0001209191-17-032632.txt : 20170516
0001209191-17-032632.hdr.sgml : 20170516
20170516161912
ACCESSION NUMBER: 0001209191-17-032632
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20170515
FILED AS OF DATE: 20170516
DATE AS OF CHANGE: 20170516
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: IMPERVA INC
CENTRAL INDEX KEY: 0001364962
STANDARD INDUSTRIAL CLASSIFICATION: SERVICES-PREPACKAGED SOFTWARE [7372]
IRS NUMBER: 030460133
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
BUSINESS ADDRESS:
STREET 1: 3400 BRIDGE PARKWAY
CITY: REDWOOD SHORES
STATE: CA
ZIP: 94065
BUSINESS PHONE: 650-345-9000
MAIL ADDRESS:
STREET 1: 3400 BRIDGE PARKWAY
CITY: REDWOOD SHORES
STATE: CA
ZIP: 94065
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: Phi Tram T
CENTRAL INDEX KEY: 0001424551
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-35338
FILM NUMBER: 17848811
MAIL ADDRESS:
STREET 1: C/O ARCSIGHT, INC.
STREET 2: 5 RESULTS WAY
CITY: CUPERTINO
STATE: CA
ZIP: 95014
4
1
doc4.xml
FORM 4 SUBMISSION
X0306
4
2017-05-15
0
0001364962
IMPERVA INC
IMPV
0001424551
Phi Tram T
C/O IMPERVA, INC.
3400 BRIDGE PARKWAY
REDWOOD SHORES
CA
94065
0
1
0
0
Senior VP & General Counsel
Common Stock
2017-05-15
4
M
0
1000
0.00
A
24318
D
Common Stock
2017-05-15
4
F
0
376
47.85
D
23942
D
Common Stock
2017-05-15
4
M
0
681
0.00
A
24623
D
Common Stock
2017-05-15
4
F
0
256
47.85
D
24367
D
Common Stock
2017-05-15
4
M
0
516
0.00
A
24883
D
Common Stock
2017-05-15
4
F
0
194
47.85
D
24689
D
Restricted Stock Units
2017-05-15
4
M
0
1000
0.00
D
2024-02-03
Common Stock
1000
3000
D
Restricted Stock Units
2017-05-15
4
M
0
681
0.00
D
2026-01-31
Common Stock
681
7494
D
Restricted Stock Units
2017-05-15
4
M
0
516
0.00
D
2026-01-31
Common Stock
516
3095
D
Exempt transaction pursuant to Rule 16b-3(e). The shares were automatically withheld by the Issuer in accordance with the agreement governing the RSUs to satisfy tax withholding obligations of the Reporting Person resulting from the vesting and settlement of the RSUs. The shares were withheld and cancelled by the Issuer and no shares were sold by the Reporting Person.
Each restricted stock unit represents a contingent right to receive one share of common stock of the issuer upon vesting.
The restricted stock units vest as follows: 25% of the underlying shares vest one year following the vesting commencement date of February 15, 2014, with the remaining 75% vesting in equal quarterly installments over the next three years. The restricted stock units are subject to accelerated vesting in the event of a termination of employment of the Reporting Person under certain circumstances following a change in control of the Issuer.
The Issuer has up to 30 days following vesting to settle. The actual expiration date will be immediately following settlement.
The restricted stock units vest as follows: 25% of the underlying shares vest one year following the vesting commencement date of February 15, 2016, with the remaining 75% vesting in equal quarterly installments over the next three years. The restricted stock units are subject to accelerated vesting in the event of a termination of employment of the Reporting Person under certain circumstances following a change in control of the Issuer.
The restricted stock units vest as follows: 12.5% of the underlying shares vest on February 15, 2017, with the remainder vesting in equal 12.5% installments over the next seven quarters. The restricted stock units are subject to accelerated vesting in the event of a termination of employment of the Reporting Person under certain circumstances following a change in control of the issuer.
/s/ Shulamite White, Attorney-in-Fact
2017-05-16