0001086364-14-002248.txt : 20140228 0001086364-14-002248.hdr.sgml : 20140228 20140228154155 ACCESSION NUMBER: 0001086364-14-002248 CONFORMED SUBMISSION TYPE: 13F-HR/A PUBLIC DOCUMENT COUNT: 2 CONFORMED PERIOD OF REPORT: 20131231 FILED AS OF DATE: 20140228 DATE AS OF CHANGE: 20140228 EFFECTIVENESS DATE: 20140228 FILER: COMPANY DATA: COMPANY CONFORMED NAME: BlackRock Inc. CENTRAL INDEX KEY: 0001364742 STANDARD INDUSTRIAL CLASSIFICATION: SECURITY BROKERS, DEALERS & FLOTATION COMPANIES [6211] IRS NUMBER: 320174431 STATE OF INCORPORATION: DE FISCAL YEAR END: 0226 FILING VALUES: FORM TYPE: 13F-HR/A SEC ACT: 1934 Act SEC FILE NUMBER: 028-12019 FILM NUMBER: 14655004 BUSINESS ADDRESS: STREET 1: 40 EAST 52ND STREET CITY: NEW YORK STATE: NY ZIP: 10022 BUSINESS PHONE: 212-810-5300 MAIL ADDRESS: STREET 1: 40 EAST 52ND STREET CITY: NEW YORK STATE: NY ZIP: 10022 FORMER COMPANY: FORMER CONFORMED NAME: BlackRock, Inc. DATE OF NAME CHANGE: 20060929 FORMER COMPANY: FORMER CONFORMED NAME: New BlackRock, Inc. DATE OF NAME CHANGE: 20060601 13F-HR/A 1 primary_doc.xml 13F-HR/A LIVE false false false 0001364742 XXXXXXXX 12-31-2013 12-31-2013 true 1 NEW HOLDINGS BlackRock Inc.

40 EAST 52ND STREET NEW YORK NY 10022

13F HOLDINGS REPORT 028-12019 Y BlackRock, Inc. is the parent holding company of certain institutional investment managers. For purposes of the reporting requirements under Section 13(f) of the Securities Exchange Act of 1934 (the Act), and the rules promulgated thereunder, Black Rock, Inc. itself does not exercise, and therefore disclaims, investment discretion with respect to any Section 13(f) securities positions over which its investment operating subsidiaries exercise such discretion. To the extent, however, that BlackRock Inc.'s ownership interest in such subsidiaries may nevertheless give rise to a Form 13F obligation on behalf of BlackRock, Inc., the information required by Form 13F is reported herein on behalf of all such subsidiaries other than the following: BlackRock Advisors, LLC, BlackRock Fund Advisors, BlackRock Investment Management, LLC, BlackRock Group Limited, BlackRock Institutional Trust Company, N.A. and BlackRock Japan Co., Ltd. The securities positions managed by the aforementioned subsidiaries of BlackRock, Inc. are reported on Form 13F's filed individually by each of these entities. Matthew J. Fitzgerald 212-810-5300 /s/ Matthew J. Fitzgerald New York NY 02-28-2014 0 2 37679 INFORMATION TABLE 2 BLK-INC13F-HR.xml.decoded.xml PENNYMAC FINL SVCS INC CL A 70932B101 31590 1800000 SH SOLE 1800000 0 0 PENNYMAC MTG INVT TR COM 70931T103 6089 265188 SH SOLE 265188 0 0