1.7   Election of Director: Maureen E. Howe   Management For For    
  1.8   Election of Director: John E. Feick   Management For For    
  1.9   Election of Director: J. Paul Charron   Management For For    
  2     To appoint PricewaterhouseCoopers LLP
Chartered Accountants, as the auditor of Veresen
Inc. until the close of the next annual meeting of
shareholders		   Management For For    

 

 
 

  SUNCOR ENERGY INC.
  Security   867224107         Meeting Type Annual  
  Ticker Symbol   SU                      Meeting Date 01-May-2012  
  ISIN   CA8672241079         Agenda 933572047 - Management
  Record Date   05-Mar-2012         Holding Recon Date 05-Mar-2012  
  City / Country   CALGARY / Canada   Vote Deadline Date 26-Apr-2012  
  SEDOL(s)     Quick Code    
                                             
  Item Proposal     Type Vote For/Against
Management		    
  01    DIRECTOR   Management              
      1 MEL E. BENSON     For For    
      2 DOMINIC D'ALESSANDRO     For For    
      3 JOHN T. FERGUSON     For For    
      4 W. DOUGLAS FORD     For For    
      5 PAUL HASELDONCKX     For For    
      6 JOHN R. HUFF     For For    
      7 JACQUES LAMARRE     For For    
      8 MAUREEN MCCAW     For For    
      9 MICHAEL W. O'BRIEN     For For    
      10 JAMES W. SIMPSON     For For    
      11 EIRA THOMAS     For For    
      12 STEVEN W. WILLIAMS     For For    
  02    RE-APPOINTMENT OF
PRICEWATERHOUSECOOPERS LLP AS
AUDITOR OF SUNCOR ENERGY INC. FOR
THE ENSUING YEAR AND AUTHORIZE THE
DIRECTORS TO FIX THEIR REMUNERATION
AS SUCH.		   Management For For    
  03    TO ACCEPT THE APPROACH TO EXECUTIVE
COMPENSATION DISCLOSED IN THE
ACCOMPANYING MANAGEMENT PROXY
CIRCULAR.		   Management For For    
  PENGROWTH ENERGY CORP, CALGARY AB
  Security   70706P104         Meeting Type Annual General Meeting
  Ticker Symbol             Meeting Date 02-May-2012  
  ISIN   CA70706P1045         Agenda 703697081 - Management
  Record Date   26-Mar-2012         Holding Recon Date 26-Mar-2012  
  City / Country   CALGARY / Canada   Vote Deadline Date 26-Apr-2012  
  SEDOL(s)   B63QGH5 - B67M828 - B67XWH4 Quick Code    
                                             
  Item Proposal     Type Vote For/Against
Management		    
  1     Appointment of KPMG LLP as Auditors of the
Corporation for the ensuing year and authorizing
the Directors to fix their remuneration		   Management For For    
  2(a)  Election of Director: Derek W. Evans   Management For For    
  2(b)  Election of Director: John B. Zaozirny   Management For For    
  2(c)  Election of Director: Thomas A. Cumming   Management For For    
  2(d)  Election of Director: Wayne K. Foo   Management For For    
  2(e)  Election of Director: James D. McFarland   Management For For    
  2(f)  Election of Director: Michael S. Parrett   Management For For    
  2(g)  Election of Director: A. Terence Poole   Management For For    
  2(h)  Election of Director: D. Michael G. Stewart   Management For For    
  3     At the discretion of the said proxy, to vote upon
any amendment or variation of the above matters
or any other matter which may properly come
before the Meeting or any adjournment or
adjournments thereof		   Management Against Against    
  VERMILION ENERGY INC
  Security   923725105         Meeting Type Annual General Meeting
  Ticker Symbol             Meeting Date 04-May-2012  
  ISIN   CA9237251058         Agenda 703707022 - Management
  Record Date   16-Mar-2012         Holding Recon Date 16-Mar-2012  
  City / Country   ALBERTA / Canada   Vote Deadline Date 30-Apr-2012  
  SEDOL(s)   B3KVGT4 - B607XS1 - B650RB6 Quick Code    
                                             
  Item Proposal     Type Vote For/Against
Management		    
  1.1   Election of Director: Larry J. Macdonald   Management For For    
  1.2   Election of Director: W. Kenneth Davidson   Management For For    
  1.3   Election of Director: Lorenzo Donadeo   Management For For    
  1.4   Election of Director: Claudio A. Ghersinich   Management For For    
  1.5   Election of Director: Joseph F. Killi   Management For For    
  1.6   Election of Director: William F. Madison   Management For For    
  1.7   Election of Director: Dr. Timothy R. Marchant   Management For For    
  2     On the resolution appointing Deloitte & Touche
LLP as auditors of the Corporation for a term
expiring at the close of the next annual meeting
of the Shareholders		   Management For For    

 

 
 

  ENBRIDGE INCOME FD HLDGS INC
  Security   29251R105         Meeting Type Annual General Meeting
  Ticker Symbol             Meeting Date 07-May-2012  
  ISIN   CA29251R1055         Agenda 703703339 - Management
  Record Date   20-Mar-2012         Holding Recon Date 20-Mar-2012  
  City / Country   ONTARIO / Canada   Vote Deadline Date 01-May-2012  
  SEDOL(s)   B517K37 - B5PJ0N9 Quick Code    
                                             
  Item Proposal     Type Vote For/Against
Management		    
  1     Appointment of PricewaterhouseCoopers LLP,
Chartered Accountants, as auditors of the
Corporation for the ensuing year and authorizing
the Directors to fix their remuneration		   Management For For    
  2.A   The election of the following as Director of the
Corporation: Richard H. Auchinleck		   Management For For    
  2.B   The election of the following as Director of the
Corporation: J. Richard Bird		   Management For For    
  2.C   The election of the following as Director of the
Corporation: M. Elizabeth Cannon		   Management For For    
  2.D   The election of the following as Director of the
Corporation: Charles W. Fischer		   Management For For    
  2.E   The election of the following as Director of the
Corporation: E.F.H. (Harry) Roberts		   Management For For    
  2.F   The election of the following as Director of the
Corporation: Gordon G. Tallman		   Management For For    
  3     Amendments or variations to the matters
identified in the notice of meeting and such other
business as may properly come before the
meeting or any adjournment thereof at the
discretion of the proxyholder		   Management Abstain For    
  KEYERA CORP
  Security   493271100         Meeting Type Annual General Meeting
  Ticker Symbol             Meeting Date 08-May-2012  
  ISIN   CA4932711001         Agenda 703722620 - Management
  Record Date   30-Mar-2012         Holding Recon Date 30-Mar-2012  
  City / Country   ALBERTA / Canada   Vote Deadline Date 02-May-2012  
  SEDOL(s)   B3RBZY5 - B3SGMV5 Quick Code    
                                             
  Item Proposal     Type Vote For/Against
Management		    
  1.1   Election of Director : James V. Bertram   Management For For    
  1.2   Election of Director : Robert B. Catell   Management For For    
  1.3   Election of Director : Michael B.C. Davies   Management For For    
  1.4   Election of Director : Nancy M. Laird   Management For For    
  1.5   Election of Director : Hon. E. Peter Lougheed   Management For For    
  1.6   Election of Director : Donald J. Nelson   Management For For    
  1.7   Election of Director : H. Neil Nichols   Management For For    
  1.8   Election of Director : William R. Stedman   Management For For    
  2     To appoint Deloitte & Touche LLP as auditors of
Keyera for a term expiring at the close of the next
annual meeting of Shareholders		   Management For For    
  PARALLEL ENERGY TRUST, CALGARY, AB
  Security   69915T105         Meeting Type Annual General Meeting
  Ticker Symbol             Meeting Date 08-May-2012  
  ISIN   CA69915T1057         Agenda 703751330 - Management
  Record Date   27-Mar-2012         Holding Recon Date 27-Mar-2012  
  City / Country   CALGARY / Canada   Vote Deadline Date 02-May-2012  
  SEDOL(s)   B4ZC075 Quick Code    
                                             
  Item Proposal     Type Vote For/Against
Management		    
  1.1   Election of Director: Richard M. Alexander   Management For For    
  1.2   Election of Director: Christopher M. Burley   Management For For    
  1.3   Election of Director: Sigmund L. Cornelius   Management For For    
  1.4   Election of Director: Dennis G. Feuchuk   Management For For    
  1.5   Election of Director: Hilary A. Foulkes   Management For For    
  1.6   Election of Director: Craig S. Glick   Management For For    
  1.7   Election of Director: Henry W. Sykes   Management For For    
  2     To appoint Ernst & Young, LLP, Chartered
Accountants, as auditors of the Trust for the
ensuing year		   Management For For    
  3     To direct Computershare Trust Company of
Canada, as trustee of the Trust, to sign on behalf
of the Trust a written resolution of the sole
unitholder of Parallel Energy Commercial Trust,
in respect of the following matters: a. To elect the
trustee of Parralel Energy Commercial Trust for
the ensuing year; and b. To appoint Ernst &
Young, LLP, Chartered Accountants, as auditors
of Parallel Energy Commercial Trust for the
ensuing year		   Management For For    

 

 
 

  GIBSON ENERGY INC
  Security   374825206         Meeting Type Annual General Meeting
  Ticker Symbol             Meeting Date 09-May-2012  
  ISIN   CA3748252069         Agenda 703712465 - Management
  Record Date   23-Mar-2012         Holding Recon Date 23-Mar-2012  
  City / Country   CALGARY / Canada   Vote Deadline Date 03-May-2012  
  SEDOL(s)   B3RTT92 - B3WSXJ2 - B44WH97 Quick Code    
                                             
  Item Proposal     Type Vote For/Against
Management		    
  1.1   Election of Director: A. Stewart Hanlon   Management For For    
  1.2   Election of Director: Clayton H. Woitas   Management For For    
  1.3   Election of Director: Andrew W. Ward   Management For For    
  1.4   Election of Director: Robert M. Tichio   Management For For    
  1.5   Election of Director: Donald R. Ingram   Management For For    
  1.6   Election of Director: Marshall L. McRae   Management For For    
  1.7   Election of Director: James M. Estey   Management For For    
  2     On the appointment of Pricewaterhouse Coopers
LLP as auditors of the Corporation for the
ensuing year and authorizing the directors to fix
their remuneration		   Management For For    
  CANEXUS CORP
  Security   13751W103         Meeting Type Annual General Meeting
  Ticker Symbol             Meeting Date 09-May-2012  
  ISIN   CA13751W1032         Agenda 703722606 - Management
  Record Date   29-Mar-2012         Holding Recon Date 29-Mar-2012  
  City / Country   ALBERTA / Canada   Vote Deadline Date 03-May-2012  
  SEDOL(s)   B3SJ991 - B4NZNZ5 - B5T6G72 Quick Code    
                                             
  Item Proposal     Type Vote For/Against
Management		    
  1.1   Election of director: Stephanie L. Felesky   Management For For    
  1.2   Election of director: Hugh A. Fergusson   Management For For    
  1.3   Election of director: Dennis G. Flanagan   Management For For    
  1.4   Election of director: Douglas P. Hayhurst   Management For For    
  1.5   Election of director: Arthur N. Korpach   Management For For    
  1.6   Election of director: Gary L. Kubera   Management For For    
  1.7   Election of director: Thomas A. Sugalski   Management For For    
  1.8   Election of director: Lyall C. Work   Management For For    
  2     To appoint Deloitte & Touche LLP, chartered
accountants, as auditors of the corporation at a
remuneration to be fixed by the board of directors		   Management For For    
  ENERPLUS CORP
  Security   292766102         Meeting Type MIX 
  Ticker Symbol             Meeting Date 11-May-2012  
  ISIN   CA2927661025         Agenda 703649218 - Management
  Record Date   23-Mar-2012         Holding Recon Date 23-Mar-2012  
  City / Country   CALGARY / Canada   Vote Deadline Date 07-May-2012  
  SEDOL(s)   B3N6XR3 - B521G07 - B584T89 Quick Code    
                                             
  Item Proposal     Type Vote For/Against
Management		    
  1.1   Election of Director: Edwin V. Dodge   Management For For    
  1.2   Election of Director: Robert B. Hodgins   Management For For    
  1.3   Election of Director: Gordon J. Kerr   Management For For    
  1.4   Election of Director: Douglas R. Martin   Management For For    
  1.5   Election of Director: David P. O'Brien   Management For For    
  1.6   Election of Director: Elliott Pew   Management For For    
  1.7   Election of Director: Glen D. Roane   Management For For    
  1.8   Election of Director: W.C. (Mike) Seth   Management For For    
  1.9   Election of Director: David H. Barr   Management For For    
  1.10  Election of Director: Susan M. MacKenzie   Management For For    
  2     To appoint Deloitte & Touche LLP, Chartered
Accountants, as auditors of the Corporation		   Management For For    
  3     To approve an amendment to the Corporation's
articles to change the rights, privileges,
restrictions and conditions in respect of the
common shares of the Corporation ("Common
Shares"), including changes to set forth the terms
and conditions pursuant to which the Corporation
may issue Common Shares as payment of stock
dividends declared on the Common Shares		   Management For For    

 

 
 

  INNERGEX RENEWABLE ENERGY INC
  Security   45790B104         Meeting Type Annual General Meeting
  Ticker Symbol             Meeting Date 14-May-2012  
  ISIN   CA45790B1040         Agenda 703722531 - Management
  Record Date   30-Mar-2012         Holding Recon Date 30-Mar-2012  
  City / Country   MONTREAL / Canada   Vote Deadline Date 08-May-2012  
  SEDOL(s)   B29TNV3 - B29V0Z2 - B3CMKB5 Quick Code    
                                             
  Item Proposal     Type Vote For/Against
Management		    
  1.1   Election of director: William A. Lambert   Management For For    
  1.2   Election of director: John A. Hanna   Management For For    
  1.3   Election of director: Jean La Couture   Management For For    
  1.4   Election of director: Michel Letellier   Management For For    
  1.5   Election of director: Daniel L. Lafrance   Management For For    
  1.6   Election of director: Lise Lachapelle   Management For For    
  1.7   Election of director: Richard Laflamme   Management For For    
  2     The appointment of Samson Belair/Deloitte &
Touche, s.e.n.c.r.l., Chartered Accountants, as
auditors of the Corporation and authorizing the
Directors of the Corporation to fix their
remuneration		   Management For For    
  BAYTEX ENERGY CORP
  Security   07317Q105         Meeting Type Annual General Meeting
  Ticker Symbol             Meeting Date 15-May-2012  
  ISIN   CA07317Q1054         Agenda 703722567 - Management
  Record Date   26-Mar-2012         Holding Recon Date 26-Mar-2012  
  City / Country   CALGARY / Canada   Vote Deadline Date 09-May-2012  
  SEDOL(s)   B3MVJ71 - B4VGVM3 - B51ZNJ8 Quick Code    
                                             
  Item Proposal     Type Vote For/Against
Management		    
  1     Fixing the number of directors of Baytex to be
elected at eight (8)		   Management For For    
  2.1   Election of director: John A. Brussa   Management For For    
  2.2   Election of director: Raymond T. Chan   Management For For    
  2.3   Election of director: Edward Chwyl   Management For For    
  2.4   Election of director: Naveen Dargan   Management For For    
  2.5   Election of director: R.E.T. (Rusty) Goepel   Management For For    
  2.6   Election of director: Anthony W. Marino   Management For For    
  2.7   Election of director: Gregory K. Melchin   Management For For    
  2.8   Election of director: Dale O. Shwed   Management For For    
  3     Appointment of Deloitte & Touche LLP, chartered
accountants, as auditors of Baytex for the
ensuing year and to authorize the directors of
Baytex to fix their remuneration		   Management For For    
  4     Advisory resolution to accept the approach to
executive compensation disclosed in the
accompanying information circular-proxy
statement		   Management For For    

 

 
 

  ARC RESOURCES LTD
  Security   00208D408         Meeting Type Annual General Meeting
  Ticker Symbol             Meeting Date 15-May-2012  
  ISIN   CA00208D4084         Agenda 703751392 - Management
  Record Date   05-Apr-2012         Holding Recon Date 05-Apr-2012  
  City / Country   CALGARY / Canada   Vote Deadline Date 09-May-2012  
  SEDOL(s)   B5KRK72 - B6463M8 - B73VVP0 Quick Code    
                                             
  Item Proposal     Type Vote For/Against
Management		    
  1.1   Election of Director: Walter DeBoni   Management For For    
  1.2   Election of Director: John P. Dielwart   Management For For    
  1.3   Election of Director: Fred J. Dyment   Management For For    
  1.4   Election of Director: Timothy J. Hearn   Management For For    
  1.5   Election of Director: James C. Houck   Management For For    
  1.6   Election of Director: Harold N. Kvisle   Management For For    
  1.7   Election of Director: Kathleen M. O'Neill   Management For For    
  1.8   Election of Director: Herbert C. Pinder, Jr.   Management For For    
  1.9   Election of Director: Mac H. Van Wielingen   Management For For    
  2     To appoint Deloitte & Touche LLP, Chartered
Accountants, as auditors to hold office until the
close of the next annual meeting of the
Corporation, at such remuneration as may be
determined by the board of directors of the
Corporation		   Management For For    
  3     A resolution to approve the Corporation's
Advisory Vote on Executive Compensation		   Management For For    
  TWIN BUTTE ENERGY LTD
  Security   901401307         Meeting Type Annual General Meeting
  Ticker Symbol             Meeting Date 17-May-2012  
  ISIN   CA9014013077         Agenda 703712554 - Management
  Record Date   30-Mar-2012         Holding Recon Date 30-Mar-2012  
  City / Country   ALBERTA / Canada   Vote Deadline Date 11-May-2012  
  SEDOL(s)   B1Y9HT7 - B1Y9HV9 - B5BDP96 Quick Code    
                                             
  Item Proposal     Type Vote For/Against
Management		    
  1     Fixing the number of directors to be elected at
the Meeting at seven (7) members;		   Management For For    
  2.a   The election of R. James Brown as director of the
Corporation		   Management For For    
  2.b   The election of John A. Brussa as director of the
Corporation		   Management For For    
  2.c   The election of David M. Fitzpatrick as director of
the Corporation		   Management For For    
  2.d   The election of Thomas J. Greschner as director
of the Corporation		   Management For For    
  2.e   The election of James Saunders as director of
the Corporation		   Management For For    
  2.f   The election of Warren Steckley as director of the
Corporation		   Management For For    
  2.g   The election of William A. Trickett as director of
the Corporation		   Management For For    
  3     The appointment of PricewaterhouseCoopers
LLP, Chartered Accountants, as auditors of the
Corporation for the ensuing year and the
authorization of the directors to fix their
remuneration as such; and		   Management For For    
  4     At the discretion of the said proxyholders, upon
any permitted amendment or variation of the
above matters or any other matter that may be
properly brought before the Meeting or any
adjournment thereof, in such manner as such
proxyholders, in their sole judgment, may
determine		   Management For Against    
  POSEIDON CONCEPTS CORP, CALGARY, AB
  Security   73731R103         Meeting Type MIX 
  Ticker Symbol             Meeting Date 17-May-2012  
  ISIN   CA73731R1038         Agenda 703776178 - Management
  Record Date   04-Apr-2012         Holding Recon Date 04-Apr-2012  
  City / Country   CALGARY / Canada   Vote Deadline Date 11-May-2012  
  SEDOL(s)   B557SB7 - B63VJ04 - B6R05G5 Quick Code    
                                             
  Item Proposal     Type Vote For/Against
Management		    
  1     The resolution appointing KPMG LLP as auditors
of the Corporation for the ensuing year and
authorizing the directors to fix their remuneration		   Management For For    
  2     The resolution fixing the number of directors for
the ensuing year at six (6) and electing the
directors of the Corporation for the ensuing year:
Lyle D. Michaluk, Clifford L. Wiebe, A. Scott
Dawson, Harley L. Winger, Dean R. Jensen, Neil
W. Richardson		   Management For For    
  3     The resolution to approve the reduction of the
Corporation's share capital for accounting
purposes, without payment of or reduction to the
Corporation's stated capital or paid-up capital, by
the amount of the consolidated accounting deficit
of the Corporation on January 1, 2012		   Management For For    
  4     To vote in the discretion of the proxy nominee on
any amendments to or variations of matters
identified in the Notice of Meeting and on any
other matters which may properly come before
the Meeting		   Management Abstain For    

 

 
 

  THE WILLIAMS COMPANIES, INC.
  Security   969457100         Meeting Type Annual  
  Ticker Symbol   WMB                     Meeting Date 17-May-2012  
  ISIN   US9694571004         Agenda 933595211 - Management
  Record Date   26-Mar-2012         Holding Recon Date 26-Mar-2012  
  City / Country   TULSA / United States   Vote Deadline Date 16-May-2012  
  SEDOL(s)     Quick Code    
                                             
  Item Proposal     Type Vote For/Against
Management		    
  1A    ELECTION OF DIRECTOR: ALAN S.
ARMSTRONG		   Management For For    
  1B    ELECTION OF DIRECTOR: JOSEPH R.
CLEVELAND		   Management For For    
  1C    ELECTION OF DIRECTOR: IRL F.
ENGELHARDT		   Management For For    
  1D    ELECTION OF DIRECTOR: JOHN A. HAGG   Management For For    
  1E    ELECTION OF DIRECTOR: JUANITA H.
HINSHAW		   Management For For    
  1F    ELECTION OF DIRECTOR: FRANK T.
MACINNIS		   Management For For    
  1G    ELECTION OF DIRECTOR: STEVEN W.
NANCE		   Management For For    
  1H    ELECTION OF DIRECTOR: MURRAY D. SMITH   Management For For    
  1I    ELECTION OF DIRECTOR: JANICE D. STONEY   Management For For    
  1J    ELECTION OF DIRECTOR: LAURA A. SUGG   Management For For    
  02    RATIFICATION OF ERNST & YOUNG LLP AS
AUDITORS FOR 2012		   Management For For    
  03    APPROVAL, BY NONBINDING ADVISORY
VOTE, OF THE COMPANY'S EXECUTIVE
COMPENSATION		   Management For For    
  PEMBINA PIPELINE CORP, CALGARY AB
  Security   706327103         Meeting Type Annual General Meeting
  Ticker Symbol             Meeting Date 22-May-2012  
  ISIN   CA7063271034         Agenda 703778045 - Management
  Record Date   23-Apr-2012         Holding Recon Date 23-Apr-2012  
  City / Country   CALGARY / Canada   Vote Deadline Date 16-May-2012  
  SEDOL(s)   B4PPQG5 - B4PT2P8 - B5TVCB3 Quick Code    
                                             
  Item Proposal     Type Vote For/Against
Management		    
  1     To fix the number of directors of the Corporation
to be elected at the meeting at nine (9)		   Management For For    
  2.1   Election of Director : Thomas W. Buchanan   Management For For    
  2.2   Election of Director : Randall J. Findlay   Management For For    
  2.3   Election of Director : Robert B. Michaleksi   Management For For    
  2.4   Election of Director : Leslie A. O'Donoghue   Management For For    
  2.5   Election of Director : Grant D. Billing   Management For For    
  2.6   Election of Director : Allan L. Edgeworth   Management For For    
  2.7   Election of Director : David M.B. LeGresley   Management For For    
  2.8   Election of Director : Lorne B. Gordon   Management For For    
  2.9   Election of Director : Jeffrey T. Smith   Management For For    
  3     To appoint KPMG LLP, Chartered Accountants,
as the auditors of the Corporation for the ensuing
financial year at a remuneration to be fixed by the
Board of Directors		   Management For For    
  NAL ENERGY CORP
  Security   62875E101         Meeting Type MIX 
  Ticker Symbol             Meeting Date 23-May-2012  
  ISIN   CA62875E1016         Agenda 703761115 - Management
  Record Date   23-Apr-2012         Holding Recon Date 23-Apr-2012  
  City / Country   CALGARY / Canada   Vote Deadline Date 17-May-2012  
  SEDOL(s)   B3LG4R2 - B3SL362 - B4MRCF5 Quick Code    
                                             
  Item Proposal     Type Vote For/Against
Management		    
  1.1   Election of William J. Eeuwes as a Director of the
Corporation		   Management For For    
  1.2   Election of Donald R. Ingram as a Director of the
Corporation		   Management For For    
  1.3   Election of Kelvin B. Johnston as a Director of the
Corporation		   Management For For    
  1.4   Election of Irvine J. Koop as a Director of the
Corporation		   Management For For    
  1.5   Election of Gordon S. Lackenbauer as a Director
of the Corporation		   Management For For    
  1.6   Election of Barry D. Stewart as a Director of the
Corporation		   Management For For    
  1.7   Election of Andrew B. Wiswell as a Director of the
Corporation		   Management For For    
  2     To appoint KPMG LLP as auditors of the
Corporation for the ensuing year and authorizing
the directors of the Corporation to fix their
remuneration		   Management For For    
  3     A special resolution, the full text of which is set
forth in Appendix "A" to the accompanying joint
management information circular and proxy
statement of the Corporation and Pengrowth
Energy Corporation ("Pengrowth") dated April 20,
2012 (the "Circular"), to approve a plan of
arrangement under Section 193 of the Business
Corporations Act (Alberta) involving the
Corporation, the Shareholders and Pengrowth
(the "Arrangement"), all as more particularly
described in the accompanying Circular		   Management For For    

 

 
 

  PENGROWTH ENERGY CORP, CALGARY AB
  Security   70706P104         Meeting Type Special General Meeting
  Ticker Symbol             Meeting Date 23-May-2012  
  ISIN   CA70706P1045         Agenda 703761127 - Management
  Record Date   23-Apr-2012         Holding Recon Date 23-Apr-2012  
  City / Country   CALGARY / Canada   Vote Deadline Date 17-May-2012  
  SEDOL(s)   B63QGH5 - B67M828 - B67XWH4 Quick Code    
                                             
  Item Proposal     Type Vote For/Against
Management		    
  1     Issuance of Common Shares   Management For For    
  2a    Election of Director: Kelvin B. Johnston   Management For For    
  2b    Election of Director: Barry D. Stewart   Management For For    
  3     At the discretion of the said proxy, to vote upon
any amendment or variation of the above matters
or any other matter which may properly come
before the Meeting or any adjournment(s) thereof		   Management Against Against    
  NORTHLAND POWER INC, TORONTO ON
  Security   666511100         Meeting Type Annual General Meeting
  Ticker Symbol             Meeting Date 24-May-2012  
  ISIN   CA6665111002         Agenda 703761052 - Management
  Record Date   19-Apr-2012         Holding Recon Date 19-Apr-2012  
  City / Country   TORONTO / Canada   Vote Deadline Date 18-May-2012  
  SEDOL(s)   B66C799 - B66J109 - B68XHC3 Quick Code    
                                             
  Item Proposal     Type Vote For/Against
Management		    
  1     Electing James C. Temerty C.M., Pierre
R.Gloutney, Rt. Hon. John N. Turner, Q.C., Marie
Bountrogianni, V. Peter Harder, Linda L. Bertoldi
and Sean Durfy as directors of the Corporation		   Management For For    
  2     The reappointment of Ernst & Young LLP as
auditors of the Corporation		   Management For For    
  CRESCENT POINT ENERGY CORP
  Security   22576C101         Meeting Type Annual General Meeting
  Ticker Symbol             Meeting Date 31-May-2012  
  ISIN   CA22576C1014         Agenda 703782258 - Management
  Record Date   20-Apr-2012         Holding Recon Date 20-Apr-2012  
  City / Country   ALBERTA / Canada   Vote Deadline Date 25-May-2012  
  SEDOL(s)   B4ZTC70 - B67C8W8 - B67C970 Quick Code    
                                             
  Item Proposal     Type Vote For/Against
Management		    
  1     To fix the number of directors of the Corporation
for the ensuing year at seven (7)		   Management For For    
  2.1   Election of director : Peter Bannister   Management For For    
  2.2   Election of director : Paul Colborne   Management For For    
  2.3   Election of director : Kenney F. Cugnet   Management For For    
  2.4   Election of director : D. Hugh Gillard   Management For For    
  2.5   Election of director : Gerald A. Romanzin   Management For For    
  2.6   Election of director : Scott Saxberg   Management For For    
  2.7   Election of director : Gregory G. Turnbull   Management For For    
  3     To consider, and if thought advisable, to pass,
with or without variation, a resolution to approve
amendments to the Corporation's by-laws to
modernize the by-laws by replacing the
Corporation's existing by-laws with "short form"
by-laws, the full text of which is set forth in the
accompanying Information Circular		   Management For For    
  4     To consider, and if thought advisable, to pass,
with or without variation, a resolution to approve
certain amendments to the Corporation's
Restricted Share Bonus Plan, the full text of
which is set forth in the Information Circular		   Management For For    
  5     On the appointment of PricewaterhouseCoopers
LLP, Chartered Accountants, as auditors of the
Corporation and authorize the board of directors
of the Corporation to fix their remuneration as
such		   Management For For    
  6     At the discretion of the said Proxy, to vote upon
any amendment or variation of the above matters
or any other matter which may properly come
before the Meeting		   Management For Against    

 

 
 

Dynamic Gold and Precious Metals

  DRAKE RESOURCES LTD
  Security   Q32635106         Meeting Type Ordinary General Meeting 
  Ticker Symbol             Meeting Date 01-Jul-2011  
  ISIN   AU000000DRK0         Agenda 703114366 - Management
  Record Date             Holding Recon Date 24-Jun-2011  
  City / Country   PERTH / Australia   Vote Deadline Date 24-Jun-2011  
  SEDOL(s)   B05J807 - B06CSJ4 Quick Code    
                                         
  Item Proposal     Type Vote For/Against
Management		    
  1     Ratification of prior issue of shares   Management For For    
  2     Election of Director-Mr John Hoon   Management For For    
  3     Election of Director-Mr James Merrillees   Management For For    
  4     Grant of options to Mr Brett Fraser   Management For For    
  5     Grant of options to Dr Robert Beeson   Management For For    
  6     Grant of options to Mr Jay Stephenson   Management For For    
  7     Grant of options to Mr John Hoon   Management For For    
  8     Grant of options to Mr James Merrillees   Management For For    
  9     Grant of options to consultants   Management For For    
  STRATEGIC METALS LTD
  Security   862758109         Meeting Type Special General Meeting
  Ticker Symbol             Meeting Date 15-Jul-2011  
  ISIN   CA8627581090         Agenda 703174514 - Management
  Record Date   10-Jun-2011         Holding Recon Date 10-Jun-2011  
  City / Country   VANCOUVER / Canada   Vote Deadline Date 11-Jul-2011  
  SEDOL(s)   2769923 - B01DQX2 - B4VYM79 Quick Code    
                                         
  Item Proposal     Type Vote For/Against
Management		    
  1     To consider and, if thought advisable, pass, with
or without variation, a special resolution
approving an arrangement (the "Arrangement")
under Part 9, Division 5 of the Business
Corporations Act (British Columbia) which
involves, among other things, the distribution to
the shareholders of the Company of shares and
warrants of Silver Range Resources Ltd., as
more fully set forth in the Management
Information Circular accompanying the Notice of
Meeting		   Management For For    
  2     To consider and, if thought advisable, pass an
ordinary resolution approving the Stock Option
Plan adopted by Silver Range Resources Ltd., as
more fully set forth in the Management
Information Circular accompanying the Notice of
Meeting		   Management For For    
  3     To grant the proxyholder authority to vote at
his/her discretion on any other business or
amendment or variation to the previous
resolutions		   Management Abstain For    
  STRATEGIC METALS LTD
  Security   862758109         Meeting Type MIX 
  Ticker Symbol             Meeting Date 20-Jul-2011  
  ISIN   CA8627581090         Agenda 703189666 - Management
  Record Date   14-Jun-2011         Holding Recon Date 14-Jun-2011  
  City / Country   VANCOUVER / Canada   Vote Deadline Date 14-Jul-2011  
  SEDOL(s)   2769923 - B01DQX2 - B4VYM79 Quick Code    
                                         
  Item Proposal     Type Vote For/Against
Management		    
  1     To set the number of Directors at seven (7)   Management For For    
  2.1   Election of W. Douglas Eaton as Director   Management For For    
  2.2   Election of Bruce A. Youngman as Director   Management For For    
  2.3   Election of Glenn R. Yeadon as Director   Management For For    
  2.4   Election of Bruce J. Kenway as Director   Management For For    
  2.5   Election of Lee A. Groat as Director   Management For For    
  2.6   Election of Richard A. Graham as Director   Management For For    
  2.7   Election of R.E. Gordon Davis as Director   Management For For    
  3     Appointment of Davidson & Company LLP,
Chartered Accountants, as Auditors of the
Company for the ensuing year and authorizing
the Directors to fix their remuneration		   Management For For    
  4     To consider and, if thought advisable, to pass an
ordinary resolution approving the adoption of a
10% "rolling" Stock Option Plan, as more fully
disclosed in the Information Circular
accompanying the Notice of Meeting		   Management For For    
  5     To grant the proxyholder authority to vote at
his/her discretion on any other business or
amendment or variation to the previous
resolutions		   Management Abstain For    
 
 

  CALVISTA GOLD CORP, TORONTO, ON
  Security   131697104         Meeting Type MIX 
  Ticker Symbol             Meeting Date 25-Aug-2011  
  ISIN   CA1316971045         Agenda 703260036 - Management
  Record Date   18-Jul-2011         Holding Recon Date 18-Jul-2011  
  City / Country   ONTARIO / Canada   Vote Deadline Date 19-Aug-2011  
  SEDOL(s)   B43RVP7 - B5NWFY6 Quick Code    
                                         
  Item Proposal     Type Vote For/Against
Management		    
  1     In respect of the election of directors proposed by
the management: Michael Johnson, Gerald P.
McCarvill, Hon. Brian Tobin, RUB en Shiffman,
Ivan Dario Pena Ortega, David Fernando Oyuela
Gomez and G. Edmund King		   Management For For    
  2     In respect of the appointment and ratification of
PricewaterhouseCoopers LLP as auditor of the
Corporation and to authorize the board of
directors to fix its remuneration, all as further set
forth in the management information circular of
the Corporation dated as of July 20, 2011 (the
"Circular")		   Management For For    
  3     An ordinary resolution approving a new By-Law
No. 3 for the Corporation, all as further set forth
in the Circular, in substantially the form of the
resolution attached as Schedule "A" to the
Circular		   Management For For    
  4     At the nominee's discretion to vote upon any
amendments or variations to matters specified in
the notice of the annual and special meeting or
upon any other matters as may properly come
before the annual and special meeting or any
adjournments thereof		   Management For Against    
  DRAKE RESOURCES LTD
  Security   Q32635106         Meeting Type Ordinary General Meeting 
  Ticker Symbol             Meeting Date 05-Sep-2011  
  ISIN   AU000000DRK0         Agenda 703280153 - Management
  Record Date             Holding Recon Date 30-Aug-2011  
  City / Country   WEST PERTH / Australia   Vote Deadline Date 29-Aug-2011  
  SEDOL(s)   B05J807 - B06CSJ4 Quick Code    
                                         
  Item Proposal     Type Vote For/Against
Management		    
  1     Ratification of Prior Issue - Shares   Management For For    
  2     Placement - Shares   Management For For    
  PEREGRINE METALS LTD
  Security   71390A106         Meeting Type Special General Meeting
  Ticker Symbol             Meeting Date 26-Sep-2011  
  ISIN   CA71390A1066         Agenda 703308711 - Management
  Record Date   18-Aug-2011         Holding Recon Date 18-Aug-2011  
  City / Country   VANCOUVER / Canada   Vote Deadline Date 20-Sep-2011  
  SEDOL(s)   B3RRH58 - B5344Z6 - B622D40 Quick Code    
                                         
  Item Proposal     Type Vote For/Against
Management		    
  1     To approve, by special resolution, an
arrangement under the Canada Business
Corporations Act, as more particularly described
in the accompanying management proxy circular
of Peregrine Metals Ltd. dated August 23, 2011		   Management For For    

 

 
 

  KEEGAN RESOURCES INC
  Security   487275109         Meeting Type MIX 
  Ticker Symbol             Meeting Date 27-Sep-2011  
  ISIN   CA4872751090         Agenda 703322305 - Management
  Record Date   19-Aug-2011         Holding Recon Date 19-Aug-2011  
  City / Country   VANCOUVER / Canada   Vote Deadline Date 21-Sep-2011  
  SEDOL(s)   2770260 - B0QRNG1 - B1W6YV1 Quick Code    
                                         
  Item Proposal     Type Vote For/Against
Management		    
  1.1   Election of Maurice Tagami as a Director   Management For For    
  1.2   Election of Gordon J. Fretwell as a Director   Management For For    
  1.3   Election of Daniel T. McCoy as a Director   Management For For    
  1.4   Election of Robert J. McLeod as a Director   Management For For    
  1.5   Election of Marcel de Groot as a Director   Management For For    
  1.6   Election of Keith Minty as a Director   Management Against Against    
  1.7   Election of Shawn Kristen Wallace as a Director   Management For For    
  2     Appointment of KPMG LLP as Auditor of the
Corporation for the ensuing year		   Management For For    
  3     To approve the adoption of a new share option
plan		   Management For For    
  4     To authorize by special resolution the creation
and attaching of special rights and restrictions to
the Preferred Shares and the adoption of new
Articles for the Company		   Management Against Against    
  REUNION GOLD CORP
  Security   76131P106         Meeting Type MIX 
  Ticker Symbol             Meeting Date 29-Sep-2011  
  ISIN   CA76131P1062         Agenda 703323662 - Management
  Record Date   22-Aug-2011         Holding Recon Date 22-Aug-2011  
  City / Country   QUEBEC / Canada   Vote Deadline Date 23-Sep-2011  
  SEDOL(s)   B00K184 - B00KG01 Quick Code    
                                         
  Item Proposal     Type Vote For/Against
Management		    
  1.1   Election of Loraine Oxley as a Director   Management For For    
  1.2   Election of Leanne M. Baker as a Director   Management For For    
  1.3   Election of James A. Crombie as a Director   Management For For    
  1.4   Election of David A. Fennell as a Director   Management For For    
  1.5   Election of Vijay N.J. Kirpalani as a Director   Management For For    
  1.6   Election of Rejean Gourde as a Director   Management For For    
  1.7   Election of Peter B. Nixon as a Director   Management For For    
  2     To appoint Raymond Chabot Grant Thornton
LLP, Chartered Accountants, as auditor of the
Corporation until the next annual meeting and to
authorize the directors to fix their remuneration		   Management For For    
  3     To approve the Company's 10% rolling stock
option plan		   Management For For    
  RENAISSANCE GOLD INC
  Security   75971J105         Meeting Type MIX 
  Ticker Symbol             Meeting Date 30-Sep-2011  
  ISIN   CA75971J1057         Agenda 703322228 - Management
  Record Date   26-Aug-2011         Holding Recon Date 26-Aug-2011  
  City / Country   VANCOUVER / Canada   Vote Deadline Date 26-Sep-2011  
  SEDOL(s)   B3SYQV7 - B5MT0C1 - B68N994 Quick Code    
                                         
  Item Proposal     Type Vote For/Against
Management		    
  1     Set the number of directors at six   Management For For    
  2     To elect as Director, Ronald L. Parratt   Management For For    
  3     To elect as Director, Richard L. Bedell   Management For For    
  4     To elect as Director, Timothy Janke   Management For For    
  5     To elect as Director, Lee Graber   Management For For    
  6     To elect as Director, Dieter Krewedl   Management For For    
  7     To elect as Director, Robert Boaz   Management For For    
  8     Re-Appointment of Davidson & Company LLP,
Chartered Accountants, as auditors of the
Company for the ensuing year and authorizing
the directors to fix their remuneration		   Management For For    
  9     Approve the Company's stock option plan   Management For For    
  10    Approve the Company's shareholder rights plan   Management For For    

 

 
 

  SILVER QUEST RES LTD
  Security   82808P106         Meeting Type Annual General Meeting
  Ticker Symbol             Meeting Date 18-Oct-2011  
  ISIN   CA82808P1062         Agenda 703341747 - Management
  Record Date   13-Sep-2011         Holding Recon Date 13-Sep-2011  
  City / Country   VANCOUVER / Canada   Vote Deadline Date 12-Oct-2011  
  SEDOL(s)   B0TWNW9 - B0V02S0 - B0V28Z5 Quick Code    
                                         
  Item Proposal     Type Vote For/Against
Management		    
  1     To set the number of directors at six   Management For For    
  2.1   Election of Director : Randy Turner   Management For For    
  2.2   Election of Director : John McDonald   Management For For    
  2.3   Election of Director : Michael McPhie   Management For For    
  2.4   Election of Director : Louis Montpellier   Management For For    
  2.5   Election of Director : Yale Simpson   Management For For    
  2.6   Election of Director : Robert McLeod   Management For For    
  3     Appointment of Davidson & Company LLP,
Chartered Accountants as auditors of the
corporation for the ensuing year and authorizing
the directors to fix their remuneration		   Management For For    
  4     To pass an ordinary resolution ratifying the
adoption of a new form of stock option plan, as
more particularly described in the accompanying
information circular		   Management For For    
  5     To pass an ordinary resolution approving the
adoption of a shareholder rights plan, as more
particularly described in the accompanying
information circular		   Management For For    
  6     To grant the proxy holder authority to vote at
his/her discretion on any other business or
amendment or variation to the previous
resolutions		   Management For For    
  ALLIED NEVADA GOLD CORP
  Security   019344100         Meeting Type Annual General Meeting
  Ticker Symbol             Meeting Date 19-Oct-2011  
  ISIN   US0193441005         Agenda 703378530 - Management
  Record Date   29-Sep-2011         Holding Recon Date 29-Sep-2011  
  City / Country   ONTARIO / United States   Vote Deadline Date 13-Oct-2011  
  SEDOL(s)   B1VPN45 - B1XF7Z2 - B244L53 Quick Code    
                                         
  Item Proposal     Type Vote For/Against
Management		    
  1.a   Election of Director: Robert M. Buchan   Management Did Not Vote      
  1.b   Election of Director: Scott A. Caldwell   Management Did Not Vote      
  1.c   Election of Director: John W. Ivany   Management Did Not Vote      
  1.d   Election of Director: Cameron A. Mingay   Management Did Not Vote      
  1.e   Election of Director: Terry M. Palmer   Management Did Not Vote      
  1.f   Election of Director: Carl Pescio   Management Did Not Vote      
  1.g   Election of Director: D. Bruce Sinclair   Management Did Not Vote      
  1.h   Election of Director: Robert G. Wardell   Management Did Not Vote      
  2     Approval of Advisory Resolution on executive
compensation		   Management Did Not Vote      
  3.1   Advisory vote on frequency of future advisory
votes on executive compensation: Please vote
"FOR" on this resolution to approve 1 year		   Management Did Not Vote      
  3.2   Advisory vote on frequency of future advisory
votes on executive compensation: Please vote
"FOR" on this resolution to approve 2 years		   Management Did Not Vote      
  3.3   Advisory vote on frequency of future advisory
votes on executive compensation: Please vote
"FOR" on this resolution to approve 3 years		   Management Did Not Vote      
  3.4   Advisory vote on frequency of future advisory
votes on executive compensation: Please vote
"FOR" on this resolution to "ABSTAIN" on this
resolution		   Management Did Not Vote      
  4     Ratification of Ehrhardt Keefe Steiner & Hottman
PC as the independent registered public
accounting firm for the fiscal year ending
December 31, 2011		   Management Did Not Vote      
  5     Approve amendment to the Company's
Certificate of Incorporation to increase the
number of authorized shares of common stock		   Management Did Not Vote      
  6     Approve the Allied Nevada Gold Corp. Deferred
Phantom Unit Plan		   Management Did Not Vote      
  7     Approve the Allied Nevada Gold Corp. Deferred
Share Unit Plan		   Management Did Not Vote      

 

 
 

  PAPILLON RESOURCES LTD, PERTH
  Security   Q7330A113         Meeting Type Ordinary General Meeting 
  Ticker Symbol             Meeting Date 31-Oct-2011  
  ISIN   AU000000PIR8         Agenda 703361080 - Management
  Record Date             Holding Recon Date 27-Oct-2011  
  City / Country   PERTH / Australia   Vote Deadline Date 26-Oct-2011  
  SEDOL(s)   B1N5B72 - B1P1BH8 - B44PXJ8 Quick Code    
                                         
  Item Proposal     Type Vote For/Against
Management		    
  1     Approval of Grant of Options to Peter Woodman,
a Director		   Management For For    
  2     That, for the purpose of Listing Rule 7.4 and for
all other purposes, Shareholders ratify the
allotment and issue of 7,000,000 Options to
Employees of the Company, details of which are
set out in the Explanatory Memorandum and
otherwise on the terms and conditions outlined in
Annexure C		   Management For For    
  3     That, for the purpose of Listing Rule 7.4 and for
all other purposes, Shareholders ratify the
allotment and issue of 2,500,000 Options to an
Employee of the Company, details of which are
set out in the Explanatory Memorandum and
otherwise on the terms and conditions outlined in
Annexure D		   Management For For    
  4     Ratification of Allotment and Issue of Shares and
Options		   Management For For    
  AMPELLA MINING LTD, PERTH WA
  Security   Q0333B105         Meeting Type Annual General Meeting
  Ticker Symbol             Meeting Date 10-Nov-2011  
  ISIN   AU000000AMX0         Agenda 703386551 - Management
  Record Date             Holding Recon Date 08-Nov-2011  
  City / Country   CRAWLEY / Australia   Vote Deadline Date 03-Nov-2011  
  SEDOL(s)   B1Z74Q6 - B23G2Y6 - B5T9864 Quick Code    
                                         
  Item Proposal     Type Vote For/Against
Management		    
  1     That, Shareholders adopt the Remuneration
Report set out in the Directors' Report for the
year ending 30 June 2011		   Management For For    
  2     That, Mr Evan Cranston, who retires by rotation
in accordance with Article 13.2 of the
Constitution, and being eligible is re-elected as a
Director		   Management For For    
  3     That, Mr Ronnie Beevor, who retires by rotation
in accordance with Article 13.5 of the
Constitution, and being eligible is re-elected as a
Director		   Management For For    
  4     That, Mr Ron Renton, who retires by rotation in
accordance with Article 13.5 of the Constitution,
and being eligible is re-elected as a Director		   Management For For    
  5     That, pursuant to and in accordance with Listing
Rule 10.14 and Chapter 2E of the Corporations
Act, and for all other purposes, the Shareholders
authorise the Allocation of up to 500,000 Shares
under the Plan and the provision of a loan to Mr
Ronnie Beevor (or his nominee) for the purpose
of acquiring the Shares under the Plan on the
terms and conditions in the Explanatory
Statement		   Management For For    
  6     That, pursuant to and in accordance with Listing
Rule 10.14 and Chapter 2E of the Corporations
Act, and for all other purposes, the Shareholders
authorise the Allocation of up to 500,000 Shares
under the Plan and the provision of a loan to Mr
Ron Renton (or his nominee) for the purpose of
acquiring the Shares under the Plan on the terms
and conditions in the Explanatory Statement		   Management For For    
  7     Pursuant to Chapters 2D.2 and 2E of the
Corporations Act and for all other purposes
approval be given to the Company, to: (a)
indemnify each Director, during the period of
directorship and after the cessation of
directorship, in respect of certain claims should
any be made against that Director whilst acting in
his or her capacity as a Director; (b) use its
reasonable endeavours to procure an insurance
policy and pay the premiums of insurance as
assessed at market rates applicable from time to
time for each such Director in respect of certain
claims made against that Director acting in his or
her capacity of a Director (except to the extent
such insurance cannot be procured at a
reasonable cost or is otherwise unavailable to the
Company); (c) use its reasonable endeavours to
ensure that an insurance policy for the Director is at all times covered under an
insurance policy for the-period of 7 years from
the date a director ceases to be Director
(Insurance-Run-Off Period), which will be on
terms not materially less favourable to-each
Director than the terms of insurance applicable at
the date of-termination of his or her directorship
and to continue to pay those premiums-during
that Insurance Run-Off Period (except to the
extent such insurance-cannot be procured at a
reasonable cost or is otherwise unavailable to
the-Company); and(d) provide the Director with
access, upon the cessation for any-reason of his
directorship and for a period of not less than 7
   Management For For    
    years-following that cessation, to any Company
records which are either prepared or-provided to
the Director during the period of his directorship,
and on the-terms and conditions in the Explanatory Statement
accompanying this Notice		            
  8     That, for the purposes of sections 136 of the
Corporations Act and for all other purposes, the
Constitution of the Company be amended, with
effect from the close of this Meeting, by making
the amendments contained in the amended
constitution tabled at the Meeting and signed by
the Chairman of the Meeting for the purpose of
identification		   Management For For    
  9     That, for the purposes of section 195(4) of the
Corporations Act and for all other purposes,
Shareholders approve and authorise the
Directors to enter into arrangements for which
Shareholder approval is sought in this Notice in
accordance with the terms in the Explanatory
Statement		   Management For For    

 

 
 

  SILVER LAKE RESOURCES LTD, PERTH
  Security   Q85014100         Meeting Type Annual General Meeting
  Ticker Symbol             Meeting Date 18-Nov-2011  
  ISIN   AU000000SLR6         Agenda 703391499 - Management
  Record Date             Holding Recon Date 16-Nov-2011  
  City / Country   KALGOORLIE / Australia   Vote Deadline Date 11-Nov-2011  
  SEDOL(s)   B28RMY4 - B298SH1 - B544B32 Quick Code    
                                         
  Item Proposal     Type Vote For/Against
Management		    
  1     To Adopt the Remuneration Report   Management For For    
  2     To Elect Mr. Peter Johnston as a Director   Management For For    
  3     To Elect Mr. Paul Chapman as a Director   Management For For    
  HUMMINGBIRD RESOURCES PLC, BIRMINGHAM
  Security   G4706Q104         Meeting Type Annual General Meeting
  Ticker Symbol             Meeting Date 21-Nov-2011  
  ISIN   GB00B60BWY28         Agenda 703407002 - Management
  Record Date             Holding Recon Date 16-Nov-2011  
  City / Country   LONDON / United Kingdom   Vote Deadline Date 15-Nov-2011  
  SEDOL(s)   B3XTWP3 - B60BWY2 - B6YX9H6 Quick Code    
                                         
  Item Proposal     Type Vote For/Against
Management		    
  1     To receive the Company's annual report for the
year ended 31 May 2011 (ordinary resolution)		   Management For For    
  2     To re-appoint Daniel Edward Betts as a director
of the Company (ordinary resolution)		   Management For For    
  3     To re-appoint Stephen Alexander Betts as a
director of the Company (ordinary resolution)		   Management For For    
  4     To re-appoint Ian David Cockerill as a director of
the Company (ordinary resolution)		   Management For For    
  5     To re-appoint William Benjamin Thurston Cook
as a director of the Company (ordinary
resolution)		   Management For For    
  6     To re-appoint Matthew Charles Idiens as a
director of the Company (ordinary resolution)		   Management For For    
  7     To re-appoint David Almgren Pelham as a
director of the Company (ordinary resolution)		   Management For For    
  8     To re-appoint Roderick James Hollas Smith as a
director of the Company (ordinary resolution)		   Management For For    
  9     To re-appoint Baker Tilly UK Audit LLP as
auditors to the Company (ordinary resolution)		   Management For For    
  10    To authorise the directors to agree and fix the
auditors' remuneration (ordinary resolution)		   Management For For    
  11    To grant to the directors of the Company for the
purposes of section 551 of the Companies Act
2006 authority to exercise the powers of the
Company to allot shares and securities of the
Company up to a maximum nominal amount of
GBP 355,704 (ordinary resolution)		   Management For For    
  12    To disapply statutory pre emption rights on
allotments of equity securities for cash under
section 561 of the Companies Act 2006 including
in relation to the allotment of equity securities up
to an aggregate nominal value not exceeding
GBP 106,711 (special resolution)		   Management For For    
  13    To authorise market purchases of ordinary
shares of 1p each in the capital of the Company
for the purpose of section 701 of the Companies
Act 2006 subject to certain restrictions (special
resolution)		   Management For For    

 

 
 

  AZIMUTH RESOURCES LTD, PERTH WA
  Security   Q1238C107         Meeting Type Annual General Meeting
  Ticker Symbol             Meeting Date 22-Nov-2011  
  ISIN   AU000000AZH5         Agenda 703391540 - Management
  Record Date             Holding Recon Date 18-Nov-2011  
  City / Country   WEST PERTH / Australia   Vote Deadline Date 16-Nov-2011  
  SEDOL(s)   B1JRXN2 - B1L5TJ2 Quick Code    
                                         
  Item Proposal     Type Vote For/Against
Management		    
  1     Adoption of remuneration report (non-binding)   Management For For    
  2     Re-election of director - Mr Michael Hunt   Management For For    
  3     Re-election of director - Mr Richard Monti   Management For For    
  4     Increase in aggregate non executive director
remuneration pool		   Management For For    
  CANYON RESOURCES LTD, WEST PERTH WA
  Security   Q20542108         Meeting Type Annual General Meeting
  Ticker Symbol             Meeting Date 22-Nov-2011  
  ISIN   AU000000CAY9         Agenda 703396641 - Management
  Record Date             Holding Recon Date 17-Oct-2011  
  City / Country   WEST PERTH / Australia   Vote Deadline Date 16-Nov-2011  
  SEDOL(s)   B4M64T0 Quick Code    
                                         
  Item Proposal     Type Vote For/Against
Management		    
  1     Adoption of Remuneration Report   Management For For    
  2     Ratification of Option Issue   Management For For    
  3     Ratification of Share Issue   Management For For    
  4     Ratification of Share Issue for Acquisition   Management For For    
  5     Approval for Share Issue   Management For For    
  6     That, for the purposes of clause 16.4 of the
Constitution and for all other purposes, Mr
Rhoderick Grivas, a director of the Company who
retires by rotation and, being eligible for re-
election, is re-elected as a Director of the
Company		   Management For For    
  CRUSADER RESOURCES LTD
  Security   Q3007X106         Meeting Type Annual General Meeting
  Ticker Symbol             Meeting Date 23-Nov-2011  
  ISIN   AU000000CAS1         Agenda 703406264 - Management
  Record Date             Holding Recon Date 21-Nov-2011  
  City / Country   PERTH / Australia   Vote Deadline Date 16-Nov-2011  
  SEDOL(s)   6728276 - B3VN666 Quick Code    
                                         
  Item Proposal     Type Vote For/Against
Management		    
  1     Adoption of Remuneration Report   Management For For    
  2     Re-election of Mr David Archer as a Director   Management For For    
  3     Re-election of Mr David Netherway as a Director   Management For For    
  4     Ratification of Prior Issue of Shares   Management For For    
  5     Directors Remuneration   Management For For    
  6     Grant of Options to Mr David Netherway under
Option Plan		   Management For For    
  7     Approve the Execution of Directors' Deeds of
Access, Indemnity and Insurance		   Management For For    
  8     Section 195 Approval   Management For For    

 

 
 

  DRAKE RESOURCES LTD
  Security   Q32635106         Meeting Type Annual General Meeting
  Ticker Symbol             Meeting Date 24-Nov-2011  
  ISIN   AU000000DRK0         Agenda 703405589 - Management
  Record Date             Holding Recon Date 22-Nov-2011  
  City / Country   WEST PERTH / Australia   Vote Deadline Date 17-Nov-2011  
  SEDOL(s)   B05J807 - B06CSJ4 Quick Code    
                                         
  Item Proposal     Type Vote For/Against
Management		    
  1     Adoption of the Remuneration Report   Management For For    
  2     Re-election of Mr Brett Fraser   Management For For    
  3     Re-election of Mr Jay Stephenson   Management For For    
  GRYPHON MINERALS LTD
  Security   Q4352M109         Meeting Type Annual General Meeting
  Ticker Symbol             Meeting Date 25-Nov-2011  
  ISIN   AU000000GRY4         Agenda 703395598 - Management
  Record Date             Holding Recon Date 22-Nov-2011  
  City / Country   SUBIACO / Australia   Vote Deadline Date 18-Nov-2011  
  SEDOL(s)   B00P275 - B011J60 Quick Code    
                                         
  Item Proposal     Type Vote For/Against
Management		    
  1     Adoption of remuneration report   Management For For    
  2     Re-election of Mr Mel Ashton   Management For For    
  3     Re-election of Mr David Netherway   Management For For    
  PERSEUS MINING LTD
  Security   Q74174105         Meeting Type Annual General Meeting
  Ticker Symbol             Meeting Date 25-Nov-2011  
  ISIN   AU000000PRU3         Agenda 703411087 - Management
  Record Date             Holding Recon Date 22-Nov-2011  
  City / Country   PERTH / Australia   Vote Deadline Date 18-Nov-2011  
  SEDOL(s)   B02FBC1 - B0X9YZ6 - B56VW27 - B605PH8 Quick Code    
                                         
  Item Proposal     Type Vote For/Against
Management		    
  1     Adoption of Remuneration Report   Management For For    
  2     Re-Election of C J Carson   Management For For    
  3     Re-Election of M Bohm   Management For For    
  4     That, for the purposes of section 327B of the
Corporations Act and for all other purposes, Ernst
& Young, having been nominated to act as the
Company's auditor and having consented to act,
be and are hereby appointed as the Company's
auditor, effective immediately		   Management For For    
  5     Ratification of Prior Shares Issue   Management For For    
  ROXGOLD INC
  Security   779899202         Meeting Type Special General Meeting
  Ticker Symbol             Meeting Date 25-Nov-2011  
  ISIN   CA7798992029         Agenda 703417065 - Management
  Record Date   21-Oct-2011         Holding Recon Date 21-Oct-2011  
  City / Country   VANCOUVER / Canada   Vote Deadline Date 21-Nov-2011  
  SEDOL(s)     Quick Code    
                                         
  Item Proposal     Type Vote For/Against
Management		    
  1     To approve the adoption of a Shareholder Rights
Plan, as more particularly set out in the
information circular prepared for the meeting		   Management For For    

 

 
 

  PAPILLON RESOURCES LTD, PERTH
  Security   Q7330A113         Meeting Type Annual General Meeting
  Ticker Symbol             Meeting Date 28-Nov-2011  
  ISIN   AU000000PIR8         Agenda 703412394 - Management
  Record Date             Holding Recon Date 23-Nov-2011  
  City / Country   PERTH / Australia   Vote Deadline Date 23-Nov-2011  
  SEDOL(s)   B1N5B72 - B1P1BH8 - B44PXJ8 Quick Code    
                                         
  Item Proposal     Type Vote For/Against
Management		    
  1     Remuneration Report   Management For For    
  2     Re-election of Director - Mr Alec Pismiris   Management For For    
  3     Re-election of Director - Mr Ian Middlemas   Management For For    
  4     Re-election of Director - Mr Peter Woodman   Management For For    
  MIDDLE ISLAND RESOURCES LTD, WEST PERTH WA
  Security   Q60757103         Meeting Type Annual General Meeting
  Ticker Symbol             Meeting Date 30-Nov-2011  
  ISIN   AU000000MDI5         Agenda 703414590 - Management
  Record Date             Holding Recon Date 18-Nov-2011  
  City / Country   WEST PERTH / Australia   Vote Deadline Date 23-Nov-2011  
  SEDOL(s)   B4V5S85 - B57L9G9 Quick Code    
                                         
  Item Proposal     Type Vote For/Against
Management		    
  1     Re-election of Beau Nicholls as a Director   Management For For    
  2     Election of Linton Kirk as a Director   Management For For    
  3     Adoption of Remuneration Report   Management For For    
  4     Ratification of Issue of Options to Employees and
Contractors		   Management For For    
  5     Approval of Grant of Options to Mr Linton Kirk   Management For For    
  AZUMAH RESOURCES LTD, PERTH
  Security   Q1241T105         Meeting Type Annual General Meeting
  Ticker Symbol             Meeting Date 30-Nov-2011  
  ISIN   AU000000AZM5         Agenda 703420163 - Management
  Record Date             Holding Recon Date 28-Nov-2011  
  City / Country   PERTH / Australia   Vote Deadline Date 23-Nov-2011  
  SEDOL(s)   B0P2033 - B0RN5B7 - B241S19 - B5SB4G3 Quick Code    
                                         
  Item Proposal     Type Vote For/Against
Management		    
  1     Re-election of Michael Atkins as a Director   Management For For    
  2     Adoption of Remuneration Report   Management For For    
  3     Approval of Performance Rights Plan   Management For For    
  4     Approval of the grant of Performance Rights to
Mr Stephen Stone		   Management For For    
  5     Approval of the grant of Options to Mr Michael
Atkins		   Management For For    
  6     Approval of the grant of Options to Mr Geoff
Jones		   Management For For    
  7     Share Placement Facility   Management For For    
  RADIUS GOLD INC
  Security   750468100         Meeting Type MIX 
  Ticker Symbol             Meeting Date 02-Dec-2011  
  ISIN   CA7504681007         Agenda 703436433 - Management
  Record Date   04-Oct-2011         Holding Recon Date 04-Oct-2011  
  City / Country   VANCOUVER / Canada   Vote Deadline Date 28-Nov-2011  
  SEDOL(s)   B01RR97 - B01S2B7 - B01TQW9 Quick Code    
                                         
  Item Proposal     Type Vote For/Against
Management		    
  1     Elect Simon Ridgway as a director   Management For For    
  2     Elect Ralph Rushton as a director   Management For For    
  3     Elect Mario Szotlender as a director   Management For For    
  4     Elect Bradford Cooke as a director   Management For For    
  5     Elect William Katzin as a director   Management For For    
  6     Appoint BDO Canada LLP as Auditors of the
Company and authorize the Directors to fix their
remuneration		   Management For For    
  7     Approve the Company's stock option plan   Management For For    
  8     Approve the Arrangement, as described in the
accompanying Management Proxy Circular		   Management For For    
  9     Approve a stock option plan for Rackla Metals Inc   Management For For    
  10    Transact such other business as may properly
come before the meeting		   Management Abstain For    

 

 
 

  SILVER QUEST RES LTD
  Security   82808P106         Meeting Type Special General Meeting
  Ticker Symbol             Meeting Date 15-Dec-2011  
  ISIN   CA82808P1062         Agenda 703467488 - Management
  Record Date   14-Nov-2011         Holding Recon Date 14-Nov-2011  
  City / Country   VANCOUVER / Canada   Vote Deadline Date 09-Dec-2011  
  SEDOL(s)   B0TWNW9 - B0V02S0 - B0V28Z5 Quick Code    
                                         
  Item Proposal     Type Vote For/Against
Management		    
  1     To pass a special resolution approving the
statutory arrangement under Section 288 of the
Business Corporations Act (British Columbia)
which involves, among other things, the
distribution by Silver Quest of one common share
in a new precious-metals focused company,
Independence Gold Corp., for every three
common shares of Silver Quest (the "Silver
Quest Common Shares") and the acquisition of
all of the outstanding Silver Quest Common
Shares by New Gold Inc. ("New Gold") in
exchange for the issuance by New Gold to Silver
Quest shareholders of 0.09 of a common share
of New Gold for each Silver Quest Common
Share and the payment by New Gold of CAD
0.0001 for each Silver Quest Common Share, all
as more fully set forth in the accompanying
Information Circular		   Management For For    
  2     To pass an ordinary resolution approving the
implementation of a stock option plan for
Independence, subject to regulatory acceptance,
as more fully set forth in the accompanying
Information Circular		   Management For For    
  CANYON RESOURCES LTD, WEST PERTH WA
  Security   Q20542108         Meeting Type Ordinary General Meeting 
  Ticker Symbol             Meeting Date 20-Dec-2011  
  ISIN   AU000000CAY9         Agenda 703455469 - Management
  Record Date             Holding Recon Date 30-Nov-2011  
  City / Country   WEST PERTH / Australia   Vote Deadline Date 14-Dec-2011  
  SEDOL(s)   B4M64T0 Quick Code    
                                         
  Item Proposal     Type Vote For/Against
Management		    
  1     Ratification of Issue of Placement Shares -
Tranche 1		   Management For For    
  2     Approval to Issue Placement Shares - Tranche 2   Management For For    
  3     Approval for Share Issue - Pinarello Project   Management For For    
  4     Approval for Share Issue - Tigou and Tyekobo   Management For For    
  GRYPHON MINERALS LTD
  Security   Q4352M109         Meeting Type Ordinary General Meeting 
  Ticker Symbol             Meeting Date 14-Mar-2012  
  ISIN   AU000000GRY4         Agenda 703600280 - Management
  Record Date             Holding Recon Date 12-Mar-2012  
  City / Country   SUBIACO / Australia   Vote Deadline Date 07-Mar-2012  
  SEDOL(s)   B00P275 - B011J60 Quick Code    
                                         
  Item Proposal     Type Vote For/Against
Management		    
  1     Ratification of prior issue-shares   Management For For    
  MALBEX RES INC
  Security   56108E102         Meeting Type MIX 
  Ticker Symbol             Meeting Date 19-Mar-2012  
  ISIN   CA56108E1025         Agenda 703625232 - Management
  Record Date   13-Feb-2012         Holding Recon Date 13-Feb-2012  
  City / Country   TORONTO / Canada   Vote Deadline Date 13-Mar-2012  
  SEDOL(s)   2302511 - B40FRW3 - B4RFQH4 Quick Code    
                                         
  Item Proposal     Type Vote For/Against
Management		    
  1     Election of Directors: Patrick F.N. Anderson,
David Garofalo, Joseph Hamilton, A. Terrance
MacGibbon and Tim Warman		   Management For For    
  2     Appointment of PricewaterhouseCoopers LLP as
Auditors of the Corporation and authorizing the
Directors to fix their remuneration		   Management For For    
  3     Be it resolved that the share option plan
approved by the shareholders of the Corporation
on December 3, 2009 (as amended and restated
as of February 9, 2010) and attached as
schedule A to the management information
circular dated February 13, 2012 of the
Corporation be, and the same hereby is,
confirmed and approved as the share option plan
of the Corporation		   Management For For    

 

 
 

  PEREGRINE DIAMONDS LTD
  Security   713916104         Meeting Type Annual General Meeting
  Ticker Symbol             Meeting Date 28-Mar-2012  
  ISIN   CA7139161045         Agenda 703636540 - Management
  Record Date   22-Feb-2012         Holding Recon Date 22-Feb-2012  
  City / Country   VANCOUVER / Canada   Vote Deadline Date 22-Mar-2012  
  SEDOL(s)   B0WRPB4 - B17MB68 - B671TZ5 Quick Code    
                                         
  Item Proposal     Type Vote For/Against
Management		    
  1.1   Election of Director: Robert Boyd   Management For For    
  1.2   Election of Director: Alan Carter   Management For For    
  1.3   Election of Director: Jonathan Challis   Management For For    
  1.4   Election of Director: Richard Cohen   Management For For    
  1.5   Election of Director: Eric Friedland   Management For For    
  1.6   Election of Director: Myron Goldstein   Management For For    
  1.7   Election of Director: Gordon Keep   Management For For    
  2     Appointment of Hay & Watson, Chartered
Accountants as Auditor of the Company for the
ensuing year		   Management For For    
  3     To approve Amendment No. 6 to the Company's
Stock Option Plan, as more particularly described
in the Management Proxy Circular		   Management For For    
  AZIMUTH RESOURCES LTD, PERTH WA
  Security   Q1238C107         Meeting Type Ordinary General Meeting 
  Ticker Symbol             Meeting Date 28-Mar-2012  
  ISIN   AU000000AZH5         Agenda 703646490 - Management
  Record Date             Holding Recon Date 26-Mar-2012  
  City / Country   WEST PERTH / Australia   Vote Deadline Date 21-Mar-2012  
  SEDOL(s)   B1JRXN2 - B1L5TJ2 - B7LR127 Quick Code    
                                         
  Item Proposal     Type Vote For/Against
Management		    
  1     Ratification of Prior Issue - Shares   Management For For    
  2     Adoption of New Employee and Consultant
Option Plan		   Management For For    
  3     Amendments to terms of existing Employee
Options		   Management For For    
  AMPELLA MINING LTD, PERTH WA
  Security   Q0333B105         Meeting Type Ordinary General Meeting 
  Ticker Symbol             Meeting Date 13-Apr-2012  
  ISIN   AU000000AMX0         Agenda 703659372 - Management
  Record Date             Holding Recon Date 11-Apr-2012  
  City / Country   SUBIACO / Australia   Vote Deadline Date 06-Apr-2012  
  SEDOL(s)   B1Z74Q6 - B23G2Y6 - B5T9864 Quick Code    
                                         
  Item Proposal     Type Vote For/Against
Management		    
  1     Ratification of Prior Placement   Management For For    
  2     Authority to Issue Placement Shares   Management For For    
  3     Authority to Issue Shares to the Underwriter of
Share Purchase Plan		   Management For For    

 

 
 

  PMI GOLD CORPORATION
  Security   730153202         Meeting Type MIX 
  Ticker Symbol             Meeting Date 17-Apr-2012  
  ISIN   CA7301532023         Agenda 703666288 - Management
  Record Date   12-Mar-2012         Holding Recon Date 12-Mar-2012  
  City / Country   VANCOUVER / Canada   Vote Deadline Date 11-Apr-2012  
  SEDOL(s)   2744191 - B06LT43 - B06MDJ9 Quick Code    
                                         
  Item Proposal     Type Vote For/Against
Management		    
  1.1   Election of Director : Collin Ellison   Management For For    
  1.2   Election of Director : Joseph H. Mensah   Management For For    
  1.3   Election of Director : Thomas Ennison   Management For For    
  1.4   Election of Director : Dr. John Clarke   Management For For    
  1.5   Election of Director : Ross Ashton   Management For For    
  1.6   Election of Director : Peter Buck   Management For For    
  2     Appointment of KPMG LLP, Chartered
Accountants, as Auditors of the Company for the
ensuing year and authorizing the Directors to fix
their remuneration		   Management For For    
  3     To consider and, if thought fit, to pass, with or
without amendment, the Non-Executive Directors'
Remuneration Resolution as an ordinary
resolution		   Management For For    
  4     To consider and, if thought fit, to pass, with or
without amendment, the Ratification of Prior
Issue of Incentive Options Resolution as an
ordinary resolution		   Management For For    
  5     To consider and, if thought fit, to pass, with or
without amendment, the Approval of SOP
Resolution as an ordinary resolution		   Management For For    
  6     To consider and, if thought fit, to pass, with or
without amendment, the Performance Rights
Plan Resolution as an ordinary resolution		   Management For For    
  7     To consider and, if thought fit, to pass with or
without amendment, the Stock Option Plan 7.2
Resolution, as an ordinary resolution		   Management For For    
  8     To consider, and, if thought fit, to pass with or
without amendment, the Performance Rights
Plan 7.2 Resolution as an ordinary resolution		   Management For For    
  9     To consider, and, if thought fit, to pass with or
without amendment, the Ratification of Prior
Issue of Shares Resolution as an ordinary
resolution		   Management For For    
  GOLDCORP INC.
  Security   380956409         Meeting Type Annual and Special Meeting
  Ticker Symbol   GG                      Meeting Date 26-Apr-2012  
  ISIN   CA3809564097         Agenda 933576312 - Management
  Record Date   12-Mar-2012         Holding Recon Date 12-Mar-2012  
  City / Country   VANCOUVER / Canada   Vote Deadline Date 23-Apr-2012  
  SEDOL(s)     Quick Code    
                                         
  Item Proposal     Type Vote For/Against
Management		    
  A     DIRECTOR   Management              
    1 IAN W. TELFER     For For    
    2 DOUGLAS M. HOLTBY     For For    
    3 CHARLES A. JEANNES     For For    
    4 JOHN P. BELL     For For    
    5 LAWRENCE I. BELL     For For    
    6 BEVERLEY A. BRISCOE     For For    
    7 PETER J. DEY     For For    
    8 P. RANDY REIFEL     For For    
    9 A. DAN ROVIG     For For    
    10 BLANCA TREVIÑO DE VEGA     For For    
    11 KENNETH F. WILLIAMSON     For For    
  B     IN RESPECT OF THE APPOINTMENT OF
DELOITTE & TOUCHE LLP, CHARTERED
ACCOUNTANTS, AS AUDITORS OF THE
COMPANY AND AUTHORIZING THE
DIRECTORS TO FIX THEIR REMUNERATION;		   Management For For    
  C     A RESOLUTION APPROVING THE
AMENDMENT TO THE RESTRICTED SHARE
PLAN FOR THE COMPANY;		   Management For For    
  D     A NON-BINDING ADVISORY RESOLUTION
ACCEPTING THE COMPANY'S APPROACH TO
EXECUTIVE COMPENSATION;		   Management For For    
  E     THE SHAREHOLDER PROPOSAL ATTACHED
AS SCHEDULE "B" TO THE MANAGEMENT
INFORMATION CIRCULAR ACCOMPANYING
THIS VOTING INSTRUCTION FORM.		   Shareholder Against For    

 

 
 

  TOREX GOLD RESOURCES INC, TORONTO ON
  Security   891054108         Meeting Type MIX 
  Ticker Symbol             Meeting Date 27-Apr-2012  
  ISIN   CA8910541082         Agenda 703689779 - Management
  Record Date   19-Mar-2012         Holding Recon Date 19-Mar-2012  
  City / Country   TORONTO / Canada   Vote Deadline Date 23-Apr-2012  
  SEDOL(s)   B1B25H3 - B1B5G68 - B3Z5DD4 - B5M04V1 Quick Code    
                                         
  Item Proposal     Type Vote For/Against
Management		    
  1.1   Election of Director: Fred Stanford   Management For For    
  1.2   Election of Director: Michael Murphy   Management For For    
  1.3   Election of Director: A. Terrance MacGibbon   Management For For    
  1.4   Election of Director: David Fennell   Management For For    
  1.5   Election of Director: Andrew Adams   Management For For    
  1.6   Election of Director: Frank Davis   Management For For    
  1.7   Election of Director: James Crombie   Management For For    
  2     Appointment of KPMG LLP as Auditors of the
Company for the ensuing year and authorizing
the Directors to fix their remuneration		   Management For For    
  3     To consider and, if deemed appropriate, to pass,
with or without variation, an ordinary resolution to
approve all unallocated stock options under the
Company's stock option plan		   Management For For    
  4     To consider and, if deemed appropriate, to pass,
with or without variation, an ordinary resolution to
approve all unallocated restricted share rights
under the Company's restricted share unit plan		   Management For For    
  MIDDLE ISLAND RESOURCES LTD, WEST PERTH WA
  Security   Q60757103         Meeting Type Ordinary General Meeting 
  Ticker Symbol             Meeting Date 30-Apr-2012  
  ISIN   AU000000MDI5         Agenda 703674487 - Management
  Record Date             Holding Recon Date 25-Apr-2012  
  City / Country   WEST PERTH / Australia   Vote Deadline Date 25-Apr-2012  
  SEDOL(s)   B4V5S85 - B57L9G9 Quick Code    
                                         
  Item Proposal     Type Vote For/Against
Management		    
  1     Ratification of Issue and Allotment of Shares   Management For For    
  2     Approval of Issue and Allotment of Shares   Management For For    
  3     Approval of Issue and Allotment of Options   Management For For    
  4     Ratification of Issue and Allotment of Options   Management For For    
  NEW GOLD INC CDA
  Security   644535106         Meeting Type MIX 
  Ticker Symbol             Meeting Date 02-May-2012  
  ISIN   CA6445351068         Agenda 703715625 - Management
  Record Date   28-Mar-2012         Holding Recon Date 28-Mar-2012  
  City / Country   TORONTO / Canada   Vote Deadline Date 26-Apr-2012  
  SEDOL(s)   2826947 - B043N83 - B235G52 Quick Code    
                                         
  Item Proposal     Type Vote For/Against
Management		    
  1     To set the number of Directors at seven   Management For For    
  2.1   Election of Director: James Estey   Management For For    
  2.2   Election of Director: Robert Gallagher   Management For For    
  2.3   Election of Director: Vahan Kololian   Management For For    
  2.4   Election of Director: Martyn Konig   Management For For    
  2.5   Election of Director: Pierre Lassonde   Management For For    
  2.6   Election of Director: Randall Oliphant   Management For For    
  2.7   Election of Director: Raymond Threlkeld   Management For For    
  3     Appointment of Deloitte & Touche LLP, as
Auditors of New Gold Inc. until the close of the
next annual general meeting of shareholders and
to authorize the Directors to fix their remuneration		   Management For For    
  4     Ratify and confirm the adoption of New Gold
Inc.'s shareholder rights plan in the form set out
in the Management Information Circular dated as
of March 29, 2012 under the heading
"Shareholder Rights Plan"		   Management For For    

 

 
 

  ALLIED NEVADA GOLD CORP
  Security   019344100         Meeting Type Annual General Meeting
  Ticker Symbol             Meeting Date 03-May-2012  
  ISIN   US0193441005         Agenda 703716223 - Management
  Record Date   20-Mar-2012         Holding Recon Date 20-Mar-2012  
  City / Country   WINNEMUCCA / United States   Vote Deadline Date 27-Apr-2012  
  SEDOL(s)   B1VPN45 - B1XF7Z2 - B244L53 Quick Code    
                                         
  Item Proposal     Type Vote For/Against
Management		    
  1.a   Election of Director: Robert M. Buchan   Management For For    
  1.b   Election of Director: Scott A. Caldwell   Management For For    
  1.c   Election of Director: John W. Ivany   Management For For    
  1.d   Election of Director: Cameron A. Mingay   Management For For    
  1.e   Election of Director: Terry M. Palmer   Management For For    
  1.f   Election of Director: Carl Pescio   Management For For    
  1.g   Election of Director: D. Bruce Sinclair   Management For For    
  1.h   Election of Director: Robert G. Wardell   Management For For    
  2     To approve, on an advisory basis, the company's
named executive officer compensation for fiscal
2011		   Management For For    
  3     Ratification of Ehrhardt Keefe Steiner & Hottman
PC as the independent registered public
accounting firm for the fiscal year ending
December 31, 2012		   Management For For    
    PLEASE NOTE THAT THIS IS A REVISION
DUE TO MODIFICATION IN THE COMMENT.IF
YOU-HAVE ALREADY SENT IN YOUR VOTES,
PLEASE DO NOT RETURN THIS PROXY
FORM UNLESS Y-OU DECIDE TO AMEND
YOUR ORIGINAL INSTRUCTIONS. THANK
YOU.		   Non-Voting        
  DUNDEE PRECIOUS METALS INC, TORONTO ON
  Security   265269209         Meeting Type MIX 
  Ticker Symbol             Meeting Date 09-May-2012  
  ISIN   CA2652692096         Agenda 703709874 - Management
  Record Date   26-Mar-2012         Holding Recon Date 26-Mar-2012  
  City / Country   TORONTO / Canada   Vote Deadline Date 03-May-2012  
  SEDOL(s)   B00VD03 - B00VW17 - B1HJPD4 Quick Code    
                                         
  Item Proposal     Type Vote For/Against
Management		    
  1.1   Election of Director: Derek H.L. Buntain   Management For For    
  1.2   Election of Director: R. Peter Gillin   Management For For    
  1.3   Election of Director: Jonathan Goodman   Management For For    
  1.4   Election of Director: Ned Goodman   Management For For    
  1.5   Election of Director: Murray John   Management For For    
  1.6   Election of Director: Jeremy Kinsman   Management For For    
  1.7   Election of Director: Garth A.C. MacRae   Management For For    
  1.8   Election of Director: Peter Nixon   Management For For    
  1.9   Election of Director: Ronald Singer   Management For For    
  1.10  Election of Director: William Wilson   Management For For    
  1.11  Election of Director: Donald Young   Management For For    
  2     Appointment of PricewaterhouseCoopers LLP as
Auditor of the Corporation for the ensuing year
and authorizing the Directors to fix their
remuneration		   Management For For    
  3     To consider and, if deemed appropriate, adopt a
resolution (the "Option Plan Resolution") in the
form set out in Appendix "A" to the accompanying
Management Information Circular approving
certain amendments to the stock option plan of
the Corporation		   Management For For    
  KINROSS GOLD CORPORATION
  Security   496902404         Meeting Type Annual  
  Ticker Symbol   KGC                     Meeting Date 09-May-2012  
  ISIN   CA4969024047         Agenda 933587618 - Management
  Record Date   14-Mar-2012         Holding Recon Date 14-Mar-2012  
  City / Country   TORONTO / Canada   Vote Deadline Date 04-May-2012  
  SEDOL(s)     Quick Code    
                                         
  Item Proposal     Type Vote For/Against
Management		    
  01    DIRECTOR   Management              
    1 JOHN A. BROUGH     For For    
    2 TYE W. BURT     For For    
    3 JOHN K. CARRINGTON     For For    
    4 JOHN M.H. HUXLEY     For For    
    5 KENNETH C. IRVING     For For    
    6 JOHN A. KEYES     For For    
    7 C. MCLEOD-SELTZER     For For    
    8 GEORGE F. MICHALS     For For    
    9 JOHN E. OLIVER     For For    
    10 TERENCE C.W. REID     For For    
  02    TO APPROVE THE APPOINTMENT OF KPMG
LLP, CHARTERED ACCOUNTANTS, AS
AUDITORS OF THE COMPANY FOR THE
ENSUING YEAR AND TO AUTHORIZE THE
DIRECTORS TO FIX THEIR REMUNERATION.		   Management For For    
  03    TO CONSIDER, AND IF DEEMED
APPROPRIATE, TO PASS, AN ADVISORY
RESOLUTION ON KINROSS' APPROACH TO
EXECUTIVE COMPENSATION.		   Management For For    
  04    TO CONSIDER, AND IF DEEMED
APPROPRIATE TO PASS, WITH OR WITHOUT
VARIATION, A RESOLUTION APPROVING THE
RECONFIRMATION OF THE SHAREHOLDER
RIGHTS PLAN OF THE COMPANY.		   Management For For    

 

 
 

  PILOT GOLD INC, VANCOUVER, BC
  Security   72154R103         Meeting Type Annual General Meeting
  Ticker Symbol             Meeting Date 10-May-2012  
  ISIN   CA72154R1038         Agenda 703718619 - Management
  Record Date   21-Mar-2012         Holding Recon Date 21-Mar-2012  
  City / Country   VANCOUVER / Canada   Vote Deadline Date 04-May-2012  
  SEDOL(s)   B3PZHD2 - B3RLN74 - B4MNB12 Quick Code    
                                         
  Item Proposal     Type Vote For/Against
Management		    
  1     To set the number of Directors at 6   Management For For    
  2.1   Election of Director: John Dorward   Management For For    
  2.2   Election of Director: Matthew Lennox-King   Management For For    
  2.3   Election of Director: Donald McInnes   Management For For    
  2.4   Election of Director: Mark O'Dea   Management For For    
  2.5   Election of Director: Robert Pease   Management For For    
  2.6   Election of Director: Sean Tetzlaff   Management For For    
  3     Appointment of PricewaterhouseCoopers LLP as
Auditors of the Corporation for the ensuing year
and authorizing the Directors to fix their
remuneration		   Management For For    
  AURIZON MINES LTD
  Security   05155P106         Meeting Type Annual General Meeting
  Ticker Symbol             Meeting Date 10-May-2012  
  ISIN   CA05155P1062         Agenda 703733572 - Management
  Record Date   05-Apr-2012         Holding Recon Date 05-Apr-2012  
  City / Country   VANCOUVER / Canada   Vote Deadline Date 04-May-2012  
  SEDOL(s)   2064413 - 2185411 - 7540327 Quick Code    
                                         
  Item Proposal     Type Vote For/Against
Management		    
  1     To set the number of Directors at ten   Management For For    
  2.1   Election of Director: Sargent H. Berner   Management For For    
  2.2   Election of Director: Louis Dionne   Management For For    
  2.3   Election of Director: David P. Hall   Management For For    
  2.4   Election of Director: George Brack   Management For For    
  2.5   Election of Director: Andre Falzon   Management For For    
  2.6   Election of Director: Richard Faucher   Management For For    
  2.7   Election of Director: Diane Francis   Management For For    
  2.8   Election of Director: George Paspalas   Management For For    
  2.9   Election of Director: Brian Moorhouse   Management For For    
  2.10  Election of Director: Ian S. Walton   Management For For    
  3     Appointment of PricewaterhouseCoopers LLP as
Auditors of the Company		   Management For For    
  4     Ordinary resolution to approve the amendment to
the Company's Stock Option Plan as further
described in the Management Information Proxy
Circular accompanying this form		   Management For For    
  5     Ordinary resolution to approve the adoption of
new Articles of the Company, the effect of which
is to alter the Company's existing Articles by: (i)
eliminating staggered terms of office for
Directors; and (ii) accommodating changes
resulting from the implementation of the
Securities Transfer Act (British Columbia) and the
related changes to the Business Corporations Act
(British Columbia), as further described in the
Management Information Proxy Circular
accompanying this form		   Management For For    

 

 
 

  TAHOE RES INC
  Security   873868103         Meeting Type Annual General Meeting
  Ticker Symbol             Meeting Date 10-May-2012  
  ISIN   CA8738681037         Agenda 703737227 - Management
  Record Date   19-Mar-2012         Holding Recon Date 19-Mar-2012  
  City / Country   TORONTO / Canada   Vote Deadline Date 04-May-2012  
  SEDOL(s)   B3YJR24 - B4WHL92 - B5B9KV1 Quick Code    
                                         
  Item Proposal     Type Vote For/Against
Management		    
  1.1   Election of Director: A. Dan Rovig   Management For For    
  1.2   Election of Director: C. Kevin McArthur   Management For For    
  1.3   Election of Director: Lorne B. Anderson   Management For For    
  1.4   Election of Director: Paul B. Sweeney   Management For For    
  1.5   Election of Director: James S. Voorhees   Management For For    
  1.6   Election of Director: John P. Bell   Management For For    
  1.7   Election of Director: Kenneth F. Williamson   Management For For    
  1.8   Election of Director: Tanya M. Jakusconek   Management For For    
  2     Appointment of KPMG LLP as Auditors of the
Company for the ensuing year		   Management For For    
  MIDAS GOLD CORP, VANCOUVER, BC
  Security   59562B101         Meeting Type Annual General Meeting
  Ticker Symbol             Meeting Date 10-May-2012  
  ISIN   CA59562B1013         Agenda 703747228 - Management
  Record Date   10-Apr-2012         Holding Recon Date 10-Apr-2012  
  City / Country   VANCOUVER / Canada   Vote Deadline Date 04-May-2012  
  SEDOL(s)   B56NPX5 - B6VPNR3 - B6WC8W3 Quick Code    
                                         
  Item Proposal     Type Vote For/Against
Management		    
  1     To determine the number of Directors at eight (8)   Management For For    
  2.i   Election of Director : Stephen Quin   Management For For    
  2.ii  Election of Director : Frederick Earnest   Management For For    
  2.iii Election of Director : Wayne Hubert   Management For For    
  2.iv  Election of Director : Jerry Korpan   Management For For    
  2.v   Election of Director : Peter Nixon   Management For For    
  2.vi  Election of Director : Michael Richings   Management For For    
  2.vii Election of Director : John Wakeford   Management For For    
  2viii Election of Director : Donald Young   Management For For    
  3     To re-appoint Deloitte & Touche, Chartered
Accountants, as auditors of the Company and to
authorize the directors to fix the remuneration to
be paid to the auditors		   Management For For    
  4     To transact such further or other business as
may properly come before the Meeting and any
adjournment(s) or postponement(s) thereof		   Management Abstain For    
  AMPELLA MINING LTD, PERTH WA
  Security   Q0333B105         Meeting Type Annual General Meeting
  Ticker Symbol             Meeting Date 14-May-2012  
  ISIN   AU000000AMX0         Agenda 703749563 - Management
  Record Date             Holding Recon Date 10-May-2012  
  City / Country   CRAWLEY / Australia   Vote Deadline Date 09-May-2012  
  SEDOL(s)   B1Z74Q6 - B23G2Y6 - B5T9864 Quick Code    
                                         
  Item Proposal     Type Vote For/Against
Management		    
  1     Adoption of Remuneration Report   Management For For    
  2     Re-election of Mr Peter Mansell as a Director   Management For For    
  3     Appointment of auditor: KPMG   Management For For    
  BELO SUN MINING CORP, TORONTO ON
  Security   080558109         Meeting Type MIX 
  Ticker Symbol             Meeting Date 23-May-2012  
  ISIN   CA0805581091         Agenda 703810879 - Management
  Record Date   20-Apr-2012         Holding Recon Date 20-Apr-2012  
  City / Country   TORONTO / Canada   Vote Deadline Date 17-May-2012  
  SEDOL(s)   2942973 Quick Code    
                                         
  Item Proposal     Type Vote For/Against
Management		    
  1     The election of directors proposed by
management		   Management For For    
  2     The appointment of Collins Barrow LLP as
auditors of the corporation and to authorize the
board of directors to fix their remuneration		   Management For For    
  3     The approval of the corporation's shareholder
rights plan agreement with equity financial trust
company, as rights agent, dated as of April 23,
2012		   Management For For    

 

 
 

  ALAMOS GOLD INC
  Security   011527108         Meeting Type MIX 
  Ticker Symbol             Meeting Date 31-May-2012  
  ISIN   CA0115271086         Agenda 703805272 - Management
  Record Date   26-Apr-2012         Holding Recon Date 26-Apr-2012  
  City / Country   TORONTO / Canada   Vote Deadline Date 25-May-2012  
  SEDOL(s)   2411707 - B01JSZ6 - B0FRVF7 Quick Code    
                                         
  Item Proposal     Type Vote For/Against
Management		    
  1     To set the number of Directors at six   Management For For    
  2.1   Election of Director: Mark Wayne   Management For For    
  2.2   Election of Director: John A. McCluskey   Management For For    
  2.3   Election of Director: Kenneth G. Stowe   Management For For    
  2.4   Election of Director: David Gower   Management For For    
  2.5   Election of Director: Paul J. Murphy   Management For For    
  2.6   Election of Director: Anthony Garson   Management For For    
  3     Appointment of Ernst & Young LLP as Auditors of
the Company for the ensuing year and
authorizing the Directors to fix their remuneration		   Management For For    
  4     To consider, and if thought fit, approve an
ordinary resolution approving amendments to the
Company's Amended Stock Option Plan (the
"Plan") and approving all unallocated options
which may be granted under the Plan as more
particularly described in the Management
Information Circular		   Management For For    
  SARAMA RES LTD
  Security   803160100         Meeting Type MIX 
  Ticker Symbol             Meeting Date 05-Jun-2012  
  ISIN   CA8031601005         Agenda 703791601 - Management
  Record Date   30-Apr-2012         Holding Recon Date 30-Apr-2012  
  City / Country   VANCOUVER / Canada   Vote Deadline Date 30-May-2012  
  SEDOL(s)   B761XW8 Quick Code    
                                         
  Item Proposal     Type Vote For/Against
Management		    
  1     The election of the directors: Andrew Dinning, T.
Sean Harvey, L. Simon Jackson, William S.
Turner		   Management For For    
  2     To approve the appointment of
PricewaterhouseCoopers as auditors of the
Company for the ensuing year and authorize the
directors to fix the remuneration of the auditors		   Management For For    
  3     To approve the Option Plan Resolution relating to
the adoption of the stock option plan of the
Company, as described in the Management
Information Circular		   Management For For    
  CONTINENTAL GOLD LTD
  Security   G23850103         Meeting Type Annual General Meeting
  Ticker Symbol             Meeting Date 05-Jun-2012  
  ISIN   BMG238501032         Agenda 703818837 - Management
  Record Date   01-May-2012         Holding Recon Date 01-May-2012  
  City / Country   TORONTO / Bermuda   Vote Deadline Date 30-May-2012  
  SEDOL(s)   B3Q4KP1 - B3XNZQ7 - B6670F1 Quick Code    
                                         
  Item Proposal     Type Vote For/Against
Management		    
  1     Resolution to set the number of directors at eight
(8) and empower the directors to increase the
number of directors of the company, from time to
time by resolution, between annual general
meetings of the Company, by up to an additional
one-third of the number of directors elected at the
prior annual general meeting		   Management For For    
  2.1   Election of Director : Robert W. Allen   Management For For    
  2.2   Election of Director : Ari B. Sussman   Management For For    
  2.3   Election of Director : Patrick F.N. Anderson   Management For For    
  2.4   Election of Director : James S. Felton   Management For For    
  2.5   Election of Director : Jaime I. Gutierrez   Management For For    
  2.6   Election of Director : Paul J. Murphy   Management For For    
  2.7   Election of Director : Kenneth G. Thomas   Management For For    
  2.8   Election of Director : Timothy A. Warman   Management For For    
  3     Resolution approving the appointment of
PricewaterhouseCoopers LLP as the auditors of
the Company and authorizing the directors to fix
their remuneration		   Management For For    
  4     Resolution approving the granting of all
unallocated stock options under the Company's
stock option plan		   Management For For    

 

 
 

  CALVISTA GOLD CORP, TORONTO, ON
  Security   131697104         Meeting Type MIX 
  Ticker Symbol             Meeting Date 06-Jun-2012  
  ISIN   CA1316971045         Agenda 703828802 - Management
  Record Date   02-May-2012         Holding Recon Date 02-May-2012  
  City / Country   TORONTO / Canada   Vote Deadline Date 31-May-2012  
  SEDOL(s)   B43RVP7 - B5NWFY6 Quick Code    
                                         
  Item Proposal     Type Vote For/Against
Management		    
  1     The election of Mark Haywood as a director of
the Corporation		   Management For For    
  2     The election of Gerald P. McCarvill as a director
of the Corporation		   Management For For    
  3     The election of Ruben Shiffman as a director of
the Corporation		   Management For For    
  4     The election of Hon. Brian Tobin as a director of
the Corporation		   Management For For    
  5     The election of Ivan Dario Pena Ortega as a
director of the Corporation		   Management For For    
  6     The election of David Fernando Oyuela Gomez
as a director of the Corporation		   Management For For    
  7     The election of G. Edmund King as a director of
the Corporation		   Management For For    
  8     To ratify and approve the appointment of
McGovern, Hurley, Cunningham, LLP, Chartered
Accountants as auditors of the Corporation for
the ensuing year and to authorize the directors to
fix the remuneration of the auditors		   Management For For    
  AUGUSTA RESOURCE CORP, VANCOUVER BC
  Security   050912203         Meeting Type MIX 
  Ticker Symbol             Meeting Date 12-Jun-2012  
  ISIN   CA0509122036         Agenda 703829070 - Management
  Record Date   07-May-2012         Holding Recon Date 07-May-2012  
  City / Country   VANCOUVER / Canada   Vote Deadline Date 06-Jun-2012  
  SEDOL(s)   2565068 - B07LT64 - B1FH9D8 Quick Code    
                                         
  Item Proposal     Type Vote For/Against
Management		    
  1     To set the number of Directors at 8   Management For For    
  2.1   Election of Director:Timothy C. Baker   Management For For    
  2.2   Election of Director:Gilmour Clausen   Management For For    
  2.3   Election of Director:Donald B. Clark   Management For For    
  2.4   Election of Director:W. Durand Eppler   Management For For    
  2.5   Election of Director:Christopher M. H. Jennings   Management For For    
  2.6   Election of Director:John R. Brodie   Management For For    
  2.7   Election of Director:Robert P. Wares   Management For For    
  2.8   Election of Director:Richard W. Warke   Management For For    
  3     Appointment of Ernst & Young LLP as Auditors of
the Corporation for the ensuing year and
authorizing the Directors to fix their remuneration		   Management For For    
  4     To pass an ordinary resolution to reconfirm and
approve the Corporation's Stock Option Plan, as
amended, as more particularly set out in the
Management Proxy Circular accompanying this
Notice of Meeting		   Management For For    
  5     To pass an ordinary resolution to reconfirm and
approve the Corporation's Restricted Share Unit
and Restricted Share Plan, as amended, as more
particularly set out in the Management Proxy
Circular accompanying this Notice of Meeting		   Management For For    
  SABINA GOLD & SILVER CORP, VANCOUVER BC
  Security   785246109         Meeting Type Annual General Meeting
  Ticker Symbol             Meeting Date 12-Jun-2012  
  ISIN   CA7852461093         Agenda 703829323 - Management
  Record Date   08-May-2012         Holding Recon Date 08-May-2012  
  City / Country   VANCOUVER / Canada   Vote Deadline Date 06-Jun-2012  
  SEDOL(s)   2764779 - B0MSXT1 Quick Code    
                                         
  Item Proposal     Type Vote For/Against
Management		    
  1     To determine the number of Directors at ten (10)   Management For For    
  2.1   Election of Director: Terrence E. Eyton   Management For For    
  2.2   Election of Director: David A. Fennell   Management For For    
  2.3   Election of Director: Jonathan Goodman   Management For For    
  2.4   Election of Director: Scott B. Hean   Management For For    
  2.5   Election of Director: James N. Morton   Management For For    
  2.6   Election of Director: Robert Pease   Management For For    
  2.7   Election of Director: John Wakeford   Management For For    
  2.8   Election of Director: Anthony P. Walsh   Management For For    
  2.9   Election of Director: John F. Whitton   Management For For    
  2.10  Election of Director: LeRoy E. Wilkes   Management For For    
  3     To appoint KPMG LLP, Chartered Accountants,
as auditor of the Company		   Management For For    

 

 
 

  GOLD STANDARD VENTURES CORP
  Security   380738104         Meeting Type Annual General Meeting
  Ticker Symbol             Meeting Date 13-Jun-2012  
  ISIN   CA3807381049         Agenda 703834653 - Management
  Record Date   09-May-2012         Holding Recon Date 09-May-2012  
  City / Country   VANCOUVER / Canada   Vote Deadline Date 07-Jun-2012  
  SEDOL(s)   B05J9S2 - B0TM868 - B3PY6M1 Quick Code    
                                         
  Item Proposal     Type Vote For/Against
Management		    
  1     To set the number of Directors at six   Management For For    
  2.1   Election of Director: Jonathan T. Awde   Management For For    
  2.2   Election of Director: David M. Cole   Management For For    
  2.3   Election of Director: David C. Mathewson   Management For For    
  2.4   Election of Director: Robert J. McLeod   Management For For    
  2.5   Election of Director: Richard S. Silas   Management For For    
  2.6   Election of Director: William E. Threlkeld   Management For For    
  3     Appointment of Davidson & Company LLP as
Auditors of the Corporation for the ensuing year		   Management For For    
  4     To authorize the Directors to fix the remuneration
to be paid to the Corporation's Auditors		   Management For For    
  5     To ratify and approve the Corporation's existing
stock option plan and certain amendments
thereto as set out in the management information
circular accompanying this proxy		   Management For For    
  VOLTA RESOURCES INC, TORONTO ON
  Security   92870R104         Meeting Type MIX 
  Ticker Symbol             Meeting Date 13-Jun-2012  
  ISIN   CA92870R1047         Agenda 703844111 - Management
  Record Date   11-May-2012         Holding Recon Date 11-May-2012  
  City / Country   TORONTO / Canada   Vote Deadline Date 07-Jun-2012  
  SEDOL(s)   B2QR1X8 - B2QRL27 - B2R03Q3 Quick Code    
                                         
  Item Proposal     Type Vote For/Against
Management		    
  1     To elect the directors of the company for the
ensuing year, as nominated by management of
the company		   Management For For    
  2     To appoint KPMG LLP, Chartered Accountants,
as auditor of the company for the ensuing year
and to authorize the directors to fix their
remuneration		   Management For For    
  3     To transact such further business as may
properly come before the meeting or any
adjournments or postponements thereof		   Management For Against    
  AUREUS MINING INC, TORONTO, ON
  Security   051547107         Meeting Type MIX 
  Ticker Symbol             Meeting Date 15-Jun-2012  
  ISIN   CA0515471070         Agenda 703843878 - Management
  Record Date   08-May-2012         Holding Recon Date 08-May-2012  
  City / Country   LONDON / Canada   Vote Deadline Date 11-Jun-2012  
  SEDOL(s)   B3YCRS9 - B4XTN13 - B60DP50 - B60MMJ0 Quick Code    
                                         
  Item Proposal     Type Vote For/Against
Management		    
  1.1   Election of Director: David G. Netherway   Management For For    
  1.2   Election of Director: David. J. Reading   Management For For    
  1.3   Election of Director: Luis G. Cabrita da Silva   Management For For    
  1.4   Election of Director: David M. Beatty   Management For For    
  1.5   Election of Director: Adrian J. Reynolds   Management For For    
  1.6   Election of Director: Jean-Guy Martin   Management For For    
  2     The appointment of BDO LLP as Auditors of the
Company for the ensuing year and authorizing
the directors to fix their remuneration		   Management For For    
  3     To consider, and if thought advisable, pass a
resolution to approve, ratify and confirm the by-
laws of the Company		   Management For For    
  4     To consider, and if thought advisable, pass a
resolution to approve, ratify and confirm the
Company's shareholder rights plan dated as of
March 13, 2012 between the Company and
Computershare Investor Services Inc. as rights
agent		   Management For For    

 

 
 

  SAN GOLD CORPORATION, WINNIPEG MB
  Security   79780P104         Meeting Type Annual General Meeting
  Ticker Symbol             Meeting Date 20-Jun-2012  
  ISIN   CA79780P1045         Agenda 703863250 - Management
  Record Date   18-May-2012         Holding Recon Date 18-May-2012  
  City / Country   MANITOBA / Canada   Vote Deadline Date 14-Jun-2012  
  SEDOL(s)   2718895 - B0D01Z8 - B0D0FM3 - B0D2NQ9
- B2337K8		 Quick Code    
                                         
  Item Proposal     Type Vote For/Against
Management		    
  1.1   Election of the following individual to the Board of
Directors: George Pirie		   Management For For    
  1.2   Election of the following individual to the Board of
Directors: Hugh Wynne		   Management For For    
  1.3   Election of the following individual to the Board of
Directors: Dale Ginn		   Management For For    
  1.4   Election of the following individual to the Board of
Directors: Michael Power		   Management For For    
  1.5   Election of the following individual to the Board of
Directors: Stephen Harapiak		   Management For For    
  1.6   Election of the following individual to the Board of
Directors: Michael Anderson		   Management For For    
  2     Appointment of Scarrow & Donald LLP as
auditors of the Corporation and authorization of
the Board of Directors to fix the auditors'
remuneration		   Management For For    
  3     To transact such further business as may
properly come before the Meeting or any
adjournment thereof		   Management Abstain For    
  STRATEGIC METALS LTD
  Security   862758208         Meeting Type MIX 
  Ticker Symbol             Meeting Date 25-Jun-2012  
  ISIN   CA8627582080         Agenda 703878946 - Management
  Record Date   22-May-2012         Holding Recon Date 22-May-2012  
  City / Country   VANCOUVER / Canada   Vote Deadline Date 19-Jun-2012  
  SEDOL(s)   B3V1H67 - B4TBC49 - B6SS9Q6 Quick Code    
                                         
  Item Proposal     Type Vote For/Against
Management		    
  1     To set the number of Directors at seven   Management For For    
  2.1   Election of Director: W. Douglas Eaton   Management For For    
  2.2   Election of Director: Bruce A. Youngman   Management For For    
  2.3   Election of Director: Glenn R. Yeadon   Management For For    
  2.4   Election of Director: Bruce J. Kenway   Management For For    
  2.5   Election of Director: Lee A. Groat   Management For For    
  2.6   Election of Director: Richard A. Graham   Management For For    
  2.7   Election of Director: R. E. Gordon Davis   Management For For    
  3     Appointment of Davidson & Company LLP,
Chartered Accountants, as Auditors of the
Company for the ensuing year and authorizing
the Directors to fix their remuneration		   Management For For    
  4     To consider and, if thought advisable, to pass an
ordinary resolution approving the renewal of the
Company's Stock Option Plan, as more fully
disclosed in the Information Circular
accompanying the Notice of Meeting		   Management For For    
  5     To consider and, if thought advisable, to pass an
ordinary resolution approving, ratifying and
confirming the Company's Shareholder Rights
Plan, as more fully disclosed in the Information
Circular accompanying the Notice of Meeting		   Management For For    
  6     To grant the proxy holder authority to vote at
his/her discretion on any other business or
amendment or variation to the previous
resolutions		   Management For For    

 

 
 

  UNIGOLD INC
  Security   90476X103         Meeting Type MIX 
  Ticker Symbol             Meeting Date 26-Jun-2012  
  ISIN   CA90476X1033         Agenda 703863224 - Management
  Record Date   15-May-2012         Holding Recon Date 15-May-2012  
  City / Country   TORONTO / Canada   Vote Deadline Date 20-Jun-2012  
  SEDOL(s)   2350662 - B00XQB1 - B04SQ90 - B28XXQ1 Quick Code    
                                         
  Item Proposal     Type Vote For/Against
Management		    
  1     To set the number of directors at eight (8)   Management For For    
  2.1   Election of director: Jose Acero   Management For For    
  2.2   Election of director: Dr. Talal Al-Shair   Management For For    
  2.3   Election of director: Rene Branchaud   Management For For    
  2.4   Election of director: Andrew Cheatle   Management For For    
  2.5   Election of director: Daniel Danis   Management For For    
  2.6   Election of director: Joseph Del Campo   Management For For    
  2.7   Election of director: Joseph Hamilton   Management For For    
  2.8   Election of director: Charles Page   Management For For    
  3     Appointment of McGovern, Hurley, Cunningham,
LLP as auditors of the corporation for the ensuing
year and authorizing the directors to fix their
remuneration		   Management For For    
  4     1. The repeal of the prior by-laws of the
corporation is hereby confirmed; 2. allocation by
the directors of the numbers designating the prior
by-laws to any by-law thereafter enacted by the
directors is hereby confirmed; and 3. the new by-
law, being by-law no. 1, in the form which is
attached to the information circular dated April
24, 2012 as appendix "a" to this schedule "b" and
has been presented to the shareholders of the
corporation is hereby confirmed		   Management For For    
  5     The share option plan of the corporation attached
to the information circular dated April 24, 2012 as
appendix "a" to this schedule "c" has been
approved by the directors of the corporation on
April 24, 2012, and described in the management
information circular dated April 24, 2012 of the
corporation be, and the same hereby is,
approved as the share option plan of the
corporation		   Management For For    
  PREMIER GOLD MINES LTD
  Security   74051D104         Meeting Type Annual General Meeting
  Ticker Symbol             Meeting Date 28-Jun-2012  
  ISIN   CA74051D1042         Agenda 703893001 - Management
  Record Date   01-May-2012         Holding Recon Date 01-May-2012  
  City / Country   ONTARIO / Canada   Vote Deadline Date 22-Jun-2012  
  SEDOL(s)   B1CF5B5 - B1CKSY4 - B1CLXW0 Quick Code    
                                         
  Item Proposal     Type Vote For/Against
Management		    
  1.1   Election of Director: John A. Begeman   Management For For    
  1.2   Election of Director: Jean-Pierre Colin   Management For For    
  1.3   Election of Director: Ewan S. Downie   Management For For    
  1.4   Election of Director: Henry J. Knowles   Management For For    
  1.5   Election of Director: Claude Lemasson   Management For For    
  1.6   Election of Director: Eberhard Scherkus   Management For For    
  1.7   Election of Director: John Seaman   Management For For    
  2     The appointment of Grant Thornton LLP, as the
auditor of the Corporation and the authorization
of the directors of the Corporation to fix the
remuneration to be paid to the auditor, as more
particularly described in the accompanying
management information circular		   Management For For    

 

 
 

  SILVER RANGE RES LTD
  Security   82809P105         Meeting Type Annual General Meeting
  Ticker Symbol             Meeting Date 29-Jun-2012  
  ISIN   CA82809P1053         Agenda 703884052 - Management
  Record Date   24-May-2012         Holding Recon Date 24-May-2012  
  City / Country   VANCOUVER / Canada   Vote Deadline Date 25-Jun-2012  
  SEDOL(s)   B4PG776 - B66YMN4 - B6WCYF8 Quick Code    
                                         
  Item Proposal     Type Vote For/Against
Management		    
  1     To set the number of Directors at seven (7)   Management For For    
  2.1   Election of Director: W. Douglas Eaton   Management For For    
  2.2   Election of Director: Bruce J. Kenway   Management For For    
  2.3   Election of Director: Glenn R. Yeadon   Management For For    
  2.4   Election of Director: Bruce A. Youngman   Management For For    
  2.5   Election of Director: Thomas P. Beaudoin   Management For For    
  2.6   Election of Director: Douglas O. Goss   Management For For    
  2.7   Election of Director: Barry M. Heck   Management For For    
  3     Appointment of Davidson & Company LLP,
Chartered Accountants, as Auditors of the
Company for the ensuing year and authorizing
the Directors to fix their remuneration		   Management For For    
  4     To consider and, if thought advisable, to pass an
ordinary resolution approving the renewal of the
Company's Stock Option Plan, as more fully
disclosed in the Information Circular
accompanying the Notice of Meeting		   Management For For    
  5     To grant the proxyholder authority to vote at
his/her discretion on any other business or
amendment or variation to the previous
resolutions		   Management Abstain For    

 

 
 

Dynamic U.S. Growth Fund

  COMMVAULT SYSTEMS INC.
  Security   204166102         Meeting Type Annual  
  Ticker Symbol   CVLT                    Meeting Date 24-Aug-2011  
  ISIN   US2041661024         Agenda 933488062 - Management
  Record Date   01-Jul-2011         Holding Recon Date 01-Jul-2011  
  City / Country   OCEANPORT / Canada   Vote Deadline Date 23-Aug-2011  
  SEDOL(s)     Quick Code    
                                             
  Item Proposal     Type Vote For/Against
Management		    
  01    DIRECTOR   Management              
      1 ALAN G. BUNTE     For For    
      2 FRANK J. FANZILLI, JR.     For For    
      3 DANIEL PULVER     For For    
  02    APPROVE APPOINTMENT OF ERNST &
YOUNG LLP AS INDEPENDENT PUBLIC
ACCOUNTANTS FOR THE FISCAL YEAR
ENDING MARCH 31, 2012.		   Management For For    
  03    APPROVE, BY NON-BINDING VOTE, THE
COMPANY'S EXECUTIVE COMPENSATION.		   Management For For    
  04    RECOMMEND, BY NON-BINDING VOTE, THE
FREQUENCY OF EXECUTIVE
COMPENSATION VOTES.		   Management 1 Year For    
  ARUBA NETWORKS, INC.
  Security   043176106         Meeting Type Annual  
  Ticker Symbol   ARUN                    Meeting Date 15-Dec-2011  
  ISIN   US0431761065         Agenda 933520531 - Management
  Record Date   20-Oct-2011         Holding Recon Date 20-Oct-2011  
  City / Country   SUNNYVALE / United States   Vote Deadline Date 14-Dec-2011  
  SEDOL(s)     Quick Code    
                                             
  Item Proposal     Type Vote For/Against
Management		    
  01    DIRECTOR   Management              
      1 DOMINIC P. ORR     For For    
      2 KEERTI MELKOTE     For For    
      3 BERNARD GUIDON     For For    
      4 EMMANUEL HERNANDEZ     For For    
      5 MICHAEL R. KOUREY     For For    
      6 DOUGLAS LEONE     For For    
      7 WILLEM P. ROELANDTS     For For    
      8 JUERGEN ROTTLER     For For    
      9 DANIEL WARMENHOVEN     For For    
  02    RATIFICATION OF THE APPOINTMENT OF
PRICEWATERHOUSECOOPERS LLP AS THE
COMPANY'S INDEPENDENT REGISTERED
PUBLIC ACCOUNTING FIRM FOR THE FISCAL
YEAR ENDING JULY 31, 2012.		   Management For For    
  03    NON-BINDING ADVISORY VOTE ON
EXECUTIVE COMPENSATION.		   Management For For    
  04    NON-BINDING ADVISORY VOTE ON THE
FREQUENCY OF HOLDING FUTURE
ADVISORY VOTES ON EXECUTIVE
COMPENSATION.		   Management 1 Year For    

 

 
 

  APPLE INC.
  Security   037833100         Meeting Type Annual  
  Ticker Symbol   AAPL                    Meeting Date 23-Feb-2012  
  ISIN   US0378331005         Agenda 933542474 - Management
  Record Date   27-Dec-2011         Holding Recon Date 27-Dec-2011  
  City / Country   CUPERTINO / United States   Vote Deadline Date 22-Feb-2012  
  SEDOL(s)     Quick Code    
                                             
  Item Proposal     Type Vote For/Against
Management		    
  1     DIRECTOR   Management              
      1 WILLIAM V. CAMPBELL     For For    
      2 TIMOTHY D. COOK     For For    
      3 MILLARD S. DREXLER     For For    
      4 AL GORE     For For    
      5 ROBERT A. IGER     For For    
      6 ANDREA JUNG     For For    
      7 ARTHUR D. LEVINSON     For For    
      8 RONALD D. SUGAR     For For    
  2     RATIFICATION OF THE APPOINTMENT OF
ERNST & YOUNG LLP AS THE COMPANY'S
INDEPENDENT REGISTERED PUBLIC
ACCOUNTING FIRM FOR 2012.		   Management For For    
  3     ADVISORY VOTE ON EXECUTIVE
COMPENSATION.		   Management For For    
  04    A SHAREHOLDER PROPOSAL ENTITLED
"CONFLICT OF INTEREST REPORT"		   Shareholder Against For    
  05    A SHAREHOLDER PROPOSAL ENTITLED
"SHAREHOLDER SAY ON DIRECTOR PAY"		   Shareholder Against For    
  06    A SHAREHOLDER PROPOSAL ENTITLED
"REPORT ON POLITICAL CONTRIBUTIONS
AND EXPENDITURES"		   Shareholder Against For    
  07    A SHAREHOLDER PROPOSAL ENTITLED
"ADOPT A MAJORITY VOTING STANDARD
FOR DIRECTOR ELECTIONS"		   Shareholder Against For    
  WHOLE FOODS MARKET, INC.
  Security   966837106         Meeting Type Annual  
  Ticker Symbol   WFM                     Meeting Date 09-Mar-2012  
  ISIN   US9668371068         Agenda 933545317 - Management
  Record Date   10-Jan-2012         Holding Recon Date 10-Jan-2012  
  City / Country   AUSTIN / United States   Vote Deadline Date 08-Mar-2012  
  SEDOL(s)     Quick Code    
                                             
  Item Proposal     Type Vote For/Against
Management		    
  01    DIRECTOR   Management              
      1 DR. JOHN ELSTROTT     For For    
      2 GABRIELLE GREENE     For For    
      3 SHAHID (HASS) HASSAN     For For    
      4 STEPHANIE KUGELMAN     For For    
      5 JOHN MACKEY     For For    
      6 WALTER ROBB     For For    
      7 JONATHAN SEIFFER     For For    
      8 MORRIS (MO) SIEGEL     For For    
      9 JONATHAN SOKOLOFF     For For    
      10 DR. RALPH SORENSON     For For    
      11 W. (KIP) TINDELL, III     For For    
  02    RATIFICATION OF THE APPOINTMENT OF
ERNST & YOUNG, LLP AS INDEPENDENT
AUDITOR FOR THE COMPANY FOR FISCAL
YEAR 2012.		   Management For For    
  03    RATIFICATION OF THE COMPENSATION
PACKAGE GRANTED TO OUR NAMED
EXECUTIVE OFFICERS.		   Management For For    
  04    ADOPTION OF THE AMENDMENT TO
INCREASE THE COMPANY'S AUTHORIZED
SHARES OF COMMON STOCK TO 600
MILLION.		   Management For For    
  05    SHAREHOLDER PROPOSAL TO AMEND THE
COMPANY'S BYLAWS TO PERMIT REMOVAL
OF DIRECTORS WITH OR WITHOUT CAUSE.		   Shareholder For Against    
  06    SHAREHOLDER PROPOSAL TO REQUIRE
THE COMPANY TO HAVE, WHENEVER
POSSIBLE, AN INDEPENDENT CHAIRMAN OF
THE BOARD OF DIRECTORS WHO HAS NOT
PREVIOUSLY SERVED AS AN EXECUTIVE
OFFICER OF THE COMPANY.		   Shareholder For Against    
  F5 NETWORKS, INC.
  Security   315616102         Meeting Type Annual  
  Ticker Symbol   FFIV                    Meeting Date 15-Mar-2012  
  ISIN   US3156161024         Agenda 933545672 - Management
  Record Date   09-Jan-2012         Holding Recon Date 09-Jan-2012  
  City / Country   SEATTLE / United States   Vote Deadline Date 14-Mar-2012  
  SEDOL(s)     Quick Code    
                                             
  Item Proposal     Type Vote For/Against
Management		    
  01    ELECTION OF CLASS I DIRECTOR:
JONATHAN CHADWICK		   Management For For    
  02    RATIFY THE SELECTION OF
PRICEWATERHOUSECOOPERS LLP AS THE
COMPANY'S INDEPENDENT REGISTERED
PUBLIC ACCOUNTING FIRM FOR FISCAL
YEAR 2012.		   Management For For    
  03    ADVISORY VOTE ON COMPENSATION OF
OUR NAMED EXECUTIVE OFFICERS.		   Management For For    
  04    ADVISORY VOTE ON SHAREHOLDER
PROPOSAL REGARDING DECLASSIFICATION
OF OUR BOARD OF DIRECTORS, IF
PROPERLY PRESENTED AT THE MEETING.		   Shareholder Against For    

 

 
 

  STARBUCKS CORPORATION
  Security   855244109         Meeting Type Annual  
  Ticker Symbol   SBUX                    Meeting Date 21-Mar-2012  
  ISIN   US8552441094         Agenda 933545280 - Management
  Record Date   12-Jan-2012         Holding Recon Date 12-Jan-2012  
  City / Country   SEATTLE / United States   Vote Deadline Date 20-Mar-2012  
  SEDOL(s)     Quick Code    
                                             
  Item Proposal     Type Vote For/Against
Management		    
  1A    ELECTION OF DIRECTOR: HOWARD
SCHULTZ		   Management For For    
  1B    ELECTION OF DIRECTOR: WILLIAM W.
BRADLEY		   Management For For    
  1C    ELECTION OF DIRECTOR: MELLODY
HOBSON		   Management For For    
  1D    ELECTION OF DIRECTOR: KEVIN R.
JOHNSON		   Management For For    
  1E    ELECTION OF DIRECTOR: OLDEN LEE   Management For For    
  1F    ELECTION OF DIRECTOR: JOSHUA COOPER
RAMO		   Management For For    
  1G    ELECTION OF DIRECTOR: JAMES G.
SHENNAN, JR.		   Management For For    
  1H    ELECTION OF DIRECTOR: CLARA SHIH   Management For For    
  1I    ELECTION OF DIRECTOR: JAVIER G. TERUEL   Management For For    
  1J    ELECTION OF DIRECTOR: MYRON E.
ULLMAN, III		   Management For For    
  1K    ELECTION OF DIRECTOR: CRAIG E.
WEATHERUP		   Management For For    
  2     APPROVAL OF THE ADVISORY RESOLUTION
ON EXECUTIVE COMPENSATION		   Management For For    
  3     APPROVAL OF AN AMENDMENT AND
RESTATEMENT OF THE EXECUTIVE
MANAGEMENT BONUS PLAN.		   Management For For    
  4     SELECTION OF DELOITTE & TOUCHE LLP AS
INDEPENDENT REGISTERED PUBLIC
ACCOUNTING FIRM FOR FISCAL YEAR
ENDING SEPTEMBER 30, 2012		   Management For For    
  5     SHAREHOLDER PROPOSAL REGARDING
BOARD COMMITTEE ON SUSTAINABILITY		   Shareholder Against For    
  INTUITIVE SURGICAL, INC.
  Security   46120E602         Meeting Type Annual  
  Ticker Symbol   ISRG                    Meeting Date 19-Apr-2012  
  ISIN   US46120E6023         Agenda 933558326 - Management
  Record Date   27-Feb-2012         Holding Recon Date 27-Feb-2012  
  City / Country   SUNNYVALE / United States   Vote Deadline Date 18-Apr-2012  
  SEDOL(s)     Quick Code    
                                             
  Item Proposal     Type Vote For/Against
Management		    
  1.1   ELECTION OF DIRECTOR: GARY S.
GUTHART, PH.D.		   Management For For    
  1.2   ELECTION OF DIRECTOR: MARK J. RUBASH   Management For For    
  1.3   ELECTION OF DIRECTOR: LONNIE M. SMITH   Management For For    
  2.    TO APPROVE THE AMENDMENT AND
RESTATEMENT OF THE COMPANY'S 2010
INCENTIVE AWARD PLAN		   Management For For    
  3.    TO APPROVE, BY ADVISORY VOTE, THE
COMPENSATION OF OUR NAMED
EXECUTIVE OFFICERS		   Management For For    
  4.    TO APPROVE THE AMENDMENT TO THE
CERTIFICATE OF INCORPORATION TO
ELIMINATE THE CLASSIFIED STRUCTURE OF
THE BOARD AND TO PROVIDE FOR THE
ANNUAL ELECTION OF DIRECTORS		   Management For For    
  5.    THE RATIFICATION OF THE APPOINTMENT
OF ERNST & YOUNG LLP AS THE
COMPANY'S INDEPENDENT REGISTERED
PUBLIC ACCOUNTING FIRM FOR THE FISCAL
YEAR ENDING DECEMBER 31, 2012		   Management For For    

 

 
 

  CEPHEID
  Security   15670R107         Meeting Type Annual  
  Ticker Symbol   CPHD                    Meeting Date 24-Apr-2012  
  ISIN   US15670R1077         Agenda 933561183 - Management
  Record Date   24-Feb-2012         Holding Recon Date 24-Feb-2012  
  City / Country   SUNNYVALE / United States   Vote Deadline Date 23-Apr-2012  
  SEDOL(s)     Quick Code    
                                             
  Item Proposal     Type Vote For/Against
Management		    
  1.    DIRECTOR   Management              
      1 JOHN L. BISHOP     For For    
      2 THOMAS D. BROWN     For For    
      3 DEAN O. MORTON     For For    
  2.    TO AMEND CEPHEID'S 2006 EQUITY
INCENTIVE PLAN.		   Management For For    
  3.    TO APPROVE CEPHEID'S 2012 EMPLOYEE
STOCK PURCHASE PLAN.		   Management For For    
  4.    TO RATIFY THE APPOINTMENT OF ERNST &
YOUNG LLP AS INDEPENDENT REGISTERED
PUBLIC ACCOUNTING FIRM OF CEPHEID
FOR THE FISCAL YEAR ENDING DECEMBER
31, 2012.		   Management For For    
  5.    TO APPROVE CEPHEID'S EXECUTIVE
COMPENSATION.		   Management For For    
  TIBCO SOFTWARE INC.
  Security   88632Q103         Meeting Type Annual  
  Ticker Symbol   TIBX                    Meeting Date 26-Apr-2012  
  ISIN   US88632Q1031         Agenda 933565143 - Management
  Record Date   27-Feb-2012         Holding Recon Date 27-Feb-2012  
  City / Country   PALO ALTO / United States   Vote Deadline Date 25-Apr-2012  
  SEDOL(s)     Quick Code    
                                             
  Item Proposal     Type Vote For/Against
Management		    
  1.    DIRECTOR   Management              
      1 VIVEK Y. RANADIVE     For For    
      2 NANCI E. CALDWELL     For For    
      3 ERIC C.W. DUNN     For For    
      4 NARENDRA K. GUPTA     For For    
      5 PETER J. JOB     For For    
      6 PHILIP K. WOOD     For For    
  2.    APPROVAL OF THE AMENDMENT AND
RESTATEMENT TO TIBCO SOFTWARE INC.'S
2008 EQUITY INCENTIVE PLAN.		   Management For For    
  3.    ADVISORY VOTE ON EXECUTIVE
COMPENSATION.		   Management For For    
  4.    RATIFICATION OF THE APPOINTMENT OF
PRICEWATERHOUSECOOPERS LLP AS
TIBCO SOFTWARE INC.'S INDEPENDENT
AUDITORS FOR THE FISCAL YEAR ENDING
NOVEMBER 30, 2012.		   Management For For    
  BUFFALO WILD WINGS, INC.
  Security   119848109         Meeting Type Annual  
  Ticker Symbol   BWLD                    Meeting Date 02-May-2012  
  ISIN   US1198481095         Agenda 933565369 - Management
  Record Date   08-Mar-2012         Holding Recon Date 08-Mar-2012  
  City / Country   MINNEAPOLIS / United States   Vote Deadline Date 01-May-2012  
  SEDOL(s)     Quick Code    
                                             
  Item Proposal     Type Vote For/Against
Management		    
  1.    DIRECTOR   Management              
      1 SALLY J. SMITH     For For    
      2 ROBERT W. MACDONALD     For For    
      3 J. OLIVER MAGGARD     For For    
      4 JAMES M. DAMIAN     For For    
      5 DALE M. APPLEQUIST     For For    
      6 WARREN E. MACK     For For    
      7 MICHAEL P. JOHNSON     For For    
      8 JERRY R. ROSE     For For    
  2.    ADVISORY VOTE RELATING TO EXECUTIVE
OFFICER COMPENSATION AS DISCLOSED IN
THE 2012 PROXY STATEMENT		   Management For For    
  3.    APPROVE THE AMENDMENT AND
RESTATEMENT OF THE CASH INCENTIVE
PLAN		   Management For For    
  4.    APPROVE THE 2012 EQUITY INCENTIVE
PLAN		   Management For For    
  5.    RATIFY THE APPOINTMENT OF KPMG LLP   Management For For    

 

 
 

  RACKSPACE HOSTING, INC.
  Security   750086100         Meeting Type Annual  
  Ticker Symbol   RAX                     Meeting Date 02-May-2012  
  ISIN   US7500861007         Agenda 933581200 - Management
  Record Date   09-Mar-2012         Holding Recon Date 09-Mar-2012  
  City / Country   SAN ANTONIO / United States   Vote Deadline Date 01-May-2012  
  SEDOL(s)     Quick Code    
                                             
  Item Proposal     Type Vote For/Against
Management		    
  1A    ELECTION OF DIRECTOR: S. JAMES BISHKIN   Management For For    
  1B    ELECTION OF DIRECTOR: FRED REICHHELD   Management For For    
  1C    ELECTION OF DIRECTOR: MARK P. MELLIN   Management For For    
  02    RATIFICATION OF THE APPOINTMENT OF
KPMG LLP AS THE COMPANY'S
INDEPENDENT REGISTERED PUBLIC
ACCOUNTING FIRM FOR THE FISCAL YEAR
ENDING DECEMBER 31, 2012.		   Management For For    
  03    APPROVAL OF THE AMENDMENT AND
RESTATEMENT OF THE AMENDED AND
RESTATED 2007 LONG TERM INCENTIVE
PLAN.		   Management For For    
  TRACTOR SUPPLY COMPANY
  Security   892356106         Meeting Type Annual  
  Ticker Symbol   TSCO                    Meeting Date 03-May-2012  
  ISIN   US8923561067         Agenda 933566006 - Management
  Record Date   09-Mar-2012         Holding Recon Date 09-Mar-2012  
  City / Country   BRENTWOOD / United States   Vote Deadline Date 02-May-2012  
  SEDOL(s)     Quick Code    
                                             
  Item Proposal     Type Vote For/Against
Management		    
  1.    DIRECTOR   Management              
      1 JAMES F. WRIGHT     For For    
      2 JOHNSTON C. ADAMS     For For    
      3 PETER D. BEWLEY     For For    
      4 JACK C. BINGLEMAN     For For    
      5 RICHARD W. FROST     For For    
      6 CYNTHIA T. JAMISON     For For    
      7 GEORGE MACKENZIE     For For    
      8 EDNA K. MORRIS     For For    
  2.    TO RATIFY THE REAPPOINTMENT OF ERNST
& YOUNG LLP AS OUR INDEPENDENT
REGISTERED PUBLIC ACCOUNTING FIRM
FOR THE FISCAL YEAR ENDING DECEMBER
29, 2012.		   Management For For    
  3.    SAY ON PAY - AN ADVISORY VOTE TO
APPROVE EXECUTIVE COMPENSATION.		   Management For For    
  BROADSOFT, INC.
  Security   11133B409         Meeting Type Annual  
  Ticker Symbol   BSFT                    Meeting Date 04-May-2012  
  ISIN   US11133B4095         Agenda 933575360 - Management
  Record Date   21-Mar-2012         Holding Recon Date 21-Mar-2012  
  City / Country   GAITHERSBURG / United States   Vote Deadline Date 03-May-2012  
  SEDOL(s)     Quick Code    
                                             
  Item Proposal     Type Vote For/Against
Management		    
  1.    DIRECTOR   Management              
      1 ROBERT P. GOODMAN     For For    
      2 DOUGLAS L. MAINE     For For    
  2.    TO APPROVE, ON AN ADVISORY BASIS, THE
COMPENSATION OF THE COMPANY'S
NAMED EXECUTIVE OFFICERS.		   Management For For    
  3.    TO RATIFY THE SELECTION BY THE AUDIT
COMMITTEE OF THE BOARD OF DIRECTORS
OF PRICEWATERHOUSECOOPERS LLP AS
THE INDEPENDENT REGISTERED PUBLIC
ACCOUNTING FIRM OF THE COMPANY FOR
ITS FISCAL YEAR ENDING DECEMBER 31,
2012.		   Management For For    

 

 
 

  ALEXION PHARMACEUTICALS, INC.
  Security   015351109         Meeting Type Annual  
  Ticker Symbol   ALXN                    Meeting Date 07-May-2012  
  ISIN   US0153511094         Agenda 933610772 - Management
  Record Date   16-Mar-2012         Holding Recon Date 16-Mar-2012  
  City / Country   CHESIRE / United States   Vote Deadline Date 04-May-2012  
  SEDOL(s)     Quick Code    
                                             
  Item Proposal     Type Vote For/Against
Management		    
  1.    DIRECTOR   Management              
      1 LEONARD BELL     For For    
      2 MAX LINK     For For    
      3 WILLIAM R. KELLER     For For    
      4 JOSEPH A. MADRI     For For    
      5 LARRY L. MATHIS     For For    
      6 R. DOUGLAS NORBY     For For    
      7 ALVIN S. PARVEN     For For    
      8 ANDREAS RUMMELT     For For    
      9 ANN M. VENEMAN     For For    
  2.    RATIFICATION OF APPOINTMENT BY THE
BOARD OF DIRECTORS OF
PRICEWATERHOUSECOOPERS LLP AS
ALEXION'S INDEPENDENT REGISTERED
PUBLIC ACCOUNTING FIRM.		   Management For For    
  3.    APPROVAL OF A NON-BINDING ADVISORY
VOTE OF THE COMPENSATION PAID TO
ALEXION'S NAMED EXECUTIVE OFFICERS.		   Management For For    
  SOLARWINDS, INC.
  Security   83416B109         Meeting Type Annual  
  Ticker Symbol   SWI                     Meeting Date 17-May-2012  
  ISIN   US83416B1098         Agenda 933590350 - Management
  Record Date   19-Mar-2012         Holding Recon Date 19-Mar-2012  
  City / Country   AUSTIN / United States   Vote Deadline Date 16-May-2012  
  SEDOL(s)     Quick Code    
                                             
  Item Proposal     Type Vote For/Against
Management		    
  1.    DIRECTOR   Management              
      1 ELLEN F. SIMINOFF     For For    
      2 LLOYD G. WATERHOUSE     For For    
  2.    RATIFY THE SELECTION OF
PRICEWATERHOUSECOOPERS LLP AS THE
COMPANY'S INDEPENDENT REGISTERED
PUBLIC ACCOUNTING FIRM FOR THE FISCAL
YEAR ENDING DECEMBER 31, 2012.		   Management For For    
  3.    APPROVE, BY NON-BINDING BASIS, THE
COMPANY'S OVERALL EXECUTIVE
COMPENSATION PROGRAM, AS DESCRIBED
IN THE COMPENSATION DISCUSSION AND
ANALYSIS, THE COMPENSATION TABLES
AND THE RELATED NARRATIVES AND
OTHER MATERIALS IN THE PROXY
STATEMENT.		   Management For For    
  4.    APPROVAL OF A STOCKHOLDER PROPOSAL
TO REQUEST BOARD TO INITIATE AN
APPROPRIATE PROCESS TO AMEND THE
COMPANY'S CERTIFICATE OF
INCORPORATION AND/OR BYLAWS TO
PROVIDE THAT DIRECTOR NOMINEES SHALL
BE ELECTED BY AFFIRMATIVE VOTE OF THE
MAJORITY OF VOTES CAST AT AN ANNUAL
MEETING OF STOCKHOLDERS, WITH A
PLURALITY VOTE STANDARD RETAINED FOR
CONTESTED DIRECTOR ELECTIONS.		   Shareholder Against For    
  ULTA SALON, COSMETICS & FRAGRANCE, INC
  Security   90384S303         Meeting Type Annual  
  Ticker Symbol   ULTA                    Meeting Date 31-May-2012  
  ISIN   US90384S3031         Agenda 933603804 - Management
  Record Date   02-Apr-2012         Holding Recon Date 02-Apr-2012  
  City / Country   BOLINGBROOK / United States   Vote Deadline Date 30-May-2012  
  SEDOL(s)     Quick Code    
                                             
  Item Proposal     Type Vote For/Against
Management		    
  1.    DIRECTOR   Management              
      1 ROBERT F. DIROMUALDO     For For    
      2 CATHERINE A. HALLIGAN     For For    
      3 LORNA E. NAGLER     For For    
  2.    RATIFICATION OF THE APPOINTMENT OF
ERNST & YOUNG LLP AS THE COMPANY'S
INDEPENDENT REGISTERED PUBLIC
ACCOUNTING FIRM, FOR THE FISCAL YEAR
2012, ENDING FEBRUARY 2, 2013		   Management For For    
  3.    ADVISORY VOTE TO APPROVE THE
COMPANY'S EXECUTIVE COMPENSATION		   Management For For    

 

 
 

  PRICELINE.COM INCORPORATED
  Security   741503403         Meeting Type Annual  
  Ticker Symbol   PCLN                    Meeting Date 07-Jun-2012  
  ISIN   US7415034039         Agenda 933610847 - Management
  Record Date   12-Apr-2012         Holding Recon Date 12-Apr-2012  
  City / Country   NORWALK / United States   Vote Deadline Date 06-Jun-2012  
  SEDOL(s)     Quick Code    
                                             
  Item Proposal     Type Vote For/Against
Management		    
  1.    DIRECTOR   Management              
      1 JEFFERY H. BOYD     For For    
      2 RALPH M. BAHNA     For For    
      3 HOWARD W. BARKER, JR.     For For    
      4 JAN L. DOCTER     For For    
      5 JEFFREY E. EPSTEIN     For For    
      6 JAMES M. GUYETTE     For For    
      7 NANCY B. PERETSMAN     For For    
      8 CRAIG W. RYDIN     For For    
  2.    TO RATIFY THE SELECTION OF DELOITTE &
TOUCHE LLP AS INDEPENDENT
REGISTERED PUBLIC ACCOUNTING FIRM OF
THE COMPANY FOR OUR FISCAL YEAR
ENDING DECEMBER 31, 2012.		   Management For For    
  3.    TO APPROVE ON AN ADVISORY BASIS THE
COMPENSATION PAID BY THE COMPANY TO
OUR NAMED EXECUTIVE OFFICERS.		   Management For For    
  4.    TO CONSIDER AND VOTE UPON A
STOCKHOLDER PROPOSAL ON
STOCKHOLDER ACTION BY WRITTEN
CONSENT.		   Shareholder Against For    
  CUBIST PHARMACEUTICALS, INC.
  Security   229678107         Meeting Type Annual  
  Ticker Symbol   CBST                    Meeting Date 07-Jun-2012  
  ISIN   US2296781071         Agenda 933617017 - Management
  Record Date   09-Apr-2012         Holding Recon Date 09-Apr-2012  
  City / Country   LEXINGTON / United States   Vote Deadline Date 06-Jun-2012  
  SEDOL(s)     Quick Code    
                                             
  Item Proposal     Type Vote For/Against
Management		    
  1.    DIRECTOR   Management              
      1 KENNETH BATE     For For    
      2 NANCY HUTSON     For For    
      3 LEON MOULDER, JR.     For For    
      4 MARTIN SOETERS     For For    
  2.    ADVISORY VOTE ON EXECUTIVE
COMPENSATION.		   Management For For    
  3.    APPROVAL OF OUR 2012 EQUITY INCENTIVE
PLAN.		   Management For For    
  4.    RATIFICATION OF OUR SELECTION OF
PRICEWATERHOUSECOOPERS LLP AS OUR
INDEPENDENT REGISTERED PUBLIC
ACCOUNTING FIRM FOR THE FISCAL YEAR
ENDING DECEMBER 31, 2012.		   Management For For    
  SALESFORCE.COM, INC.
  Security   79466L302         Meeting Type Annual  
  Ticker Symbol   CRM                     Meeting Date 07-Jun-2012  
  ISIN   US79466L3024         Agenda 933640307 - Management
  Record Date   17-Apr-2012         Holding Recon Date 17-Apr-2012  
  City / Country   SAN FRANCISCO / United States   Vote Deadline Date 06-Jun-2012  
  SEDOL(s)     Quick Code    
                                             
  Item Proposal     Type Vote For/Against
Management		    
  1.1   ELECTION OF DIRECTOR: CRAIG RAMSEY   Management For For    
  1.2   ELECTION OF DIRECTOR: SANFORD
ROBERTSON		   Management For For    
  1.3   ELECTION OF DIRECTOR: MAYNARD WEBB   Management For For    
  2.    RATIFICATION OF THE APPOINTMENT OF
ERNST & YOUNG LLP AS THE COMPANY'S
INDEPENDENT REGISTERED PUBLIC
ACCOUNTING FIRM FOR THE FISCAL YEAR
ENDING ON JANUARY 31, 2013.		   Management For For    
  3.    ADVISORY VOTE TO APPROVE THE
RESOLUTION ON THE COMPENSATION OF
THE NAMED EXECUTIVE OFFICERS.		   Management For For    
  4.    STOCKHOLDER PROPOSAL ENTITLED
"PROPOSAL TO REPEAL CLASSIFIED
BOARD."		   Shareholder Against For    

 

 
 

  CELGENE CORPORATION
  Security   151020104         Meeting Type Annual  
  Ticker Symbol   CELG                    Meeting Date 13-Jun-2012  
  ISIN   US1510201049         Agenda 933620189 - Management
  Record Date   18-Apr-2012         Holding Recon Date 18-Apr-2012  
  City / Country   SUMMIT / United States   Vote Deadline Date 12-Jun-2012  
  SEDOL(s)     Quick Code    
                                             
  Item Proposal     Type Vote For/Against
Management		    
  1.    DIRECTOR   Management              
      1 ROBERT J. HUGIN     For For    
      2 R.W. BARKER, D. PHIL.     For For    
      3 MICHAEL D. CASEY     For For    
      4 CARRIE S. COX     For For    
      5 RODMAN L. DRAKE     For For    
      6 M.A. FRIEDMAN, M.D.     For For    
      7 GILLA KAPLAN, PH.D.     For For    
      8 JAMES J. LOUGHLIN     For For    
      9 ERNEST MARIO, PH.D.     For For    
  2.    RATIFICATION OF THE APPOINTMENT OF
KPMG LLP AS THE COMPANY'S
INDEPENDENT REGISTERED PUBLIC
ACCOUNTING FIRM FOR THE FISCAL YEAR
ENDING DECEMBER 31, 2012.		   Management For For    
  3.    APPROVAL OF AN AMENDMENT TO THE
COMPANY'S 2008 STOCK INCENTIVE PLAN.		   Management For For    
  4.    APPROVAL, BY NON-BINDING VOTE, OF
EXECUTIVE COMPENSATION OF THE
COMPANY'S NAMED EXECUTIVE OFFICERS.		   Management For For    
  5.    STOCKHOLDER PROPOSAL DESCRIBED IN
MORE DETAIL IN THE PROXY STATEMENT.		   Shareholder Against For    
  FORTINET INC.
  Security   34959E109         Meeting Type Annual  
  Ticker Symbol   FTNT                    Meeting Date 14-Jun-2012  
  ISIN   US34959E1091         Agenda 933622272 - Management
  Record Date   20-Apr-2012         Holding Recon Date 20-Apr-2012  
  City / Country   SUNNYVALE / United States   Vote Deadline Date 13-Jun-2012  
  SEDOL(s)     Quick Code    
                                             
  Item Proposal     Type Vote For/Against
Management		    
  1.    DIRECTOR   Management              
      1 CHENMING HU     For For    
      2 HONG LIANG LU     For For    
      3 KEN XIE     For For    
  2.    TO RATIFY THE APPOINTMENT OF DELOITTE
& TOUCHE LLP AS FORTINET'S
INDEPENDENT REGISTERED ACCOUNTING
FIRM FOR THE FISCAL YEAR ENDING
DECEMBER 31, 2012.		   Management For For    
  3.    ADVISORY VOTE TO APPROVE NAMED
EXECUTIVE OFFICER COMPENSATION.		   Management For For    

 

 
 

  IAC/INTERACTIVECORP
  Security   44919P508         Meeting Type Annual  
  Ticker Symbol   IACI                    Meeting Date 20-Jun-2012  
  ISIN   US44919P5089         Agenda 933634669 - Management
  Record Date   26-Apr-2012         Holding Recon Date 26-Apr-2012  
  City / Country   NEW YORK / United States   Vote Deadline Date 19-Jun-2012  
  SEDOL(s)     Quick Code    
                                             
  Item Proposal     Type Vote For/Against
Management		    
  1.    DIRECTOR   Management              
      1 GREGORY R. BLATT     For For    
      2 EDGAR BRONFMAN, JR.     For For    
      3 CHELSEA CLINTON     For For    
      4 SONALI DE RYCKER     For For    
      5 BARRY DILLER     For For    
      6 MICHAEL D. EISNER     For For    
      7 VICTOR A. KAUFMAN     For For    
      8 DONALD R. KEOUGH     For For    
      9 BRYAN LOURD     For For    
      10 ARTHUR C. MARTINEZ     For For    
      11 DAVID ROSENBLATT     For For    
      12 ALAN G. SPOON     For For    
      13 A. VON FURSTENBERG     For For    
      14 RICHARD F. ZANNINO     For For    
  2.    RATIFICATION OF THE APPOINTMENT OF
ERNST & YOUNG LLP AS IAC'S
INDEPENDENT REGISTERED PUBLIC
ACCOUNTING FIRM FOR 2012.		   Management For For    

 

 
 

Smith Group Large Cap Core Growth Fund
                     
Issuer of Portfolio Security Summary of Matter Voted On CUSIP # Shares Voted Record Date Exchange Ticker Symbol Whether Fund Cast Vote on Matter Fund's Vote For or Against Proposal, or Abstain; For or Withhold Regarding Election of Directors   Meeting Date Whether Vote Was For or Against Management Who Proposed Matter: Issuer / Shareholder
BMC Software, Inc. Elect Directors (10) 5592110 22090 5/25/2011 BMC Yes For 7/21/2011 For Mngmt
  Amedn Omnibus Stock Plan 5592110 22090 5/25/2011 BMC Yes For 7/21/2011 For Mngmt
  Ratify Auditors 5592110 22090 5/25/2011 BMC Yes For 7/21/2011 For Mngmt
  Advisory Vote to Ratify Named Executive Officers' Compensation 5592110 22090 5/25/2011 BMC Yes For 7/21/2011 For Mngmt
  Advisory Vote on Say on Pay Frequency 5592110 22090 5/25/2011 BMC Yes For 7/21/2011 For Mngmt
McKessen Corporations Elect Directors (9) 58155Q103 14010 5/31/2011 MCK Yes For 7/27/2011 For Mngmt
  Ratify Audit 58155Q103 14010 5/31/2011 MCK Yes For 7/27/2011 For Mngmt
  Advisory Vote to Ratify Named Executive Officers' Compensation 58155Q103 14010 5/31/2011 MCK Yes Against 7/27/2011 Against Mngmt
  Advisory Vote on Say on Pay Frequency 58155Q103 14010 5/31/2011 MCK Yes For 7/27/2011 For Mngmt
  Reduce Supermajority Vote Requirement to Amend Certificate of Incorporation That Adversely Affects Holders of Series A Junior Particpating Preferred Stock 58155Q103 14010 5/31/2011 MCK Yes For 7/27/2011 For Mngmt
  Reduce Supermajority Vote Requitement to Amend Bylaws 58155Q103 14010 5/31/2011 MCK Yes For 7/27/2011 For Mngmt
  Amend Certificate of Incorporation to Remove Transitional Provision Related to Elimiated Classified Board Structure 58155Q103 14010 5/31/2011 MCK Yes For 7/27/2011 For Mngmt
  Amedn Certificate of Incorporation to Confirm the "Interested Transactions" Provisions and the Stockholder Action Provision 58155Q103 14010 5/31/2011 MCK Yes For 7/27/2011 For Mngmt
  Stock Retention/Holding Period 58155Q103 14010 5/31/2011 MCK Yes For 7/27/2011 Against SH
Exelon Corporation Issue Shares in Connection with Acquisition 30161N101 30900 10/7/2011 EXC Yes For 11/17/2011 For Mngmt
  Adjourn Meeting 30161N101 30900 10/7/2011 EXC Yes For 11/17/2011 For Mngmt
Nuance Communications, Inc. Elect Directos (9) 67020Y100 62100 12/2/2011 NUAN Yes For 1/27/2012 For Mngmt
  Amend Omnibus Stock Plan 67020Y100 62100 12/2/2011 NUAN Yes For 1/27/2012 For Mngmt
  Advisory Vote to Ratify Named Executive Officers' Compensation 67020Y100 62100 12/2/2011 NUAN Yes For 1/27/2012 For Mngmt
  Advisory Vote on Say on Pay Frequency 67020Y100 62100 12/2/2011 NUAN Yes For 1/27/2012 For Mngmt
  Ratify Auditors 67020Y100 62100 12/2/2011 NUAN Yes For 1/27/2012 For Mngmt

 

 
 

Rockwell Automation, Inc. Elect Directos (3) 773903109 19900 12/12/2011 ROK Yes For 2/7/2012 For Mngmt
  Ratify Auditors 773903109 19900 12/12/2011 ROK Yes For 2/7/2012 For Mngmt
  Approve Omnibus Stock Plan 773903109 19900 12/12/2011 ROK Yes For 2/7/2012 For Mngmt
  Advisory Vote to Ratify Named Executive Officers' Compensation 773903109 19900 12/12/2011 ROK Yes For 2/7/2012 For Mngmt
Apple, Inv. Elect Directors (8) 037833100 4130  27-Dec-11 AAPL Yes For  23-Feb-12 For Mngmt
  Ratify Auditors 037833100 4130  27-Dec-11 AAPL Yes For  23-Feb-12 For Mngmt
  Advisory Vote to Ratify Named Executive Officers' Compensation 037833100 4130  27-Dec-11 AAPL Yes For  23-Feb-12 For Mngmt
  Prepare Conflict of Interst Report 037833100 4130  27-Dec-11 AAPL Yes Against  23-Feb-12 For SH
  Advisory Vote to Ratify Directors' Compensation 037833100 4130  27-Dec-11 AAPL Yes Against  23-Feb-12 For SH
  Report on Political Contributions 037833100 4130  27-Dec-11 AAPL Yes For  23-Feb-12 Against SH
  Require Majority Vote for the Election of Directors 037833100 4130  27-Dec-11 AAPL Yes For  23-Feb-12 Against SH
Helmerich & Payne, Inc. Election of Directors (3) 423452101 24290  10-Jan-12 HP Yes For  07-Mar-12 For Mngmt
  Ratify Auditors 423452101 24290  10-Jan-12 HP Yes For  07-Mar-12 For Mngmt
  Advisory Vote to Ratify Named Executive Officers' Compensation 423452101 24290  10-Jan-12 HP Yes For  07-Mar-12 For Mngmt
  Declassify the Board of Directors 423452101 24290  10-Jan-12 HP Yes For  07-Mar-12 For Mngmt
  Provide Directors May Be Removed for Cause or Without Cause 423452101 24290  10-Jan-12 HP Yes For  07-Mar-12 For Mngmt
Whole Foods Market, Inc. Elect Directors (11) 966837106 22500  10-Jan-12 WFM Yes For  09-Mar-12 For Mngmt
  Ratify Auditors 966837106 22500  10-Jan-12 WFM Yes For  09-Mar-12 For Mngmt
  Advisory Vote to Ratify Named Executive Officers' Compensation 966837106 22500  10-Jan-12 WFM Yes For  09-Mar-12 For Mngmt
  Increase Authorized Common Stock 966837106 22500  10-Jan-12 WFM Yes For  09-Mar-12 For Mngmt
  Amend Articles/Bylaws/Charter - Removal of Directors 966837106 22500  10-Jan-12 WFM Yes For  09-Mar-12 Against SH
  Require Independent Board Chairman 966837106 22500  10-Jan-12 WFM Yes For  09-Mar-12 Against SH
The Cooper Companies, Inc. Elect Directors (8) 216648402 20400  25-Feb-12 COO Yes For  20-Mar-12 For Mngmt
  Ratify Auditors 216648402 20400  25-Feb-12 COO Yes For  20-Mar-12 For Mngmt
  Advisory Vote to Ratify Named Executive Officers' Compensation 216648402 20400  25-Feb-12 COO Yes For  20-Mar-12 For Mngmt
Exelon Corporation Elect Directors (20) 30161N101 34100  07-Feb-12 EXC Yes For  02-Apr-12 For Mngmt
  Ratify Auditors 30161N101 34100  07-Feb-12 EXC Yes For  02-Apr-12 For Mngmt
  Advisory Vote to Ratify Named Executive Officers' Compensation 30161N101 34100  07-Feb-12 EXC Yes For  02-Apr-12 For Mngmt
U.S. Bancorp Elect Directors (14) 902973304 53800  21-Feb-12 USB Yes For  17-Apr-12 For Mngmt
  Ratify Auditors 902973304 53800  21-Feb-12 USB Yes For  17-Apr-12 For Mngmt
  Advisory Vote to Ratify Named Executive Officers' Compensation 902973304 53800  21-Feb-12 USB Yes For  17-Apr-12 For Mngmt
Coca-Cola Enterprises, Inc. Elect Directors (11) 19122T109 55500  27-Feb-12 CCE Yes For  24-Apr-12 For Mngmt
  Adivsory Vote to Ratify Names Executive Officers' Compensation 19122T109 55500  27-Feb-12 CCE Yes For  24-Apr-12 For Mngmt
  Amend Omnibus Stock Plan 19122T109 55500  27-Feb-12 CCE Yes For  24-Apr-12 For Mngmt
  Ratify Auditors 19122T109 55500  27-Feb-12 CCE Yes For  24-Apr-12 For Mngmt

 

 
 

International Business Machines Corporation Elect Directors (14) 459200101 8360  24-Feb-12 IBM Yes For  24-Apr-12 For Mngmt
  Ratify Auditors 459200101 8360  24-Feb-12 IBM Yes For  24-Apr-12 For Mngmt
  Advisory Vote to Ratify Named Executive Officers' Compensation 459200101 8360  24-Feb-12 IBM Yes For  24-Apr-12 For Mngmt
  Provide Cumulative Voting 459200101 8360  24-Feb-12 IBM Yes For  24-Apr-12 Against SH
  Report on Political Contributions 459200101 8360  24-Feb-12 IBM Yes For  24-Apr-12 Against SH
  Report on Lobbying Expenses 459200101 8360  24-Feb-12 IBM Yes For  24-Apr-12 Against SH
Noble Energy Elect Directors (9) 655044105 16200  06-Mar-12 NBL Yes For  24-Apr-12 For Mngmt
  Ratify Auditors 655044105 16200  06-Mar-12 NBL Yes For  24-Apr-12 For Mngmt
  Adivsory Vote to Ratify Names Executive Officers' Compensation 655044105 16200  06-Mar-12 NBL Yes For  24-Apr-12 For Mngmt
  Increase Authorized Common Stock 655044105 16200  06-Mar-12 NBL Yes For  24-Apr-12 For Mngmt
VF Corporation Elect Directos (4) 918204108 11200  06-Mar-12 VFC Yes For  24-Apr-12 For Mngmt
  Advisory Vote to Ratify Named Executive Officers' Compensation 918204108 11200  06-Mar-12 VFC Yes For  24-Apr-12 For Mngmt
  Ratify Auditors 918204108 11200  06-Mar-12 VFC Yes For  24-Apr-12 For Mngmt
  Declassify the Board of Directors 918204108 11200  06-Mar-12 VFC Yes Against  24-Apr-12 For SH
AGCO Corporation Elect Directors (10) 001084102 30480  16-Mar-12 AGCO Yes For  26-Apr-12 For Mngmt
  Advisory Vote to Ratify Named Executive Officers' Compensation 001084102 30480  16-Mar-12 AGCO Yes For  26-Apr-12 For Mngmt
  Ratify Auditors 001084102 30480  16-Mar-12 AGCO Yes For  26-Apr-12 For Mngmt
TIBCO Software Inc. Elect Directors (6) 88632Q103 61800  27-Feb-12 TIBX Yes For  26-Apr-12 For Mngmt
  Amend Omnibus Stock Plan 88632Q103 61800  27-Feb-12 TIBX Yes For  26-Apr-12 For Mngmt
  Advisory Vote to Ratify Named Executive Officers' Compensation 88632Q103 61800  27-Feb-12 TIBX Yes For  26-Apr-12 For Mngmt
  Ratify Auditors 88632Q103 61800  27-Feb-12 TIBX Yes For  26-Apr-12 For Mngmt
Americaqn Express Company Elect Directors (12) 025816109 29280  01-Mar-12 AXP Yes For  30-Apr-12 For Mngmt
  Ratify Auditors 025816109 29280  01-Mar-12 AXP Yes For  30-Apr-12 For Mngmt
  Advisory Vote to Ratify Named Executive Officers' Compensation 025816109 29280  01-Mar-12 AXP Yes For  30-Apr-12 For Mngmt
  Amend Omnibus Stock Plan 025816109 29280  01-Mar-12 AXP Yes For  30-Apr-12 For Mngmt
  Provide for Cumulative Voting 025816109 29280  01-Mar-12 AXP Yes Against  30-Apr-12 For SH
  Require Independent Board Chairman 025816109 29280  01-Mar-12 AXP Yes Against  30-Apr-12 For SH
Motorola Solutions, Inc. Elect Directors (8) 620076307 32100  02-Mar-12 MSI Yes For  30-Apr-12 For Mngmt
  Advisory Vote to Ratify Named Executive Officers' Compensation 620076307 32100  02-Mar-12 MSI Yes For  30-Apr-12 For Mngmt
  Ratify Auditors 620076307 32100  02-Mar-12 MSI Yes For  30-Apr-12 For Mngmt
  Encourage Suppliers to Produce Sustainability Reports 620076307 32100  02-Mar-12 MSI Yes Against  30-Apr-12 For SH
  Stock Retention/Holding Period 620076307 32100  02-Mar-12 MSI Yes For  30-Apr-12 Against SH
AMETEK, Inc. Elect Directors (3) 031100100 34300  16-Mar-12 AME Yes For  01-May-12 For Mngmt
  Advisory Vote to Ratify Named Executive Officers' Compensation 031100100 34300  16-Mar-12 AME Yes For  01-May-12 For Mngmt
  Ratify Auditors 031100100 34300  16-Mar-12 AME Yes For  01-May-12 For Mngmt
Occidental Petroleum Corporation Elect Directors (11) 674599105 15500  13-Mar-12 OXY Yes For  04-May-12 For Mngmt
  Advisory Vote to Ratify Named Executive Officers' Compensation 674599105 15500  13-Mar-12 OXY Yes For  04-May-12 For Mngmt
  Ratify Auditors 674599105 15500  13-Mar-12 OXY Yes For  04-May-12 For Mngmt
  Request Director Nominee with Environmental Qualifications 674599105 15500  13-Mar-12 OXY Yes Against  04-May-12 For SH

 

 
 

Ryder System, Inc. Elect Directors (5) 783549108 28900  09-Mar-12 R  Yes For  04-May-12 For Mngmt
  Ratify Auditors 783549108 28900  09-Mar-12 R  Yes For  04-May-12 For Mngmt
  Approve Omnibus Stock Plan 783549108 28900  09-Mar-12 R  Yes Against  04-May-12 Against Mngmt
  Advisory Vote to Ratify Names Executive Officers' Compensation 783549108 28900  09-Mar-12 R  Yes For  04-May-12 For Mngmt
  Declassify the Board of Directors 783549108 28900  09-Mar-12 R  Yes For  04-May-12 Against SH
CF Industries Holdings, Inc. Elect Directors (2) 125269100 10500  09-Mar-12 CF Yes For  04-May-12 For Mngmt
  Advisory Vote to Ratify Names Executive Officers' Compensation 125269100 10500  09-Mar-12 CF Yes For  04-May-12 For Mngmt
  Ratify Auditors 125269100 10500  09-Mar-12 CF Yes For  04-May-12 For Mngmt
  Declassify the Board of Directors 125269100 10500  09-Mar-12 CF Yes For  04-May-12 Against SH
  Require a Majority for the Election of Directors 125269100 10500  09-Mar-12 CF Yes For  04-May-12 Against SH
Mattel, Inc. Elect Directors (12) 577081102 54120  16-Mar-12 MAT Yes For  10-May-12 For Mngmt
  Advisory Vote to Ratify Names Executive Officers' Compensation 577081102 54120  16-Mar-12 MAT Yes For  10-May-12 For Mngmt
  Approve Executive Incentive Bonus Plan 577081102 54120  16-Mar-12 MAT Yes For  10-May-12 For Mngmt
  Ratify Auditors 577081102 54120  16-Mar-12 MAT Yes For  10-May-12 For Mngmt
Watson Pharmaceuticals, Inc. Elect Directors (3) 942683103 26200  16-Mar-12 WPI Yes For  11-May-12 For Mngmt
  Advisory Vote to Ratify Named Executive Officers' Compensation 942683103 26200  16-Mar-12 WPI Yes For  11-May-12 For Mngmt
  Approve Executive Incentive Bonus Plan 942683103 26200  16-Mar-12 WPI Yes For  11-May-12 For Mngmt
  Ratify Auditors 942683103 26200  16-Mar-12 WPI Yes For  11-May-12 For Mngmt
Ingredion Inc. Elect Directors (6) 21902308 27700  19-Mar-12 CPO Yes For  15-May-12 For Mngmt
  Change Company Name 21902308 27700  19-Mar-12 CPO Yes For  15-May-12 For Mngmt
  Advisory Vote to Ratify Named Executive Officers' Compensation 21902308 27700  19-Mar-12 CPO Yes For  15-May-12 For Mngmt
  Ratify Auditors 21902308 27700  19-Mar-12 CPO Yes For  15-May-12 For Mngmt
Ross Stores, Inc. Elect Directors (3) 778296103 32080  20-Mar-12 ROST Yes For  16-May-12 For Mngmt
  Advisory Vote to Ratify Names Executive Officers' Compensation 778296103 32080  20-Mar-12 ROST Yes For  16-May-12 For Mngmt
  Ratify Auditors 778296103 32080  20-Mar-12 ROST Yes For  16-May-12 For Mngmt
  Require a Majority for the Election of Directors 778296103 32080  20-Mar-12 ROST Yes For  16-May-12 Against SH
Ansys, Inc. Elect Directors (3) 03662Q106 26780  22-Mar-12 ANSS Yes For  17-May-12 For Mngmt
  Adopt Majority Voting for Uncontested Election of Directors 03662Q106 26780  22-Mar-12 ANSS Yes For  17-May-12 For Mngmt
  Advisory Vote to Ratify Names Executive Officers' Compensation 03662Q106 26780  22-Mar-12 ANSS Yes For  17-May-12 For Mngmt
  Ratify Auditors 03662Q106 26780  22-Mar-12 ANSS Yes For  17-May-12 For Mngmt
Invesco Ltd. Elect Directors (4) G451BT108 65700  19-Mar-12 IVZ Yes For  17-May-12 For Mngmt
  Advisory Vote to Ratify Names Executive Officers' Compensation G451BT108 65700  19-Mar-12 IVZ Yes For  17-May-12 For Mngmt
  Approve Nonqualified Employee Stock Purchase Plan G451BT108 65700  19-Mar-12 IVZ Yes Against  17-May-12 Against Mngmt
  Ratify Auditors G451BT108 65700  19-Mar-12 IVZ Yes For  17-May-12 For Mngmt

 

 
 

The Home Depot, Inc. Elect Directors (10) 437076102 36800  19-Mar-12 HD Yes For  17-May-12 For Mngmt
  Ratify Auditors 437076102 36800  19-Mar-12 HD Yes For  17-May-12 For Mngmt
  Advisory Vote to Ratify Names Executive Officers' Compensation 437076102 36800  19-Mar-12 HD Yes For  17-May-12 For Mngmt
  Amend Qualified Employee Stock Purchase Plan 437076102 36800  19-Mar-12 HD Yes Against  17-May-12 Against Mngmt
  Adopt Proxy Statement Reportin on Political Contributions and Adviosry Vote 437076102 36800  19-Mar-12 HD Yes For  17-May-12 Against SH
  Prepare Employment Diversity Report 437076102 36800  19-Mar-12 HD Yes For  17-May-12 Against SH
  Amend Right to Act by Written Consent 437076102 36800  19-Mar-12 HD Yes For  17-May-12 Against SH
  Amend Bylaws - Call Special Meeting 437076102 36800  19-Mar-12 HD Yes For  17-May-12 Against SH
  Report on Charitable Contributions 437076102 36800  19-Mar-12 HD Yes Against  17-May-12 For SH
  Adopt Storm Water Run-off Management Policy 437076102 36800  19-Mar-12 HD Yes Against  17-May-12 For SH
Aetna Inc. Elect Directors (12) 00817Y108 35500  16-Mar-12 AET Yes For  18-May-12 For Mngmt
  Ratify Auditors 00817Y108 35500  16-Mar-12 AET Yes For  18-May-12 For Mngmt
  Advisory Vote to Ratify Names Executive Officers' Compensation 00817Y108 35500  16-Mar-12 AET Yes For  18-May-12 For Mngmt
  Provide for Cumulative Voting 00817Y108 35500  16-Mar-12 AET Yes For  18-May-12 Against SH
  Report on Political Contributions 00817Y108 35500  16-Mar-12 AET Yes For  18-May-12 Against SH
East West Bancorp, Inc/. Elect Directors (10) 27579R104 78200  30-Mar-12 EWBC Yes For  22-May-12 For Mngmt
  Ratify Auditors 27579R104 78200  30-Mar-12 EWBC Yes For  22-May-12 For Mngmt
  Amend Executive Incentive Bonus Plan 27579R104 78200  30-Mar-12 EWBC Yes For  22-May-12 For Mngmt
  Advisory Vote to Ratify Names Executive Officers' Compensation 27579R104 78200  30-Mar-12 EWBC Yes For  22-May-12 For Mngmt
Endo Pharmaceuticals Holdings Inc. Elect Directors (9) 29264F205 42600  09-Apr-12 ENDP Yes For  23-May-12 For Mngmt
  Ratify Auditors 29264F205 42600  09-Apr-12 ENDP Yes For  23-May-12 For Mngmt
  Adivsory Vote to Ratify Names Executive Officers' Compensation 29264F205 42600  09-Apr-12 ENDP Yes For  23-May-12 For Mngmt
  Change Company Name 29264F205 42600  09-Apr-12 ENDP Yes For  23-May-12 For Mngmt
Chevron Corporation Elect Directors (11) 166764100 14200  04-Apr-12 CVX Yes For  30-May-12 For Mngmt
  Ratify Auditors 166764100 14200  04-Apr-12 CVX Yes For  30-May-12 For Mngmt
  Advisory Vote to Ratify Names Executive Officers' Compensation 166764100 14200  04-Apr-12 CVX Yes For  30-May-12 For Mngmt
  Remove Exclusive Venue Provision 166764100 14200  04-Apr-12 CVX Yes For  30-May-12 Against SH
  Require Independent Board Chairman 166764100 14200  04-Apr-12 CVX Yes For  30-May-12 Against SH
  Report on Lobbying Payments and Policy 166764100 14200  04-Apr-12 CVX Yes For  30-May-12 Against SH
  Adopt Guidelines for Country Selection 166764100 14200  04-Apr-12 CVX Yes Against  30-May-12 For SH
  Report on Hydraulic Fracturing Risks to Company 166764100 14200  04-Apr-12 CVX Yes For  30-May-12 Against SH
  Report oon Accident Risk Reduction Efforts 166764100 14200  04-Apr-12 CVX Yes Against  30-May-12 For SH
  Amend Articles/Bylaws/Charter - Call Special Meeting 166764100 14200  04-Apr-12 CVX Yes For  30-May-12 Against SH
  Request Director Nominee with Environmental Qualifications 166764100 14200  04-Apr-12 CVX Yes For  30-May-12 Against SH

 

 
 

Exxon Mobil Corporation Elect Directors (11) 30231G102 18010  04-Apr-12 XOM Yes For  30-May-12 For Mngmt
  Ratify Auditors 30231G102 18010  04-Apr-12 XOM Yes For  30-May-12 For Mngmt
  Advisory Vote to Ratify Names Executive Officers' Compensation 30231G102 18010  04-Apr-12 XOM Yes For  30-May-12 For Mngmt
  Requite Independent Board Chairman 30231G102 18010  04-Apr-12 XOM Yes For  30-May-12 Against SH
  Require a Majority for the Election of Directors 30231G102 18010  04-Apr-12 XOM Yes For  30-May-12 Against SH
  Report on Political Contributions 30231G102 18010  04-Apr-12 XOM Yes For  30-May-12 Against SH
  Amend EEO Policy to Prohibit Discrimination based on Sexual Orientation and Gender Identity 30231G102 18010  04-Apr-12 XOM Yes Against  30-May-12 For SH
  Report on Hydraulic Fracturing Risks to Company 30231G102 18010  04-Apr-12 XOM Yes For  30-May-12 Against SH
  adopt Quantitative GHG Goals for Products and Operations 30231G102 18010  04-Apr-12 XOM Yes For  30-May-12 Against SH
CheckPoint Software Technologies Ltd. Reelect Directors M22465104 27400  30-Apr-12 CPW Yes For  07-Jun-12 For Mngmt
  Reelect External Directors M22465104 27400  30-Apr-12 CPW Yes For  07-Jun-12 For Mngmt
  Indicate Personal/Controlling Interest in Proposed Agenda Item M22465104 27400  30-Apr-12 CPW Yes Against  07-Jun-12 Against Mngmt
  Approve Auditors and Authorize Board to Fix Their Remuneration; Review Consolidated Financial Statements M22465104 27400  30-Apr-12 CPW Yes For  07-Jun-12 For Mngmt
  Approve Compensation of Chairman/CEO Including Option Grant M22465104 27400  30-Apr-12 CPW Yes Against  07-Jun-12 Against Mngmt
  Indicate Personl Interest in Proposed Agenda Item M22465104 27400  30-Apr-12 CPW Yes Against  07-Jun-12 Against Mngmt
  Reauthorize Board Chairman to Serve as CEO M22465104 27400  30-Apr-12 CPW Yes Against  07-Jun-12 Against Mngmt
  Indicate Personal/Controlling Interest in Proposed Agenda Item M22465104 27400  30-Apr-12 CPW Yes Against  07-Jun-12 Against Mngmt
Priceline.com Incorporated Elect Directos (8) 741503403 3015  12-Apr-12 PCLN Yes For  07-Jun-12 For Mngmt
  Ratify Auditors 741503403 3015  12-Apr-12 PCLN Yes For  07-Jun-12 For Mngmt
  Advisory Vote to Ratify Names Executive Officers' Compensation 741503403 3015  12-Apr-12 PCLN Yes For  07-Jun-12 For Mngmt
  Provide Right to Act by Written Consent 741503403 3015  12-Apr-12 PCLN Yes For  07-Jun-12 Against SH
Celegene Corporation Elect Directors (9) 15102104 21400  18-Apr-12 CELG Yes For  13-Jun-12 For Mngmt
  Ratify Auditors 15102104 21400  18-Apr-12 CELG Yes For  13-Jun-12 For Mngmt
  Amend Omnibus Stock Plan 15102104 21400  18-Apr-12 CELG Yes For  13-Jun-12 For Mngmt
  Adivsory Vote to Ratify Names Executive Officers' Compensation 15102104 21400  18-Apr-12 CELG Yes For  13-Jun-12 For Mngmt
  Amend Articles/Bylaws/Charter - Call Special Meeting 15102104 21400  18-Apr-12 CELG Yes For  13-Jun-12 Against SH

 

 
 

The Kroger Co. Elect Directors (14) 501044101 67000  23-Apr-12 KR Yes For  21-Jun-12 For Mngmt
  Advisory Vote to Ratify Names Executive Officers' Compensation 501044101 67000  23-Apr-12 KR Yes For  21-Jun-12 For Mngmt
  Ratify Auditors 501044101 67000  23-Apr-12 KR Yes For  21-Jun-12 For Mngmt
  Adopt ILO Based Code of Conduct 501044101 67000  23-Apr-12 KR Yes Against  21-Jun-12 For SH
  Report on Adopting External Producer Respomsibility Policy 501044101 67000  23-Apr-12 KR Yes Against  21-Jun-12 For SH
Bed Bath & Beyond Inc. Elect Directors (9) 75896100 25670  04-May-12 BBBY Yes For  22-Jun-12 For Mngmt
  Ratify Auditors 75896100 25670  04-May-12 BBBY Yes For  22-Jun-12 For Mngmt
  Advisory Vote to Ratify Names Executive Officers' Compensation 75896100 25670  04-May-12 BBBY Yes For  22-Jun-12 For Mngmt
  Approve Omnibus Stock Plan 75896100 25670  04-May-12 BBBY Yes Against  22-Jun-12 Against Mngmt

 

 
 

Mount Lucas US Focused Equity Fund
                       
Issuer Name Ticker Meeting Date Record Date CUSIP Item Number Proposal Proposed By Whether the Fund Cast Vote on Matter Policy Rec Vote Instruction Whether Vote Was For or Against Management
Aggreko plc AGK 05-Jul-11  03-Jul-11 G0116S102    1 Approve Return of Cash to Shareholders Management Yes For For For
                       
Issuer Name Ticker Meeting Date Record Date CUSIP Item Number Proposal Proposed By Whether the Fund Cast Vote on Matter Policy Rec Vote Instruction Whether Vote Was For or Against Management
Kabel Deutschland Holding AG KD8 13-Oct-11  21-Sep-11 N/A    1 Receive Financial Statements and Statutory Reports for Fiscal 2010/2011 (Non-Voting)   N/A      
Kabel Deutschland Holding AG KD8 13-Oct-11  21-Sep-11 N/A    2 Approve Discharge of Management Board for Fiscal 2010/2011 Management Yes For For For
Kabel Deutschland Holding AG KD8 13-Oct-11  21-Sep-11 N/A    3 Approve Discharge of Supervisory Board for Fiscal 2010/2011 Management Yes For For For
Kabel Deutschland Holding AG KD8 13-Oct-11  21-Sep-11 N/A    4 Ratify Ernst & Young as Auditors for Fiscal 2011/2012 Management Yes For For For
Kabel Deutschland Holding AG KD8 13-Oct-11  21-Sep-11 N/A    5 Cancel Authorization for Management Board Not to Disclose Individualized Remuneration of its Members Management Yes For For For
                       
Issuer Name Ticker Meeting Date Record Date CUSIP Item Number Proposal Proposed By Whether the Fund Cast Vote on Matter Policy Rec Vote Instruction Whether Vote Was For or Against Management
Archer-Daniels-Midland Company ADM 03-Nov-11  09-Sep-11 039483102    1 Elect Director George W. Buckley Management Yes For For For
Archer-Daniels-Midland Company ADM 03-Nov-11  09-Sep-11 039483102    2 Elect Director Mollie Hale Carter Management Yes For For For
Archer-Daniels-Midland Company ADM 03-Nov-11  09-Sep-11 039483102    3 Elect Director Terrell K. Crews Management Yes For For For
Archer-Daniels-Midland Company ADM 03-Nov-11  09-Sep-11 039483102    4 Elect Director Pierre Dufour Management Yes For For For
Archer-Daniels-Midland Company ADM 03-Nov-11  09-Sep-11 039483102    5 Elect Director Donald E. Felsinger Management Yes For For For
Archer-Daniels-Midland Company ADM 03-Nov-11  09-Sep-11 039483102    6 Elect Director Antonio Maciel Management Yes For For For
Archer-Daniels-Midland Company ADM 03-Nov-11  09-Sep-11 039483102    7 Elect Director Patrick J. Moore Management Yes For For For
Archer-Daniels-Midland Company ADM 03-Nov-11  09-Sep-11 039483102    8 Elect Director Thomas F. O'Neill Management Yes For For For
Archer-Daniels-Midland Company ADM 03-Nov-11  09-Sep-11 039483102    9 Elect Director Kelvin R. Westbrook Management Yes For For For
Archer-Daniels-Midland Company ADM 03-Nov-11  09-Sep-11 039483102    10 Elect Director Patricia A. Woertz Management Yes For For For
Archer-Daniels-Midland Company ADM 03-Nov-11  09-Sep-11 039483102    11 Ratify Auditors Management Yes For For For
Archer-Daniels-Midland Company ADM 03-Nov-11  09-Sep-11 039483102    12 Advisory Vote to Ratify Named Executive Officers' Compensation Management Yes For For For
Archer-Daniels-Midland Company ADM 03-Nov-11  09-Sep-11 039483102    13 Advisory Vote on Say on Pay Frequency Management Yes One Year One Year One Year
Archer-Daniels-Midland Company ADM 03-Nov-11  09-Sep-11 039483102    14 Adopt Policy to Prohibit Political Spending Share Holder Yes Against Against For
Archer-Daniels-Midland Company ADM 03-Nov-11  09-Sep-11 039483102    15 Report on Political Contributions Share Holder Yes For For Against
Archer-Daniels-Midland Company ADM 03-Nov-11  09-Sep-11 039483102    16 Adopt and Implement Sustainable Palm Oil Policy Share Holder Yes Against Against For
                       
Issuer Name Ticker Meeting Date Record Date CUSIP Item Number Proposal Proposed By Whether the Fund Cast Vote on Matter Policy Rec Vote Instruction Whether Vote Was For or Against Management
JDS Uniphase Corporation JDSU 16-Nov-11  20-Sep-11 46612J507    1.1 Elect Director Penelope A. Herscher Management Yes For For For
JDS Uniphase Corporation JDSU 16-Nov-11  20-Sep-11 46612J507    1.2 Elect Director Masood Jabbar Management Yes For For For
JDS Uniphase Corporation JDSU 16-Nov-11  20-Sep-11 46612J507    1.3 Elect Director Thomas Waechter Management Yes For For For
JDS Uniphase Corporation JDSU 16-Nov-11  20-Sep-11 46612J507    2 Ratify Auditors Management Yes For For For
JDS Uniphase Corporation JDSU 16-Nov-11  20-Sep-11 46612J507    3 Advisory Vote to Ratify Named Executive Officers' Compensation Management Yes For For For
JDS Uniphase Corporation JDSU 16-Nov-11  20-Sep-11 46612J507    4 Advisory Vote on Say on Pay Frequency Management Yes One Year One Year For
                       
Issuer Name Ticker Meeting Date Record Date CUSIP Item Number Proposal Proposed By Whether the Fund Cast Vote on Matter Policy Rec Vote Instruction Whether Vote Was For or Against Management
Cisco Systems, Inc. CSCO 07-Dec-11  10-Oct-11 17275R102    1 Elect Director Carol A. Bartz Management Yes For For For
Cisco Systems, Inc. CSCO 07-Dec-11  10-Oct-11 17275R102    2 Elect Director M. Michele Burns Management Yes For For For
Cisco Systems, Inc. CSCO 07-Dec-11  10-Oct-11 17275R102    3 Elect Director Michael D. Capellas Management Yes For For For
Cisco Systems, Inc. CSCO 07-Dec-11  10-Oct-11 17275R102    4 Elect Director Larry R. Carter Management Yes For For For
Cisco Systems, Inc. CSCO 07-Dec-11  10-Oct-11 17275R102    5 Elect Director John T. Chambers Management Yes For For For
Cisco Systems, Inc. CSCO 07-Dec-11  10-Oct-11 17275R102    6 Elect Director Brian L. Halla Management Yes For For For
Cisco Systems, Inc. CSCO 07-Dec-11  10-Oct-11 17275R102    7 Elect Director John L. Hennessy Management Yes For For For
Cisco Systems, Inc. CSCO 07-Dec-11  10-Oct-11 17275R102    8 Elect Director Richard M. Kovacevich Management Yes For For For
Cisco Systems, Inc. CSCO 07-Dec-11  10-Oct-11 17275R102    9 Elect Director Roderick C. McGeary Management Yes For For For
Cisco Systems, Inc. CSCO 07-Dec-11  10-Oct-11 17275R102    10 Elect Director Arun Sarin Management Yes For For For
Cisco Systems, Inc. CSCO 07-Dec-11  10-Oct-11 17275R102    11 Elect Director Steven M. West Management Yes For For For
Cisco Systems, Inc. CSCO 07-Dec-11  10-Oct-11 17275R102    12 Elect Director Jerry Yang Management Yes For For For
Cisco Systems, Inc. CSCO 07-Dec-11  10-Oct-11 17275R102    13 Amend Omnibus Stock Plan Management Yes For For For
Cisco Systems, Inc. CSCO 07-Dec-11  10-Oct-11 17275R102    14 Advisory Vote to Ratify Named Executive Officers' Compensation Management Yes For For For
Cisco Systems, Inc. CSCO 07-Dec-11  10-Oct-11 17275R102    15 Advisory Vote on Say on Pay Frequency Management Yes One Year One Year One Year
Cisco Systems, Inc. CSCO 07-Dec-11  10-Oct-11 17275R102    16 Ratify Auditors Management Yes For For For
Cisco Systems, Inc. CSCO 07-Dec-11  10-Oct-11 17275R102    17 Amend Bylaws to Establish a Board Committee on Environmental Sustainability Share Holder Yes Against Against For
Cisco Systems, Inc. CSCO 07-Dec-11  10-Oct-11 17275R102    18 Report on Internet Fragmentation Share Holder Yes For For Against
Cisco Systems, Inc. CSCO 07-Dec-11  10-Oct-11 17275R102    19 Stock Retention/Holding Period Share Holder Yes For For Against

 

 
 

                       
Issuer Name Ticker Meeting Date Record Date CUSIP Item Number Proposal Proposed By Whether the Fund Cast Vote on Matter Policy Rec Vote Instruction Whether Vote Was For or Against Management
Jabil Circuit, Inc. JBL 26-Jan-12  28-Nov-11 466313103    1.1 Elect Director Martha F. Brooks Management Yes For For For
Jabil Circuit, Inc. JBL 26-Jan-12  28-Nov-11 466313103    1.2 Elect Director Mel S. Lavitt Management Yes For For For
Jabil Circuit, Inc. JBL 26-Jan-12  28-Nov-11 466313103    1.3 Elect Director Timothy L. Main Management Yes For For For
Jabil Circuit, Inc. JBL 26-Jan-12  28-Nov-11 466313103    1.4 Elect Director William D. Morean Management Yes For For For
Jabil Circuit, Inc. JBL 26-Jan-12  28-Nov-11 466313103    1.5 Elect Director Lawrence J. Murphy Management Yes For For For
Jabil Circuit, Inc. JBL 26-Jan-12  28-Nov-11 466313103    1.6 Elect Director Frank A. Newman Management Yes For For For
Jabil Circuit, Inc. JBL 26-Jan-12  28-Nov-11 466313103    1.7 Elect Director Steven A. Raymund Management Yes For For For
Jabil Circuit, Inc. JBL 26-Jan-12  28-Nov-11 466313103    1.8 Elect Director Thomas A. Sansone Management Yes For For For
Jabil Circuit, Inc. JBL 26-Jan-12  28-Nov-11 466313103    1.9 Elect Director David M. Stout Management Yes For For For
Jabil Circuit, Inc. JBL 26-Jan-12  28-Nov-11 466313103    2 Ratify Auditors Management Yes For For For
Jabil Circuit, Inc. JBL 26-Jan-12  28-Nov-11 466313103    3 Advisory Vote to Ratify Named Executive Officers' Compensation Management Yes For For For
Jabil Circuit, Inc. JBL 26-Jan-12  28-Nov-11 466313103    4 Advisory Vote on Say on Pay Frequency Management Yes One Year One Year For
Jabil Circuit, Inc. JBL 26-Jan-12  28-Nov-11 466313103    5 Other Business Management Yes Against Against Against
                       
Issuer Name Ticker Meeting Date Record Date CUSIP Item Number Proposal Proposed By Whether the Fund Cast Vote on Matter Policy Rec Vote Instruction Whether Vote Was For or Against Management
Challenger Ltd CGF 28-Feb-12  26-Feb-12 Q22685103    1 Approve the Chief Executive Officer Remuneration and Retirement Arrangements Management Yes For For For
                       
Issuer Name Ticker Meeting Date Record Date CUSIP Item Number Proposal Proposed By Whether the Fund Cast Vote on Matter Policy Rec Vote Instruction Whether Vote Was For or Against Management
Infineon Technologies AG IFX 08-Mar-12   D35415104    1 Receive Financial Statements and Statutory Reports for Fiscal 2010/2011 (Non-Voting)   N/A      
Infineon Technologies AG IFX 08-Mar-12   D35415104    2 Approve Allocation of Income and Dividends of EUR 0.12 per Share Management Yes For For For
Infineon Technologies AG IFX 08-Mar-12   D35415104    3 Approve Discharge of Management Board for Fiscal 2010/2011 Management Yes For For For
Infineon Technologies AG IFX 08-Mar-12   D35415104    4 Approve Discharge of Supervisory Board for Fiscal 2010/2011 Management Yes For For For
Infineon Technologies AG IFX 08-Mar-12   D35415104    5 Ratify KPMG as Auditors for Fiscal 2011/2012 Management Yes For For For
                       
Issuer Name Ticker Meeting Date Record Date CUSIP Item Number Proposal Proposed By Whether the Fund Cast Vote on Matter Policy Rec Vote Instruction Whether Vote Was For or Against Management
Wartsila Oyj WRT1V 08-Mar-12  27-Feb-12 X98155116    1 Open Meeting   N/A      
Wartsila Oyj WRT1V 08-Mar-12  27-Feb-12 X98155116    2 Call the Meeting to Order   N/A      
Wartsila Oyj WRT1V 08-Mar-12  27-Feb-12 X98155116    3 Designate Inspector or Shareholder Representative(s) of Minutes of Meeting Management Yes For For For
Wartsila Oyj WRT1V 08-Mar-12  27-Feb-12 X98155116    4 Acknowledge Proper Convening of Meeting Management Yes For For For
Wartsila Oyj WRT1V 08-Mar-12  27-Feb-12 X98155116    5 Prepare and Approve List of Shareholders Management Yes For For For
Wartsila Oyj WRT1V 08-Mar-12  27-Feb-12 X98155116    6 Receive Financial Statements and Statutory Reports, the Board's Report, and the Auditor's Report; Receive Review by the CEO   N/A      
Wartsila Oyj WRT1V 08-Mar-12  27-Feb-12 X98155116    7 Accept Financial Statements and Statutory Reports Management Yes For For For
Wartsila Oyj WRT1V 08-Mar-12  27-Feb-12 X98155116    8 Approve Allocation of Income and Dividends of EUR 0.90 Per Share Management Yes For For For
Wartsila Oyj WRT1V 08-Mar-12  27-Feb-12 X98155116    9 Approve Discharge of Board and President Management Yes For For For
Wartsila Oyj WRT1V 08-Mar-12  27-Feb-12 X98155116    10 Approve Remuneration of Directors in the Amount of EUR 120,000 for Chairman, EUR 90,000 for Vice Chairman, and EUR 60,000 for Other Directors; Approve Meeting Fees; Approve Remuneration for Committee Work Management Yes For For For
Wartsila Oyj WRT1V 08-Mar-12  27-Feb-12 X98155116    11 Fix Number of Directors at Nine Management Yes For For For
Wartsila Oyj WRT1V 08-Mar-12  27-Feb-12 X98155116    12 Reelect Maarit Aarni-Sirvio, Kaj-Gustaf Bergh, Alexander Ehrnrooth, Paul Ehrnrooth, Lars Josefsson, Mikael Lilius (Chairman), Markus Rauramo, and Matti Vuoria (Vice Chairman) as Directors; Elect Gunilla Nordstrom as New Director Management Yes For For For
Wartsila Oyj WRT1V 08-Mar-12  27-Feb-12 X98155116    13 Approve Remuneration of Auditors Management Yes For For For
Wartsila Oyj WRT1V 08-Mar-12  27-Feb-12 X98155116    14 Ratify KPMG as Auditors Management Yes For For For
Wartsila Oyj WRT1V 08-Mar-12  27-Feb-12 X98155116    15a Authorize Repurchase of up to 19 Million Issued Shares Management Yes For For For
Wartsila Oyj WRT1V 08-Mar-12  27-Feb-12 X98155116    15b Approve Issuance of up to 19 Million Shares without Preemptive Rights Management Yes For For For
Wartsila Oyj WRT1V 08-Mar-12  27-Feb-12 X98155116    16 Close Meeting   N/A      
                       
Issuer Name Ticker Meeting Date Record Date CUSIP Item Number Proposal Proposed By Whether the Fund Cast Vote on Matter Policy Rec Vote Instruction Whether Vote Was For or Against Management
Whole Foods Market, Inc. WFM 09-Mar-12  10-Jan-12 966837106    1.1 Elect Director John Elstrott Management Yes For For For
Whole Foods Market, Inc. WFM 09-Mar-12  10-Jan-12 966837106    1.2 Elect Director Gabrielle Greene Management Yes For For For
Whole Foods Market, Inc. WFM 09-Mar-12  10-Jan-12 966837106    1.3 Elect Director Shahid (Hass) Hassan Management Yes For For For
Whole Foods Market, Inc. WFM 09-Mar-12  10-Jan-12 966837106    1.4 Elect Director Stephanie Kugelman Management Yes For For For
Whole Foods Market, Inc. WFM 09-Mar-12  10-Jan-12 966837106    1.5 Elect Director John Mackey Management Yes For For For
Whole Foods Market, Inc. WFM 09-Mar-12  10-Jan-12 966837106    1.6 Elect Director Walter Robb Management Yes For For For
Whole Foods Market, Inc. WFM 09-Mar-12  10-Jan-12 966837106    1.7 Elect Director Jonathan Seiffer Management Yes For For For
Whole Foods Market, Inc. WFM 09-Mar-12  10-Jan-12 966837106    1.8 Elect Director Morris (Mo) Siegel Management Yes For For For
Whole Foods Market, Inc. WFM 09-Mar-12  10-Jan-12 966837106    1.9 Elect Director Jonathan Sokoloff Management Yes For For For
Whole Foods Market, Inc. WFM 09-Mar-12  10-Jan-12 966837106    1.10 Elect Director Ralph Sorenson Management Yes For For For
Whole Foods Market, Inc. WFM 09-Mar-12  10-Jan-12 966837106    1.11 Elect Director W. (Kip) Tindell, III Management Yes For For For
Whole Foods Market, Inc. WFM 09-Mar-12  10-Jan-12 966837106    2 Ratify Auditors Management Yes For For For
Whole Foods Market, Inc. WFM 09-Mar-12  10-Jan-12 966837106    3 Advisory Vote to Ratify Named Executive Officers' Compensation Management Yes For For For
Whole Foods Market, Inc. WFM 09-Mar-12  10-Jan-12 966837106    4 Increase Authorized Common Stock Management Yes For For For
Whole Foods Market, Inc. WFM 09-Mar-12  10-Jan-12 966837106    5 Amend Articles/Bylaws/Charter -- Removal of Directors Share Holder Yes For For Against
Whole Foods Market, Inc. WFM 09-Mar-12  10-Jan-12 966837106    6 Require Independent Board Chairman Share Holder Yes For For Against

 

 
 

                       
Issuer Name Ticker Meeting Date Record Date CUSIP Item Number Proposal Proposed By Whether the Fund Cast Vote on Matter Policy Rec Vote Instruction Whether Vote Was For or Against Management
Mapfre S.A. MAP 10-Mar-12  03-Mar-12 E7347B107   Annual Meeting   N/A      
Mapfre S.A. MAP 10-Mar-12  03-Mar-12 E7347B107    1 Approve Individual and Consolidated Financial Statements for Fiscal Year 2011 Management Yes For For For
Mapfre S.A. MAP 10-Mar-12  03-Mar-12 E7347B107    2 Approve Discharge of Directors Management Yes For For For
Mapfre S.A. MAP 10-Mar-12  03-Mar-12 E7347B107    3 Reelect Ignacio Baeza Gómez as Director Management Yes Against Against Against
Mapfre S.A. MAP 10-Mar-12  03-Mar-12 E7347B107    4 Reelect Luis Iturbe Sanz de Madrid as Director Management Yes For For For
Mapfre S.A. MAP 10-Mar-12  03-Mar-12 E7347B107    5 Reelect José Antonio Moral Santín as Director Management Yes Against Against Against
Mapfre S.A. MAP 10-Mar-12  03-Mar-12 E7347B107    6 Reelect Esteban Tejera Montalvo as Director Management Yes Against Against Against
Mapfre S.A. MAP 10-Mar-12  03-Mar-12 E7347B107    7 Approve Allocation of Income and Dividends of EUR 0.15 Per Share Management Yes For For For
Mapfre S.A. MAP 10-Mar-12  03-Mar-12 E7347B107    8 Approve Company's Corporate Web Site Management Yes For For For
Mapfre S.A. MAP 10-Mar-12  03-Mar-12 E7347B107    9 Amend Article 1 Management Yes For For For
Mapfre S.A. MAP 10-Mar-12  03-Mar-12 E7347B107    10 Change Location of Registered Office and Amend Article 4 Accordingly Management Yes For For For
Mapfre S.A. MAP 10-Mar-12  03-Mar-12 E7347B107    11 Amend Article 6 Management Yes For For For
Mapfre S.A. MAP 10-Mar-12  03-Mar-12 E7347B107    12 Amend Article 11 Re: General Meeting Venue Management Yes For For For
Mapfre S.A. MAP 10-Mar-12  03-Mar-12 E7347B107    13 Amend Articles 12 Re: General Meetings Management Yes For For For
Mapfre S.A. MAP 10-Mar-12  03-Mar-12 E7347B107    14 Amend Article 18 Re: Majority Requirements for Board Decisions Management Yes For For For
Mapfre S.A. MAP 10-Mar-12  03-Mar-12 E7347B107    15 Amend Article 24 Re: Audit Committee Management Yes For For For
Mapfre S.A. MAP 10-Mar-12  03-Mar-12 E7347B107    16 Amend Article 35 Re: Company Liquidation Management Yes For For For
Mapfre S.A. MAP 10-Mar-12  03-Mar-12 E7347B107    17 Amend Article 36 Re: Arbitration Management Yes For For For
Mapfre S.A. MAP 10-Mar-12  03-Mar-12 E7347B107    18 Amend General Meeting Regulations Management Yes For For For
Mapfre S.A. MAP 10-Mar-12  03-Mar-12 E7347B107    19 Authorize Increase in Capital up to 50 Percent via Issuance of Equity or Equity-Linked Securities without Preemptive Rights Management Yes Against Against Against
Mapfre S.A. MAP 10-Mar-12  03-Mar-12 E7347B107    20 Approve Listing of Shares on a Secondary Exchange Management Yes Against Against Against
Mapfre S.A. MAP 10-Mar-12  03-Mar-12 E7347B107    21 Authorize Share Repurchase of up to 10 Percent Management Yes For For For
Mapfre S.A. MAP 10-Mar-12  03-Mar-12 E7347B107    22 Advisory Vote on Remuneration Report Management Yes Against Against Against
Mapfre S.A. MAP 10-Mar-12  03-Mar-12 E7347B107    23 Reappoint Ernst & Young as Auditors Management Yes For For For
Mapfre S.A. MAP 10-Mar-12  03-Mar-12 E7347B107    24 Auhtorize Board to Undertake Necessary Actions to Implement Item 19 Management Yes Against Against Against
Mapfre S.A. MAP 10-Mar-12  03-Mar-12 E7347B107    25 Authorize Board to Ratify and Execute Approved Resolutions Management Yes For For For
Mapfre S.A. MAP 10-Mar-12  03-Mar-12 E7347B107    26 Authorize Board to Clarify or Interprete Previous Agenda Items Management Yes For For For
Mapfre S.A. MAP 10-Mar-12  03-Mar-12 E7347B107    27 Thank Individuals Who Loyally Contribute to Company's Management in FY 2011 Management Yes For For For
                       
Issuer Name Ticker Meeting Date Record Date CUSIP Item Number Proposal Proposed By Whether the Fund Cast Vote on Matter Policy Rec Vote Instruction Whether Vote Was For or Against Management
F5 Networks, Inc. FFIV 15-Mar-12  09-Jan-12 315616102    1 Elect Director Jonathan Chadwick Management Yes For For For
F5 Networks, Inc. FFIV 15-Mar-12  09-Jan-12 315616102    2 Ratify Auditors Management Yes For For For
F5 Networks, Inc. FFIV 15-Mar-12  09-Jan-12 315616102    3 Advisory Vote to Ratify Named Executive Officers' Compensation Management Yes For For For
F5 Networks, Inc. FFIV 15-Mar-12  09-Jan-12 315616102    4 Declassify the Board of Directors Share Holder Yes For For Against
                       
Issuer Name Ticker Meeting Date Record Date CUSIP Item Number Proposal Proposed By Whether the Fund Cast Vote on Matter Policy Rec Vote Instruction Whether Vote Was For or Against Management
TonenGeneral Sekiyu K.K. 5012 27-Mar-12  31-Dec-11 J8657U110    1 Approve Allocation of Income, with a Final Dividend of JPY 19 Management Yes For For For
TonenGeneral Sekiyu K.K. 5012 27-Mar-12  31-Dec-11 J8657U110    2 Amend Articles to Amend Business Lines Management Yes For For For
TonenGeneral Sekiyu K.K. 5012 27-Mar-12  31-Dec-11 J8657U110    3.1 Elect Director Miyashita, Harunari Management Yes For For For
TonenGeneral Sekiyu K.K. 5012 27-Mar-12  31-Dec-11 J8657U110    3.2 Elect Director Hirose, Takashi Management Yes For For For
TonenGeneral Sekiyu K.K. 5012 27-Mar-12  31-Dec-11 J8657U110    3.3 Elect Director Imazawa, Toyofumi Management Yes For For For
TonenGeneral Sekiyu K.K. 5012 27-Mar-12  31-Dec-11 J8657U110    4 Appoint Alternate Statutory Auditor Kobayakawa, Hisayoshi Management Yes Against Against Against
TonenGeneral Sekiyu K.K. 5012 27-Mar-12  31-Dec-11 J8657U110    5 Approve Adjustment to Aggregate Compensation Ceiling for Directors Management Yes For For For
                       
Issuer Name Ticker Meeting Date Record Date CUSIP Item Number Proposal Proposed By Whether the Fund Cast Vote on Matter Policy Rec Vote Instruction Whether Vote Was For or Against Management
Showa Shell Sekiyu K.K. 5002 29-Mar-12  31-Dec-11 J75390104    1 Approve Allocation of Income, with a Final Dividend of JPY 9 Management Yes For For For
Showa Shell Sekiyu K.K. 5002 29-Mar-12  31-Dec-11 J75390104    2.1 Elect Director Lee Tzu Yang Management Yes For For For
Showa Shell Sekiyu K.K. 5002 29-Mar-12  31-Dec-11 J75390104    2.2 Elect Director Douglas Wood Management Yes For For For
Showa Shell Sekiyu K.K. 5002 29-Mar-12  31-Dec-11 J75390104    3.1 Appoint Statutory Auditor Yamagishi, Kenji Management Yes For For For
Showa Shell Sekiyu K.K. 5002 29-Mar-12  31-Dec-11 J75390104    3.2 Appoint Statutory Auditor Yamada, Kiyotaka Management Yes For For For
Showa Shell Sekiyu K.K. 5002 29-Mar-12  31-Dec-11 J75390104    4 Approve Annual Bonus Payment to Directors and Statutory Auditors Management Yes For For For
                       
Issuer Name Ticker Meeting Date Record Date CUSIP Item Number Proposal Proposed By Whether the Fund Cast Vote on Matter Policy Rec Vote Instruction Whether Vote Was For or Against Management
Lennar Corporation LEN 11-Apr-12  15-Feb-12 526057104    1.1 Elect Director Irving Bolotin Management Yes For For For
Lennar Corporation LEN 11-Apr-12  15-Feb-12 526057104    1.2 Elect Director Steven L. Gerard Management Yes For For For
Lennar Corporation LEN 11-Apr-12  15-Feb-12 526057104    1.3 Elect Director Theron I. Gilliam Management Yes For For For
Lennar Corporation LEN 11-Apr-12  15-Feb-12 526057104    1.4 Elect Director Sherrill W. Hudson Management Yes For For For
Lennar Corporation LEN 11-Apr-12  15-Feb-12 526057104    1.5 Elect Director R. Kirk Landon Management Yes For For For
Lennar Corporation LEN 11-Apr-12  15-Feb-12 526057104    1.6 Elect Director Sidney Lapidus Management Yes For For For
Lennar Corporation LEN 11-Apr-12  15-Feb-12 526057104    1.7 Elect Director Stuart A. Miller Management Yes For For For
Lennar Corporation LEN 11-Apr-12  15-Feb-12 526057104    1.8 Elect Director Jeffrey Sonnenfeld Management Yes For For For
Lennar Corporation LEN 11-Apr-12  15-Feb-12 526057104    2 Advisory Vote to Ratify Named Executive Officers' Compensation Management Yes Against Against Against
Lennar Corporation LEN 11-Apr-12  15-Feb-12 526057104    3 Amend Omnibus Stock Plan Management Yes Against Against Against
Lennar Corporation LEN 11-Apr-12  15-Feb-12 526057104    4 Approve Executive Incentive Bonus Plan Management Yes Against Against Against
Lennar Corporation LEN 11-Apr-12  15-Feb-12 526057104    5 Ratify Auditors Management Yes For For For
Lennar Corporation LEN 11-Apr-12  15-Feb-12 526057104    6 Assess Energy Use and Establish Reduction Targets Share Holder Yes For For Against

 

 
 

                       
Issuer Name Ticker Meeting Date Record Date CUSIP Item Number Proposal Proposed By Whether the Fund Cast Vote on Matter Policy Rec Vote Instruction Whether Vote Was For or Against Management
KB Home KBH 12-Apr-12  10-Feb-12 48666K109    1 Elect Director Barbara T. Alexander Management Yes For For For
KB Home KBH 12-Apr-12  10-Feb-12 48666K109    2 Elect Director Stephen F. Bollenbach Management Yes For For For
KB Home KBH 12-Apr-12  10-Feb-12 48666K109    3 Elect Director Timothy W. Finchem Management Yes For For For
KB Home KBH 12-Apr-12  10-Feb-12 48666K109    4 Elect Director Kenneth M. Jastrow, II Management Yes For For For
KB Home KBH 12-Apr-12  10-Feb-12 48666K109    5 Elect Director Robert L. Johnson Management Yes For For For
KB Home KBH 12-Apr-12  10-Feb-12 48666K109    6 Elect Director Melissa Lora Management Yes For For For
KB Home KBH 12-Apr-12  10-Feb-12 48666K109    7 Elect Director Michael G. McCaffery Management Yes For For For
KB Home KBH 12-Apr-12  10-Feb-12 48666K109    8 Elect Director Jeffrey T. Mezger Management Yes For For For
KB Home KBH 12-Apr-12  10-Feb-12 48666K109    9 Elect Director Luis G. Nogales Management Yes For For For
KB Home KBH 12-Apr-12  10-Feb-12 48666K109    10 Ratify Auditors Management Yes For For For
KB Home KBH 12-Apr-12  10-Feb-12 48666K109    11 Advisory Vote to Ratify Named Executive Officers' Compensation Management Yes Against Against Against
                       
Issuer Name Ticker Meeting Date Record Date CUSIP Item Number Proposal Proposed By Whether the Fund Cast Vote on Matter Policy Rec Vote Instruction Whether Vote Was For or Against Management
Citigroup Inc. C 17-Apr-12  21-Feb-12 172967424    1 Elect Director Franz B. Humer Management Yes For For For
Citigroup Inc. C 17-Apr-12  21-Feb-12 172967424    2 Elect Director Robert L. Joss Management Yes For For For
Citigroup Inc. C 17-Apr-12  21-Feb-12 172967424    3 Elect Director Michael E. O'Neill Management Yes For For For
Citigroup Inc. C 17-Apr-12  21-Feb-12 172967424    4 Elect Director Vikram S. Pandit Management Yes For For For
Citigroup Inc. C 17-Apr-12  21-Feb-12 172967424    5 Elect Director Lawrence R. Ricciardi Management Yes For For For
Citigroup Inc. C 17-Apr-12  21-Feb-12 172967424    6 Elect Director Judith Rodin Management Yes For For For
Citigroup Inc. C 17-Apr-12  21-Feb-12 172967424    7 Elect Director Robert L. Ryan Management Yes For For For
Citigroup Inc. C 17-Apr-12  21-Feb-12 172967424    8 Elect Director Anthony M. Santomero Management Yes For For For
Citigroup Inc. C 17-Apr-12  21-Feb-12 172967424    9 Elect Director Joan E. Spero Management Yes For For For
Citigroup Inc. C 17-Apr-12  21-Feb-12 172967424    10 Elect Director Diana L. Taylor Management Yes For For For
Citigroup Inc. C 17-Apr-12  21-Feb-12 172967424    11 Elect Director William S. Thompson, Jr. Management Yes For For For
Citigroup Inc. C 17-Apr-12  21-Feb-12 172967424    12 Elect Director Ernesto Zedillo Ponce de Leon Management Yes For For For
Citigroup Inc. C 17-Apr-12  21-Feb-12 172967424    13 Ratify Auditors Management Yes For For For
Citigroup Inc. C 17-Apr-12  21-Feb-12 172967424    14 Amend Omnibus Stock Plan Management Yes For For For
Citigroup Inc. C 17-Apr-12  21-Feb-12 172967424    15 Advisory Vote to Ratify Named Executive Officers' Compensation Management Yes Against Against Against
Citigroup Inc. C 17-Apr-12  21-Feb-12 172967424    16 Disclose Prior Government Service Share Holder Yes Against Against For
Citigroup Inc. C 17-Apr-12  21-Feb-12 172967424    17 Report on Political Contributions and Lobbying Expenditures Share Holder Yes Against Against For
Citigroup Inc. C 17-Apr-12  21-Feb-12 172967424    18 Stock Retention/Holding Period Share Holder Yes For For Against
Citigroup Inc. C 17-Apr-12  21-Feb-12 172967424    19 Require Audit Committee Review and Report on Controls Related to Loans, Foreclosure and Securitizations Share Holder Yes Against Against For
                       
Issuer Name Ticker Meeting Date Record Date CUSIP Item Number Proposal Proposed By Whether the Fund Cast Vote on Matter Policy Rec Vote Instruction Whether Vote Was For or Against Management
Whirlpool Corporation WHR 17-Apr-12  21-Feb-12 963320106    1 Elect Director Samuel R. Allen Management Yes For For For
Whirlpool Corporation WHR 17-Apr-12  21-Feb-12 963320106    2 Elect Director Gary T. Dicamillo Management Yes For For For
Whirlpool Corporation WHR 17-Apr-12  21-Feb-12 963320106    3 Elect Director Jeff M. Fettig Management Yes For For For
Whirlpool Corporation WHR 17-Apr-12  21-Feb-12 963320106    4 Elect Director Kathleen J. Hempel Management Yes For For For
Whirlpool Corporation WHR 17-Apr-12  21-Feb-12 963320106    5 Elect Director Michael F. Johnston Management Yes For For For
Whirlpool Corporation WHR 17-Apr-12  21-Feb-12 963320106    6 Elect Director William T. Kerr Management Yes For For For
Whirlpool Corporation WHR 17-Apr-12  21-Feb-12 963320106    7 Elect Director John D. Liu Management Yes For For For
Whirlpool Corporation WHR 17-Apr-12  21-Feb-12 963320106    8 Elect Director Harish Manwani Management Yes For For For
Whirlpool Corporation WHR 17-Apr-12  21-Feb-12 963320106    9 Elect Director Miles L. Marsh Management Yes For For For
Whirlpool Corporation WHR 17-Apr-12  21-Feb-12 963320106    10 Elect Director William D. Perez Management Yes For For For
Whirlpool Corporation WHR 17-Apr-12  21-Feb-12 963320106    11 Elect Director Michael A. Todman Management Yes For For For
Whirlpool Corporation WHR 17-Apr-12  21-Feb-12 963320106    12 Elect Director Michael D. White Management Yes For For For
Whirlpool Corporation WHR 17-Apr-12  21-Feb-12 963320106    13 Advisory Vote to Ratify Named Executive Officers' Compensation Management Yes For For For
Whirlpool Corporation WHR 17-Apr-12  21-Feb-12 963320106    14 Ratify Auditors Management Yes For For For
Whirlpool Corporation WHR 17-Apr-12  21-Feb-12 963320106    15 Death Benefits/Golden Coffins Share Holder Yes For For Against
                       
Issuer Name Ticker Meeting Date Record Date CUSIP Item Number Proposal Proposed By Whether the Fund Cast Vote on Matter Policy Rec Vote Instruction Whether Vote Was For or Against Management
L-3 Communications Holdings, Inc. LLL 24-Apr-12  01-Mar-12 502424104    1 Elect Director Lewis Kramer Management Yes For For For
L-3 Communications Holdings, Inc. LLL 24-Apr-12  01-Mar-12 502424104    2 Elect Director Robert B. Millard Management Yes For For For
L-3 Communications Holdings, Inc. LLL 24-Apr-12  01-Mar-12 502424104    3 Elect Director Arthur L. Simon Management Yes For For For
L-3 Communications Holdings, Inc. LLL 24-Apr-12  01-Mar-12 502424104    4 Approve Executive Incentive Bonus Plan Management Yes For For For
L-3 Communications Holdings, Inc. LLL 24-Apr-12  01-Mar-12 502424104    5 Ratify Auditors Management Yes For For For
L-3 Communications Holdings, Inc. LLL 24-Apr-12  01-Mar-12 502424104    6 Advisory Vote to Ratify Named Executive Officers' Compensation Management Yes For For For
                       
Issuer Name Ticker Meeting Date Record Date CUSIP Item Number Proposal Proposed By Whether the Fund Cast Vote on Matter Policy Rec Vote Instruction Whether Vote Was For or Against Management
The Chubb Corporation CB 24-Apr-12  02-Mar-12 171232101    1 Elect Director Zoe Baird Budinger Management Yes For For For
The Chubb Corporation CB 24-Apr-12  02-Mar-12 171232101    2 Elect Director Sheila P. Burke Management Yes For For For
The Chubb Corporation CB 24-Apr-12  02-Mar-12 171232101    3 Elect Director James I. Cash, Jr. Management Yes For For For
The Chubb Corporation CB 24-Apr-12  02-Mar-12 171232101    4 Elect Director John D. Finnegan Management Yes For For For
The Chubb Corporation CB 24-Apr-12  02-Mar-12 171232101    5 Elect Director Lawrence W. Kellner Management Yes For For For
The Chubb Corporation CB 24-Apr-12  02-Mar-12 171232101    6 Elect Director Martin G. McGuinn Management Yes For For For
The Chubb Corporation CB 24-Apr-12  02-Mar-12 171232101    7 Elect Director Lawrence M. Small Management Yes For For For
The Chubb Corporation CB 24-Apr-12  02-Mar-12 171232101    8 Elect Director Jess Soderberg Management Yes For For For
The Chubb Corporation CB 24-Apr-12  02-Mar-12 171232101    9 Elect Director Daniel E. Somers Management Yes For For For
The Chubb Corporation CB 24-Apr-12  02-Mar-12 171232101    10 Elect Director James M. Zimmerman Management Yes For For For
The Chubb Corporation CB 24-Apr-12  02-Mar-12 171232101    11 Elect Director Alfred W. Zollar Management Yes For For For
The Chubb Corporation CB 24-Apr-12  02-Mar-12 171232101    12 Ratify Auditors Management Yes For For For
The Chubb Corporation CB 24-Apr-12  02-Mar-12 171232101    13 Advisory Vote to Ratify Named Executive Officers' Compensation Management Yes For For For
The Chubb Corporation CB 24-Apr-12  02-Mar-12 171232101    14 Adopt Proxy Statement Reporting on Political Contributions and Advisory Vote Share Holder Yes Against Against For

 

 
 

                       
Issuer Name Ticker Meeting Date Record Date CUSIP Item Number Proposal Proposed By Whether the Fund Cast Vote on Matter Policy Rec Vote Instruction Whether Vote Was For or Against Management
Wells Fargo & Company WFC 24-Apr-12  24-Feb-12 949746101    1 Elect Director John D. Baker, II Management Yes For For For
Wells Fargo & Company WFC 24-Apr-12  24-Feb-12 949746101    2 Elect Director Elaine L. Chao Management Yes For For For
Wells Fargo & Company WFC 24-Apr-12  24-Feb-12 949746101    3 Elect Director John S. Chen Management Yes For For For
Wells Fargo & Company WFC 24-Apr-12  24-Feb-12 949746101    4 Elect Director Lloyd H. Dean Management Yes For For For
Wells Fargo & Company WFC 24-Apr-12  24-Feb-12 949746101    5 Elect Director Susan E. Engel Management Yes For For For
Wells Fargo & Company WFC 24-Apr-12  24-Feb-12 949746101    6 Elect Director Enrique Hernandez, Jr. Management Yes For For For
Wells Fargo & Company WFC 24-Apr-12  24-Feb-12 949746101    7 Elect Director Donald M. James Management Yes For For For
Wells Fargo & Company WFC 24-Apr-12  24-Feb-12 949746101    8 Elect Director Cynthia H. Milligan Management Yes For For For
Wells Fargo & Company WFC 24-Apr-12  24-Feb-12 949746101    9 Elect Director Nicholas G. Moore Management Yes For For For
Wells Fargo & Company WFC 24-Apr-12  24-Feb-12 949746101    10 Elect Director Federico F. Pena Management Yes For For For
Wells Fargo & Company WFC 24-Apr-12  24-Feb-12 949746101    11 Elect Director Philip J. Quigley Management Yes Against Against Against
Wells Fargo & Company WFC 24-Apr-12  24-Feb-12 949746101    12 Elect Director Judith M. Runstad Management Yes For For For
Wells Fargo & Company WFC 24-Apr-12  24-Feb-12 949746101    13 Elect Director Stephen W. Sanger Management Yes For For For
Wells Fargo & Company WFC 24-Apr-12  24-Feb-12 949746101    14 Elect Director John G. Stumpf Management Yes For For For
Wells Fargo & Company WFC 24-Apr-12  24-Feb-12 949746101    15 Elect Director Susan G. Swenson Management Yes For For For
Wells Fargo & Company WFC 24-Apr-12  24-Feb-12 949746101    16 Advisory Vote to Ratify Named Executive Officers' Compensation Management Yes For For For
Wells Fargo & Company WFC 24-Apr-12  24-Feb-12 949746101    17 Ratify Auditors Management Yes For For For
Wells Fargo & Company WFC 24-Apr-12  24-Feb-12 949746101    18 Require Independent Board Chairman Share Holder Yes For For Against
Wells Fargo & Company WFC 24-Apr-12  24-Feb-12 949746101    19 Provide for Cumulative Voting Share Holder Yes For For Against
Wells Fargo & Company WFC 24-Apr-12  24-Feb-12 949746101    20 Adopt Proxy Access Right Share Holder Yes For For Against
Wells Fargo & Company WFC 24-Apr-12  24-Feb-12 949746101    21 Require Audit Committee Review and Report on Controls Related to Loans, Foreclosure and Securitizations Share Holder Yes Against Against For
                       
Issuer Name Ticker Meeting Date Record Date CUSIP Item Number Proposal Proposed By Whether the Fund Cast Vote on Matter Policy Rec Vote Instruction Whether Vote Was For or Against Management
Marathon Oil Corporation MRO 25-Apr-12  27-Feb-12 565849106    1 Elect Director Gregory H. Boyce Management Yes For For For
Marathon Oil Corporation MRO 25-Apr-12  27-Feb-12 565849106    2 Elect Director Pierre Brondeau Management Yes For For For
Marathon Oil Corporation MRO 25-Apr-12  27-Feb-12 565849106    3 Elect Director Clarence P. Cazalot, Jr. Management Yes For For For
Marathon Oil Corporation MRO 25-Apr-12  27-Feb-12 565849106    4 Elect Director Linda Z. Cook Management Yes For For For
Marathon Oil Corporation MRO 25-Apr-12  27-Feb-12 565849106    5 Elect Director Shirley Ann Jackson Management Yes For For For
Marathon Oil Corporation MRO 25-Apr-12  27-Feb-12 565849106    6 Elect Director Philip Lader Management Yes For For For
Marathon Oil Corporation MRO 25-Apr-12  27-Feb-12 565849106    7 Elect Director Michael E. J. Phelps Management Yes For For For
Marathon Oil Corporation MRO 25-Apr-12  27-Feb-12 565849106    8 Elect Director Dennis H. Reilley Management Yes For For For
Marathon Oil Corporation MRO 25-Apr-12  27-Feb-12 565849106    9 Ratify Auditors Management Yes For For For
Marathon Oil Corporation MRO 25-Apr-12  27-Feb-12 565849106    10 Advisory Vote to Ratify Named Executive Officers' Compensation Management Yes For For For
Marathon Oil Corporation MRO 25-Apr-12  27-Feb-12 565849106    11 Approve Omnibus Stock Plan Management Yes For For For
                       
Issuer Name Ticker Meeting Date Record Date CUSIP Item Number Proposal Proposed By Whether the Fund Cast Vote on Matter Policy Rec Vote Instruction Whether Vote Was For or Against Management
Marathon Petroleum Corporation MPC 25-Apr-12  27-Feb-12 56585A102    1.1 Elect Director David A. Daberko Management Yes For For For
Marathon Petroleum Corporation MPC 25-Apr-12  27-Feb-12 56585A102    1.2 Elect Director Donna A. James Management Yes For For For
Marathon Petroleum Corporation MPC 25-Apr-12  27-Feb-12 56585A102    1.3 Elect Director Charles R. Lee Management Yes For For For
Marathon Petroleum Corporation MPC 25-Apr-12  27-Feb-12 56585A102    1.4 Elect Director Seth E. Schofield Management Yes For For For
Marathon Petroleum Corporation MPC 25-Apr-12  27-Feb-12 56585A102    2 Ratify Auditors Management Yes For For For
Marathon Petroleum Corporation MPC 25-Apr-12  27-Feb-12 56585A102    3 Approve Omnibus Stock Plan Management Yes For For For
Marathon Petroleum Corporation MPC 25-Apr-12  27-Feb-12 56585A102    4 Advisory Vote to Ratify Named Executive Officers' Compensation Management Yes For For For
Marathon Petroleum Corporation MPC 25-Apr-12  27-Feb-12 56585A102    5 Advisory Vote on Say on Pay Frequency Management Yes One Year One Year For
                       
Issuer Name Ticker Meeting Date Record Date CUSIP Item Number Proposal Proposed By Whether the Fund Cast Vote on Matter Policy Rec Vote Instruction Whether Vote Was For or Against Management
AT&T Inc. T 27-Apr-12  28-Feb-12 00206R102    1 Elect Director Randall L. Stephenson Management Yes For For For
AT&T Inc. T 27-Apr-12  28-Feb-12 00206R102    2 Elect Director Gilbert F. Amelio Management Yes For For For
AT&T Inc. T 27-Apr-12  28-Feb-12 00206R102    3 Elect Director Reuben V. Anderson Management Yes For For For
AT&T Inc. T 27-Apr-12  28-Feb-12 00206R102    4 Elect DirectorJames H. Blanchard Management Yes For For For
AT&T Inc. T 27-Apr-12  28-Feb-12 00206R102    5 Elect DirectorJaime Chico Pardo Management Yes For For For
AT&T Inc. T 27-Apr-12  28-Feb-12 00206R102    6 Elect Director James P. Kelly Management Yes For For For
AT&T Inc. T 27-Apr-12  28-Feb-12 00206R102    7 Elect Director Jon C. Madonna Management Yes For For For
AT&T Inc. T 27-Apr-12  28-Feb-12 00206R102    8 Elect Director John B. McCoy Management Yes For For For
AT&T Inc. T 27-Apr-12  28-Feb-12 00206R102    9 Elect Director Joyce M. Roche Management Yes For For For
AT&T Inc. T 27-Apr-12  28-Feb-12 00206R102    10 Elect Director Matthew K. Rose Management Yes For For For
AT&T Inc. T 27-Apr-12  28-Feb-12 00206R102    11 Elect Director Laura D'Andrea Tyson Management Yes For For For
AT&T Inc. T 27-Apr-12  28-Feb-12 00206R102    12 Ratification Of Appointment Of Independent Auditors. Management Yes For For For
AT&T Inc. T 27-Apr-12  28-Feb-12 00206R102    13 Advisory Vote to Ratify Named Executive Officers' Compensation Management Yes For For For
AT&T Inc. T 27-Apr-12  28-Feb-12 00206R102    14 Provide Right to Act by Written Consent Management Yes For For For
AT&T Inc. T 27-Apr-12  28-Feb-12 00206R102    15 Report on Political Contributions Share Holder Yes For For Against
AT&T Inc. T 27-Apr-12  28-Feb-12 00206R102    16 Commit to Wireless Network Neutrality Share Holder Yes Against Against For
AT&T Inc. T 27-Apr-12  28-Feb-12 00206R102    17 Require Independent Board Chairman Share Holder Yes For For Against

 

 
 

                       
Issuer Name Ticker Meeting Date Record Date CUSIP Item Number Proposal Proposed By Whether the Fund Cast Vote on Matter Policy Rec Vote Instruction Whether Vote Was For or Against Management
Cabot Oil & Gas Corporation COG 01-May-12  13-Mar-12 127097103    1 Elect Director Rhys J. Best Management Yes For For For
Cabot Oil & Gas Corporation COG 01-May-12  13-Mar-12 127097103    2 Elect Director Robert Kelley Management Yes For For For
Cabot Oil & Gas Corporation COG 01-May-12  13-Mar-12 127097103    3 Elect Director P. Dexter Peacock Management Yes For For For
Cabot Oil & Gas Corporation COG 01-May-12  13-Mar-12 127097103    4 Ratify Auditors Management Yes For For For
Cabot Oil & Gas Corporation COG 01-May-12  13-Mar-12 127097103    5 Advisory Vote to Ratify Named Executive Officers' Compensation Management Yes For For For
Cabot Oil & Gas Corporation COG 01-May-12  13-Mar-12 127097103    6 Increase Authorized Common Stock Management Yes For For For
Cabot Oil & Gas Corporation COG 01-May-12  13-Mar-12 127097103    7 Declassify the Board of Directors Management Yes For For For
Cabot Oil & Gas Corporation COG 01-May-12  13-Mar-12 127097103    8 Include Sustainability as a Performance Measure for Senior Executive Compensation Share Holder Yes Against Against For
Cabot Oil & Gas Corporation COG 01-May-12  13-Mar-12 127097103    9 Provide Sustainability Report Share Holder Yes For For Against
                       
Issuer Name Ticker Meeting Date Record Date CUSIP Item Number Proposal Proposed By Whether the Fund Cast Vote on Matter Policy Rec Vote Instruction Whether Vote Was For or Against Management
Tesoro Corporation TSO 03-May-12  13-Mar-12 881609101    1 Elect Director Rodney F. Chase Management Yes For For For
Tesoro Corporation TSO 03-May-12  13-Mar-12 881609101    2 Elect Director Gregory J. Goff Management Yes For For For
Tesoro Corporation TSO 03-May-12  13-Mar-12 881609101    3 Elect Director Robert W. Goldman Management Yes For For For
Tesoro Corporation TSO 03-May-12  13-Mar-12 881609101    4 Elect Director Steven H. Grapstein Management Yes For For For
Tesoro Corporation TSO 03-May-12  13-Mar-12 881609101    5 Elect Director David Lilley Management Yes For For For
Tesoro Corporation TSO 03-May-12  13-Mar-12 881609101    6 Elect Director J.W. Nokes Management Yes For For For
Tesoro Corporation TSO 03-May-12  13-Mar-12 881609101    7 Elect Director Susan Tomasky Management Yes For For For
Tesoro Corporation TSO 03-May-12  13-Mar-12 881609101    8 Elect Director Michael E. Wiley Management Yes For For For
Tesoro Corporation TSO 03-May-12  13-Mar-12 881609101    9 Elect Director Patrick Y. Yang Management Yes For For For
Tesoro Corporation TSO 03-May-12  13-Mar-12 881609101    10 Advisory Vote to Ratify Named Executive Officers' Compensation Management Yes For For For
Tesoro Corporation TSO 03-May-12  13-Mar-12 881609101    11 Ratify Auditors Management Yes For For For
                       
Issuer Name Ticker Meeting Date Record Date CUSIP Item Number Proposal Proposed By Whether the Fund Cast Vote on Matter Policy Rec Vote Instruction Whether Vote Was For or Against Management
Valero Energy Corporation VLO 03-May-12  05-Mar-12 91913Y100    1 Elect Director Ronald K. Calgaard Management Yes For For For
Valero Energy Corporation VLO 03-May-12  05-Mar-12 91913Y100    2 Elect Director Jerry D. Choate Management Yes For For For
Valero Energy Corporation VLO 03-May-12  05-Mar-12 91913Y100    3 Elect Director Ruben M. Escobedo Management Yes For For For
Valero Energy Corporation VLO 03-May-12  05-Mar-12 91913Y100    4 Elect Director William R. Klesse Management Yes For For For
Valero Energy Corporation VLO 03-May-12  05-Mar-12 91913Y100    5 Elect Director Bob Marbut Management Yes For For For
Valero Energy Corporation VLO 03-May-12  05-Mar-12 91913Y100    6 Elect Director Donald L. Nickles Management Yes For For For
Valero Energy Corporation VLO 03-May-12  05-Mar-12 91913Y100    7 Elect Director Philip J. Pfeiffer Management Yes For For For
Valero Energy Corporation VLO 03-May-12  05-Mar-12 91913Y100    8 Elect Director Robert A. Profusek Management Yes For For For
Valero Energy Corporation VLO 03-May-12  05-Mar-12 91913Y100    9 Elect Director Susan Kaufman Purcell Management Yes For For For
Valero Energy Corporation VLO 03-May-12  05-Mar-12 91913Y100    10 Elect Director Stephen M. Waters Management Yes For For For
Valero Energy Corporation VLO 03-May-12  05-Mar-12 91913Y100    11 Elect Director Randall J. Weisenburger Management Yes For For For
Valero Energy Corporation VLO 03-May-12  05-Mar-12 91913Y100    12 Elect Director Rayford Wilkins, Jr. Management Yes For For For
Valero Energy Corporation VLO 03-May-12  05-Mar-12 91913Y100    13 Ratify Auditors Management Yes For For For
Valero Energy Corporation VLO 03-May-12  05-Mar-12 91913Y100    14 Advisory Vote to Ratify Named Executive Officers' Compensation Management Yes For For For
Valero Energy Corporation VLO 03-May-12  05-Mar-12 91913Y100    15 Report on Political Contributions Share Holder Yes For For Against
Valero Energy Corporation VLO 03-May-12  05-Mar-12 91913Y100    16 Report on Accident Risk Reduction Efforts Share Holder Yes For For Against
                       
Issuer Name Ticker Meeting Date Record Date CUSIP Item Number Proposal Proposed By Whether the Fund Cast Vote on Matter Policy Rec Vote Instruction Whether Vote Was For or Against Management
International Paper Company IP 07-May-12  13-Mar-12 460146103    1 Elect Director David J. Bronczek Management Yes For For For
International Paper Company IP 07-May-12  13-Mar-12 460146103    2 Elect Director Ahmet C. Dorduncu Management Yes For For For
International Paper Company IP 07-May-12  13-Mar-12 460146103    3 Elect Director John V. Faraci Management Yes For For For
International Paper Company IP 07-May-12  13-Mar-12 460146103    4 Elect Director Stacey J. Mobley Management Yes For For For
International Paper Company IP 07-May-12  13-Mar-12 460146103    5 Elect Director Joan E. Spero Management Yes For For For
International Paper Company IP 07-May-12  13-Mar-12 460146103    6 Elect Director John L. Townsend, Iii Management Yes For For For
International Paper Company IP 07-May-12  13-Mar-12 460146103    7 Elect Director John F. Turner Management Yes For For For
International Paper Company IP 07-May-12  13-Mar-12 460146103    8 Elect Director William G. Walter Management Yes For For For
International Paper Company IP 07-May-12  13-Mar-12 460146103    9 Elect Director J. Steven Whisler Management Yes For For For
International Paper Company IP 07-May-12  13-Mar-12 460146103    10 Ratify Auditors Management Yes For For For
International Paper Company IP 07-May-12  13-Mar-12 460146103    11 Advisory Vote to Ratify Named Executive Officers' Compensation Management Yes For For For
International Paper Company IP 07-May-12  13-Mar-12 460146103    12 Provide Right to Act by Written Consent Share Holder Yes For For Against
                       
Issuer Name Ticker Meeting Date Record Date CUSIP Item Number Proposal Proposed By Whether the Fund Cast Vote on Matter Policy Rec Vote Instruction Whether Vote Was For or Against Management
Prudential Financial, Inc. PRU 08-May-12  09-Mar-12 744320102    1 Elect Director Thomas J. Baltimore, Jr. Management Yes Against Against For
Prudential Financial, Inc. PRU 08-May-12  09-Mar-12 744320102    2 Elect Director Gordon M. Bethune Management Yes For For For
Prudential Financial, Inc. PRU 08-May-12  09-Mar-12 744320102    3 Elect Director Gaston Caperton Management Yes For For For
Prudential Financial, Inc. PRU 08-May-12  09-Mar-12 744320102    4 Elect Director Gilbert F. Casellas Management Yes For For For
Prudential Financial, Inc. PRU 08-May-12  09-Mar-12 744320102    5 Elect Director James G. Cullen Management Yes For For For
Prudential Financial, Inc. PRU 08-May-12  09-Mar-12 744320102    6 Elect Director William H. Gray, III Management Yes For For For
Prudential Financial, Inc. PRU 08-May-12  09-Mar-12 744320102    7 Elect Director Mark B. Grier Management Yes For For For
Prudential Financial, Inc. PRU 08-May-12  09-Mar-12 744320102    8 Elect Director Constance J. Horner Management Yes For For For
Prudential Financial, Inc. PRU 08-May-12  09-Mar-12 744320102    9 Elect Director Martina Hund-Mejean Management Yes For For For
Prudential Financial, Inc. PRU 08-May-12  09-Mar-12 744320102    10 Elect Director Karl J. Krapek Management Yes For For For
Prudential Financial, Inc. PRU 08-May-12  09-Mar-12 744320102    11 Elect Director Chrisitne A. Poon Management Yes For For For
Prudential Financial, Inc. PRU 08-May-12  09-Mar-12 744320102    12 Elect Director John R. Strangfeld Management Yes For For For
Prudential Financial, Inc. PRU 08-May-12  09-Mar-12 744320102    13 Elect Director James A. Unruh Management Yes For For For
Prudential Financial, Inc. PRU 08-May-12  09-Mar-12 744320102    14 Ratify Auditors Management Yes For For For
Prudential Financial, Inc. PRU 08-May-12  09-Mar-12 744320102    15 Advisory Vote to Ratify Named Executive Officers' Compensation Management Yes For For For
Prudential Financial, Inc. PRU 08-May-12  09-Mar-12 744320102    16 Eliminate Supermajority Voting Provisions Management Yes For For For
Prudential Financial, Inc. PRU 08-May-12  09-Mar-12 744320102    17 Require Independent Board Chairman Share Holder Yes Against Against For

 

 
 

                       
Issuer Name Ticker Meeting Date Record Date CUSIP Item Number Proposal Proposed By Whether the Fund Cast Vote on Matter Policy Rec Vote Instruction Whether Vote Was For or Against Management
AutoNation, Inc. AN 09-May-12  15-Mar-12 05329W102    1 Elect Director Mike Jackson Management Yes For For For
AutoNation, Inc. AN 09-May-12  15-Mar-12 05329W102    2 Elect Director Robert J. Brown Management Yes For For For
AutoNation, Inc. AN 09-May-12  15-Mar-12 05329W102    3 Elect Director Rick L. Burdick Management Yes For For For
AutoNation, Inc. AN 09-May-12  15-Mar-12 05329W102    4 Elect Director William C. Crowley Management Yes Against Against Against
AutoNation, Inc. AN 09-May-12  15-Mar-12 05329W102    5 Elect Director David B. Edelson Management Yes For For For
AutoNation, Inc. AN 09-May-12  15-Mar-12 05329W102    6 Elect Director Robert R. Grusky Management Yes Against Against Against
AutoNation, Inc. AN 09-May-12  15-Mar-12 05329W102    7 Elect Director Michael Larson Management Yes For For For
AutoNation, Inc. AN 09-May-12  15-Mar-12 05329W102    8 Elect Director Michael E. Maroone Management Yes For For For
AutoNation, Inc. AN 09-May-12  15-Mar-12 05329W102    9 Elect Director Carlos A. Migoya Management Yes For For For
AutoNation, Inc. AN 09-May-12  15-Mar-12 05329W102    10 Elect Director Alison H. Rosenthal Management Yes For For For
AutoNation, Inc. AN 09-May-12  15-Mar-12 05329W102    11 Ratify Auditors Management Yes For For For
AutoNation, Inc. AN 09-May-12  15-Mar-12 05329W102    12 Approve Executive Incentive Bonus Plan Management Yes For For For
AutoNation, Inc. AN 09-May-12  15-Mar-12 05329W102    13 Require Independent Board Chairman Share Holder Yes For For Against
AutoNation, Inc. AN 09-May-12  15-Mar-12 05329W102    14 Provide for Cumulative Voting Share Holder Yes For For Against
AutoNation, Inc. AN 09-May-12  15-Mar-12 05329W102    15 Report on Political Contributions Share Holder Yes For For Against
                       
Issuer Name Ticker Meeting Date Record Date CUSIP Item Number Proposal Proposed By Whether the Fund Cast Vote on Matter Policy Rec Vote Instruction Whether Vote Was For or Against Management
Bank of America Corporation BAC 09-May-12  14-Mar-12 060505104    1 Elect Director Mukesh D. Ambani Management Yes For For For
Bank of America Corporation BAC 09-May-12  14-Mar-12 060505104    2 Elect Director Susan S. Bies Management Yes For For For
Bank of America Corporation BAC 09-May-12  14-Mar-12 060505104    3 Elect Director Frank P. Bramble, Sr. Management Yes For For For
Bank of America Corporation BAC 09-May-12  14-Mar-12 060505104    4 Elect Director Virgis W. Colbert Management Yes For For For
Bank of America Corporation BAC 09-May-12  14-Mar-12 060505104    5 Elect Director Charles K. Gifford Management Yes For For For
Bank of America Corporation BAC 09-May-12  14-Mar-12 060505104    6 Elect Director Charles O. Holliday, Jr. Management Yes For For For
Bank of America Corporation BAC 09-May-12  14-Mar-12 060505104    7 Elect Director Monica C. Lozano Management Yes For For For
Bank of America Corporation BAC 09-May-12  14-Mar-12 060505104    8 Elect Director Thomas J. May Management Yes For For For
Bank of America Corporation BAC 09-May-12  14-Mar-12 060505104    9 Elect Director Brian T. Moynihan Management Yes For For For
Bank of America Corporation BAC 09-May-12  14-Mar-12 060505104    10 Elect Director Donald E. Powell Management Yes For For For
Bank of America Corporation BAC 09-May-12  14-Mar-12 060505104    11 Elect Director Charles O. Rossotti Management Yes Against Against Against
Bank of America Corporation BAC 09-May-12  14-Mar-12 060505104    12 Elect Director Robert W. Scully Management Yes For For For
Bank of America Corporation BAC 09-May-12  14-Mar-12 060505104    13 Advisory Vote to Ratify Named Executive Officers' Compensation Management Yes For For For
Bank of America Corporation BAC 09-May-12  14-Mar-12 060505104    14 Ratify Auditors Management Yes For For For
Bank of America Corporation BAC 09-May-12  14-Mar-12 060505104    15 Disclose Prior Government Service Share Holder Yes Against Against For
Bank of America Corporation BAC 09-May-12  14-Mar-12 060505104    16 Report on Lobbying Payments and Policy Share Holder Yes For For Against
Bank of America Corporation BAC 09-May-12  14-Mar-12 060505104    17 Stock Retention/Holding Period Share Holder Yes For For Against
Bank of America Corporation BAC 09-May-12  14-Mar-12 060505104    18 Require Audit Committee Review and Report on Controls Related to Loans, Foreclosure and Securitizations Share Holder Yes Against Against For
Bank of America Corporation BAC 09-May-12  14-Mar-12 060505104    19 Prohibit Political Contributions Share Holder Yes Against Against For
                       
Issuer Name Ticker Meeting Date Record Date CUSIP Item Number Proposal Proposed By Whether the Fund Cast Vote on Matter Policy Rec Vote Instruction Whether Vote Was For or Against Management
ConocoPhillips COP 09-May-12  12-Mar-12 20825C104    1 Elect Director Richard L. Armitage Management Yes For For For
ConocoPhillips COP 09-May-12  12-Mar-12 20825C104    2 Elect Director Richard H. Auchinleck Management Yes For For For
ConocoPhillips COP 09-May-12  12-Mar-12 20825C104    3 Elect Director James E. Copeland, Jr. Management Yes For For For
ConocoPhillips COP 09-May-12  12-Mar-12 20825C104    4 Elect Director Kenneth M. Duberstein Management Yes For For For
ConocoPhillips COP 09-May-12  12-Mar-12 20825C104    5 Elect Director Ruth R. Harkin Management Yes For For For
ConocoPhillips COP 09-May-12  12-Mar-12 20825C104    6 Elect Director Ryan M. Lance Management Yes For For For
ConocoPhillips COP 09-May-12  12-Mar-12 20825C104    7 Elect Director Mohd H. Marican Management Yes For For For
ConocoPhillips COP 09-May-12  12-Mar-12 20825C104    8 Elect Director Harold W. McGraw, III Management Yes For For For
ConocoPhillips COP 09-May-12  12-Mar-12 20825C104    9 Elect Director James J. Mulva Management Yes For For For
ConocoPhillips COP 09-May-12  12-Mar-12 20825C104    10 Elect Director Robert A. Niblock Management Yes For For For
ConocoPhillips COP 09-May-12  12-Mar-12 20825C104    11 Elect Director Harald J. Norvik Management Yes For For For
ConocoPhillips COP 09-May-12  12-Mar-12 20825C104    12 Elect Director William K. Reilly Management Yes For For For
ConocoPhillips COP 09-May-12  12-Mar-12 20825C104    13 Elect Director Victoria J. Tschinkel Management Yes For For For
ConocoPhillips COP 09-May-12  12-Mar-12 20825C104    14 Elect Director Kathryn C. Turner Management Yes For For For
ConocoPhillips COP 09-May-12  12-Mar-12 20825C104    15 Elect Director William E. Wade, Jr. Management Yes For For For
ConocoPhillips COP 09-May-12  12-Mar-12 20825C104    16 Ratify Auditors Management Yes For For For
ConocoPhillips COP 09-May-12  12-Mar-12 20825C104    17 Advisory Vote to Ratify Named Executive Officers' Compensation Management Yes For For For
ConocoPhillips COP 09-May-12  12-Mar-12 20825C104    18 Adopt Policy to Address Coastal Louisiana Environmental Impacts Share Holder Yes Against Against For
ConocoPhillips COP 09-May-12  12-Mar-12 20825C104    19 Report on Accident Risk Reduction Efforts Share Holder Yes Against Against For
ConocoPhillips COP 09-May-12  12-Mar-12 20825C104    20 Report on Lobbying Payments and Policy Share Holder Yes For For Against
ConocoPhillips COP 09-May-12  12-Mar-12 20825C104    21 Adopt Quantitative GHG Goals for Products and Operations Share Holder Yes For For Against
ConocoPhillips COP 09-May-12  12-Mar-12 20825C104    22 Amend EEO Policy to Prohibit Discrimination based on Gender Identity Share Holder Yes For For Against

 

 
 

                       
Issuer Name Ticker Meeting Date Record Date CUSIP Item Number Proposal Proposed By Whether the Fund Cast Vote on Matter Policy Rec Vote Instruction Whether Vote Was For or Against Management
PulteGroup, Inc. PHM 09-May-12  12-Mar-12 745867101    1.1 Elect Director Brian P. Anderson Management Yes For For For
PulteGroup, Inc. PHM 09-May-12  12-Mar-12 745867101    1.2 Elect Director Bryce Blair Management Yes For For For
PulteGroup, Inc. PHM 09-May-12  12-Mar-12 745867101    1.3 Elect Director Cheryl W. Grise Management Yes For For For
PulteGroup, Inc. PHM 09-May-12  12-Mar-12 745867101    1.4 Elect Director Debra J. Kelly-Ennis Management Yes For For For
PulteGroup, Inc. PHM 09-May-12  12-Mar-12 745867101    1.5 Elect Director Patrick J. O'Leary Management Yes For For For
PulteGroup, Inc. PHM 09-May-12  12-Mar-12 745867101    1.6 Elect Director Bernard W. Reznicek Management Yes For For For
PulteGroup, Inc. PHM 09-May-12  12-Mar-12 745867101    2 Ratify Auditors Management Yes For For For
PulteGroup, Inc. PHM 09-May-12  12-Mar-12 745867101    3 Advisory Vote to Ratify Named Executive Officers' Compensation Management Yes For For For
PulteGroup, Inc. PHM 09-May-12  12-Mar-12 745867101    4 Require a Majority Vote for the Election of Directors Share Holder Yes For For Against
PulteGroup, Inc. PHM 09-May-12  12-Mar-12 745867101    5 Performance-Based and/or Time-Based Equity Awards Share Holder Yes For For Against
                       
Issuer Name Ticker Meeting Date Record Date CUSIP Item Number Proposal Proposed By Whether the Fund Cast Vote on Matter Policy Rec Vote Instruction Whether Vote Was For or Against Management
Assurant, Inc. AIZ 10-May-12  15-Mar-12 04621X108    1 Elect Director Elaine D. Rosen Management Yes For For For
Assurant, Inc. AIZ 10-May-12  15-Mar-12 04621X108    2 Elect Director Howard L. Carver Management Yes For For For
Assurant, Inc. AIZ 10-May-12  15-Mar-12 04621X108    3 Elect Director Juan N. Cento Management Yes For For For
Assurant, Inc. AIZ 10-May-12  15-Mar-12 04621X108    4 Elect Director Elyse Douglas Management Yes For For For
Assurant, Inc. AIZ 10-May-12  15-Mar-12 04621X108    5 Elect Director Lawrence V. Jackson Management Yes For For For
Assurant, Inc. AIZ 10-May-12  15-Mar-12 04621X108    6 Elect Director David B. Kelso Management Yes For For For
Assurant, Inc. AIZ 10-May-12  15-Mar-12 04621X108    7 Elect Director Charles J. Koch Management Yes For For For
Assurant, Inc. AIZ 10-May-12  15-Mar-12 04621X108    8 Elect Director  H. Carroll Mackin Management Yes For For For
Assurant, Inc. AIZ 10-May-12  15-Mar-12 04621X108    9 Elect Director Robert B. Pollock Management Yes For For For
Assurant, Inc. AIZ 10-May-12  15-Mar-12 04621X108    10 Elect Director Paul J. Reilly Management Yes For For For
Assurant, Inc. AIZ 10-May-12  15-Mar-12 04621X108    11 Elect Director Robert W. Stein Management Yes For For For
Assurant, Inc. AIZ 10-May-12  15-Mar-12 04621X108    12 Ratify Auditors Management Yes For For For
Assurant, Inc. AIZ 10-May-12  15-Mar-12 04621X108    13 Advisory Vote to Ratify Named Executive Officers' Compensation Management Yes For For For
                       
Issuer Name Ticker Meeting Date Record Date CUSIP Item Number Proposal Proposed By Whether the Fund Cast Vote on Matter Policy Rec Vote Instruction Whether Vote Was For or Against Management
CF Industries Holdings, Inc. CF 10-May-12  26-Mar-12 125269100    1.1 Elect Director Stephen A. Furbacher Management Yes Withhold Withhold Against
CF Industries Holdings, Inc. CF 10-May-12  26-Mar-12 125269100    1.2 Elect Director John D. Johnson Management Yes Withhold Withhold Against
CF Industries Holdings, Inc. CF 10-May-12  26-Mar-12 125269100    2 Advisory Vote to Ratify Named Executive Officers' Compensation Management Yes For For For
CF Industries Holdings, Inc. CF 10-May-12  26-Mar-12 125269100    3 Ratify Auditors Management Yes For For For
CF Industries Holdings, Inc. CF 10-May-12  26-Mar-12 125269100    4 Declassify the Board of Directors Share Holder Yes For For Against
CF Industries Holdings, Inc. CF 10-May-12  26-Mar-12 125269100    5 Require a Majority Vote for the Election of Directors Share Holder Yes For For Against
                       
Issuer Name Ticker Meeting Date Record Date CUSIP Item Number Proposal Proposed By Whether the Fund Cast Vote on Matter Policy Rec Vote Instruction Whether Vote Was For or Against Management
JPMorgan Chase & Co. JPM 15-May-12  16-Mar-12 46625h100    1 Elect Director James A. Bell Management Yes For For For
JPMorgan Chase & Co. JPM 15-May-12  16-Mar-12 46625h100    2 Elect Director Crandall C. Bowles Management Yes For For For
JPMorgan Chase & Co. JPM 15-May-12  16-Mar-12 46625h100    3 Elect Director Stephen B. Burke Management Yes For For For
JPMorgan Chase & Co. JPM 15-May-12  16-Mar-12 46625h100    4 Elect Director David M. Cote Management Yes For For For
JPMorgan Chase & Co. JPM 15-May-12  16-Mar-12 46625h100    5 Elect Director James S. Crown Management Yes For For For
JPMorgan Chase & Co. JPM 15-May-12  16-Mar-12 46625h100    6 Elect Director James Dimon Management Yes For For For
JPMorgan Chase & Co. JPM 15-May-12  16-Mar-12 46625h100    7 Elect Director Timothy P. Flynn Management Yes For For For
JPMorgan Chase & Co. JPM 15-May-12  16-Mar-12 46625h100    8 Elect Director Ellen V. Futter Management Yes For For For
JPMorgan Chase & Co. JPM 15-May-12  16-Mar-12 46625h100    9 Elect Director Laban P. Jackson, Jr. Management Yes For For For
JPMorgan Chase & Co. JPM 15-May-12  16-Mar-12 46625h100    10 Elect Director Lee R. Raymond Management Yes For For For
JPMorgan Chase & Co. JPM 15-May-12  16-Mar-12 46625h100    11 Elect Director William C. Weldon Management Yes For For For
JPMorgan Chase & Co. JPM 15-May-12  16-Mar-12 46625h100    12 Ratify Auditors Management Yes For For For
JPMorgan Chase & Co. JPM 15-May-12  16-Mar-12 46625h100    13 Advisory Vote to Ratify Named Executive Officers' Compensation Management Yes For For For
JPMorgan Chase & Co. JPM 15-May-12  16-Mar-12 46625h100    14 Affirm Political Non-Partisanship Share Holder Yes Against Against For
JPMorgan Chase & Co. JPM 15-May-12  16-Mar-12 46625h100    15 Require Independent Board Chairman Share Holder Yes For For Against
JPMorgan Chase & Co. JPM 15-May-12  16-Mar-12 46625h100    16 Report on Loan Modifications Share Holder Yes Against Against For
JPMorgan Chase & Co. JPM 15-May-12  16-Mar-12 46625h100    17 Report on Political Contributions Share Holder Yes Against Against For
JPMorgan Chase & Co. JPM 15-May-12  16-Mar-12 46625h100    18 Institute Procedures to Prevent Investments in Companies that Contribute to Genocide or Crimes Against Humanity Share Holder Yes Against Against For
JPMorgan Chase & Co. JPM 15-May-12  16-Mar-12 46625h100    19 Provide Right to Act by Written Consent Share Holder Yes For For Against
JPMorgan Chase & Co. JPM 15-May-12  16-Mar-12 46625h100    20 Stock Retention Share Holder Yes For For Against
                       
Issuer Name Ticker Meeting Date Record Date CUSIP Item Number Proposal Proposed By Whether the Fund Cast Vote on Matter Policy Rec Vote Instruction Whether Vote Was For or Against Management
Safeway Inc. SWY 15-May-12  16-Mar-12 786514208    1 Elect Director Steven A. Burd Management Yes For For For
Safeway Inc. SWY 15-May-12  16-Mar-12 786514208    2 Elect Director Janet E. Grove Management Yes For For For
Safeway Inc. SWY 15-May-12  16-Mar-12 786514208    3 Elect Director Mohan Gyani Management Yes For For For
Safeway Inc. SWY 15-May-12  16-Mar-12 786514208    4 Elect Director Frank C. Herringer Management Yes For For For
Safeway Inc. SWY 15-May-12  16-Mar-12 786514208    5 Elect Director Kenneth W. Oder Management Yes For For For
Safeway Inc. SWY 15-May-12  16-Mar-12 786514208    6 Elect Director T. Gary Rogers Management Yes For For For
Safeway Inc. SWY 15-May-12  16-Mar-12 786514208    7 Elect Director Arun Sarin Management Yes For For For
Safeway Inc. SWY 15-May-12  16-Mar-12 786514208    8 Elect Director Michael S. Shannion Management Yes For For For
Safeway Inc. SWY 15-May-12  16-Mar-12 786514208    9 Elect Director William Y. Tauscher Management Yes For For For
Safeway Inc. SWY 15-May-12  16-Mar-12 786514208    10 Advisory Vote to Ratify Named Executive Officers' Compensation Management Yes Against Against Against
Safeway Inc. SWY 15-May-12  16-Mar-12 786514208    11 Amend Executive Incentive Bonus Plan Management Yes For For For
Safeway Inc. SWY 15-May-12  16-Mar-12 786514208    12 Ratify Auditors Management Yes For For For
Safeway Inc. SWY 15-May-12  16-Mar-12 786514208    13 Provide for Cumulative Voting Share Holder Yes For For Against
Safeway Inc. SWY 15-May-12  16-Mar-12 786514208    14 Pro-rata Vesting of Equity Awards Share Holder Yes For For Against
Safeway Inc. SWY 15-May-12  16-Mar-12 786514208    15 Adopt Policy on Succession Planning Share Holder Yes For For Against

 

 
 

                       
Issuer Name Ticker Meeting Date Record Date CUSIP Item Number Proposal Proposed By Whether the Fund Cast Vote on Matter Policy Rec Vote Instruction Whether Vote Was For or Against Management
Northrop Grumman Corporation NOC 16-May-12  20-Mar-12 666807102    1 Elect Director Wesley G. Bush Management Yes For For For
Northrop Grumman Corporation NOC 16-May-12  20-Mar-12 666807102    2 Elect Director Lewis W. Coleman Management Yes For For For
Northrop Grumman Corporation NOC 16-May-12  20-Mar-12 666807102    3 Elect Director  Victor H. Fazio Management Yes For For For
Northrop Grumman Corporation NOC 16-May-12  20-Mar-12 666807102    4 Elect Director Donald E. Felsinger Management Yes For For For
Northrop Grumman Corporation NOC 16-May-12  20-Mar-12 666807102    5 Elect Director Stephen E. Frank Management Yes For For For
Northrop Grumman Corporation NOC 16-May-12  20-Mar-12 666807102    6 Elect Director Bruce S. Gordon Management Yes For For For
Northrop Grumman Corporation NOC 16-May-12  20-Mar-12 666807102    7 Elect Director  Madeleine A. Kleiner Management Yes For For For
Northrop Grumman Corporation NOC 16-May-12  20-Mar-12 666807102    8 Elect Director Karl J. Krapek Management Yes For For For
Northrop Grumman Corporation NOC 16-May-12  20-Mar-12 666807102    9 Elect Director Richard B. Myers Management Yes For For For
Northrop Grumman Corporation NOC 16-May-12  20-Mar-12 666807102    10 Elect Director  Aulana L. Peters Management Yes For For For
Northrop Grumman Corporation NOC 16-May-12  20-Mar-12 666807102    11 Elect Director Gary Roughead Management Yes For For For
Northrop Grumman Corporation NOC 16-May-12  20-Mar-12 666807102    12 Elect Director Thomas M. Schoewe Management Yes For For For
Northrop Grumman Corporation NOC 16-May-12  20-Mar-12 666807102    13 Elect Director Kevin W. Sharer Management Yes For For For
Northrop Grumman Corporation NOC 16-May-12  20-Mar-12 666807102    14 Advisory Vote to Ratify Named Executive Officers' Compensation Management Yes For For For
Northrop Grumman Corporation NOC 16-May-12  20-Mar-12 666807102    15 Ratify Auditors Management Yes For For For
Northrop Grumman Corporation NOC 16-May-12  20-Mar-12 666807102    16 Amend Certificate of Incorporation of Titan II, Inc. Management Yes For For For
Northrop Grumman Corporation NOC 16-May-12  20-Mar-12 666807102    17 Provide Right to Act by Written Consent Management Yes For For For
Northrop Grumman Corporation NOC 16-May-12  20-Mar-12 666807102    18 Require Independent Board Chairman Share Holder Yes For For Against
                       
Issuer Name Ticker Meeting Date Record Date CUSIP Item Number Proposal Proposed By Whether the Fund Cast Vote on Matter Policy Rec Vote Instruction Whether Vote Was For or Against Management
Aeon Co. Ltd. 8267 17-May-12  29-Feb-12 J00288100    1 Amend Articles To Set Record Date for Interim Dividends Management Yes For For For
Aeon Co. Ltd. 8267 17-May-12  29-Feb-12 J00288100    2.1 Elect Director Hayashi, Naoki Management Yes For For For
Aeon Co. Ltd. 8267 17-May-12  29-Feb-12 J00288100    2.2 Elect Director Okada, Motoya Management Yes For For For
Aeon Co. Ltd. 8267 17-May-12  29-Feb-12 J00288100    2.3 Elect Director Mori, Yoshiki Management Yes For For For
Aeon Co. Ltd. 8267 17-May-12  29-Feb-12 J00288100    2.4 Elect Director Toyoshima, Masaaki Management Yes For For For
Aeon Co. Ltd. 8267 17-May-12  29-Feb-12 J00288100    2.5 Elect Director Kurashige, Hideki Management Yes For For For
Aeon Co. Ltd. 8267 17-May-12  29-Feb-12 J00288100    2.6 Elect Director Ikuta, Masaharu Management Yes For For For
Aeon Co. Ltd. 8267 17-May-12  29-Feb-12 J00288100    2.7 Elect Director Sueyoshi, Takejiro Management Yes For For For
Aeon Co. Ltd. 8267 17-May-12  29-Feb-12 J00288100    2.8 Elect Director Tadaki, Keiichi Management Yes For For For
Aeon Co. Ltd. 8267 17-May-12  29-Feb-12 J00288100    2.9 Elect Director Sato, Ken Management Yes For For For
Aeon Co. Ltd. 8267 17-May-12  29-Feb-12 J00288100    3 Approve Takeover Defense Plan (Poison Pill) Management Yes Against Against Against
                       
Issuer Name Ticker Meeting Date Record Date CUSIP Item Number Proposal Proposed By Whether the Fund Cast Vote on Matter Policy Rec Vote Instruction Whether Vote Was For or Against Management
Lorillard, Inc. LO 17-May-12  28-Mar-12 544147101    1.1 Elect Director Robert C. Almon Management Yes For For For
Lorillard, Inc. LO 17-May-12  28-Mar-12 544147101    1.2 Elect Director Kit D. Dietz Management Yes For For For
Lorillard, Inc. LO 17-May-12  28-Mar-12 544147101    2 Advisory Vote to Ratify Named Executive Officers' Compensation Management Yes For For For
Lorillard, Inc. LO 17-May-12  28-Mar-12 544147101    3 Approve Nonqualified Employee Stock Purchase Plan Management Yes For For For
Lorillard, Inc. LO 17-May-12  28-Mar-12 544147101    4 Ratify Auditors Management Yes For For For
Lorillard, Inc. LO 17-May-12  28-Mar-12 544147101    5 Declassify the Board of Directors Share Holder Yes For For N/A
Lorillard, Inc. LO 17-May-12  28-Mar-12 544147101    6 Report on Political Contributions Share Holder Yes For For Against
                       
Issuer Name Ticker Meeting Date Record Date CUSIP Item Number Proposal Proposed By Whether the Fund Cast Vote on Matter Policy Rec Vote Instruction Whether Vote Was For or Against Management
Aetna Inc. AET 18-May-12  16-Mar-12 00817Y108    1 Elect Director Fernando Aguirre Management Yes For For For
Aetna Inc. AET 18-May-12  16-Mar-12 00817Y108    2 Elect Director Mark T. Bertolini Management Yes For For For
Aetna Inc. AET 18-May-12  16-Mar-12 00817Y108    3 Elect Director Frank M. Clark Management Yes For For For
Aetna Inc. AET 18-May-12  16-Mar-12 00817Y108    4 Elect Director Betsy Z. Cohen Management Yes For For For
Aetna Inc. AET 18-May-12  16-Mar-12 00817Y108    5 Elect Director Molly J. Coye Management Yes For For For
Aetna Inc. AET 18-May-12  16-Mar-12 00817Y108    6 Elect Director Roger N. Farah Management Yes For For For
Aetna Inc. AET 18-May-12  16-Mar-12 00817Y108    7 Elect Director Barbara Hackman Franklin Management Yes For For For
Aetna Inc. AET 18-May-12  16-Mar-12 00817Y108    8 Elect Director Jeffrey E. Garten Management Yes For For For
Aetna Inc. AET 18-May-12  16-Mar-12 00817Y108    9 Elect Director Ellen M. Hancock Management Yes For For For
Aetna Inc. AET 18-May-12  16-Mar-12 00817Y108    10 Elect Director Richard J. Harrington Management Yes For For For
Aetna Inc. AET 18-May-12  16-Mar-12 00817Y108    11 Elect Director Edward J. Ludwig Management Yes For For For
Aetna Inc. AET 18-May-12  16-Mar-12 00817Y108    12 Elect Director Joseph P. Newhouse Management Yes For For For
Aetna Inc. AET 18-May-12  16-Mar-12 00817Y108    13 Ratify Auditors Management Yes For For For
Aetna Inc. AET 18-May-12  16-Mar-12 00817Y108    14 Advisory Vote to Ratify Named Executive Officers' Compensation Management Yes For For For
Aetna Inc. AET 18-May-12  16-Mar-12 00817Y108    15 Provide for Cumulative Voting Share Holder Yes For For Against
Aetna Inc. AET 18-May-12  16-Mar-12 00817Y108    16 Report on Political Contributions Share Holder Yes Against Against For
                       
Issuer Name Ticker Meeting Date Record Date CUSIP Item Number Proposal Proposed By Whether the Fund Cast Vote on Matter Policy Rec Vote Instruction Whether Vote Was For or Against Management
Cerner Corporation CERN 18-May-12  30-Mar-12 156782104    1 Elect Director Clifford W. Illig Management Yes For For For
Cerner Corporation CERN 18-May-12  30-Mar-12 156782104    2 Elect Director William B. Neaves Management Yes For For For
Cerner Corporation CERN 18-May-12  30-Mar-12 156782104    3 Ratify Auditors Management Yes For For For
Cerner Corporation CERN 18-May-12  30-Mar-12 156782104    4 Advisory Vote to Ratify Named Executive Officers' Compensation Management Yes For For For
Cerner Corporation CERN 18-May-12  30-Mar-12 156782104    5 Declassify the Board of Directors Share Holder Yes For For Against

 

 
 

                       
Issuer Name Ticker Meeting Date Record Date CUSIP Item Number Proposal Proposed By Whether the Fund Cast Vote on Matter Policy Rec Vote Instruction Whether Vote Was For or Against Management
J. C. Penney Company, Inc. JCP 18-May-12  19-Mar-12 708160106    1 Elect Director William A. Ackman Management Yes For For For
J. C. Penney Company, Inc. JCP 18-May-12  19-Mar-12 708160106    2 Elect Director Colleen C. Barrett Management Yes For For For
J. C. Penney Company, Inc. JCP 18-May-12  19-Mar-12 708160106    3 Elect Director Thomas J. Engibous Management Yes For For For
J. C. Penney Company, Inc. JCP 18-May-12  19-Mar-12 708160106    4 Elect Director Kent B. Foster Management Yes For For For
J. C. Penney Company, Inc. JCP 18-May-12  19-Mar-12 708160106    5 Elect Director Ronald B. Johnson Management Yes For For For
J. C. Penney Company, Inc. JCP 18-May-12  19-Mar-12 708160106    6 Elect Director Geraldine B. Laybourne Management Yes For For For
J. C. Penney Company, Inc. JCP 18-May-12  19-Mar-12 708160106    7 Elect Director Burl Osborne Management Yes For For For
J. C. Penney Company, Inc. JCP 18-May-12  19-Mar-12 708160106    8 Elect Director Leonard H. Roberts Management Yes For For For
J. C. Penney Company, Inc. JCP 18-May-12  19-Mar-12 708160106    9 Elect Director Steven Roth Management Yes For For For
J. C. Penney Company, Inc. JCP 18-May-12  19-Mar-12 708160106    10 Elect Director Javier G. Teruel Management Yes For For For
J. C. Penney Company, Inc. JCP 18-May-12  19-Mar-12 708160106    11 Elect Director R. Gerald Turner Management Yes For For For
J. C. Penney Company, Inc. JCP 18-May-12  19-Mar-12 708160106    12 Elect Director Mary Beth West Management Yes For For For
J. C. Penney Company, Inc. JCP 18-May-12  19-Mar-12 708160106    13 Ratify Auditors Management Yes For For For
J. C. Penney Company, Inc. JCP 18-May-12  19-Mar-12 708160106    14 Approve Omnibus Stock Plan Management Yes Against Against Against
J. C. Penney Company, Inc. JCP 18-May-12  19-Mar-12 708160106    15 Approve Executive Incentive Bonus Plan Management Yes For For For
J. C. Penney Company, Inc. JCP 18-May-12  19-Mar-12 708160106    16 Advisory Vote to Ratify Named Executive Officers' Compensation Management Yes Against Against Against
                       
Issuer Name Ticker Meeting Date Record Date CUSIP Item Number Proposal Proposed By Whether the Fund Cast Vote on Matter Policy Rec Vote Instruction Whether Vote Was For or Against Management
Macy's, Inc. M 18-May-12  23-Mar-12 55616P104    1 Elect Director Stephen F. Bollenbach Management Yes For For For
Macy's, Inc. M 18-May-12  23-Mar-12 55616P104    2 Elect Director Deirdre P. Connelly Management Yes For For For
Macy's, Inc. M 18-May-12  23-Mar-12 55616P104    3 Elect Director Meyer Feldberg Management Yes For For For
Macy's, Inc. M 18-May-12  23-Mar-12 55616P104    4 Elect Director Sara Levinson Management Yes For For For
Macy's, Inc. M 18-May-12  23-Mar-12 55616P104    5 Elect Director Terry J. Lundgren Management Yes For For For
Macy's, Inc. M 18-May-12  23-Mar-12 55616P104    6 Elect Director Joseph Neubauer Management Yes For For For
Macy's, Inc. M 18-May-12  23-Mar-12 55616P104    7 Elect Director Joyce M. Roche Management Yes For For For
Macy's, Inc. M 18-May-12  23-Mar-12 55616P104    8 Elect Director Paul C. Varga Management Yes For For For
Macy's, Inc. M 18-May-12  23-Mar-12 55616P104    9 Elect Director Craig E. Weatherup Management Yes For For For
Macy's, Inc. M 18-May-12  23-Mar-12 55616P104    10 Elect Director Marna C. Whittington Management Yes For For For
Macy's, Inc. M 18-May-12  23-Mar-12 55616P104    11 Ratify Auditors Management Yes For For For
Macy's, Inc. M 18-May-12  23-Mar-12 55616P104    12 Approve Executive Incentive Bonus Plan Management Yes For For For
Macy's, Inc. M 18-May-12  23-Mar-12 55616P104    13 Advisory Vote to Ratify Named Executive Officers' Compensation Management Yes For For For
Macy's, Inc. M 18-May-12  23-Mar-12 55616P104    14 Phase Out Sale of Raccoon Dog Fur Products Share Holder Yes Against Against For
                       
Issuer Name Ticker Meeting Date Record Date CUSIP Item Number Proposal Proposed By Whether the Fund Cast Vote on Matter Policy Rec Vote Instruction Whether Vote Was For or Against Management
Range Resources Corporation RRC 23-May-12  26-Mar-12 75281A109    1 Elect Director Charles L. Blackburn Management Yes For For For
Range Resources Corporation RRC 23-May-12  26-Mar-12 75281A109    2 Elect Director Anthony V. Dub Management Yes For For For
Range Resources Corporation RRC 23-May-12  26-Mar-12 75281A109    3 Elect Director V. Richard Eales Management Yes For For For
Range Resources Corporation RRC 23-May-12  26-Mar-12 75281A109    4 Elect Director Allen Finkelson Management Yes For For For
Range Resources Corporation RRC 23-May-12  26-Mar-12 75281A109    5 Elect Director James M. Funk Management Yes For For For
Range Resources Corporation RRC 23-May-12  26-Mar-12 75281A109    6 Elect Director Jonathan S. Linker Management Yes For For For
Range Resources Corporation RRC 23-May-12  26-Mar-12 75281A109    7 Elect Director Kevin S. McCarthy Management Yes For For For
Range Resources Corporation RRC 23-May-12  26-Mar-12 75281A109    8 Elect Director John H. Pinkerton Management Yes For For For
Range Resources Corporation RRC 23-May-12  26-Mar-12 75281A109    9 Elect Director Jeffrey L. Ventura Management Yes For For For
Range Resources Corporation RRC 23-May-12  26-Mar-12 75281A109    10 Advisory Vote to Ratify Named Executive Officers' Compensation Management Yes For For For
Range Resources Corporation RRC 23-May-12  26-Mar-12 75281A109    11 Ratify Auditors Management Yes For For For
Range Resources Corporation RRC 23-May-12  26-Mar-12 75281A109    12 Pro-rata Vesting of Equity Awards Share Holder Yes For For Against
Range Resources Corporation RRC 23-May-12  26-Mar-12 75281A109    13 Include Sustainability as a Performance Measure for Senior Executive Compensation Share Holder Yes Against Against For
                       
Issuer Name Ticker Meeting Date Record Date CUSIP Item Number Proposal Proposed By Whether the Fund Cast Vote on Matter Policy Rec Vote Instruction Whether Vote Was For or Against Management
The Goldman Sachs Group, Inc. GS 24-May-12  26-Mar-12 38141G104    1 Elect Director Lloyd C. Blankfein Management Yes For For For
The Goldman Sachs Group, Inc. GS 24-May-12  26-Mar-12 38141G104    2 Elect Director M. Michele Burns Management Yes For For For
The Goldman Sachs Group, Inc. GS 24-May-12  26-Mar-12 38141G104    3 Elect Director Gary D. Cohn Management Yes For For For
The Goldman Sachs Group, Inc. GS 24-May-12  26-Mar-12 38141G104    4 Elect Director Claes Dahlback Management Yes For For For
The Goldman Sachs Group, Inc. GS 24-May-12  26-Mar-12 38141G104    5 Elect Director Stephen Friedman Management Yes For For For
The Goldman Sachs Group, Inc. GS 24-May-12  26-Mar-12 38141G104    6 Elect Director William W. George Management Yes For For For
The Goldman Sachs Group, Inc. GS 24-May-12  26-Mar-12 38141G104    7 Elect Director James A. Johnson Management Yes For For For
The Goldman Sachs Group, Inc. GS 24-May-12  26-Mar-12 38141G104    8 Elect Director Lakshmi N. Mittal Management Yes For For For
The Goldman Sachs Group, Inc. GS 24-May-12  26-Mar-12 38141G104    9 Elect Director James J. Schiro Management Yes For For For
The Goldman Sachs Group, Inc. GS 24-May-12  26-Mar-12 38141G104    10 Elect Director Debora L. Spar Management Yes For For For
The Goldman Sachs Group, Inc. GS 24-May-12  26-Mar-12 38141G104    11 Advisory Vote to Ratify Named Executive Officers' Compensation Management Yes For For For
The Goldman Sachs Group, Inc. GS 24-May-12  26-Mar-12 38141G104    12 Ratify Auditors Management Yes For For For
The Goldman Sachs Group, Inc. GS 24-May-12  26-Mar-12 38141G104    13 Provide for Cumulative Voting Share Holder Yes For For Against
The Goldman Sachs Group, Inc. GS 24-May-12  26-Mar-12 38141G104    14 Stock Retention/Holding Period Share Holder Yes For For Against
The Goldman Sachs Group, Inc. GS 24-May-12  26-Mar-12 38141G104    15 Report on Lobbying Payments and Policy Share Holder Yes Against Against For

 

 
 

                       
Issuer Name Ticker Meeting Date Record Date CUSIP Item Number Proposal Proposed By Whether the Fund Cast Vote on Matter Policy Rec Vote Instruction Whether Vote Was For or Against Management
Chevron Corporation CVX 30-May-12  04-Apr-12 166764100    1 Elect Director Linnet F. Deily Management Yes For For For
Chevron Corporation CVX 30-May-12  04-Apr-12 166764100    2 Elect Director Robert E. Denham Management Yes For For For
Chevron Corporation CVX 30-May-12  04-Apr-12 166764100    3 Elect Director Chuck Hagel Management Yes For For For
Chevron Corporation CVX 30-May-12  04-Apr-12 166764100    4 Elect Director Enrique Hernandez, Jr. Management Yes For For For
Chevron Corporation CVX 30-May-12  04-Apr-12 166764100    5 Elect Director George L. Kirkland Management Yes For For For
Chevron Corporation CVX 30-May-12  04-Apr-12 166764100    6 Elect Director Charles W. Moorman, IV Management Yes For For For
Chevron Corporation CVX 30-May-12  04-Apr-12 166764100    7 Elect Director Kevin W. Sharer Management Yes For For For
Chevron Corporation CVX 30-May-12  04-Apr-12 166764100    8 Elect Director John G. Stumpf Management Yes For For For
Chevron Corporation CVX 30-May-12  04-Apr-12 166764100    9 Elect Director Ronald D. Sugar Management Yes For For For
Chevron Corporation CVX 30-May-12  04-Apr-12 166764100    10 Elect Director Carl Ware Management Yes For For For
Chevron Corporation CVX 30-May-12  04-Apr-12 166764100    11 Elect Director John S. Watson Management Yes For For For
Chevron Corporation CVX 30-May-12  04-Apr-12 166764100    12 Ratify Auditors Management Yes For For For
Chevron Corporation CVX 30-May-12  04-Apr-12 166764100    13 Advisory Vote to Ratify Named Executive Officers' Compensation Management Yes For For For
Chevron Corporation CVX 30-May-12  04-Apr-12 166764100    14 Remove Exclusive Venue Provision Share Holder Yes For For Against
Chevron Corporation CVX 30-May-12  04-Apr-12 166764100    15 Require Independent Board Chairman Share Holder Yes For For Against
Chevron Corporation CVX 30-May-12  04-Apr-12 166764100    16 Report on Lobbying Payments and Policy Share Holder Yes For For Against
Chevron Corporation CVX 30-May-12  04-Apr-12 166764100    17 Adopt Guidelines for Country Selection Share Holder Yes For For Against
Chevron Corporation CVX 30-May-12  04-Apr-12 166764100    18 Report on Hydraulic Fracturing Risks to Company Share Holder Yes For For Against
Chevron Corporation CVX 30-May-12  04-Apr-12 166764100    19 Report on Accident Risk Reduction Efforts Share Holder Yes Against Against For
Chevron Corporation CVX 30-May-12  04-Apr-12 166764100    20 Amend Articles/Bylaws/Charter -- Call Special Meetings Share Holder Yes For For Against
Chevron Corporation CVX 30-May-12  04-Apr-12 166764100    21 Request Director Nominee with Environmental Qualifications Share Holder Yes For For Against
                       
Issuer Name Ticker Meeting Date Record Date CUSIP Item Number Proposal Proposed By Whether the Fund Cast Vote on Matter Policy Rec Vote Instruction Whether Vote Was For or Against Management
Chipotle Mexican Grill, Inc. CMG 31-May-12  02-Apr-12 169656105    1.1 Elect Director Steve Ells Management Yes For For For
Chipotle Mexican Grill, Inc. CMG 31-May-12  02-Apr-12 169656105    1.2 Elect Director Patrick J. Flynn Management Yes For For For
Chipotle Mexican Grill, Inc. CMG 31-May-12  02-Apr-12 169656105    2 Advisory Vote to Ratify Named Executive Officers' Compensation Management Yes Against Against Against
Chipotle Mexican Grill, Inc. CMG 31-May-12  02-Apr-12 169656105    3 Ratify Auditors Management Yes For For For
Chipotle Mexican Grill, Inc. CMG 31-May-12  02-Apr-12 169656105    4 Declassify the Board of Directors Share Holder Yes For For Against
                       
Issuer Name Ticker Meeting Date Record Date CUSIP Item Number Proposal Proposed By Whether the Fund Cast Vote on Matter Policy Rec Vote Instruction Whether Vote Was For or Against Management
Raytheon Company RTN 31-May-12  09-Apr-12 755111507    1 Elect Director James E. Cartwright Management Yes For For For
Raytheon Company RTN 31-May-12  09-Apr-12 755111507    2 Elect Director Vernon E. Clark Management Yes For For For
Raytheon Company RTN 31-May-12  09-Apr-12 755111507    3 Elect Director John M. Deutch Management Yes For For For
Raytheon Company RTN 31-May-12  09-Apr-12 755111507    4 Elect Director Stephen J. Hadley Management Yes For For For
Raytheon Company RTN 31-May-12  09-Apr-12 755111507    5 Elect Director Frederic M. Poses Management Yes For For For
Raytheon Company RTN 31-May-12  09-Apr-12 755111507    6 Elect Director Michael C. Ruettgers Management Yes For For For
Raytheon Company RTN 31-May-12  09-Apr-12 755111507    7 Elect Director Ronald L. Skates Management Yes For For For
Raytheon Company RTN 31-May-12  09-Apr-12 755111507    8 Elect Director William R. Spivey Management Yes For For For
Raytheon Company RTN 31-May-12  09-Apr-12 755111507    9 Elect Director Linda G. Stuntz Management Yes Against Against Against
Raytheon Company RTN 31-May-12  09-Apr-12 755111507    10 Elect Director William H. Swanson Management Yes For For For
Raytheon Company RTN 31-May-12  09-Apr-12 755111507    11 Advisory Vote to Ratify Named Executive Officers' Compensation Management Yes For For For
Raytheon Company RTN 31-May-12  09-Apr-12 755111507    12 Ratify Auditors Management Yes For For For
Raytheon Company RTN 31-May-12  09-Apr-12 755111507    13 Stock Retention/Holding Period Share Holder Yes For For Against
Raytheon Company RTN 31-May-12  09-Apr-12 755111507    14 Submit SERP to Shareholder Vote Share Holder Yes For For Against
Raytheon Company RTN 31-May-12  09-Apr-12 755111507    15 Provide Right to Act by Written Consent Share Holder Yes For For Against
                       
Issuer Name Ticker Meeting Date Record Date CUSIP Item Number Proposal Proposed By Whether the Fund Cast Vote on Matter Policy Rec Vote Instruction Whether Vote Was For or Against Management
Netflix, Inc. NFLX 01-Jun-12  02-Apr-12 64110L106    1.1 Elect Director Richard N. Barton Management Yes For For For
Netflix, Inc. NFLX 01-Jun-12  02-Apr-12 64110L106    2 Ratify Auditors Management Yes For For For
Netflix, Inc. NFLX 01-Jun-12  02-Apr-12 64110L106    3 Advisory Vote to Ratify Named Executive Officers' Compensation Management Yes For For For
Netflix, Inc. NFLX 01-Jun-12  02-Apr-12 64110L106    4 Declassify the Board of Directors Share Holder Yes For For Against
Netflix, Inc. NFLX 01-Jun-12  02-Apr-12 64110L106    5 Amend Articles/Bylaws/Charter -- Call Special Meetings Share Holder Yes For For Against
                       
Issuer Name Ticker Meeting Date Record Date CUSIP Item Number Proposal Proposed By Whether the Fund Cast Vote on Matter Policy Rec Vote Instruction Whether Vote Was For or Against Management
Biogen Idec Inc. BIIB 08-Jun-12  10-Apr-12 09062X103    1 Elect Director Caroline D. Dorsa Management Yes For For For
Biogen Idec Inc. BIIB 08-Jun-12  10-Apr-12 09062X103    2 Elect Director Stelios Papadopoulos Management Yes For For For
Biogen Idec Inc. BIIB 08-Jun-12  10-Apr-12 09062X103    3 Elect Director George A. Scangos Management Yes For For For
Biogen Idec Inc. BIIB 08-Jun-12  10-Apr-12 09062X103    4 Elect Director Lynn Schenk Management Yes For For For
Biogen Idec Inc. BIIB 08-Jun-12  10-Apr-12 09062X103    5 Elect Director Alexander J. Denner Management Yes For For For
Biogen Idec Inc. BIIB 08-Jun-12  10-Apr-12 09062X103    6 Elect Director Nancy L. Leaming Management Yes For For For
Biogen Idec Inc. BIIB 08-Jun-12  10-Apr-12 09062X103    7 Elect Director Richard C. Mulligan Management Yes For For For
Biogen Idec Inc. BIIB 08-Jun-12  10-Apr-12 09062X103    8 Elect Director Robert W. Pangia Management Yes For For For
Biogen Idec Inc. BIIB 08-Jun-12  10-Apr-12 09062X103    9 Elect Director Brian S. Posner Management Yes For For For
Biogen Idec Inc. BIIB 08-Jun-12  10-Apr-12 09062X103    10 Elect Director Eric K. Rowinsky Management Yes For For For
Biogen Idec Inc. BIIB 08-Jun-12  10-Apr-12 09062X103    11 Elect Director Stephen A. Sherwin Management Yes For For For
Biogen Idec Inc. BIIB 08-Jun-12  10-Apr-12 09062X103    12 Elect Director William D. Young Management Yes For For For
Biogen Idec Inc. BIIB 08-Jun-12  10-Apr-12 09062X103    13 Ratify Auditors Management Yes For For For
Biogen Idec Inc. BIIB 08-Jun-12  10-Apr-12 09062X103    14 Advisory Vote to Ratify Named Executive Officers' Compensation Management Yes For For For
Biogen Idec Inc. BIIB 08-Jun-12  10-Apr-12 09062X103    15 Adopt the Jurisdiction of Incorporation as the Exclusive Forum for Certain Disputes Management Yes Against Against Against
Biogen Idec Inc. BIIB 08-Jun-12  10-Apr-12 09062X103    16 Provide Right to Call Special Meeting Management Yes For For For

 

 
 

                       
Issuer Name Ticker Meeting Date Record Date CUSIP Item Number Proposal Proposed By Whether the Fund Cast Vote on Matter Policy Rec Vote Instruction Whether Vote Was For or Against Management
Chesapeake Energy Corporation CHK 08-Jun-12  10-Apr-12 165167107    1.1 Elect Director Richard K. Davidson Management Yes Withhold Withhold Against
Chesapeake Energy Corporation CHK 08-Jun-12  10-Apr-12 165167107    1.2 Elect Director V. Burns Hargis Management Yes Withhold Withhold Against
Chesapeake Energy Corporation CHK 08-Jun-12  10-Apr-12 165167107    2 Adopt Majority Voting for Uncontested Election of Directors Management Yes For For For
Chesapeake Energy Corporation CHK 08-Jun-12  10-Apr-12 165167107    3 Advisory Vote to Ratify Named Executive Officers' Compensation Management Yes Against Against Against
Chesapeake Energy Corporation CHK 08-Jun-12  10-Apr-12 165167107    4 Amend Omnibus Stock Plan Management Yes For For For
Chesapeake Energy Corporation CHK 08-Jun-12  10-Apr-12 165167107    5 Approve Executive Incentive Bonus Plan Management Yes Against Against Against
Chesapeake Energy Corporation CHK 08-Jun-12  10-Apr-12 165167107    6 Ratify Auditors Management Yes For For For
Chesapeake Energy Corporation CHK 08-Jun-12  10-Apr-12 165167107    7 Reincorporate in Another State [from Oklahoma to Delaware] Share Holder Yes For For Against
Chesapeake Energy Corporation CHK 08-Jun-12  10-Apr-12 165167107    8 Report on Lobbying Payments and Policy Share Holder Yes For For Against
Chesapeake Energy Corporation CHK 08-Jun-12  10-Apr-12 165167107    9 Reduce Supermajority Vote Requirement Share Holder Yes For For Against
Chesapeake Energy Corporation CHK 08-Jun-12  10-Apr-12 165167107    10 Adopt Proxy Access Right Share Holder Yes For For Against
                       
Issuer Name Ticker Meeting Date Record Date CUSIP Item Number Proposal Proposed By Whether the Fund Cast Vote on Matter Policy Rec Vote Instruction Whether Vote Was For or Against Management
Abercrombie & Fitch Co. ANF 14-Jun-12  25-Apr-12 002896207    1 Elect Director James B. Bachmann Management Yes For For For
Abercrombie & Fitch Co. ANF 14-Jun-12  25-Apr-12 002896207    2 Elect Director Michael S. Jeffries Management Yes For For For
Abercrombie & Fitch Co. ANF 14-Jun-12  25-Apr-12 002896207    3 Elect Director John W. Kessler Management Yes For For For
Abercrombie & Fitch Co. ANF 14-Jun-12  25-Apr-12 002896207    4 Advisory Vote to Ratify Named Executive Officers' Compensation Management Yes Against Against Against
Abercrombie & Fitch Co. ANF 14-Jun-12  25-Apr-12 002896207    5 Ratify Auditors Management Yes For For For
Abercrombie & Fitch Co. ANF 14-Jun-12  25-Apr-12 002896207    6 Amend Executive Incentive Bonus Plan Management Yes For For For
                       
Issuer Name Ticker Meeting Date Record Date CUSIP Item Number Proposal Proposed By Whether the Fund Cast Vote on Matter Policy Rec Vote Instruction Whether Vote Was For or Against Management
Dollar Tree, Inc. DLTR 14-Jun-12  13-Apr-12 256746108    1.1 Elect Director Arnold S. Barron Management Yes For For For
Dollar Tree, Inc. DLTR 14-Jun-12  13-Apr-12 256746108    1.2 Elect Director Macon F. Brock, Jr. Management Yes For For For
Dollar Tree, Inc. DLTR 14-Jun-12  13-Apr-12 256746108    1.3 Elect Director Mary Anne Citrino Management Yes For For For
Dollar Tree, Inc. DLTR 14-Jun-12  13-Apr-12 256746108    1.4 Elect Director J. Douglas Perry Management Yes For For For
Dollar Tree, Inc. DLTR 14-Jun-12  13-Apr-12 256746108    1.5 Elect Director Thomas A. Saunders, III Management Yes For For For
Dollar Tree, Inc. DLTR 14-Jun-12  13-Apr-12 256746108    1.6 Elect Director Thomas E. Whiddon Management Yes For For For
Dollar Tree, Inc. DLTR 14-Jun-12  13-Apr-12 256746108    1.7 Elect Director Carl P. Zeithaml Management Yes For For For
Dollar Tree, Inc. DLTR 14-Jun-12  13-Apr-12 256746108    2 Advisory Vote to Ratify Named Executive Officers' Compensation Management Yes For For For
Dollar Tree, Inc. DLTR 14-Jun-12  13-Apr-12 256746108    3 Ratify Auditors Management Yes For For For
                       
Issuer Name Ticker Meeting Date Record Date CUSIP Item Number Proposal Proposed By Whether the Fund Cast Vote on Matter Policy Rec Vote Instruction Whether Vote Was For or Against Management
Net One Systems Co. 7518 14-Jun-12  31-Mar-12 J48894109    1 Approve Allocation of Income, with a Final Dividend of JPY 4600 Management Yes For For For
Net One Systems Co. 7518 14-Jun-12  31-Mar-12 J48894109    2 Amend Articles To Indemnify Directors and Statutory Auditors Management Yes For For For
Net One Systems Co. 7518 14-Jun-12  31-Mar-12 J48894109    3.1 Elect Director Yoshino, Takayuki Management Yes For For For
Net One Systems Co. 7518 14-Jun-12  31-Mar-12 J48894109    3.2 Elect Director Saito, Shingo Management Yes For For For
Net One Systems Co. 7518 14-Jun-12  31-Mar-12 J48894109    3.3 Elect Director Arai, Toru Management Yes For For For
Net One Systems Co. 7518 14-Jun-12  31-Mar-12 J48894109    3.4 Elect Director Katayama, Norihisa Management Yes For For For
Net One Systems Co. 7518 14-Jun-12  31-Mar-12 J48894109    3.5 Elect Director Horiuchi, Yoshiharu Management Yes For For For
Net One Systems Co. 7518 14-Jun-12  31-Mar-12 J48894109    3.6 Elect Director Kawakami, Kunio Management Yes For For For
Net One Systems Co. 7518 14-Jun-12  31-Mar-12 J48894109    3.7 Elect Director Naito, Masasuke Management Yes For For For
Net One Systems Co. 7518 14-Jun-12  31-Mar-12 J48894109    3.8 Elect Director Imai, Mitsuo Management Yes For For For
Net One Systems Co. 7518 14-Jun-12  31-Mar-12 J48894109    4.1 Appoint Statutory Auditor Kikuchi, Masamichi Management Yes For For For
Net One Systems Co. 7518 14-Jun-12  31-Mar-12 J48894109    4.2 Appoint Statutory Auditor Uchida, Minoru Management Yes For For For
Net One Systems Co. 7518 14-Jun-12  31-Mar-12 J48894109    4.3 Appoint Statutory Auditor Nakaoka, Tadashi Management Yes Against Against Against
Net One Systems Co. 7518 14-Jun-12  31-Mar-12 J48894109    5 Approve Annual Bonus Payment to Directors Management Yes For For For
Net One Systems Co. 7518 14-Jun-12  31-Mar-12 J48894109    6 Approve Deep Discount Stock Option Plan Management Yes For For For
                       
Issuer Name Ticker Meeting Date Record Date CUSIP Item Number Proposal Proposed By Whether the Fund Cast Vote on Matter Policy Rec Vote Instruction Whether Vote Was For or Against Management
Capcom Co. Ltd. 9697 15-Jun-12  31-Mar-12 J05187109    1 Approve Allocation of Income, with a Final Dividend of JPY 25 Management Yes For For For
Capcom Co. Ltd. 9697 15-Jun-12  31-Mar-12 J05187109    2.1 Appoint Statutory Auditor Hirao, Kazushi Management Yes For For For
Capcom Co. Ltd. 9697 15-Jun-12  31-Mar-12 J05187109    2.2 Appoint Statutory Auditor Iechika, Masanao Management Yes For For For
Capcom Co. Ltd. 9697 15-Jun-12  31-Mar-12 J05187109    2.3 Appoint Statutory Auditor Iwasaki, Yoshihiko Management Yes For For For
Capcom Co. Ltd. 9697 15-Jun-12  31-Mar-12 J05187109    2.4 Appoint Statutory Auditor Matsuzaki, Akihiko Management Yes For For For
Capcom Co. Ltd. 9697 15-Jun-12  31-Mar-12 J05187109    3 Appoint Alternate Statutory Auditor Kanamori, Hitoshi Management Yes For For For
Capcom Co. Ltd. 9697 15-Jun-12  31-Mar-12 J05187109    4 Appoint External Audit Firm Management Yes For For For
Capcom Co. Ltd. 9697 15-Jun-12  31-Mar-12 J05187109    5 Approve Adjustment to Aggregate Compensation Ceiling for Statutory Auditors Management Yes For For For
Capcom Co. Ltd. 9697 15-Jun-12  31-Mar-12 J05187109    6 Approve Takeover Defense Plan (Poison Pill) Management Yes Against Against Against
                       
Issuer Name Ticker Meeting Date Record Date CUSIP Item Number Proposal Proposed By Whether the Fund Cast Vote on Matter Policy Rec Vote Instruction Whether Vote Was For or Against Management
GameStop Corp. GME 19-Jun-12  30-Apr-12 36467W109    1.1 Elect Director Daniel A. DeMatteo Management Yes For For For
GameStop Corp. GME 19-Jun-12  30-Apr-12 36467W109    1.2 Elect Director Shane S. Kim Management Yes For For For
GameStop Corp. GME 19-Jun-12  30-Apr-12 36467W109    1.3 Elect Director J. Paul Raines Management Yes For For For
GameStop Corp. GME 19-Jun-12  30-Apr-12 36467W109    1.4 Elect Director Kathy Vrabeck Management Yes For For For
GameStop Corp. GME 19-Jun-12  30-Apr-12 36467W109    2 Advisory Vote to Ratify Named Executive Officers' Compensation Management Yes For For For
GameStop Corp. GME 19-Jun-12  30-Apr-12 36467W109    3 Ratify Auditors Management Yes For For For

 

 
 

                       
Issuer Name Ticker Meeting Date Record Date CUSIP Item Number Proposal Proposed By Whether the Fund Cast Vote on Matter Policy Rec Vote Instruction Whether Vote Was For or Against Management
Mitsui & Co. 8031 21-Jun-12  31-Mar-12 J44690139    1 Approve Allocation of Income, with a Final Dividend of JPY 28 Management Yes For For For
Mitsui & Co. 8031 21-Jun-12  31-Mar-12 J44690139    2.1 Elect Director Utsuda, Shoei Management Yes For For For
Mitsui & Co. 8031 21-Jun-12  31-Mar-12 J44690139    2.2 Elect Director Iijima, Masami Management Yes For For For
Mitsui & Co. 8031 21-Jun-12  31-Mar-12 J44690139    2.3 Elect Director Tanaka, Seiichi Management Yes For For For
Mitsui & Co. 8031 21-Jun-12  31-Mar-12 J44690139    2.4 Elect Director Kawashima, Fuminobu Management Yes For For For
Mitsui & Co. 8031 21-Jun-12  31-Mar-12 J44690139    2.5 Elect Director Saiga, Daisuke Management Yes For For For
Mitsui & Co. 8031 21-Jun-12  31-Mar-12 J44690139    2.6 Elect Director Okada, Joji Management Yes For For For
Mitsui & Co. 8031 21-Jun-12  31-Mar-12 J44690139    2.7 Elect Director Kinoshita, Masayuki Management Yes For For For
Mitsui & Co. 8031 21-Jun-12  31-Mar-12 J44690139    2.8 Elect Director Anbe, Shintaro Management Yes For For For
Mitsui & Co. 8031 21-Jun-12  31-Mar-12 J44690139    2.9 Elect Director Tanaka, Koichi Management Yes For For For
Mitsui & Co. 8031 21-Jun-12  31-Mar-12 J44690139    2.10 Elect Director Matsubara, Nobuko Management Yes For For For
Mitsui & Co. 8031 21-Jun-12  31-Mar-12 J44690139    2.11 Elect Director Nonaka, Ikujiro Management Yes For For For
Mitsui & Co. 8031 21-Jun-12  31-Mar-12 J44690139    2.12 Elect Director Hirabayashi, Hiroshi Management Yes For For For
Mitsui & Co. 8031 21-Jun-12  31-Mar-12 J44690139    2.13 Elect Director Muto, Toshiro Management Yes For For For
Mitsui & Co. 8031 21-Jun-12  31-Mar-12 J44690139    3.1 Appoint Statutory Auditor Matsuo, Kunihiro Management Yes For For For
                       
Issuer Name Ticker Meeting Date Record Date CUSIP Item Number Proposal Proposed By Whether the Fund Cast Vote on Matter Policy Rec Vote Instruction Whether Vote Was For or Against Management
Sanrio Co. Ltd. 8136 21-Jun-12  31-Mar-12 J68209105    1 Amend Articles To Remove Provisions on Class B Preferred Shares to Reflect Cancellation Management Yes For For For
Sanrio Co. Ltd. 8136 21-Jun-12  31-Mar-12 J68209105    2.1 Elect Director Tsuji, Shintaro Management Yes For For For
Sanrio Co. Ltd. 8136 21-Jun-12  31-Mar-12 J68209105    2.2 Elect Director Tsuji, Kunihiko Management Yes For For For
Sanrio Co. Ltd. 8136 21-Jun-12  31-Mar-12 J68209105    2.3 Elect Director Emori, Susumu Management Yes For For For
Sanrio Co. Ltd. 8136 21-Jun-12  31-Mar-12 J68209105    2.4 Elect Director Sato, Makoto Management Yes For For For
Sanrio Co. Ltd. 8136 21-Jun-12  31-Mar-12 J68209105    2.5 Elect Director Fukushima, Kazuyoshi Management Yes For For For
Sanrio Co. Ltd. 8136 21-Jun-12  31-Mar-12 J68209105    2.6 Elect Director Nakaya, Takahide Management Yes For For For
Sanrio Co. Ltd. 8136 21-Jun-12  31-Mar-12 J68209105    2.7 Elect Director Miyauchi, Saburo Management Yes For For For
Sanrio Co. Ltd. 8136 21-Jun-12  31-Mar-12 J68209105    2.8 Elect Director Sakiyama, Yuuko Management Yes For For For
Sanrio Co. Ltd. 8136 21-Jun-12  31-Mar-12 J68209105    2.9 Elect Director Sasaki, Akito Management Yes For For For
Sanrio Co. Ltd. 8136 21-Jun-12  31-Mar-12 J68209105    2.10 Elect Director Furuhashi, Yoshio Management Yes For For For
Sanrio Co. Ltd. 8136 21-Jun-12  31-Mar-12 J68209105    2.11 Elect Director Yamaguchi, Masahiro Management Yes For For For
Sanrio Co. Ltd. 8136 21-Jun-12  31-Mar-12 J68209105    2.12 Elect Director Hatoyama, Rehito Management Yes For For For
Sanrio Co. Ltd. 8136 21-Jun-12  31-Mar-12 J68209105    2.13 Elect Director Hanado, Yasuhito Management Yes For For For
Sanrio Co. Ltd. 8136 21-Jun-12  31-Mar-12 J68209105    3 Approve Retirement Bonus Payment for Director Management Yes Against Against Against
                       
Issuer Name Ticker Meeting Date Record Date CUSIP Item Number Proposal Proposed By Whether the Fund Cast Vote on Matter Policy Rec Vote Instruction Whether Vote Was For or Against Management
Toyota Tsusho Corp. 8015 21-Jun-12  31-Mar-12 J92719111    1 Approve Allocation of Income, with a Final Dividend of JPY 26 Management Yes For For For
Toyota Tsusho Corp. 8015 21-Jun-12  31-Mar-12 J92719111    2.1 Elect Director Shimizu, Junzo Management Yes For For For
Toyota Tsusho Corp. 8015 21-Jun-12  31-Mar-12 J92719111    2.2 Elect Director Karube, Jun Management Yes For For For
Toyota Tsusho Corp. 8015 21-Jun-12  31-Mar-12 J92719111    2.3 Elect Director Asano, Mikio Management Yes For For For
Toyota Tsusho Corp. 8015 21-Jun-12  31-Mar-12 J92719111    2.4 Elect Director Yokoi, Yasuhiko Management Yes For For For
Toyota Tsusho Corp. 8015 21-Jun-12  31-Mar-12 J92719111    2.5 Elect Director Takano, Hiroshi Management Yes For For For
Toyota Tsusho Corp. 8015 21-Jun-12  31-Mar-12 J92719111    2.6 Elect Director Sawayama, Hiroki Management Yes For For For
Toyota Tsusho Corp. 8015 21-Jun-12  31-Mar-12 J92719111    2.7 Elect Director Shinozaki, Tamio Management Yes For For For
Toyota Tsusho Corp. 8015 21-Jun-12  31-Mar-12 J92719111    2.8 Elect Director Shirai, Takumi Management Yes For For For
Toyota Tsusho Corp. 8015 21-Jun-12  31-Mar-12 J92719111    2.9 Elect Director Yamagiwa, Kuniaki Management Yes For For For
Toyota Tsusho Corp. 8015 21-Jun-12  31-Mar-12 J92719111    2.10 Elect Director Matsudaira, Soichiro Management Yes For For For
Toyota Tsusho Corp. 8015 21-Jun-12  31-Mar-12 J92719111    2.11 Elect Director Hattori, Takashi Management Yes For For For
Toyota Tsusho Corp. 8015 21-Jun-12  31-Mar-12 J92719111    2.12 Elect Director Miura, Yoshiki Management Yes For For For
Toyota Tsusho Corp. 8015 21-Jun-12  31-Mar-12 J92719111    3.1 Appoint Statutory Auditor Toyoda, Tetsuro Management Yes Against Against Against
Toyota Tsusho Corp. 8015 21-Jun-12  31-Mar-12 J92719111    3.2 Appoint Statutory Auditor Sasazu, Kyoji Management Yes Against Against Against
Toyota Tsusho Corp. 8015 21-Jun-12  31-Mar-12 J92719111    4 Approve Annual Bonus Payment to Directors and Statutory Auditors Management Yes For For For
                       
Issuer Name Ticker Meeting Date Record Date CUSIP Item Number Proposal Proposed By Whether the Fund Cast Vote on Matter Policy Rec Vote Instruction Whether Vote Was For or Against Management
Itochu Corp. 8001 22-Jun-12  31-Mar-12 J2501P104    1 Approve Allocation of Income, with a Final Dividend of JPY 27.5 Management Yes For For For
Itochu Corp. 8001 22-Jun-12  31-Mar-12 J2501P104    2.1 Elect Director Kobayashi, Eizo Management Yes For For For
Itochu Corp. 8001 22-Jun-12  31-Mar-12 J2501P104    2.2 Elect Director Okafuji, Masahiro Management Yes For For For
Itochu Corp. 8001 22-Jun-12  31-Mar-12 J2501P104    2.3 Elect Director Kobayashi, Yoichi Management Yes For For For
Itochu Corp. 8001 22-Jun-12  31-Mar-12 J2501P104    2.4 Elect Director Aoki, Yoshihisa Management Yes For For For
Itochu Corp. 8001 22-Jun-12  31-Mar-12 J2501P104    2.5 Elect Director Seki, Tadayuki Management Yes For For For
Itochu Corp. 8001 22-Jun-12  31-Mar-12 J2501P104    2.6 Elect Director Takayanagi, Koji Management Yes For For For
Itochu Corp. 8001 22-Jun-12  31-Mar-12 J2501P104    2.7 Elect Director Matsushima, Toru Management Yes For For For
Itochu Corp. 8001 22-Jun-12  31-Mar-12 J2501P104    2.8 Elect Director Fukuda, Yuuji Management Yes For For For
Itochu Corp. 8001 22-Jun-12  31-Mar-12 J2501P104    2.9 Elect Director Nakamura, Ichiro Management Yes For For For
Itochu Corp. 8001 22-Jun-12  31-Mar-12 J2501P104    2.10 Elect Director Yoshida, Tomofumi Management Yes For For For
Itochu Corp. 8001 22-Jun-12  31-Mar-12 J2501P104    2.11 Elect Director Okamoto, Hitoshi Management Yes For For For
Itochu Corp. 8001 22-Jun-12  31-Mar-12 J2501P104    2.12 Elect Director Shiomi, Takao Management Yes For For For
Itochu Corp. 8001 22-Jun-12  31-Mar-12 J2501P104    2.13 Elect Director Kawamoto, Yuuko Management Yes For For For
Itochu Corp. 8001 22-Jun-12  31-Mar-12 J2501P104    2.14 Elect Director Sugimoto, Kazuyuki Management Yes For For For
Itochu Corp. 8001 22-Jun-12  31-Mar-12 J2501P104    3 Appoint Statutory Auditor Akamatsu, Yoshio Management Yes For For For

 

 
 

                       
Issuer Name Ticker Meeting Date Record Date CUSIP Item Number Proposal Proposed By Whether the Fund Cast Vote on Matter Policy Rec Vote Instruction Whether Vote Was For or Against Management
Japan Tobacco Inc 2914 22-Jun-12  31-Mar-12 J27869106    1 Approve Allocation of Income, with a Final Dividend of JPY 6000 Management Yes Against Against For
Japan Tobacco Inc 2914 22-Jun-12  31-Mar-12 J27869106    2 Amend Articles To Limit Rights of Odd-Lot Holders Management Yes For For For
Japan Tobacco Inc 2914 22-Jun-12  31-Mar-12 J27869106    3.1 Elect Director Kimura, Hiroshi Management Yes For For For
Japan Tobacco Inc 2914 22-Jun-12  31-Mar-12 J27869106    3.2 Elect Director Koizumi, Mitsuomi Management Yes For For For
Japan Tobacco Inc 2914 22-Jun-12  31-Mar-12 J27869106    3.3 Elect Director Shingai, Yasushi Management Yes For For For
Japan Tobacco Inc 2914 22-Jun-12  31-Mar-12 J27869106    3.4 Elect Director Okubo, Noriaki Management Yes For For For
Japan Tobacco Inc 2914 22-Jun-12  31-Mar-12 J27869106    3.5 Elect Director Saeki, Akira Management Yes For For For
Japan Tobacco Inc 2914 22-Jun-12  31-Mar-12 J27869106    3.6 Elect Director Miyazaki, Hideki Management Yes For For For
Japan Tobacco Inc 2914 22-Jun-12  31-Mar-12 J27869106    3.7 Elect Director Iwai, Mutsuo Management Yes For For For
Japan Tobacco Inc 2914 22-Jun-12  31-Mar-12 J27869106    3.8 Elect Director Oka, Motoyuki Management Yes For For For
Japan Tobacco Inc 2914 22-Jun-12  31-Mar-12 J27869106    3.9 Elect Director Koda, Main Management Yes For For For
Japan Tobacco Inc 2914 22-Jun-12  31-Mar-12 J27869106    4 Appoint Statutory Auditor Nakamura, Futoshi Management Yes For For For
Japan Tobacco Inc 2914 22-Jun-12  31-Mar-12 J27869106    5 Approve Final Dividend of JPY 20,000 Share Holder Yes For For Against
Japan Tobacco Inc 2914 22-Jun-12  31-Mar-12 J27869106    6 Authorize Share Repurchase of Up To 1.6 Million Shares in the Coming Year Share Holder Yes For For Against
Japan Tobacco Inc 2914 22-Jun-12  31-Mar-12 J27869106    7 Amend Articles to Allow Binding Shareholder Meeting Resolutions on Cancellation of Treasury Shares Share Holder Yes For For Against
Japan Tobacco Inc 2914 22-Jun-12  31-Mar-12 J27869106    8 Cancel the Company's Treasury Shares Share Holder Yes For For Against
                       
Issuer Name Ticker Meeting Date Record Date CUSIP Item Number Proposal Proposed By Whether the Fund Cast Vote on Matter Policy Rec Vote Instruction Whether Vote Was For or Against Management
Marubeni Corp. 8002 22-Jun-12  31-Mar-12 J39788138    1.1 Elect Director Katsumata, Nobuo Management Yes For For For
Marubeni Corp. 8002 22-Jun-12  31-Mar-12 J39788138    1.2 Elect Director Asada, Teruo Management Yes For For For
Marubeni Corp. 8002 22-Jun-12  31-Mar-12 J39788138    1.3 Elect Director Sekiyama, Mamoru Management Yes For For For
Marubeni Corp. 8002 22-Jun-12  31-Mar-12 J39788138    1.4 Elect Director Ota, Michihiko Management Yes For For For
Marubeni Corp. 8002 22-Jun-12  31-Mar-12 J39788138    1.5 Elect Director Kokubu, Fumiya Management Yes For For For
Marubeni Corp. 8002 22-Jun-12  31-Mar-12 J39788138    1.6 Elect Director Yamazoe, Shigeru Management Yes For For For
Marubeni Corp. 8002 22-Jun-12  31-Mar-12 J39788138    1.7 Elect Director Akiyoshi, Mitsuru Management Yes For For For
Marubeni Corp. 8002 22-Jun-12  31-Mar-12 J39788138    1.8 Elect Director Nomura, Yutaka Management Yes For For For
Marubeni Corp. 8002 22-Jun-12  31-Mar-12 J39788138    1.9 Elect Director Okada, Daisuke Management Yes For For For
Marubeni Corp. 8002 22-Jun-12  31-Mar-12 J39788138    1.10 Elect Director Torii, Keizo Management Yes For For For
Marubeni Corp. 8002 22-Jun-12  31-Mar-12 J39788138    1.11 Elect Director Kuwayama, Shoji Management Yes For For For
Marubeni Corp. 8002 22-Jun-12  31-Mar-12 J39788138    1.12 Elect Director Mstsuura, Yukihiko Management Yes For For For
Marubeni Corp. 8002 22-Jun-12  31-Mar-12 J39788138    1.13 Elect Director Ogura, Toshiyuki Management Yes For For For
Marubeni Corp. 8002 22-Jun-12  31-Mar-12 J39788138    1.14 Elect Director Ishikawa, Shigeaki Management Yes For For For
Marubeni Corp. 8002 22-Jun-12  31-Mar-12 J39788138    2 Approve Adjustment to Aggregate Compensation Ceilings for Directors and Statutory Auditors Management Yes For For For
                       
Issuer Name Ticker Meeting Date Record Date CUSIP Item Number Proposal Proposed By Whether the Fund Cast Vote on Matter Policy Rec Vote Instruction Whether Vote Was For or Against Management
Sumitomo Corp. 8053 22-Jun-12  31-Mar-12 J77282119    1 Approve Allocation of Income, with a Final Dividend of JPY 26 Management Yes For For For
Sumitomo Corp. 8053 22-Jun-12  31-Mar-12 J77282119    2.1 Elect Director Kato, Susumu Management Yes For For For
Sumitomo Corp. 8053 22-Jun-12  31-Mar-12 J77282119    2.2 Elect Director Hamada, Toyosaku Management Yes For For For
Sumitomo Corp. 8053 22-Jun-12  31-Mar-12 J77282119    2.3 Elect Director Nakamura, Kuniharu Management Yes For For For
Sumitomo Corp. 8053 22-Jun-12  31-Mar-12 J77282119    2.4 Elect Director Sasaki, Shinichi Management Yes For For For
Sumitomo Corp. 8053 22-Jun-12  31-Mar-12 J77282119    2.5 Elect Director Kawahara, Takuro Management Yes For For For
Sumitomo Corp. 8053 22-Jun-12  31-Mar-12 J77282119    2.6 Elect Director Osawa, Yoshio Management Yes For For For
Sumitomo Corp. 8053 22-Jun-12  31-Mar-12 J77282119    2.7 Elect Director Abe, Yasuyuki Management Yes For For For
Sumitomo Corp. 8053 22-Jun-12  31-Mar-12 J77282119    2.8 Elect Director Doi, Masayuki Management Yes For For For
Sumitomo Corp. 8053 22-Jun-12  31-Mar-12 J77282119    2.9 Elect Director Togashi, Kazuhisa Management Yes For For For
Sumitomo Corp. 8053 22-Jun-12  31-Mar-12 J77282119    2.10 Elect Director Takeuchi, Kazuhiro Management Yes For For For
Sumitomo Corp. 8053 22-Jun-12  31-Mar-12 J77282119    2.11 Elect Director Furihata, Toru Management Yes For For For
Sumitomo Corp. 8053 22-Jun-12  31-Mar-12 J77282119    2.12 Elect Director Kanegae, Michihiko Management Yes For For For
Sumitomo Corp. 8053 22-Jun-12  31-Mar-12 J77282119    3 Appoint Statutory Auditor Fujinuma, Tsuguoki Management Yes For For For
Sumitomo Corp. 8053 22-Jun-12  31-Mar-12 J77282119    4 Approve Annual Bonus Payment to Directors Management Yes For For For
Sumitomo Corp. 8053 22-Jun-12  31-Mar-12 J77282119    5 Approve Stock Option Plan Management Yes For For For
Sumitomo Corp. 8053 22-Jun-12  31-Mar-12 J77282119    6 Approve Deep Discount Stock Option Plan Management Yes For For For
                       
Issuer Name Ticker Meeting Date Record Date CUSIP Item Number Proposal Proposed By Whether the Fund Cast Vote on Matter Policy Rec Vote Instruction Whether Vote Was For or Against Management
DeNA Co Ltd 2432 23-Jun-12  31-Mar-12 J1257N107    1 Approve Allocation of Income, with a Final Dividend of JPY 36 Management Yes For For For
                       
Issuer Name Ticker Meeting Date Record Date CUSIP Item Number Proposal Proposed By Whether the Fund Cast Vote on Matter Policy Rec Vote Instruction Whether Vote Was For or Against Management
Chiyoda Corp. 6366 26-Jun-12  31-Mar-12 J06237101    1 Approve Allocation of Income, with a Final Dividend of JPY 17 Management Yes For For For
Chiyoda Corp. 6366 26-Jun-12  31-Mar-12 J06237101    2 Amend Articles To Remove Provisions on Preferred Shares Management Yes For For For
Chiyoda Corp. 6366 26-Jun-12  31-Mar-12 J06237101    3.1 Elect Director Kubota, Takashi Management Yes For For For
Chiyoda Corp. 6366 26-Jun-12  31-Mar-12 J06237101    3.2 Elect Director Kanno, Yoichi Management Yes For For For
Chiyoda Corp. 6366 26-Jun-12  31-Mar-12 J06237101    3.3 Elect Director Kawashima, Masahito Management Yes For For For
Chiyoda Corp. 6366 26-Jun-12  31-Mar-12 J06237101    3.4 Elect Director Ogawa, Hiroshi Management Yes For For For
Chiyoda Corp. 6366 26-Jun-12  31-Mar-12 J06237101    3.5 Elect Director Obokata, Kazuo Management Yes For For For
Chiyoda Corp. 6366 26-Jun-12  31-Mar-12 J06237101    3.6 Elect Director Shibuya, Shogo Management Yes For For For
Chiyoda Corp. 6366 26-Jun-12  31-Mar-12 J06237101    3.7 Elect Director Okawa, Kazushi Management Yes For For For
Chiyoda Corp. 6366 26-Jun-12  31-Mar-12 J06237101    3.8 Elect Director Shimizu, Ryosuke Management Yes For For For
Chiyoda Corp. 6366 26-Jun-12  31-Mar-12 J06237101    3.9 Elect Director Nagasaka, Katsuo Management Yes For For For
Chiyoda Corp. 6366 26-Jun-12  31-Mar-12 J06237101    4 Appoint Statutory Auditor Nakano, Munehiko Management Yes Against Against Against
Chiyoda Corp. 6366 26-Jun-12  31-Mar-12 J06237101    5 Appoint Alternate Statutory Auditor Kugisawa, Tomo Management Yes For For For

 

 
 

                       
Issuer Name Ticker Meeting Date Record Date CUSIP Item Number Proposal Proposed By Whether the Fund Cast Vote on Matter Policy Rec Vote Instruction Whether Vote Was For or Against Management
Cosmo Oil Co. Ltd. 5007 26-Jun-12  31-Mar-12 J08316101    1 Approve Allocation of Income, with a Final Dividend of JPY 8 Management Yes For For For
Cosmo Oil Co. Ltd. 5007 26-Jun-12  31-Mar-12 J08316101    2.1 Elect Director Okabe, Keiichiro Management Yes For For For
Cosmo Oil Co. Ltd. 5007 26-Jun-12  31-Mar-12 J08316101    2.2 Elect Director Kimura, Yaichi Management Yes For For For
Cosmo Oil Co. Ltd. 5007 26-Jun-12  31-Mar-12 J08316101    2.3 Elect Director Morikawa, Keizo Management Yes For For For
Cosmo Oil Co. Ltd. 5007 26-Jun-12  31-Mar-12 J08316101    2.4 Elect Director Miyamoto, Satoshi Management Yes For For For
Cosmo Oil Co. Ltd. 5007 26-Jun-12  31-Mar-12 J08316101    2.5 Elect Director Matsumura, Hideto Management Yes For For For
Cosmo Oil Co. Ltd. 5007 26-Jun-12  31-Mar-12 J08316101    2.6 Elect Director Tamura, Atsuto Management Yes For For For
Cosmo Oil Co. Ltd. 5007 26-Jun-12  31-Mar-12 J08316101    2.7 Elect Director Kobayashi, Hisashi Management Yes For For For
Cosmo Oil Co. Ltd. 5007 26-Jun-12  31-Mar-12 J08316101    2.8 Elect Director Kusakabe, Isao Management Yes For For For
Cosmo Oil Co. Ltd. 5007 26-Jun-12  31-Mar-12 J08316101    2.9 Elect Director Mohamed Al Hamli Management Yes Against Against Against
Cosmo Oil Co. Ltd. 5007 26-Jun-12  31-Mar-12 J08316101    2.10 Elect Director Mohamed Al Mehairi Management Yes For For For
Cosmo Oil Co. Ltd. 5007 26-Jun-12  31-Mar-12 J08316101    3 Appoint Statutory Auditor Ichikawa, Kazuto Management Yes For For For
                       
Issuer Name Ticker Meeting Date Record Date CUSIP Item Number Proposal Proposed By Whether the Fund Cast Vote on Matter Policy Rec Vote Instruction Whether Vote Was For or Against Management
IT Holdings Corp. 3626 26-Jun-12  31-Mar-12 J2563B100    1 Approve Allocation of Income, with a Final Dividend of JPY 18 Management Yes For For For
IT Holdings Corp. 3626 26-Jun-12  31-Mar-12 J2563B100    2 Amend Articles To Change Location of Head Office Management Yes For For For
IT Holdings Corp. 3626 26-Jun-12  31-Mar-12 J2563B100    3.1 Elect Director Kanaoka, Katsuki Management Yes For For For
IT Holdings Corp. 3626 26-Jun-12  31-Mar-12 J2563B100    3.2 Elect Director Okamoto, Susumu Management Yes For For For
IT Holdings Corp. 3626 26-Jun-12  31-Mar-12 J2563B100    3.3 Elect Director Maenishi, Norio Management Yes For For For
IT Holdings Corp. 3626 26-Jun-12  31-Mar-12 J2563B100    3.4 Elect Director Sato, Tomoki Management Yes For For For
IT Holdings Corp. 3626 26-Jun-12  31-Mar-12 J2563B100    3.5 Elect Director Nakao, Tetsuo Management Yes For For For
IT Holdings Corp. 3626 26-Jun-12  31-Mar-12 J2563B100    3.6 Elect Director Fujimiya, Hiroaki Management Yes For For For
IT Holdings Corp. 3626 26-Jun-12  31-Mar-12 J2563B100    3.7 Elect Director Chitose, Masaki Management Yes For For For
IT Holdings Corp. 3626 26-Jun-12  31-Mar-12 J2563B100    3.8 Elect Director Takizawa, koju Management Yes For For For
IT Holdings Corp. 3626 26-Jun-12  31-Mar-12 J2563B100    3.9 Elect Director Ishii, Katsuhiko Management Yes For For For
IT Holdings Corp. 3626 26-Jun-12  31-Mar-12 J2563B100    3.10 Elect Director Oda, Shingo Management Yes For For For
IT Holdings Corp. 3626 26-Jun-12  31-Mar-12 J2563B100    3.11 Elect Director Ishigaki, Yoshinobu Management Yes For For For
IT Holdings Corp. 3626 26-Jun-12  31-Mar-12 J2563B100    4.1 Appoint Statutory Auditor Takeda, Masaru Management Yes For For For
IT Holdings Corp. 3626 26-Jun-12  31-Mar-12 J2563B100    4.2 Appoint Statutory Auditor Ito, Taigi Management Yes For For For
IT Holdings Corp. 3626 26-Jun-12  31-Mar-12 J2563B100    4.3 Appoint Statutory Auditor Ueda, Muneaki Management Yes For For For
IT Holdings Corp. 3626 26-Jun-12  31-Mar-12 J2563B100    5 Appoint Alternate Statutory Auditor Ito, Jun Management Yes For For For
                       
Issuer Name Ticker Meeting Date Record Date CUSIP Item Number Proposal Proposed By Whether the Fund Cast Vote on Matter Policy Rec Vote Instruction Whether Vote Was For or Against Management
Medipal Holdings Corp 7459 26-Jun-12  31-Mar-12 J4189T101    1.1 Elect Director Kumakura, Sadatake Management Yes For For For
Medipal Holdings Corp 7459 26-Jun-12  31-Mar-12 J4189T101    1.2 Elect Director Watanabe, Shuuichi Management Yes For For For
Medipal Holdings Corp 7459 26-Jun-12  31-Mar-12 J4189T101    1.3 Elect Director Yoda, Toshihide Management Yes For For For
Medipal Holdings Corp 7459 26-Jun-12  31-Mar-12 J4189T101    1.4 Elect Director Sakon, Yuuji Management Yes For For For
Medipal Holdings Corp 7459 26-Jun-12  31-Mar-12 J4189T101    1.5 Elect Director Chofuku, Yasuhiro Management Yes For For For
Medipal Holdings Corp 7459 26-Jun-12  31-Mar-12 J4189T101    1.6 Elect Director Hasegawa, Takuro Management Yes For For For
Medipal Holdings Corp 7459 26-Jun-12  31-Mar-12 J4189T101    1.7 Elect Director Takao, Kazushi Management Yes For For For
Medipal Holdings Corp 7459 26-Jun-12  31-Mar-12 J4189T101    1.8 Elect Director Orime, Koji Management Yes For For For
Medipal Holdings Corp 7459 26-Jun-12  31-Mar-12 J4189T101    1.9 Elect Director Kawanobe, Michiko Management Yes For For For
                       
Issuer Name Ticker Meeting Date Record Date CUSIP Item Number Proposal Proposed By Whether the Fund Cast Vote on Matter Policy Rec Vote Instruction Whether Vote Was For or Against Management
Nisshin Steel Co. Ltd. 5407 26-Jun-12  31-Mar-12 J57805103    1 Approve Formation of Joint Holding Company with Nippon Metal Industry Co. Management Yes For For For
Nisshin Steel Co. Ltd. 5407 26-Jun-12  31-Mar-12 J57805103    2 Amend Articles To Delete References to Record Date Management Yes For For For
Nisshin Steel Co. Ltd. 5407 26-Jun-12  31-Mar-12 J57805103    3.1 Elect Director Suzuki, Hideo Management Yes For For For
Nisshin Steel Co. Ltd. 5407 26-Jun-12  31-Mar-12 J57805103    3.2 Elect Director Miki, Toshinori Management Yes For For For
Nisshin Steel Co. Ltd. 5407 26-Jun-12  31-Mar-12 J57805103    3.3 Elect Director Irie, Umeo Management Yes For For For
Nisshin Steel Co. Ltd. 5407 26-Jun-12  31-Mar-12 J57805103    3.4 Elect Director Nariyoshi, Yukio Management Yes For For For
Nisshin Steel Co. Ltd. 5407 26-Jun-12  31-Mar-12 J57805103    3.5 Elect Director Minami, Kenji Management Yes For For For
Nisshin Steel Co. Ltd. 5407 26-Jun-12  31-Mar-12 J57805103    3.6 Elect Director Obama, Kazuhisa Management Yes For For For
Nisshin Steel Co. Ltd. 5407 26-Jun-12  31-Mar-12 J57805103    3.7 Elect Director Tsuda, Yoshikazu Management Yes For For For
Nisshin Steel Co. Ltd. 5407 26-Jun-12  31-Mar-12 J57805103    3.8 Elect Director Uchida, Yukio Management Yes For For For
Nisshin Steel Co. Ltd. 5407 26-Jun-12  31-Mar-12 J57805103    4.1 Appoint Statutory Auditor Sugiyama, Takashi Management Yes For For For
Nisshin Steel Co. Ltd. 5407 26-Jun-12  31-Mar-12 J57805103    4.2 Appoint Statutory Auditor Haya, Makoto Management Yes Against Against Against

 

 
 

                       
Issuer Name Ticker Meeting Date Record Date CUSIP Item Number Proposal Proposed By Whether the Fund Cast Vote on Matter Policy Rec Vote Instruction Whether Vote Was For or Against Management
Toho Holdings Co Ltd 8129 26-Jun-12  31-Mar-12 J85237105    1.1 Elect Director Matsutani, Takaaki Management Yes For For For
Toho Holdings Co Ltd 8129 26-Jun-12  31-Mar-12 J85237105    1.2 Elect Director Hamada, Norio Management Yes For For For
Toho Holdings Co Ltd 8129 26-Jun-12  31-Mar-12 J85237105    1.3 Elect Director Kono, Hiroyuki Management Yes For For For
Toho Holdings Co Ltd 8129 26-Jun-12  31-Mar-12 J85237105    1.4 Elect Director Homma, Toshio Management Yes For For For
Toho Holdings Co Ltd 8129 26-Jun-12  31-Mar-12 J85237105    1.5 Elect Director Matsutani, Takeo Management Yes For For For
Toho Holdings Co Ltd 8129 26-Jun-12  31-Mar-12 J85237105    2.1 Appoint Statutory Auditor Shimizu, Hideyuki Management Yes For For For
Toho Holdings Co Ltd 8129 26-Jun-12  31-Mar-12 J85237105    2.2 Appoint Statutory Auditor Hirano, Takaho Management Yes For For For
Toho Holdings Co Ltd 8129 26-Jun-12  31-Mar-12 J85237105    2.3 Appoint Statutory Auditor Edahiro, Hiromi Management Yes For For For
                       
Issuer Name Ticker Meeting Date Record Date CUSIP Item Number Proposal Proposed By Whether the Fund Cast Vote on Matter Policy Rec Vote Instruction Whether Vote Was For or Against Management
Anritsu Corp. 6754 27-Jun-12  31-Mar-12 J01554104    1 Approve Allocation of Income, with a Final Dividend of JPY 10 Management Yes For For For
Anritsu Corp. 6754 27-Jun-12  31-Mar-12 J01554104    2.1 Elect Director Hashimoto, Hirokazu Management Yes For For For
Anritsu Corp. 6754 27-Jun-12  31-Mar-12 J01554104    2.2 Elect Director Tsukasa, Fumihiro Management Yes For For For
Anritsu Corp. 6754 27-Jun-12  31-Mar-12 J01554104    2.3 Elect Director Hosoda, Yasushi Management Yes For For For
Anritsu Corp. 6754 27-Jun-12  31-Mar-12 J01554104    3 Approve Annual Bonus Payment to Directors Management Yes For For For
Anritsu Corp. 6754 27-Jun-12  31-Mar-12 J01554104    4 Approve Stock Option Plan for Directors Management Yes For For For
Anritsu Corp. 6754 27-Jun-12  31-Mar-12 J01554104    5 Approve Stock Option Plan Management Yes For For For
                       
Issuer Name Ticker Meeting Date Record Date CUSIP Item Number Proposal Proposed By Whether the Fund Cast Vote on Matter Policy Rec Vote Instruction Whether Vote Was For or Against Management
Aozora Bank, Ltd. 8304 27-Jun-12  31-Mar-12 J0172K107    1.1 Elect Director Shirakawa, Yuuji Management Yes Against Against Against
Aozora Bank, Ltd. 8304 27-Jun-12  31-Mar-12 J0172K107    1.2 Elect Director Brian F. Prince Management Yes Against Against Against
Aozora Bank, Ltd. 8304 27-Jun-12  31-Mar-12 J0172K107    1.3 Elect Director Tokuoka, Kunimi Management Yes For For For
Aozora Bank, Ltd. 8304 27-Jun-12  31-Mar-12 J0172K107    1.4 Elect Director Baba, Shinsuke Management Yes For For For
Aozora Bank, Ltd. 8304 27-Jun-12  31-Mar-12 J0172K107    1.5 Elect Director James Danforth Quayle Management Yes For For For
Aozora Bank, Ltd. 8304 27-Jun-12  31-Mar-12 J0172K107    1.6 Elect Director Frank W. Bruno Management Yes For For For
Aozora Bank, Ltd. 8304 27-Jun-12  31-Mar-12 J0172K107    1.7 Elect Director Tsugawa, Kiyoshi Management Yes For For For
Aozora Bank, Ltd. 8304 27-Jun-12  31-Mar-12 J0172K107    1.8 Elect Director Marius J. L. Jonkhart Management Yes For For For
Aozora Bank, Ltd. 8304 27-Jun-12  31-Mar-12 J0172K107    1.9 Elect Director Takeda, Shunsuke Management Yes For For For
Aozora Bank, Ltd. 8304 27-Jun-12  31-Mar-12 J0172K107    1.10 Elect Director Cornelis Maas Management Yes For For For
Aozora Bank, Ltd. 8304 27-Jun-12  31-Mar-12 J0172K107    1.11 Elect Director Louis J. Forster Management Yes For For For
Aozora Bank, Ltd. 8304 27-Jun-12  31-Mar-12 J0172K107    1.12 Elect Director Larry A. Klane Management Yes For For For
Aozora Bank, Ltd. 8304 27-Jun-12  31-Mar-12 J0172K107    2.1 Appoint Statutory Auditor Mitch R. Fulscher Management Yes For For For
Aozora Bank, Ltd. 8304 27-Jun-12  31-Mar-12 J0172K107    2.2 Appoint Statutory Auditor Tachimoto, Akira Management Yes For For For
Aozora Bank, Ltd. 8304 27-Jun-12  31-Mar-12 J0172K107    3 Appoint Alternate Statutory Auditor Nagase, Tomiaki Management Yes For For For
Aozora Bank, Ltd. 8304 27-Jun-12  31-Mar-12 J0172K107    4 Approve Retirement Bonus Payment for Director Management Yes Against Against Against
                       
Issuer Name Ticker Meeting Date Record Date CUSIP Item Number Proposal Proposed By Whether the Fund Cast Vote on Matter Policy Rec Vote Instruction Whether Vote Was For or Against Management
Daito Trust Construction Co. Ltd. 1878 27-Jun-12  31-Mar-12 J11151107    1 Approve Allocation of Income, with a Final Dividend of JPY 149 Management Yes For For For
Daito Trust Construction Co. Ltd. 1878 27-Jun-12  31-Mar-12 J11151107    2 Amend Articles To Amend Business Lines Management Yes For For For
Daito Trust Construction Co. Ltd. 1878 27-Jun-12  31-Mar-12 J11151107    3.1 Elect Director Kobayashi, Katsuma Management Yes For For For
Daito Trust Construction Co. Ltd. 1878 27-Jun-12  31-Mar-12 J11151107    3.2 Elect Director Kawai, Shuuji Management Yes For For For
Daito Trust Construction Co. Ltd. 1878 27-Jun-12  31-Mar-12 J11151107    4 Appoint Statutory Auditor Futami, Kazumitsu Management Yes For For For
                       
Issuer Name Ticker Meeting Date Record Date CUSIP Item Number Proposal Proposed By Whether the Fund Cast Vote on Matter Policy Rec Vote Instruction Whether Vote Was For or Against Management
MEGMILK SNOW BRAND Co., Ltd. 2270 27-Jun-12  31-Mar-12 J41966102    1 Approve Allocation of Income, with a Final Dividend of JPY 30 Management Yes For For For
MEGMILK SNOW BRAND Co., Ltd. 2270 27-Jun-12  31-Mar-12 J41966102    2 Elect Director Seko, Yasushi Management Yes For For For
MEGMILK SNOW BRAND Co., Ltd. 2270 27-Jun-12  31-Mar-12 J41966102    3 Appoint Alternate Statutory Auditor Hattori, Akito Management Yes For For For
MEGMILK SNOW BRAND Co., Ltd. 2270 27-Jun-12  31-Mar-12 J41966102    4 Approve Takeover Defense Plan (Poison Pill) Management Yes Against Against Against
                       
Issuer Name Ticker Meeting Date Record Date CUSIP Item Number Proposal Proposed By Whether the Fund Cast Vote on Matter Policy Rec Vote Instruction Whether Vote Was For or Against Management
Yokogawa Electric Corp. 6841 27-Jun-12  31-Mar-12 J97272124    1 Approve Allocation of Income, with a Final Dividend of JPY 5 Management Yes For For For
Yokogawa Electric Corp. 6841 27-Jun-12  31-Mar-12 J97272124    2.1 Elect Director Kaihori, Shuuzo Management Yes For For For
Yokogawa Electric Corp. 6841 27-Jun-12  31-Mar-12 J97272124    2.2 Elect Director Nara, Hitoshi Management Yes For For For
Yokogawa Electric Corp. 6841 27-Jun-12  31-Mar-12 J97272124    2.3 Elect Director Kurosu, Satoru Management Yes For For For
Yokogawa Electric Corp. 6841 27-Jun-12  31-Mar-12 J97272124    2.4 Elect Director Nishijima, Takashi Management Yes For For For
Yokogawa Electric Corp. 6841 27-Jun-12  31-Mar-12 J97272124    2.5 Elect Director Tanahashi, Yasuro Management Yes For For For
Yokogawa Electric Corp. 6841 27-Jun-12  31-Mar-12 J97272124    2.6 Elect Director Katsumata, Nobuo Management Yes For For For
Yokogawa Electric Corp. 6841 27-Jun-12  31-Mar-12 J97272124    2.7 Elect Director Urano, Mitsudo Management Yes Against Against Against
Yokogawa Electric Corp. 6841 27-Jun-12  31-Mar-12 J97272124    3.1 Appoint Statutory Auditor Koyanagi, Takafumi Management Yes For For For
Yokogawa Electric Corp. 6841 27-Jun-12  31-Mar-12 J97272124    3.2 Appoint Statutory Auditor Ikeda, Teruhiko Management Yes Against Against Against
Yokogawa Electric Corp. 6841 27-Jun-12  31-Mar-12 J97272124    3.3 Appoint Statutory Auditor Masaki, Hideto Management Yes Against Against Against
Yokogawa Electric Corp. 6841 27-Jun-12  31-Mar-12 J97272124    3.4 Appoint Statutory Auditor Shishido, Zenichi Management Yes For For For

 

 
 

                       
Issuer Name Ticker Meeting Date Record Date CUSIP Item Number Proposal Proposed By Whether the Fund Cast Vote on Matter Policy Rec Vote Instruction Whether Vote Was For or Against Management
Aoyama Trading Co. Ltd. 8219 28-Jun-12  31-Mar-12 J01722107    1 Approve Allocation of Income, with a Final Dividend of JPY 20 Management Yes For For For
Aoyama Trading Co. Ltd. 8219 28-Jun-12  31-Mar-12 J01722107    2.1 Appoint Statutory Auditor Uchibayashi, Seishi Management Yes For For For
Aoyama Trading Co. Ltd. 8219 28-Jun-12  31-Mar-12 J01722107    2.2 Appoint Statutory Auditor Ogi, Hiroshi Management Yes For For For
Aoyama Trading Co. Ltd. 8219 28-Jun-12  31-Mar-12 J01722107    2.3 Appoint Statutory Auditor Takegawa, Kiyoshi Management Yes For For For
Aoyama Trading Co. Ltd. 8219 28-Jun-12  31-Mar-12 J01722107    3 Approve Stock Option Plan Management Yes For For For
                       
Issuer Name Ticker Meeting Date Record Date CUSIP Item Number Proposal Proposed By Whether the Fund Cast Vote on Matter Policy Rec Vote Instruction Whether Vote Was For or Against Management
Edion Corp. 2730 28-Jun-12  31-Mar-12 J1266Z109    1 Approve Allocation of Income, with a Final Dividend of JPY 10 Management Yes For For For
Edion Corp. 2730 28-Jun-12  31-Mar-12 J1266Z109    2 Amend Articles To Expand Board Eligibility Management Yes For For For
Edion Corp. 2730 28-Jun-12  31-Mar-12 J1266Z109    3.1 Elect Director Kubo, Masataka Management Yes For For For
Edion Corp. 2730 28-Jun-12  31-Mar-12 J1266Z109    3.2 Elect Director Okajima, Shoichi Management Yes For For For
Edion Corp. 2730 28-Jun-12  31-Mar-12 J1266Z109    3.3 Elect Director Tomonori, Kazutoshi Management Yes For For For
Edion Corp. 2730 28-Jun-12  31-Mar-12 J1266Z109    3.4 Elect Director Funamori, Seiichi Management Yes For For For
Edion Corp. 2730 28-Jun-12  31-Mar-12 J1266Z109    3.5 Elect Director Kato, Hirohisa Management Yes For For For
Edion Corp. 2730 28-Jun-12  31-Mar-12 J1266Z109    3.6 Elect Director Asada, Yuuji Management Yes For For For
Edion Corp. 2730 28-Jun-12  31-Mar-12 J1266Z109    3.7 Elect Director Yamasaki, Norio Management Yes For For For
Edion Corp. 2730 28-Jun-12  31-Mar-12 J1266Z109    3.8 Elect Director Yuyama, Takashi Management Yes For For For
                       
Issuer Name Ticker Meeting Date Record Date CUSIP Item Number Proposal Proposed By Whether the Fund Cast Vote on Matter Policy Rec Vote Instruction Whether Vote Was For or Against Management
Idemitsu Kosan Co., Ltd. 5019 28-Jun-12  31-Mar-12 J2388K103    1.1 Elect Director Nakano, Kazuhisa Management Yes For For For
Idemitsu Kosan Co., Ltd. 5019 28-Jun-12  31-Mar-12 J2388K103    1.2 Elect Director Matsui, Kenichi Management Yes For For For
Idemitsu Kosan Co., Ltd. 5019 28-Jun-12  31-Mar-12 J2388K103    1.3 Elect Director Tsukioka, Takashi Management Yes For For For
Idemitsu Kosan Co., Ltd. 5019 28-Jun-12  31-Mar-12 J2388K103    1.4 Elect Director Matsumoto, Yoshihisa Management Yes For For For
Idemitsu Kosan Co., Ltd. 5019 28-Jun-12  31-Mar-12 J2388K103    1.5 Elect Director Maeda, Yasunori Management Yes For For For
Idemitsu Kosan Co., Ltd. 5019 28-Jun-12  31-Mar-12 J2388K103    1.6 Elect Director Kamimae, Osamu Management Yes For For For
Idemitsu Kosan Co., Ltd. 5019 28-Jun-12  31-Mar-12 J2388K103    1.7 Elect Director Kuramochi, Junjiro Management Yes For For For
Idemitsu Kosan Co., Ltd. 5019 28-Jun-12  31-Mar-12 J2388K103    1.8 Elect Director Seki, Daisuke Management Yes For For For
Idemitsu Kosan Co., Ltd. 5019 28-Jun-12  31-Mar-12 J2388K103    1.9 Elect Director Seki, Hiroshi Management Yes For For For
Idemitsu Kosan Co., Ltd. 5019 28-Jun-12  31-Mar-12 J2388K103    2 Appoint Statutory Auditor Ito, Taigi Management Yes For For For
                       
Issuer Name Ticker Meeting Date Record Date CUSIP Item Number Proposal Proposed By Whether the Fund Cast Vote on Matter Policy Rec Vote Instruction Whether Vote Was For or Against Management
JGC Corp. 1963 28-Jun-12  31-Mar-12 J26945105    1 Approve Allocation of Income, with a Final Dividend of JPY 38.5 Management Yes For For For
JGC Corp. 1963 28-Jun-12  31-Mar-12 J26945105    2.1 Elect Director Takeuchi, Keisuke Management Yes For For For
JGC Corp. 1963 28-Jun-12  31-Mar-12 J26945105    2.2 Elect Director Kawana, Koichi Management Yes For For For
JGC Corp. 1963 28-Jun-12  31-Mar-12 J26945105    2.3 Elect Director Ishizuka, Tadashi Management Yes For For For
JGC Corp. 1963 28-Jun-12  31-Mar-12 J26945105    2.4 Elect Director Yamazaki, Yutaka Management Yes For For For
JGC Corp. 1963 28-Jun-12  31-Mar-12 J26945105    2.5 Elect Director Furuta, Eiki Management Yes For For For
JGC Corp. 1963 28-Jun-12  31-Mar-12 J26945105    2.6 Elect Director Miura, Hideaki Management Yes For For For
JGC Corp. 1963 28-Jun-12  31-Mar-12 J26945105    2.7 Elect Director Akabane, Tsutomu Management Yes For For For
JGC Corp. 1963 28-Jun-12  31-Mar-12 J26945105    2.8 Elect Director Sato, Masayuki Management Yes For For For
JGC Corp. 1963 28-Jun-12  31-Mar-12 J26945105    2.9 Elect Director Shimada, Toyohiko Management Yes For For For
JGC Corp. 1963 28-Jun-12  31-Mar-12 J26945105    2.10 Elect Director Isetani, Yasumasa Management Yes For For For
JGC Corp. 1963 28-Jun-12  31-Mar-12 J26945105    2.11 Elect Director Sato, Satoshi Management Yes For For For
JGC Corp. 1963 28-Jun-12  31-Mar-12 J26945105    2.12 Elect Director Fukuyama, Hiroyasu Management Yes For For For
JGC Corp. 1963 28-Jun-12  31-Mar-12 J26945105    2.13 Elect Director Kitagawa, Hitoshi Management Yes For For For
JGC Corp. 1963 28-Jun-12  31-Mar-12 J26945105    2.14 Elect Director Momose, Yasushi Management Yes For For For
JGC Corp. 1963 28-Jun-12  31-Mar-12 J26945105    2.15 Elect Director Hidaka, Takehito Management Yes For For For
JGC Corp. 1963 28-Jun-12  31-Mar-12 J26945105    3.1 Appoint Statutory Auditor Nakamura, Teruo Management Yes For For For
JGC Corp. 1963 28-Jun-12  31-Mar-12 J26945105    3.2 Appoint Statutory Auditor Sakuma, Minoru Management Yes Against Against Against
JGC Corp. 1963 28-Jun-12  31-Mar-12 J26945105    3.3 Appoint Statutory Auditor Shimizu, Yukihiko Management Yes For For For
JGC Corp. 1963 28-Jun-12  31-Mar-12 J26945105    3.4 Appoint Statutory Auditor Yamamoto, Masaru Management Yes Against Against Against
JGC Corp. 1963 28-Jun-12  31-Mar-12 J26945105    3.5 Appoint Statutory Auditor Mori, Masao Management Yes For For For
                       
Issuer Name Ticker Meeting Date Record Date CUSIP Item Number Proposal Proposed By Whether the Fund Cast Vote on Matter Policy Rec Vote Instruction Whether Vote Was For or Against Management
Konami Corp. 9766 28-Jun-12  31-Mar-12 J35996107    1.1 Elect Director Kozuki, Kagemasa Management Yes For For For
Konami Corp. 9766 28-Jun-12  31-Mar-12 J35996107    1.2 Elect Director Kozuki, Takuya Management Yes For For For
Konami Corp. 9766 28-Jun-12  31-Mar-12 J35996107    1.3 Elect Director Higashio, Kimihiko Management Yes For For For
Konami Corp. 9766 28-Jun-12  31-Mar-12 J35996107    1.4 Elect Director Yamaguchi, Noriaki Management Yes For For For
Konami Corp. 9766 28-Jun-12  31-Mar-12 J35996107    1.5 Elect Director Godai, Tomokazu Management Yes For For For
Konami Corp. 9766 28-Jun-12  31-Mar-12 J35996107    1.6 Elect Director Mizuno, Hiroyuki Management Yes For For For
Konami Corp. 9766 28-Jun-12  31-Mar-12 J35996107    1.7 Elect Director Gemma, Akira Management Yes For For For

 

 
 

                       
Issuer Name Ticker Meeting Date Record Date CUSIP Item Number Proposal Proposed By Whether the Fund Cast Vote on Matter Policy Rec Vote Instruction Whether Vote Was For or Against Management
K's Holdings Corp. 8282 28-Jun-12  31-Mar-12 J36615102    1 Approve Allocation of Income, with a Final Dividend of JPY 30 Management Yes For For For
K's Holdings Corp. 8282 28-Jun-12  31-Mar-12 J36615102    2.1 Elect Director Kato, Shuuichi Management Yes For For For
K's Holdings Corp. 8282 28-Jun-12  31-Mar-12 J36615102    2.2 Elect Director Inoe, Motonobu Management Yes For For For
K's Holdings Corp. 8282 28-Jun-12  31-Mar-12 J36615102    2.3 Elect Director Sato, Kenji Management Yes For For For
K's Holdings Corp. 8282 28-Jun-12  31-Mar-12 J36615102    2.4 Elect Director Endo, Hiroyuki Management Yes For For For
K's Holdings Corp. 8282 28-Jun-12  31-Mar-12 J36615102    2.5 Elect Director Yamada, Yasushi Management Yes For For For
K's Holdings Corp. 8282 28-Jun-12  31-Mar-12 J36615102    2.6 Elect Director Hiramoto, Tadashi Management Yes For For For
K's Holdings Corp. 8282 28-Jun-12  31-Mar-12 J36615102    2.7 Elect Director Okano, Yuuji Management Yes For For For
K's Holdings Corp. 8282 28-Jun-12  31-Mar-12 J36615102    2.8 Elect Director Inoe, Keisuke Management Yes For For For
K's Holdings Corp. 8282 28-Jun-12  31-Mar-12 J36615102    2.9 Elect Director Sakashita, Yoichi Management Yes For For For
K's Holdings Corp. 8282 28-Jun-12  31-Mar-12 J36615102    2.10 Elect Director Osaka, Naoto Management Yes For For For
K's Holdings Corp. 8282 28-Jun-12  31-Mar-12 J36615102    2.11 Elect Director Kawasumi, Shinichi Management Yes For For For
K's Holdings Corp. 8282 28-Jun-12  31-Mar-12 J36615102    2.12 Elect Director Kusaka, Koichiro Management Yes For For For
K's Holdings Corp. 8282 28-Jun-12  31-Mar-12 J36615102    2.13 Elect Director Nagao, Norihiro Management Yes For For For
K's Holdings Corp. 8282 28-Jun-12  31-Mar-12 J36615102    2.14 Elect Director Endo, Yoshiyuki Management Yes For For For
K's Holdings Corp. 8282 28-Jun-12  31-Mar-12 J36615102    2.15 Elect Director Suzuki, Kazuyoshi Management Yes For For For
K's Holdings Corp. 8282 28-Jun-12  31-Mar-12 J36615102    2.16 Elect Director Nomura, Hiromu Management Yes For For For
K's Holdings Corp. 8282 28-Jun-12  31-Mar-12 J36615102    2.17 Elect Director Takatsuka, Takashi Management Yes For For For
K's Holdings Corp. 8282 28-Jun-12  31-Mar-12 J36615102    2.18 Elect Director Mizuno, Keiichi Management Yes For For For
K's Holdings Corp. 8282 28-Jun-12  31-Mar-12 J36615102    3 Approve Retirement Bonus Payment for Directors Management Yes Against Against Against
K's Holdings Corp. 8282 28-Jun-12  31-Mar-12 J36615102    4 Approve Stock Option Plan for Directors Management Yes Against Against Against
K's Holdings Corp. 8282 28-Jun-12  31-Mar-12 J36615102    5 Approve Stock Option Plan Management Yes Against Against Against
                       
Issuer Name Ticker Meeting Date Record Date CUSIP Item Number Proposal Proposed By Whether the Fund Cast Vote on Matter Policy Rec Vote Instruction Whether Vote Was For or Against Management
Matsumotokiyoshi Holdings Co Ltd 3088 28-Jun-12  31-Mar-12 J41208109    1 Approve Allocation of Income, with a Final Dividend of JPY 30 Management Yes For For For
Matsumotokiyoshi Holdings Co Ltd 3088 28-Jun-12  31-Mar-12 J41208109    2.1 Elect Director Matsumoto, Namio Management Yes For For For
Matsumotokiyoshi Holdings Co Ltd 3088 28-Jun-12  31-Mar-12 J41208109    2.2 Elect Director Narita, Kazuo Management Yes For For For
Matsumotokiyoshi Holdings Co Ltd 3088 28-Jun-12  31-Mar-12 J41208109    2.3 Elect Director Matsumoto, Kiyo Management Yes For For For
Matsumotokiyoshi Holdings Co Ltd 3088 28-Jun-12  31-Mar-12 J41208109    2.4 Elect Director Matsumoto, Tetsuo Management Yes For For For
Matsumotokiyoshi Holdings Co Ltd 3088 28-Jun-12  31-Mar-12 J41208109    2.5 Elect Director Nezu, Koichi Management Yes For For For
Matsumotokiyoshi Holdings Co Ltd 3088 28-Jun-12  31-Mar-12 J41208109    2.6 Elect Director Oya, Masahiro Management Yes For For For
Matsumotokiyoshi Holdings Co Ltd 3088 28-Jun-12  31-Mar-12 J41208109    2.7 Elect Director Kobayashi, Ryoichi Management Yes For For For
Matsumotokiyoshi Holdings Co Ltd 3088 28-Jun-12  31-Mar-12 J41208109    2.8 Elect Director Oyama, Kenichi Management Yes For For For
Matsumotokiyoshi Holdings Co Ltd 3088 28-Jun-12  31-Mar-12 J41208109    3.1 Appoint Statutory Auditor Suzuki, Satoru Management Yes For For For
Matsumotokiyoshi Holdings Co Ltd 3088 28-Jun-12  31-Mar-12 J41208109    3.2 Appoint Statutory Auditor Hino, Minoru Management Yes For For For
Matsumotokiyoshi Holdings Co Ltd 3088 28-Jun-12  31-Mar-12 J41208109    4 Appoint Alternate Statutory Auditor Naruse, Toru Management Yes For For For
Matsumotokiyoshi Holdings Co Ltd 3088 28-Jun-12  31-Mar-12 J41208109    5 Approve Takeover Defense Plan (Poison Pill) Management Yes Against Against Against
                       
Issuer Name Ticker Meeting Date Record Date CUSIP Item Number Proposal Proposed By Whether the Fund Cast Vote on Matter Policy Rec Vote Instruction Whether Vote Was For or Against Management
Mitsui Engineering & Shipbuilding Co. Ltd. 7003 28-Jun-12  31-Mar-12 J44776128    1 Approve Allocation of Income, with a Final Dividend of JPY 4 Management Yes For For For
Mitsui Engineering & Shipbuilding Co. Ltd. 7003 28-Jun-12  31-Mar-12 J44776128    2 Amend Articles To Clarify Terms of Alternate Statutory Auditors Management Yes For For For
Mitsui Engineering & Shipbuilding Co. Ltd. 7003 28-Jun-12  31-Mar-12 J44776128    3.1 Elect Director Kato, Yasuhiko Management Yes For For For
Mitsui Engineering & Shipbuilding Co. Ltd. 7003 28-Jun-12  31-Mar-12 J44776128    3.2 Elect Director Sakurai, Makoto Management Yes For For For
Mitsui Engineering & Shipbuilding Co. Ltd. 7003 28-Jun-12  31-Mar-12 J44776128    3.3 Elect Director Tanaka, Takao Management Yes For For For
Mitsui Engineering & Shipbuilding Co. Ltd. 7003 28-Jun-12  31-Mar-12 J44776128    3.4 Elect Director Okada, Masafumi Management Yes For For For
Mitsui Engineering & Shipbuilding Co. Ltd. 7003 28-Jun-12  31-Mar-12 J44776128    3.5 Elect Director Irie, Yasuo Management Yes For For For
Mitsui Engineering & Shipbuilding Co. Ltd. 7003 28-Jun-12  31-Mar-12 J44776128    3.6 Elect Director Matsuda, Akinori Management Yes For For For
Mitsui Engineering & Shipbuilding Co. Ltd. 7003 28-Jun-12  31-Mar-12 J44776128    3.7 Elect Director Kawai, Manabu Management Yes For For For
Mitsui Engineering & Shipbuilding Co. Ltd. 7003 28-Jun-12  31-Mar-12 J44776128    3.8 Elect Director Yamamoto, Takaki Management Yes For For For
Mitsui Engineering & Shipbuilding Co. Ltd. 7003 28-Jun-12  31-Mar-12 J44776128    3.9 Elect Director Niho, Osamu Management Yes For For For
Mitsui Engineering & Shipbuilding Co. Ltd. 7003 28-Jun-12  31-Mar-12 J44776128    3.10 Elect Director Komine, Hiroyuki Management Yes For For For
Mitsui Engineering & Shipbuilding Co. Ltd. 7003 28-Jun-12  31-Mar-12 J44776128    3.11 Elect Director Minoda, Shinsuke Management Yes For For For
Mitsui Engineering & Shipbuilding Co. Ltd. 7003 28-Jun-12  31-Mar-12 J44776128    3.12 Elect Director Hiraiwa, Takahiro Management Yes For For For
Mitsui Engineering & Shipbuilding Co. Ltd. 7003 28-Jun-12  31-Mar-12 J44776128    3.13 Elect Director Fukuda, Norihisa Management Yes For For For
Mitsui Engineering & Shipbuilding Co. Ltd. 7003 28-Jun-12  31-Mar-12 J44776128    4.1 Appoint Statutory Auditor Kitajima, Yoshihisa Management Yes For For For
Mitsui Engineering & Shipbuilding Co. Ltd. 7003 28-Jun-12  31-Mar-12 J44776128    4.2 Appoint Statutory Auditor Imai, Kazuya Management Yes Against Against Against
Mitsui Engineering & Shipbuilding Co. Ltd. 7003 28-Jun-12  31-Mar-12 J44776128    4.3 Appoint Statutory Auditor Yahagi, Mitsuaki Management Yes Against Against Against
Mitsui Engineering & Shipbuilding Co. Ltd. 7003 28-Jun-12  31-Mar-12 J44776128    5 Appoint Alternate Statutory Auditor Kitamura, Nobuhiko Management Yes Against Against Against
Mitsui Engineering & Shipbuilding Co. Ltd. 7003 28-Jun-12  31-Mar-12 J44776128    6 Approve Retirement Bonus Payment for Directors and Statutory Auditor Management Yes Against Against Against
                       
Issuer Name Ticker Meeting Date Record Date CUSIP Item Number Proposal Proposed By Whether the Fund Cast Vote on Matter Policy Rec Vote Instruction Whether Vote Was For or Against Management
Sumitomo Osaka Cement Co. Ltd. 5232 28-Jun-12  31-Mar-12 J77734101    1 Approve Allocation of Income, with a Final Dividend of JPY 4 Management Yes For For For
Sumitomo Osaka Cement Co. Ltd. 5232 28-Jun-12  31-Mar-12 J77734101    2.1 Elect Director Sekine, Fukuichi Management Yes For For For
Sumitomo Osaka Cement Co. Ltd. 5232 28-Jun-12  31-Mar-12 J77734101    2.2 Elect Director Katsura, Tomoyuki Management Yes For For For
Sumitomo Osaka Cement Co. Ltd. 5232 28-Jun-12  31-Mar-12 J77734101    2.3 Elect Director Nakao, Masafumi Management Yes For For For
Sumitomo Osaka Cement Co. Ltd. 5232 28-Jun-12  31-Mar-12 J77734101    2.4 Elect Director Fujisue, Akira Management Yes For For For
Sumitomo Osaka Cement Co. Ltd. 5232 28-Jun-12  31-Mar-12 J77734101    2.5 Elect Director Inokawa, Hisashi Management Yes For For For
Sumitomo Osaka Cement Co. Ltd. 5232 28-Jun-12  31-Mar-12 J77734101    2.6 Elect Director Mukai, Katsuji Management Yes For For For
Sumitomo Osaka Cement Co. Ltd. 5232 28-Jun-12  31-Mar-12 J77734101    2.7 Elect Director Suga, Yuushi Management Yes For For For
Sumitomo Osaka Cement Co. Ltd. 5232 28-Jun-12  31-Mar-12 J77734101    2.8 Elect Director Saida, Kunitaro Management Yes For For For
Sumitomo Osaka Cement Co. Ltd. 5232 28-Jun-12  31-Mar-12 J77734101    3.1 Appoint Statutory Auditor Muramatsu, Ryuuji Management Yes For For For
Sumitomo Osaka Cement Co. Ltd. 5232 28-Jun-12  31-Mar-12 J77734101    3.2 Appoint Statutory Auditor Suzuki, Kazuo Management Yes Against Against Against

 

 
 

                       
Issuer Name Ticker Meeting Date Record Date CUSIP Item Number Proposal Proposed By Whether the Fund Cast Vote on Matter Policy Rec Vote Instruction Whether Vote Was For or Against Management
Tosoh Corp. 4042 28-Jun-12  31-Mar-12 J90096116    1.1 Elect Director Tsuchiya, Takashi Management Yes For For For
Tosoh Corp. 4042 28-Jun-12  31-Mar-12 J90096116    1.2 Elect Director Udagawa, Kenichi Management Yes For For For
Tosoh Corp. 4042 28-Jun-12  31-Mar-12 J90096116    1.3 Elect Director Emori, Shinhachiro Management Yes For For For
Tosoh Corp. 4042 28-Jun-12  31-Mar-12 J90096116    1.4 Elect Director Koie, Yasuyuki Management Yes For For For
Tosoh Corp. 4042 28-Jun-12  31-Mar-12 J90096116    1.5 Elect Director Yamamoto, Toshinori Management Yes For For For
Tosoh Corp. 4042 28-Jun-12  31-Mar-12 J90096116    1.6 Elect Director Abe, Yoshihiko Management Yes For For For
Tosoh Corp. 4042 28-Jun-12  31-Mar-12 J90096116    1.7 Elect Director Inoe, Eiji Management Yes For For For
Tosoh Corp. 4042 28-Jun-12  31-Mar-12 J90096116    1.8 Elect Director Ito, Sukehiro Management Yes For For For
Tosoh Corp. 4042 28-Jun-12  31-Mar-12 J90096116    1.9 Elect Director Chuuma, Naohiro Management Yes For For For
Tosoh Corp. 4042 28-Jun-12  31-Mar-12 J90096116    1.10 Elect Director Uchikura, Masaki Management Yes For For For
Tosoh Corp. 4042 28-Jun-12  31-Mar-12 J90096116    1.11 Elect Director Nishizawa, Keiichiro Management Yes For For For
Tosoh Corp. 4042 28-Jun-12  31-Mar-12 J90096116    1.12 Elect Director Kasuya, Yukinori Management Yes For For For
Tosoh Corp. 4042 28-Jun-12  31-Mar-12 J90096116    2 Appoint Statutory Auditor Murata, Hiroto Management Yes For For For
Tosoh Corp. 4042 28-Jun-12  31-Mar-12 J90096116    3.1 Appoint Alternate Statutory Auditor Iwabuchi, Setsuo Management Yes For For For
Tosoh Corp. 4042 28-Jun-12  31-Mar-12 J90096116    3.2 Appoint Alternate Statutory Auditor Matsuoka, Tsutomu Management Yes Against Against Against

 

 
 

JOHCM International Select Fund

  MAN GROUP PLC, LONDON
  Security G5790V156       Meeting Type Annual General Meeting
  Ticker Symbol EMG LN       Meeting Date 07-Jul-2011  
  ISIN GB00B28KQ186       Agenda 703149383 - Management
  Record Date         Holding Recon Date 05-Jul-2011  
  City / Country LONDON / United Kingdom   Vote Deadline Date 01-Jul-2011  
  SEDOL(s) B28KQ18 - B29LSJ2 - B29M077 Quick Code    
                           
  Item Proposal   Type Vote For/Against
Management		  
  1     Receive the reports and financial statements Management For   For  
  2     Approve the Remuneration Report Management For   For  
  3     Declare a final dividend Management For   For  
  4     Appoint Emmanuel Roman as a Director Management For   For  
  5     Appoint Matthew Lester as a Director Management For   For  
  6     Reappoint Alison Carnwath as a Director Management For   For  
  7     Reappoint Phillip Colebatch as a Director Management For   For  
  8     Reappoint PricewaterhouseCoopers LLP as
Auditors		 Management For   For  
  9     Determine the remuneration of the Auditors Management For   For  
  10    Authorise the Directors to allot shares Management For   For  
  11    Authorise the Directors to allot shares for cash
other than on a pro-rata basis to existing
shareholders		 Management For   For  
  12    Authorise Company to purchase its own shares Management For   For  
  13    Authorise directors to call general meetings on 14
clear days notice		 Management For   For  
  14    Amend articles of association Management For   For  
  15    Adopt the Man Group plc 2011 Executive Share
Option Plan		 Management For   For  

 

 
 

  INTERMEDIATE CAPITAL GROUP PLC, LONDON
  Security G4807D101       Meeting Type Annual General Meeting
  Ticker Symbol ICP LN       Meeting Date 19-Jul-2011  
  ISIN GB0004564430       Agenda 703186141 - Management
  Record Date         Holding Recon Date 15-Jul-2011  
  City / Country LONDON / United Kingdom   Vote Deadline Date 13-Jul-2011  
  SEDOL(s) 0456443 - B0F3FJ7 - B182B67 Quick Code    
                           
  Item Proposal   Type Vote For/Against
Management		  
  1     To receive the financial statements and reports of
the Directors and auditors for the financial year
ended 31 March 2011		 Management For   For  
  2     To approve the Directors' Remuneration Report
for the year ended 31 March 2011		 Management For   For  
  3     To declare a final dividend of 12p per ordinary
share for the financial year ended 31 March 2011
payable on 19 August 2011 to all holders of
ordinary shares on the register of members of the
Company at the close of business on 15 July
2011 in respect of all ordinary shares then
registered in their names, save that no such cash
dividend (save as provided otherwise in the terms
and conditions of the scrip dividend scheme
adopted by the Company at its Annual General
Meeting in 2009) shall be paid on ordinary shares
in respect of which a valid acceptance for scrip
dividend has been received by the Company		 Management For   For  
  4     To reappoint Deloitte LLP as auditors of the
Company to hold office as the Company's
auditors until the conclusion of the Company's
Annual General Meeting in 2012		 Management For   For  
  5     To authorise the Directors to set the
remuneration of the auditors		 Management For   For  
  6     To reappoint James Nelson as a Director Management For   For  
  7     To reappoint Tom Attwood as a Director Management For   For  
  8     To reappoint Justin Dowley as a Director Management For   For  
  9     To reappoint Christophe Evain as a Director Management For   For  
  10    To reappoint Jean-Daniel Camus as a Director Management For   For  
  11    To reappoint Philip Keller as a Director Management For   For  
  12    To reappoint Peter Gibbs as a Director Management For   For  
  13    To reappoint Francois de Mitry as a Director Management For   For  
  14    To reappoint Kevin Parry as a Director Management For   For  
  15    That the Directors be generally and
unconditionally authorised for the purposes of
section 551 of the Companies Act 2006 (the
"Act"), to exercise all the powers of the Company
to allot shares and grant rights to subscribe for,
or convert any security into, shares: (a) up to an
aggregate nominal amount (within the meaning of
section 551(3) and (6) of the Act) of GBP
26,621,764 (such amount to be reduced by the
nominal amount allotted or granted under (b) below in excess of such sum); and (b) comprising
equity securities (as defined in section 560 of the
Act) up to an aggregate nominal amount (within
the meaning of section 551(3) and (6) of the Act)
of GBP 53,243,529 (such amount to be reduced
by any allotments or grants made under (a)
above) in connection with or pursuant to an offer
by way of a rights issue in favour of holders of ordinary shares in proportion
(as nearly as practicable) to-the respective
number of ordinary shares held by them on the
record date for-such allotment (and holders of
any other class of equity securities entitled-to
participate therein or if the Directors consider it
necessary, as-permitted by the rights of those
securities), but subject to such exclusions-or
other arrangements as the Directors may
consider necessary or appropriate-to deal with
fractional entitlements, treasury shares, record
dates or legal,-regulatory or practical difficulties
which may arise under the laws of, or-the
requirements of any regulatory body or stock
exchange in any territory or-any other matter
whatsoever, these authorisations to expire at the
conclusion-of the next Annual General Meeting of
the Company (or, if earlier, on		 Management For   For None
    30 September 2012), (save that the
Company may before such expiry make-any offer
or agreement which would or might require
shares to be allotted or-rights to be granted, after
such expiry and the Directors may allot shares,-
or grant rights to subscribe for or to convert any
security into shares, in-pursuance of any such
offer or agreement as if the authorisations
conferred-hereby had not expired)		          
  16    That, subject to the passing of Resolution 15 set
out in this Notice of the 2011 Annual General
Meeting, the Directors be given the power
pursuant to sections 570(1) and 573 of the
Companies Act 2006 (the "Act") to: (a) allot equity
securities (as defined in section 560 of the Act) of
the Company for cash pursuant to the
authorisation conferred by that resolution; and (b)
sell ordinary shares (as defined in section 560(1)
of the Act) held by the Company as treasury
shares for cash, as if section 561 of the Act did
not apply to any such allotment or sale, provided
that this power shall be limited to the allotment of
equity securities for cash and the sale of treasury
shares: (i) in connection with or pursuant to an
offer of or invitation to acquire equity securities
(but in the case of the authorisation granted
under resolution 15(b), by way of a rights issue
only) in favour of holders-of ordinary shares in
proportion (as nearly as practicable) to the
respective-number of ordinary shares held by
them on the record date for such allotment-or
sale (and holders of any other class of equity
securities entitled to-participate therein or if the
Directors consider it necessary, as permitted-by
the rights of those securities) but subject to such
exclusions or other-arrangements as the
Directors may consider necessary or appropriate to deal-with fractional entitlements, treasury
shares, record dates or legal-regulatory or
practical difficulties which may arise under the
laws of or the-requirements of any regulatory
body or stock exchange in any territory or any-
other matter whatsoever; and (ii) in the case of
the authorisation granted-		 Management For   For  
    under Resolution 15(a) above (or in the
case of any transfer of-treasury shares), and
otherwise than pursuant to paragraph (i) of this-
resolution, up to an aggregate nominal amount of
GBP 3,993,264, and shall-expire at the
conclusion of the next Annual General Meeting of
the Company-(or, if earlier, on 30 September
2012), save that the Company may before such-
expiry make any offer or agreement that would or
might require equity-securities to be allotted, or
treasury shares to be sold, after such expiry-and
the Directors may allot equity securities, or sell
treasury shares in-pursuance of any such offer or
agreement as if the power conferred hereby had-
not expired		          
  17    That the Company is generally and
unconditionally authorised for the purposes of
section 701 of the Act to make market purchases
(within the meaning of section 693(4) of the Act)
of any of its ordinary shares of 20p each in the
capital of the Company on such terms and in
such manner as the directors may from time to
time determine provided that: (a) the maximum
number of ordinary shares which may be
purchased is 39,932,647 representing
approximately 10% of the issued ordinary share
capital at 3 June 2011; (b) the minimum price that
may be paid for each ordinary share is 20p which
amount shall be exclusive of expenses, if any; (c)
the maximum price (exclusive of expenses) that
may be paid for each ordinary share is an
amount equal to 105% of the average of the
middle market quotations for the ordinary shares
of the  Company as derived from the Daily
Official List of the London Stock-Exchange plc for
the five business days immediately preceding the
day on-which such share is contracted to be
purchased; (d) unless previously-renewed,
revoked or varied, this authority shall expire at
the conclusion of-the next Annual General
Meeting of the Company (or, if earlier, on 30-
September 2012); and (e) the Company may,
before this authority expires, make-a contract to
purchase ordinary shares that would or might be
executed wholly-or partly after the expiry of this
authority, and may make purchases of-ordinary
shares pursuant to it as if this authority had not
expired		 Management For   For  
  18    That a general meeting of the Company (other
than an Annual General Meeting) may be called
on not less than 14 clear days' notice		 Management For   For  

 

 
 

  EXPERIAN PLC, ST HELLIER
  Security G32655105       Meeting Type Annual General Meeting
  Ticker Symbol EXPN LN       Meeting Date 20-Jul-2011  
  ISIN GB00B19NLV48       Agenda 703178283 - Management
  Record Date         Holding Recon Date 18-Jul-2011  
  City / Country DUBLIN 2 / Jersey   Vote Deadline Date 12-Jul-2011  
  SEDOL(s) B19NLV4 - B1FW6T8 - B1FWD20 Quick Code    
                           
  Item Proposal   Type Vote For/Against
Management		  
  1     Receipt of the report and financial statements Management For   For  
  2     Approval of the report on Directors' remuneration Management For   For  
  3     To re-elect Fabiola Arredondo as a Director of
the Company		 Management For   For  
  4     To re-elect Paul Brooks as a Director of the
Company		 Management For   For  
  5     To re-elect Chris Callero as a Director of the
Company		 Management For   For  
  6     To re-elect Roger Davis as a Director of the
Company		 Management For   For  
  7     To re-elect Alan Jebson as a Director of the
Company		 Management For   For  
  8     To re-elect John Peace as a Director of the
Company		 Management For   For  
  9     To re-elect Don Robert as a Director of the
Company		 Management For   For  
  10    To re-elect Sir Alan Rudge as a Director of the
Company		 Management For   For  
  11    To re-elect Judith Sprieser as a Director of the
Company		 Management For   For  
  12    To re-elect David Tyler as a Director of the
Company		 Management For   For  
  13    To re-elect Paul Walker as a Director of the
Company		 Management For   For  
  14    Re-appointment of Auditors Management For   For  
  15    Directors' authority to determine the Auditors'
remuneration		 Management For   For  
  16    Directors' authority to allot relevant securities Management For   For  
  17    Directors' authority to disapply pre-emption rights Management For   For  
  18    Directors' authority to purchase the Company's
own shares		 Management For   For  

 

 
 

  IMAGINATION TECHNOLOGIES GROUP PLC, HERTFORDSHIRE
  Security G47104107       Meeting Type Annual General Meeting
  Ticker Symbol IMG LN       Meeting Date 19-Aug-2011  
  ISIN GB0009303123       Agenda 703260290 - Management
  Record Date         Holding Recon Date 17-Aug-2011  
  City / Country HERTFORDSHIRE / United Kingdom   Vote Deadline Date 15-Aug-2011  
  SEDOL(s) 0930312 - 5830451 - B02SVZ3 - B4T2W31 Quick Code    
                           
  Item Proposal   Type Vote For/Against
Management		  
  1     To receive the Accounts, Directors' and Auditors'
Reports		 Management For   For  
  2     To approve the Directors' Remuneration Report
and Auditors' Report		 Management For   For  
  3     To re-elect G S Shingles as a Director Management For   For  
  4     To re-elect H Yassaie as a Director Management For   For  
  5     To re-elect R Smith as a Director Management For   For  
  6     To re-elect D Anderson as a Director Management For   For  
  7     To re-elect I R Pearson as a Director Management For   For  
  8     To re-elect D Hurst-Brown as a Director Management For   For  
  9     To reappoint KPMG Audit plc as auditors Management For   For  
  10    To authorise the directors to agree the auditors'
remuneration		 Management For   For  
  11    To authorise the directors to allot securities Management For   For  
  12    To disapply statutory pre-emption rights Management For   For  
  13    To authorise the purchase of own shares Management For   For  
  14    To approve shorter notice periods for certain
General Meetings		 Management For   For  
  SEADRILL LIMITED, HAMILTON
  Security G7945E105       Meeting Type Annual General Meeting
  Ticker Symbol SDRL NO       Meeting Date 23-Sep-2011  
  ISIN BMG7945E1057       Agenda 703299633 - Management
  Record Date 19-Jul-2011       Holding Recon Date 19-Jul-2011  
  City / Country PAGET / Bermuda   Vote Deadline Date 16-Sep-2011  
  SEDOL(s) B09RMQ1 - B0HWHV8 - B0TBDS2 -
B28ZVN0 - B64SQS1		 Quick Code    
                           
  Item Proposal   Type Vote For/Against
Management		  
  1     To re-elect John Fredriksen as a Director of the
Company		 Management For   For  
  2     To re-elect Tor Olav Troim as a Director of the
Company		 Management For   For  
  3     To re-elect Kate Blankenship as a Director of the
Company		 Management For   For  
  4     To re-elect Carl Erik Steen as a Director of the
Company		 Management For   For  
  5     To re-elect Kathrine Fredriksen as a Director of
the Company		 Management For   For  
  6     To re-appoint PricewaterhouseCoopers AS as
auditor and to authorize the Directors to
determine their remuneration		 Management For   For  
  7     To approve the remuneration of the Company's
Board of Directors of a total amount of fees not to
exceed USD 800,000 for the year ended
December 31, 2011		 Management For   For  
  PT BANK RAKYAT INDONESIA (PERSERO) TBK
  Security Y0697U112       Meeting Type ExtraOrdinary General Meeting
  Ticker Symbol         Meeting Date 28-Sep-2011  
  ISIN ID1000118201       Agenda 703336506 - Management
  Record Date 12-Sep-2011       Holding Recon Date 12-Sep-2011  
  City / Country JAKARTA / Indonesia   Vote Deadline Date 21-Sep-2011  
  SEDOL(s)   Quick Code    
                           
  Item Proposal   Type Vote For/Against
Management		  
  1     Appointment of the company's board Management For   For  

 

 
 

  L'OCCITANE INTERNATIONAL SA, LUXEMBOURG
  Security L6071D109       Meeting Type Annual General Meeting
  Ticker Symbol 973 HK       Meeting Date 30-Sep-2011  
  ISIN LU0501835309       Agenda 703306161 - Management
  Record Date 26-Sep-2011       Holding Recon Date 26-Sep-2011  
  City / Country LUXEMBOURG / Luxembourg   Vote Deadline Date 21-Sep-2011  
  SEDOL(s) B3PG229 - B44XWS4 - B573F45 Quick Code    
                           
  Item Proposal   Type Vote For/Against
Management		  
  1     To receive and adopt the statutory accounts and
audited consolidated financial statements of the
Company and the reports of the directors and
auditors for the year ended 31 March 2011		 Management For   For  
  2     To declare a final dividend for the year ended 31
March 2011		 Management For   For  
  3.i   Re-elect Mr. Thomas Levilion as a retiring
director of the Company for a term of 3 years		 Management For   For  
  3.ii  Re-elect Mr. Pierre Maurice Georges Milet as a
retiring director of the Company for a term of 3
years		 Management For   For  
  3.iii Re-elect Mr. Charles Mark Broadley as a retiring
director of the Company for a term of 3 years		 Management For   For  
  3.iv  Re-elect  Mrs. Susan Saltzbart Kilsby as a
retiring director of the Company for a term of 3
years		 Management For   For  
  3.v   Re-elect Mr. Jackson Chik Sum Ng as a retiring
director of the Company for a term of 3 years		 Management For   For  
  4     To elect Mr. Domenico Trizio as a new executive
director of the Company for a term of 3 years		 Management For   For  
  5.A   To give a general mandate to the directors to
allot, issue and deal with additional shares not
exceeding 20% of the issued share capital of the
Company		 Management For   For  
  5.B   To give a general mandate to the directors to
repurchase shares not exceeding 10% of the
issued share capital of the Company		 Management For   For  
  5.C   To extend the authority given to the directors
pursuant to ordinary resolution no. 5(A) to issue
shares by adding to the issued share capital of
the Company the number of shares repurchased
under ordinary resolution no. 5(B)		 Management For   For  
  6     To authorise the board of directors to fix the
remuneration of the directors		 Management For   For  
  7     To re-appoint PricewaterhouseCoopers as
auditors of the Company and authorise the board
of directors to fix their remuneration		 Management For   For  
  8     To grant discharge for the Directors for the
exercise of their mandate during the financial
year ended 31 March 2011		 Management For   For  
  9     To grant discharge for the auditors for the
exercise of their mandate during the financial
year ended 31 March 2011		 Management For   For  
  L'OCCITANE INTERNATIONAL SA, LUXEMBOURG
  Security L6071D109       Meeting Type ExtraOrdinary General Meeting
  Ticker Symbol 973 HK       Meeting Date 30-Sep-2011  
  ISIN LU0501835309       Agenda 703306452 - Management
  Record Date 26-Sep-2011       Holding Recon Date 26-Sep-2011  
  City / Country LUXEMBOURG / Luxembourg   Vote Deadline Date 21-Sep-2011  
  SEDOL(s) B3PG229 - B44XWS4 - B573F45 Quick Code    
                           
  Item Proposal   Type Vote For/Against
Management		  
  1     To approve the proposed amendments to the
articles of association of the Company as
detailed in the circular of the Company dated 25
August 2011		 Management For   For  

 

 
 

  KABEL DEUTSCHLAND HOLDING AG, UNTERFOEHRING B.MUEN
  Security D6424C104       Meeting Type Annual General Meeting
  Ticker Symbol KD8 GY       Meeting Date 13-Oct-2011  
  ISIN DE000KD88880       Agenda 703325591 - Management
  Record Date 21-Sep-2011       Holding Recon Date 21-Sep-2011  
  City / Country MUENCHEN / Germany   Vote Deadline Date 04-Oct-2011  
  SEDOL(s) B45QCY8 - B4T92J8 - B53WMH8 - B63T8K1 Quick Code    
                           
  Item Proposal   Type Vote For/Against
Management		  
  1.    Presentation of the adopted annual financial
statement, the approved consolida-ted financial
statement, the management report and the group
management report-for Kabel Deutschland
Holding AG, including notes on the information
pursuant-to section 289 para. 4, 315 para. 4 of
the Commercial Code, as well as the re-port of
the Supervisory Board, in each case for the fiscal
year ending March 3-1, 2011		 Non-Voting        
  2.    Resolution on the formal approval of the acts of
the members of the Management Board		 Management For   For  
  3.    Resolution on the formal approval of the acts of
the members of the Supervisory Board		 Management For   For  
  4.    The appointment of the Ernst & Young GmbH
Wirtschaftsprufungsgesellschaft, Munich, as
auditors		 Management For   For  
  5.    Resolution on the individualized disclosure of the
Compensation of the management board		 Management For   For  
  CHAROEN POKPHAND FOODS PUBLIC CO LTD
  Security Y1296K117       Meeting Type ExtraOrdinary General Meeting
  Ticker Symbol CPF TB       Meeting Date 18-Jan-2012  
  ISIN TH0101010Z14       Agenda 703471069 - Management
  Record Date 20-Dec-2011       Holding Recon Date 20-Dec-2011
  City / Country NONTHABURI / Thailand   Vote Deadline Date 13-Jan-2012  
  SEDOL(s) 6410852 - B05MWQ0 - B05PCC5 Quick Code    
                           
  Item Proposal   Type Vote For/Against
Management		  
  1     Consideration and adoption of the minutes of the
annual general shareholders' meeting no. 1/2011		 Management For   For  
  2     Consideration and approval of the purchase of
shares in C.P. Pokphand co. Ltd., a company
whose shares are listed with Hong Kong Stock
Exchanges and Clearing Limited, which is
regarded as an entry into a connected
transaction under the relevant notifications of the
Capital Market Advisory Board and the Stock
Exchange of Thailand		 Management For   For  
  3     Consideration and approval of the reduction of
the registered capital of the company in the
amount of 686,726,174 Baht, from 8,206,664,000
Baht to 7,519,937,826 Baht by cancelling
686,726,174 authorized but unissued shares of
the company with a par value of 1 Baht per share		 Management For   For  
  4     Consideration and approval of the amendment to
clause 4 of the memorandum of association to be
in line with the reduction of the registered capital
of the company		 Management For   For  
  5     Consideration and approval of the increase of the
registered capital of the company in the amount
of 694,004,106 Baht, from 7,519,937,826 Baht to
8,213,941,932 Baht by issuing 694,004,106 new
ordinary shares with a par value of 1 Baht per
share		 Management For   For  
  6     Consideration and approval of the amendment to
clause 4 of the memorandum of association to be
in line with the increase of the registered capital
of the company		 Management For   For  
  7     Consideration and approval of the allocation of
the newly issued ordinary shares of the company
to oriental success international limited, which is
regarded as a connected transaction under the
relevant notifications of the Capital Market
Advisory Board and the Stock Exchange of
Thailand		 Management For   For  
  8     Consideration and approval of the increase of
debenture issuance amount		 Management For   For  
  9     Response to the queries Management For   For  

 

 
 

  PT BANK RAKYAT INDONESIA (PERSERO) TBK
  Security Y0697U112       Meeting Type Annual General Meeting
  Ticker Symbol BBRI IJ       Meeting Date 28-Mar-2012  
  ISIN ID1000118201       Agenda 703655588 - Management
  Record Date 12-Mar-2012       Holding Recon Date 12-Mar-2012  
  City / Country JAKARTA / Indonesia   Vote Deadline Date 20-Mar-2012  
  SEDOL(s) 6709099 - B01Z5X1 - B1BJTH2 Quick Code    
                           
  Item Proposal   Type Vote For/Against
Management		  
  1     Approval of Annual Report including the
ratification of Company's Financial Report and
the Board of Commissioners' Supervisory Duties
Report for the Financial Year of 2011		 Management For   For  
  2     Ratification of the Annual Report including the
Financial Report of the Partnership and
Community Development Program (Program
Kemitraan dan Program Bina Lingkungan) for the
Financial Year of 2011		 Management For   For  
  3     Appropriation of the Company's net profit for the
Financial Year of 2011		 Management For   For  
  4     Determination of salaries, honorarium, bonuses
and other benefit for the Board of Directors and
the Board of Commissioners		 Management For   For  
  5.a   Appointment of Public Accountant Office to audit
the Company's Financial Report for the Financial
Year of 2012		 Management For   For  
  5.b   Appointment of Public Accountant Office to audit
the Partnership and Community Development
Program for the Financial Year of 2012		 Management For   For  
  6     Approval of the change of the Company's Article
of Association		 Management For   For  
  7     Approval of the change of the Board of Directors
and/or the Board of Commissioners		 Management For   For  
  JERONIMO MARTINS SGPS SA, LISBOA
  Security X40338109       Meeting Type Ordinary General Meeting 
  Ticker Symbol JMT PL       Meeting Date 30-Mar-2012  
  ISIN PTJMT0AE0001       Agenda 703661959 - Management
  Record Date 23-Mar-2012       Holding Recon Date 23-Mar-2012  
  City / Country LISBON / Portugal   Vote Deadline Date 19-Mar-2012  
  SEDOL(s) 4477235 - 5740390 - B1Y1SQ7 - B1Y3XF7 -
B28JPD0 - B3BHTF8		 Quick Code    
                           
  Item Proposal   Type Vote For/Against
Management		  
  1     Deliberate on the approval of the year 2011
annual report and accounts of the company		 Management For   For  
  2     Deliberate on the proposal for profits
Appropriation		 Management For   For  
  3     Deliberate on the approval of the consolidated
annual report and accounts of the year 2011		 Management For   For  
  4     To assess, in general terms, the management
and audit of the Company; As requested by a
shareholder and accepted by the issuer there is
an addition to this item: Deliberate on a vote of
appreciation, recognition and trust to each and
every member of the Board of Directors and,
especially, to its Chairman, also for the way they
have led the management of the Company during
2011, and to each and every member of the Audit
Committee		 Management For   For  
  5     Appreciations of the declaration of the Salary
Committee on the salary polices of the board
members, audit members and other directors		 Management For   For  
  6     As requested by the shareholder and accepted
by the issuer there is a new item added to this
announcement: To appoint two members of the
Board of Directors		 Management For   For  

 

 
 

  HENKEL AG & CO. KGAA, DUESSELDORF
  Security D32051142       Meeting Type Annual General Meeting
  Ticker Symbol HEN GY       Meeting Date 16-Apr-2012  
  ISIN DE0006048408       Agenda 703647086 - Management
  Record Date 23-Mar-2012       Holding Recon Date 23-Mar-2012  
  City / Country DUESSELDORF / Germany   Vote Deadline Date 05-Apr-2012  
  SEDOL(s) 5002465 - 5084935 - 5085035 - B0316Z6 -
B28J8T7		 Quick Code    
                           
  Item Proposal   Type Vote For/Against
Management		  
  1.    Presentation of the annual financial statements
and the consolidated financial statements as
endorsed by the Supervisory Board, and of the
management reports relating to Henkel AG & Co.
KGaA and the Group, and presentation of the
corporate governance/corporate management
and remuneration reports, of the information
required according to Sections 289 (4), 315 (4),
289 (5) and 315 (2) German Commercial Code
[HGB], and of the report of the Supervisory Board
for fiscal 2011		 Management For   For  
  2.    Resolution for the appropriation of profit Management For   For  
  3.    To approve and ratify the actions of the
Personally Liable Partner		 Management For   For  
  4.    To approve and ratify the actions of the
Supervisory Board		 Management For   For  
  5.    To approve and ratify the actions of the
Shareholders' Committee		 Management For   For  
  6.    The appointment of the auditor of the annual
financial statements and the consolidated
financial statements and the examiner for the
financial review of interim reports for fiscal 2012:
KPMG AG Wirtschaftsprufungsgesellschaft,
Berlin, Germany		 Management For   For  
  7.a   Election of Supervisory Board : Dr. rer. nat.
Simone Bagel-Trah		 Management For   For  
  7.b   Election of Supervisory Board : Dr. rer. nat.
Kaspar von Braun		 Management For   For  
  7.c   Election of Supervisory Board : Mr. Boris
Canessa		 Management For   For  
  7.d   Election of Supervisory Board : Mr. Ferdinand
Groos		 Management For   For  
  7.e   Election of Supervisory Board : Mrs. Beatrice
Guillaume-Grabisch		 Management For   For  
  7.f   Election of Supervisory Board : Prof. Dr. sc. nat.
Michael Kaschke		 Management For   For  
  7.g   Election of Supervisory Board : Mr. Thierry
Paternot		 Management For   For  
  7.h   Election of Supervisory Board : Prof. Dr. oec.
publ. Theo Siegert		 Management For   For  
  8.a   Election of Shareholder Committee : Prof. Dr.
oec. HSG Paul Achleitner		 Management For   For  
  8.b   Election of Shareholder Committee : Dr. rer. nat.
Simone Bagel-Trah		 Management For   For  
  8.c   Election of Shareholder Committee : Mr. Johann-
Christoph Frey		 Management For   For  
  8.d   Election of Shareholder Committee : Mr. Stefan
Hamelmann		 Management For   For  
  8.e   Election of Shareholder Committee : Dr. rer. pol.
h.c. Christoph Henkel		 Management For   For  
  8.f   Election of Shareholder Committee : Prof. Dr. rer.
pol. Ulrich Lehner		 Management For   For  
  8.g   Election of Shareholder Committee : Dr.-Ing., Dr.-
Ing. E.h. Norbert Reithofer		 Management For   For  
  8.h   Election of Shareholder Committee : Mr.
Konstantin von Unger		 Management For   For  
  8.i   Election of Shareholder Committee : Mr. Karel
Vuursteen		 Management For   For  
  8.j   Election of Shareholder Committee : Mr. Werner
Wenning		 Management For   For  
  9.    Resolution on approval of the conclusion of an
amendment agreement to modify the existing
control and profit and loss transfer agreement
between Henkel AG & Co. KGaA and Elch GmbH		 Management For   For  
  10.   Resolution on the amendment to Article 17 and
Article 33 of the Articles of Association
(Remuneration of the Supervisory Board and of
the Shareholders' Committee)		 Management For   For  
  TOD'S SPA, SANT'ELPIDIO A MARE (AP)
  Security T93619103       Meeting Type Annual General Meeting
  Ticker Symbol TOD IM       Meeting Date 19-Apr-2012  
  ISIN IT0003007728       Agenda 703671102 - Management
  Record Date 10-Apr-2012       Holding Recon Date 10-Apr-2012  
  City / Country SANT'ELPIDIO A MARE / Italy   Vote Deadline Date 11-Apr-2012  
  SEDOL(s) 4643735 - 4733766 - B020SG9 - B28MWK5 Quick Code    
                           
  Item Proposal   Type Vote For/Against
Management		  
  1     Balance sheet as of 31-Dec-2011, board of
directors report on management activity, internal
and external auditors reports, proposal of profit
allocation, resolutions related there to		 Management For   For  
  2     To authorize the purchase and sale of own
shares as per Article 2357 et seq of the Italian
Civil Code and as per Article 132 of the
Legislative Decree N. 58 of 24-Feb-1998 upon
revoking the authorisation given by the meeting
held on 20-Apr-2011 for the unexecuted portion,
resolutions related there to		 Management Against   Against  
  3     Rewarding reports as per article 123-ter of the
Legislative Decree N.58 of 24-Feb-1998,
resolutions related there to		 Management Against   Against  
  4     To appoint the board of directors for the triennium
2012-2014 upon stating members' number, to
state emolument, resolutions related there to		 Management Against   Against  
  5     To integrate internal auditors, resolutions related
there to		 Management For   For  
  6     To appoint an external auditor for financial years
2012-2020 and to state related emolument,
resolutions related there to		 Management For   For  

 

 
 

  GEA GROUP AG, BOCHUM
  Security D28304109       Meeting Type Annual General Meeting
  Ticker Symbol GEA GY       Meeting Date 24-Apr-2012  
  ISIN DE0006602006       Agenda 703656059 - Management
  Record Date 02-Apr-2012       Holding Recon Date 02-Apr-2012  
  City / Country OBERHAUSEN / Germany   Vote Deadline Date 13-Apr-2012  
  SEDOL(s) 4557104 - B02NSV3 - B28HB58 Quick Code    
                           
  Item Proposal   Type Vote For/Against
Management		  
  1.    Receive financial statements and statutory
reports for fiscal 2011		 Non-Voting        
  2.    Approve allocation of income and dividends of
EUR 0.55 per share		 Management For   For  
  3.    Approve discharge of management board for
fiscal 2011		 Management For   For  
  4.    Approve discharge of supervisory board for fiscal
2011		 Management For   For  
  5.    Ratify KPMG AG as auditors for fiscal 2012 Management For   For  
  6.    Approve remuneration system for management
board members		 Management For   For  
  7.    Approve affiliation agreements with subsidiary
GEA Beteiligungsgesellschaft II mbH		 Management For   For  
  8.    Approve affiliation agreements with subsidiary
GEA Convenience-Food Technologies GmbH		 Management For   For  
  9.    Elect Werner Bauer to the supervisory board Management For   For  
  10.   Approve creation of EUR 77 million pool of
capital with preemptive rights		 Management For   For  
  11.   Approve creation of EUR 40.8 million pool of
capital without preemptive rights for issuance of
shares as indemnification in relation to 1999
domination and profit transfer agreement		 Management For   For  
  12.   Amend articles re rights of supervisory board
members		 Management For   For  
  DIALOG SEMICONDUCTOR PLC, LONDON
  Security G5821P111       Meeting Type Annual General Meeting
  Ticker Symbol DLG GY       Meeting Date 24-Apr-2012  
  ISIN GB0059822006       Agenda 703668597 - Management
  Record Date         Holding Recon Date 20-Apr-2012  
  City / Country LONDON / United Kingdom   Vote Deadline Date 10-Apr-2012  
  SEDOL(s) 5982200 - 5982590 - B28ZZL6 - B2QFBR6 Quick Code    
                           
  Item Proposal   Type Vote For/Against
Management		  
  1     Receipt of the Company's Report and Accounts Management For   For  
  2     Directors' Remuneration Report Management For   For  
  3     Re-appointment of Ernst & Young LLP as
Auditors of the Company		 Management For   For  
  4     Authority to agree the Auditors' remuneration Management For   For  
  5     Re-election of Aidan Hughes as a director of the
company		 Management For   For  
  6     Re-election of Russell Shaw as a Director of the
Company		 Management For   For  
  7     Re-election of John McMonigall as a Director of
the Company		 Management For   For  
  8     Election of Chang-Bun Yoon as a Director of the
Company		 Management For   For  
  9     Dialog Semiconductor Plc Employee Share Plan
2012		 Management For   For  
  10    Authority to allot shares Management For   For  
  11    Additional authority to allot shares in connection
with a rights issue		 Management For   For  
  12    Disapplication of pre-emption rights Management For   For  
  13    Notice period for general meetings Management For   For  
  BR MALLS PARTICIPACOES SA
  Security P1908S102       Meeting Type ExtraOrdinary General Meeting
  Ticker Symbol BRML3 BZ       Meeting Date 24-Apr-2012  
  ISIN BRBRMLACNOR9       Agenda 703687751 - Management
  Record Date         Holding Recon Date 20-Apr-2012  
  City / Country RIO DE JANEIRO / Brazil   Vote Deadline Date 17-Apr-2012  
  SEDOL(s) B1RYG58 Quick Code    
                           
  Item Proposal   Type Vote For/Against
Management		  
  I     To set the global remuneration of the company
directors for the 2012 fiscal year		 Management For   For  
  II    To amend the wording of line V of article 19 of
the corporate bylaws of the company, for the
purpose of reflecting that it will be the
responsibility of the board of directors of the
company to authorize in advance the signing of
contracts and the granting of guarantees by the
company only in transactions, the value of which
exceeds the greater amount of either BRL 50
million or 10 percent of the total consolidated
assets of the company		 Management For   For  

 

 
 

  BR MALLS PARTICIPACOES SA
  Security P1908S102       Meeting Type Annual General Meeting
  Ticker Symbol BRML3 BZ       Meeting Date 24-Apr-2012  
  ISIN BRBRMLACNOR9       Agenda 703688208 - Management
  Record Date         Holding Recon Date 20-Apr-2012  
  City / Country RIO DE JANEIRO / Brazil   Vote Deadline Date 17-Apr-2012  
  SEDOL(s) B1RYG58 Quick Code    
                           
  Item Proposal   Type Vote For/Against
Management		  
  I     To take knowledge of the directors accounts, to
examine, discuss and approve the company's
consolidated financial statements		 Management For   For  
  II    Destination of the net profits from the 2011 fiscal
year and the distribution of dividends		 Management For   For  
  III   To elect the members of the board of directors Management Against   Against  
  CHAROEN POKPHAND FOODS PUBLIC CO LTD
  Security Y1296K117       Meeting Type Annual General Meeting
  Ticker Symbol CPF TB       Meeting Date 25-Apr-2012  
  ISIN TH0101A10Z19       Agenda 703688032 - Management
  Record Date 28-Mar-2012       Holding Recon Date 28-Mar-2012  
  City / Country NONTHABURI / Thailand   Vote Deadline Date 20-Apr-2012  
  SEDOL(s) 6410852 - B05MWQ0 - B05PCC5 - B5L2DG6
- B76N2X8 - B7JNGQ6		 Quick Code    
                           
  Item Proposal   Type Vote For/Against
Management		  
  1     To adopt the minutes of the extraordinary general
shareholders meeting no. 1/2012		 Management For   For  
  2     To acknowledge the report on the companys
operating results for the year 2011		 Management For   For  
  3     To approve the statements of financial position
and the statements of income for the year ended
December 31, 2011		 Management For   For  
  4     To acknowledge the interim dividend payment
during the year 2011		 Management For   For  
  5     To approve the appropriation of profit and annual
dividend payment for the year 2011		 Management For   For  
  6     To approve the substantially partial business
transfer to a subsidiary		 Management For   For  
  7.A   To appoint director to replace director who retire
by rotation: Mr.Dhanin Chearavanont		 Management For   For  
  7.B   To appoint director to replace director who retire
by rotation: Mr.Prasert Poongkumarn		 Management For   For  
  7.C   To appoint director to replace director who retire
by rotation: Professor Dr.Athasit Vejjajiva		 Management For   For  
  7.D   To appoint director to replace director who retire
by rotation: Emeritus Professor Supapun
Ruttanaporn		 Management For   For  
  7.E   To appoint director to replace director who retire
by rotation: Mr.Phongthep Chiravanont		 Management For   For  
  8     To approve the remuneration of the directors for
the year 2012		 Management For   For  
  9     To appoint the companys auditors and fix the
remuneration for the year 2012		 Management For   For  
  10    To respond to the queries Management For   For  

 

 
 

  MAN GROUP PLC, LONDON
  Security G5790V156       Meeting Type Annual General Meeting
  Ticker Symbol EMG LN       Meeting Date 01-May-2012
  ISIN GB00B28KQ186       Agenda 703660250 - Management
  Record Date         Holding Recon Date 27-Apr-2012  
  City / Country London / United Kingdom   Vote Deadline Date 25-Apr-2012  
  SEDOL(s) B28KQ18 - B29LSJ2 - B29M077 Quick Code    
                           
  Item Proposal   Type Vote For/Against
Management		  
  1     Receive the Reports and Financial Statements Management For   For  
  2     Approve the Remuneration report Management For   For  
  3     Declare a final dividend Management For   For  
  4     Re-appoint Jon Aisbitt as a director Management For   For  
  5     Re-appoint Alison Carnwath as a director Management For   For  
  6     Re-appoint Peter Clarke as a director Management For   For  
  7     Re-appoint Phillip Colebatch as a director Management For   For  
  8     Re-appoint Kevin Hayes as a director Management For   For  
  9     Re-appoint Frederic Jolly as a director Management For   For  
  10    Re-appoint Matthew Lester as a director Management For   For  
  11    Re-appoint Patrick O Sullivan as director Management For   For  
  12    Re-appoint Emmanuel Roman as a director Management For   For  
  13    Re-appoint Nina Shapiro as a director Management For   For  
  14    Re-appoint the auditors:
PricewaterhouseCoopers LLP		 Management For   For  
  15    Determine the remuneration of the auditors Management For   For  
  16    Authorise the directors to allot shares Management For   For  
  17    Authorise directors to allot shares for cash other
than on a pro-rata basis to existing shareholders		 Management For   For  
  18    Authorise the Company to purchase its own
shares		 Management For   For  
  19    Authorise directors to call general meetings on 14
clear days notice		 Management For   For  
  20    Amend Articles of Association Management For   For  
  YAMANA GOLD INC, TORONTO ON
  Security 98462Y100       Meeting Type Annual General Meeting
  Ticker Symbol YRI CN       Meeting Date 02-May-2012
  ISIN CA98462Y1007       Agenda 703715459 - Management
  Record Date 09-Mar-2012       Holding Recon Date 09-Mar-2012  
  City / Country TORONTO / Canada   Vote Deadline Date 26-Apr-2012  
  SEDOL(s) 2219279 - 2237646 - 3388349 - B00X473 Quick Code    
                           
  Item Proposal   Type Vote For/Against
Management		  
  1.1   Elect director: Peter Marrone Management For   For  
  1.2   Elect director: Patrick J. Mars Management For   For  
  1.3   Elect director: John Begeman Management For   For  
  1.4   Elect director: Alexander Davidson Management For   For  
  1.5   Elect director: Richard Graff Management For   For  
  1.6   Elect director: Robert Horn Management For   For  
  1.7   Elect director: Nigel Lees Management For   For  
  1.8   Elect director: Juvenal Mesquita Filho Management For   For  
  1.9   Elect director: Carl Renzoni Management For   For  
  1.10  Elect director: Antenor F. Silva, Jr. Management For   For  
  1.11  Elect director: Dino Titaro Management For   For  
  2     Appoint the auditors: Deloitte & Touche LLP,
Chartered Accountants (Deloitte)		 Management For   For  
  3     On an advisory basis, and not to diminish the role
and responsibilities of our board, you accept the
approach to executive compensation disclosed in
our 2012 management information circular		 Management For   For  

 

 
 

  CHICAGO BRIDGE & IRON COMPANY N.V.
  Security 167250109       Meeting Type Annual  
  Ticker Symbol CBI US       Meeting Date 02-May-2012
  ISIN US1672501095       Agenda 933566878 - Management
  Record Date 08-Mar-2012       Holding Recon Date 08-Mar-2012  
  City / Country   / United States   Vote Deadline Date 30-Apr-2012  
  SEDOL(s)   Quick Code    
                           
  Item Proposal   Type Vote For/Against
Management		  
  1A)   ELECTION OF THE MEMBER OF THE
SUPERVISORY BOARD TO SERVE UNTIL THE
ANNUAL GENERAL MEETING OF
SHAREHOLDERS IN 2014: JAMES R. BOLCH.
(PLEASE NOTE THAT AN "ABSTAIN" VOTE
WILL COUNT AS A FOR VOTE FOR THE
ALTERNATE NOMINEE LUCIANO REYES).		 Management For   For  
  2A)   ELECTION OF THE MEMBER OF THE
SUPERVISORY BOARD TO SERVE UNTIL THE
ANNUAL GENERAL MEETING OF
SHAREHOLDERS IN 2015: PHILIP K.
ASHERMAN. (PLEASE NOTE THAT AN
"ABSTAIN" VOTE WILL COUNT AS A FOR
VOTE FOR THE ALTERNATE NOMINEE LUKE
V. SCORSONE).		 Management For   For  
  2B)   ELECTION OF THE MEMBER OF THE
SUPERVISORY BOARD TO SERVE UNTIL THE
ANNUAL GENERAL MEETING OF
SHAREHOLDERS IN 2015: L. RICHARD
FLURY. (PLEASE NOTE THAT AN "ABSTAIN"
VOTE WILL COUNT AS A FOR VOTE FOR THE
ALTERNATE NOMINEE DAVID L. KING).		 Management For   For  
  2C)   ELECTION OF THE MEMBER OF THE
SUPERVISORY BOARD TO SERVE UNTIL THE
ANNUAL GENERAL MEETING OF
SHAREHOLDERS IN 2015: W. CRAIG KISSEL.
(PLEASE NOTE THAT AN "ABSTAIN" VOTE
WILL COUNT AS A FOR VOTE FOR THE
ALTERNATE NOMINEE WESTLEY S.
STOCKTON).		 Management For   For  
  3.    TO APPROVE, BY NON-BINDING VOTE, THE
COMPENSATION OF THE COMPANY'S
NAMED EXECUTIVE OFFICERS.		 Management For   For  
  4.    TO RECOMMEND, BY NON-BINDING VOTE,
THE FREQUENCY OF THE ADVISORY VOTE
ON THE COMPENSATION OF THE
COMPANY'S NAMED EXECUTIVE OFFICERS.		 Management 1 Year   For  
  5.    TO AUTHORIZE THE PREPARATION OF OUR
DUTCH STATUTORY ANNUAL ACCOUNTS
AND THE ANNUAL REPORT OF OUR
MANAGEMENT BOARD IN THE ENGLISH
LANGUAGE, AND TO ADOPT OUR DUTCH
STATUTORY ANNUAL ACCOUNTS FOR THE
YEAR ENDED DECEMBER 31, 2011.		 Management For   For  
  6.    TO APPROVE THE FINAL DIVIDEND FOR THE
YEAR ENDED DECEMBER 31, 2011 IN AN
AMOUNT OF $0.20 PER SHARE, WHICH HAS
PREVIOUSLY BEEN PAID OUT TO
SHAREHOLDERS IN THE FORM OF INTERIM
DIVIDENDS.		 Management For   For  
  7.    TO DISCHARGE THE SOLE MEMBER OF OUR
MANAGEMENT BOARD FROM LIABILITY IN
RESPECT OF THE EXERCISE OF ITS DUTIES
DURING THE YEAR ENDED DECEMBER 31,
2011.		 Management For   For  
  8.    TO DISCHARGE THE MEMBERS OF OUR
SUPERVISORY BOARD FROM LIABILITY IN
RESPECT OF THE EXERCISE OF THEIR
DUTIES DURING THE YEAR ENDED
DECEMBER 31, 2011.		 Management For   For  
  9.    TO APPOINT ERNST & YOUNG LLP AS OUR
INDEPENDENT REGISTERED PUBLIC
ACCOUNTING FIRM, WHO WILL AUDIT OUR
ACCOUNTS FOR THE YEAR ENDING
DECEMBER 31, 2012.		 Management For   For  
  10.   TO APPROVE THE EXTENSION OF THE
AUTHORITY OF OUR MANAGEMENT BOARD,
ACTING WITH THE APPROVAL OF THE
SUPERVISORY BOARD, TO REPURCHASE UP
TO 10% OF OUR ISSUED SHARE CAPITAL
UNTIL NOVEMBER 2, 2013 ON THE OPEN
MARKET, THROUGH PRIVATELY
NEGOTIATED TRANSACTIONS OR IN ONE OR
MORE SELF TENDER OFFERS FOR A PRICE
PER SHARE NOT LESS THAN THE NOMINAL
VALUE OF A SHARE AND NOT HIGHER THAN
110% OF THE MOST RECENT AVAILABLE (AS
OF THE TIME OF REPURCHASE) PRICE OF A
SHARE ON ANY SECURITIES EXCHANGE
WHERE OUR SHARES ARE TRADED.		 Management For   For  
  11.   TO APPROVE THE EXTENSION OF THE
AUTHORITY OF OUR SUPERVISORY BOARD
TO ISSUE SHARES AND/OR GRANT RIGHTS
TO ACQUIRE OUR SHARES (INCLUDING
OPTIONS TO SUBSCRIBE FOR SHARES),
NEVER TO EXCEED THE NUMBER OF
AUTHORIZED BUT UNISSUED SHARES, AND
TO LIMIT OR EXCLUDE THE PREEMPTIVE
RIGHTS OF SHAREHOLDERS WITH RESPECT
TO THE ISSUANCE OF SHARES AND/OR THE
GRANT OF THE RIGHT TO ACQUIRE
SHARES, UNTIL MAY 2, 2017.		 Management For   For  
  12.   TO AMEND THE CHICAGO BRIDGE & IRON
2008 LONG-TERM INCENTIVE PLAN.		 Management For   For  
  13.   TO APPROVE THE COMPENSATION OF THE
MEMBERS OF THE SUPERVISORY BOARD.		 Management For   For  
  HUGO BOSS AG, METZINGEN
  Security D12432106       Meeting Type Special General Meeting
  Ticker Symbol BOS3 GY       Meeting Date 03-May-2012
  ISIN DE0005245534       Agenda 703674069 - Management
  Record Date 11-Apr-2012       Holding Recon Date 11-Apr-2012  
  City / Country STUTTGART / Germany   Vote Deadline Date 24-Apr-2012  
  SEDOL(s) 4447175 - 5726709 - B28JBY3 - B3BHNF6 Quick Code    
                           
  Item Proposal   Type Vote For/Against
Management		  
  1.    Separate resolution of preferred shareholders on
the consent to the resolution presumably passed
by the Annual Meeting of HUGO BOSS AG on
the same day under agenda item 6 on the
conversion of the preferred shares into ordinary
shares and corresponding amendments to the
Articles of Association		 Management For   For  

 

 
 

  HENGDELI HOLDINGS LTD, GEORGE TOWN
  Security G45048108       Meeting Type Annual General Meeting
  Ticker Symbol 3389 HK       Meeting Date 08-May-2012
  ISIN KYG450481083       Agenda 703715815 - Management
  Record Date 02-May-2012       Holding Recon Date 02-May-2012
  City / Country GEORGE TOWN / Cayman Islands   Vote Deadline Date 03-May-2012
  SEDOL(s) B1QDWP8 - B1QP9P3 - B1QX485 Quick Code    
                           
  Item Proposal   Type Vote For/Against
Management		  
  1     To receive and consider the audited financial
statements and the report of directors and
auditors for the year ended 31 December 2011		 Management For   For  
  2     To declare the final dividend Management For   For  
  3.a   To re-elect Song Jianwen as director and
authorise the Board of Directors to fix his
remuneration		 Management For   For  
  3.b   To re-elect Huang Yonghua as director and
authorise the Board of Directors to fix his
remuneration		 Management For   For  
  3.c   To re-elect Chen Sheng as director and authorise
the Board of Directors to fix his remuneration		 Management For   For  
  4     To re-appoint KPMG as auditors and authorise
the Board of Directors to fix their remuneration		 Management For   For  
  5.a   That (a) subject to paragraph (c) of this
Resolution, the exercise by the directors of the
Company (the "Directors") during the Relevant
Period (as defined below) of all powers to allot,
issue and deal with additional shares in the
capital of the Company, and to make or grant
offers, agreements, options and warrants which
would or might require the exercise of such
powers, be and is hereby generally and
unconditionally approved; (b) the approval in
paragraph (a) of this Resolution shall authorise
the Directors during the Relevant Period to make
or grant offers, agreements, options and warrants
which might require the exercise of such power
after the end of the Relevant Period; (c) the
aggregate number of shares of the Company
allotted or agreed conditionally or unconditionally
to be allotted (whether pursuant to an option or otherwise) by the Directors
pursuant to the approval in-paragraph (a) of this
Resolution, otherwise than pursuant to (i) a
Right-Issue (as defined below); (ii) any option
scheme or similar arrangement for-the time being
adopted for the grant or issue to officers and/or
employees of-the Company and/or any of its
subsidiaries of shares or rights to acquire-shares of the Company; or (iii) any scrip dividend or
similar arrangement-providing for the allotment of
shares in lieu of the whole or part of the-cash
payment for a dividend on shares of the
Company in accordance with the-articles of
association of the Company, shall not exceed the
aggregate of 20%-of the existing issued share
capital of the Company as at the date of this-
Resolution and the said approval shall be limited
accordingly; (d) for the-purpose		 Management For   For  
    of this Resolution, "Relevant Period"
means the period from the passing-of this
Resolution until whichever is the earliest of: (i)
the conclusion of-the next annual general
meeting of the Company; (ii) the expiration of the-
period within which the next annual general
meeting of the Company is-required by the
articles of association of the Company or any
applicable law-to be held; and (iii) the revocation
or variation of the authority given-under this
Resolution by an ordinary resolution of the
shareholders of the-Company in general
meeting." "Right Issue" means an offer of shares
or other-securities of the Company open for a
period fixed by the Directors to holders-of shares
of the Company or any class thereof on the
register on a fixed-record date in proportion to
their then holdings of such shares or class-thereof (subject to such exclusion or
other arrangements as the-Directors may deem
necessary or expedient in relation to fractional-
entitlements or having regard to any restrictions
or obligations under the-laws of, or the
requirements of any recognised regulatory body
or any stock-exchange in, any territory outside
the Hong Kong Special Administrative-Region of
the People's Republic of China)		          
  5.b   That (a) subject to paragraph (b) of this
Resolution, the exercise by the Directors during
the Relevant Period (as defined below) of all the
powers of the Company to purchase its own
shares on The Stock Exchange of Hong Kong
Limited ("Stock Exchange"), subject to and in
accordance with all applicable laws and the
requirements of the Rules Governing the Listing
of Securities on the Stock Exchange or of any
other stock exchange, be and is hereby generally
and unconditionally approved and authorised; (b)
the aggregate number of shares of the Company
to be repurchased by the Company pursuant to
the approval in paragraph (a) of this Resolution
during the Relevant Period shall not exceed 10%
of the existing issued share capital of the
Company as at the date of passing this
Resolution and the said approval shall be limited
accordingly; and (c) for the purpose of
this Resolution, "Relevant-Period" means the
period from the passing of this Resolution until
whichever-is the earliest of: (i) the conclusion of
the next annual general meeting of-the Company;
(ii) the expiration of the period within which the
next annual-general meeting of the Company is
required by the articles of association of-the
Company or any applicable law to be held; and
(iii) the revocation or-variation of the authority
given under this Resolution by an ordinary-
resolution of the shareholders of the Company in
general meeting		 Management For   For  
  6     That conditional upon resolutions nos. 5A and 5B
being passed, the aggregate number of shares of
the Company which are repurchased by the
Company under the authority granted to the
Directors as mentioned in resolution no. 5B shall
be added to the aggregate number of shares of
the Company that may be allotted or agreed
conditionally or unconditionally to be allotted by
the Directors pursuant to resolution no. 5A above		 Management For   For  

 

 
 

  WEIR GROUP PLC, GLASGOW
  Security G95248137       Meeting Type Annual General Meeting
  Ticker Symbol WEIR LN       Meeting Date 09-May-2012
  ISIN GB0009465807       Agenda 703695669 - Management
  Record Date         Holding Recon Date 07-May-2012
  City / Country GLASGOW / United Kingdom   Vote Deadline Date 02-May-2012
  SEDOL(s) 0946580 - B02R8M6 - B28C8S5 Quick Code    
                           
  Item Proposal   Type Vote For/Against
Management		  
  1     That the directors report and the audited financial
statements for the 52 weeks ended 30 December
2011 be approved and adopted		 Management For   For  
  2     That a final dividend for the 52 weeks ended 30
December 2011 of 25.8p per ordinary share of
12.5 pence payable on 1 June 2012 to those
shareholders on the register at the close of
business on 4 May 2012 be declared		 Management For   For  
  3     That the remuneration report for the 52 weeks
ended 30 December 2011 be approved		 Management For   For  
  4     That Alan Ferguson be elected as a director of
the Company		 Management For   For  
  5     That Melanie Gee be elected as a director of the
Company		 Management For   For  
  6     That Lord Smith of Kelvin be re-elected as a
director of the Company		 Management For   For  
  7     That Keith Cochrane be re-elected as a director
of the Company		 Management For   For  
  8     That Richard Menell be re-elected as a director of
the Company		 Management For   For  
  9     That John Mogford be re-elected as a director of
the Company		 Management For   For  
  10    That Lord Robertson of Port Ellen be re-elected
as a director of the Company		 Management For   For  
  11    That Jon Stanton be re-elected as a director of
the Company		 Management For   For  
  12    That Ernst & Young LLP be reappointed as
auditors of the Company to hold office until the
conclusion of the next general meeting at which
accounts are laid before the Company		 Management For   For  
  13    That the directors be authorised to fix the
remuneration of the auditors		 Management For   For  
  14    That the directors be and are hereby generally
and unconditionally authorised for the purposes
of section 551 of the Companies Act 2006 to
exercise all the powers of the Company to allot
ordinary shares in the Company and to grant
rights to subscribe for, or convert any security
into, shares in the Company: (i) comprising equity
securities (as defined in section 560 of the
Companies Act 2006) up to a maximum
aggregate nominal amount of GBP 17,600,000
(such amount to be reduced by any shares allotted or rights granted under paragraph (ii)
below) in connection with an offer by way of a
rights issue: (a) to holders of ordinary shares in
proportion (as nearly as may be practicable) to
their existing holdings; and (b) to holders of other
equity securities if this is required by the rights of
those equity securities or, if the directors consider it necessary, as
permitted by the rights of those-equity securities;
and so that the directors may make such
exclusions or-other arrangements as they
consider expedient in relation to treasury shares,-
fractional entitlements, record dates, shares
represented by depositary-receipts, legal or
practical problems under the laws in any territory
or the-requirements of any relevant regulatory
body or stock exchange or any other-matter; and
(ii) in any other case, up to an aggregate nominal
amount of GBP-8,800,000 (such amount to be
reduced by the aggregate nominal amount of
any-equity securities allotted under paragraph (i)
above in excess of GBP-8,800,000). Such
authorities shall expire, unless previously
renewed, varied-or revoked by the Company in
general meeting, at the conclusion of the next-		 Management For   For None
    Annual General Meeting of the Company
or, if earlier, the close of-business on 30 June
2013, save that the Company may before such
expiry make-any offer or agreement which would
or might require equity securities to be-allotted
after such expiry and the directors may allot
equity securities in-pursuance of any such offer
or agreement as if the authority conferred
hereby-had not expired		          
  15    That, subject to the passing of resolution 14, the
directors be given the general power to allot
equity securities (as defined by section 560 of the
Companies Act 2006) for cash, either pursuant to
the authority conferred by resolution 14 or by way
of a sale of treasury shares, as if section 561(1)
of the Companies Act 2006 did not apply to any
such allotment, provided that this power shall be
limited to: (i) the allotment of equity securities in
connection with an offer by way of a rights issue
(but in the case of the authority granted under
resolution 14 (i) by way of a rights issue as
described in that resolution only): (a) to the
holders of ordinary shares in proportion (as
nearly as may be practicable) to their respective
holdings; and (b) to holders of other equity
securities as required by the rights of those
 Management For   For  
    securities or as the directors otherwise
consider necessary, but-subject to such
exclusions or other arrangements as the directors
may deem-necessary or expedient in relation to
treasury shares, fractional-entitlements, record
dates, legal or practical problems in or under the
laws-of any territory or the requirements of any
regulatory body or stock-exchange; and (ii) the
allotment (otherwise than pursuant to paragraph
(i)-above) of equity securities up to an aggregate
nominal amount of GBP-1,320,000. The power granted by this resolution will expire on 30 June
2013-or, if earlier, the conclusion of the Annual
General Meeting in 2013 (unless-previously
renewed, varied or revoked by the Company in
general meeting) save-that the Company may,
before such expiry make offers or agreements
which-would or might require equity securities to be allotted after such
expiry and the directors-may allot equity
securities in pursuance of any such offer or
agreement-notwithstanding that the power
conferred by this resolution has expired		          
  16    That, in accordance with the Companies Act
2006, the Company be generally and
unconditionally authorised for the purposes of
section 701 of the Companies Act 2006 to make
market purchases (within the meaning of section
693(4) of the Companies Act 2006) on the
London Stock Exchange of ordinary shares of
12.5p each in the capital of the Company
provided that: (i) the maximum aggregate number
of ordinary shares hereby authorised to be
purchased is 21,120,000; (ii) the minimum price
which may be paid for each ordinary share is
12.5p per (exclusive of expenses); (iii) the
maximum price (exclusive of expenses) which
may be paid for each ordinary share shall not be
more than 5% above the average of the market
values for an ordinary share as derived from the
London Stock Exchange's Daily Official List for
the five business days immediately preceding the date on which
the ordinary share is-purchased; (iv) unless
previously renewed, varied or revoked by the
Company-in general meeting, the authority
hereby conferred shall expire at the-conclusion of
the Company's next Annual General Meeting or
30 June 2013-(whichever is earlier); and (v) the
Company may make a contract or contracts-to
purchase ordinary shares under the authority
conferred by this resolution-prior to the expiry of
such authority which will or may be executed
wholly or-partly after the expiry of such authority
and may make a purchase of ordinary-shares in
pursuance of any such contract or contracts		 Management For   For  
  17    That a general meeting, other than an Annual
General Meeting, may be called on not less than
14 clear days' notice		 Management For   For  

 

 
 

  TRICAN WELL SERVICE LTD
  Security 895945103       Meeting Type Annual General Meeting
  Ticker Symbol TCM CN       Meeting Date 09-May-2012
  ISIN CA8959451037       Agenda 703707096 - Management
  Record Date 22-Mar-2012       Holding Recon Date 22-Mar-2012  
  City / Country CALGARY / Canada   Vote Deadline Date 03-May-2012
  SEDOL(s) 2869964 - B1CH0V6 - B1TRF36 Quick Code    
                           
  Item Proposal   Type Vote For/Against
Management		  
  1     To set the number of Directors of the Company at
eight (8)		 Management For   For  
  2.1   Election of Director: Kenneth M. Bagan Management For   For  
  2.2   Election of Director: G. Allen Brooks Management For   For  
  2.3   Election of Director: Murray L. Cobbe Management For   For  
  2.4   Election of Director: Dale M. Dusterhoft Management For   For  
  2.5   Election of Director: Donald R. Luft Management For   For  
  2.6   Election of Director: Kevin L. Nugent Management For   For  
  2.7   Election of Director: Alexander J. Pourbaix Management For   For  
  2.8   Election of Director: Douglas F. Robinson Management For   For  
  3     The appointment of KPMG LLP, Chartered
Accountants, as auditors of the Company for the
ensuing year and the authorization of the
directors to fix their remuneration as such		 Management For   For  

 

 
 

  LYONDELLBASELL INDUSTRIES N.V.
  Security N53745100       Meeting Type Annual  
  Ticker Symbol LYB US                Meeting Date 09-May-2012
  ISIN NL0009434992       Agenda 933581755 - Management
  Record Date 15-Mar-2012       Holding Recon Date 15-Mar-2012  
  City / Country HOUSTON / United States   Vote Deadline Date 08-May-2012
  SEDOL(s)   Quick Code    
                           
  Item Proposal   Type Vote For/Against
Management		  
  1A.   RE-ELECTION OF CLASS II DIRECTOR:
ROBIN BUCHANAN. (PLEASE NOTE THAT AN
"ABSTAIN" VOTE WILL COUNT AS A FOR
VOTE FOR THE ALTERNATE NOMINEE
STEPHEN F. COOPER)		 Management For   For  
  1C.   RE-ELECTION OF CLASS II DIRECTOR:
STEPHEN F. COOPER. (PLEASE NOTE THAT
AN "ABSTAIN" VOTE WILL COUNT AS A FOR
VOTE FOR THE ALTERNATE NOMINEE
ROBERT G. GWIN)		 Management For   For  
  1E.   RE-ELECTION OF CLASS II DIRECTOR:
ROBERT G. GWIN. (PLEASE NOTE THAT AN
"ABSTAIN" VOTE WILL COUNT AS A FOR
VOTE FOR THE ALTERNATE NOMINEE
MARVIN O. SCHLANGER)		 Management For   For  
  1G.   RE-ELECTION OF CLASS II DIRECTOR:
MARVIN O. SCHLANGER. (PLEASE NOTE
THAT AN "ABSTAIN" VOTE WILL COUNT AS A
FOR VOTE FOR THE ALTERNATE NOMINEE
ROBIN BUCHANAN)		 Management For   For  
  2.    ADOPTION OF ANNUAL ACCOUNTS FOR
2011		 Management For   For  
  3.    DISCHARGE FROM LIABILITY OF SOLE
MEMBER OF THE MANAGEMENT BOARD		 Management For   For  
  4.    DISCHARGE FROM LIABILITY OF MEMBERS
OF THE SUPERVISORY BOARD		 Management For   For  
  5.    RATIFICATION OF
PRICEWATERHOUSECOOPERS LLP AS OUR
INDEPENDENT REGISTERED PUBLIC
ACCOUNTING FIRM		 Management For   For  
  6.    APPOINTMENT OF
PRICEWATERHOUSECOOPERS
ACCOUNTANTS N.V. AS OUR AUDITOR FOR
THE DUTCH ANNUAL REPORTS		 Management For   For  
  7.    APPROVAL OF COMPENSATION OF THE
MEMBERS OF THE SUPERVISORY BOARD		 Management For   For  
  8.    RATIFICATION AND APPROVAL OF
DIVIDENDS IN RESPECT OF THE 2011 FISCAL
YEAR		 Management For   For  
  9.    ADVISORY (NON-BINDING) VOTE
APPROVING EXECUTIVE COMPENSATION		 Management For   For  
  10.   APPROVAL OF THE AMENDED AND
RESTATED LYONDELLBASELL INDUSTRIES
2010 LONG-TERM INCENTIVE PLAN		 Management For   For  
  11.   APPROVAL OF THE LYONDELLBASELL
INDUSTRIES N.V. 2012 GLOBAL EMPLOYEE
STOCK PURCHASE PLAN		 Management For   For  

 

 
 

  LYONDELLBASELL INDUSTRIES N.V.
  Security N53745100       Meeting Type Annual  
  Ticker Symbol LYB US       Meeting Date 09-May-2012
  ISIN NL0009434992       Agenda 933607484 - Management
  Record Date 11-Apr-2012       Holding Recon Date 11-Apr-2012  
  City / Country HOUSTON / United States   Vote Deadline Date 08-May-2012
  SEDOL(s)   Quick Code    
                           
  Item Proposal   Type Vote For/Against
Management		  
  1A.   RE-ELECTION OF CLASS II DIRECTOR:
ROBIN BUCHANAN. (PLEASE NOTE THAT AN
"ABSTAIN" VOTE WILL COUNT AS A FOR
VOTE FOR THE ALTERNATE NOMINEE
STEPHEN F. COOPER)		 Management For   For  
  1C.   RE-ELECTION OF CLASS II DIRECTOR:
STEPHEN F. COOPER. (PLEASE NOTE THAT
AN "ABSTAIN" VOTE WILL COUNT AS A FOR
VOTE FOR THE ALTERNATE NOMINEE
ROBERT G. GWIN)		 Management For   For  
  1E.   RE-ELECTION OF CLASS II DIRECTOR:
ROBERT G. GWIN. (PLEASE NOTE THAT AN
"ABSTAIN" VOTE WILL COUNT AS A FOR
VOTE FOR THE ALTERNATE NOMINEE
MARVIN O. SCHLANGER)		 Management For   For  
  1G.   RE-ELECTION OF CLASS II DIRECTOR:
MARVIN O. SCHLANGER. (PLEASE NOTE
THAT AN "ABSTAIN" VOTE WILL COUNT AS A
FOR VOTE FOR THE ALTERNATE NOMINEE
ROBIN BUCHANAN)		 Management For   For  
  2.    ADOPTION OF ANNUAL ACCOUNTS FOR
2011		 Management For   For  
  3.    DISCHARGE FROM LIABILITY OF SOLE
MEMBER OF THE MANAGEMENT BOARD		 Management For   For  
  4.    DISCHARGE FROM LIABILITY OF MEMBERS
OF THE SUPERVISORY BOARD		 Management For   For  
  5.    RATIFICATION OF
PRICEWATERHOUSECOOPERS LLP AS OUR
INDEPENDENT REGISTERED PUBLIC
ACCOUNTING FIRM		 Management For   For  
  6.    APPOINTMENT OF
PRICEWATERHOUSECOOPERS
ACCOUNTANTS N.V. AS OUR AUDITOR FOR
THE DUTCH ANNUAL REPORTS		 Management For   For  
  7.    APPROVAL OF COMPENSATION OF THE
MEMBERS OF THE SUPERVISORY BOARD		 Management For   For  
  8.    RATIFICATION AND APPROVAL OF
DIVIDENDS IN RESPECT OF THE 2011 FISCAL
YEAR		 Management For   For  
  9.    ADVISORY (NON-BINDING) VOTE
APPROVING EXECUTIVE COMPENSATION		 Management For   For  
  10.   APPROVAL OF THE AMENDED AND
RESTATED LYONDELLBASELL INDUSTRIES
2010 LONG-TERM INCENTIVE PLAN		 Management For   For  
  11.   APPROVAL OF THE LYONDELLBASELL
INDUSTRIES N.V. 2012 GLOBAL EMPLOYEE
STOCK PURCHASE PLAN		 Management For   For  
  JARDINE MATHESON HOLDINGS LTD, HAMILTON
  Security G50736100       Meeting Type Annual General Meeting
  Ticker Symbol JM SP       Meeting Date 10-May-2012
  ISIN BMG507361001       Agenda 703747076 - Management
  Record Date         Holding Recon Date 08-May-2012
  City / Country SOUTHAMPTON / Bermuda   Vote Deadline Date 02-May-2012
  SEDOL(s) 0471123 - 0471695 - 0471781 - 2841586 -
6472119 - 6472357 - 6472863 - B02TXX8 -
B28D2V9		 Quick Code    
                           
  Item Proposal   Type Vote For/Against
Management		  
  1     To receive the Financial Statements for 2011 and
to declare a final dividend		 Management For   For  
  2     To re-elect A.J.L. Nightingale as a Director Management For   For  
  3     To re-elect James Riley as a Director Management For   For  
  4     To re-elect Percy Weatherall as a Director Management For   For  
  5     To re-appoint the Auditors and to authorize the
Directors to fix their remuneration		 Management For   For  
  6     To renew the general mandate to the Directors to
issue new shares		 Management For   For  
  7     To renew the general mandate to the Directors to
purchase the Company's shares		 Management For   For  

 

 
 

  POSEIDON CONCEPTS CORP, CALGARY, AB
  Security 73731R103       Meeting Type MIX 
  Ticker Symbol PSN CN       Meeting Date 17-May-2012
  ISIN CA73731R1038       Agenda 703776178 - Management
  Record Date 04-Apr-2012       Holding Recon Date 04-Apr-2012  
  City / Country CALGARY / Canada   Vote Deadline Date 11-May-2012
  SEDOL(s) B557SB7 - B63VJ04 - B6R05G5 Quick Code    
                           
  Item Proposal   Type Vote For/Against
Management		  
  1     The resolution appointing KPMG LLP as auditors
of the Corporation for the ensuing year and
authorizing the directors to fix their remuneration		 Management For   For  
  2     The resolution fixing the number of directors for
the ensuing year at six (6) and electing the
directors of the Corporation for the ensuing year:
Lyle D. Michaluk, Clifford L. Wiebe, A. Scott
Dawson, Harley L. Winger, Dean R. Jensen, Neil
W. Richardson		 Management For   For  
  3     The resolution to approve the reduction of the
Corporation's share capital for accounting
purposes, without payment of or reduction to the
Corporation's stated capital or paid-up capital, by
the amount of the consolidated accounting deficit
of the Corporation on January 1, 2012		 Management For   For  
  4     To vote in the discretion of the proxy nominee on
any amendments to or variations of matters
identified in the Notice of Meeting and on any
other matters which may properly come before
the Meeting		 Management For   Against  
  ILUKA RESOURCES LTD
  Security Q4875J104       Meeting Type Annual General Meeting
  Ticker Symbol ILU AU       Meeting Date 23-May-2012
  ISIN AU000000ILU1       Agenda 703685024 - Management
  Record Date         Holding Recon Date 21-May-2012
  City / Country PERTH / Australia   Vote Deadline Date 16-May-2012
  SEDOL(s) 6957575 - B01DKM9 - B0LWLF6 Quick Code    
                           
  Item Proposal   Type Vote For/Against
Management		  
  1     Re-election of Director  Mr John Pizzey Management For   For  
  2     Re-election of Director  Mr Gavin Rezos Management For   For  
  3     Adoption of Remuneration Report Management For   For  
  SAP AG, WALLDORF/BADEN
  Security D66992104       Meeting Type Annual General Meeting
  Ticker Symbol SAP GY       Meeting Date 23-May-2012
  ISIN DE0007164600       Agenda 703727430 - Management
  Record Date 30-Apr-2012       Holding Recon Date 30-Apr-2012  
  City / Country MANNHEIM / Germany   Vote Deadline Date 14-May-2012
  SEDOL(s) 4616889 - 4846288 - 4882185 - B02NV69 -
B115107 - B23V638 - B4KJM86		 Quick Code    
                           
  Item Proposal   Type Vote For/Against
Management		  
  1.    Presentation of the adopted annual financial
statements and the approved group-financial
statements, the combined management report
and group management rep-ort of SAP AG,
including the Executive Board's explanatory
notes relating to t-he information provided
pursuant to Sections 289 (4) and (5) and 315 (4)
of th-e Commercial Code (HGB), and the
Supervisory Board's report, each for fiscal y-ear
2011		 Non-Voting        
  2.    Resolution on the appropriation of the retained
earnings of fiscal year 2011		 Management For   For  
  3.    Resolution on the formal approval of the acts of
the Executive Board in fiscal year 2011		 Management For   For  
  4.    Resolution on the formal approval of the acts of
the Supervisory Board in fiscal year 2011		 Management For   For  
  5.    Resolution on the approval of the system of
Executive Board compensation		 Management For   For  
  6.    Appointment of the auditors of the financial
statements and group financial statements for
fiscal year 2012 : Following a corresponding
recommendation by the audit committee, the
Supervisory Board proposes that KPMG AG
Wirtschaftsprufungsgesellschaft, Berlin,
Germany, be appointed auditors of the financial
statements and group financial statements for
fiscal year 2012		 Management For   For  
  7.a   Election of new member to the Supervisory
Board: Prof. Dr. h. c. mult. Hasso Plattner		 Management For   For  
  7.b   Election of new member to the Supervisory
Board: Pekka Ala-Pietila		 Management For   For  
  7.c   Election of new member to the Supervisory
Board: Prof. Anja Feldmann, Ph.D		 Management For   For  
  7.d   Election of new member to the Supervisory
Board: Prof. Dr. Wilhelm Haarmann		 Management For   For  
  7.e   Election of new member to the Supervisory
Board: Bernard Liautaud		 Management For   For  
  7.f   Election of new member to the Supervisory
Board: Dr. h. c. Hartmut Mehdorn		 Management For   For  
  7.g   Election of new member to the Supervisory
Board: Dr. Erhard Schipporeit		 Management For   For  
  7.h   Election of new member to the Supervisory
Board: Prof. Dr.-Ing. Dr.-Ing. E. h. Klaus
Wucherer		 Management For   For  
  8.    Resolution on the cancellation of Contingent
Capital III and Contingent Capital IIIa and the
corresponding amendment of Section 4 of the
Articles of Incorporation, as well as other
amendments to Sections 4, 19 and 23 of the
Articles of Incorporation		 Management For   For  

 

 
 

  ZHAOJIN MINING INDUSTRY COMPANY LTD, BEIJING
  Security Y988A6104       Meeting Type Class Meeting 
  Ticker Symbol 1818 HK       Meeting Date 29-May-2012
  ISIN CNE1000004R6       Agenda 703728482 - Management
  Record Date 27-Apr-2012       Holding Recon Date 27-Apr-2012  
  City / Country SHANDONG PROVINCE / China   Vote Deadline Date 18-May-2012
  SEDOL(s) B1H5082 - B1L31Z6 - B1MYPY5 Quick Code    
                           
  Item Proposal   Type Vote For/Against
Management		  
  1     To approve, confirm and ratify the Transfer
Agreement (as defined in the circular of the
Company dated 13 April 2012) and all the
transactions contemplated thereunder, and to
grant a special mandate to the Board to allot and
issue the Consideration Shares to Zhaojin Non-
Ferrous pursuant to the Transfer Agreement		 Management For   For  
  2     To grant a general mandate to be given to the
Board to exercise the power of the Company to
allot, issue or deal with the H Shares of up to a
maximum of 20% of the aggregate nominal value
of the existing issued H Shares of the Company
as at the date of passing this resolution		 Management For   For  
  3     To grant a general mandate to be given to the
Board to exercise the power of the Company to
repurchase H Shares of up to a maximum of 10%
of the aggregate nominal value of the issued H
Shares share capital of the Company as at the
date of passing this resolution		 Management For   For  
  ZHAOJIN MINING INDUSTRY COMPANY LTD, BEIJING
  Security Y988A6104       Meeting Type Annual General Meeting
  Ticker Symbol 1818 HK       Meeting Date 29-May-2012
  ISIN CNE1000004R6       Agenda 703821947 - Management
  Record Date 27-Apr-2012       Holding Recon Date 27-Apr-2012  
  City / Country SHANDONG PROVINCE / China   Vote Deadline Date 18-May-2012
  SEDOL(s) B1H5082 - B1L31Z6 - B1MYPY5 Quick Code    
                           
  Item Proposal   Type Vote For/Against
Management		  
  O.i   The report of the board of directors ("Board") of
the Company for the year ended 31 December
2011		 Management For   For  
  O.ii  The report of the supervisory committee of the
Company for the year ended 31 December 2011		 Management For   For  
  O.iii The audited financial report of the Company for
the year ended 31 December 2011		 Management For   For  
  O.iv  The proposal for the declaration and payment of
final dividends for the year ended 31 December
2011		 Management For   For  
  O.v   The proposal for Mr. Li Xiuchen to be elected as
an executive Director of the Company		 Management For   For  
  O.vi  The proposal for Mr. Ye Kai to be elected as a
non-executive director of the Company		 Management For   For  
  O.vii The proposal for Mr. Kong Fanhe to be elected
as a non-executive director of the Company		 Management For   For  
  Oviii The proposal for the re-appointment of Ernst &
Young and Shulun Pan Certified Public
Accountants as the international auditor and the
PRC auditor of the Company respectively for the
year ended 31 December 2012, and to authorize
the Board to fix their remuneration		 Management For   For  
  S.1   To approve, confirm and ratify the Transfer
Agreement (as defined in the circular of the
Company dated 13 April 2012), all the
transactions contemplated thereunder, and to
grant a special mandate to the Board to allot and
issue the Consideration Shares to Zhaojin Non-
Ferrous pursuant to the Transfer Agreement		 Management For   For  
  S.2   To grant a general mandate to be given to the
Board to exercise the power of the Company to
allot, issue or deal with the H Shares of up to a
maximum of 20% of the aggregate nominal value
of the existing issued H Shares of the Company
as at the date of passing this resolution		 Management For   For  
  S.3   To grant a general mandate to be given to the
Board to exercise the power of the Company to
repurchase H Shares of up to a maximum of 10%
of the aggregate nominal value of the issued H
Shares share capital of the Company as at the
date of passing this resolution		 Management For   For  
  S.4   To approve the proposed issue of corporate
bonds (the "Corporate Bonds") in the PRC with
an aggregate principal amount of not more than
RMB1.4 billion and the maturity not exceeding 10
years, and to approve the grant of authority to the
Board to deal with such matters relating to the
issue of the Corporate Bonds		 Management For   For  
  S.5   To approve the proposed amendments to the
articles of association of the Company conditional
upon passing special resolution numbered (1) as
set out in the Notice of AGM dated 13 April 2012
relating to the approval of the Acquisition
contemplated under the Transfer Agreement		 Management For   For  

 

 
 

  VALEANT PHARMACEUTICALS INTERNATIONAL INC, MISSISS
  Security 91911K102       Meeting Type Annual General Meeting
  Ticker Symbol VRX CN       Meeting Date 30-May-2012
  ISIN CA91911K1021       Agenda 703781143 - Management
  Record Date 03-Apr-2012       Holding Recon Date 03-Apr-2012  
  City / Country MONTREAL / Canada   Vote Deadline Date 24-May-2012
  SEDOL(s) B3XSX46 - B41NYV4 - B4M1HS5 Quick Code    
                           
  Item Proposal   Type Vote For/Against
Management		  
  1.1   Election of director: Ronald H. Farmer Management For   For  
  1.2   Election of director: Robert A. Ingram Management For   For  
  1.3   Election of director: Theo Melas-Kyriazi Management For   For  
  1.4   Election of director: G. Mason Morfit Management For   For  
  1.5   Election of director: Laurence E. Paul Management For   For  
  1.6   Election of director: J. Michael Pearson Management For   For  
  1.7   Election of director: Robert N. Power Management For   For  
  1.8   Election of director: Norma A. Provencio Management For   For  
  1.9   Election of director: Lloyd M. Segal Management For   For  
  1.10  Election of director: Katharine Stevenson Management For   For  
  2     The approval of the compensation of our named
executive officers as disclosed in the
compensation discussion and analysis section,
executive compensation tables and
accompanying narrative discussions contained in
the management proxy circular and proxy
statement		 Management For   For  
  3     To appoint PricewaterhouseCoopers LLP (united
states) as the auditors for the company to hold
office until the close of the 2013 annual meeting
of shareholders and to authorize the company's
board of directors to fix the auditors'
remuneration		 Management For   For  
  FIRST PACIFIC CO LTD
  Security G34804107       Meeting Type Annual General Meeting
  Ticker Symbol 142 HK       Meeting Date 31-May-2012
  ISIN BMG348041077       Agenda 703760947 - Management
  Record Date 28-May-2012       Holding Recon Date 28-May-2012
  City / Country HAMILTON / Bermuda   Vote Deadline Date 28-May-2012
  SEDOL(s) 2104717 - 4341523 - 5819041 - 6339872 -
B16TBB5		 Quick Code    
                           
  Item Proposal   Type Vote For/Against
Management		  
  1     To receive and adopt the Audited Accounts and
the Reports of the Directors and Independent
Auditors for the year ended 31 December 2011		 Management For   For  
  2     To declare a final cash dividend of HK13.00
cents (US1.67 cents) per ordinary share for the
year ended 31 December 2011		 Management For   For  
  3     To re-appoint Ernst & Young as Auditors of the
Company and to authorise the Board or its
designated Board committee to fix their
remuneration		 Management For   For  
  4(i)  To re-elect Mr. Anthoni Salim as a Non-executive
Director of the Company for a fixed term of
approximately three years, commencing on the
date of the AGM and expiring at the conclusion of
the annual general meeting of the Company to be
held three years following the year of his
reelection (being 2015)		 Management For   For  
  4(ii) To re-elect Mr. Tedy Djuhar as a Non-executive
Director of the Company for a fixed term of
approximately one year, commencing on the date
of the AGM and expiring at the conclusion of the
annual general meeting of the Company to be
held one year following the year of his reelection
(being 2013)		 Management For   For  
  5     To authorise the Board or its designated Board
committee to fix the remuneration of the
Executive Directors pursuant to the Company's
Bye-laws and to fix the remuneration of the Non-
executive Directors (including the Independent
Non-executive Directors) at the sum of USD
5,000 for each meeting attended		 Management For   For  
  6     To authorise the Board to appoint additional
directors as an addition to the Board		 Management For   For  
  7     To approve and adopt the new share option
scheme of the Company		 Management For   For  
  8     To approve the increase of the authorised share
capital to USD 60,000,000.00 divided into
6,000,000,000 Shares of USD 0.01 each		 Management For   For  
  9     To grant a general mandate to the Directors to
allot, issue and deal with additional shares in the
Company not exceeding 10% of the Company's
issued share capital, as described in the AGM
Notice		 Management For   For  
  10    To grant a general mandate to the Directors to
exercise all the powers of the Company to
repurchase shares in the Company not
exceeding 10% of the Company's issued share
capital, as described in the AGM Notice		 Management For   For  
  11    To approve the addition of the aggregate nominal
amount of shares repurchased pursuant to
Resolution (10) above to the aggregate nominal
amount of share capital which may be allotted
and issued pursuant to Resolution (9) above		 Management For   For  
  12    To approve the amendments to the existing Bye-
laws of the Company		 Management For   For  
  13    To adopt an official Chinese name of the
Company		 Management For   For  

 

 
 

  CHECK POINT SOFTWARE TECHNOLOGIES LTD.
  Security M22465104       Meeting Type Annual  
  Ticker Symbol CHKP US              Meeting Date 07-Jun-2012  
  ISIN IL0010824113       Agenda 933634520 - Management
  Record Date 30-Apr-2012       Holding Recon Date 30-Apr-2012  
  City / Country REDWOOD CITY / United States   Vote Deadline Date 06-Jun-2012  
  SEDOL(s)   Quick Code    
                           
  Item Proposal   Type Vote For/Against
Management		  
  1.    ELECTION OF DIRECTORS: GIL SHWED,
MARIUS NACHT, JERRY UNGERMAN, DAN
PROPPER, DAVID RUBNER, DR. TAL SHAVIT.		 Management For   For  
  2.    RE-ELECTION OF 2 OUTSIDE DIRECTORS:
YOAV CHELOUCHE AND GUY GECHT.		 Management For   For  
  3.    TO RATIFY THE APPOINTMENT AND
COMPENSATION OF KOST, FORER, GABBAY
& KASIERER, A MEMBER OF ERNST &
YOUNG GLOBAL, AS OUR INDEPENDENT
REGISTERED PUBLIC ACCOUNTING FIRM
FOR 2012.		 Management For   For  
  4.    APPROVE COMPENSATION TO CHECK
POINT'S CHIEF EXECUTIVE OFFICER WHO IS
ALSO CHAIRMAN OF THE BOARD OF
DIRECTORS.		 Management For   For  
  5.    TO AUTHORIZE THE CHAIRMAN OF CHECK
POINT'S BOARD OF DIRECTORS TO
CONTINUE SERVING AS CHAIRMAN OF THE
BOARD OF DIRECTORS AND THE CHIEF
EXECUTIVE OFFICER FOR UP TO THREE
YEARS FOLLOWING THE MEETING (AS
REQUIRED BY ISRAELI LAW).		 Management For   For  
  6A.   I AM A CONTROLLING SHAREHOLDER OR
HAVE A PERSONAL INTEREST IN ITEM 2.
MARK "FOR" = YES OR "AGAINST" = NO.		 Management For      
  6B.   I AM A CONTROLLING SHAREHOLDER OR
HAVE A PERSONAL INTEREST IN ITEM 4.
MARK "FOR" = YES OR "AGAINST" = NO.		 Management For      
  6C.   I AM A CONTROLLING SHAREHOLDER OR
HAVE A "PERSONAL INTEREST" IN ITEM 5.
MARK "FOR" = YES OR "AGAINST" = NO.		 Management For      
  VIRGIN MEDIA INC
  Security 92769L101       Meeting Type Annual  
  Ticker Symbol VMED US                Meeting Date 12-Jun-2012  
  ISIN US92769L1017       Agenda 933624315 - Management
  Record Date 16-Apr-2012       Holding Recon Date 16-Apr-2012  
  City / Country LONDON / United Kingdom   Vote Deadline Date 11-Jun-2012  
  SEDOL(s)   Quick Code    
                           
  Item Proposal   Type Vote For/Against
Management		  
  1     DIRECTOR Management          
    1 NEIL BERKETT   For For  
    2 STEVEN SIMMONS   For For  
    3 DOREEN TOBEN   For For  
    4 GEORGE ZOFFINGER   For For  
  2     RATIFICATION OF APPOINTMENT OF
INDEPENDENT REGISTERED PUBLIC
ACCOUNTING FIRM		 Management For   For  
  3     AN ADVISORY VOTE ON COMPENSATION OF
OUR NAMED EXECUTIVE OFFICERS		 Management For   For  

 

 
 

  WPP PLC, ST HELIER
  Security G9787K108       Meeting Type Annual General Meeting
  Ticker Symbol WPP LN       Meeting Date 13-Jun-2012  
  ISIN JE00B3DMTY01       Agenda 703793768 - Management
  Record Date         Holding Recon Date 11-Jun-2012  
  City / Country DUBLIN 1 / Jersey   Vote Deadline Date 05-Jun-2012  
  SEDOL(s) B3DMTY0 - B3DQ8G7 - B3FMR88 Quick Code    
                           
  Item Proposal   Type Vote For/Against
Management		  
  1     To receive and approve the audited accounts Management For   For  
  2     To approve the remuneration report of the
directors		 Management For   For  
  3     To approve the sustainability report of the
directors		 Management For   For  
  4     To re-elect Colin Day as a director Management For   For  
  5     To re-elect Esther Dyson as a director Management For   For  
  6     To re-elect Orit Gadiesh as a director Management For   For  
  7     To re-elect Philip Lader as a director Management For   For  
  8     To re-elect Ruigang Li as a director Management For   For  
  9     To re-elect Stanley (Bud) Morten as a director Management For   For  
  10    To re-elect Koichiro Naganuma as a director Management For   For  
  11    To re-elect John Quelch as a director Management For   For  
  12    To re-elect Mark Read as a director Management For   For  
  13    To re-elect Paul Richardson as a director Management For   For  
  14    To re-elect Jeffrey Rosen as a director Management For   For  
  15    To re-elect Timothy Shriver as a director Management For   For  
  16    To re-elect Sir Martin Sorrell as a director Management For   For  
  17    To re-elect Paul Spencer as a director Management For   For  
  18    To re-elect Solomon Trujillo as a director Management For   For  
  19    To re-appoint Deloitte LLP as the auditors and
authorise the directors to determine their
remuneration		 Management For   For  
  20    To authorise the directors to allot relevant
securities		 Management For   For  
  21    To authorise the company to purchase its own
shares		 Management For   For  
  22    To authorise the disapplication of pre-emption
rights		 Management For   For  
    PLEASE NOTE THAT THIS IS A REVISION
DUE TO MODIFICATION IN THE TEXT OF THE
RES-OLUTION 4.IF YOU HAVE ALREADY
SENT IN YOUR VOTES, PLEASE DO NOT
RETURN THIS PR-OXY FORM UNLESS YOU
DECIDE TO AMEND YOUR ORIGINAL
INSTRUCTIONS. THANK YOU.		 Non-Voting        
  CANADIAN ENERGY SERVICES & TECHNOLOGY CORP
  Security 13566W108       Meeting Type Annual General Meeting
  Ticker Symbol CEU CN       Meeting Date 14-Jun-2012  
  ISIN CA13566W1086       Agenda 703841482 - Management
  Record Date 10-May-2012       Holding Recon Date 10-May-2012
  City / Country CALGARY / Canada   Vote Deadline Date 08-Jun-2012  
  SEDOL(s) B5KW4L9 - B5N7S08 Quick Code    
                           
  Item Proposal   Type Vote For/Against
Management		  
  1     To set the number of persons to serve on the
board of directors of the Corporation being fixed
at seven (7) persons		 Management For   For  
  2.1   Election of Director: Colin D. Boyer Management For   For  
  2.2   Election of Director: John M. Hooks Management For   For  
  2.3   Election of Director: Thomas J. Simons Management For   For  
  2.4   Election of Director: James Sherman Management For   For  
  2.5   Election of Director: Kyle D. Kitagawa Management For   For  
  2.6   Election of Director: D. Michael G. Stewart Management For   For  
  2.7   Election of Director: Rodney L. Carpenter Management For   For  
  3     To appoint Deloitte & Touche LLP, Chartered
Accountants, as auditors of the Corporation and
to authorize the Board of Directors of the
Corporation to fix the remuneration of the
auditors		 Management For   For  

 

 
 

  OSAKA SECURITIES EXCHANGE CO.,LTD.
  Security J6254G104       Meeting Type Annual General Meeting
  Ticker Symbol 8697 JP       Meeting Date 21-Jun-2012  
  ISIN JP3183200009       Agenda 703862791 - Management
  Record Date 31-Mar-2012       Holding Recon Date 31-Mar-2012  
  City / Country OSAKA / Japan   Vote Deadline Date 11-Jun-2012  
  SEDOL(s) 6743882 - B05PM36 Quick Code 86970         
                           
  Item Proposal   Type Vote For/Against
Management		  
  1     Approve Appropriation of Surplus Management For   For  
  2.1   Appoint a Director Management For   For  
  2.2   Appoint a Director Management For   For  
  2.3   Appoint a Director Management For   For  
  2.4   Appoint a Director Management For   For  
  2.5   Appoint a Director Management For   For  
  2.6   Appoint a Director Management For   For  
  2.7   Appoint a Director Management For   For  
  2.8   Appoint a Director Management For   For  
  2.9   Appoint a Director Management For   For  
  2.10  Appoint a Director Management For   For  
  2.11  Appoint a Director Management For   For  
  HITACHI HIGH-TECHNOLOGIES CORPORATION
  Security J20416103       Meeting Type Annual General Meeting
  Ticker Symbol 6501 JP       Meeting Date 21-Jun-2012  
  ISIN JP3678800008       Agenda 703874772 - Management
  Record Date 31-Mar-2012       Holding Recon Date 31-Mar-2012  
  City / Country TOKYO / Japan   Vote Deadline Date 11-Jun-2012  
  SEDOL(s) 6642804 - B3BJ909 Quick Code 80360         
                           
  Item Proposal   Type Vote For/Against
Management		  
  1.1   Appoint a Director Management For   For  
  1.2   Appoint a Director Management For   For  
  1.3   Appoint a Director Management For   For  
  1.4   Appoint a Director Management For   For  
  1.5   Appoint a Director Management For   For  
  1.6   Appoint a Director Management For   For  
  SYSMEX CORPORATION
  Security J7864H102       Meeting Type Annual General Meeting
  Ticker Symbol 6869 JP       Meeting Date 22-Jun-2012  
  ISIN JP3351100007       Agenda 703874102 - Management
  Record Date 31-Mar-2012       Holding Recon Date 31-Mar-2012  
  City / Country HYOGO / Japan   Vote Deadline Date 20-Jun-2012  
  SEDOL(s) 6883807 - B02LMW6 Quick Code 68690         
                           
  Item Proposal   Type Vote For/Against
Management		  
  1     Approve Appropriation of Surplus Management For   For  
  2.1   Appoint a Corporate Auditor Management For   For  
  2.2   Appoint a Corporate Auditor Management For   For  
  2.3   Appoint a Corporate Auditor Management For   For  

 

 
 

  SOFTBANK CORP.
  Security J75963108       Meeting Type Annual General Meeting
  Ticker Symbol 9984 JP       Meeting Date 22-Jun-2012  
  ISIN JP3436100006       Agenda 703882729 - Management
  Record Date 31-Mar-2012       Holding Recon Date 31-Mar-2012  
  City / Country TOKYO / Japan   Vote Deadline Date 12-Jun-2012  
  SEDOL(s) 2407159 - 5603136 - 6770620 - B01JCG5 -
B0CRGH7 - B17MJ08		 Quick Code 99840         
                           
  Item Proposal   Type Vote For/Against
Management		  
  1     Approve Appropriation of Surplus Management For   For  
  DENA CO.,LTD.
  Security J1257N107       Meeting Type Annual General Meeting
  Ticker Symbol 2432 JP       Meeting Date 23-Jun-2012  
  ISIN JP3548610009       Agenda 703897136 - Management
  Record Date 31-Mar-2012       Holding Recon Date 31-Mar-2012  
  City / Country TOKYO / Japan   Vote Deadline Date 13-Jun-2012  
  SEDOL(s) B05L364 - B0934Y1 Quick Code 24320         
                           
  Item Proposal   Type Vote For/Against
Management		  
  1     Approve Appropriation of Surplus Management For   For  
  JAPAN SECURITIES FINANCE CO.,LTD.
  Security J27617109       Meeting Type Annual General Meeting
  Ticker Symbol 8511 JP       Meeting Date 27-Jun-2012  
  ISIN JP3714400003       Agenda 703883290 - Management
  Record Date 31-Mar-2012       Holding Recon Date 31-Mar-2012  
  City / Country TOKYO / Japan   Vote Deadline Date 15-Jun-2012  
  SEDOL(s) 5858657 - 6470760 - B3BHTH0 Quick Code 85110         
                           
  Item Proposal   Type Vote For/Against
Management		  
  1     Approve Appropriation of Surplus Management For   For  
  2.1   Appoint a Director Management For   For  
  2.2   Appoint a Director Management For   For  
  2.3   Appoint a Director Management For   For  
  2.4   Appoint a Director Management For   For  
  2.5   Appoint a Director Management For   For  
  2.6   Appoint a Director Management For   For  
  2.7   Appoint a Director Management For   For  
  2.8   Appoint a Director Management For   For  
  2.9   Appoint a Director Management For   For  
  3     Appoint a Corporate Auditor Management For   For  
  4     Appoint a Substitute Corporate Auditor Management For   For  

 

 
 

SIGNATURES

Pursuant to the requirements of the Investment Company Act of 1940, the registrant has duly caused this report to be signed on its behalf by the undersigned, thereunto duly authorized.

   
Registrant DundeeWealth Funds
   
By (Signature and Title)* /s/ Amy Duling
  Amy Duling, President
  (principal executive officer)
   
Date August 22, 2012

*Print the name and title of each signing officer under his or her signature.