0001144204-17-051817.txt : 20171010 0001144204-17-051817.hdr.sgml : 20171010 20171010105629 ACCESSION NUMBER: 0001144204-17-051817 CONFORMED SUBMISSION TYPE: 13F-HR PUBLIC DOCUMENT COUNT: 2 CONFORMED PERIOD OF REPORT: 20170930 FILED AS OF DATE: 20171010 DATE AS OF CHANGE: 20171010 EFFECTIVENESS DATE: 20171010 FILER: COMPANY DATA: COMPANY CONFORMED NAME: SOLARIS ASSET MANAGEMENT LLC CENTRAL INDEX KEY: 0001364739 IRS NUMBER: 202458685 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 13F-HR SEC ACT: 1934 Act SEC FILE NUMBER: 028-11942 FILM NUMBER: 171129300 BUSINESS ADDRESS: STREET 1: 645 MADISON AVENUE CITY: NEW YORK STATE: NY ZIP: 10022 BUSINESS PHONE: 212 582 4500 MAIL ADDRESS: STREET 1: 645 MADISON AVENUE CITY: NEW YORK STATE: NY ZIP: 10022 13F-HR 1 primary_doc.xml 13F-HR LIVE false false false 0001364739 XXXXXXXX 09-30-2017 09-30-2017 false SOLARIS ASSET MANAGEMENT LLC

645 Madison Avenue New York NY 10022

13F HOLDINGS REPORT 028-11942 N Stephen B. Wells 212-582-4500 /s/ Stephen B. Wells New York NY 10-10-2017 0 281 171033 INFORMATION TABLE 2 infotable.xml 3M CO Common 88579Y101 84 400 SH SOLE 400 0 0 ABTECH HOLDINGS INC Common 00400H108 0 35000 SH SOLE 35000 0 0 ABTECH HOLDINGS INC RESTRICTED Common 00400H108 13 925711 SH SOLE 925711 0 0 ADOBE SYSTEMS INC Common 00724F101 4853 32534 SH SOLE 32534 0 0 AETNA INC Common 00817Y108 5237 32933 SH SOLE 32933 0 0 ALERE INC Common 01449J105 28 542 SH SOLE 542 0 0 ALEXANDRIA REAL ESTATE REIT 015271109 140 1175 SH SOLE 1175 0 0 ALIBABA GROUP HLDG ADR F Common 01609W102 69 400 SH SOLE 400 0 0 ALKERMES PLC Common G01767105 3 50 SH SOLE 50 0 0 ALLEGION PUB LTD Common G0176J109 30 350 SH SOLE 350 0 0 ALPHA BANK AE (EUR) Common X0085P9V0 0 140 SH SOLE 140 0 0 ALPHA BANK AE SPONS ADR Common 02071M507 1 2000 SH SOLE 2000 0 0 ALPHABET INC CL A Common 02079K305 22 23 SH SOLE 23 0 0 ALPHABET INC CL C Common 02079K107 4501 4693 SH SOLE 4693 0 0 ALPHA-EN CORP Common 02072E108 2 1000 SH SOLE 1000 0 0 ALTRIA GROUP INC Common 02209S103 48 750 SH SOLE 750 0 0 AMAZON.COM INC Common 023135106 4825 5019 SH SOLE 5019 0 0 AMERICAN ASSETS TRUSTS INC REIT 024013104 61 1525 SH SOLE 1525 0 0 AMERICAN CAMPUS COMMUNITIES REIT 024835100 56 1275 SH SOLE 1275 0 0 AMERICAN HOME 4 RENT PFD SER E Preferred 02665T884 52 2009 SH SOLE 2009 0 0 AMERICAN HOMES PFD SER D Preferred 02665T702 69 2510 SH SOLE 2510 0 0 AMERICAN INTERNATIONAL GROUP Common 026874784 3787 61685 SH SOLE 61685 0 0 AMERICAN TOWER REIT INC Reit 03027X100 474 3471 SH SOLE 3471 0 0 AMERIGAS PARTNERS-LP Ltd Partner 030975106 7 150 SH SOLE 150 0 0 AMERIS BANCORP Common 03076K108 149 3112 SH SOLE 3112 0 0 ANNALY CAPITAL MGMT PFD SER F Preferred 035710870 129 5000 SH SOLE 5000 0 0 APACHE CORP Common 037411105 78 1700 SH SOLE 1700 0 0 APPLE INC Common 037833100 6662 43229 SH SOLE 43229 0 0 ARKEMA SPONSORED ADR Common 041232109 15 122 SH SOLE 122 0 0 BAIDU COM INC SPON ADR Common 056752108 54 220 SH SOLE 220 0 0 BANCORPSOUTH INC Common 059692103 286 8930 SH SOLE 8930 0 0 BANK OF AMERICA PFD 6.25 SER I Preferred 060505740 50 1937 SH SOLE 1937 0 0 BANNER CORPORATION NEW Common 06652V208 75 1225 SH SOLE 1225 0 0 BANYAN CORP OREGON NEW Common 06682M509 0 4 SH SOLE 4 0 0 BAR HARBOR BANKSHARE common 066849100 30 952 SH SOLE 952 0 0 BEAVER COAL LTD Ltd Partner 074799107 6 8 SH SOLE 8 0 0 BERKSHIRE HATHAWAY INC-CL A Common 084670108 275 1 SH SOLE 1 0 0 BERKSHIRE HATHAWAY INC-CL B Common 084670702 92 500 SH SOLE 500 0 0 BK OF AMERICA 6.25 SER CC Preferred 060505286 318 11900 SH SOLE 11900 0 0 BRISTOL-MYERS SQUIBB CO Common 110122108 140 2200 SH SOLE 2200 0 0 BROADCOM LIMITED Common Y09827109 3618 14917 SH SOLE 14917 0 0 BROOKFIELD INFRASTRUCTURE LP Ltd Partner G16252101 10 225 SH SOLE 225 0 0 CABELA'S INC Common 126804301 2 25 SH SOLE 25 0 0 CEDAR FAIR L.P. 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