0001209191-18-059266.txt : 20181119 0001209191-18-059266.hdr.sgml : 20181119 20181119173101 ACCESSION NUMBER: 0001209191-18-059266 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20181115 FILED AS OF DATE: 20181119 DATE AS OF CHANGE: 20181119 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Phi Tram T CENTRAL INDEX KEY: 0001424551 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-35338 FILM NUMBER: 181193574 MAIL ADDRESS: STREET 1: C/O IMPERVA, INC. STREET 2: 3400 BRIDGE PARKWAY CITY: REDWOOD SHORES STATE: CA ZIP: 94065 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: IMPERVA INC CENTRAL INDEX KEY: 0001364962 STANDARD INDUSTRIAL CLASSIFICATION: SERVICES-PREPACKAGED SOFTWARE [7372] IRS NUMBER: 030460133 STATE OF INCORPORATION: CA FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 3400 BRIDGE PARKWAY CITY: REDWOOD SHORES STATE: CA ZIP: 94065 BUSINESS PHONE: 650-345-9000 MAIL ADDRESS: STREET 1: 3400 BRIDGE PARKWAY CITY: REDWOOD SHORES STATE: CA ZIP: 94065 4 1 doc4.xml FORM 4 SUBMISSION X0306 4 2018-11-15 0 0001364962 IMPERVA INC IMPV 0001424551 Phi Tram T C/O IMPERVA, INC. 3400 BRIDGE PARKWAY REDWOOD SHORES CA 94065 0 1 0 0 Chief Legal Officer Common Stock 2018-11-15 4 M 0 681 0.00 A 36603 D Common Stock 2018-11-15 4 F 0 236 55.88 D 36367 D Common Stock 2018-11-15 4 M 0 516 0.00 A 36883 D Common Stock 2018-11-15 4 F 0 179 55.88 D 36704 D Common Stock 2018-11-15 4 M 0 544 0.00 A 37248 D Common Stock 2018-11-15 4 F 0 189 55.88 D 37059 D Common Stock 2018-11-15 4 M 0 635 0.00 A 37694 D Common Stock 2018-11-15 4 F 0 220 55.88 D 37474 D Common Stock 2018-11-15 4 M 0 219 0.00 A 37693 D Common Stock 2018-11-15 4 F 0 76 55.88 D 37617 D Common Stock 2018-11-15 4 M 0 256 0.00 A 37873 D Common Stock 2018-11-15 4 F 0 89 55.88 D 37784 D Restricted Stock Units 2018-11-15 4 M 0 681 0.00 D 2026-01-31 Common Stock 681 3407 D Restricted Stock Units 2018-11-15 4 M 0 516 0.00 D 2026-01-31 Common Stock 516 0 D Restricted Stock Units 2018-11-15 4 M 0 544 0.00 D 2027-02-05 Common Stock 544 4894 D Restricted Stock Units 2018-11-15 4 M 0 635 0.00 D 2027-02-05 Common Stock 635 2543 D Restricted Stock Units 2018-11-15 4 M 0 219 0.00 D 2027-04-24 Common Stock 219 2187 D Restricted Stock Units 2018-11-15 4 M 0 256 0.00 D 2027-04-24 Common Stock 256 1278 D Exempt transaction pursuant to Rule 16b-3(e). The shares were automatically withheld by the Issuer in accordance with the agreement governing the RSUs to satisfy tax withholding obligations of the Reporting Person resulting from the vesting and settlement of the RSUs. The shares were withheld and cancelled by the Issuer and no shares were sold by the Reporting Person. Each restricted stock unit represents a contingent right to receive one share of common stock of the issuer upon vesting. The restricted stock units vest as follows: 25% of the underlying shares vest one year following the vesting commencement date of February 15, 2016, with the remaining 75% vesting in equal quarterly installments over the next three years. The restricted stock units are subject to accelerated vesting in the event of a termination of employment of the Reporting Person under certain circumstances following a change in control of the Issuer. The Issuer has up to 30 days following vesting to settle. The actual expiration date will be immediately following settlement. The restricted stock units vest as follows: 12.5% of the underlying shares vest on February 15, 2017, with the remainder vesting in equal 12.5% installments over the next seven quarters. The restricted stock units are subject to accelerated vesting in the event of a termination of employment of the Reporting Person under certain circumstances following a change in control of the issuer. The restricted stock units vest as follows: 25% of the underlying shares vest one year following the vesting commencement date of February 15, 2017, with the remaining 75% vesting in equal quarterly installments over the next three years. The restricted stock units are subject to accelerated vesting in the event of a termination of employment of the Reporting Person under certain circumstances following a change in control of the Issuer. The restricted stock units vest as follows: 12.5% of the underlying shares vest on February 15, 2018, with the remainder vesting in equal 12.5% installments over the next seven quarters. The restricted stock units are subject to accelerated vesting in the event of a termination of employment of the Reporting Person under certain circumstances following a change in control of the issuer. The restricted stock units vest as follows: 25% of the underlying shares vest one year following the vesting commencement date of May 15, 2017, with the remaining 75% vesting in equal quarterly installments over the next three years. The restricted stock units are subject to accelerated vesting in the event of a termination of employment of the Reporting Person under certain circumstances following a change in control of the Issuer. The restricted stock units vest as follows: 12.5% of the underlying shares vest on May 15, 2018, with the remainder vesting in equal 12.5% installments over the next seven quarters. The restricted stock units are subject to accelerated vesting in the event of a termination of employment of the Reporting Person under certain circumstances following a change in control of the issuer. /s/ Shulamite White, Attorney-in-Fact 2018-11-19