0001144204-14-002414.txt : 20140115 0001144204-14-002414.hdr.sgml : 20140115 20140115162022 ACCESSION NUMBER: 0001144204-14-002414 CONFORMED SUBMISSION TYPE: 13F-HR PUBLIC DOCUMENT COUNT: 2 CONFORMED PERIOD OF REPORT: 20131231 FILED AS OF DATE: 20140115 DATE AS OF CHANGE: 20140115 EFFECTIVENESS DATE: 20140115 FILER: COMPANY DATA: COMPANY CONFORMED NAME: SOLARIS ASSET MANAGEMENT LLC CENTRAL INDEX KEY: 0001364739 IRS NUMBER: 202458685 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 13F-HR SEC ACT: 1934 Act SEC FILE NUMBER: 028-11942 FILM NUMBER: 14529985 BUSINESS ADDRESS: STREET 1: 598 MADISON AVENUE CITY: NEW YORK STATE: NY ZIP: 10022 BUSINESS PHONE: 212 582 4500 MAIL ADDRESS: STREET 1: 598 MADISON AVENUE CITY: NEW YORK STATE: NY ZIP: 10022 13F-HR 1 primary_doc.xml 13F-HR LIVE false false false 0001364739 XXXXXXXX 12-31-2013 12-31-2013 false SOLARIS ASSET MANAGEMENT LLC

598 Madison Avenue New York NY 10022

13F HOLDINGS REPORT 028-11942 N Stephen B. Wells 212-582-4500 /s/ Stephen B. Wells New York NY 01-15-2014 0 238 149304 INFORMATION TABLE 2 infotable.xml 3M CO Common 88579Y101 56 400 SH SOLE 400 0 0 ABBOTT LABORATORIES Common 002824100 39 1030 SH SOLE 1030 0 0 ABBVIE INC Common 00287Y109 21 400 SH SOLE 400 0 0 ACCESS MIDTREAM PARTNERS LP Ltd Partner 00434L109 265 4675 SH SOLE 4675 0 0 ACTAVIS INC Common G0083B108 34 200 SH SOLE 200 0 0 ADOBE SYSTEMS INC Common 00724F101 2356 39350 SH SOLE 39350 0 0 AEGON NV 6.875 12/31/49 Preferred N00927306 991 40000 SH SOLE 40000 0 0 AETNA INC Common 00817Y108 2967 43250 SH SOLE 43250 0 0 AGREE REALTY CORP Reit 008492100 15 500 SH SOLE 500 0 0 ALDERON IRON ORE CORP F Common 01434T100 0 1 SH SOLE 1 0 0 AMAZON.COM INC Common 023135106 518 1300 SH SOLE 1300 0 0 AMERICAN ASSETS TRUSTS INC Reit 024013104 126 4000 SH SOLE 4000 0 0 AMERICAN EXPRESS CO Common 025816109 54 600 SH SOLE 600 0 0 AMERICAN INTERNATIONAL GROUP Common 026874784 3094 60600 SH SOLE 60600 0 0 AMERICAN WTR WKS CO INC NEW Common 030420103 624 14775 SH SOLE 14775 0 0 APACHE CORP Common 037411105 122 1418 SH SOLE 1418 0 0 APPLE INC Common 037833100 5324 9490 SH SOLE 9490 0 0 AQUA AMERICA INC Common 03836W103 43 1843 SH SOLE 1843 0 0 ATHENA HEALTH Common 04685W103 81 600 SH SOLE 600 0 0 ATLAS ENERGY LP Ltd Partner 04930A104 303 6470 SH SOLE 6470 0 0 ATLAS PIPELINE PARTNERS LP Ltd Partner 049392103 168 4800 SH SOLE 4800 0 0 AUTODESK INC Common 052769106 356 7075 SH SOLE 7075 0 0 AUTOMATIC DATA PROCESSING Common 053015103 4 50 SH SOLE 50 0 0 AVON PRODUCTS INC Common 054303102 117 6775 SH SOLE 6775 0 0 BANCORPSOUTH INC Common 059692103 198 7775 SH SOLE 7775 0 0 BANKUNITED INC Common 06652K103 102 3100 SH SOLE 3100 0 0 BANNER CORPORATION NEW Common 06652V208 66 1475 SH SOLE 1475 0 0 BANYAN CORP OREGON NEW Common 06682M509 0 4 SH SOLE 4 0 0 BARCLAYS BANK 7.75% SER 4 PFD Preferred 06739H511 247 9750 SH SOLE 9750 0 0 BARCLAYS PFD 7.1% Preferred 06739H776 831 33000 SH SOLE 33000 0 0 BARCLAYS PFD SERIES 2 6.625% Preferred 06739F390 492 20400 SH SOLE 20400 0 0 BBCN BANCORP INC Common 073295107 43 2600 SH SOLE 2600 0 0 BE AEROSPACE INC Common 073302101 200 2300 SH SOLE 2300 0 0 BEAVER COAL LTD Common 074799107 10 8 SH SOLE 8 0 0 BED BATH & BEYOND INC Common 075896100 538 6700 SH SOLE 6700 0 0 BERKSHIRE HATHAWAY INC-CL B Common 084670702 18 150 SH SOLE 150 0 0 BOARDWALK PIPELINE PARTNERS LP Ltd Partner 096627104 237 9300 SH SOLE 9300 0 0 BOULDER BRANDS INC Common 101405108 53 3350 SH SOLE 3350 0 0 BRISTOL-MYERS SQUIBB CO Common 110122108 223 4200 SH SOLE 4200 0 0 BUCKEYE PARTNERS LP Ltd Partner 118230101 50 700 SH SOLE 700 0 0 CABELA'S INC Common 126804301 62 925 SH SOLE 925 0 0 CALAMP CORP Common 128126109 17 600 SH SOLE 600 0 0 CANADIAN PACIFIC RAILWAY LTD Common 13645T100 854 5645 SH SOLE 5645 0 0 CARNIVAL CORP Common 143658300 92 2300 SH SOLE 2300 0 0 CBS CORP Common 124857202 4014 62975 SH SOLE 62975 0 0 CEDAR FAIR L.P. 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