0001144204-15-006986.txt : 20150209
0001144204-15-006986.hdr.sgml : 20150209
20150209130723
ACCESSION NUMBER: 0001144204-15-006986
CONFORMED SUBMISSION TYPE: 13F-HR
PUBLIC DOCUMENT COUNT: 2
CONFORMED PERIOD OF REPORT: 20141231
FILED AS OF DATE: 20150209
DATE AS OF CHANGE: 20150209
EFFECTIVENESS DATE: 20150209
FILER:
COMPANY DATA:
COMPANY CONFORMED NAME: SOLARIS ASSET MANAGEMENT LLC
CENTRAL INDEX KEY: 0001364739
IRS NUMBER: 202458685
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
FILING VALUES:
FORM TYPE: 13F-HR
SEC ACT: 1934 Act
SEC FILE NUMBER: 028-11942
FILM NUMBER: 15587645
BUSINESS ADDRESS:
STREET 1: 645 MADISON AVENUE
CITY: NEW YORK
STATE: NY
ZIP: 10022
BUSINESS PHONE: 212 582 4500
MAIL ADDRESS:
STREET 1: 645 MADISON AVENUE
CITY: NEW YORK
STATE: NY
ZIP: 10022
13F-HR
1
primary_doc.xml
13F-HR
LIVE
false
false
false
0001364739
XXXXXXXX
12-31-2014
12-31-2014
false
SOLARIS ASSET MANAGEMENT LLC
645 Madison Avenue
New York
NY
10022
13F HOLDINGS REPORT
028-11942
N
Stephen B. Wells
President
212-582-4500
/s/ Stephen B. Wells
New York
NY
02-09-2015
0
212
154627
INFORMATION TABLE
2
infotable.xml
3M CO
Common
88579Y101
66
400
SH
SOLE
400
0
0
8X8 INC NEW
Common
282914100
33
3600
SH
SOLE
3600
0
0
ABBOTT LABORATORIES
Common
002824100
18
400
SH
SOLE
400
0
0
ABBVIE INC
Common
00287Y109
26
400
SH
SOLE
400
0
0
ABTECH HOLDINGS INC
Common
00400H108
7
25000
SH
SOLE
25000
0
0
ABTECH HOLDINGS INC RESTRICTED
Common
00400H108
237
844650
SH
SOLE
844650
0
0
ACCESS MIDTREAM PARTNERS LP
Ltd Partner
00434L109
392
7225
SH
SOLE
7225
0
0
ADOBE SYSTEMS INC
Common
00724F101
2781
38250
SH
SOLE
38250
0
0
AETNA INC
Common
00817Y108
3880
43675
SH
SOLE
43675
0
0
AGREE REALTY CORP
Reit
008492100
19
600
SH
SOLE
600
0
0
ALERIAN MLP ETF
ETF
00162Q866
28
1619
SH
SOLE
1619
0
0
ALTRIA GROUP INC
Common
02209S103
37
750
SH
SOLE
750
0
0
AMAZON.COM INC
Common
023135106
403
1300
SH
SOLE
1300
0
0
AMERICAN ASSETS TRUSTS INC
Reit
024013104
159
4000
SH
SOLE
4000
0
0
AMERICAN EXPRESS CO
Common
025816109
88
950
SH
SOLE
950
0
0
AMERICAN INTERNATIONAL GROUP
Common
026874784
3258
58175
SH
SOLE
58175
0
0
AMERICAN TOWER REIT INC
Reit
03027X100
348
3525
SH
SOLE
3525
0
0
APPLE INC
Common
037833100
6921
62706
SH
SOLE
62706
0
0
APPLIED MATERIALS INC
Common
038222105
336
13500
SH
SOLE
13500
0
0
AQUA AMERICA INC
Common
03836W103
47
1768
SH
SOLE
1768
0
0
ATHENA HEALTH
Common
04685W103
87
600
SH
SOLE
600
0
0
ATLAS ENERGY LP
Ltd Partner
04930A104
110
3520
SH
SOLE
3520
0
0
BAIDU COM INC SPON ADR
Common
056752108
3076
13495
SH
SOLE
13495
0
0
BANCORPSOUTH INC
Common
059692103
58
2575
SH
SOLE
2575
0
0
BANNER CORPORATION NEW
Common
06652V208
67
1550
SH
SOLE
1550
0
0
BANYAN CORP OREGON NEW
Common
06682M509
0
4
SH
SOLE
4
0
0
BARCLAYS BANK 7.75% SER 4 PFD
Preferred
06739H511
227
8750
SH
SOLE
8750
0
0
BARCLAYS PFD 7.1%
Preferred
06739H776
852
33000
SH
SOLE
33000
0
0
BARCLAYS PFD SERIES 2 6.625%
Preferred
06739F390
495
19400
SH
SOLE
19400
0
0
BBCN BANCORP INC
Common
073295107
61
4225
SH
SOLE
4225
0
0
BE AEROSPACE INC
Common
073302101
133
2300
SH
SOLE
2300
0
0
BEAVER COAL LTD
Ltd Partner
074799107
10
8
SH
SOLE
8
0
0
BOARDWALK PIPELINE PARTNERS LP
Ltd Partner
096627104
5
300
SH
SOLE
300
0
0
BRISTOL-MYERS SQUIBB CO
Common
110122108
125
2125
SH
SOLE
2125
0
0
BUCKEYE PARTNERS LP
Ltd Partner
118230101
316
4180
SH
SOLE
4180
0
0
CABELA'S INC
Common
126804301
47
900
SH
SOLE
900
0
0
CANADIAN PACIFIC RAILWAY LTD
Common
13645T100
958
4970
SH
SOLE
4970
0
0
CBS CORP
Common
124857202
2998
54175
SH
SOLE
54175
0
0
CEDAR FAIR L.P.
Reit
150185106
167
3500
SH
SOLE
3500
0
0
CENTRAL PACIFIC FINANCIAL CORP
Common
154760409
69
3200
SH
SOLE
3200
0
0
CERNER CORP
Common
156782104
2934
45375
SH
SOLE
45375
0
0
CHENIERE ENERGY PARTNERS
Ltd Partner
16411Q101
160
5000
SH
SOLE
5000
0
0
CHESAPEAKE LODGING TR
REIT
165240102
197
5300
SH
SOLE
5300
0
0
CHEVRONTEXACO CORP
Common
166764100
68
610
SH
SOLE
610
0
0
CHIPOTLE MEXICAN GRILLE INC
Common
169656105
240
350
SH
SOLE
350
0
0
CIMAREX ENERGY CO
Common
171798101
276
2600
SH
SOLE
2600
0
0
CINTAS CORP
Common
172908105
3147
40124
SH
SOLE
40124
0
0
CITIGROUP INC
Common
172967424
2318
42845
SH
SOLE
42845
0
0
COACH INC
Common
189754104
38
1000
SH
SOLE
1000
0
0
COMCAST CORP-CL A
Common
20030N101
177
3050
SH
SOLE
3050
0
0
CONOCOPHILLIPS
Common
20825C104
2437
35281
SH
SOLE
35281
0
0
CONSOLIDATED EDISON INC
Common
209115104
24
360
SH
SOLE
360
0
0
CRESTWOOD MIDSTREAM PARTNERS
Ltd Partner
226378107
73
4814
SH
SOLE
4814
0
0
CROSSAMERICA PARTNERS LP
Ltd Partner
22758A105
214
5300
SH
SOLE
5300
0
0
CUBESMART
REIT
229663109
88
4000
SH
SOLE
4000
0
0
CUBESMART 7.75 12/31/49 PFD
Preferred
229663208
32
1200
SH
SOLE
1200
0
0
CVS CORP
Common
126650100
4350
45165
SH
SOLE
45165
0
0
DCP MIDSTREAM PARTNERS LP
Ltd Partner
23311P100
173
3800
SH
SOLE
3800
0
0
DECKERS OUTDOOR CORP
Common
243537107
66
725
SH
SOLE
725
0
0
DELUXE CORP
Common
248019101
4085
65615
SH
SOLE
65615
0
0
DILLARDS CAPITAL TRUST
Preferred
25406P200
1061
40738
SH
SOLE
40738
0
0
DISCOVER FINCL 6.5 12/31/49
Preferred
254709207
582
22955
SH
SOLE
22955
0
0
DISCOVER FINL SVCS
Common
254709108
3836
58575
SH
SOLE
58575
0
0
DISNEY WALT CO
Common
254687106
3708
39372
SH
SOLE
39372
0
0
DOW CHEMICAL
Common
260543103
2814
61687
SH
SOLE
61687
0
0
DU PONT (E.I.) DE NEMOURS
Common
263534109
3253
43990
SH
SOLE
43990
0
0
DUKE REALITY CORP
REIT
264411505
260
12870
SH
SOLE
12870
0
0
EBAY INC
Common
278642103
20
350
SH
SOLE
350
0
0
EBIX INC
Common
278715206
20
1200
SH
SOLE
1200
0
0
ECOLAB INC
Common
278865100
2519
24105
SH
SOLE
24105
0
0
ENBRIDGE ENERGY PARTNERS LP
Ltd Partner
29250R106
756
18957
SH
SOLE
18957
0
0
ENERGY TRANSFER EQUITY
Ltd Partner
29273V100
1375
23955
SH
SOLE
23955
0
0
ENERGY TRANSFER PARTNERS LP
Ltd Partner
29273R109
1474
22675
SH
SOLE
22675
0
0
ENLINK MIDSTREAM PARTNERS LP
Ltd Partner
29336U107
181
6250
SH
SOLE
6250
0
0
ENTERPRISE PRODUCTS PARTNERS
Ltd Partner
293792107
31
850
SH
SOLE
850
0
0
EQT MIDSTREAM PARTNERS LP
Ltd Partner
26885B100
185
2100
SH
SOLE
2100
0
0
ESSEX PROPERTY TRUST INC
Reit
297178105
284
1375
SH
SOLE
1375
0
0
EXCELSIOR VENTURE PTNRS III
Ltd Partner
1867850
31
200
SH
SOLE
200
0
0
EXPRESS SCRIPTS HOLDING CO
Common
30219G108
8
97
SH
SOLE
97
0
0
EXTRA SPACE STORAGE
Reit
30225T102
207
3525
SH
SOLE
3525
0
0
EXXON MOBIL CORP
Common
30231G102
58
625
SH
SOLE
625
0
0
FACEBOOK INC CL A
Common
30303M102
1142
14641
SH
SOLE
14641
0
0
FIRST INDUSTRIAL TRUST INC
Reit
32054K103
535
26000
SH
SOLE
26000
0
0
GENERAL ELECTRIC CO
Common
369604103
2044
80872
SH
SOLE
80872
0
0
GENESIS ENERGY L P UNIT LP INT
Ltd Partner
371927104
244
5750
SH
SOLE
5750
0
0
GENTHERM INC
Common
37253A103
20
550
SH
SOLE
550
0
0
GILEAD SCIENCES INC
Common
375558103
2897
30736
SH
SOLE
30736
0
0
GIYANI GOLD CORP
Common
37636L107
0
200
SH
SOLE
200
0
0
GLOBAL PARTNERS LP
Ltd Partner
37946R109
46
1400
SH
SOLE
1400
0
0
GOOGLE INC CL A NEW
Common
38259P508
1282
2415
SH
SOLE
2415
0
0
GOOGLE INC CL C NON VOTING
Common
38259P706
1469
2790
SH
SOLE
2790
0
0
GREENBRIER COMPANIES INC
Common
393657101
98
1825
SH
SOLE
1825
0
0
HEALTHCARE REALTY TR INC
Reit
421946104
326
11925
SH
SOLE
11925
0
0
HESS CORP
Common
42809H107
388
5250
SH
SOLE
5250
0
0
HEWLETT-PACKARD CO
Common
428236103
3812
95000
SH
SOLE
95000
0
0
HEXCEL CORP NEW
Common
428291108
49
1175
SH
SOLE
1175
0
0
HOST HOTELS & RESORTS INC
Reit
44107P104
86
3600
SH
SOLE
3600
0
0
HUBSPOT INC
Common
443573100
37
1100
SH
SOLE
1100
0
0
IAC/INTERACTIVECORP
Common
44919P508
1844
30330
SH
SOLE
30330
0
0
ICONIX BRAND GROUP INC
Common
451055107
58
1725
SH
SOLE
1725
0
0
INFORM WORLDWDE HLDG NEW
Common
45666X305
0
1
SH
SOLE
1
0
0
ING GROEP NV 6.375 PFD
Preferred
456837608
1662
65076
SH
SOLE
65076
0
0
ING GROEP NV 7.375% SERIES
Preferred
456837707
1308
50800
SH
SOLE
50800
0
0
INTEL CORP
Common
458140100
25
700
SH
SOLE
700
0
0
INTL BUSINESS MACHINES CORP
Common
459200101
961
5990
SH
SOLE
5990
0
0
IRON MOUNTAIN INC
REIT
46284V101
228
5900
SH
SOLE
5900
0
0
ISHARES RUS 1000 GROWTH FD
ETF
464287614
269
2814
SH
SOLE
2814
0
0
ISHARES S&P 500 INDEX FD
ETF
464287200
75
362
SH
SOLE
362
0
0
ISHARES S&P MIDCAP 400
ETF
464287507
248
1716
SH
SOLE
1716
0
0
ISHARES TR RUSSEL 1000 VAL
ETF
464287598
433
4150
SH
SOLE
4150
0
0
ISHARES TR RUSSELL 2000 INDEX
ETF
464287655
85
714
SH
SOLE
714
0
0
ISHARES TR RUSSELL MIDCAP
ETF
464287499
101
602
SH
SOLE
602
0
0
ISHARES TRUST TECHNOLOGY
ETF
464287721
35
336
SH
SOLE
336
0
0
ITT CORP
Common
450911201
1395
34470
SH
SOLE
34470
0
0
JAZZ PHARMACEUTICALS INC
Common
G50871105
131
800
SH
SOLE
800
0
0
JOHNSON & JOHNSON
Common
478160104
137
1312
SH
SOLE
1312
0
0
JP MORGAN ALERIAN MLP INDEX
Exchange Traded Note
46625H365
110
2400
SH
SOLE
2400
0
0
JPMORGAN CHASE & CO
Common
46625H100
19
300
SH
SOLE
300
0
0
KENNEDY-WILSON HOLDINGS INC
Common
489398107
61
2425
SH
SOLE
2425
0
0
KIMCO REALTY CORP
Reit
49446R109
646
25700
SH
SOLE
25700
0
0
KINDER MORGAN INC NEW
Common
49456B101
92
2183
SH
SOLE
2183
0
0
KLX INC
Common
482539103
47
1150
SH
SOLE
1150
0
0
LAMAR ADVERTISING CO - A
Reit
512816109
89
1650
SH
SOLE
1650
0
0
LEXMARK INTL INC CL A
Common
529771107
67
1625
SH
SOLE
1625
0
0
LILLY ELI & CO
Common
532457108
310
4500
SH
SOLE
4500
0
0
LYONDELLBASELL INDU-CLA
Common
N53745100
3317
41785
SH
SOLE
41785
0
0
MAGELLAN MIDSTREAM PARTNERS
Ltd Partner
559080106
1781
21550
SH
SOLE
21550
0
0
MAIDEN HOLDINGS 8.25% SERIES A
Preferred
G5753U120
1464
56536
SH
SOLE
56536
0
0
MARKWEST ENERGY PARTNERS LP
Ltd Partner
570759100
736
10950
SH
SOLE
10950
0
0
MARLIN MIDSTREAM PARTNERS LP
Ltd Partner
57118V100
57
3124
SH
SOLE
3124
0
0
MCKESSON CORP
Common
58155Q103
664
3200
SH
SOLE
3200
0
0
MERCK & CO. INC.
Common
58933Y105
141
2475
SH
SOLE
2475
0
0
MICROSOFT CORP
Common
594918104
72
1551
SH
SOLE
1551
0
0
MIDCOAST ENERGY PARTNERS LP
Ltd Partner
59564N103
7
534
SH
SOLE
534
0
0
MOTOROLA SOLUTIONS INC
Common
620076307
18
275
SH
SOLE
275
0
0
MPLX LP
Ltd Partner
55336V100
44
600
SH
SOLE
600
0
0
MYLAN LABS INC
Common
628530107
3184
56490
SH
SOLE
56490
0
0
NATIONAL PENN BANCSHARES INC
Common
637138108
48
4600
SH
SOLE
4600
0
0
NEW YORK TIMES CO CL A
Common
650111107
16
1175
SH
SOLE
1175
0
0
NGL ENERGY PARTNERS LP
Ltd Partner
62913M107
68
2425
SH
SOLE
2425
0
0
NIKE INC -CL B
Common
654106103
430
4475
SH
SOLE
4475
0
0
NOBLE ENERGY INC
Common
655044105
392
8275
SH
SOLE
8275
0
0
NU SKIN ASIA PACIFIC INC CL A
Common
67018T105
36
825
SH
SOLE
825
0
0
NUSTAR ENERGY LP
Ltd Partner
67058H102
306
5300
SH
SOLE
5300
0
0
NUSTAR GP HOLDINGS LLC
Ltd Partner
67059L102
24
700
SH
SOLE
700
0
0
OILTANKING PARTNERS LP
Ltd Partner
678049107
156
3350
SH
SOLE
3350
0
0
OLD DOMINION FGHT LINE INC
Common
679580100
148
1912
SH
SOLE
1912
0
0
ONEOK INC
Common
682680103
15
300
SH
SOLE
300
0
0
ONEOK PARTNERS LP
Ltd Partner
68268N103
206
5200
SH
SOLE
5200
0
0
OUTFRONT MEDIA INC
REIT
69007J106
273
10190
SH
SOLE
10190
0
0
PARTNERRE LTD PFD SER D
Preferred
G68603409
495
19450
SH
SOLE
19450
0
0
PARTNERRE LTD PFD SER E
Preferred
G68603508
402
15100
SH
SOLE
15100
0
0
PFIZER INC
Common
717081103
1732
55594
SH
SOLE
55594
0
0
PHILIP MORRIS INTERNATIONAL IN
Common
718172109
35
434
SH
SOLE
434
0
0
PHILLIPS 66 PARTNERS LP
Ltd Partner
718549207
99
1432
SH
SOLE
1432
0
0
PLAINS ALL AMER PIPELINE LP
Ltd Partner
726503105
1098
21400
SH
SOLE
21400
0
0
PLUM CREEK TIMBER CO INC
Reit
729251108
34
800
SH
SOLE
800
0
0
PNC FINL SVCS GROUP INC
Common
693475105
3429
37588
SH
SOLE
37588
0
0
POLYCOM INC
Common
73172K104
32
2400
SH
SOLE
2400
0
0
PROSPERITY BANCSHARES
Common
743606105
42
750
SH
SOLE
750
0
0
PTC INC
Common
69370C100
66
1800
SH
SOLE
1800
0
0
QUALCOMM INC
Common
747525103
2861
38490
SH
SOLE
38490
0
0
REGENCY ENERGY PARTNERS LP
Ltd Partner
75885Y107
226
9400
SH
SOLE
9400
0
0
ROCKWOOD HOLDINGS INC
Common
774415103
81
1025
SH
SOLE
1025
0
0
ROPER INDUSTRIES INC NEW
Common
776696106
20
125
SH
SOLE
125
0
0
ROSE ROCK MIDSTREAM LLP
Ltd Partner
777149105
118
2600
SH
SOLE
2600
0
0
S&P SPDR TR
ETF
78462F103
432
2102
SH
SOLE
2102
0
0
SALIX PHARMACEUTICALS LTD DEL
Common
795435106
115
1000
SH
SOLE
1000
0
0
SERVICENOW INC
Common
81762P102
96
1418
SH
SOLE
1418
0
0
SOLARWINDS, INC.
Common
83416B109
77
1550
SH
SOLE
1550
0
0
SOVRAN SELF STORAGE INC
Reit
84610H108
96
1100
SH
SOLE
1100
0
0
SPECTRA ENERGY PARTNERS LP
Ltd Partner
84756N109
169
2975
SH
SOLE
2975
0
0
SPLUNK INC
Common
848637104
21
350
SH
SOLE
350
0
0
STAG INDUSTRIAL INC
Common
85254J102
45
1850
SH
SOLE
1850
0
0
STAR GAS PARTNERS LP
Ltd Partner
85512C105
18
3000
SH
SOLE
3000
0
0
STONEMOR PARTNERS LP
Ltd Partner
86183Q100
85
3300
SH
SOLE
3300
0
0
STRATEGIC HOTELS & RESORTS INC
Reit
86272T106
90
6800
SH
SOLE
6800
0
0
SUMMIT MIDSTREAM PARTNERS LP
Ltd Partner
866142102
89
2350
SH
SOLE
2350
0
0
SUN COMMUNITIES INC
Reit
866674104
391
6475
SH
SOLE
6475
0
0
SUNOCO INC
Common
86765K109
182
3650
SH
SOLE
3650
0
0
SUNOCO LOGISTICS PARTNERS LP
Ltd Partner
86764L108
489
11700
SH
SOLE
11700
0
0
TALLGRASS ENERGY PARTNERS LP
Ltd Partner
874697105
153
3426
SH
SOLE
3426
0
0
TARGA RESOURCES PARTNERS LP
Ltd Partner
87611X105
445
9300
SH
SOLE
9300
0
0
TC PIPELINES
Ltd Partner
87233Q108
93
1300
SH
SOLE
1300
0
0
TEAM HEALTH HOLDINGS INC
Common
87817A107
65
1125
SH
SOLE
1125
0
0
TELEFLEX INC
Common
879369106
2609
22725
SH
SOLE
22725
0
0
THERMO FISHER SCIENTIFIC
Common
883556102
1
6
SH
SOLE
6
0
0
THOR INDS INC
Common
885160101
73
1300
SH
SOLE
1300
0
0
TIME WARNER INC
Common
887317303
3031
35485
SH
SOLE
35485
0
0
TJX COMPANIES INC NEW
Common
872540109
10
150
SH
SOLE
150
0
0
TRACTOR SUPPLY CO
Common
892356106
3946
50058
SH
SOLE
50058
0
0
UNION PACIFIC CORP
Common
907818108
4096
34383
SH
SOLE
34383
0
0
UNITED RENTALS INC
Common
911363109
2233
21890
SH
SOLE
21890
0
0
UNITED TECHNOLOGIES CORP
Common
913017109
20
175
SH
SOLE
175
0
0
URSTADT BIDDLE - CL A
Reit
917286205
73
3324
SH
SOLE
3324
0
0
URSTADT BIDDLE PROPERTIES
Reit
917286106
1049
57802
SH
SOLE
57802
0
0
V F CORP
Common
918204108
3997
53370
SH
SOLE
53370
0
0
VALERO ENERGY PARTNERS LP
Ltd Partner
91914J102
52
1200
SH
SOLE
1200
0
0
VCA ANTECH INC
Common
918194101
88
1800
SH
SOLE
1800
0
0
VERINT SYSTEMS INC
Common
92343X100
717
12305
SH
SOLE
12305
0
0
VERIZON COMMUNICATIONS INC
Common
92343V104
17
364
SH
SOLE
364
0
0
W.P. CAREY INC
Reit
92936U109
42
600
SH
SOLE
600
0
0
WABCO HOLDINGS INC
Common
92927K102
52
500
SH
SOLE
500
0
0
WELLS FARGO & COMPANY
Common
949746101
3682
67160
SH
SOLE
67160
0
0
WESTERN ALLIANCE BANCORP
Common
957638109
100
3600
SH
SOLE
3600
0
0
WESTERN GAS EQUITY PTNRS LP
Ltd Partner
95825R103
122
2025
SH
SOLE
2025
0
0
WESTERN GAS PARTNERS
Ltd Partner
958254104
225
3075
SH
SOLE
3075
0
0
WESTERN REFINING LOGISTICS LP
Ltd Partner
95931Q205
86
2816
SH
SOLE
2816
0
0
WESTLAKE CHEMICAL PARTNERS LP
Ltd Partner
960417103
196
6770
SH
SOLE
6770
0
0
WEYERHAEUSER CO
Reit
962166104
355
9900
SH
SOLE
9900
0
0
WILLIAMS PARTNERS L P
Ltd Partner
96950F104
464
10379
SH
SOLE
10379
0
0
XEROX CORP
Common
984121103
2151
155175
SH
SOLE
155175
0
0