0001209191-17-061222.txt : 20171116
0001209191-17-061222.hdr.sgml : 20171116
20171116170051
ACCESSION NUMBER: 0001209191-17-061222
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20171115
FILED AS OF DATE: 20171116
DATE AS OF CHANGE: 20171116
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: Phi Tram T
CENTRAL INDEX KEY: 0001424551
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-35338
FILM NUMBER: 171208640
MAIL ADDRESS:
STREET 1: C/O IMPERVA, INC.
STREET 2: 3400 BRIDGE PARKWAY
CITY: REDWOOD SHORES
STATE: CA
ZIP: 94065
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: IMPERVA INC
CENTRAL INDEX KEY: 0001364962
STANDARD INDUSTRIAL CLASSIFICATION: SERVICES-PREPACKAGED SOFTWARE [7372]
IRS NUMBER: 030460133
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
BUSINESS ADDRESS:
STREET 1: 3400 BRIDGE PARKWAY
CITY: REDWOOD SHORES
STATE: CA
ZIP: 94065
BUSINESS PHONE: 650-345-9000
MAIL ADDRESS:
STREET 1: 3400 BRIDGE PARKWAY
CITY: REDWOOD SHORES
STATE: CA
ZIP: 94065
4
1
doc4.xml
FORM 4 SUBMISSION
X0306
4
2017-11-15
0
0001364962
IMPERVA INC
IMPV
0001424551
Phi Tram T
C/O IMPERVA, INC.
3400 BRIDGE PARKWAY
REDWOOD SHORES
CA
94065
0
1
0
0
Senior VP & General Counsel
Common Stock
2017-11-15
4
M
0
1000
0.00
A
2371
D
Common Stock
2017-11-15
4
F
0
376
40.65
D
1995
D
Common Stock
2017-11-15
4
M
0
681
0.00
A
2676
D
Common Stock
2017-11-15
4
F
0
256
40.65
D
2420
D
Common Stock
2017-11-15
4
M
0
516
0.00
A
2936
D
Common Stock
2017-11-15
4
F
0
194
40.65
D
3251
D
Common Stock
24689
I
See Footnote
Restricted Stock Units
2017-11-15
4
M
0
1000
0.00
D
2024-02-03
Common Stock
1000
1000
D
Restricted Stock Units
2017-11-15
4
M
0
681
0.00
D
2026-01-31
Common Stock
681
6132
D
Restricted Stock Units
2017-11-15
4
M
0
516
0.00
D
2026-01-31
Common Stock
516
2063
D
Exempt transaction pursuant to Rule 16b-3(e). The shares were automatically withheld by the Issuer in accordance with the agreement governing the RSUs to satisfy tax withholding obligations of the Reporting Person resulting from the vesting and settlement of the RSUs. The shares were withheld and cancelled by the Issuer and no shares were sold by the Reporting Person.
Includes 509 shares of common stock acquired by the reporting person on November 15, 2017 under the Imperva, Inc. 2011 Employee Stock Purchase Plan.
The shares are held by the Mendez Trust Agreement, dated October 26, 2010, for which the Reporting Person is a co-settlor and co-trustee.
Each restricted stock unit represents a contingent right to receive one share of common stock of the issuer upon vesting.
The restricted stock units vest as follows: 25% of the underlying shares vest one year following the vesting commencement date of February 15, 2014, with the remaining 75% vesting in equal quarterly installments over the next three years. The restricted stock units are subject to accelerated vesting in the event of a termination of employment of the Reporting Person under certain circumstances following a change in control of the Issuer.
The Issuer has up to 30 days following vesting to settle. The actual expiration date will be immediately following settlement.
The restricted stock units vest as follows: 25% of the underlying shares vest one year following the vesting commencement date of February 15, 2016, with the remaining 75% vesting in equal quarterly installments over the next three years. The restricted stock units are subject to accelerated vesting in the event of a termination of employment of the Reporting Person under certain circumstances following a change in control of the Issuer.
The restricted stock units vest as follows: 12.5% of the underlying shares vest on February 15, 2017, with the remainder vesting in equal 12.5% installments over the next seven quarters. The restricted stock units are subject to accelerated vesting in the event of a termination of employment of the Reporting Person under certain circumstances following a change in control of the issuer.
/s/ Shulamite White, Attorney-in-Fact
2017-11-16