485BPOS 1 d279596d485bpos.htm TIAA SEPARATE ACCOUNT VA-3 SUPPLEMENTS TIAA Separate Account VA-3 Supplements

As filed with the Securities and Exchange Commission on December 1, 2016

Registration File Nos. 333-134820 and 811-21907

 

 

 

U.S. SECURITIES AND EXCHANGE COMMISSION

Washington, D.C. 20549

 

 

FORM N-4

 

 

 

 

REGISTRATION STATEMENT

UNDER

 
  THE SECURITIES ACT OF 1933  
  Pre-Effective Amendment No.  
  Post-Effective Amendment No. 12  
  and/or  
 

REGISTRATION STATEMENT

UNDER

 
  THE INVESTMENT COMPANY ACT OF 1940  
  Amendment No. 13  

(Check appropriate box or boxes.)

 

 

TIAA Separate Account VA-3

(Exact Name of Registrant)

 

 

Teachers Insurance and

Annuity Association of America

(Name of Insurance Company)

730 Third Avenue

New York, New York 10017

(Address of Insurance Company’s Principal Executive Offices)

Insurance Company’s Telephone Number, Including Area Code: (212) 490-9000

 

 

 

Name and Address of Agent for Service:    Copy to:

Rachel D. Mendelson, Esquire

Teachers Insurance and Annuity

Association of America

730 Third Avenue

  

Stephen E. Roth, Esquire

Sutherland Asbill & Brennan LLP

700 Sixth Street, N.W., Suite 700

Washington, DC 20001-3980

New York, New York 10017   

 

 

It is proposed that this filing will become effective (check appropriate box)

 

immediately upon filing pursuant to paragraph (b) of Rule 485
on December 1, 2016, pursuant to paragraph (b) of Rule 485
60 days after filing pursuant to paragraph (a)(1) of Rule 485
on (date) pursuant to paragraph (a)(1) of Rule 485

If appropriate, check the following box:

 

This post-effective amendment designates a new effective date for a previously filed post-effective amendment.

 

Title of Securities Being Registered:    Interests in a separate account funding variable annuity contracts.

 

 

 


LOGO

TIAA Separate Account VA-3

Teachers Insurance and Annuity Association of America

SUPPLEMENT NO. 1

dated December 1, 2016

to the Prospectus Level 1 dated May 1, 2016

This supplement amends certain disclosure in the prospectus for the TIAA Access individual and group variable annuity contracts. Please keep this supplement with your prospectus for future reference.

1. The following Funds are added as underlying investments for investment accounts available under the terms of your contract. You may only invest in those investment accounts available under the terms of your employer’s plan.

 

Fund    Investment Advisor    Investment Objective / Benchmark
American Beacon Holland Large Cap Growth Fund
(Institutional Shares)
   American Beacon Advisers, Inc.    The Fund primarily seeks long-term growth of capital. The receipt of dividend income is a secondary consideration.
Ariel Appreciation Fund
(Institutional Class)
   Ariel Investments, LLC    The Fund seeks long-term capital appreciation.
Champlain Mid Cap Fund
(Institutional Shares)
   Champlain Investment Partners, LLC    The Fund seeks capital appreciation.
Delaware Emerging Markets Fund
(Class R6)
   Delaware Management Company    The Fund seeks long-term capital appreciation.
JP Morgan Small Cap Value Fund
(Class R6)
   J.P. Morgan Investment Management Inc.    The Fund seeks long-term capital growth primarily by investing in equity securities of small-capitalization companies.
Lazard International Equity Portfolio
(R6 Shares)
   Lazard Asset Management LLC    The Fund seeks long-term capital appreciation.
Lord Abbett High Yield Fund
(Class R6)
   Lord, Abbett & Co. LLC    The Fund seeks a high current income and the opportunity for capital appreciation to produce a high total return.
MFS Mid Cap Value Fund
(Class R5)
   Massachusetts Financial Services Company    The Fund seeks capital appreciation.
Nationwide Geneva Small Cap Growth Fund
(Institutional Class)
   Nationwide Fund Advisors    The Fund seeks long-term capital appreciation.
Parnassus Fund
(Institutional Shares)
   Parnassus Investments    The Fund seeks long-term capital appreciation.
Templeton Global Bond Fund
(Class R6)
   Franklin Advisors, Inc.    The Fund seeks current income with capital appreciation and growth of income.


Fund    Investment Advisor    Investment Objective / Benchmark
T. Rowe Price QM U.S. Small-Cap Growth Equity Fund    T. Rowe Price Associates, Inc.    The Fund seeks long-term growth of capital by investing primarily in common stocks of small growth companies.
Vanguard 500 Index Fund
(Admiral Shares)
   The Vanguard Group, Inc.    The Fund seeks to track the performance of a benchmark index that measures the investment return of large-capitalization stocks. The Fund primarily invests its assets in securities selected to track the S&P 500 Index.
Vanguard Equity Income Fund
(Admiral Shares)
   Wellington Management Company, LLP and The Vanguard Group, Inc.    The Fund seeks to provide an above-average level of current income and reasonable long-term capital appreciation.
Vanguard Extended Market Index Fund
(Admiral Shares)
   The Vanguard Group, Inc.    The Fund seeks to track the performance of a benchmark index that measures the investment return of small- and mid- capitalization stocks. The Fund primarily invests its assets in securities selected to track the S&P Completion Index.
Vanguard Total Bond Market Index Fund
(Admiral Shares)
   The Vanguard Group, Inc.    The Fund seeks to track the performance of a broad, market-weighted bond index. The Fund primarily invests its assets in securities selected to track the Bloomberg Barclays U.S. Aggregate Float Adjusted Index.

2. The Range of Total Annual Fund Operating Expenses is updated to reflect a Net Annual Fund Operating Expenses minimum of 0.05% and a maximum of 1.32%.

3. The Total Annual Fund Operating Expense By Fund table is updated with the following information about the Funds listed above.

TOTAL ANNUAL FUND OPERATING EXPENSES BY FUND

 

    

Management
(investment
advisory)

Fees

   

12b-1

Fees

  Other
Expenses
   

Acquired

Fund
Fees and
Expenses

    Total
Annual
Fund
Operating
Expenses
   

Expense
Reimburse-

ments/
Waivers

   

Net Annual

Fund
Operating
Expenses

 

American Beacon Holland Large Cap Growth Fund (Institutional Shares)

    0.45%          0.43%        0.01%        0.89%               0.90%   

Ariel Appreciation Fund (Institutional Class)

    0.69%          0.10%               0.79%               0.79%   

Champlain Mid Cap Fund (Institutional Shares)

    0.73%          0.23%               0.96%        0.01%        0.95%   

Delaware Emerging Markets Fund (Class R6)

    1.18%          0.17%               1.35%        0.03%        1.32%   

JP Morgan Small Cap Value Fund (Class R6)

    0.65%          0.12%        0.01%        0.78%        0.01%        0.77%   

Lazard International Equity Portfolio (R6 Shares)

    0.75%          0.17%               0.92%        0.12%        0.80%   

Lord Abbett High Yield Fund (Class R6)

    0.54%          0.14%               0.68%               0.68%   

MFS Mid Cap Value Fund (Class R6)

    0.72%          0.06%               0.78%        0.01%        0.77%   

Nationwide Geneva Small Cap Growth Fund (Institutional Class)

    0.84%          0.15%               0.99%               0.99%   

Parnassus Fund (Institutional Shares)

    0.62%          0.08%               0.70%               0.70%   

 

2


    

Management
(investment
advisory)

Fees

   

12b-1

Fees

  Other
Expenses
   

Acquired

Fund
Fees and
Expenses

    Total
Annual
Fund
Operating
Expenses
   

Expense
Reimburse-

ments/
Waivers

   

Net Annual

Fund
Operating
Expenses

 

T. Rowe Price QM U.S. Small-Cap Growth Equity Fund

    0.64%          0.18%               0.82%               0.82%   

Templeton Global Bond Fund (Class R6)

    0.48%          0.04%        0.01%        0.53%        0.02%        0.51%   

Vanguard 500 Index Fund (Admiral Shares)

    0.04%          0.01%               0.05%               0.05%   

Vanguard Equity Income Fund (Admiral Shares)

    0.16%          0.01%               0.17%               0.17%   

Vanguard Extended Market Index Fund
(Admiral Shares)

    0.08%          0.01%               0.09%               0.09%   

Vanguard Total Bond Market Index Fund
(Admiral Shares)

    0.05%          0.01%               0.06%               0.06%   

 

The most recently ended fiscal year for the American Beacon Holland Large Cap Growth Fund is December 31, 2015; most recently ended fiscal year for the Ariel Appreciation Fund is September 30, 2016; most recently ended fiscal year for the Champlain Mid Cap Fund is November 30, 2016 (the expenses reflected in the table are for the fiscal year ended November 30, 2015); most recently ended fiscal year for the Delaware Emerging Markets Fund is November 30, 2016 (the expenses reflected in the table are for the fiscal year ended November 30, 2015); most recently ended fiscal year for the JP Morgan Small Cap Value Fund is June 30, 2016; most recently ended fiscal year for the Lazard International Equity Portfolio is December 31, 2015; most recently ended fiscal year for the Lord Abbett High Yield Fund is November 30, 2016 (the expenses reflected in the table are for the fiscal year ended November 30, 2015); most recently ended fiscal year for the MFS Mid Cap Value Fund is September 30, 2016; most recently ended fiscal year for the Nationwide Geneva Small Cap Growth Fund is October 31, 2016 (the expenses reflected in the table are for fiscal year ended October 31, 2015); most recently ended fiscal year for the Parnassus Fund is December 31, 2015; most recently ended fiscal year for the T. Rowe Price QM U.S. Small-Cap Growth Equity Fund is December 31, 2015; most recently ended fiscal year for the Templeton Global Bond Fund is September 30, 2016; most recently ended fiscal year for the Vanguard 500 Index Fund is December 31, 2015; most recently ended fiscal year for the Vanguard Equity Income Fund is September 30, 2016; most recently ended fiscal year for the Vanguard Extended Market Index Fund is December 31, 2015; most recently ended fiscal year for the Vanguard Total Bond Market Index Fund is December 31, 2015. More information concerning each fund’s fees and expenses is contained in the prospectus for the fund.

4. The Market timing/excessive trading policy section is updated to include Delaware Emerging Markets Fund, Lazard International Equity Portfolio, and Templeton Global Bond Fund in the list of portfolios where the risk of pricing inefficiencies can be particularly acute for portfolios invested primarily in foreign securities.

 

3


5. New share classes of the following Vanguard Funds will be available on January 20, 2017 as underlying investments for investment accounts available under the terms of your contract. You may only invest in those investment accounts available under the terms of your employer’s plan.

 

Fund      Old Share Class      New Share Class

Vanguard Emerging Markets Stock Index Fund

     Admiral Shares      Institutional Shares

Vanguard Explorer Fund

     Investor Shares      Admiral Shares

Vanguard Intermediate-Term Treasury Fund

     Investor Shares      Admiral Shares

Vanguard Small-Cap Value Index Fund

     Investor Shares      Institutional Shares

Vanguard Wellington Fund

     Investor Shares      Admiral Shares

 

A15659 (12/16)


LOGO

 

TIAA Separate Account VA-3

Teachers Insurance and Annuity Association of America

SUPPLEMENT NO. 1

dated December 1, 2016

to the Prospectus Levels 2, 3, 4 dated May 1, 2016

This supplement amends certain disclosure in the prospectus for the TIAA Access individual and group variable annuity contracts. Please keep this supplement with your prospectus for future reference.

New share classes of the following Vanguard Funds will be available on January 20, 2017 as underlying investments for investment accounts available under the terms of your contract. You may only invest in those investment accounts available under the terms of your employer’s plan.

 

Fund      Old Share Class      New Share Class

Vanguard Emerging Markets Stock Index Fund

     Admiral Shares      Institutional Shares

Vanguard Explorer Fund

     Investor Shares      Admiral Shares

Vanguard Intermediate-Term Treasury Fund

     Investor Shares      Admiral Shares

Vanguard Small-Cap Value Index Fund

     Investor Shares      Institutional Shares

Vanguard Wellington Fund

     Investor Shares      Admiral Shares

 

A15660 (12/16)


Part A and Part B of Post-Effective Amendment No. 11 to the Registration Statement (File Nos. 333-134820, 811-21907), which was filed with the Securities and Exchange Commission on April 25, 2016, are incorporated by reference into this Post-Effective Amendment No. 12 to the Registration Statement.


Part C — OTHER INFORMATION

Item 24. Financial Statements and Exhibits

 

(a)    Financial statements
Part A: None
Part B: Includes all required financial statements of TIAA Separate Account VA-3 and Teachers Insurance and Annuity Association of America
(b)    Exhibits:
(1)(a)    Resolutions of the Board of Trustees of Teachers Insurance and Annuity Association of America establishing the Registrant (Incorporated by reference to Registrant’s Pre-Effective Amendment No. 1 to the Registration Statement on Form N-4, Registration No. 333-134820 Filed September 29, 2006.)
(b)    Amended Resolutions of the Board of Trustees of Teachers Insurance and Annuity Association of America establishing the Registrant (Incorporated by reference to Registrant’s Post-Effective Amendment No. 3 to the Registration Statement on Form N-4, Registration No. 333-134820 Filed April 23, 2008.)
(c)    Amended Resolutions of the Board of Trustees of Teachers Insurance and Annuity Association of America establishing the Registrant (Incorporated by reference to Registrant’s Post-Effective Amendment No. 6 to the Registration Statement on Form N-4, Registration No. 333-134820 Filed April 22, 2011.)
(2)    None
(3)    Form of Distribution Agreement (Incorporated by reference to Registrant’s Initial Registration Statement on Form N-4, Registration No. 333-134820 Filed June 7, 2006.)
(4)    (A)      RA Annuity Wrap Endorsement (Incorporated by reference to Registrant’s Initial Registration Statement on Form N-4, Registration No. 333-134820 Filed June 7, 2006.)
   (A.1)      Amended and Restated RA Annuity Wrap Endorsement (Incorporated by reference to Registrant’s Post-Effective Amendment No. 3 to the Registration Statement on Form N-4, Registration No. 333-134820 Filed April 23, 2008.)
   (B)      SRA Annuity Wrap Endorsement (Incorporated by reference to Registrant’s Initial Registration Statement on Form N-4, Registration No. 333-134820 Filed June 7, 2006.)
   (B.1)      Amended and Restated SRA Annuity Wrap Endorsement (Incorporated by reference to Registrant’s Post- Effective Amendment No. 3 to the Registration Statement on Form N-4, Registration No. 333-134820 Filed April 23, 2008.)
   (C)      GRA Annuity Wrap Endorsement (Incorporated by reference to Registrant’s Initial Registration Statement on Form N-4, Registration No. 333-134820 Filed June 7, 2006.)
   (C.1)      Amended and Restated GRA Annuity Wrap Endorsement (Incorporated by reference to Registrant’s Post-Effective Amendment No. 3 to the Registration Statement on Form N-4, Registration No. 333-134820 Filed April 23, 2008.)
   (D)      GSRA Annuity Wrap Endorsement (Incorporated by reference to Registrant’s Initial Registration Statement on Form N-4, Registration No. 333-134820 Filed June 7, 2006.)
   (D.1)      Amended and Restated GSRA Annuity Wrap Endorsement (Incorporated by reference to Registrant’s Post-Effective Amendment No. 3 to the Registration Statement on Form N-4, Registration No. 333-134820 Filed April 23, 2008.)
   (E)      GA Annuity Wrap Endorsement (Incorporated by reference to Registrant’s Post-Effective Amendment No. 3 to the Registration Statement on Form N-4, Registration No. 333-134820 Filed April 23, 2008.)
   (E.1)      Group Annuity Contract (Incorporated by reference to Registrant’s Post-Effective Amendment No. 4 to the Registration Statement on Form N-4, Registration No. 333-134820 Filed April 23, 2009.)
   (E.2)      Endorsement to Group Annuity Contract (Incorporated by reference to Registrant’s Post-Effective Amendment No. 4 to the Registration Statement on Form N-4, Registration No. 333-134820 Filed April 23, 2009.)

 

C-1


   (E.3)      Endorsement to TIAA Group Annuity Contract (Incorporated by reference to Registrant’s Post-Effective Amendment No. 4 to the Registration Statement on Form N-4, Registration No. 333-134820 Filed April 23, 2009.)
   (F)      RC Annuity Wrap Endorsement and Certificate (Incorporated by reference to Registrant’s Post-Effective Amendment No. 3 to the Registration Statement on Form N-4, Registration No. 333-134820 Filed April 23, 2008.)
   (G)      RCP Annuity Wrap Endorsement and Certificate (Incorporated by reference to Registrant’s Post-Effective Amendment No. 3 to the Registration Statement on Form N-4, Registration No. 333-134820 Filed April 23, 2008.)
   (H)      Minimum Distribution Annuity Contract Endorsement – Cashable (Incorporated by reference to Registrant’s Post-Effective Amendment No. 4 to the Registration Statement on Form N-4, Registration No. 333-134820 Filed April 23, 2009.)
   (I)      Minimum Distribution Annuity Contract Endorsement – Non-Cashable (Incorporated by reference to Registrant’s Post-Effective Amendment No. 4 to the Registration Statement on Form N-4, Registration No. 333-134820 Filed April 23, 2009.)
   (J)      Separate Account One-Life Annuity Supplemental Contract (Incorporated by reference to Registrant’s Post-Effective Amendment No. 5 to the Registration Statement on Form N-4, Registration No. 333-134820 Filed April 23, 2010.)
   (K)      Separate Account Two-Life Annuity Supplemental Contract (Incorporated by reference to Registrant’s Post-Effective Amendment No. 5 to the Registration Statement on Form N-4, Registration No. 333-134820 Filed April 23, 2010.)
   (L)      Separate Account Fixed-Period Annuity Supplemental Contract (Incorporated by reference to Registrant’s Post-Effective Amendment No. 5 to the Registration Statement on Form N-4, Registration No. 333-134820 Filed April 23, 2010.)
   (M)      Endorsement to TIAA Deferred Annuity Contract (Incorporated by reference to Registrant’s Post-Effective Amendment No. 7 to the Registration Statement on Form N-4, Registration No. 333-134820 Filed April 23, 2012.)
   (N)      Endorsement to TIAA Group Deferred Annuity Certificate (Incorporated by reference to Registrant’s Post-Effective Amendment No. 7 to the Registration Statement on Form N-4, Registration No. 333-134820 Filed April 23, 2012.)
   (O)      Endorsement to TIAA Retirement Choice Annuity Contract or TIAA Retirement Choice Plus Annuity Contract (Incorporated by reference to Registrant’s Post-Effective Amendment No. 7 to the Registration Statement on Form N-4, Registration No. 333-134820 Filed April 23, 2012.)
   (P)      Endorsement to TIAA Group Annuity Contract (Incorporated by reference to Registrant’s Post-Effective Amendment No. 7 to the Registration Statement on Form N-4, Registration No. 333-134820 Filed April 23, 2012.)
   (Q)      Endorsement to TIAA Immediate Annuity Contract Applicable to Minimum Distribution Annuity and Installment Refund Contracts (Incorporated by reference to Registrant’s Post-Effective Amendment No. 7 to the Registration Statement on Form N-4, Registration No. 333-134820 Filed April 23, 2012.)
   (R)      Endorsement to TIAA Immediate Annuity Contract (Incorporated by reference to Registrant’s Post-Effective Amendment No. 7 to the Registration Statement on Form N-4, Registration No. 333-134820 Filed April 23, 2012.)
   (S)      Endorsement to TIAA Deferred Annuity Contract (Incorporated by reference to Registrant’s Post-Effective Amendment No. 7 to the Registration Statement on Form N-4, Registration No. 333-134820 Filed April 23, 2012.)
   (T)      Endorsement to TIAA Deferred Annuity Certificate (Incorporated by reference to Registrant’s Post-Effective Amendment No. 7 to the Registration Statement on Form N-4, Registration No. 333-134820 Filed April 23, 2012.)
   (U)      Endorsement to TIAA Group Annuity Contract (Incorporated by reference to Registrant’s Post-Effective Amendment No. 7 to the Registration Statement on Form N-4, Registration No. 333-134820 Filed April 23, 2012.)

 

C-2


   (V)      Endorsements to TIAA Deferred Annuity Contract – Minimum Distribution Annuity Election (Incorporated by reference to Registrant’s Post-Effective Amendment No. 9 to the Registration Statement on Form N-4, Registration No 333-134820 Filed April 25, 2014.)
   (W)      Supplement to TIAA Retirement Choice Annuity Certificate (Incorporated by reference to Registrant’s Post-Effective Amendment No. 10 to the Registration Statement on Form N-4, Registration No 333-134820 Filed April 24, 2015.)
   (X)      Supplement to TIAA Retirement Choice Annuity Plus Certificate (Incorporated by reference to Registrant’s Post-Effective Amendment No. 10 to the Registration Statement on Form N-4, Registration No 333-134820 Filed April 24, 2015.)
   (Y)      Supplement to TIAA Retirement Annuity Contract (Incorporated by reference to Registrant’s Post-Effective Amendment No. 10 to the Registration Statement on Form N-4, Registration No 333-134820 Filed April 24, 2015.)
   (Z)      Supplement to TIAA Supplemental Retirement Annuity Contract (Incorporated by reference to Registrant’s Post-Effective Amendment No. 10 to the Registration Statement on Form N-4, Registration No 333-134820 Filed April 24, 2015.)
   (A1)      Supplement to TIAA Group Retirement Annuity Certificate (Incorporated by reference to Registrant’s Post-Effective Amendment No. 10 to the Registration Statement on Form N-4, Registration No 333-134820 Filed April 24, 2015.)
   (A2)      Supplement to TIAA Group Supplemental Retirement Annuity Certificate (Incorporated by reference to Registrant’s Post-Effective Amendment No. 10 to the Registration Statement on Form N-4, Registration No 333-134820 Filed April 24, 2015.)
   (A3)      Endorsement to TIAA Retirement Choice Annuity Contract or TIAA Retirement Choice Plus Annuity Contract (Incorporated by reference to Registrant’s Post-Effective Amendment No. 10 to the Registration Statement on Form N-4, Registration No 333-134820 Filed April 24, 2015.)
   (A4)      Endorsement to TIAA Retirement Choice Annuity Certificate or TIAA Retirement Choice Plus Annuity Certificate (Incorporated by reference to Registrant’s Post-Effective Amendment No. 10 to the Registration Statement on Form N-4, Registration No 333-134820 Filed April 24, 2015.)
   (A5)      Supplement to TIAA Retirement Choice Annuity Certificate(Incorporated by reference to Registrant’s Post-Effective Amendment No. 11 to the Registration Statement on Form N-4, Registration No 333-134820 Filed April 25, 2016.)
   (A6)      Supplement to TIAA Retirement Choice Plus Annuity Certificate(Incorporated by reference to Registrant’s Post-Effective Amendment No. 11 to the Registration Statement on Form N-4, Registration No 333-134820 Filed April 25, 2016.)
   (A7)      Supplement to TIAA Retirement Annuity Contract(Incorporated by reference to Registrant’s Post-Effective Amendment No. 11 to the Registration Statement on Form N-4, Registration No 333-134820 Filed April 25, 2016.)
   (A8)      Endorsement to TIAA Retirement Choice Annuity Contract or TIAA Retirement Choice Plus Annuity Contract(Incorporated by reference to Registrant’s Post-Effective Amendment No. 11 to the Registration Statement on Form N-4, Registration No 333-134820 Filed April 25, 2016.)
   (A9)      Endorsement to TIAA Retirement Choice Annuity Certificate or TIAA Retirement Choice Plus Annuity Certificate(Incorporated by reference to Registrant’s Post-Effective Amendment No. 11 to the Registration Statement on Form N-4, Registration No 333-134820 Filed April 25, 2016.)
   (A10)      Endorsement to TIAA Retirement Choice Annuity Certificate or TIAA Retirement Choice Plus Annuity Certificate(Incorporated by reference to Registrant’s Post-Effective Amendment No. 11 to the Registration Statement on Form N-4, Registration No 333-134820 Filed April 25, 2016.)
   (A11)      Endorsement to TIAA Retirement Choice Annuity Contract or TIAA Retirement Choice Plus Annuity Contract(Incorporated by reference to Registrant’s Post-Effective Amendment No. 11 to the Registration Statement on Form N-4, Registration No 333-134820 Filed April 25, 2016.)
   (A12)      Endorsement to TIAA Retirement Choice Annuity Contract or TIAA Retirement Choice Plus Annuity Contract(Incorporated by reference to Registrant’s Post-Effective Amendment No. 11 to the Registration Statement on Form N-4, Registration No 333-134820 Filed April 25, 2016.)

 

C-3


   (A13)      Endorsement to TIAA Retirement Choice Annuity Certificate or TIAA Retirement Choice Plus Annuity Certificate (Incorporated by reference to Registrant’s Post-Effective Amendment No. 11 to the Registration Statement on Form N-4, Registration No 333-134820 Filed April 25, 2016.)
(5)         Form of Application (Incorporated by reference to Registrant’s Post-Effective Amendment No. 2 to the Registration Statement on Form N-4, Registration No. 333-134820 Filed May 1, 2007.)
(6)    (A)      Restated Charter of Teachers Insurance and Annuity Association of America (as amended) (Incorporated by reference to Registrant’s Post-Effective Amendment No. 11 to the Registration Statement on Form N-4, Registration No 333-134820 Filed April 25, 2016.)
   (B)      Bylaws of Teachers Insurance and Annuity Association of America (as amended) (Incorporated by reference to Registrant’s Post-Effective Amendment No. 10 to the Registration Statement on Form N-4, Registration No 333-134820 Filed April 24, 2015.)
(7)         None

 

C-4


(8)    (A)      Form of Participation Agreement among Teachers Insurance and Annuity Association of America, TIAA-CREF Institutional Mutual Funds, Teachers Advisors, Inc., and Teachers Personal Investors Services, Inc. (Incorporated by reference to Registrant’s Post-Effective Amendment No. 1 to the Registration Statement on Form N-4, Registration No. 333-134820 Filed December 22, 2006.)
   (B)      Form of Participation Agreement among Legg Mason Investor Services, LLC, Western Asset Management Company, and Teachers Insurance and Annuity Association of America (Incorporated by reference to Registrant’s Post-Effective Amendment No. 1 to the Registration Statement on Form N-4, Registration No. 333-134820 Filed December 22, 2006.)
   (C)      Form of Participation Agreement among T. Rowe Price Investment Services, Inc., T. Rowe Price Associates, Inc., and Teachers Insurance and Annuity Association of America (Incorporated by reference to Registrant’s Post- Effective Amendment No. 1 to the Registration Statement on Form N-4, Registration No. 333-134820 Filed December 22, 2006.)
   (D)      Form of Participation Agreement between Teachers Insurance and Annuity Association of America, TIAA-CREF Individual & Institutional Services, LLC, American Funds Distributors, Inc., American Funds Service Company, and Capital Research and Management Company (Incorporated by reference to Registrant’s Post-Effective Amendment No. 1 to the Registration Statement on Form N-4, Registration No. 333-134820 Filed December 22, 2006.)
   (E)      Form of Amendment to Participation Agreements re: Rule 22c-2 (Incorporated by reference to Registrant’s Post-Effective Amendment No. 2 to the Registration Statement on Form N-4, Registration No. 333-134820 Filed May 1, 2007.)
   (F)      Form of Amendment to Participation Agreements re: Rule 22c-2 (Incorporated by reference to Registrant’s Post-Effective Amendment No. 3 to the Registration Statement on Form N-4, Registration No. 333-134820 Filed April 23, 2008.)
   (G)      Form of Amendment to Participation Agreements (Incorporated by reference to Registrant’s Post-Effective Amendment No. 3 to the Registration Statement on Form N-4, Registration No. 333-134820 Filed April 23, 2008.)
   (H)      Form of Investment Accounting Agreement by and between State Street Bank and Trust Company and Teachers Insurance and Annuity Association of America and TIAA-CREF Life Insurance Company on behalf of the separate account. (Incorporated by reference to Registrant’s Post-Effective Amendment No. 3 to the Registration Statement on Form N-4, Registration No. 333-134820 Filed April 23, 2008.)
   (I)      Form of Domestic Custody Agreement by and between JPMorgan Chase Bank, N.A. and Teachers Insurance and Annuity Association of America on behalf of the separate account. (Incorporated by reference to Registrant’s Post-Effective Amendment No. 3 to the Registration Statement on Form N-4, Registration No. 333-134820 Filed April 23, 2008.)
   (J)      Amendment to Participation Agreement among Teachers Insurance and Annuity Association of America, TIAA- CREF Institutional Mutual Funds, and Teachers Personal Investors Services, Inc. re: Rule 22c-2. (Incorporated by reference to Registrant’s Post-Effective Amendment No. 4 to the Registration Statement on Form N-4, Registration No. 333-134820 Filed April 23, 2009.)
   (K)      Third Amendment to Fund Participation and Service Agreement by and among Teachers Insurance and Annuity Association of America, TIAA-CREF Individual & Institutional Services, LLC, American Funds Distributors, Inc., American Funds Service Company, and Capital Research and Management Company (Incorporated by reference to Registrant’s Post-Effective Amendment No. 5 to the Registration Statement on Form N-4, Registration No. 333-134820 Filed April 23, 2010.)
   (L)      Amendment to Participation Agreement among Teachers Insurance and Annuity Association of America, TIAA-CREF Institutional Mutual Funds, and Teachers Personal Investors Services, Inc. (Incorporated by reference to Registrant’s Post-Effective Amendment No. 6 to the Registration Statement on Form N-4, Registration No. 333-134820 Filed April 22, 2011.)
   (M)      Participation Agreement among Teachers Insurance and Annuity Association of America, DFA Investment Dimensions Group Inc., Dimensional Fund Advisors LP and DFA Securities LLC (Incorporated by reference to Registrant’s Post-Effective Amendment No. 6 to the Registration Statement on Form N-4, Registration No. 333-134820 Filed April 22, 2011.)

 

C-5


   (N)      Participation Agreement by and between Teachers Insurance and Annuity Association of America and Dodge & Cox Funds (Incorporated by reference to Registrant’s Post-Effective Amendment No. 6 to the Registration Statement on Form N-4, Registration No. 333-134820 Filed April 22, 2011.)
   (O)      Defined Contribution Clearance & Settlement Agreement by and between The Vanguard Group, Inc., Teachers Insurance and Annuity Association of America and JPMorgan Chase Bank, N.A. (Incorporated by reference to Registrant’s Post-Effective Amendment No. 6 to the Registration Statement on Form N-4, Registration No. 333-134820 Filed April 22, 2011.)
   (P)      Amendment to Participation Agreement among Teachers Insurance and Annuity Association of America, TIAA-CREF Institutional Mutual Funds, and Teachers Personal Investors Services, Inc. (Incorporated by reference to Registrant’s Post-Effective Amendment No. 7 to the Registration Statement on Form N-4, Registration No. 333-134820 Filed April 23, 2012.)
   (Q)      First Amendment to the Defined Contribution Clearance & Settlement Agreement between The Vanguard Group, Inc. and Teachers Insurance and Annuity Association of America (Incorporated by reference to Registrant’s Post-Effective Amendment No. 7 to the Registration Statement on Form N-4, Registration No. 333-134820 Filed April 23, 2012.)
   (R)      Amendment to Participation Agreement by and among Teachers Insurance and Annuity Association of America, Legg Mason Investor Services, LLC, and Western Asset Management Company (Incorporated by reference to Registrant’s Post-Effective Amendment No. 7 to the Registration Statement on Form N-4, Registration No. 333-134820 Filed April 23, 2012.)
   (S)      Amendment to Fund Participation and Service Agreement by and among Teachers Insurance and Annuity Association of America, TIAA-CREF Individual & Institutional Services, LLC, American Funds Distributors, Inc., American Funds Service Company, and Capital Research and Management Company (Incorporated by reference to Registrant’s Post-Effective Amendment No. 7 to the Registration Statement on Form N-4, Registration No. 333-134820 Filed April 23, 2012.)
   (T)      Amendment to Fund Participation and Service Agreement among Teachers Insurance and Annuity Association of America, DFA Investment Dimensions Group Inc., Dimensional Fund Advisors LP and DFA Securities LLC (Incorporated by reference to Registrant’s Post-Effective Amendment No. 8 to the Registration Statement on Form N-4, Registration No. 333-134820 Filed April 25, 2013.)
   (U)      Amendment to Fund Participation and Service Agreement by and between Teachers Insurance and Annuity Association of America and Dodge & Cox Funds (Incorporated by reference to Registrant’s Post-Effective Amendment No. 8 to the Registration Statement on Form N-4, Registration No. 333-134820 Filed April 25, 2013.)
   (V)     

Amendment to Participation Agreement among Teachers Insurance and Annuity Association of America, TIAA-CREF Funds, Teachers Advisors, Inc. and Teachers Personal Investors Services, Inc. (Incorporated by reference to Registrant’s Post-Effective Amendment No. 8 to the Registration Statement on Form N-4, Registration

No. 333-134820 Filed April 25, 2013.)

   (W)      Third Amendment to Participation Agreement by and among Teachers Insurance and Annuity Association of America, Legg Mason Investor Services, LLC, and Western Asset Management Company (Incorporated by reference to Registrant’s Post-Effective Amendment No. 8 to the Registration Statement on Form N-4, Registration No. 333-134820 Filed April 25, 2013.)
   (X)      Fifth Amendment to Fund Participation and Service Agreement by and among Teachers Insurance and Annuity Association of America, TIAA-CREF Individual & Institutional Services, LLC, American Funds Distributors, Inc., American Funds Service Company, and Capital Research and Management Company (Incorporated by reference to Registrant’s Post-Effective Amendment No. 8 to the Registration Statement on Form N-4, Registration No. 333-134820 Filed April 25, 2013.)
   (Y)      Amendment to Fund Participation and Service Agreement among T. Rowe Price Investment Services, Inc., T. Rowe Price Associates, Inc., and Teachers Insurance and Annuity Association of America (Incorporated by reference to Registrant’s Post-Effective Amendment No. 8 to the Registration Statement on Form N-4, Registration No. 333-134820 Filed April 25, 2013.)
   (Z)      Amendment to the Agreement by and among The Vanguard Group, Inc., Teachers Insurance and Annuity Association of America, and JPMorgan Chase Bank, N.A. (Incorporated by reference to Registrant’s Post- Effective Amendment No. 8 to the Registration Statement on Form N-4, Registration No. 333-134820 Filed April 25, 2013.)

 

C-6


   (A1)    Amendment to Participation Agreement by and among Teachers Insurance and Annuity Association of America, TIAA-CREF Funds, Teachers Advisors, Inc. and Teachers Personal Investors Services, Inc. (Incorporated by reference to Registrant’s Post-Effective Amendment No. 10 to the Registration Statement on Form N-4, Registration No 333-134820 Filed April 24, 2015.)
   (A2)    Form of Participation Agreement among American Beacon Advisors, Inc., Foreside Fund Services, LLC, and Teachers Insurance and Annuity Association of America*
   (A3)    Form of Participation Agreement among Ariel Distributors, LLC and Teachers Insurance and Annuity Association of America*
   (A4)    Form of Participation Agreement among The Advisors’ Inner Circle Fund II, Champlain Investment Partners LLC, SEI Investment Distribution Co., and Teachers Insurance and Annuity Association of America*
   (A5)    Form of Participation Agreement among Delaware Investments Family of Funds, Delaware Management Company, a series of Delaware Management Business Trust, Delaware Distributors, L.P., and Teachers Insurance and Annuity Association of America*
   (A6)    Form of Participation Agreement among JPMorgan Trust II, JPMorgan Distribution Services, Inc., and Teachers Insurance and Annuity Association of America*
   (A7)    Form of Participation Agreement among The Lazard Funds, Inc., Lazard Asset Management LLC, Lazard Asset Management Securities LLC, and Teachers Insurance and Annuity Association of America*
   (A8)    Form of Participation Agreement among Lord Abbett Investment Trust, Lord Abbett & Co. LLC, Lord Abbett Distributor LLC, and Teachers Insurance and Annuity Association of America*
   (A9)    Form of Participation Agreement among MFS Series Trust XI, MFS Fund Distributors, Inc. and Teachers Insurance and Annuity Association of America*
   (A10)    Form of Participation Agreement among Nationwide Mutual Funds, Nationwide Fund Distributors LLC, and Teachers Insurance and Annuity Association of America*
   (A11)    Form of Participation Agreement among Parnassus Fund, Parnassus Investments, Parnassus Funds Distributor, and Teachers Insurance and Annuity Association of America*
   (A12)    Form of Participation Agreement among Franklin Templeton Distributors, Inc. and Teachers Insurance and Annuity Association of America*
   (A13)    Amendment to Fund Participation and Service Agreement among T. Rowe Price Investment Services, Inc., T. Rowe Price Associates, Inc., and Teachers Insurance and Annuity Association of America*
   (A14)    Amendment to the Agreement by and among The Vanguard Group, Inc., Teachers Insurance and Annuity Association of America, and JPMorgan Chase Bank, N.A.*
   (A15)    Form of Administrative Services Agreement among Ariel Investment Trust and Teachers Insurance and Annuity Association of America*
   (A16)    Form of Administrative Services Agreement among Parnassus Investments and Teachers Insurance and Annuity Association of America*
(9)    Opinion and consent of Meredith Kornreich, Esquire(Incorporated by reference to Registrant’s Post-Effective Amendment No. 11 to the Registration Statement on Form N-4, Registration No 333-134820 Filed April 25, 2016.)
(10)    (A)    Consent of Sutherland Asbill & Brennan LLP(Incorporated by reference to Registrant’s Post-Effective Amendment No. 11 to the Registration Statement on Form N-4, Registration No 333-134820 Filed April 25, 2016.)
   (B)    Consents of PricewaterhouseCoopers LLP, Independent Registered Public Accounting Firm (Incorporated by reference to Registrant’s Post-Effective Amendment No. 11 to the Registration Statement on Form N-4, Registration No 333-134820 Filed April 25, 2016.)
(11)    None
(12)    None
(13)    (A) Powers of Attorney (Incorporated by reference to Registrant’s Post-Effective Amendment No. 9 to the Registration Statement Filed April 25, 2014, Post-Effective Amendment No. 10 to the Registration Statement on Form N-4, Registration No. 333-134820 Filed April 24, 2015, and Post-Effective Amendment No. 11 to the Registration Statement on Form N-4, Registration No. 333-134820 Filed April 25, 2016.)

 

* Filed herewith

 

C-7


Item 25. Directors and Officers of the Depositor

 

Name and Principal Business Address*

  

Positions and Offices

with Insurance Company

Ronald L. Thompson

   Trustee and Chairman

Jeffrey R. Brown

   Trustee

James R. Chambers

   Trustee

Lisa W. Hess

   Trustee

Edward M. Hundert, M.D.

   Trustee

Lawrence H. Linden

   Trustee

Maureen O’ Hara

   Trustee

Donald K. Peterson

   Trustee

Sidney A. Ribeau

   Trustee

Dorothy K. Robinson

   Trustee

Kim M. Sharan

   Trustee

David L. Shedlarz

   Trustee

Marta Tienda

   Trustee

Roger W. Ferguson, Jr.

   President and Chief Executive Officer and Trustee

Kathie Andrade

   Executive Vice President

Scott Blandford

   Executive Vice President

Richard S. Biegen

   Chief Compliance Officer of the Separate Account

Douglas Chittenden

   Executive Vice President

Sue A. Collins

   Senior Vice President and Chief Actuary

Carol Deckbar

   Executive Vice President

Phillip Goff

   Senior Vice President, Corporate Controller

Stephen B. Gruppo

   Executive Vice President

Alice Hocking

   Executive Vice President

Robert G. Leary

   Executive Vice President

Rahul Merchant

   Executive Vice President

J. Keith Morgan

   Executive Vice President and Chief Legal Officer

Ronald R. Pressman

   Executive Vice President

Glenn Richter

   Executive Vice President

Phillip Rollock

   Senior Managing Director, Corporate Secretary

Otha Spriggs

   Executive Vice President

Paul J. Van Heest

   Executive Vice President

Constance K. Weaver

   Executive Vice President

Virginia M. Wilson

   Executive Vice President

 

* The principal business address for each individual is:
    TIAA
    730 Third Avenue
    New York, New York 10017-3206

 

C-8


Item 26. Persons Controlled by or under Common Control with the Depositor or Registrant

The following chart indicates subsidiaries of Teachers Insurance and Annuity Association of America. These subsidiaries are included in the consolidated financial statements of Teachers Insurance and Annuity Association of America.

All Teachers Insurance and Annuity Association of America subsidiary companies are Delaware corporations, except as indicated.

EXHIBIT C

 

LOGO

 

C-9


Exhibit A

 

(1) TIAA Board of Overseers is a New York not-for-profit corporation established to further education and other non-profit purposes by holding the stock of TIAA. TIAA’s capital stock, constituting all of its authorized shares of stock, was originally issued to the Carnegie Corporation of New York. The shares were transferred to Trustees of T.I.A.A. Stock, renamed TIAA Board of Overseers, after the enactment of the Laws of 1937, Chapter 880, New York State Law, approved by the Governor on June 3, 1937.

 

(2) Teachers Insurance and Annuity Association of America (“TIAA”) is a New York domiciled life insurance company that issues guaranteed and variable annuities and life insurance for nonprofit and government institutions and their employees. TIAA employs all TIAA entities’ staff except for those employed by Adastra Management, Inc., AGR Partners LLC, Churchill Asset Management, LLC, Envisage Information Systems, LLC, GreenWood Resources, Inc. and its subsidiaries, Kaspick & Company, LLC, ND Europe S.a.r.l., Nuveen Investments, Inc. and its subsidiaries, Polar Star Canadian Oil and Gas, Inc., REA Europe S.a.r.l., TCAM Global Australia Pty Ltd, TCAM Global UK Limited, TIAA-CREF Alternatives Services, LLC, TIAA-CREF Trust Company, FSB, TIAA Henderson Real Estate Limited and its subsidiaries, and Westchester Group Investment Management, Inc. and its subsidiaries. The TIAA Board of Overseers elects TIAA’s trustees.

 

    TIAA Separate Account VA-1 (“VA-1”) is a separate account registered with the U.S. Securities and Exchange Commission (“SEC”) as an open-end management investment company that offers individual, variable, after-tax annuities. VA-1 has only one investment portfolio, the Stock Index Account.

 

    TIAA Real Estate Account VA-2 (“VA-2”) is a separate account of TIAA that allows TIAA to offer a variable investment option based on real estate investments for TIAA’s pension annuities.

 

    TIAA Separate Account VA-3 (“VA-3”) is registered with the SEC as an investment company under the Investment Company Act of 1940 and operates as a unit investment trust. VA-3 is designed to fund individual and group variable contracts in retirement plans.

 

    TIAA Stable Value Separate Account – 1 (SVSA-1) created to support the obligations of TIAA under a group annuity contract offered to TIAA’s pension customers.

 

(3) College Retirement Equities Fund is a New York not-for-profit corporation and an SEC registered investment company that issues variable annuity contracts for employees of nonprofit and government institutions. Art. II, Sec. 1 of CREF’s Constitution limits eligibility of the members of CREF to those persons who are members of TIAA Board of Overseers. The trustees of CREF are elected by CREF policyholders.

 

(4) TIAA-CREF Redwood, LLC was established for the purpose of owning the membership interests in Kaspick & Company, LLC and Covariance Capital Management, Inc.

 

(5) Kaspick & Company, LLC a registered investment adviser providing investment advice and gift administration services to charitable organizations and other non-profit institutions through investment management and gift administration agreements with charitable organizations, which act as trustees for donors (and their beneficiaries) participating in their planned giving programs.

 

(6) TCT Holdings, Inc. is organized for the purpose of holding the stock of TIAA-CREF Trust Company, FSB, a federal savings bank.

 

1


Exhibit A

 

(7) TIAA-CREF Trust Company, FSB (“TIAA-FSB”) is a federally chartered savings bank that provides individual and institutional asset management and investment advice and retail banking and lending products for its customers. TIAA-FSB provides custodial trustee and administrative services to TIAA for TIAA’s customers. TIAA-FSB provides investment advisory services to TIAA-CREF Individual & Institutional Services, LLC. (“TC Services”) as well as a deposit sweep program to TC Services’ clients. TIAA-FSB also serves as trustee or custodian for certain TIAA investment funds.

 

(8) TIAA-CREF Asset Management LLC, formerly, TIAA-CREF Asset Management, Inc. and TIAA-CREF Enterprises, Inc. is organized for the purpose of holding (i) the stock of Teachers Personal Investors Services, Inc. and (ii) the membership interests of GTR Special Member Holdco LLC, L&C Special Member Holdco, LLC, TIAA Alternative Holdings, LLC, TIAA Global Ag II Special Member LLC, TIAA-CREF Global Agriculture Investor Fund, LP and TIAA-CREF Investment Management, LLC.

 

(9) U.S. Cities Fund GP LLC was established to act as the general partner of U.S. Cities Fund LP, which was organized as an open-end private investment fund which owns an interest in U.S. Cities Fund REIT LLC (“REIT”). The REIT owns membership interests in U.S. Cities Fund Operating GP LLC (“GP”), T-C Coronado LLC and U.S. Cities Fund Operating LP. GP was organized to act as the general partner of U.S. Cities Fund Operating LP, which is an unregistered fund organized as a vehicle for direct real estate investment.

 

(10) Teachers Advisors, LLC (“TAI”) is a registered investment advisor organized for the purpose of providing investment advice and management services to the TIAA Separate Account VA-1, the TIAA-CREF Funds, the TIAA-CREF Life Funds, and other products. It provides investment adviser services for set contractual fees, with the intent of making a profit. TAI provides investment advice and other investment-related services to TIAA-CREF Trust Company, FSB. TAI acts as Manager of TIAA CLO I, Ltd., organized in the Cayman Islands, which acts as a private investment vehicle that will offer debt securities to third party investors.

 

(11) Teachers Personal Investors Services, Inc. is a registered broker-dealer which distributes registered and unregistered investment products for its affiliated entities.

 

(12) TIAA-CREF Tuition Financing, Inc. (“TFI”) provides program management services on behalf of state entities to qualified tuition programs (“529 Plans”) formed pursuant to Section 529 of the Internal Revenue Code (“IRC”). Under Section 529 of the IRC, only states and educational institutions may establish and maintain 529 Plans. TFI, with permission from the states, subcontracts with other entities to perform certain of its program management services.

 

(13) TIAA-CREF Investment Management, LLC is a registered investment advisor, and provides investment management services for College Retirement Equities Fund.

 

(14) TIAA-CREF Individual & Institutional Services, LLC (“Services”) is a registered broker-dealer and investment advisor, and provides distribution and related services for College Retirement Equities Fund, TIAA Real Estate Account and TIAA Separate Account VA-3, distribution services for the TIAA and Nuveen Families of Funds, the TIAA-CREF Life Funds, TIAA-CREF Life Insurance Company’s fixed and variable annuity and variable life products, and third party funds within retirement and savings plans and administrative services to tuition savings products. Services also introduces self-directed brokerage accounts cleared through Pershing, LLC. Services also provides certain broker-dealer, referral and support services to TIAA-FSB.

 

2


Exhibit A

 

(15) TIAA-CREF Life Insurance Company is a New York domiciled life insurance company that issues guaranteed and variable annuities, funding agreements, and life insurance, including variable life insurance, to the general public. TIAA-CREF Life Insurance Company is the sole member of TIAA-CREF Insurance Agency, LLC.

 

    TIAA-CREF Life Separate Account VA-1 is registered with the SEC as a unit investment trust under the Investment Company Act of 1940 and qualifies as a separate account within the meaning of the federal securities laws. TC Life VA-1 offers variable investment options for its after-tax annuities. The Separate Account is divided into Investment Accounts, each of which invests in shares of one portfolio of affiliated and third-party mutual funds;

 

    TIAA-CREF Life Separate Account VLI-1 is registered with the SEC as a unit investment trust under the Investment Company Act of 1940 and qualifies as a separate account within the meaning of the federal securities laws. TC Life VLI-1 is used to provide values and benefits for life insurance policies. The Separate Account is divided into Investment Accounts, each of which invests in shares of one portfolio of affiliated and third-party mutual funds.

 

    TIAA-CREF Life Separate Account VLI-2 is registered with the SEC as a unit investment trust under the Investment Company Act of 1940 and qualifies as a separate account within the meaning of the federal securities laws. TC Life VLI-2 is used to provide values and benefits for life insurance policies. The Separate Account is divided into Investment Accounts, each of which invests in shares of one portfolio of affiliated and third-party mutual funds.

 

    TIAA-CREF Life Separate Account (MVA-1) is a non-unitized separate account that will support a flexible premium deferred fixed annuity contract subject to withdrawal charges and a market value adjustment feature (“MVA Contract”). Since the MVA Contract is viewed as a security under the Securities Act of 1933, TC Life has filed a Registration Statement Form S-1 for TC Life MVA-1 with the SEC.

 

    TIAA-CREF Life Stable Value Separate Account 1, TIAA-CREF Life Stable Value Separate Account 2, and TIAA-CREF Life Stable value Separate Account 3 are each an insulated, non-unitized separate account. The Separate Account will support one or more book value separate account agreements, group annuity contracts, guaranteed investment contracts or similar contracts (each a “Contract”). The Contract is intended to be issued in connection with pooled investment funds, stable value funds, retirement and other employee welfare, pension or college savings plans with a stable value investment option, and Qualified Trusts.

 

(16) TIAA-CREF Insurance Agency, LLC is a licensed life insurance agent offering insurance services and products.

 

3


Exhibit A

 

(17) Investment Subsidiaries:

 

    The following corporations, trusts, and limited liability companies (“LLCs”) were organized by TIAA to hold real estate, mortgage, and securities investments for the General Account. Some may no longer hold any assets. All issued and outstanding stock of the corporations, trusts, and membership interests in the LLCs are owned, directly or indirectly, by TIAA.

 

Entity Name

  

Domestic Jurisdiction

1000 Waterford Operating LP

   DE

485 Properties, LLC

   DE

5200 Waterford Operating LP

   DE

5201-5301 Waterford Operating LP

   DE

701-703 Waterford Operating LP

   DE

730 Carroll, LLC

   DE

730 Catsolar, LLC

   DE

730 Cricket, LLC

   DE

730 Orion, LLC

   DE

730 Power Development, LLC

   DE

730 Telecom LLC

   DE

730 Texas Timberlands II, Ltd.

   TX

730 Texas Timberlands, Ltd.

   TX

8 Spruce Street GA Investor LLC

   DE

 

4


Exhibit A

 

Actgas, LLC

   DE

Active Extension Fund I, LLC

   DE

Active Extension Fund III, LLC

   DE

Actoil Bakken, LLC

   DE

Actoil Colorado, LLC

   DE

Actoil Utica, LLC

   DE

Actoil, LLC

   DE

AGR Agricultural Investments LLC

   DE

Almond Processors, LLC

   DE

Alta Loma Vineyard LLC

   CA

Arroyo Loma, LLC

   DE

Boca 10 A & B LLC

   DE

Boca 10 C & D LLC

   DE

Boca 11 A LLC

   DE

Boca 54 Land Associates LLC

   DE

Boca 54 North LLC

   DE

Bridge View Land, LLC

   CA

 

5


Exhibit A

 

Broadleaf Timberland Investments, LLC

   DE

CCM Series 2, LLC

   DE

CCM Series, LLC

   DE

Ceres Agricultural Properties, LLC

   DE

Chalk Ridge Vineyard, LLC

   CA

Churchill MMSLF Funding 1, LLC

   DE

Churchill MMSLF Funding 2, LLC

   DE

Clarendon Virginia IV, LLC

   DE

CPPIB-TIAA U.S. Real Property Fund, L.P.

   DE

C-T REIT LLC

   DE

C-T Shenandoah LLC

   DE

Demeter Agricultural Properties II, LLC

   DE

Demeter Agricultural Properties, LLC

   DE

Dionysus Properties, LLC

   DE

Global AG II FFI LLC

   DE

Global AG II US Corp.

   DE

Global AG Properties II USA LLC

   DE

 

6


Exhibit A

 

Global AG Properties USA LLC

   DE

Global AG US Corp.

   DE

Global Agriculture AIV (US) LLC

   DE

Global Agriculture II AIV (US) LLC

   DE

Global Agriculture II AIV, LP

   DE

Global Timber International, LLC

   DE

Global Timber SA LLC

   DE

Growth Capital Fund I, L.P.

   DE

GTR Special Member Holdco LLC

   DE

Hassett Lane Vineyard, LLC

   CA

Hobson Avenue Vineyard, LLC

   CA

I 595 Toll Road, LLC

   DE

IAI USA Fund II, LLC

   DE

IAI USA, LLC

   DE

Inception Partners III, LP

   DE

Inception Partners IV, LP

   DE

Inception Partners V, LP

   DE

 

7


Exhibit A

 

Infra Alpha LLC

   DE

International Agricultural Investors Fund II, LLC

   DE

International Agricultural Investors, LLC

   DE

JWL Properties, Inc.

   DE

L&C Special Member Holdco, LLC

   DE

L&C Tree Farms, LLC

   DE

L&C TRS LLC

   DE

Loma del Rio Vineyards LLC

   DE

Loma Verde, LLC

   DE

Marsino Vineyard, LLC

   CA

ND 70SMA LLC

   DE

ND Festival Place LLC

   DE

ND Properties, Inc.

   DE

Oak Knoll Napa Vineyards, LLC

   CA

Occator Agricultural Properties, LLC

   DE

Pennmuni-TIAA U.S. Real Estate Fund, LLC

   DE

Premiere Agricultural Properties, LLC

   DE

 

8


Exhibit A

 

Premiere Columbia Properties, LLC

   DE

Premiere Farm Properties, LLC

   DE

Quercus Forestland Account, LLC

   NC

Quercus Panama LLC

   DE

Quercus West Virginia LLC

   DE

Renewable Timber Resources LLC

   DE

Rodgers Creek Vineyard LLC

   CA

Silverado Gonzales Vineyards, LLC

   CA

Silverado Los Alamos Vineyards, LLC

   CA

Silverado Monterey Vineyards, LLC

   CA

Silverado Premium Properties, LLC

   DE

Silverado SLO Vineyards, LLC

   CA

Silverado Sonoma Vineyards, LLC

   CA

Silverado Suscol, LLC

   CA

Silverado Sweetwater Vineyards, LLC

   CA

Silverado Winegrowers Holdings, LLC

   DE

Silverado WineGrowers, LLC

   CA

 

9


Exhibit A

 

Social Infra, LLC

   DE

SPP Napa Vineyards, LLC

   DE

Stage Gulch Ridge Vineyard, LLC

   CA

Stanly Ranch Vineyards, LLC

   CA

Sugarloaf East Vineyard, LLC

   DE

Sugarloaf Vineyard, LLC

   DE

Suscol Mountain Vineyards, LLC

   CA

SWG Delta Vineyards, LLC

   CA

SWG Paso Vineyards, LLC

   CA

T-C 101 Miller Street Holding Company LLC

   DE

T-C 101 Miller Street LLC

   DE

T-C 1101 Pennsylvania Avenue LLC

   DE

T-C 1101 Pennsylvania Avenue Owner LLC

   DE

T-C 1101 Pennsylvania Avenue Venture LLC

   DE

T-C 1608 Chestnut General Partner LLC

   DE

T-C 1608 Chestnut Limited Partner LLC

   DE

T-C 2 Herald Square Member LLC

   DE

 

10


Exhibit A

 

T-C 2 Herald Square Owner LLC

   DE

T-C 2 Herald Square Venture LLC

   DE

T-C 20 Hunter Street (US) LLC

   DE

T-C 2300 Broadway LLC

   DE

T-C 33 Arch Street LLC

   DE

T-C 33 Arch Street Member LLC

   DE

T-C 33 Arch Street Venture LLC

   DE

T-C 3333 Wisconsin Avenue, LLC

   DE

T-C 40 Broad Street LLC

   DE

T-C 400 Montgomery, LLC

   DE

T-C 470 Park Avenue South Member LLC

   DE

T-C 470 Park Avenue South Owner LLC

   DE

T-C 470 Park Avenue South Venture LLC

   DE

T-C 475 Fifth Avenue LLC

   DE

T-C 475 Fifth Avenue Member LLC

   DE

T-C 475 Fifth Avenue Venture LLC

   DE

T-C 51 Sleeper Street LLC

   DE

 

11


Exhibit A

 

T-C 526 Route 46 LLC

   DE

T-C 636 Sixth Avenue Retail LLC

   DE

T-C 680 Belleville LLC

   DE

T-C 685 Third Avenue Member LLC

   DE

T-C 699 Bourke Street LLC

   DE

T-C 77 Central LLC

   DE

T-C 800 17th Street NW Member LLC

   DE

T-C 800 17th Street NW Owner LLC

   DE

T-C 800 17th Street NW Venture LLC

   DE

T-C 888 Brannan Member LLC

   DE

T-C 888 Brannan Owner LLC

   DE

T-C 888 Brannan TRS LLC

   DE

T-C 888 Brannan Venture LLC

   DE

T-C 919 N. Michigan Avenue Retail LLC

   DE

T-C Aspira LLC

   DE

T-C Australia RE Holdings I, LLC

   DE

T-C Australia RE Holdings II, LLC

   DE

 

12


Exhibit A

 

T-C Barton Springs LLC

   DE

T-C Century Plaza LLC

   DE

T-C Copley, LLC

   DE

T-C Coronado LLC

   DE

T-C Cypress Park West LLC

   DE

T-C Des Peres Corners LLC

   DE

T-C Ellington, LLC

   DE

T-C Fairway Center II LLC

   DE

T-C Falls Center Townhouses LLC

   DE

T-C Fort Point Creative Exchange LLC

   DE

T-C Franklin Square Member LLC

   DE

T-C Franklin Square Venture LLC

   DE

T-C GA Real Estate Holdings LLC

   DE

T-C Hall of States Member LLC

   DE

T-C Hall Of States Owner LLC

   DE

T-C Hall Of States Venture LLC

   DE

T-C H-T REIT LLC

   DE

 

13


Exhibit A

 

T-C H-T Venture LLC

   DE

T-C HV Member LLC

   DE

T-C Illinois Street, LLC

   DE

T-C JK I LLC

   DE

T-C JK II LLC

   DE

T-C King Street Station LLC

   DE

T-C Kings Crossing LLC

   DE

T-C Legacy Place Member LLC

   DE

T-C Lux Fund Holdings LLC

   DE

T-C Mt. Ommaney Centre Holding Company LLC

   DE

T-C Mt. Ommaney Centre LLC

   DE

T-C Newbury Common LLC

   DE

T-C Ocean Air LLC

   DE

T-C Park 19 LLC

   DE

T-C Pearl Reit 2 LLC

   DE

T-C Port Northwest Development LLC

   DE

T-C Potomac Promenade LLC

   DE

 

14


Exhibit A

 

T-C RDC, LLC

   DE

T-C Republic Square Member LLC

   DE

T-C Republic Square Mezzanine LLC

   DE

T-C Republic Square Owner LLC

   DE

T-C Republic Square Reit LLC

   DE

T-C Republic Square Venture LLC

   DE

T-C Roosevelt Square LLC

   DE

T-C Savier Street Flats LLC

   DE

T-C SBMC Joint Venture LLC

   DE

T-C Scripps Ranch LLC

   DE

T-C Shoppes At Monarch Lakes LLC

   DE

T-C SMA 2, LLC

   DE

T-C State House On Congress Apartments LLC

   DE

T-C Stonecrest LLC

   DE

T-C The Edge At Flagler Village LLC

   DE

T-C Trio Apartments LLC

   DE

T-C UK RE Holdings I, LLC

   DE

 

15


Exhibit A

 

T-C UK RE Holdings II, LLC

   DE

T-C UK RE Holdings III, LLC

   DE

T-C Uptown Apartments, LLC

   DE

T-C Waterford Blue Lagoon LLC

   DE

TCAM Core Property Fund REIT 2 LLC

   DE

TCPC Associates, LLC

   DE

Teachers Mayflower, LLC

   DE

Terra Ventosa Vineyards, LLC

   CA

TGA Japan Holdings, LLC

   DE

The Flats 130 DC Residential LLC

   DE

The Flats 140 DC Residential LLC

   DE

The Flats DC Grocery LLC

   DE

The Flats Holding Company LLC

   DE

The Plata Wine Partners Trust

   CA

THRE Global Investments LLC

   DE

TIAA 485 Boca 54 LLC

   DE

TIAA 485 Clarendon, LLC

   DE

 

16


Exhibit A

 

TIAA CMBS I, LLC

   DE

TIAA Diamond Investor, LLC

   DE

TIAA Diversified Public Investments, LLC

   DE

TIAA Franklin Square, LLC

   DE

TIAA Gemini Office, LLC

   DE

TIAA Global AG II Special Member LLC

   DE

TIAA Global AG Special Member LLC

   DE

TIAA Global Equity Income, LLC

   DE

TIAA Global Public Investments, LLC

   DE

TIAA Infrastructure Investments, LLC

   DE

TIAA Oil And Gas Investments, LLC

   DE

TIAA Park Evanston, LLC

   DE

TIAA Realty, LLC

   DE

TIAA SF One, LLC

   DE

TIAA SMA Strategies LLC

   DE

TIAA Stafford-Harrison LLC

   DE

TIAA Super Regional Mall Member Sub LLC

   DE

 

17


Exhibit A

 

TIAA SynGas, LLC

   DE

TIAA Timberlands I, LLC

   DE

TIAA Timberlands II, LLC

   DE

TIAA Union Place Phase I, LLC

   DE

TIAA Wind Investments LLC

   DE

TIAA-CPPIB Commercial Mortgage Company REIT LLC

   DE

TIAA-CPPIB Commercial Mortgage Company, L.P.

   DE

TIAA-Stonepeak Investments I, LLC

   DE

TIAA-Stonepeak Investments II, LLC

   DE

T-Investment Properties Corp.

   DE

True Oak Napa Vineyard, LLC

   DE

U.S. Cities Fund Operating LP

   DE

U.S. Cities Fund REIT LLC

   DE

U.S. Cities Retail Fund Operating LP

   DE

U.S. Cities Retail Fund REIT LLC

   DE

Union Place Phase I, LLC

   DE

W R C Properties, LLC

   DE

 

18


Exhibit A

 

Waterford Blue Lagoon Reit LP

   DE

Waterford Core Operating LP

   DE

Westland At Waterford Operating LP

   DE

Westland At Waterford Reit LP

   DE

 

    The following INTERNATIONAL entities were organized by TIAA to hold investments for the General Account and Separate Accounts. All issued and outstanding stock is owned indirectly by TIAA.

 

Entity Name

  

Domestic Jurisdiction

154 rue de l’Université

   France

36 rue La Fayette

   France

70 St Mary Axe Unit Trust

   Jersey

A-30 Canadian Transport Inc.

   QC, Canada

Abford House Unit Trust

   Jersey

Adeoti Empreendimentos Imobiliários Ltda

   Brazil

BCIMC (TCGA II) Investment Trust

   Canada

Brusno Maszyny Sp. z.o.o.

   Poland

Brusno Resort Spolka Z Organiczona Odpowiedzialnoscia w Organizacji

   Poland

 

19


Exhibit A

 

Bruyeres I SAS

   France

Bruyeres II SAS

   France

CD (TCGA II) Investment Trust

   BC, Canada

Cityhold Nymphe S.à r.l

   Luxembourg

Cityhold Participations S.à r.l

   Luxembourg

Cityhold Peak Participations S.à r.l

   Luxembourg

Cityhold Peak S.à r.l

   Luxembourg

Cityhold Propco 10 S.à r.l

   Luxembourg

Cityhold Propco 11 S.à r.l

   Luxembourg

Cityhold Propco 12 S.à r.l

   Luxembourg

Cityhold Propco 6 S.à r.l

   Luxembourg

Cityhold Propco 7 S.à r.l

   Luxembourg

Cityhold Propco 9 S.à r.l

   Luxembourg

Cityhold UK Investment S.à r.l

   Luxembourg

CLOF Victoria Nominee 1 Limited

   United Kingdom

 

20


Exhibit A

 

CLOF Victoria Nominee 2 Limited

   United Kingdom

Courcelles 70

   France

Cranston Investments SP. z.o.o.

   Poland

Easley Investments SP. z.o.o.

   Poland

Eko Topola Sp. z o.o.

   Poland

Erlangen Arcaden GmbH & Co. KG

   Germany

Erlangen Arcaden Verwaltungs GmbH

   Germany

EURL Olympe

   France

EURL Servin

   France

Forestal GTR Chile Limitada

   Chile

Forestal Monterrey Colombia SAS

   Colombia

Forestal y Agricola Silvoligna Chile Limitada

   Chile

Global Timber Spain, S.L.

   Spain

Gropius KG

   Germany

Gropius Passagen Verwaltungs GmbH

   Germany

 

21


Exhibit A

 

Gropius S.a.r.l.

   Luxembourg

HV Freehold S.à r.l

   Luxembourg

HV Properties S.à r.l

   Luxembourg

IAI Australia Fund II Trust

   Australia

IAI Australia Trust

   Australia

IPOPEMA 87 Fundusz Inwestycyjny Zamknięty Aktywów Niepublicznych

   Poland

Ipopema 95 Fundusz Inwestycyjny Zamknięty Aktywów Niepublicznych (“FIZAN”)

   Poland

KS Freehold S.à r.l

   Luxembourg

KS Leasehold S.à r.l

   Luxembourg

London Belgrave Unit Trust

   Jersey

Mandala Food Co-Investment Holdings II SPV

   Mauritius

Mansilla Participacoes Ltda

   Brazil

Monterrey Forestal GWR SAS

   Colombia

ND Europe S.a.r.l.

   Luxembourg

Neptune Annopol SP Zo.o.

   Poland

 

22


Exhibit A

 

Neptune Holding Spain, S.L.

   Spain

Neptune Krakow SP Z .O.O.

   Poland

Neptune OPCI

   France

Neptune Polish Property Venture BV

   Netherlands

Neptune Property Venture S.à r.l.

   Luxembourg

Neptune Roppenheim 1 S.à r.l.

   Luxembourg

Neptune Roppenheim 2 S.à r.l.

   Luxembourg

Neptune Roppenheim Holding S.à r.l

   Luxembourg

New Fetter Lane Unit Trust

   Jersey

Nightingale LuxCo S.à r.l.

   Luxembourg

Norteshopping Centro Comercial S.A. Portuguese SA

   Portugal

Norteshopping Retail & Leisure B.V.

   Netherlands

Olympe (Holding)

   France

Paddington Central III Unit Trust

   Jersey

Promcat Alternativa, S.L.

   Spain

 

23


Exhibit A

 

Quercus Algoma Corporation

   Canada

Quercus Algoma Land Corporation

   Canada

Roosevelt Participation S.à r.l

   Luxembourg

Roppenheim Holding SAS

   France

Roppenheim Outlet SNC

   France

Rue de L’Universite 154

   France

SARL Des Brateaux

   France

SARL Servin (Holding)

   France

SAS Malachite

   France

SAS Roosevelt

   France

SNC Garnet-TIAA

   France

SNC La Défense

   France

SNC Lazuli

   France

SNC Péridot

   France

SNC Roosevelt

   France

 

24


Exhibit A

 

Sweden Nova Lund 1 AB

   Sweden

Sweden Nova Lund 2 AB

   Sweden

T-C 20 Hunter Street (AUS) Trust

   Australia

T-C Europe S.à.r.l.

   Luxembourg

T-C Luxembourg Neptune Holding S.à r.l.

   Luxembourg

T-C Neptune Holdings S.à r.l.

   Luxembourg

T-C Neuperlach Development S.a.r.l.

   Luxembourg

T-C Nordics Investment AB

   Sweden

T-C PEP Asset S.a.r.l.

   Luxembourg

T-C PEP Holding S.à r.l

   Luxembourg

T-C PEP Property S.a.r.l.

   Luxembourg

Thurrock Retail Park Unit Trust

   Jersey

TIAA Australia Real Estate Trust

   Australia

TIAA Lux 11 S.a.r.l.

   Luxembourg

TIAA Lux 5 S.a.r.l.

   Luxembourg

 

25


Exhibit A

 

TIAA Lux 8 S.a.r.l.

   Luxembourg

TIAA Melbourne Retail Asset 1 Trust

   Australia

TIAA Melbourne Retail Holding 1 Trust

   Australia

UK PPP Investments LP

   United Kingdom

Villabe SAS

   France

Wigg (Holdings) Limited

   United Kingdom

Wigg Investments Limited

   United Kingdom

 

(18) Separate Real Estate Account Subsidiaries:

 

    The following subsidiaries own real estate or hold partnership interests in joint ventures that own commercial real estate for the benefit of the Separate Real Estate Account (VA-2).

 

Entity Name

   Domestic
Jurisdiction

Blue Ridge PP Condominium Association, Inc.

   CO

BRKLYN NY 250 N 10th Street Owner LLC

   DE

Green River PP Condominium Association, Inc.

   CO

Light Street Partners, LLP

   MD

MDR L&M Apartments, LLC

   DE

Mima Investor Member LLC

   DE

One Boston Place LLC

   DE

One Boston Place Real Estate Investment Trust

   MD

Pepper Building Associates LP

   PA

Provence 110

   France

Red Canyon PP Condominium Association, Inc.

   CO

Seneca Industrial Holdings, LLC

   DE

T-C 1500 Owens, LLC

   DE

 

26


Exhibit A

 

T-C 1619 Walnut Street GP LLC

   DE

T-C 200 Milik Street LLC

   DE

T-C 200 W 72nd Street LLC

   DE

T-C 225 Binney, LLC

   DE

T-C 401 West 14th Street Member LLC

   DE

T-C 425 Park Avenue LLC

   DE

T-C 430 West 15th Street LLC

   DE

T-C 4th & Madison LLC

   DE

T-C 501 Boylston Street LLC

   DE

T-C 55 Second Street, LLC

   DE

T-C 701 Brickell LLC

   DE

T-C 780 Third Avenue Member LLC

   DE

T-C 780 Third Avenue Owner LLC

   DE

T-C Ashford Meadows LLC

   DE

T-C Ashton Judiciary LLC

   DE

T-C Charleston Plaza, LLC

   DE

T-C Five Oaks LLC

   DE

T-C Forum At Carlsbad LLC

   DE

T-C Foundry Square II Member LLC

   DE

T-C Foundry Square II Owner LLC

   DE

T-C Foundry Square II Venture LLC

   DE

T-C Four Oaks General Partner LLC

   DE

T-C Four Oaks Place LLC

   DE

T-C Legacy At Westwood LLC

   DE

T-C Legend At Kierland LLC

   DE

T-C Mass Court, LLC

   DE

T-C Montecito LLC

   DE

T-C Palatine LLC

   DE

T-C Palomino Blue Ridge LLC

   DE

T-C Palomino Green River LLC

   DE

T-C Palomino Red Canyon LLC

   DE

T-C Pepper Building GP LLC

   DE

T-C Phoenician LLC

   DE

T-C REA 400 Fairview Investor LLC

   DE

T-C Regents Court LLC

   DE

T-C San Montego TX LLC

   DE

 

27


Exhibit A

 

T-C Southside At Mcewen Retail LLC

   DE

T-C SP, Inc.

   DE

T-C The Caruth LLC

   DE

T-C The Colorado LLC

   DE

T-C The Manor at Flagler Village LLC

   DE

T-C The Manor LLC

   DE

T-C Tradition At Kierland LLC

   DE

T-C Valencia Town Center General Partner LLC

   DE

T-C Valencia Town Center Limited Partner LLC

   DE

T-C Wisconsin Place Member LLC

   DE

T-C Wisconsin Place Owner LLC

   DE

TC Rancho Cucamonga LLC

   DE

Teachers REA II, LLC

   DE

Teachers REA, LLC

   DE

The Louis DC Residential LLC

   DE

The Woodley DC Residential LLC

   DE

TIAA Florida Mall, LLC

   DE

TIAA Miami International Mall, LLC

   DE

TIAA Separate Account VA-1 (VA-1)

   DE

TIAA West Town Mall, LLC

   DE

TIAA-CREF Global Separate Real Estate Company LLC

   DE

TREA 1401 H, LLC

   DE

TREA 32 South State Street LLC

   DE

TREA 9625 Town Center, LLC

   DE

TREA Campus Pointe 1, LLC

   DE

TREA Campus Pointe 2, LLC

   DE

TREA Fashion Show Investor Member LLC

   DE

TREA Florida Retail, LLC

   DE

Trea Greene Crossing LLC

   DE

TREA Hub Investor Member LLC

   DE

TREA Pacific Center LLC

   DE

TREA Pacific Plaza, LLC

   DE

TREA Retail Property Portfolio 2006 LLC

   DE

TREA Weston, LLC

   DE

TREA Wilshire Rodeo, LLC

   DE

Walnut Street Retail Investors, L.P.

   PA

 

28


Exhibit A

 

(19) TIAA-CREF International Holdings LLC was organized to hold the ownership interests in the following entities : (i) TGAM APAC LLC organized to hold ownership interests in TGAM HK HC LLC; (ii) TGAM Asia LLC organized to hold ownership interests in TGAM HK HC LLC; (iii) TGAM Subsidiary HC LLC and TIAA International Subsidiary HC LLC both organized to hold ownership interests in TGAM APAC LLC, TGAM Asia LLC, TIAA International APAC LLC and TIAA International Asia LLC; (iv) TIAA International APAC LLC organized to hold ownership interests in TGAM HK HC LLC; (v) TIAA International Asia LLC organized to hold ownership interests in TGAM HK HC LLC ; (vi) TIAA International Holdings I Limited, organized in United Kingdom to hold ownership interests in TIAA Henderson Real Estate Limited, (vii) TIAA International Holdings 2 Limited, organized in the United Kingdom to hold the ownership interests in TIAA International Holdings 3 Limited (viii) TIAA Global Asset Management London Limited organized in United Kingdom to distribute financial products to institutional client and (ix) TIAA Global Asset Management Australia Pty Ltd. organized in Australia to provide distribution and marketing services.

 

(20) TIAA Henderson Real Estate Limited (“THRE Limited”) was organized in the United Kingdom, to hold directly or indirectly, the ownership interests in the following entities:

 

Entity Name

  

Domestic Jurisdiction

  

Business Purpose

TH RE Administration Limited

   United Kingdom    To provide administrative services and hold the employees of THRE Limited and to serve as the leasing party under TH RE leases.

TH RE Administration US LLC

   DE    This entity is dormant.

TH RE AIFM Group Limited

   United Kingdom    To act as a holding company for entities regulated under the UK’s Alternative Investment Fund Managers Directive.

TH RE FCACO Limited

   United Kingdom    To act as a holding company for entities regulated by the UK’s Financial Conduct Authority and the Markets in Financial Instruments Directive.

TH RE Group Holdings Limited

   United Kingdom    To act as a holding company for non-regulated European entities.

TH RE US Holdings LLC

   DE    To act as a holding company for US entities.

TH RE US Limited

   United Kingdom    To conduct business in the US.

TH Real Estate US LLC

   DE    This entity is dormant.

 

  a. TH RE AIFM Group Limited acts as a direct or indirect holding company for various entities regulated in the United Kingdom under the Alternative Investment Fund Managers Directive including:

 

29


Exhibit A

 

Entity Name

  

Domestic Jurisdiction

  

Business Purpose

Henderson Asia Pacific Indirect Property Fund Management S.a.r.l.

   Luxembourg    To manage real estate funds.

Henderson European Retail Property Fund Management S.a.r.l.

   Luxembourg    To manage real estate funds.

Henderson Funds Management (Jersey) Limited

   Jersey    To manage real estate funds.

Henderson Funds Management Vanquish (Jersey) Limited

   Jersey    To manage real estate funds.

Henderson Funds Management Vanquish II (Jersey) Limited

   Jersey    To manage real estate funds.

Henderson Indirect Property Fund (Europe) Management S.a.r.l.

   Luxembourg    To manage real estate funds.

Henderson Property Management (Jersey) Limited

   Jersey    To act as a property manager.

Henderson Property Management Company (Luxembourg) No 1 S.à r.l

   Luxembourg    To manage real estate funds.

Henderson Property UK AIFM Limited

   United Kingdom    To act as an asset manager.

 

  b. TH RE FCACO Limited acts as a holding company for various entities regulated by the United Kingdom’s Financial Conduct Authority under the Markets in Financial Instruments Directive including:

 

Entity Name

  

Domestic Jurisdiction

  

Business Purpose

Henderson Real Estate Asset Management Limited

   United Kingdom    To manage real estate funds.

Henderson Shopping Centre Verwaltungs GmbH

   Germany    To hold real estate and related investments.

TIAA-CREF Asset Management UK Limited

   United Kingdom    To provide real estate investment advisory services.

TIAA-CREF Luxembourg S.a.r.l.

   Luxembourg    To provide accounting and domiciliary services to certain Luxembourg entities.

 

  c. TH RE Group Holdings Limited was organized to directly or indirectly hold ownership interests or otherwise directly or indirectly control the following entities which were organized to own or manage real estate related investments or act as vehicles for third party investment:

 

30


Exhibit A

 

Entity Name

  

Domestic Jurisdiction

  

Business Purpose

Anglo-Sino Henderson Investment Consultancy (Beijing) Co Limited

   China    To provide investment consulting services.

AREFM (BVI) Limited

   British Virgin Islands    To act as advisor to Asia Property No. 1 Property Fund Limited.

CLOF II (No 1 Nominee) Limited

   United Kingdom    To hold real estate investments.

Enhanced Debt Carry (GP) S.a r.I.

   Luxembourg    To act as general partner for and provide advisory, management, accounting and administrative services to Enhanced Debt Carry SCSp

European Cities Partnership (GP) S.a.r.l.

   Luxembourg    To act as general partner of a limited partnership.

Henderson Administration Services Limited

   United Kingdom    To provide administrative services.

Henderson Beteiligung Verwaltungs GmbH

   Germany    To manage real estate investments.

Henderson CLOF II (GP) Limited

   United Kingdom    To act as general partner of a limited partnership.

Henderson CLOF II (No 1 GP) Limited

   United Kingdom    To act as general partner of a limited partnership.

Henderson CLOF II (No 2 GP) Limited

   United Kingdom    To act as general partner of a limited partnership.

Henderson CLOF II (No 3 GP) Limited

   United Kingdom    To act as general partner of a limited partnership.

Henderson CLOF II Vanquish Limited

   Jersey    Entity formed to invest in real estate and related investments.

Henderson CLOF II Partnership LP

   United Kingdom    Entity formed to invest in real estate and related investments.

Henderson Global Investors Immobilien Austria GmbH

   Austria    To manage real estate investments.

Henderson Global Investors Property (No. 2) Limited

   United Kingdom    To act as general partner of a limited partnership.

Henderson Joint Ventures Property Funds Management S.a.r.l.

   Luxembourg    To manage joint venture.

Henderson Matador LP General Partner Limited

   United Kingdom    To act as general partner of a limited partnership.

 

31


Exhibit A

 

Henderson OMP (GP) Limited

   United Kingdom    To act as general partner of a limited partnership.

Henderson Property Nominees Limited

   United Kingdom    To hold real estate investments.

Henderson Real Estate Singapore Private Limited

   Singapore    To act as a real estate investment advisor.

Henderson UK OM (LP1) (GP) Limited

   United Kingdom    To act as general partner of a limited partnership.

Henderson UK OM (LP1) Limited

   United Kingdom    To hold real estate investments.

Henderson UK OM (LP2) (GP) Limited

   United Kingdom    To act as general partner of a limited partnership.

Henderson UK OM (LP2) Limited

   United Kingdom    To hold real estate investments.

Henderson UK OM (LP3) (GP) Limited

   United Kingdom    To act as general partner of a limited partnership.

Henderson UK OM (LP3) Limited

   United Kingdom    To hold real estate investments.

HGI Immobilien GmbH

   Germany    To act as a general partner of a limited partnership.

Islazul General Partner S.à.r.l.

   Luxembourg    To act as general partner of a limited partnership.

T-C Lux Investments GP S.a r.l.

   Luxembourg    To act as general partner of a limited partnership.

T-C Lux Investments Special Limited Partnership

   Luxembourg    To hold real estate investments.

TH RE Corporate Secretarial Services Limited

   United Kingdom    To provide administrative services.

TH RE Italy S.r.I

   Italy    To manage real estate investments.

TH RE Operations Limited

   United Kingdom    To enter into Nondisclosure Agreements on behalf of THRE Limited.

TH Real Estate (Australia) Limited

   Australia    To provide real estate advisory and management services.

TH Real Estate (France) SAS

   France    To provide real estate advisory services.

TH Real Estate Limited

   United Kingdom    Established to safeguard the name.

TH Real Estate PELV GP S.à r.l

   Luxembourg    To act as general partner of the PELV fund.

TIAA Henderson Investment Consulting

(Shanghai) Co. Ltd.

   China    To provide investment consulting services in China.

 

32


Exhibit A

 

TIAA Henderson Real Estate Enhanced Debt (GP) S.à.r.l.

   Luxembourg    To act as general partner of a limited partnership.

Enhanced Debt Holding S.à r.l.

   Luxembourg    To hold investments as part of the Enhanced Debt Carry SCSp investment fund.

Enhanced Debt Holding S.à r.l.

   Luxembourg    To hold investments as part of the Enhanced Debt Carry SCSp investment fund.

Enhanced Debt Lending Limited

   United Kingdom    To hold investments as part of the Enhanced Debt Carry SCSp investment fund.

PELV France Holdings S.à r.l

   Luxembourg    To hold real estate investments.

PELV OPCI SAS

   France    To hold real estate investments.

PELV France (SCI)

   France    To hold real estate investments.

PELV Villabé (SCI)

   France    To hold real estate investments.

PELV Bruyères (SCI)

   France    To hold real estate investments.

PELV Amiens (SCI)

   France    To hold real estate investments.

PELV Lagny (SCI)

   France    To hold real estate investments.

PELV Germany Holdings S.à r.l

   Luxembourg    To hold real estate investments.

PELV Holdings S.à r.l

   Luxembourg    To hold real estate investments.

PELV Spain Holdings S. L. (Spain)

   Spain    To hold real estate investments.

PELV Alovera S. L. (Spain)

   Spain    To hold real estate investments.

PELV BV (Netherlands)

   Netherlands    To hold real estate investments.

PELV CV (Netherlands)

   Netherlands    To hold real estate investments.

CLOF II Vanquish Limited

   Jersey    To hold real estate investments.

Vanquish Properties (UK) Limited Partnership

   United Kingdom    To hold real estate investments.

Vanquish Properties GP Limited

   Jersey    To act as general partner of a limited partnership.

Vanquish Properties GP Nominee 1 Limited

   Jersey    To hold real estate investments.

Vanquish Properties GP Nominee 2 Limited

   Jersey    To hold real estate investments.

Vanquish Properties LP Limited

   Jersey    To hold an entity that acts as the general partner of a limited partnership.

Henderson UK Outlet Mall Partnership LP

   United Kingdom    To hold real estate investments.

 

33


Exhibit A

 

  d. Additionally, real estate asset management business, certain entities within the THRE Limited group act as managers, general partners, asset managers or in other similar roles for other entities within the THRE Limited group pursuant to services agreements, the organizational documents governing such THRE Limited group entities, asset management agreements and other similar agreements.

 

(21) Oleum Holding Company, Inc. was organized to own the shares of Polar Star Canadian Oil and Gas Holding, Inc., a Canadian entity.

 

(22) Polar Star Canadian Oil and Gas Holding, Inc. was organized in Canada to hold the ownership interests in the following entities each organized in Canada: (i) Polar Star Canadian Oil and Gas, Inc. which is engaged in oil and gas exploration and production; (ii) Adastra Management, Inc., the manager of Polar Star Canadian Oil and Gas, Inc. and (iii) Nova Star Oil and Gas Inc. which owns and manages oil and gas assets.

 

(23) TIAA-CREF LPHC, LLC, was organized to hold the membership interests in (i) TCAM DOF GP LLC, TIAA-CREF Real Property Fund LP and (ii) TIAA-CREF Real Property Fund GP, LLC.

 

    TCAM DOF GP LLC was organized to act as the general partner of TIAA-CREF Asset Management Distressed Opportunities Fund, L.P., a closed-end private investment fund which will primarily invest in pooled investment vehicles with distressed debt or distressed equity strategies and will issue limited partnership interests to investors.

 

    TIAA-CREF Real Property Fund GP, LLC was organized to act as the general partner of TIAA-CREF Real Property Fund LP, which was organized to act as the member of TIAA-CREF Real Property Fund REIT, LLC which was organized to own real estate.

 

(24) T-C SMA I, LLC was organized to act as the general partner of CPPIB-TIAA U.S. Real Property Fund, L.P, which acts as a member of C-T REIT LLC, which acts as member of C-T Shenandoah which was organized to own real estate. T-C SMA III, LLC was organized to act as the general partner of TIAA-CPPIB Commercial Mortgage Company, L.P., which acts as a member of TIAA-CPPIB Commercial Mortgage Company REIT LLC which was organized to originate and manage mortgage loans secured by real estate.

 

(25) Covariance Capital Management, Inc. was organized to (i) act as an investment adviser to mid-size endowments and foundations and (ii) own the membership interests in CCAP GP, LLC, which in turn acts as the general partner of CCAP Fund 3, L.P. a Cayman Islands limited partnership, CCAP Fund 6 – 2015, L.P., CCAP Fund 6-2016, L.P., CCAP Fund 8 – 2015, L.P.,CCAP Fund 8-2016, L.P., CCAP Fund 8-2017, L.P., CCAP Fund EF, LP, CCAP Fund EIP, L.P., CCAP Fund F1, L.P., CCAP Fund GE, L.P., CCAP Fund HFD (Cayman), Ltd. organized in the Cayman Islands, CCAP Fund HFND (Cayman), Ltd. organized in the Cayman Islands, CCAP Fund MRA, L.P., CCAP Fund MRA (Cayman), Ltd. organized in the Cayman Islands, CCAP Fund PDS, L.P., CCAP Fund PDS (Cayman), Ltd. organized in the Cayman Islands, each organized to hold investments.

 

(26) Westchester Group Investment Management Holding Company, Inc. was organized to own shares in Westchester Group Investment Management, Inc.

 

34


Exhibit A

 

(27) Westchester Group Investment Management, Inc. was organized to operate an agricultural asset management business. Westchester Group Investment Management, Inc. holds the ownership interests in the following entities which hold interests in agricultural-related investments: (i) Westchester Group Asset Management, Inc., an Illinois corporation, (ii) Westchester Group Farm Management, Inc., an Illinois corporation, (iii) Westchester Group Real Estate, Inc., an Illinois corporation, (iv) Terra Land Company, an Illinois corporation, (v) The Plata Wine Partners Trust, a California trust, (vi) Westchester Group of Europe Limited, organized in the United Kingdom to hold the ownership interests in Westchester Group of Poland sp.z o.o., (vii) Westchester Group of Australia Pty Ltd., organized in Australia, (viii) Premiere Agricultural Management International LLC; (ix) Westchester Group South America Gestao De Investimentos Ltda. organized in Brazil; and (ix) International Agricultural Management, LLC. Premiere Agricultural Management International LLC acts as the manager of International Agricultural Investors Fund II, LLC, which holds the ownership interests in IAI Australia Fund II Pty, Ltd. and IAI Australia Fund II Trust, each organized in Australia and IAI USA Fund II, LLC. International Agricultural Management, LLC acts as the manager of International Agricultural Investors, LLC which owns the interests in IAI Australia Pty, Ltd. and IAI Australia Trust, each organized in Australia and IAI USA, LLC which hold agricultural investments.

 

(28) TIAA GTR Holdco LLC was organized to hold the ownership interest in Global Timber Resources LLC (“GTR”). GTR was organized to act as the managing member of Global Timber SA LLC and Global Timber International, LLC and to hold the ownership interests in GT Europe Cooperatief U.A. organized in the Netherlands. GT Europe Cooperatief U.A. was organized to hold ownership interests in Global Timber NL, B.V. organized in the Netherlands and GTR Brasil Participacoes Ltda. organized in Brasil. Global Timber NL, B.V. was organized to hold ownership interests in GTR Brasil Participacoes Ltda. GTR Brasil Participacoes Ltda. was organized to hold ownership interests in Brasilwood Reflorestamento S.A. organized in Brazil to hold timber related investments. Global Timber International, LLC was organized to hold ownership interests in the following entities organized to hold alternative investments: Brusno Maszny Sp. Zoo organized in Poland, Ipopema 95 Fundusz Inwestycyjny Zamknięty Aktywów Niepublicznych organized in Poland, Global Timber Spain, S.L. organized in Spain and GT Europe Cooperatief U.A. organized in the Netherlands.

 

(29) TIAA Global Ag Holdco LLC was organized to hold the ownership interest in TIAA-CREF Global Agriculture LLC, TIAA-CREF Global Agriculture II LLC, Global Agriculture AIV (US) LLC and Global Agriculture II AIV (US) LLC which hold agricultural investments.

 

(30) TIAA Alternative Holdings, LLC (“TAH”) was organized to hold ownership interests in the following entities: (i) AGR Partners LLC organized to manage agricultural investments, (ii) Beaver Investment Holdings LLC which was organized to hold ownership interests in GreenWood Resources, Inc., (iii) Global Ag AIV (CN) GP LLC organized to act as a general partner of Global Agriculture AIV (CN), LP, (iv) Global Ag II AIV GP LLC organized to act as a general partner of Global Agriculture II AIV, LP, (v) GTR Investor Fund GP LLC organized to act as the general partner of Global Timber Resources Investor Fund LP, (vi) U.S. Cities Fund GP LLC organized to act as a general partner of TIAA-CREF Asset Management Core Property Fund LP,(vii) TCGA BT AIV, LLC organized to act as the trustee of BCIMC (TCGA) Investment Trust organized in British Columbia, Canada, (viii) TCGA Investor Fund GP LLC organized to act as the general partner of TIAA-CREF Global Agriculture Investor Fund, LP, (ix) TCGA II Investor Fund GP LLC, which acts as the general partner of Global Agriculture II Investor Fund, LP, (x) TH Property Holdings, L.L.C., (xi) TH Real Estate Global LLC organized to act as a holding company; (xii) TIAA Global Ag Special Member LLC organized to act as a special member of Global Agriculture AIV LLC and Global Agriculture AIV (US) LLC, (xiii) TIAA-CREF Alternatives Advisors, LLC, (xiv) TIAA-CREF Alternatives Services, LLC, (xv) TIAA-CREF International Holdings LLC, (xvi)Westchester Group Investment Management Holding Company, Inc. , (xvii) Churchill Asset Management LLC and (xviii) T-C U.S. Super Regional Mall Fund GP LLC organized to act as a general partner of T-C U.S. Super Regional Mall Fund LP organized as a real estate investment fund.

 

35


Exhibit A

 

(31) TIAA-CREF Alternatives Advisors, LLC was organized to advise on alternative investments and hold ownership interests in Global Agriculture II Investor Fund, LP.

 

(32) TIAA-CREF Alternatives Services, LLC was organized (i) to hold ownership interests in (a) TCAS Global Investments LLC, which was organized to enter into contracts on behalf of certain other TIAA subsidiaries; (b) GAP II NZ GP Limited organized in New Zealand to act as a general partner of Global Ag Properties II New Zealand Limited Partnership organized in New Zealand to hold agricultural investments; (c) TIAA European Farmland Fund GP LP organized in the Cayman Islands to act as the general partner of TIAA European Farmland Fund LP organized in the Cayman Islands to hold ownership interests in TEFF Holding Sarl organized in Luxembourg to hold ownership interests in TEFF Investments BV organized in the Netherlands to hold ownership interests in legal entities which will hold alternative investments ; (ii) to provide administrative services for alternative investments and (iii) to serve as a general partner or a parent to general partner entities engaged in the sponsorship of unregistered real estate and real asset related pooled investment vehicles.

 

(33) CCM Series, LLC and CCM Series 2, LLC were organized to hold investments.

 

(34) Beaver Investment Holdings, LLC was organized to hold ownership interests in GreenWood Resources, Inc.

 

(35) GreenWood Resources, Inc. (“GWR”) is an advisor and manager of timber-related investments. GWR holds the ownership interest in the following entities: (i) GreenWood Resources Capital Management, LLC, a registered investment advisor; (ii) GWR-GTFF Investment LLC, the limited partner of GreenWood Tree Farm Fund, LP; (iii) GTFF GP, LLC; (iv) GWR International Limited , organized in the United Kingdom to hold the ownership interests in (a) GWR China Ltd. organized in the British Virgin Islands to hold the ownership interests in (1) GreenWood Resources China Ltd. organized in Hong Kong to hold the ownership interests in GreenWood Resources Beijing Forestry Co. organized in China; (b) GWR Europe Ltd. organized in the United Kingdom to hold the ownership interest in GreenWood Resources Poland sp z.o.o. organized in Poland.; (c) GWR SA, Ltd. organized in the British Virgin Islands to hold the ownership interest in GreenWood Resources Chile SA organized in Chile; (v) Greenwood Resources Brasil, Ltda. organized in Brazil to provide property management services; (vi) GWR Property Management International, LLC organized to hold ownership interests in Greenwood Resources Brasil, Ltda. organized in Brazil; and (vii) Monterrey Forestal GWR SAS organized in Colombia.

 

(36) 730 Texas Forest Holdings, Inc. acts as general partner of the following entities organized in Texas, all of which own alternative investments:730 Texas Timberlands, Ltd. and 730 Texas Timberlands II, Ltd.

 

(37) Inception GP LLC acts as general partner of the following entities, all of which own interests in real estate funds: Inception Partners III, L.P., Inception Partners IV, L.P., Inception Partners V, L.P.

 

(38) T-C 20 Hunter Street (AUS) Pty Ltd. was organized in Australia to act as the trustee of T-C 20 Hunter Street (AUS) Trust organized in Australia.

 

(39) Envisage Information Systems, LLC was organized in New York and is a software development company.

 

(40) T-C Europe Holdings, Inc. was organized to act as the general partner of T-C Europe, LP organized to hold investments.

 

36


Exhibit A

 

(41) TIAA Global Asset Management, LLC was organized to hold the ownership interests in (i) TGAM Services, LLC organized to act as the employer entity for all TGAM employees and to enter into commercial relationships pertaining to the provisions of shared services, TIAA-CREF Asset Management LLC and (ii) TIAA Asset Management Finance Company, LLC, which was organized to hold the ownership interests in Nuveen Holdings I, Inc. and Teachers Advisors, LLC.

 

(42) Nuveen Holdings I, Inc. was organized to hold the ownership interests in Nuveen Holdings, Inc.’s whose principal business operation is to hold Nuveen Investments, Inc. (“Nuveen” and together with its affiliates, the “Nuveen Group”). Nuveen directly or indirectly holds ownership interests in or otherwise controls the following entities:

 

    Gresham Investment Management LLC (“GIM”), a U.S. Securities and Exchange Commission registered investment adviser, U.S. Commodity Futures Trading Commission registered commodity pool operator and U.S. Commodity Futures Trading Commission registered commodity trading advisor, and Gresham Asset Management LLC (“GAM” and together with GIM, “Gresham”) whose principal business operation is to provide investment management services to Nuveen Group-sponsored investment vehicles (which facilitate primarily third party investments) and other third parties via collective investment vehicles and segregated investment accounts, including the following investment vehicle subsidiaries, which are private funds formed to act as a vehicle for third party investors where the investments of such vehicle are managed by a Nuveen Group entity: The Gresham EJ Master Fund, Ltd., The ETAP Master Fund, Ltd., The Gresham G+ Master Fund, Ltd., The TAP WP Master Fund, Ltd., The Tap Master Fund Ltd., The Gresham A+ Master Fund, Ltd., The ETAP Fund, Ltd., The Gresham G+ Fund, Ltd., The Gresham A+ Fund, Ltd., The Gresham EJ Fund, Ltd., The Gresham Gold Plus Fund, Ltd., The TAP Fund, Ltd., The Onshore Gresham A+ Fund, LLC, The Strategic Commodities Fund II LLC, The ETAP Fund, LLC, The Gresham A+ Fund LLC, The Gresham DJF CommodityBuilder Fund, LLC, The Gresham G+ Fund, LLC, The Gresham Gold Plus Fund, LLC, The Gresham MTAP Commodity Builder Fund, LLC, The Onshore ETAP Fund, L.L.C., The Strategic Commodities Fund LLC, The TAP CommodityBuilder Fund, L.L.C., The Tap Fund, LLC, The TAP WP Fund, LLC, The Strategic Commodities Master Fund, Ltd., Strategic Commodities Fund, Ltd. Gresham also provides services to the following investment vehicle subsidiary, which is an umbrella fund with segregated liability between sub-funds, established as a designated investment company under the laws of Ireland and formed to act as a vehicle for third party investors: Gresham Qualifying Investor Funds plc. The principal business operation of Gresham Investment Management Asia Pte. Ltd., which is a wholly owned subsidiary of GIM, is to provide sales and marketing services with respect to the investment advisory and management services offered by Gresham.

 

    Tradewinds Global Investors, LLC, a U.S. Securities and Exchange Commission registered investment adviser, whose principal business operation is to provide investment management services to Nuveen Group-sponsored investment vehicles (which facilitate primarily third party investments) and other third parties via collective investment vehicles and segregated investment accounts. Tradewinds Global Investors, LLC provides services to the following investment vehicle subsidiary, which is a private fund formed to act as a vehicle for third party investors where the investments of such vehicle are managed by a Nuveen Group entity: The Tradewinds Institutional Investment Trust. The principal business operation of Nuveen Tradewinds Holdings, LLC is to hold Tradewinds Global Investors, LLC.

 

    NWQ Investment Management Company, LLC, a U.S. Securities and Exchange Commission registered investment adviser, whose principal business operation is to provide investment management services to Nuveen Group-sponsored investment vehicles (which facilitate primarily third party investments) and other third parties via collective investment vehicles and segregated investment accounts. Nuveen NWQ Holdings, LLC’s principal business operation is to hold NWQ Partners, LLC. The principal business operation of NWQ Partners, LLC is to hold NWQ Investment Management Company, LLC.

 

    Santa Barbara Asset Management, LLC, a U.S. Securities and Exchange Commission registered investment adviser, whose principal business operation is to provide investment management services to Nuveen Group-sponsored investment vehicles (which facilitate primarily third party investments) and other third parties via collective investment vehicles and segregated investment accounts.

 

37


Exhibit A

 

    Winslow Capital Management, LLC (“WCM”), a U.S. Securities and Exchange Commission registered investment adviser, whose principal business operation is to provide investment management services to Nuveen Group-sponsored investment vehicles (which facilitate primarily third party investments) and other third parties via collective investment vehicles and segregated investment accounts. The principal business operation of Growth Capital GP I, LLC, which is a wholly owned subsidiary of WCM, is to provide management services to collective investment vehicles sponsored by the Nuveen Group (which currently facilitates primarily investments by Teachers Insurance and Annuity Association of America), including Growth Capital Fund I, L.P., which is a private fund formed to act as a vehicle for third party investors (but which currently facilitates primarily investments by Teachers Insurance and Annuity Association of America) where the investments of such vehicle are managed by a Nuveen Group entity. The principal business operation of Nuveen WCM Holdings, LLC is to hold WCM.

 

    Symphony Asset Management LLC, a U.S. Securities and Exchange Commission registered investment adviser, whose principal business operation is to provide investment management services to Nuveen Group-sponsored investment vehicles (which facilitate primarily third party investments) and other third parties via collective investment vehicles and segregated investment accounts, including each of the following investment vehicle subsidiaries, which are private funds formed to act as a vehicle for third party investors where the investments of such vehicle are managed by a Nuveen Group entity: Bravura 99 Fund, L.P., Overture 7 Fund, L.P., Rhapsody Fund, L.P., Symphony CLO Holdings, L.P., Symphony Convertible Arbitrage Master Fund, L.P., Symphony Convertible Bond Fund, L.P., Symphony Event Driven Opportunities Fund, L.P., Symphony Event Driven Opportunities Master Fund, L.P., Symphony Long Short Credit Fund, L.P., Symphony Senior Loan Fund, L.P., Symphony Small Cap Core Fund, L.P., Symphony Long Short Credit Unit Trust, SSF-1 LLC, Symphony Credit Opportunities Fund L.P., Symphony Corporate Arbitrage and Relative Value Fund, L.P., Symphony Customized Solution Fund R, L.P., Symphony Customized Solution Fund S, L.P., Montgomery Street CLO Debt Fund LLC, Arpeggio Fund and Symphony Specialty Finance LLC.

 

    Nuveen Investments Canada Co.’s principal business operation is to provide sales and marketing services with respect to the investment advisory and management services offered by its affiliates.

 

    Nuveen Investments Advisers, LLC, a U.S. Securities and Exchange Commission registered investment adviser, whose principal business operation is to provide investment management services to Nuveen Group-sponsored investment vehicles (which facilitate primarily third party investments) and other third parties via collective investment vehicles and segregated investment accounts.

 

    Nuveen Global Investments Ltd. (“Nuveen Global”), U.K. FCA Registered Exempt CAD Firm, whose principal business operation is to provide sales and marketing services with respect to the investment advisory and management services offered by its affiliates. The principal business operation of Nuveen Global Investments Holdings, LLC is to hold Nuveen Global.

 

    Various members of the Nuveen Group provide services to Nuveen Global Investors Fund PLC, which is an umbrella fund with segregated liability between sub-funds, established as an open-ended investment company with variable capital organized under the laws of Ireland and formed to act as a vehicle for third party investors.

 

    Nuveen Asset Management, LLC, a U.S. Securities and Exchange Commission registered investment adviser, whose principal business operation is to provide investment management services to Nuveen Group-sponsored investment vehicles (which facilitate primarily third party investments) and other third parties via collective investment vehicles and segregated investment accounts, including each of the following investment vehicle subsidiaries, which are private funds formed to act as a vehicle for third party investors where the investments of such vehicle are managed by a Nuveen Group entity: Core Plus Bond Fund, LLC and Municipal Cash Portfolio LLC.

 

    Nuveen Commodities Asset Management, LLC, a U.S. Commodity Futures Trading Commission registered commodity pool operator, whose principal business operation is to provide investment management services to Nuveen Group-sponsored investment vehicles (which facilitate primarily third party investments), including each of the following investment vehicle subsidiaries, which are exchange-traded commodity pools formed to act as a vehicle for third party investors where the investments of such vehicle are managed by a Nuveen Group entity: Nuveen Long/Short Commodity Total Return Fund and Nuveen Diversified Commodity Fund.

 

38


Exhibit A

 

    Nuveen Investments Holdings, Inc. whose principal business operation is to provide the shared service platform for all members of the Nuveen Group. This shared service platform includes administrative and operational services for Nuveen Investments Holdings, Inc. and the other members of the Nuveen Group.

 

    Nuveen Fund Advisors, LLC, a U.S. Securities and Exchange Commission registered investment adviser and U.S. Commodity Futures Trading Commission registered commodity pool operator, whose principal business operation is to provide investment management services to Nuveen Group-sponsored investment vehicles (which facilitate primarily third party investments) and other third parties via collective investment vehicles and segregated investment accounts.

 

    Nuveen Securities, LLC, a U.S. Securities and Exchange Commission registered broker-dealer and Financial Industry Regulatory Authority member, whose principal business operation is to act as a broker-dealer that distributes and/or underwrites Nuveen Group-sponsored investment vehicles and facilitates certain trades made by the Nuveen Group’s investment managers on behalf of their clients.

 

    Nuveen Investment Solutions, Inc. is inactive.

 

(43) TH Property Holdings, LLC was organized to own directly or indirectly ownership interests in the following entities organized to own or manage real estate-related investments:

 

Entity Name    Domestic Jurisdiction

1931 Norman Drive, L.L.C.

   DE

BOA Partnership GP, L.L.C.

   DE

BOA Partnership, L.P.

   TX

Boston Road Manager, LLC

   DE

Boston Road, LLC

   DE

BV Apartments, L.L.C.

   DE

CASA Grande Investments I, LLC

   DE

CASA Grande Investments II, LP

   IL

CASA III-Ross LLC

   DE

CASA IV Acquisition, LLC

   DE

CASA IV-Evets I Fund, LLC

   DE

CASA Partners III, L.P.

   IL

CASA Partners IV, L.P.

   DE

CASA Partners V Holdings, L.L.C.

   DE

CASA Partners V, LP

   DE

CASA Partners VI GP, LLC

   DE

CASA Partners VI Holdings, LLC

   DE

CASA Partners VI, LP

   DE

CASA Partners VII GP, LLC

   DE

CASA Partners VII Holdings, LLC

   DE

CASA Partners VII, LP

   DE

CASA Student Housing Fund GP, LLC

   DE

CASA Student Housing Fund Holdings, LLC

   DE

CASA Student Housing Fund, LP

   DE

CASA VI 50WB, LLC

   DE

 

39


Exhibit A

 

Castle-Renaissance Borrower, LLC

  MD

Castle-Renaissance, LLC

  DE

CGL Banyan Bay, L.P.

  DE

CGL Investments, LLC

  DE

CGL Los Prados, L.P.

  DE

CGL Management, LLC

  DE

Chelmsford Commons Manager, LLC

  DE

Chelmsford Commons, LLC

  DE

Columbia Commons Apartments, L.P.

  MD

Columbia Commons Funding, LLC

  MD

Country Village Shopping Center, LLC

  DE

CVII - Shoreline LLC

  DE

CVII - Waterstone LLC

  DE

DDR-SAU Retail Fund, L.L.C.

  DE

Fordham Glen Apartments, LLC

  DE

Forestwood Apartments, LLC

  DE

Glenlake Club I, LLC

  DE

Global Investors GP II, L.L.C.

  DE

Global Investors GP IV, L.L.C.

  DE

Global Investors GP, L.L.C.

  DE

Innesbrook Apartments, LLC

  DE

Madison Dell Ranch Apartments, LLC

  DE

Mansion Apartments, LLC

  DE

Metro Centre Office Park, L.L.C.

  DE

ML CASA II Management, LLC

  DE

ML CASA II, L.P.

  DE

ML CASA III Management, LLC

  DE

ML CASA III, L.P.

  DE

ML CASA IV Management, LLC

  DE

ML CASA IV, L.P.

  DE

ML CASA V Management, LLC

  DE

ML CASA V, L.P.

  DE

ML CASA VI Management, LLC

  DE

ML CASA VI, LP

  DE

ML CASA VII Management, LLC

  DE

ML CASA VII, LP

  DE

MLVI Boca Vista Apartments, LLC

  DE

MLVI Martha’s Vineyard Apartments, LLC

  DE

MLVI Park Lake Apartments, LLC

  DE

MLVI Paseo Apartments, LLC

  DE

MLVI Pointe At Crabtree Apartments, LLC

  DE

MLVI Symphony Place Apartments, LLC

  DE

 

40


Exhibit A

 

NA Property Fund Holdings, L.L.C.

  DE

North American Property Fund, L.P.

  DE

Overlook At Woodholme Apartments, LLC

  DE

Owings Park Apartments, LLC

  DE

Park At City West Apartments, LLC

  DE

Park At Winterset Apartments Funding, LLC

  DE

Park At Winterset Apartments, LLC

  DE

Pelican Cove Apartment Homes, LLC

  DE

Pine Tree-SAU Retail Fund, L.L.C.

  DE

Prairie Point Complex, L.L.C.

  DE

Regency Dell Ranch Apartments, LLC

  DE

Renaissance Plaza Castle, LLC

  MD

Retail Housing IDF, LLC

  DE

Rittenhouse Apartments, LLC

  DE

River Oaks Apartments, LLC

  DE

Runaway Bay, LLC

  DE

San Regis, LLC

  DE

Santa Fe Ranch, LLC

  DE

SHF-33D North Apts, LLC

  DE

SHF-Millennium One Apts, LLC

  DE

SHF-The Rocks Apts, LLC

  DE

Silverwood Apartments, LLC

  DE

Special Account-U, L.P.

  DE

Springing Druid, Inc.

  DE

Stonegate Complex GP, L.L.C.

  DE

Stonegate Complex, L.P.

  DE

Sunpointe Cove, LLC

  DE

TCAS Global Investments LLC

  DE

TH Property Holdings, L.L.C.

  DE

The Grove Apartments, LLC

  DE

The Lantern Apartments LLC

  DE

The Pointe At Chapel Hill Apartments, LLC

  DE

Tramonto Apartments LLC

  DE

TXCGL Properties, L.P.

  DE

Vista Pointe Apartments, LLC

  DE

Walk Apartments, LLC

  DE

Waterford at The Lakes Apartments, LLC

  DE

Waterford Park Apartments, LLC

  DE

 

41


Exhibit A

 

(44) T-C Waterford Blue Lagoon General Partner LLC was organized to enter into a joint venture with Waterford Blue Lagoon LP to own and manage real estate and to act as a General Partner of Waterford Blue Lagoon LP, which owns ownership interests in Waterford Blue Lagoon REIT General Partner LLC, Westland at Waterford REIT General Partner LLC and Waterford Core General Partner LLC. Waterford Blue Lagoon REIT General Partner LLC was organized to act as the General Partner of Waterford Blue Lagoon REIT LP. Westland at Waterford REIT General Partner LLC was organized to act as the General Partner of Westland at Waterford REIT LP. 701-703 Waterford General Partner LLC was organized to act as the General Partner of 701-703 Waterford Operating LP. 1000 Waterford General Partner LLC was organized to act as the General Partner of 1000 Waterford Operating LP. 5200 Waterford General Partner LLC was organized to act as the General Partner of 5200 Waterford Operating LP. 5201-5301 General Partner LLC was organized to act as the General Partner of 5201-5301 Waterford Operating LP. Westland at Waterford General Partner LLC was organized to act as the General Partner of Westland at Waterford Operating LP. Waterford Core General Partner LLC was organized to act as the General Partner of Waterford Core Operating LP.

 

(45) T-C Illinois Street, LLC was organized to hold the ownership interests in ARE-San Francisco No. 43, LLC which was organized to act as a joint venture vehicle for real estate investments.

 

(46) ConsultEDUAlliance LLC was organized to provide consulting services to higher education institutions.

 

(47) Lewis & Clark Timberlands, LLC was to hold direct/indirect ownership interests in the following entities which own timber related investments: L&C Log Co, LLC and L&C Tree Farms, LLC,L&C TRS LLC.

 

(48) TIAA GBS Holding LLC was organized to hold the ownership interests in TIAA GBS Singapore Holding Company Pte. Ltd., organized in Singapore to hold the ownership interests in TIAA Global Business Services (India) Private Limited organized in India to provide certain information technology related services.

 

(49) Churchill Asset Management LLC was organized to hold the ownership interests in TGAM Churchill Fund GP LLC which was organized to hold the ownership interests in Churchill MMSLF Master, LP, TGAM Churchill Middle Market Senior Loan Fund, LP organized to hold the ownership interests in Churchill MMSLF Funding I, LLC, TGAM Churchill Middle Market Senior Loan Fund Offshore LP. organized in the Cayman Islands to hold the ownership interests in Churchill MMSLF Master, LP. which was organized in the Cayman Islands to hold the ownership interests in Churchill MMSLF Funding 2, LLC.

 

(50) AGR Partners LLC was organized to hold the ownership interests in TGAM Agribusiness Fund GP LLC which was organized to hold the ownership interests in TGAM Agribusiness Fund-B LP organized in the Cayman Islands to make private equity investments in agribusiness companies for international third party investors.

 

(51) MyVest Corporation was organized to provide digital financial account management services.

 

(52) ND Properties, Inc. was organized to hold the ownership interests in ND Europe S.a.r.l. organized in Luxembourg, which was organized to hold the ownership interests in ND Europe Office Holding S.a.r.l. and indirect interests in investments. ND Europe Office Holding S.a.r.l. organized in Luxembourg to hold the ownership interests in the following Luxembourg entities which hold real estate investments: TIAA Lux 8 S.a.r.l, Cityhold Euro S.a.r.l. and Cityhold Office Partnership S.a.r.l. Cityhold Office Partnership S.a.r.l. holds direct/indirect ownership interests in the following entities which hold real estate investments:

 

42


Exhibit A

 

Entity Name

  

Domestic

Jurisdiction

70 St Mary Axe Unit Trust

   Jersey

Abford House Unit Trust

   Jersey

Cityhold Euro S.à r.l

   Luxembourg

Cityhold Nymphe S.à r.l

   Luxembourg

Cityhold Office Partnership S.à r.l

   Luxembourg

Cityhold Participations S.à r.l

   Luxembourg

Cityhold Peak Participations S.à r.l

   Luxembourg

Cityhold Peak S.à r.l

   Luxembourg

Cityhold Propco 10 S.à r.l

   Luxembourg

Cityhold Propco 11 S.à r.l

   Luxembourg

Cityhold Propco 12 S.à r.l

   Luxembourg

Cityhold Propco 6 S.à r.l

   Luxembourg

Cityhold Propco 7 S.à r.l

   Luxembourg

Cityhold Propco 9 S.à r.l

   Luxembourg

 

43


Exhibit A

 

Entity Name

  

Domestic

Jurisdiction

Cityhold Sterling S.à r.l

   Luxembourg

Cityhold UK Holding S.à r.l

   Luxembourg

Cityhold UK Investment S.à r.l

   Luxembourg

CLOF Victoria Nominee 1 Limited

   United Kingdom

CLOF Victoria Nominee 2 Limited

   United Kingdom

HV Freehold S.à r.l

   Luxembourg

HV Properties S.à r.l

   Luxembourg

KS Freehold S.à r.l

   Luxembourg

KS Leasehold S.à r.l

   Luxembourg

London Belgrave Unit Trust

   Jersey

ND Europe Office Holding S.à r.l

   Luxembourg

New Fetter Lane Unit Trust

   Jersey

Paddington Central III Unit Trust

   Jersey

Roosevelt Participation S.à r.l

   Luxembourg

SARL 154 rue de l’Université

   France

 

44


Exhibit A

 

Entity Name

  

Domestic

Jurisdiction

SAS 36 rue La Fayette

   France

SAS Courcelles 70

   France

SAS Malachite

   France

SAS Roosevelt

   France

SAS rue de l’Universite 154

   France

SNC Garnet-TIAA

   France

SNC La Défense

   France

SNC Lazuli

   France

SNC Péridot

   France

SNC Roosevelt

   France

TIAA Lux 8 S.a.r.l.

   Luxembourg

TIAA Lux 9 S.a.r.l.

   Luxembourg

Unless otherwise indicated, entities referenced herein are domiciled in the State of Delaware

Additional entities, comprised of joint ventures are not individually listed herein. While they technically are controlled by TIAA by virtue of the grant of voting rights to TIAA upon creation of each subsidiary, TIAA does not actively control the day-to-day activities and instead defers to its partners.    

 

45


Exhibit A

 

Entity Name    Owner Name   

Ownership

%

 

1000 Waterford General Partner LLC

   Waterford Blue Lagoon Reit LP      100   

1000 Waterford Operating LP

   1000 Waterford General Partner LLC      0   

1000 Waterford Operating LP

   Waterford Blue Lagoon Reit LP      100   

154 rue de l’Université

   Rue de L’Universite 154      100   

1867 Infrastructure Holdings Inc.

   ACS Infrastructure Canada Inc.      49   

1867 Infrastructure Holdings Inc.

   A-30 Canadian Transport Inc.      51   

1931 Norman Drive, L.L.C.

   NA Property Fund Holdings, L.L.C.      100   

36 rue La Fayette

   Cityhold Office Partnership S.à r.l      100   

485 Properties, LLC

   Teachers Insurance and Annuity Association of America      100   

5200 Waterford General Partner LLC

   Waterford Blue Lagoon Reit LP      100   

5200 Waterford Operating LP

   5200 Waterford General Partner LLC      0   

5200 Waterford Operating LP

   Waterford Blue Lagoon Reit LP      100   

5201-5301 Waterford General Partner LLC

   Waterford Blue Lagoon Reit LP      100   

5201-5301 Waterford Operating LP

   5201-5301 Waterford General Partner LLC      0   

5201-5301 Waterford Operating LP

   Waterford Blue Lagoon Reit LP      100   

70 St Mary Axe Unit Trust

   Cityhold UK Investment S.à r.l      0.1   

70 St Mary Axe Unit Trust

   Cityhold UK Holding S.à r.l      99.9   

701-703 Waterford General Partner LLC

   Waterford Blue Lagoon Reit LP      100   

701-703 Waterford Operating LP

   701-703 Waterford General Partner LLC      0   

701-703 Waterford Operating LP

   Waterford Blue Lagoon Reit LP      100   

730 Carroll, LLC

   730 Power Development, LLC      100   

 

46


Exhibit A

 

730 Catsolar, LLC

   TIAA SynGas, LLC      100   

730 Cricket, LLC

   730 Power Development, LLC      100   

730 Data Centers, LLC

   Teachers Insurance and Annuity Association of America      100   

730 Databridge, LLC

   730 Data Centers, LLC      100   

730 Holdings, LLC

   TIAA Board Of Overseers      100   

730 Orion, LLC

   TIAA SynGas, LLC      100   

730 Power Development, LLC

   Teachers Insurance and Annuity Association of America      100   

730 Telecom LLC

   Teachers Insurance and Annuity Association of America      100   

730 Texas Forest Holdings, Inc.

   Teachers Insurance and Annuity Association of America      100   

730 Texas Timberlands II, Ltd.

   730 Texas Forest Holdings, Inc.      0.5   

730 Texas Timberlands II, Ltd.

   Teachers Insurance and Annuity Association of America      99.5   

730 Texas Timberlands, Ltd.

   730 Texas Forest Holdings, Inc.      0.5   

730 Texas Timberlands, Ltd.

   TIAA Timberlands I, LLC      99.5   

730 Westlands, LLC

   730 Power Development, LLC      100   

8 Spruce Street GA Investor LLC

   T-C GA Real Estate Holdings LLC      100   

A-30 Canadian Transport Inc.

   TIAA Infrastructure Investments, LLC      100   

Abford House Unit Trust

   Cityhold Participations S.à r.l      5   

Abford House Unit Trust

   Cityhold Peak S.à r.l      95   

Actgas, LLC

   TIAA Oil And Gas Investments, LLC      100   

Active Extension Fund I, LLC

   Teachers Insurance and Annuity Association of America      100   

Active Extension Fund III, LLC

   Teachers Insurance and Annuity Association of America      100   

Actoil Bakken, LLC

   TIAA Oil And Gas Investments, LLC      100   

 

47


Exhibit A

 

Actoil Colorado, LLC

   TIAA Oil And Gas Investments, LLC      100   

Actoil Utica, LLC

   TIAA Oil And Gas Investments, LLC      100   

Actoil, LLC

   TIAA Oil And Gas Investments, LLC      100   

Adastra Management Inc.

   Darrin Foster      15   

Adastra Management Inc.

   Evelyn Burnett      15   

Adastra Management Inc.

   Karl Rumpf      15   

Adastra Management Inc.

   Kevin Orriss      15   

Adastra Management Inc.

   Polar Star Canadian Oil and Gas Holding, Inc.      40   

Adeoti Empreendimentos Imobiliários Ltda

   T-C JK II LLC      49   

Adeoti Empreendimentos Imobiliários Ltda

   T-C JK I LLC      51   

AGR Agricultural Investments LLC

   Occator Agricultural Properties, LLC      100   

AGR Partners LLC

   Ejnar Knudsen      25   

AGR Partners LLC

   TIAA Alternative Holdings, LLC      75   

Agricola Ag II Limitada

   Mulpun S.A.      0.001   

Agricola Ag II Limitada

   TIAA-CREF Global Agriculture II LLC      99.999   

Agrobio Investimentos e Participações S.A.

   Cosan S.A. Industria E Comercio      0.01   

Agrobio Investimentos e Participações S.A.

   Tellus Brasil Participações S.A.      100   

Aguas da Ponte Alta S.A.

   Cosan S.A. Industria E Comercio      0.01   

Aguas da Ponte Alta S.A.

   Administração de Participações Aguassanta Ltda      100   

AGW Empreendimentos e Participações S.A.

   Cosan S.A. Industria E Comercio      0.01   

AGW Empreendimentos e Participações S.A.

   Janus Brasil Participacoes, S.A.      99.99   

Ala Moana Holding, LLC

   T-C Pearl Investor LLC      12.5   

 

48


Exhibit A

 

Almond Processors, LLC

   Teachers Insurance and Annuity Association of America      100   

Alta Loma Vineyard LLC

   Silverado WineGrowers, LLC      100   

Anglo-Sino Henderson Investment Consultancy (Beijing) Co Limited

   TH RE Group Holdings Limited      100   

AREFM (BVI) Limited

   Alpha Investment Partners (BVI) Limited      50   

AREFM (BVI) Limited

   TH RE Group Holdings Limited      50   

ARE-San Francisco No. 43, LLC

   T-C Illinois Street, LLC      40   

ARE-San Francisco No. 43, LLC

   Alexandria Real Estate Equities, L.P.      60   

Aroeira Propriedades Agrícolas Ltda

   Cosan S.A. Industria E Comercio      0.01   

Aroeira Propriedades Agrícolas Ltda

   Janus Brasil Participacoes, S.A.      99.99   

Arpeggio Fund

   Symphony Asset Management LLC      100   

Arroyo Loma, LLC

   Silverado Premium Properties, LLC      100   

AUB (CASA VI) Investment Fund, LLC

   Shuaib Holdings      0.2494   

AUB (CASA VI) Investment Fund, LLC

   Arab Fund for Economic and Social Development      16.6251   

AUB (CASA VI) Investment Fund, LLC

   The Public Institution for Social Security      83.1255   

BayCity CLO Holdings, L.P.

   Symphony Asset Management LLC      0   

Baycity Convertible Arbitrage Master Fund, L.P.

   Symphony Asset Management LLC      0.11   

Baycity Convertible Arbitrage Master Fund, L.P.

   Non-TIAA 3rd Party LPs      99.89   

BayCity Convertible Bond Fund, L.P.

   Symphony Asset Management LLC      1.02   

BayCity Corporate Arbitrage and Relative Value Fund, L.P.

   Symphony Asset Management LLC      0   

BayCity Credit Opportunities Fund L.P.

   Symphony Asset Management LLC      0   

BayCity Customized Solution Fund R, L.P.

   Symphony Asset Management LLC      0.009   

BayCity Customized Solution Fund S, L.P.

   Symphony Asset Management LLC      0.009   

 

49


Exhibit A

 

BayCity Event Driven Opportunities Fund, L.P.

   Symphony Asset Management LLC      0.48   

BayCity Event Driven Opportunities Master Fund, L.P.

   Symphony Asset Management LLC      0.07   

BayCity Event Driven Opportunities Master Fund, L.P.

   Non-TIAA 3rd Party LPs      99.93   

BayCity Long Short Credit Fund, L.P.

   Symphony Asset Management LLC      0.91   

BayCity Long Short Credit Unit Trust

   Symphony Asset Management LLC      0   

BayCity Long Short Credit Unit Trust

   Non-TIAA Owners      100   

BayCity Senior Loan Fund L.P.

   Symphony Asset Management LLC      0.01   

BayCity Small Cap Core Fund, L.P.

   Symphony Asset Management LLC      1.31   

BCIMC (TCGA II) Investment Trust

   8160309 Canda Inc, as Bare Trustee, Nominee and Agent fo The College Pension Plan (British Columbia),and several other entities      100   

Beaver Investment Holdings LLC

   TIAA Alternative Holdings, LLC      100   

Bioinvestments Negócios e Participações

   Cosan S.A. Industria E Comercio      0.01   

Bioinvestments Negócios e Participações

   Radar II Propriedades Agrícolas S.A.      99.99   

Blue Ridge PP Condominium Association, Inc.

   T-C Palomino Blue Ridge LLC      100   

BOA Partnership GP, L.L.C.

   NA Property Fund Holdings, L.L.C.      100   

BOA Partnership, L.P.

   BOA Partnership GP, L.L.C.      0.01   

BOA Partnership, L.P.

   NA Property Fund Holdings, L.L.C.      99.99   

Boardman Tree Farm, LLC

   GreenWood Tree Farm Fund, LP      100   

Boca 10 A & B LLC

   Boca 54 Land Associates LLC      100   

Boca 10 C & D LLC

   Boca 54 Land Associates LLC      100   

Boca 11 A LLC

   Boca 54 Land Associates LLC      100   

Boca 54 Land Associates LLC

   Flagler Boca 54 LLC      20   

 

50


Exhibit A

 

Boca 54 Land Associates LLC

   TIAA 485 Boca 54 LLC      80   

Boca 54 North LLC

   Boca 54 Land Associates LLC      100   

Boston Road Manager, LLC

   CASA Partners VI Holdings, LLC      100   

Boston Road, LLC

   Boston Road Manager, LLC      100   

Brasilwood Reflorestamento S.A.

   GAPX Investimentos Ltda.      25   

Brasilwood Reflorestamento S.A.

   GTR Brasil Participacoes Ltda.      75   

Bravura 99 Fund, L.P.

   Symphony Asset Management LLC      47.25   

Bridge View Land, LLC

   Silverado Premium Properties, LLC      100   

BRKLYN NY 250 N 10th Street Owner LLC

   Teachers Insurance and Annuity Association of America for the benefit of the Real Estate Account      100   

Broadleaf Timberland Investments, LLC

   Teachers Insurance and Annuity Association of America      100   

Brusno Maszyny Sp. z.o.o.

   Global Timber International, LLC      100   

Brusno Resort Spolka Z Organiczona Odpowiedzialnoscia w Organizacji

   Ipopema 95 Fundusz Inwestycyjny Zamknięty Aktywów Niepublicznych (“FIZAN”)      100   

Bruyeres I SAS

   ND Europe S.a.r.l.      100   

Bruyeres II SAS

   ND Europe S.a.r.l.      100   

BV Apartments, L.L.C.

   CASA Grande Investments I, LLC      100   

CASA Grande Investments I, LLC

   Global Investors GP, L.L.C.      0   

CASA Grande Investments I, LLC

   Public Employees Retirement Association of Colorado - Non TIAA      48.6   

CASA Grande Investments I, LLC

   Utah State Retirement Investment Fund - Non TIAA      51.4   

CASA Grande Investments II, LP

   Global Investors GP, L.L.C.      0.0024   

 

51


Exhibit A

 

CASA Grande Investments II, LP

   Public Employees Retirement Association of Colorado - Non TIAA      49.9988   

CASA Grande Investments II, LP

   Utah State Retirement Investment Fund - Non TIAA      49.9988   

CASA III-Ross LLC

   CASA Partners III, L.P.      100   

CASA IV Acquisition, LLC

   CASA Partners IV, L.P.      100   

CASA IV-Evets I Fund, LLC

   Evets I Fund, LLC      10   

CASA IV-Evets I Fund, LLC

   CASA Partners IV, L.P.      90   

CASA Partners III, L.P.

   Global Investors GP, L.L.C.      0   

CASA Partners III, L.P.

   Terry Senger      0.00002218   

CASA Partners III, L.P.

   AJ & Karen Richard      0.00004437   

CASA Partners III, L.P.

   Daniel McDonough (Non-TIAA Henderson)      0.00004437   

CASA Partners III, L.P.

   Brian P. Eby      0.00006655   

CASA Partners III, L.P.

   James O’Brien (Non-TIAA Henderson)      0.00008874   

CASA Partners III, L.P.

   JP Rachmaninoff (Non-TIAA Henderson)      0.00008874   

CASA Partners III, L.P.

   Karen & Richard Sheehan      0.00008874   

CASA Partners III, L.P.

   Edward Pierzak      0.00011092   

CASA Partners III, L.P.

   Michael Schwaab      0.00013311   

CASA Partners III, L.P.

   Douglas G. Denyer      0.00017747   

 

52


Exhibit A

 

CASA Partners III, L.P.

   James Martha      0.00017747   

CASA Partners III, L.P.

   Charles Wurtzebach      0.00066552   

CASA Partners III, L.P.

   Public Employees Retirement Association of Colorado - Non TIAA      22.184263   

CASA Partners III, L.P.

   Utah State Retirement Investment Fund - Non TIAA      33.276394   

CASA Partners III, L.P.

   Wisconsin Retirement System      44.368525   

CASA Partners IV, L.P.

   Global Investors GP, L.L.C.      0   

CASA Partners IV, L.P.

   A. J. Richard      0.0024   

CASA Partners IV, L.P.

   Brian P. Eby      0.0024   

CASA Partners IV, L.P.

   Daniel McDonough (Non-TIAA Henderson)      0.0024   

CASA Partners IV, L.P.

   Edward Pierzak      0.0049   

CASA Partners IV, L.P.

   James O’Brien      0.0049   

CASA Partners IV, L.P.

   Susan Motowidlak      0.0049   

CASA Partners IV, L.P.

   Terry Senger      0.0049   

CASA Partners IV, L.P.

   JP Rachmaninoff (Non-TIAA Henderson)      0.0073   

CASA Partners IV, L.P.

   Michael Schwaab      0.0073   

CASA Partners IV, L.P.

   James Martha      0.0122   

CASA Partners IV, L.P.

   Charles Wurtzebach      0.0244   

CASA Partners IV, L.P.

   Kwiker Trust      0.0244   

CASA Partners IV, L.P.

   Nagy Pension      0.0244   

CASA Partners IV, L.P.

   Texas General Land Office - Non TIAA      12.1797   

CASA Partners IV, L.P.

   Honeywell      14.6156   

CASA Partners IV, L.P.

   Public Employees Retirement Association of Colorado - Non TIAA      24.3593   

 

53


Exhibit A

 

CASA Partners IV, L.P.

   Utah State Retirement Investment Fund - Non TIAA      24.3593   

CASA Partners IV, L.P.

   Wisconsin Retirement System      24.3593   

CASA Partners V Holdings, L.L.C.

   CASA Partners V, LP      100   

CASA Partners V, LP

   Global Investors GP II, L.L.C.      0   

CASA Partners V, LP

   Brian P. Eby      0.0064   

CASA Partners V, LP

   Daniel McDonough (Non-TIAA Henderson)      0.0064   

CASA Partners V, LP

   Susan Motowidlak      0.0064   

CASA Partners V, LP

   James O’Brien (Non-TIAA Henderson)      0.0097   

CASA Partners V, LP

   A. J. Richard      0.0161   

CASA Partners V, LP

   Edward Pierzak      0.0161   

CASA Partners V, LP

   James Martha      0.0161   

CASA Partners V, LP

   Michael Schwaab      0.0161   

CASA Partners V, LP

   James Darkins (Non-TIAA Henderson)      0.029   

CASA Partners V, LP

   Michael Sales (Non-TIAA Henderson)      0.0322   

CASA Partners V, LP

   Texas General Land Office - Non TIAA      19.3237   

CASA Partners V, LP

   Public Employees Retirement Association of Colorado - Non TIAA      32.2061   

CASA Partners V, LP

   Utah State Retirement Investment Fund - Non TIAA      48.3092   

CASA Partners VI GP, LLC

   TH Property Holdings, L.L.C.      100   

CASA Partners VI Holdings, LLC

   CASA Partners VI, LP      100   

CASA Partners VI, LP

   CASA Partners VI GP, LLC      0   

CASA Partners VI, LP

   Brian P. Eby      0.0029   

CASA Partners VI, LP

   Taeuk Namkoong      0.0038   

 

54


Exhibit A

 

CASA Partners VI, LP

   Terry Senger      0.0038   

CASA Partners VI, LP

   Michael Schwaab      0.0058   

CASA Partners VI, LP

   Susan Motowidlak      0.0058   

CASA Partners VI, LP

   A. J. Richard      0.0077   

CASA Partners VI, LP

   Michael Sales (Non-TIAA Henderson)      0.0115   

CASA Partners VI, LP

   James Martha      0.0192   

CASA Partners VI, LP

   James O’Brien (Non-TIAA Henderson)      0.0192   

CASA Partners VI, LP

   Public Employees Retirement Association of Colorado - Non TIAA      19.2044   

CASA Partners VI, LP

   Utah State Retirement Investment Fund - Non TIAA      19.2044   

CASA Partners VI, LP

   AUB (CASA VI) Investment Fund, LLC      23.1028   

CASA Partners VI, LP

   Wisconsin Retirement System      38.4087   

CASA Partners VII GP, LLC

   TH Property Holdings, L.L.C.      100   

CASA Partners VII Holdings, LLC

   CASA Partners VII, LP      100   

CASA Partners VII, LP

   Public Employees Retirement Association of Colorado - Non TIAA      22.22   

CASA Partners VII, LP

   Utah State Retirement Investment Fund - Non TIAA      33.33   

CASA Partners VII, LP

   Wisconsin Retirement System      44.45   

CASA Student Housing Fund GP, LLC

   TH Property Holdings, L.L.C.      100   

CASA Student Housing Fund Holdings, LLC

   CASA Student Housing Fund, LP      100   

CASA Student Housing Fund, LP

   CASA Student Housing Fund GP, LLC      0   

CASA Student Housing Fund, LP

   Teachers Insurance and Annuity Association of America      0   

CASA VI 50WB, LLC

   CASA Partners VI Holdings, LLC      100   

Castle-Renaissance Borrower, LLC

   Renaissance Plaza Castle, LLC      100   

 

55


Exhibit A

 

Castle-Renaissance, LLC

   CASA III-Ross LLC      100   

CCAP Fund 3, L.P.

   CCAP GP, LLC      0   

CCAP Fund 3, L.P.

   East Wildlife Foundation      100   

CCAP FUND 6 - 2015, L.P.

   CCAP GP, LLC      0   

CCAP FUND 6 - 2015, L.P.

   Covariance Capital Management, Inc.      100   

CCAP Fund 6-2016, L.P.

   Covariance Capital Management, Inc.      0   

CCAP FUND 8 - 2015, L.P.

   CCAP GP, LLC      0   

CCAP FUND 8 - 2015, L.P.

   Covariance Capital Management, Inc.      100   

CCAP Fund 8-2016, L.P.

   Covariance Capital Management, Inc.      0   

CCAP Fund EF, LP

   CCAP GP, LLC      0   

CCAP Fund EF, LP

   East Foundation      100   

CCAP Fund EIP, L.P.

   CCAP GP, LLC      0   

CCAP Fund HFD (Cayman), Ltd.

   CCAP GP, LLC      100   

CCAP Fund HFND (Cayman), Ltd.

   CCAP GP, LLC      100   

CCAP Fund MRA (Cayman), Ltd.

   CCAP GP, LLC      100   

CCAP Fund PDS (Cayman), Ltd.

   CCAP GP, LLC      100   

CCAP GP, LLC

   Covariance Capital Management, Inc.      100   

CCM Series 2, LLC

   Teachers Insurance and Annuity Association of America      100   

CCM Series, LLC

   Teachers Insurance and Annuity Association of America      100   

CD (TCGA II) Investment Trust

   Caisse De Depot Et Placement Du Quebec      100   

Ceres Agricultural Properties, LLC

   Teachers Insurance and Annuity Association of America      100   

Cerpon Participações S.A.

   Cosan S.A. Industria E Comercio      0.01   

 

56


Exhibit A

 

Cerpon Participações S.A.

   Tellus Brasil Participações S.A.      100   

CGL Banyan Bay, L.P.

   CGL Management, LLC      0.01   

CGL Banyan Bay, L.P.

   CGL Investments, LLC      99.99   

CGL Investments, LLC

   CASA Grande Investments I, LLC      100   

CGL Los Prados, L.P.

   CGL Management, LLC      0.1   

CGL Los Prados, L.P.

   CGL Investments, LLC      99.9   

CGL Management, LLC

   CASA Grande Investments I, LLC      100   

Chalk Ridge Vineyard, LLC

   Silverado Premium Properties, LLC      100   

Chelmsford Commons Manager, LLC

   CASA Partners VI Holdings, LLC      100   

Chelmsford Commons, LLC

   Chelmsford Commons Manager, LLC      100   

China Designer Outlet Mall SA

   Teachers Insurance and Annuity Association of America      18.81   

Churchill Asset Management LLC

   Christopher Cox      2.5   

Churchill Asset Management LLC

   TIAA Alternative Holdings, LLC      75   

Churchill MMSLF Funding 1, LLC

   TGAM Churchill Middle Market Senior Loan Fund, LP      100   

Churchill MMSLF Funding 2, LLC

   Churchill MMSLF Master, LP      100   

Churchill MMSLF Master, LP

   TGAM Churchill Fund GP LLC      50   

Churchill MMSLF Master, LP

   TGAM Churchill Middle Market Senior Loan Fund, Offshore LP      50   

Cityhold Euro S.à r.l

   Chapone S.à r.l (AP1)      3   

Cityhold Euro S.à r.l

   Chaptwo S.à r.l (AP2)      3   

Cityhold Euro S.à r.l

   ND Europe Office Holding S.à r.l      6   

Cityhold Euro S.à r.l

   Cityhold Office Partnership S.à r.l      88   

Cityhold Nymphe S.à r.l

   Cityhold Euro S.à r.l      100   

 

57


Exhibit A

 

Cityhold Office Partnership S.à r.l

   Chapone S.à r.l (AP1)      25   

Cityhold Office Partnership S.à r.l

   Chaptwo S.à r.l (AP2)      25   

Cityhold Office Partnership S.à r.l

   ND Europe Office Holding S.à r.l      50   

Cityhold Participations S.à r.l

   Cityhold Sterling S.à r.l      100   

Cityhold Peak Participations S.à r.l

   Cityhold Sterling S.à r.l      100   

Cityhold Peak S.à r.l

   Cityhold Sterling S.à r.l      100   

Cityhold Propco 10 S.à r.l

   Cityhold Euro S.à r.l      100   

Cityhold Propco 11 S.à r.l

   Cityhold Euro S.à r.l      100   

Cityhold Propco 12 S.à r.l

   Cityhold Euro S.à r.l      100   

Cityhold Propco 6 S.à r.l

   Cityhold Sterling S.à r.l      100   

Cityhold Propco 7 S.à r.l

   Cityhold Euro S.à r.l      100   

Cityhold Propco 9 S.à r.l

   Cityhold Euro S.à r.l      100   

Cityhold Sterling S.à r.l

   Cityhold Office Partnership S.à r.l      100   

Cityhold UK Holding S.à r.l

   Cityhold Office Partnership S.à r.l      100   

Cityhold UK Investment S.à r.l

   Cityhold UK Holding S.à r.l      100   

Clarendon Virginia IV, LLC

   TIAA Realty, LLC      100   

CLOF II (No 1 Nominee) Limited

   Henderson CLOF II (No 1 GP) Limited      100   

CLOF Jersey General Partner Limited

   Non-TIAA 3rd Party LPs      100   

CLOF Jersey Nominee A Limited

   Non-TIAA 3rd Party LPs      100   

CLOF Jersey Nominee B Limited

   Non-TIAA 3rd Party LPs      100   

CLOF Victoria Nominee 1 Limited

   London Belgrave Unit Trust      100   

CLOF Victoria Nominee 2 Limited

   London Belgrave Unit Trust      100   

 

58


Exhibit A

 

Columbia Commons Apartments, L.P.

   CASA IV Acquisition, LLC      1   

Columbia Commons Apartments, L.P.

   CASA Partners IV, L.P.      99   

Columbia Commons Funding, LLC

   Columbia Commons Apartments, L.P.      100   

Companhia Agrícola Botucatu

   Cosan S.A. Industria E Comercio      0.01   

Companhia Agrícola Botucatu

   Janus Brasil Participacoes, S.A.      99.99   

ConsultEDUAlliance LLC

   Teachers Insurance and Annuity Association of America      100   

Core Plus Bond Fund, LLC

   Nuveen Asset Management, LLC      0   

Country Village Shopping Center, LLC

   NA Property Fund Holdings, L.L.C.      100   

Courcelles 70

   Cityhold Office Partnership S.à r.l      100   

Covariance Capital Management, Inc.

   TIAA-CREF Redwood, LLC      100   

CPF 1511 Third Avenue LLC

   CPF/UIR Joint Venture LLC      100   

CPF 636 Sixth Avenue LLC

   CPF/UIR Joint Venture LLC      100   

CPF 856 Market Street LLC

   CPF/UIR Joint Venture LLC      100   

CPF/UIR Joint Venture LLC

   Union Investment Real Estate GmbH      49   

CPF/UIR Joint Venture LLC

   CPF/UIR JV Member LLC      51   

CPF/UIR JV Member LLC

   U.S. Cities Retail Fund Operating LP      100   

CPPIB-TIAA U.S. Real Property Fund, L.P.

   T-C SMA I, LLC      1   

CPPIB-TIAA U.S. Real Property Fund, L.P.

   CPPIB US RE-2 GP      49   

CPPIB-TIAA U.S. Real Property Fund, L.P.

   Teachers Insurance and Annuity Association of America      50   

Cranston Investments SP. z.o.o.

   Neptune Polish Property Venture BV      100   

C-T REIT LLC

   Reit Shareholders      0.01   

C-T REIT LLC

   CPPIB-TIAA U.S. Real Property Fund, L.P.      99.99   

 

59


Exhibit A

 

C-T Shenandoah LLC

   C-T REIT LLC      100   

CVII - Shoreline LLC

   ML CASA VII, LP      100   

CVII - Waterstone LLC

   CASA Partners VII Holdings, LLC      100   

DDR-SAU Retail Fund, L.L.C.

   Developer’s Diversified Realty      20   

DDR-SAU Retail Fund, L.L.C.

   Special Account-U, L.P.      80   

DDRTC Alexander Place LLC

   DDRTC Holdings Pool 5 LLC      100   

DDRTC Amity Square LLC

   DDR TC LLC      15   

DDRTC Amity Square LLC

   Teachers Insurance and Annuity Association of America for the benefit of the Real Estate Account      85   

DDRTC Bellevue Place LLC

   DDRTC Holdings Pool 3 LLC      100   

DDRTC Birkdale Village LLC

   DDRTC Holdings Pool 3 LLC      100   

DDRTC Columbiana Station I LLC

   DDRTC Holdings Pool 6 LLC      100   

DDRTC Columbiana Station II LLC

   DDRTC Holdings Pool 2 LLC      100   

DDRTC Core Retail Fund, LLC

   DDR TC LLC      15   

DDRTC Core Retail Fund, LLC

   TREA Retail Property Portfolio 2006 LLC      85   

DDRTC CP LLC

   DDRTC Holdings Pool 3 LLC      100   

DDRTC Creeks at Virginia Center LLC

   DDRTC Holdings Pool 6 LLC      100   

DDRTC Cypress Trace LLC

   DDRTC Holdings Pool 6 LLC      100   

DDRTC Eisenhower Crossing LLC

   DDRTC Holdings Pool 5 LLC      100   

DDRTC Fayette Pavilion I and II LLC

   DDRTC Holdings Pool 6 LLC      100   

DDRTC Fayette Pavilion III and IV LLC

   DDRTC Holdings Pool 1 LLC      100   

DDRTC Heritage Pavilion LLC

   DDRTC Holdings Pool 6 LLC      100   

DDRTC Hillsboro Square LLC

   DDRTC Holdings Pool 5 LLC      100   

 

60


Exhibit A

 

DDRTC Holdings Pool 1 LLC

   DDRTC Core Retail Fund, LLC      100   

DDRTC Holdings Pool 2 LLC

   DDRTC Core Retail Fund, LLC      100   

DDRTC Holdings Pool 3 LLC

   DDRTC Core Retail Fund, LLC      100   

DDRTC Holdings Pool 4 LLC

   DDR TC LLC      15   

DDRTC Holdings Pool 4 LLC

   TREA Retail Property Portfolio 2006 LLC      85   

DDRTC Holdings Pool 5 LLC

   DDRTC Core Retail Fund, LLC      100   

DDRTC Holdings Pool 6 LLC

   DDRTC Core Retail Fund, LLC      100   

DDRTC Market Place LLC

   DDRTC Holdings Pool 1 LLC      100   

DDRTC Marketplace at Mill Creek LLC

   DDR TC LLC      15   

DDRTC Marketplace at Mill Creek LLC

   TREA Retail Property Portfolio 2006 LLC      85   

DDRTC Marketplace at Mill Creek LLC

   DDRTC Holdings Pool 1 LLC      100   

DDRTC McFarland Plaza LLC

   DDRTC Holdings Pool 5 LLC      100   

DDRTC Naugatuck Valley SC LLC

   DDRTC Holdings Pool 3 LLC      100   

DDRTC Newnan Pavilion LLC

   DDRTC Holdings Pool 3 LLC      100   

DDRTC Overlook at King of Prussia LLC

   DDRTC Holdings Pool 2 LLC      100   

DDRTC River Ridge LLC

   DDRTC Holdings Pool 2 LLC      100   

DDRTC Shoppes at Lake Mary LLC

   DDRTC Holidngs Pool 5 LLC      100   

DDRTC T&C LLC

   DDRTC Holdings Pool 3 LLC      100   

DDRTC Turkey Creek LLC

   DDRTC Holdings Pool 3 LLC      100   

DDRTC Village Crossing LLC

   DDRTC Holdings Pool 3 LLC      100   

DDRTC Westside Centre LLC

   DDRTC Holdings Pool 5 LLC      100   

DDRTC Winslow Bay Commons LLC

   DDRTC Holdings Pool 1 LLC      100   

 

61


Exhibit A

 

DDRTC Woodstock Square LLC

   DDRTC Holdings Pool 1 LLC      100   

Demeter Agricultural Properties II, LLC

   Ceres Agricultural Properties, LLC      100   

Demeter Agricultural Properties, LLC

   Teachers Insurance and Annuity Association of America      100   

Dionysus Properties, LLC

   Teachers Insurance and Annuity Association of America      100   

Easley Investments SP. z.o.o.

   Neptune Polish Property Venture BV      100   

ECF Italian Venture S.à r.l

   Megatrends European Holdings S.à r.l      100   

ECF Waverelygate S.à r.l

   Megatrends European Holdings S.à r.l      100   

Eko Topola Sp. z o.o.

   Ipopema 95 Fundusz Inwestycyjny Zamknięty Aktywów Niepublicznych (“FIZAN”)      100   

Energy Power Investment Company, LLC

   Energy Power Partners I, L.P.      9.48   

Energy Power Investment Company, LLC

   North American Sustainable Energy Fund, L.P.      90.52   

Enhanced Debt Carry (GP) S.a r.I.

   TH RE Group Holdings Limited      100   

Enhanced Debt Carry S.C.S.p

   Enhanced Debt Carry (GP) S.a r.I.      100   

Enhanced Debt Holding S.à r.l.

   TIAA Henderson Real Estate Enhanced Debt Fund SCSp-SIF      100   

Enhanced Debt Lending Limited

   TIAA Henderson Real Estate Enhanced Debt Fund SCSp-SIF      100   

Envisage Information Systems, LLC

   Teachers Insurance and Annuity Association of America      100   

EPP Renewable Energy LLC

   Energy Power Investment Company, LLC      100   

Erlangen Arcaden GmbH & Co. KG

   Erlangen Arcaden Verwaltungs GmbH      5.1   

Erlangen Arcaden GmbH & Co. KG

   TIAA Lux 5 S.a.r.l.      94.9   

Erlangen Arcaden Verwaltungs GmbH

   TIAA Lux 5 S.a.r.l.      100   

Esus Brasil Participações S. A.

   Cosan S.A. Industria E Comercio      0.01   

Esus Brasil Participações S. A.

   Janus Brasil Participacoes, S.A.      100   

EURL Olympe

   Olympe (Holding)      100   

 

62


Exhibit A

 

EURL Servin

   SARL Servin (Holding)      100   

European Cities Partnership (GP) S.à.r.l.

   TH RE Group Holdings Limited      100   

European Cities Partnership SCSp

   European Cities Partnership (GP) S.à.r.l.      100   

FCP-ASC Holdings, LLC

   Teachers Insurance and Annuity Association of America      25.193   

Five Oaks JV General Partner LLC

   Four Oaks Place LP      100   

Five Oaks Place Holdings General Partner LLC

   Five Oaks Holdings LP      100   

Five Oaks Place REIT LP

   Five Oaks Place Holdings General Partner LLC      0   

Five Oaks Place REIT LP

   Five Oaks Holdings LP      100   

Fordham Glen Apartments, LLC

   CASA Partners V Holdings, L.L.C.      100   

Forestal GTR Chile Limitada

   Global Timber SA LLC      100   

Forestal Monterrey Colombia SAS

   Pizano, S.A.      20   

Forestal Monterrey Colombia SAS

   Global Timber Spain, S.L.      80   

Forestal y Agricola Silvoligna Chile Limitada

   Renewable Timber Resources LLC      99.99   

Forestwood Apartments, LLC

   CASA Grande Investments II, LP      100   

Four Oaks JV General Partner LLC

   Four Oaks Place LP      100   

Four Oaks Place LP

   T-C Four Oaks General Partner LLC      1   

Four Oaks Place LP

   T-C Four Oaks Place LLC      50   

Four Oaks Place Operating LP

   Four Oaks REIT General Partner LLC      0   

Four Oaks Place Operating LP

   Four Oaks Place REIT LP      100   

 

63


Exhibit A

 

Four Oaks Place REIT LP

   Four Oaks JV General Partner LLC      0   

Four Oaks Place REIT LP

   Four Oaks Place LP      100   

Four Oaks Place TRS LLC

   Four Oaks Place REIT LP      100   

Four Oaks REIT General Partner LLC

   Four Oaks Place REIT LP      100   

GAP II NZ GP Limited

   TIAA-CREF Alternatives Services, LLC      100   

Glenlake Club I, LLC

   CASA Partners IV, L.P.      100   

Global AG AIV (CN) GP LLC

   TIAA Alternative Holdings, LLC      100   

Global AG II AIV GP LLC

   TIAA Alternative Holdings, LLC      100   

Global AG II FFI LLC

   TIAA-CREF Global Agriculture II LLC      100   

Global AG II US Corp.

   Global Agriculture II AIV, LP      100   

Global AG Properties Australia Pty, Ltd

   TIAA-CREF Global Agriculture LLC      100   

Global Ag Properties Australia Trust

   TIAA-CREF Global Agriculture LLC      100   

Global Ag Properties II Australia Pty Ltd.

   TIAA-CREF Global Agriculture II LLC      100   

Global Ag Properties II Australia Trust

   TIAA-CREF Global Agriculture II LLC      100   

Global Ag Properties II New Zealand Limited Partnership

   GAP II NZ GP Limited      0   

Global AG Properties II USA LLC

   Global AG II US Corp.      50   

Global AG Properties II USA LLC

   Global Agriculture II AIV (US) LLC      50   

Global AG Properties USA LLC

   Global Agriculture AIV (US) LLC      42.5   

Global AG Properties USA LLC

   Global AG US Corp.      57.5   

Global AG US Corp.

   Global Agriculture AIV (CN), LP      43.5   

Global AG US Corp.

   Global Agriculture AIV LLC      56.5   

Global Agriculture AIV (CN), LP

   Global AG AIV (CN) GP LLC      0.01   

 

64


Exhibit A

 

Global Agriculture AIV (CN), LP

   bcIMC Renewable Resource Investment Trust      49.995   

Global Agriculture AIV (CN), LP

   CDP Infrastructures Fund G.P.      49.995   

Global Agriculture AIV (US) LLC

   TIAA Global AG Special Member LLC      0   

Global Agriculture AIV (US) LLC

   TIAA Global AG Holdco LLC      98.1   

Global Agriculture AIV LLC

   TIAA Global AG Special Member LLC      0   

Global Agriculture AIV LLC

   AVWL      15.4   

Global Agriculture AIV LLC

   NPS Korea      15.4   

Global Agriculture AIV LLC

   Chaptwo S.à r.l (AP2)      69.2   

Global Agriculture II AIV (US) LLC

   TIAA Global AG II Special Member LLC      0   

Global Agriculture II AIV, LP

   TIAA Global AG II Special Member LLC      0   

Global Agriculture II AIV, LP

   Global AG II AIV GP LLC      50   

Global Agriculture II Investor Fund, LP

   TIAA-CREF Alternatives Advisors, LLC      0   

Global Investors GP II, L.L.C.

   TH Property Holdings, L.L.C.      100   

Global Investors GP IV, L.L.C.

   TH Property Holdings, L.L.C.      100   

Global Investors GP, L.L.C.

   TH Property Holdings, L.L.C.      100   

Global Timber International, LLC

   Global Timber Resources LLC      100   

Global Timber NL, B.V.

   GT Europe Cooperatief U.A.      100   

Global Timber Resources Investor Fund, LP

   GTR Special Member Holdco LLC      0   

Global Timber Resources Investor Fund, LP

   GTR Investor Fund GP LLC      50   

Global Timber Resources LLC

   Certain HNW Investors      0.525   

Global Timber Resources LLC

   Global Timber Resources Investor Fund, LP      3.741   

Global Timber Resources LLC

   The Lincoln National Life Insurance Company      3.749   

 

65


Exhibit A

 

Global Timber Resources LLC

   BAEK SICAV FIS-Timber I      4.498   

Global Timber Resources LLC

   AP2 Global Timber LLC      7.497   

Global Timber Resources LLC

   Tameside Metropolitan Borough Council as Administering Authority of the Greater Manchester Pension Fund      7.497   

Global Timber Resources LLC

   CDP Global Timber LLC      22.492   

Global Timber Resources LLC

   TIAA GTR Holdco LLC      50   

Global Timber SA LLC

   Global Timber Resources LLC      100   

Global Timber Spain, S.L.

   Global Timber International, LLC      100   

Green River PP Condominium Association, Inc.

   T-C Palomino Green River LLC      100   

GreenWood Resources Beijing Forestry Co.

   GreenWood Resources China Ltd. (HK)      100   

Greenwood Resources Brasil, Ltda.

   GreenWood Resources, Inc.      1   

Greenwood Resources Brasil, Ltda.

   GWR Property Management International, LLC      99   

GreenWood Resources Capital Management, LLC

   GreenWood Resources, Inc.      100   

GreenWood Resources Chile SA

   Carlos Sierra      5   

GreenWood Resources Chile SA

   GWR SA Ltd (BVI)      95   

GreenWood Resources China Ltd. (HK)

   GWR China Ltd. (BVI)      100   

GreenWood Resources Poland sp z.o.o.

   GWR Europe Limited      100   

GreenWood Resources, Inc.

   Cory Boswell (Non-TIAA)      0.1115   

GreenWood Resources, Inc.

   Rich Shuren (Non-TIAA)      0.1255   

GreenWood Resources, Inc.

   Carlos Sierra      0.5351   

GreenWood Resources, Inc.

   Don Rice (Non-TIAA)      0.5351   

GreenWood Resources, Inc.

   Jake Eaton (Non-TIAA)      0.5351   

GreenWood Resources, Inc.

   Marc Hiller      0.5351   

 

66


Exhibit A

 

GreenWood Resources, Inc.

   Lincoln Bach      0.8919   

GreenWood Resources, Inc.

   Hunter Brown      1.349   

GreenWood Resources, Inc.

   Brian Stanton      2.0074   

GreenWood Resources, Inc.

   Clark S. Binkley      5.671   

GreenWood Resources, Inc.

   Jeffery Lee Nuss      7.5053   

GreenWood Resources, Inc.

   Beaver Investment Holdings LLC      80   

GreenWood Tree Farm Fund, LP

   GWR-GTFF Investment, LLC      0.58   

Gresham Investment Management Asia Pte Ltd.

   Gresham Investment Management LLC      59   

Gropius KG

   Gropius GmbH      0   

Gropius KG

   Unibail-Rodamco Beteiligungs GmbH (MFI Deutschland GmbH)      0.04   

Gropius KG

   TIAA Lux 11 S.a.r.l.      0.16   

Gropius KG

   Gropius S.a.r.l.      99.8   

Gropius Passagen Verwaltungs GmbH

   Unibail-Rodamco Beteiligungs GmbH (MFI Deutschland GmbH)      20   

Gropius Passagen Verwaltungs GmbH

   TIAA Lux 11 S.a.r.l.      80   

Gropius S.a.r.l.

   Unibail-Rodamco Beteiligungs GmbH (MFI Deutschland GmbH)      20   

Gropius S.a.r.l.

   TIAA Lux 11 S.a.r.l.      80   

Growth Capital Fund I, L.P.

   Teachers Insurance and Annuity Association of America      94   

Growth Capital GP I, LLC

   Winslow Capital Management, LLC      100   

GT Europe Cooperatief U.A.

   Global Timber Resources LLC      1   

GT Europe Cooperatief U.A.

   Global Timber International, LLC      99   

GTFF GP, LLC

   GreenWood Resources, Inc.      100   

GTFF Mill Corp.

   GreenWood Tree Farm Fund, LP      100   

 

67


Exhibit A

 

GTR Brasil Participacoes Ltda.

   GT Europe Cooperatief U.A.      1   

GTR Brasil Participacoes Ltda.

   Global Timber NL, B.V.      99   

GTR Investor Fund GP LLC

   TIAA Alternative Holdings, LLC      100   

GTR Special Member Holdco LLC

   TIAA-CREF Asset Management LLC      100   

GWR China Ltd. (BVI)

   GWR International Limited      100   

GWR Europe Limited

   GWR International Limited      100   

GWR International Limited

   GreenWood Resources, Inc.      100   

GWR Property Management International, LLC

   GreenWood Resources, Inc.      100   

GWR SA Ltd (BVI)

   GWR International Limited      100   

GWR-GTFF Investment, LLC

   GreenWood Resources, Inc.      100   

Hassett Lane Vineyard, LLC

   Silverado WineGrowers, LLC      100   

Helios Brasil Participacoes, Ltda

   TIAA-CREF Global Agriculture II BR, LLC      0.01   

Helios Brasil Participacoes, Ltda

   TIAA-CREF Global Agriculture II LLC      99.99   

Henderson Administration Services Limited

   TH RE Group Holdings Limited      100   

Henderson Asia Pacific Indirect Property Fund Management S.a.r.l.

   TH RE AIFM Group Limited      100   

Henderson Beteiligung Verwaltungs GmbH

   TH RE Group Holdings Limited      100   

Henderson CLOF II (GP) Limited

   TH RE Group Holdings Limited      100   

Henderson CLOF II (No 1 GP) Limited

   TH RE Group Holdings Limited      100   

Henderson CLOF II (No 2 GP) Limited

   TH RE Group Holdings Limited      100   

Henderson CLOF II (No 3 GP) Limited

   TH RE Group Holdings Limited      100   

Henderson CLOF II Partnership LP

   AIMCO (FREP 1 (General) Ltd)      6   

Henderson CLOF II Partnership LP

   AIMCO (FREP 1 PX General Ltd)      6   

 

68


Exhibit A

 

Henderson CLOF II Partnership LP

   CLOF II JPUT      6   

Henderson CLOF II Partnership LP

   Elo Mutual Pension Insurance Company      6   

Henderson CLOF II Partnership LP

   Henderson Property UK AIFM Limited      6   

Henderson CLOF II Partnership LP

   T-C Lux Investments GP S.a r.l.      6   

Henderson CLOF II Vanquish Limited

   Henderson CLOF II (GP) Limited      100   

Henderson European Retail Property Fund Management S.a.r.l.

   Henderson Global Investors (International Holdings) B.V      15.6   

Henderson European Retail Property Fund Management S.a.r.l.

   TH RE AIFM Group Limited      84.4   

Henderson Funds Management (Jersey) Limited

   TH RE AIFM Group Limited      100   

Henderson Funds Management Vanquish (Jersey) Limited

   Henderson Funds Management (Jersey) Limited      100   

Henderson Funds Management Vanquish II (Jersey) Limited

   Henderson Funds Management (Jersey) Limited      100   

Henderson Global Investors Immobilien Austria GmbH

   Wiener Stadtische (Non-TIAA)      35   

Henderson Global Investors Immobilien Austria GmbH

   TH RE Group Holdings Limited      65   

Henderson Global Investors Property (No.2) Limited

   HGI Immobilien GmbH      100   

Henderson Global Property (No.2) Limited

   HGI Immobilien GmbH      100   

Henderson Indirect Property Fund (Europe) Management S.a.r.l.

   TH RE AIFM Group Limited      100   

Henderson Joint Ventures Property Funds Management S.a.r.l.

   TH RE Group Holdings Limited      100   

Henderson Matador LP General Partner Limited

   TH RE Group Holdings Limited      100   

Henderson OMP (GP) Limited

   TH RE Group Holdings Limited      100   

Henderson Property Management (Jersey) Limited

   TH RE AIFM Group Limited      100   

Henderson Property Management Company (Luxembourg) No 1 S.à r.l

   Henderson Holdings Group B.V. (Non-TIAA)      5.1   

Henderson Property Management Company (Luxembourg) No 1 S.à r.l

   TH RE AIFM Group Limited      94.9   

Henderson Property Nominees Limited

   TH RE Group Holdings Limited      100   

 

69


Exhibit A

 

Henderson Property UK AIFM Limited

   TH RE AIFM Group Limited      100   

Henderson Real Estate Asset Management Limited

   TH RE FCACO Limited      100   

Henderson Real Estate Singapore Private Limited

   TH RE Group Holdings Limited      100   

Henderson Shopping Centre Verwaltungs GmbH

   Henderson Real Estate Asset Management Limited      100   

Henderson UK OM (LP1) (GP) Limited

   TH RE Group Holdings Limited      100   

Henderson UK OM (LP1) Limited

   Henderson UK OM (LP1) (GP) Limited      100   

Henderson UK OM (LP2) (GP) Limited

   TH RE Group Holdings Limited      100   

Henderson UK OM (LP2) Limited

   Henderson UK OM (LP2) (GP) Limited      100   

Henderson UK OM (LP3) (GP) Limited

   TH RE Group Holdings Limited      100   

Henderson UK OM (LP3) Limited

   Henderson UK OM (LP3) (GP) Limited      100   

Henderson UK Outlet Mall Partnership, LP

   HGI OMP UK Limited (Non-TIAA)      100   

HGI Immobilien GmbH

   R&V Lebensversicherung AG      50   

HGI Immobilien GmbH

   TH RE Group Holdings Limited      50   

Hobson Avenue Vineyard, LLC

   Silverado Premium Properties, LLC      100   

HPF-GLB Fund II, LLC

   GLB HA II, LLC (Non-TIAA)      25   

HPF-GLB Fund II, LLC

   NA Property Fund Holdings, L.L.C.      75   

HSCF Exeter (Jersey) Limited

   Non-TIAA 3rd Party LPs      100   

HSCF Feeder (Jersey) Limited

   Non-TIAA 3rd Party LPs      100   

HV Freehold S.à r.l

   HV Properties S.à r.l      100   

HV Properties S.à r.l

   Cityhold Sterling S.à r.l      100   

I 595 Toll Road, LLC

   TIAA Infrastructure Investments, LLC      100   

IAI Australia Fund II Pty, Ltd

   International Agricultural Investors Fund II, LLC      100   

 

70


Exhibit A

 

IAI Australia Fund II Trust

   International Agricultural Investors Fund II, LLC      100   

IAI Australia Pty, Ltd

   International Agricultural Investors, LLC      100   

IAI Australia Trust

   International Agricultural Investors, LLC      100   

IAI USA Fund II, LLC

   International Agricultural Investors Fund II, LLC      100   

IAI USA, LLC

   International Agricultural Investors, LLC      100   

Inception GP LLC

   Teachers Insurance and Annuity Association of America      100   

Inception Partners III, LP

   Inception GP LLC      0   

Inception Partners III, LP

   Teachers Insurance and Annuity Association of America      100   

Inception Partners IV, LP

   Inception GP LLC      0   

Inception Partners IV, LP

   Teachers Insurance and Annuity Association of America      49   

Inception Partners V, LP

   Inception GP LLC      0   

Inception Partners V, LP

   Teachers Insurance and Annuity Association of America      49   

Infra Alpha LLC

   Teachers Insurance and Annuity Association of America      100   

Innesbrook Apartments, LLC

   CASA Partners V Holdings, L.L.C.      100   

International Agricultural Investors Fund II, LLC

   Helgram Investments, LLC      0.132   

International Agricultural Investors Fund II, LLC

   Cozad Asset Management, Inc.      0.143   

International Agricultural Investors Fund II, LLC

   Global Agricultural Partners, Inc.      0.7151   

International Agricultural Investors Fund II, LLC

   Ceres Agricultural Properties, LLC      99.0099   

International Agricultural Investors, LLC

   Helgram Investments, LLC      0.0992   

International Agricultural Investors, LLC

   Cozad Asset Management, Inc.      0.1103   

International Agricultural Investors, LLC

   Global Agricultural Partners, Inc.      0.5513   

International Agricultural Investors, LLC

   Ceres Agricultural Properties, LLC      99.2392   

 

71


Exhibit A

 

International Agricultural Management, LLC

   Helgram Investments, LLC      50   

International Agricultural Management, LLC

   Westchester Group Investment Management, Inc.      50   

Investmenti Commerciali Meraville S.r.l.

   T-C Meraville S.r.l.      100   

IPOPEMA 87 Fundusz Inwestycyjny Zamknięty Aktywów Niepublicznych

   Renewable Timber Resources LLC      1   

IPOPEMA 87 Fundusz Inwestycyjny Zamknięty Aktywów Niepublicznych

   Renewable Timber Europe, LLC      99   

Ipopema 95 Fundusz Inwestycyjny Zamknięty Aktywów Niepublicznych (“FIZAN”)

   Global Timber International, LLC      100   

Iris Brasil Participacoes Ltda.

   TIAA-CREF Global Agriculture II BR, LLC      0.01   

Iris Brasil Participacoes Ltda.

   Helios Brasil Participacoes, Ltda      99.99   

Islazul Centro Comercial S.L

   Islazul HoldCo S.L      100   

Islazul General Partner S.à.r.l.

   TH RE Group Holdings Limited      100   

Islazul HoldCo S.L

   Islazul Joint Venture S.à r.l.      100   

Islazul Joint Venture Feeder Société en Commandite Spéciale

   Teachers Insurance and Annuity Association of America      5   

Islazul Joint Venture Feeder Société en Commandite Spéciale

   Islazul General Partner S.à.r.l.      95   

Islazul Joint Venture S.à r.l.

   Islazul Joint Venture Feeder Société en Commandite Spéciale      100   

Janus Brasil Participacoes, S.A.

   Radar Propriedades Agricolas SA      5.55   

Janus Brasil Participacoes, S.A.

   Iris Brasil Participacoes Ltda.      49   

Janus Brasil Participacoes, S.A.

   Cosan S.A. Industria E Comercio      51   

Janus Brasil Participacoes, S.A.

   Helios Brasil Participacoes, Ltda      94.45   

Jatobá Propriedades Agrícolas Ltda.

   Cosan S.A. Industria E Comercio      0.01   

Jatobá Propriedades Agrícolas Ltda.

   Janus Brasil Participacoes, S.A.      99.99   

Jequitibá Propriedades Agrícolas Ltda

   Cosan S.A. Industria E Comercio      0.01   

 

72


Exhibit A

 

Jequitibá Propriedades Agrícolas Ltda

   Janus Brasil Participacoes, S.A.      99.99   

JWL Properties, Inc.

   485 Properties, LLC      100   

Kaspick & Company, LLC

   TIAA-CREF Redwood, LLC      100   

KS Freehold S.à r.l

   Cityhold Sterling S.à r.l      100   

KS Leasehold S.à r.l

   Cityhold Sterling S.à r.l      100   

L&C Log Co, LLC

   Lewis & Clark Timberlands, LLC      100   

L&C Special Member Holdco, LLC

   TIAA-CREF Asset Management LLC      100   

L&C Tree Farms, LLC

   Lewis & Clark Timberlands, LLC      100   

L&C TRS LLC

   L&C Tree Farms, LLC      100   

Laney Directional Drilling (Texas), LLC

   Laney Directional Drilling Co.      100   

Laney Directional Drilling Co.

   LDD Acquisition Corp      100   

Laney Directional Drilling do Brasil Perfuracoes LTDA

   Laney Directional Drilling (Texas), LLC      0.01   

Laney Directional Drilling do Brasil Perfuracoes LTDA

   Laney Directional Drilling Co.      99.99   

Lewis & Clark Timberlands, LLC

   Teachers Insurance and Annuity Association of America      100   

Light Street Partners, LLP

   Teachers REA, LLC      10   

Light Street Partners, LLP

   Teachers REA II, LLC      90   

Loma del Rio Vineyards LLC

   Premiere Agricultural Properties, LLC      45   

Loma del Rio Vineyards LLC

   Global AG Properties USA LLC      55   

Loma Verde, LLC

   Silverado Premium Properties, LLC      100   

London Belgrave Unit Trust

   Cityhold UK Investment S.à r.l      0.23   

London Belgrave Unit Trust

   Cityhold UK Holding S.à r.l      99.77   

Lower Columbia Tree Farm, LLC

   GreenWood Tree Farm Fund, LP      100   

 

73


Exhibit A

 

Madison Dell Ranch Apartments, LLC

   CASA Grande Investments I, LLC      100   

Mandala Food Co-Investment Holdings II SPV

   Occator Agricultural Properties, LLC      100   

Mansilla Participacoes Ltda

   Demeter Agricultural Properties, LLC      0.1   

Mansilla Participacoes Ltda

   Teachers Insurance and Annuity Association of America      99.9   

Mansion Apartments, LLC

   CASA Partners IV, L.P.      100   

Marsino Vineyard, LLC

   Silverado Premium Properties, LLC      100   

McCommas Bluff Holdings LLC

   North American Sustainable Energy Fund, L.P.      36.9   

McCommas Bluff Holdings LLC

   Energy Power Partners I, L.P.      63.1   

MDR L&M Apartments, LLC

   Teachers Insurance and Annuity Association of America for the benefit of the Real Estate Account      100   

Megatrends European Holdings S.à r.l

   European Cities Partnership SCSp      100   

Merseylink (Finance) Limited

   Merseylink (Holdings) Limited      100   

Merseylink (Holdings) Limited

   FCC Mersey Gateway Limited      25   

Merseylink (Holdings) Limited

   MG Bridge Investments Ltd (BBGI Entity)      37.5   

Merseylink (Holdings) Limited

   Wigg Investments Limited      37.5   

Merseylink (Issuer) PLC

   Merseylink (Finance) Limited      100   

Merseylink Limited

   Merseylink (Finance) Limited      100   

Metro Centre Office Park, L.L.C.

   NA Property Fund Holdings, L.L.C.      100   

Mima Investor Member LLC

   Teachers Insurance and Annuity Association of America for the benefit of the Real Estate Account      100   

ML CASA II Management, LLC

   CASA Grande Investments II, LP      100   

 

74


Exhibit A

 

ML CASA II, L.P.

   ML CASA II Management, LLC      0.1   

ML CASA II, L.P.

   CASA Grande Investments II, LP      99.9   

ML CASA III Management, LLC

   Global Investors GP, L.L.C.      0   

ML CASA III Management, LLC

   CASA Partners III, L.P.      100   

ML CASA III, L.P.

   ML CASA III Management, LLC      0.1   

ML CASA III, L.P.

   CASA Partners III, L.P.      99.9   

ML CASA IV Management, LLC

   Global Investors GP, L.L.C.      0   

ML CASA IV Management, LLC

   CASA Partners IV, L.P.      100   

ML CASA IV, L.P.

   ML CASA IV Management, LLC      0.1   

ML CASA IV, L.P.

   CASA Partners IV, L.P.      99.9   

ML CASA V Management, LLC

   Global Investors GP II, L.L.C.      0   

ML CASA V Management, LLC

   CASA Partners V Holdings, L.L.C.      100   

ML CASA V, L.P.

   ML CASA V Management, LLC      0   

ML CASA V, L.P.

   CASA Partners V Holdings, L.L.C.      100   

ML CASA VI Management, LLC

   CASA Partners VI GP, LLC      0   

ML CASA VI Management, LLC

   CASA Partners VI Holdings, LLC      100   

ML CASA VI, LP

   ML CASA VI Management, LLC      0   

ML CASA VI, LP

   CASA Partners VI Holdings, LLC      100   

ML CASA VII Management, LLC

   CASA Partners VII Holdings, LLC      100   

 

75


Exhibit A

 

ML CASA VII, LP

   ML CASA VII Management, LLC      0.01   

ML CASA VII, LP

   CASA Partners VII Holdings, LLC      99.99   

MLVI Boca Vista Apartments, LLC

   ML CASA VI, LP      100   

MLVI Martha’s Vineyard Apartments, LLC

   ML CASA VI, LP      100   

MLVI Park Lake Apartments, LLC

   ML CASA VI, LP      100   

MLVI Paseo Apartments, LLC

   ML CASA VI, LP      100   

MLVI Pointe At Crabtree Apartments, LLC

   ML CASA VI, LP      100   

MLVI Symphony Place Apartments, LLC

   ML CASA VI, LP      100   

MMSL Access GP, LLC

   Nuveen Alternative Investments, LLC      100   

Monterrey Forestal GWR SAS

   GreenWood Resources, Inc.      100   

Montgomery Street CLO Debt Fund LLC

   Neil L. Rudolph      0   

Municipal Cash Portfolio LLC

   Nuveen Asset Management, LLC      0   

MyVest Corporation

   Teachers Insurance and Annuity Association of America      100   

NA Property Fund Holdings, L.L.C.

   GLB HA II, LLC (Non-TIAA)      25   

NA Property Fund Holdings, L.L.C.

   North American Property Fund, L.P.      75   

ND 70SMA LLC

   ND Properties, Inc.      100   

ND Europe Office Holding S.à r.l

   ND Europe S.a.r.l.      100   

ND Europe S.a.r.l.

   ND Properties, Inc.      100   

ND Festival Place LLC

   ND Properties, Inc.      100   

ND Properties, Inc.

   Teachers Insurance and Annuity Association of America      100   

Neptune Annopol SP Zo.o.

   Neptune Polish Property Venture BV      100   

Neptune Holding Spain, S.L.

   Neptune Property Venture S.à r.l.      100   

 

76


Exhibit A

 

Neptune Krakow SP Z .O.O.

  

Neptune Polish Property Venture BV

     100   

Neptune OPCI

  

Neptune Property Venture S.à r.l.

     100   

Neptune Polish Property Venture BV

  

Neptune Property Venture S.à r.l.

     100   

Neptune Property Venture S.à r.l.

  

Neinver Nemab S.à r.l (Lu)

     50   

Neptune Property Venture S.à r.l.

  

T-C Neptune Holdings S.à r.l.

     50   

Neptune Roppenheim 1 S.à r.l.

  

Neptune Property Venture S.à r.l.

     100   

Neptune Roppenheim 2 S.à r.l.

  

Neptune Property Venture S.à r.l.

     100   

Neptune Roppenheim Holding S.à r.l

  

Neptune Property Venture S.à r.l.

     100   

New Fetter Lane Unit Trust

  

Cityhold UK Investment S.à r.l

     0.1   

New Fetter Lane Unit Trust

  

Cityhold UK Holding S.à r.l

     99.9   

NGC-Pilot Investments, LLC

  

Narrow Gauge Capital GP, LLC (Non-TIAA)

     3.2   

NGC-Pilot Investments, LLC

  

Siguler Guff Pilot Holdings, LLC (Non-TIAA)

     48.4   

NGC-Pilot Investments, LLC

  

Teachers Insurance and Annuity Association of America

     48.4   

Nightingale LuxCo S.à r.l.

  

T-C Europe S.à.r.l.

     100   

Norteshopping Centro Comercial S.A. Portuguese SA

  

Norteshopping Retail & Leisure B.V.

     100   

Norteshopping Retail & Leisure B.V.

  

ND Properties, Inc.

     50   

Norteshopping Retail & Leisure B.V.

  

Sierra European Retail Real Estate Assets Holdings B.V.

     50   

North American Property Fund, L.P.

  

Global Investors GP IV, L.L.C.

     0.0001   

North American Property Fund, L.P.

  

Phoenix Life Insurance Company

     9.62481   

North American Property Fund, L.P.

  

Utah State Retirement Investment Fund - Non TIAA

     90.37519   

North American Sustainable Energy Fund, L.P.

  

North American Sustainable Energy GP, LLC

     0.1   

North American Sustainable Energy Fund, L.P.

  

TIAA Infrastructure Investments, LLC

     99.9   

 

77


Exhibit A

 

North American Sustainable Energy GP, LLC

  

TIAA Infrastructure Investments, LLC

     99.9   

North American Sustainable Energy Manager, LLC

  

TIAA Infrastructure Investments, LLC

     100   

Nova Agricola Ponte Alta S.A.

  

Cosan S.A. Industria E Comercio

     0.01   

Nova Agricola Ponte Alta S.A.

  

Radar Propriedades Agricolas SA

     99.99   

Nova Amaralina S.A. Propriedades Agrícolas

  

Cosan S.A. Industria E Comercio

     0.01   

Nova Amaralina S.A. Propriedades Agrícolas

  

Radar Propriedades Agricolas SA

     99.99   

Nova Gaia Brasil Participaco Ltda.

  

TIAA-CREF Global Agriculture BR, LLC

     0.01   

Nova Gaia Brasil Participaco Ltda.

  

TIAA-CREF Global Agriculture LLC

     99.99   

Nova Ibiajara Propriedades Agrícolas S.A.

  

Cosan S.A. Industria E Comercio

     0.001   

Nova Ibiajara Propriedades Agrícolas S.A.

  

Tellus Brasil Participações S.A.

     99.999   

Nova Santa Barbara Agrícola S.A.

  

Cosan S.A. Industria E Comercio

     0.01   

Nova Santa Barbara Agrícola S.A.

  

Radar Propriedades Agricolas SA

     100   

Nova Star Oil and Gas Inc.

  

Polar Star Canadian Oil and Gas Holding, Inc.

     100   

NRFC Inception II, LP

  

Teachers Insurance and Annuity Association of America

     49   

NRFC Inception, LP

  

Teachers Insurance and Annuity Association of America

     49   

Nuveen Alternative Investments, LLC

  

Nuveen Investments, Inc.

     100   

Nuveen Asset Management, LLC

  

Nuveen Fund Advisors, LLC

     100   

Nuveen Commodities Asset Management, LLC

  

Nuveen Investments, Inc.

     100   

Nuveen Diversified Commodity Fund

  

Nuveen Commodities Asset Management, LLC

     0.01   

Nuveen Fund Advisors, LLC

  

Nuveen Investments, Inc.

     100   

Nuveen Global Investments Holdings, LLC

  

Nuveen Investments, Inc.

     100   

Nuveen Global Investments Ltd

  

Nuveen Global Investments Holdings, LLC

     100   

 

78


Exhibit A

 

Nuveen Global Investors Funds PLC

  

Nuveen Controlled Board of Directors

     11   

Nuveen Holdings 1, Inc.

  

TIAA Asset Management Finance Company, LLC

     100   

Nuveen Holdings 1, Inc.

  

TIAA Asset Management Finance Company, LLC

     100   

Nuveen Holdings, Inc.

  

TIAA Asset Management Finance Company, LLC

     100   

Nuveen Investments Advisers, LLC

  

Nuveen Investments, Inc.

     100   

Nuveen Investments Canada Co.

  

Nuveen Investments Holdings, Inc.

     100   

Nuveen Investments Holdings, Inc.

  

Nuveen Investments, Inc.

     100   

Nuveen Investments, Inc.

  

Nuveen Holdings, Inc.

     100   

Nuveen Long/Short Commodity Total Return Fund

  

Nuveen Commodities Asset Management, LLC

     0   

Nuveen NWQ Holdings, LLC

  

Nuveen Investments, Inc.

     100   

Nuveen Tradewinds Holdings, LLC

  

Nuveen Investments, Inc.

     100   

Nuveen WCM Holdings, LLC

  

Nuveen Investments, Inc.

     100   

NWQ Investment Management Company, LLC

  

Nuveen NWQ Holdings, LLC

     100   

NWQ Partners, LLC

  

Nuveen NWQ Holdings, LLC

     100   

Oak Knoll Napa Vineyards, LLC

  

Silverado WineGrowers, LLC

     100   

Oakville 38 Vineyard, LLC

  

Global AG Properties II USA LLC

     100   

Occator Agricultural Properties, LLC

  

Teachers Insurance and Annuity Association of America

     100   

Oleum Holding Company, Inc.

  

Teachers Insurance and Annuity Association of America

     100   

Olympe (Holding)

  

Bruyeres I SAS

     100   

One Boston Place LLC

  

One Boston Place Real Estate Investment Trust

     100   

One Boston Place Real Estate Investment Trust

  

SITQ BST REIT, LP

     49.75   

One Boston Place Real Estate Investment Trust

  

Teachers Insurance and Annuity Association of America

     50.25   

 

79


Exhibit A

 

Overlook At Woodholme Apartments, LLC

  

CASA Partners VI Holdings, LLC

     100   

Overture 7 Fund, L.P.

  

Symphony Asset Management LLC

     45.51   

Owings Park Apartments, LLC

  

CASA Partners V Holdings, L.L.C.

     100   

Paddington Central III Unit Trust

  

Cityhold Participations S.à r.l

     0.256   

Paddington Central III Unit Trust

  

KS Freehold S.à r.l

     99.744   

Pan-European Logistics Venture SCSp

  

TH Real Estate PELV GP S.à r.l

     0.001   

Pan-European Logistics Venture SCSp

  

Non-TIAA 3rd Party LPs

     99.999   

Park At City West Apartments, LLC

  

CASA Partners V Holdings, L.L.C.

     100   

Park At Winterset Apartments Funding, LLC

  

CASA Partners V Holdings, L.L.C.

     100   

Park At Winterset Apartments, LLC

  

Park At Winterset Apartments Funding, LLC

     100   

Pelican Cove Apartment Homes, LLC

  

CASA Partners III, L.P.

     100   

PELV Alovera S. L.

  

PELV Spain Holdings S. L.

     100   

PELV Amiens

  

PELV OPCI

     0.001   

PELV Amiens

  

PELV France

     99.999   

PELV Bruyeres

  

PELV OPCI

     0.001   

PELV Bruyeres

  

PELV France

     99.999   

PELV BV

  

PELV Holdings S.à r.l

     100   

PELV CV

  

PELV BV

     0.001   

PELV CV

  

Pan-European Logistics Venture SCSp

     99.999   

PELV France

  

PELV France Holdings S.à r.l

     0.001   

PELV France

  

PELV OPCI

     99.999   

PELV France Holdings S.à r.l

  

PELV Holdings S.à r.l

     100   

 

80


Exhibit A

 

PELV Germany Holdings S.à r.l

  

PELV Holdings S.à r.l

     100   

PELV Holdings S.à r.l

  

Pan-European Logistic Venture (Non-TIAA)

     100   

PELV Lagny

  

PELV OPCI

     0.001   

PELV Lagny

  

PELV France

     99.999   

PELV OPCI

  

PELV France Holdings S.à r.l

     100   

PELV Spain Holdings S. L.

  

PELV Holdings S.à r.l

     100   

PELV Villabe

  

PELV OPCI

     0.001   

PELV Villabe

  

PELV France

     99.999   

Pennmuni-TIAA U.S. Real Estate Fund, LLC

  

T-C SMA 2, LLC

     20   

Pennmuni-TIAA U.S. Real Estate Fund, LLC

  

Pennsylvania Municipal Retirement System

     80   

Pepper Building Associates LP

  

T-C Pepper Building GP LLC

     0.1   

Pepper Building Associates LP

  

Teachers Insurance and Annuity Association of America

     99.9   

Pine Tree-SAU Retail Fund, L.L.C.

  

Pine Tree-SAU Investor 1, L.L.C.

     5   

Pine Tree-SAU Retail Fund, L.L.C.

  

Special Account-U, L.P.

     95   

Plata Wine Partners, LLC

  

Plata Managers LLC

     10   

Plata Wine Partners, LLC

  

Plata Advisors LLC

     45   

Plata Wine Partners, LLC

  

The Plata Wine Partners Trust

     45   

Polar Star Canadian Oil and Gas Holding, Inc.

  

Oleum Holding Company, Inc.

     100   

Polar Star Canadian Oil and Gas, Inc.

  

Polar Star Canadian Oil and Gas Holding, Inc.

     100   

Prairie Point Complex, L.L.C.

  

NA Property Fund Holdings, L.L.C.

     100   

Premiere Agricultural Management International, LLC

  

Helgram Investments, LLC

     13.3333   

Premiere Agricultural Management International, LLC

  

Westchester Group Investment Management, Inc.

     86.6667   

 

81


Exhibit A

 

Premiere Agricultural Properties, LLC

  

Ceres Agricultural Properties, LLC

     100   

Premiere Columbia Properties, LLC

  

Ceres Agricultural Properties, LLC

     100   

Premiere Farm Properties, LLC

  

Ceres Agricultural Properties, LLC

     100   

Promcat Alternativa, S.L.

  

Neptune Holding Spain, S.L.

     100   

Proud Participações S.A.

  

Cosan S.A. Industria E Comercio

     0.01   

Proud Participações S.A.

  

Radar II Propriedades Agrícolas S.A.

     100   

Provence 110

  

REA Europe S.a.r.l.

     100   

Quercus Algoma Corporation

  

Quercus Forestland Account, LLC

     100   

Quercus Algoma Land Corporation

  

Quercus Algoma Corporation

     100   

Quercus Forestland Account, LLC

  

Quercus Forestland Advisors, LLC

     1   

Quercus Forestland Account, LLC

  

Broadleaf Timberland Investments, LLC

     99   

Quercus Panama LLC

  

Quercus Forestland Account, LLC

     100   

Quercus West Virginia LLC

  

Quercus Forestland Account, LLC

     100   

Radar II Propriedades Agrícolas S.A.

  

Mansilla Participacoes Ltda

     34.95   

Radar II Propriedades Agrícolas S.A.

  

Cosan S.A. Industria E Comercio

     60.05   

Radar Propriedades Agricolas SA

  

Radar II Propriedades Agrícolas S.A.

     15.31   

Radar Propriedades Agricolas SA

  

Cosan S.A. Industria E Comercio

     18.92   

Radar Propriedades Agricolas SA

  

Mansilla Participacoes Ltda

     65.77   

Red Canyon PP Condominium Association, Inc.

  

T-C Palomino Red Canyon LLC

     100   

Regency Dell Ranch Apartments, LLC

  

CASA Grande Investments I, LLC

     100   

Renaissance Plaza Castle, LLC

  

Castle-Renaissance, LLC

     100   

Renewable Timber Europe, LLC

  

Teachers Insurance and Annuity Association of America

     100   

 

82


Exhibit A

 

Renewable Timber Netherlands B.V.

  

Renewable Timber Europe, LLC

     100   

Renewable Timber Resources LLC

  

Teachers Insurance and Annuity Association of America

     100   

Retail Housing IDF, LLC

  

AGL Life Assurance Company Separate Account GVA 5 (Non TIAA)

     100   

RGM 42, L.L.C.

  

Mima Investor Member LLC

     70   

Rhapsody Fund, L.P.

  

Symphony Asset Management LLC

     0.47   

Rittenhouse Apartments, LLC

  

CASA Partners IV, L.P.

     100   

River Oaks Apartments, LLC

  

CASA Partners VI Holdings, LLC

     100   

Rodgers Creek Vineyard LLC

  

Silverado WineGrowers, LLC

     100   

Roosevelt Participation S.à r.l

  

Cityhold Office Partnership S.à r.l

     100   

Roppenheim Holding SAS

  

Neptune OPCI

     100   

Roppenheim Outlet SNC

  

Neptune Roppenheim Holding S.à r.l

     0.01   

Roppenheim Outlet SNC

  

Roppenheim Holding SAS

     99.99   

Rue de L’Universite 154

  

Cityhold Office Partnership S.à r.l

     100   

Runaway Bay, LLC

  

CASA Partners IV, L.P.

     100   

Samambaia Propriedades Agrícolas Ltda

  

Cosan S.A. Industria E Comercio

     0.01   

Samambaia Propriedades Agrícolas Ltda

  

Janus Brasil Participacoes, S.A.

     99.99   

San Regis, LLC

  

CASA Partners III, L.P.

     100   

Santa Barbara Asset Management, LLC

  

Nuveen Investments, Inc.

     100   

Santa Fe Ranch, LLC

  

CASA Grande Investments II, LP

     100   

 

83


Exhibit A

 

SARL Des Brateaux

  

Villabe SAS

     100   

SARL Servin (Holding)

  

Bruyeres II SAS

     100   

SAS Malachite

  

TIAA Lux 9 S.a.r.l.

     100   

SAS Roosevelt

  

Cityhold Office Partnership S.à r.l

     100   

ScanTech Sciences, Inc.

  

Occator Agricultural Properties, LLC

     12.5   

Seneca Industrial Holdings, LLC

  

Teachers Insurance and Annuity Association of America for the benefit of the Real Estate Account

     100   

SHF-33D North Apts, LLC

  

CASA Student Housing Fund Holdings, LLC

     100   

SHF-Millennium One Apts, LLC

  

CASA Student Housing Fund Holdings, LLC

     100   

SHF-The Rocks Apts, LLC

  

CASA Student Housing Fund Holdings, LLC

     100   

Silk Road Holdings Pte. Ltd.

  

China Designer Outlet Mall SA

     7.5   

Silverado Gonzales Vineyards, LLC

  

Silverado Premium Properties, LLC

     100   

Silverado Los Alamos Vineyards, LLC

  

Silverado Premium Properties, LLC

     100   

Silverado Monterey Vineyards, LLC

  

Silverado Premium Properties, LLC

     100   

Silverado Premium Properties, LLC

  

Dionysus Properties, LLC

     100   

Silverado SLO Vineyards, LLC

  

Silverado Premium Properties, LLC

     100   

Silverado Sonoma Vineyards, LLC

  

Silverado Premium Properties, LLC

     100   

Silverado Suscol, LLC

  

Silverado WineGrowers, LLC

     100   

Silverado Sweetwater Vineyards, LLC

  

Silverado Premium Properties, LLC

     100   

Silverado Winegrowers Holdings, LLC

  

Dionysus Properties, LLC

     100   

Silverado WineGrowers, LLC

  

Silverado Winegrowers Holdings, LLC

     100   

Silverhill Winchester 1 Limited

  

Winchester Silverhill Limited

     100   

Silverhill Winchester 2 Limited

  

Silverhill Winchester 1 Limited

     100   

 

84


Exhibit A

 

Silverwood Apartments, LLC

  

CASA Grande Investments II, LP

     100   

SNC Garnet-TIAA

  

TIAA Lux 9 S.a.r.l.

     0.01   

SNC Garnet-TIAA

  

SAS Malachite

     99.99   

SNC La Défense

  

TIAA Lux 9 S.a.r.l.

     0.01   

SNC La Défense

  

SAS Malachite

     99.99   

SNC Lazuli

  

TIAA Lux 9 S.a.r.l.

     0.01   

SNC Lazuli

  

SAS Malachite

     99.99   

SNC Péridot

  

TIAA Lux 9 S.a.r.l.

     0.01   

SNC Péridot

  

SAS Malachite

     99.99   

SNC Roosevelt

  

Roosevelt Participation S.à r.l

     0.01   

SNC Roosevelt

  

SAS Roosevelt

     99.99   

Social Infra, LLC

  

Teachers Insurance and Annuity Association of America

     100   

Special Account-U, L.P.

  

Global Investors GP, L.L.C.

     0.01   

Special Account-U, L.P.

  

Utah State Retirement Investment Fund - Non TIAA

     99.99   

SPP Napa Vineyards, LLC

  

Silverado Premium Properties, LLC

     100   

Springing Druid, Inc.

  

CASA Partners V Holdings, L.L.C.

     100   

SSF-1 LLC

  

Symphony Specialty Finance LLC

     46.16   

Stage Gulch Ridge Vineyard, LLC

  

Silverado WineGrowers, LLC

     100   

Stanly Ranch Vineyards, LLC

  

Silverado Premium Properties, LLC

     100   

 

85


Exhibit A

 

Stonegate Complex GP, L.L.C.

   NA Property Fund Holdings, L.L.C.      100   

Stonegate Complex, L.P.

   Stonegate Complex GP, L.L.C.      0.01   

Stonegate Complex, L.P.

   NA Property Fund Holdings, L.L.C.      99.99   

Strategic Commodities Fund, Ltd.

   Gresham Investment Management LLC      0.0099   

Strategic Commodities Fund, Ltd.

   Non-TIAA Owners      99.9901   

Sugarloaf East Vineyard, LLC

   Global AG Properties II USA LLC      100   

Sugarloaf Vineyard, LLC

   Global AG Properties USA LLC      100   

Sunpointe Cove, LLC

   CASA Grande Investments II, LP      100   

Suscol Mountain Vineyards, LLC

   Silverado Premium Properties, LLC      100   

Sweden Nova Lund 1 AB

   T-C Nordics Investment AB      100   

Sweden Nova Lund 2 AB

   T-C Nordics Investment AB      100   

SWG Delta Vineyards, LLC

   Silverado WineGrowers, LLC      100   

SWG Paso Vineyards, LLC

   Silverado WineGrowers, LLC      100   

Symphony Asset Management LLC

   Nuveen Investments Holdings, Inc.      49   

Symphony Asset Management LLC

   Nuveen Investments, Inc.      51   

Symphony CLO Opportunities Master Fund, L.P.

   Symphony Asset Management LLC      0.19   

Symphony CLO Opportunities Master Fund, L.P.

   Non-TIAA 3rd Party LPs      99.81   

Symphony Specialty Finance LLC

   Nuveen Investments, Inc.      46.16   

T-C 101 Miller Street Holding Company LLC

   Teachers Insurance and Annuity Association of America      100   

 

86


Exhibit A

 

T-C 101 Miller Street LLC

   T-C 101 Miller Street Holding Company LLC      100   

T-C 1101 Pennsylvania Avenue LLC

   T-C GA Real Estate Holdings LLC      100   

T-C 1101 Pennsylvania Avenue Owner LLC

   Reit Shareholders      0.1   

T-C 1101 Pennsylvania Avenue Owner LLC

   T-C 1101 Pennsylvania Avenue Venture LLC      99.9   

T-C 1101 Pennsylvania Avenue Venture LLC

   NBIM Woodrow Evening Star WDC LLC      49.9   

T-C 1101 Pennsylvania Avenue Venture LLC

   T-C 1101 Pennsylvania Avenue LLC      50.1   

T-C 1500 Owens, LLC

   Teachers Insurance and Annuity Association of America for the benefit of the Real Estate Account      100   

T-C 1608 Chestnut General Partner LLC

   U.S. Cities Fund Operating LP      100   

T-C 1608 Chestnut Limited Partner LLC

   U.S. Cities Fund Operating LP      100   

T-C 1619 Walnut Street GP LLC

   Teachers Insurance and Annuity Association of America for the benefit of the Real Estate Account      100   

T-C 2 Herald Square Member LLC

   T-C GA Real Estate Holdings LLC      100   

T-C 2 Herald Square Owner LLC

   Reit Shareholders      0.1   

T-C 2 Herald Square Owner LLC

   T-C 2 Herald Square Venture LLC      99.9   

T-C 2 Herald Square Venture LLC

   NBIM Woodrow      49.9   

T-C 2 Herald Square Venture LLC

   T-C 2 Herald Square Member LLC      50.1   

T-C 20 Hunter Street (AUS) Pty Ltd

   Teachers Insurance and Annuity Association of America      100   

T-C 20 Hunter Street (AUS) Trust

   T-C 20 Hunter Street (US) LLC      100   

T-C 20 Hunter Street (US) LLC

   Teachers Insurance and Annuity Association of America      100   

T-C 200 Milik Street LLC

   Teachers Insurance and Annuity Association of America for the benefit of the Real Estate Account      100   

T-C 200 W 72nd Street LLC

   T-C SP, Inc.      0   

T-C 200 W 72nd Street LLC

   Teachers REA, LLC      100   

T-C 225 Binney, LLC

   Teachers Insurance and Annuity Association of America for the benefit of the Real Estate Account      100   

 

87


Exhibit A

 

T-C 2300 Broadway LLC

   T-C GA Real Estate Holdings LLC      100   

T-C 33 Arch Street LLC

   Reit Shareholders      0.1   

T-C 33 Arch Street LLC

   T-C 33 Arch Street Venture LLC      99.9   

T-C 33 Arch Street Member LLC

   T-C GA Real Estate Holdings LLC      100   

T-C 33 Arch Street Venture LLC

   NBIM Woodrow 33 Arch St Bos LLC      49.9   

T-C 33 Arch Street Venture LLC

   T-C 33 Arch Street Member LLC      50.1   

T-C 3333 Wisconsin Avenue, LLC

   U.S. Cities Fund Operating LP      100   

T-C 40 Broad Street LLC

   U.S. Cities Fund Operating LP      100   

T-C 400 Montgomery, LLC

   Teachers Insurance and Annuity Association of America      100   

T-C 401 West 14th Street Member LLC

   Teachers Insurance and Annuity Association of America for the benefit of the Real Estate Account      100   

T-C 425 Park Avenue LLC

   Teachers Insurance and Annuity Association of America for the benefit of the Real Estate Account      100   

T-C 430 West 15th Street LLC

   Teachers Insurance and Annuity Association of America for the benefit of the Real Estate Account      100   

T-C 470 Park Avenue South Member LLC

   T-C GA Real Estate Holdings LLC      100   

T-C 470 Park Avenue South Owner LLC

   Reit Shareholders      0.1   

T-C 470 Park Avenue South Owner LLC

   T-C 470 Park Avenue South Venture LLC      99.9   

T-C 470 Park Avenue South Venture LLC

   NBIM Woodrow 470 PAS NYC LLC      49.9   

T-C 470 Park Avenue South Venture LLC

   T-C 470 Park Avenue South Member LLC      50.01