SC 13D/A 1 d717933dsc13da.htm SC 13D/A SC 13D/A

 

 

UNITED STATES

SECURITIES AND EXCHANGE COMMISSION

Washington, D.C. 20549

 

 

SCHEDULE 13D

Under the Securities Exchange Act of 1934

(Amendment No. 1)*

 

 

TABULA RASA HEALTHCARE, INC.

(Name of Issuer)

Common Stock, par value $0.0001 per share

(Title of Class of Securities)

873379101

(CUSIP Number)

David Maryles

Managing Director, Legal and Compliance

BlackRock, Inc.

55 East 52nd Street

New York, NY 10055

(212) 810-5300

(Name, Address and Telephone Number of Person Authorized to Receive Notices and Communications)

June 18, 2022

(Date of Event which Requires Filing of this Statement)

 

 

If the filing person has previously filed a statement on Schedule 13G to report the acquisition that is the subject of this Schedule 13D, and is filing this schedule because of §§ 240.13d-1(e), 240.13d-1(f) or 240.13d-1(g), check the following box:  ☒

 

 

Note: Schedules filed in paper format shall include a signed original and five copies of the schedule, including all exhibits. See Rule 13d-7 for other parties to whom copies are to be sent.

 

 

*

The remainder of this cover page shall be filled out for a reporting person’s initial filing on this form with respect to the subject class of securities, and for any subsequent amendment containing information which would alter disclosures provided in a prior cover page.

The information required on the remainder of this cover page shall not be deemed to be “filed” for the purpose of Section 18 of the Securities Exchange Act of 1934 (“Act”) or otherwise subject to the liabilities of that section of the Act but shall be subject to all other provisions of the Act (however, see the Notes).

 

 

 


CUSIP No.: 873379101

 

  1    

  NAMES OF REPORTING PERSONS

 

  BlackRock, Inc.

  2  

  CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP

  (a)  ☐        (b)  ☐

 

  3  

  SEC USE ONLY

 

  4  

  SOURCE OF FUNDS

 

  OO

  5  

  CHECK IF DISCLOSURE OF LEGAL PROCEEDINGS IS REQUIRED PURSUANT TO ITEMS 2 (d) or 2(e)

 

  ☐

  6  

  CITIZENSHIP OR PLACE OF ORGANIZATION

 

  Delaware

NUMBER OF

SHARES

BENEFICIALLY

OWNED BY

EACH

REPORTING

PERSON

WITH

 

     7     

  SOLE VOTING POWER

 

  1,483,290

     8   

  SHARED VOTING POWER

 

  0

     9   

  SOLE DISPOSITIVE POWER

 

  1,500,489

   10   

  SHARED DISPOSITIVE POWER

 

  0

11    

  AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON

 

  1,500,489

12  

  CHECK IF THE AGGREGATE AMOUNT IN ROW (11) EXCLUDES CERTAIN SHARES (SEE INSTRUCTIONS)

 

  ☐

13  

  PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (11)

 

  5.8%

14  

  TYPE OF REPORTING PERSON (SEE INSTRUCTIONS)

 

  HC

 

2


EXPLANATORY NOTE

This Amendment No. 1 (this “Amendment No. 1”) amends and supplements the Schedule 13D (as amended, the “Schedule 13D”) filed with the U.S. Securities and Exchange Commission on April 21, 2022 (the “Original Schedule 13D”), by and on behalf of BlackRock, Inc. (“BlackRock”), relating to the common stock, par value $0.0001 per share (the “Common Stock”), of Tabula Rasa HealthCare, Inc., a Delaware corporation (the “Issuer”).

Except as specifically provided herein, this Amendment No. 1 does not modify any of the information previously reported on the Original Schedule 13D. Capitalized terms used but not otherwise defined in this Amendment No. 1 shall have the meanings ascribed to them in the Original Schedule 13D.

Item 2. Identity and Background.

The information set forth in amended and restated Annex A hereto is incorporated by reference in this amended Item 2.

Item 4. Purpose of Transaction.

Item 4 is hereby amended and supplemented to include the following:

As previously disclosed in the Original Schedule 13D, a fund advised by an Advisory Subsidiary previously authorized one of its portfolio companies, identified in this Amendment No. 1 as Transaction Data Systems, Inc., a Florida corporation and one of the portfolio companies of such fund (“Bidder”), to participate in a process being conducted by the Issuer to divest certain assets of the Issuer. On June 18, 2022, Bidder, Issuer and Tabula Rasa HealthCare Group, Inc., a Delaware corporation and wholly-owned subsidiary of Issuer (“Seller”), entered into an Asset Purchase Agreement (the “Purchase Agreement”), pursuant to which Seller agreed to sell to Bidder its unincorporated PrescribeWellness business division (the “PrescribeWellness Business”) and the assets, properties, and rights that are primarily used or held for use in connection with the PrescribeWellness Business, in accordance with the terms and conditions set forth therein, for up to $140,000,000 in cash, of which $125,000,000 will be paid at closing subject to certain adjustments related to the net working capital of the PrescribeWellness Business (the “Base Purchase Price”). The additional $15,000,000 is contingent consideration that will be paid to Seller based upon the PrescribeWellness Business’s achievement of certain performance-based metrics during the fiscal years ending December 31, 2023 and 2024. The Purchase Agreement further provides for a post-closing, true-up adjustment based on the parties’ determination of the Final Working Capital Amount. Consummation of the transactions contemplated by the Purchase Agreement is subject to certain conditions and approvals, including without limitation (i) the consummation of Seller’s acquisition of certain intellectual property and related assets from karmadata, Inc., a Delaware corporation, and (ii) the satisfaction or waiver of certain customary closing conditions, including receipt of all required approvals under the Hart-Scott-Rodino Antitrust Improvements Act of 1976, as amended.

The foregoing description of the Purchase Agreement does not purport to be complete and is qualified in its entirety by reference to the full text of such agreement filed as an exhibit to this Amendment No. 1, and incorporated herein by reference.

The activities described herein will not restrict the Advisory Subsidiaries’ exercise of investment or voting power with respect to the Common Stock to which this Schedule 13D relates. Except as set forth in this Schedule 13D, BlackRock has no present plans or proposals that relate to or would result in any of the actions described in Item 4 (a) through (j) of this Schedule 13D. Each of the Advisory Subsidiaries may evaluate on a continuing basis its client accounts’ investment in the Issuer, and BlackRock expects that such Advisory Subsidiaries may from time to time acquire or dispose of Common Stock or other securities of the Issuer on behalf of such client accounts. Any acquisitions or dispositions will depend upon (i) the price and availability of the Issuer’s securities; (ii) subsequent developments concerning the Issuer’s business and prospects and the industry in which the Issuer operates; (iii) the Advisory Subsidiaries’ general investment policies with respect to the applicable accounts managed by the Advisory Subsidiaries; (iv) other investment and business opportunities available to the Advisory Subsidiaries on behalf of their clients; (v) general market and economic conditions; (vi) tax considerations; and (vii) such other factors as the Advisory Subsidiaries may consider relevant. Any such acquisitions or dispositions may be made, subject to applicable law, in open market transactions or privately negotiated transactions.

Item 5. Interest in Securities of the Issuer.

Item 5 (a) – (c) is hereby amended and restated as follows:

(a) and (b) The responses of BlackRock to Rows (7) through (11), and (13) of the cover page of this Schedule 13D are incorporated herein by reference.

The aggregate percentage of shares of Common Stock reported as beneficially owned by BlackRock was calculated based on 25,849,263 shares of Common Stock issued and outstanding as of April 30, 2022, as disclosed in the Issuer’s Quarterly Report on Form 10-Q for the quarter ended March 31, 2022, filed with the U.S. Securities and Exchange Commission on May 9, 2022.

The Common Stock beneficially owned by BlackRock includes Common Stock beneficially owned by the Advisory Subsidiaries, including BlackRock Advisors, LLC, Aperio Group, LLC, BlackRock (Netherlands) B.V., BlackRock Fund Advisors, BlackRock Institutional Trust Company, National Association, BlackRock Financial Management, Inc., BlackRock Investment Management, LLC, BlackRock Investment Management (UK) Limited, and BlackRock Asset Management Canada Limited, none of which individually beneficially owns in excess of 5% of the outstanding Common Stock.

(c) Annex B, attached hereto, sets forth transactions in the Common Stock that were effected since the filing of the Original Schedule 13D. The transactions in the Common Stock described on Annex B were effected on securities exchanges unless otherwise indicated therein.

Item 6. Contracts, Arrangements, Understandings or Relationships with Respect to Securities of the Issuer.

Item 6 is hereby amended and supplemented to include the following:

In addition, a BlackRock-managed fund is a party to a derivative agreement in the form of contract for difference (the “CFD”) in an aggregate notional principal amount of 7,742 shares of Common Stock of the Issuer. The CFD provides the BlackRock-managed fund with economic results that are comparable to the economic results of ownership but do not provide them with the power to vote or direct the voting or dispose of or direct the disposition of the shares that are referenced in the CFD (such shares, the “Subject Shares”). BlackRock disclaims beneficial ownership of the Subject Shares. The counterparty to the CFD is an unaffiliated third-party financial institution.

Item 7. Material to be filed as Exhibits.

Item 7 is hereby amended and supplemented to include the following:

 

Exhibit 2    Asset Purchase Agreement dated as of June 18, 2022 (incorporated herein by reference to Exhibit 2.1 to the Issuer’s Current Report on Form 8-K filed on June 21, 2022).

 

3


SIGNATURES

After reasonable inquiry and to the best of my knowledge and belief, I certify that the information set forth in this statement is true, complete and correct.

 

Dated: June 21, 2022     BLACKROCK, INC.
    By:  

/s/ David Maryles

    Name:   David Maryles
    Title:   Attorney in Fact


Annex A is hereby amended and restated as follows:

Annex A

The following is a list of the executive officers and directors of BlackRock, Inc. (collectively, the “Covered Persons”), setting forth the present principal occupation or employment and the name, principal business and address of any corporation or other organization in which such employment is conducted and citizenship for each such person. Each Covered Person is a citizen of the United States, unless otherwise noted, and does not have any other principal occupation (outside of similar positions held with respect to other entities directly or indirectly managed or advised by BlackRock).

Executive Officers

 

Name   

Principal Occupation or Employment

  

Business Address

  

Citizenship

Laurence D. Fink    Chairman and Chief Executive Officer   

BlackRock, Inc.

55 East 52nd Street

New York, NY 10055

   U.S.
Robert S. Kapito    President   

BlackRock, Inc.

55 East 52nd Street

New York, NY 10055

   U.S.
Rachel Lord    Senior Managing Director and Chair and Head of Asia Pacific   

BlackRock, Inc.

16/F Champion Tower

3 Garden Road Central, Hong Kong

   U.K.
Robert L. Goldstein    Senior Managing Director, Chief Operating Officer and Global Head of BlackRock Solutions   

BlackRock, Inc.

55 East 52nd Street

New York, NY 10055

   U.S.
J. Richard Kushel    Senior Managing Director and Head of the Portfolio Management Group   

BlackRock, Inc.

55 East 52nd Street

New York, NY 10055

   U.S.
Stephen Cohen    Senior Managing Director and Head of Europe, Middle East and Africa   

BlackRock, Inc.

Drapers Gardens

12 Throgmorton Avenue

London EC2N 2DL United Kingdom

   U.K.
Mark S. McCombe    Senior Managing Director and Chief Client Officer   

BlackRock, Inc.

55 East 52nd Street

New York, NY 10055

   U.K.
Christopher J. Meade    Senior Managing Director, Chief Legal Officer and General Counsel   

BlackRock, Inc.

55 East 52nd Street

New York, NY 10055

   U.S.
Manish Mehta    Senior Managing Director and Global Head of Human Resources   

BlackRock, Inc.

400 Howard Street

San Francisco, CA 94105

   U.S.
Gary S. Shedlin    Senior Managing Director and Chief Financial Officer   

BlackRock, Inc.

55 East 52nd Street

New York, NY 10055

   U.S.
Mark Wiedman    Senior Managing Director and Head of International and of Corporate Strategy   

BlackRock, Inc.

55 East 52nd Street

New York, NY 10055

   U.S.


Directors

 

Name   

Principal Occupation or Employment

  

Business Address

  

Citizenship

Bader M. Alsaad    Arab Fund for Economic & Social Development - Chairman of the Board and Director General   

BlackRock, Inc.

55 East 52nd Street

New York, NY 10055

   Kuwait
Pamela Daley    General Electric Company - Former Senior Vice President of Corporate Business Development   

BlackRock, Inc.

55 East 52nd Street

New York, NY 10055

   U.S.
Laurence D. Fink    BlackRock, Inc. - Chairman and Chief Executive Officer   

BlackRock, Inc.

55 East 52nd Street

New York, NY 10055

   U.S.
Beth Ford   

Land O’Lakes, Inc. - President and

Chief Executive Officer

  

Land O’Lakes, Inc.

4001 Lexington Ave. North

Arden Hills, MN 55126

   U.S.
William E. Ford    General Atlantic - Chairman and Chief Executive Officer   

General Atlantic

Park Avenue Plaza

55 East 52nd Street, 33rd Fl

New York, NY 10055

   U.S.
Fabrizio Freda    The Estée Lauder Companies Inc. - President and Chief Executive Officer   

Estée Lauder Companies

767 Fifth Avenue, 40th Fl

New York, NY 10153

   Italy & U.S.
Murry S. Gerber   

EQT Corporation - Former Executive Chairman, Chairman,

President and CEO

  

BlackRock, Inc.

55 East 52nd Street

New York, NY 10055

   U.S.
Margaret “Peggy” L. Johnson    Magic Leap, Inc. - Chief Executive Officer   

Magic Leap

7500 W. Sunrise Blvd

Plantation, FL 33322

   U.S.
Robert S. Kapito    BlackRock, Inc. - President   

BlackRock, Inc.

55 East 52nd Street

New York, NY 10055

   U.S.
Cheryl D. Mills    BlackIvy Group LLC - Founder and Chief Executive Officer   

BlackIvy Group LLC

2300 N Street NW

Suite 630

Washington DC 20037

   U.S.
Gordon M. Nixon    Royal Bank of Canada - Former President, CEO and Board Member    BlackRock, Inc. 55 East 52nd Street New York, NY 10055    Canada
Kristin C. Peck    Zoetis Inc. - Chief Executive Officer    Zoetis Inc. 10 Sylvan Way Parsippany, NJ 07054    U.S.
Charles H. Robbins    Cisco Systems, Inc. - Chairman and Chief Executive Officer    Cisco Systems, Inc. 300 West Tasman Drive San Jose, CA 95134 7    U.S.
Marco Antonio Slim Domit    Grupo Financiero Inbursa, S.A.B. de C.V. - Chairman    Grupo Financiero Inbursa Av. Paseo de las Palmas, #736 Floor 1 Colonia Lomas de Chapultepec C.P. 11000, México D.F.    Mexico
Hans E. Vestberg   

Verizon Communications Inc. -

Chairman and Chief Executive Officer

   Verizon Communications Inc. 1095 Avenue of the Americas New York, NY 10036    Sweden
Susan L. Wagner    BlackRock, Inc. - Former Vice Chairman    BlackRock, Inc. 55 East 52nd Street New York, NY 10055    U.S.
Mark Wilson    Abacai - Co-Chairman and Chief Executive Officer    BlackRock, Inc. 55 East 52nd Street New York, NY 10055    New Zealand


Annex B

Transaction in Common Stock

Since Original Schedule 13D Filing

 

Legal Entity

   Trade Date    Amount    Trade Price    Buy/Sell

Aperio Group, LLC

   4/22/2022    86    $4.24    SELL

Aperio Group, LLC

   4/22/2022    86    $4.22    SELL

BlackRock Fund Advisors

   5/3/2022    240    $3.77    BUY

BlackRock Fund Advisors

   5/3/2022    8,245    $3.77    BUY

BlackRock Fund Advisors

   5/3/2022    510    $3.77    SELL

BlackRock Fund Advisors

   5/3/2022    1,700    $3.77    SELL

BlackRock Fund Advisors

   5/3/2022    765    $3.77    SELL

BlackRock Fund Advisors

   5/3/2022    1,785    $3.77    SELL

BlackRock Fund Advisors

   5/4/2022    6    $3.75    SELL

BlackRock Asset Management Ireland Limited

   5/4/2022    102    $3.75    BUY

BlackRock Fund Advisors

   5/4/2022    850    $3.75    BUY

BlackRock Fund Advisors

   5/4/2022    170    $3.75    SELL

BlackRock Fund Advisors

   5/4/2022    5    $3.75    SELL

BlackRock Fund Advisors

   5/4/2022    1,105    $3.75    SELL

BlackRock Fund Advisors

   5/4/2022    1,275    $3.75    SELL

BlackRock Fund Advisors

   5/4/2022    720    $3.75    BUY

BlackRock Fund Advisors

   5/4/2022    480    $3.75    BUY

BlackRock Fund Advisors

   5/5/2022    1,360    $3.22    BUY

BlackRock Fund Advisors

   5/5/2022    255    $3.22    SELL

BlackRock Asset Management Ireland Limited

   5/5/2022    132    $3.22    BUY

BlackRock Fund Advisors

   5/5/2022    1,105    $3.22    SELL

BlackRock Fund Advisors

   5/5/2022    340    $3.22    SELL

BlackRock Fund Advisors

   5/5/2022    2,125    $3.22    BUY

BlackRock Fund Advisors

   5/5/2022    1,360    $3.22    SELL

BlackRock Fund Advisors

   5/5/2022    2,125    $3.22    SELL

BlackRock Fund Advisors

   5/6/2022    1,785    $4.10    SELL

BlackRock Fund Advisors

   5/6/2022    595    $4.10    SELL

BlackRock Fund Advisors

   5/6/2022    1,700    $4.10    SELL

BlackRock Financial Management, Inc.

   5/6/2022    2,501    $3.83    BUY

BlackRock Fund Advisors

   5/6/2022    9    $4.10    BUY

BlackRock Fund Advisors

   5/6/2022    340    $4.10    SELL

BlackRock Fund Advisors

   5/9/2022    765    $3.90    BUY

BlackRock Fund Advisors

   5/9/2022    1,700    $3.90    BUY

BlackRock Fund Advisors

   5/9/2022    2,125    $3.90    BUY

BlackRock Fund Advisors

   5/9/2022    1,955    $3.90    BUY

BlackRock Fund Advisors

   5/9/2022    1,020    $3.90    BUY

BlackRock Fund Advisors

   5/10/2022    1,530    $4.45    BUY

BlackRock Fund Advisors

   5/10/2022    51    $4.45    SELL

BlackRock Fund Advisors

   5/10/2022    3,145    $4.45    BUY

BlackRock Fund Advisors

   5/10/2022    2,295    $4.45    BUY

BlackRock Fund Advisors

   5/10/2022    2,550    $4.45    BUY


Legal Entity

   Trade Date    Amount    Trade Price    Buy/Sell

BlackRock Fund Advisors

   5/11/2022    960    $3.83    BUY

BlackRock Fund Advisors

   5/11/2022    36    $3.83    BUY

BlackRock Fund Advisors

   5/11/2022    595    $3.83    SELL

BlackRock Fund Advisors

   5/11/2022    850    $3.83    SELL

BlackRock Fund Advisors

   5/11/2022    13    $3.83    BUY

BlackRock Fund Advisors

   5/11/2022    30    $3.83    BUY

BlackRock Fund Advisors

   5/11/2022    1,360    $3.83    BUY

BlackRock Fund Advisors

   5/11/2022    255    $3.83    SELL

BlackRock Fund Advisors

   5/11/2022    10    $3.83    BUY

BlackRock Fund Advisors

   5/11/2022    255    $3.83    BUY

BlackRock Fund Advisors

   5/11/2022    26    $3.83    SELL

BlackRock Fund Advisors

   5/12/2022    18    $3.88    BUY

BlackRock Fund Advisors

   5/12/2022    595    $3.88    BUY

BlackRock Fund Advisors

   5/12/2022    240    $3.88    SELL

BlackRock Fund Advisors

   5/13/2022    30    $3.55    BUY

BlackRock Fund Advisors

   5/13/2022    50    $3.55    SELL

BlackRock Fund Advisors

   5/13/2022    12    $3.55    BUY

BlackRock Fund Advisors

   5/13/2022    935    $3.55    SELL

BlackRock Fund Advisors

   5/13/2022    680    $3.55    BUY

BlackRock Fund Advisors

   5/13/2022    1,955    $3.55    SELL

BlackRock Fund Advisors

   5/16/2022    7,310    $3.24    BUY

BlackRock Fund Advisors

   5/16/2022    850    $3.24    SELL

BlackRock Fund Advisors

   5/16/2022    1,785    $3.24    SELL

BlackRock Fund Advisors

   5/16/2022    935    $3.24    SELL

BlackRock Fund Advisors

   5/16/2022    425    $3.24    SELL

BlackRock Fund Advisors

   5/16/2022    5    $3.24    SELL

BlackRock Fund Advisors

   5/16/2022    240    $3.24    BUY

BlackRock Fund Advisors

   5/16/2022    1,020    $3.24    SELL

BlackRock Fund Advisors

   5/17/2022    1,615    $3.17    SELL

BlackRock Fund Advisors

   5/17/2022    15    $3.17    BUY

BlackRock Fund Advisors

   5/17/2022    935    $3.17    SELL

BlackRock Fund Advisors

   5/18/2022    2,040    $2.81    SELL

BlackRock Fund Advisors

   5/18/2022    1,020    $2.81    SELL

BlackRock Fund Advisors

   5/18/2022    1,700    $2.81    SELL

BlackRock Fund Advisors

   5/18/2022    1,785    $2.81    BUY

BlackRock Fund Advisors

   5/18/2022    2,210    $2.81    SELL

BlackRock Fund Advisors

   5/18/2022    720    $2.81    BUY

BlackRock Fund Advisors

   5/18/2022    1,700    $2.81    SELL

BlackRock Fund Advisors

   5/18/2022    68    $2.81    BUY

BlackRock Fund Advisors

   5/18/2022    5    $2.81    BUY

BlackRock Fund Advisors

   5/18/2022    3,145    $2.81    SELL

BlackRock Fund Advisors

   5/18/2022    480    $2.81    SELL

BlackRock Fund Advisors

   5/19/2022    850    $2.67    SELL

BlackRock Fund Advisors

   5/19/2022    425    $2.67    SELL

BlackRock Fund Advisors

   5/19/2022    1,500,000    $67.99    BUY

BlackRock Fund Advisors

   5/19/2022    18    $2.67    SELL


Legal Entity

   Trade Date    Amount    Trade Price    Buy/Sell

BlackRock Fund Advisors

   5/19/2022    26    $2.67    SELL

BlackRock Fund Advisors

   5/19/2022    4,080    $2.67    BUY

BlackRock Fund Advisors

   5/19/2022    720    $2.67    BUY

BlackRock Fund Advisors

   5/20/2022    765    $2.30    SELL

BlackRock Fund Advisors

   5/20/2022    4,420    $2.30    SELL

BlackRock Fund Advisors

   5/20/2022    170    $2.30    BUY

BlackRock Fund Advisors

   5/20/2022    2,720    $2.30    SELL

BlackRock Fund Advisors

   5/20/2022    480    $2.30    SELL

BlackRock Fund Advisors

   5/20/2022    1,700    $2.30    SELL

BlackRock Fund Advisors

   5/20/2022    1,020    $2.30    SELL

BlackRock Fund Advisors

   5/20/2022    595    $2.30    BUY

BlackRock Fund Advisors

   5/23/2022    720    $2.86    BUY

BlackRock Fund Advisors

   5/23/2022    2,040    $2.86    BUY

BlackRock Fund Advisors

   5/23/2022    1,360    $2.86    SELL

BlackRock Fund Advisors

   5/23/2022    40    $2.86    BUY

BlackRock Fund Advisors

   5/23/2022    255    $2.86    BUY

BlackRock Fund Advisors

   5/23/2022    170    $2.86    BUY

BlackRock Fund Advisors

   5/23/2022    1,190    $2.86    SELL

BlackRock Fund Advisors

   5/24/2022    4,845    $3.12    BUY

BlackRock Fund Advisors

   5/24/2022    15    $3.12    BUY

BlackRock Fund Advisors

   5/24/2022    6    $3.12    SELL

BlackRock Fund Advisors

   5/24/2022    850    $3.12    BUY

BlackRock Fund Advisors

   5/24/2022    1,445    $3.12    BUY

BlackRock Fund Advisors

   5/24/2022    850    $3.12    SELL

BlackRock Fund Advisors

   5/24/2022    1,530    $3.12    BUY

Aperio Group, LLC

   5/24/2022    145    $2.97    SELL

BlackRock Fund Advisors

   5/25/2022    850    $3.25    BUY

BlackRock Fund Advisors

   5/25/2022    425    $3.25    BUY

BlackRock Fund Advisors

   5/25/2022    480    $3.25    BUY

BlackRock Fund Advisors

   5/25/2022    480    $3.25    BUY

BlackRock Fund Advisors

   5/25/2022    21    $3.25    BUY

BlackRock Advisors, LLC

   5/25/2022    10,690    $3.25    BUY

BlackRock Fund Advisors

   5/25/2022    480    $3.25    BUY

BlackRock Fund Advisors

   5/25/2022    1,200    $3.25    BUY

BlackRock Fund Advisors

   5/25/2022    1,190    $3.25    BUY

BlackRock Fund Advisors

   5/25/2022    1,020    $3.25    SELL

BlackRock Fund Advisors

   5/25/2022    425    $3.25    BUY

BlackRock Fund Advisors

   5/25/2022    39    $3.25    BUY

BlackRock Fund Advisors

   5/25/2022    3,400    $3.25    BUY

BlackRock Fund Advisors

   5/25/2022    1,190    $3.25    SELL

BlackRock Fund Advisors

   5/26/2022    1,275    $3.26    BUY

BlackRock Fund Advisors

   5/26/2022    595    $3.26    BUY

BlackRock Fund Advisors

   5/26/2022    765    $3.26    SELL

BlackRock Fund Advisors

   5/26/2022    240    $3.26    BUY

BlackRock Fund Advisors

   5/26/2022    2,160    $3.26    BUY

BlackRock Fund Advisors

   5/26/2022    680    $3.26    SELL

BlackRock Fund Advisors

   5/26/2022    850    $3.26    SELL


Legal Entity

   Trade Date    Amount    Trade Price    Buy/Sell

Aperio Group, LLC

   5/26/2022    67    $3.05    SELL

BlackRock Fund Advisors

   5/27/2022    36    $3.86    SELL

BlackRock Fund Advisors

   5/27/2022    720    $3.86    BUY

BlackRock Fund Advisors

   5/27/2022    42    $3.86    BUY

BlackRock Fund Advisors

   5/27/2022    10    $3.86    BUY

BlackRock Fund Advisors

   5/27/2022    1,190    $3.86    SELL

BlackRock Fund Advisors

   5/27/2022    480    $3.86    BUY

BlackRock Fund Advisors

   5/31/2022    510    $3.64    BUY

BlackRock Fund Advisors

   5/31/2022    255    $3.64    BUY

BlackRock Financial Management, Inc.

   5/31/2022    138    $3.64    SELL

BlackRock Fund Advisors

   5/31/2022    25    $3.64    BUY

BlackRock Institutional Trust Company, National Association

   5/31/2022    7,256    $3.64    SELL

BlackRock Asset Management Ireland Limited

   5/31/2022    11,229    $3.64    SELL

BlackRock Financial Management, Inc.

   5/31/2022    5,539    $3.64    SELL

BlackRock Institutional Trust Company, National Association

   5/31/2022    534    $3.64    SELL

BlackRock Fund Advisors

   5/31/2022    425    $3.64    BUY

BlackRock Fund Advisors

   5/31/2022    510    $3.64    SELL

BlackRock Institutional Trust Company, National Association

   5/31/2022    574    $3.64    SELL

BlackRock Financial Management, Inc.

   5/31/2022    2,055    $3.64    SELL

BlackRock Institutional Trust Company, National Association

   5/31/2022    191    $3.64    SELL

BlackRock Fund Advisors

   5/31/2022    21    $3.64    BUY

BlackRock Fund Advisors

   5/31/2022    935    $3.64    BUY

BlackRock Institutional Trust Company, National Association

   5/31/2022    52    $3.64    SELL

BlackRock Fund Advisors

   5/31/2022    240    $3.64    SELL

BlackRock Fund Advisors

   5/31/2022    18    $3.64    BUY

BlackRock Asset Management Ireland Limited

   5/31/2022    5,503    $3.64    SELL

BlackRock Financial Management, Inc.

   5/31/2022    9,819    $3.64    SELL

BlackRock Fund Advisors

   5/31/2022    765    $3.64    SELL

BlackRock Fund Advisors

   5/31/2022    30    $3.64    BUY

BlackRock Investment Management (UK) Limited

   5/31/2022    2,516    $3.64    SELL

BlackRock Fund Advisors

   5/31/2022    11,432    $3.64    SELL

BlackRock Asset Management Schweiz AG

   5/31/2022    2,853    $3.64    SELL

BlackRock Fund Managers Ltd

   5/31/2022    2,877    $3.64    SELL

BlackRock Institutional Trust Company, National Association

   5/31/2022    118    $3.64    SELL

BlackRock Investment Management (Australia) Limited

   5/31/2022    131    $3.64    SELL

BlackRock Investment Management (UK) Limited

   5/31/2022    5,954    $3.64    SELL

BlackRock Fund Advisors

   6/1/2022    510    $3.05    SELL

BlackRock Fund Advisors

   6/1/2022    1,360    $3.05    SELL

BlackRock Fund Advisors

   6/1/2022    510    $3.05    SELL

BlackRock Fund Advisors

   6/1/2022    680    $3.05    SELL

BlackRock Fund Advisors

   6/1/2022    4,675    $3.05    BUY

BlackRock Fund Advisors

   6/1/2022    480    $3.05    BUY

BlackRock Fund Advisors

   6/2/2022    680    $3.11    SELL

BlackRock Fund Advisors

   6/2/2022    1,020    $3.11    SELL

BlackRock Fund Advisors

   6/2/2022    425    $3.11    SELL

BlackRock Fund Advisors

   6/2/2022    680    $3.11    BUY

BlackRock Fund Advisors

   6/3/2022    935    $3.32    SELL


Legal Entity

   Trade Date    Amount    Trade Price    Buy/Sell

BlackRock Fund Advisors

   6/3/2022    1,445    $3.32    SELL

BlackRock Fund Advisors

   6/3/2022    680    $3.32    SELL

BlackRock Fund Advisors

   6/3/2022    510    $3.32    SELL

BlackRock Fund Advisors

   6/3/2022    960    $3.32    BUY

BlackRock Advisors, LLC

   6/3/2022    2,179    $3.32    SELL

BlackRock Fund Advisors

   6/6/2022    765    $3.47    SELL

BlackRock Fund Advisors

   6/6/2022    960    $3.47    SELL

BlackRock Fund Advisors

   6/6/2022    720    $3.47    BUY

BlackRock Fund Advisors

   6/6/2022    935    $3.47    SELL

BlackRock Fund Advisors

   6/6/2022    1,360    $3.47    SELL

BlackRock Fund Advisors

   6/6/2022    720    $3.47    BUY

BlackRock Fund Advisors

   6/6/2022    1,445    $3.47    BUY

BlackRock Fund Advisors

   6/6/2022    1,360    $3.47    SELL

BlackRock Fund Advisors

   6/7/2022    1,700    $3.80    BUY

BlackRock Fund Advisors

   6/7/2022    1,105    $3.80    SELL

BlackRock Fund Advisors

   6/7/2022    1,020    $3.80    SELL

BlackRock Fund Advisors

   6/7/2022    240    $3.80    SELL

BlackRock Fund Advisors

   6/7/2022    1,870    $3.80    SELL

BlackRock Fund Advisors

   6/8/2022    1,190    $3.80    BUY

BlackRock Fund Advisors

   6/8/2022    10    $3.80    BUY

BlackRock Fund Advisors

   6/8/2022    15    $3.80    SELL

BlackRock Fund Advisors

   6/8/2022    72    $3.80    BUY

BlackRock Fund Advisors

   6/8/2022    255    $3.80    SELL

BlackRock Fund Advisors

   6/8/2022    3,400    $3.80    BUY

BlackRock Fund Advisors

   6/8/2022    935    $3.80    SELL

BlackRock Fund Advisors

   6/8/2022    480    $3.80    SELL

BlackRock Fund Advisors

   6/8/2022    425    $3.80    SELL

BlackRock Fund Advisors

   6/8/2022    240    $3.80    SELL

BlackRock Fund Advisors

   6/8/2022    170    $3.80    BUY

BlackRock Fund Advisors

   6/8/2022    18    $3.80    BUY

BlackRock Fund Advisors

   6/8/2022    240    $3.80    BUY

BlackRock Fund Advisors

   6/8/2022    935    $3.80    SELL

BlackRock Fund Advisors

   6/8/2022    595    $3.80    SELL

BlackRock Fund Advisors

   6/8/2022    255    $3.80    SELL

BlackRock Fund Advisors

   6/8/2022    2,550    $3.80    BUY

BlackRock Fund Advisors

   6/8/2022    1,530    $3.80    SELL

BlackRock Fund Advisors

   6/8/2022    680    $3.80    BUY

BlackRock Fund Advisors

   6/9/2022    680    $3.86    SELL

BlackRock Fund Advisors

   6/9/2022    25    $3.86    SELL

BlackRock Fund Advisors

   6/9/2022    2,125    $3.86    BUY

BlackRock Fund Advisors

   6/9/2022    935    $3.86    BUY

BlackRock Fund Advisors

   6/9/2022    480    $3.86    SELL

BlackRock Fund Advisors

   6/9/2022    1,360    $3.86    BUY

BlackRock Fund Advisors

   6/9/2022    2,550    $3.86    BUY

BlackRock Fund Advisors

   6/9/2022    1,020    $3.86    SELL

BlackRock Fund Advisors

   6/9/2022    1,700    $3.86    BUY

BlackRock Fund Advisors

   6/10/2022    18    $3.60    BUY


Legal Entity

   Trade Date    Amount    Trade Price    Buy/Sell

BlackRock Fund Advisors

   6/10/2022    680    $3.60    SELL

BlackRock Fund Advisors

   6/10/2022    20    $3.60    SELL

BlackRock Fund Advisors

   6/13/2022    1,700    $3.30    BUY

BlackRock Fund Advisors

   6/13/2022    4,080    $3.30    BUY

BlackRock Fund Advisors

   6/13/2022    84    $3.30    BUY

BlackRock Fund Advisors

   6/13/2022    1,530    $3.30    SELL

BlackRock Fund Advisors

   6/13/2022    4,250    $3.30    BUY

BlackRock Fund Advisors

   6/13/2022    34    $3.30    BUY

BlackRock Fund Advisors

   6/13/2022    1,870    $3.30    BUY

BlackRock Institutional Trust Company, National Association

   6/13/2022    1,389    $3.24    BUY

Aperio Group, LLC

   6/14/2022    289    $3.04    SELL

BlackRock Fund Advisors

   6/14/2022    3,400    $3.01    BUY

BlackRock Fund Advisors

   6/14/2022    1,445    $3.01    BUY

BlackRock Fund Advisors

   6/14/2022    51    $3.01    BUY

BlackRock Fund Advisors

   6/14/2022    1,105    $3.01    BUY

BlackRock Fund Advisors

   6/14/2022    765    $3.01    BUY

BlackRock Fund Advisors

   6/14/2022    240    $3.01    BUY

BlackRock Fund Advisors

   6/14/2022    2,040    $3.01    BUY

Aperio Group, LLC

   6/15/2022    198    $3.12    SELL

BlackRock Fund Advisors

   6/15/2022    30    $3.07    BUY

BlackRock Fund Advisors

   6/15/2022    1,700    $3.07    SELL

BlackRock Fund Advisors

   6/15/2022    1,700    $3.07    SELL

BlackRock Fund Advisors

   6/15/2022    170    $3.07    BUY

BlackRock Fund Advisors

   6/15/2022    1,105    $3.07    BUY

BlackRock Fund Advisors

   6/15/2022    480    $3.07    BUY

BlackRock Fund Advisors

   6/15/2022    1,190    $3.07    BUY

BlackRock Fund Advisors

   6/15/2022    18    $3.07    BUY

BlackRock Fund Advisors

   6/16/2022    1,530    $2.87    BUY

BlackRock Fund Advisors

   6/16/2022    2,210    $2.87    BUY

BlackRock Fund Advisors

   6/16/2022    2,125    $2.87    BUY

BlackRock Fund Advisors

   6/16/2022    935    $2.87    BUY

BlackRock Fund Advisors

   6/16/2022    680    $2.87    SELL

BlackRock Fund Advisors

   6/16/2022    3,655    $2.87    BUY

BlackRock Fund Advisors

   6/16/2022    1,360    $2.87    SELL

BlackRock Fund Advisors

   6/16/2022    3,060    $2.87    BUY