SEC Form 3
FORM 3 UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

INITIAL STATEMENT OF BENEFICIAL OWNERSHIP OF SECURITIES

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940
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1. Name and Address of Reporting Person*
PEAK6 Investments LLC

(Last) (First) (Middle)
141 W. JACKSON BOULEVARD, SUITE 500

(Street)
CHICAGO IL 60604

(City) (State) (Zip)
2. Date of Event Requiring Statement (Month/Day/Year)
06/15/2020
3. Issuer Name and Ticker or Trading Symbol
LEAF GROUP LTD. [ LEAF ]
4. Relationship of Reporting Person(s) to Issuer
(Check all applicable)
Director 10% Owner
Officer (give title below) X Other (specify below)
May be member of 10% group
5. If Amendment, Date of Original Filed (Month/Day/Year)
6. Individual or Joint/Group Filing (Check Applicable Line)
Form filed by One Reporting Person
X Form filed by More than One Reporting Person
Table I - Non-Derivative Securities Beneficially Owned
1. Title of Security (Instr. 4) 2. Amount of Securities Beneficially Owned (Instr. 4) 3. Ownership Form: Direct (D) or Indirect (I) (Instr. 5) 4. Nature of Indirect Beneficial Ownership (Instr. 5)
Common Stock 1,386,583 I By PEAK6 Capital Management LLC(1)
Table II - Derivative Securities Beneficially Owned
(e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 4) 2. Date Exercisable and Expiration Date (Month/Day/Year) 3. Title and Amount of Securities Underlying Derivative Security (Instr. 4) 4. Conversion or Exercise Price of Derivative Security 5. Ownership Form: Direct (D) or Indirect (I) (Instr. 5) 6. Nature of Indirect Beneficial Ownership (Instr. 5)
Date Exercisable Expiration Date Title Amount or Number of Shares
1. Name and Address of Reporting Person*
PEAK6 Investments LLC

(Last) (First) (Middle)
141 W. JACKSON BOULEVARD, SUITE 500

(Street)
CHICAGO IL 60604

(City) (State) (Zip)

Relationship of Reporting Person(s) to Issuer
Director 10% Owner
Officer (give title below) X Other (specify below)
May be member of 10% group
1. Name and Address of Reporting Person*
PEAK6 Capital Management LLC

(Last) (First) (Middle)
141 W. JACKSON BOULEVARD, SUITE 500

(Street)
CHICAGO IL 60604

(City) (State) (Zip)

Relationship of Reporting Person(s) to Issuer
Director 10% Owner
Officer (give title below) X Other (specify below)
May be member of 10% group
1. Name and Address of Reporting Person*
PEAK6 Group LLC

(Last) (First) (Middle)
141 W. JACKSON BOULEVARD, SUITE 500

(Street)
CHICAGO IL 60604

(City) (State) (Zip)

Relationship of Reporting Person(s) to Issuer
Director 10% Owner
Officer (give title below) X Other (specify below)
May be member of 10% group
1. Name and Address of Reporting Person*
PEAK6 LLC

(Last) (First) (Middle)
141 W. JACKSON BOULEVARD, SUITE 500

(Street)
CHICAGO IL 60604

(City) (State) (Zip)

Relationship of Reporting Person(s) to Issuer
Director 10% Owner
Officer (give title below) X Other (specify below)
May be member of 10% group
1. Name and Address of Reporting Person*
Hulsizer Matthew

(Last) (First) (Middle)
141 W. JACKSON BOULEVARD, SUITE 500

(Street)
CHICAGO IL 60604

(City) (State) (Zip)

Relationship of Reporting Person(s) to Issuer
Director 10% Owner
Officer (give title below) X Other (specify below)
May be member of 10% group
1. Name and Address of Reporting Person*
Just Jennifer

(Last) (First) (Middle)
141 W. JACKSON BOULEVARD, SUITE 500

(Street)
CHICAGO IL 60604

(City) (State) (Zip)

Relationship of Reporting Person(s) to Issuer
Director 10% Owner
Officer (give title below) X Other (specify below)
May be member of 10% group
Explanation of Responses:
1. PEAK6 Investments LLC is, directly or indirectly, the owner of 100% of the equity interests in PEAK6 Group LLC and PEAK6 Capital Management LLC. PEAK6 Group LLC owns 99% of the equity interests in PEAK6 Capital Management LLC. PEAK6 LLC is the managing member of PEAK6 Investments LLC. Matthew Hulsizer and Jennifer Just are managers of PEAK6 LLC. Each Reporting Person expressly disclaims beneficial ownership with respect to any shares beyond her, his or its pecuniary interest therein.
/s/ Jay Coppoletta, Chief Corp. Dev & Legal Officer of PEAK6 Investments LLC and of PEAK6 Group LLC 06/24/2020
/s/ Tom Simpson, Chief Executive Officer of PEAK6 Capital Management LLC 06/24/2020
/s/ Matt Hulsizer, individually and as Manager of PEAK6 LLC 06/24/2020
/s/ Jennifer Just, individually and as Manager of PEAK6 LLC 06/24/2020
** Signature of Reporting Person Date
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 5 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number.