0001144204-12-059696.txt : 20121106
0001144204-12-059696.hdr.sgml : 20121106
20121106152611
ACCESSION NUMBER: 0001144204-12-059696
CONFORMED SUBMISSION TYPE: 13F-HR
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20120930
FILED AS OF DATE: 20121106
DATE AS OF CHANGE: 20121106
EFFECTIVENESS DATE: 20121106
FILER:
COMPANY DATA:
COMPANY CONFORMED NAME: SOLARIS ASSET MANAGEMENT LLC
CENTRAL INDEX KEY: 0001364739
IRS NUMBER: 202458685
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
FILING VALUES:
FORM TYPE: 13F-HR
SEC ACT: 1934 Act
SEC FILE NUMBER: 028-11942
FILM NUMBER: 121183039
BUSINESS ADDRESS:
STREET 1: 598 MADISON AVENUE
CITY: NEW YORK
STATE: NY
ZIP: 10022
BUSINESS PHONE: 212 582 4500
MAIL ADDRESS:
STREET 1: 598 MADISON AVENUE
CITY: NEW YORK
STATE: NY
ZIP: 10022
13F-HR
1
v766440_13fhr.txt
13F-HR
UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
Form 13F
Form 13F COVER PAGE
Report for the Calendar Year or Quarter Ended: 9/30/12
------------------------------
Check here if Amendment; [ ] Amendment Number:
This Amendment (Check only one.): [ ] is a restatement.
[ ] adds new holding entries.
Institutional Investment Manager Filing this Report:
Name: Solaris Asset Management
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Address: 598 Madison Avenue - 15th floor
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New York, NY 10022
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Form 13F File Number: 28- 11942
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The institutional investment manager filing this report and the person by whom
it is signed hereby represent that the person signing the report is authorized
to submit it, that all information contained herein is true, correct and
complete, and that it is understood that all required items, statements,
schedules, lists, and tables, are considered integral parts of this form.
Person Signing this Report on Behalf of Reporting Manager:
Name: Stephen B. Wells
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Title: President
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Phone: 212-582-4500
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Signature, Place, and Date of Signing:
Stephen B. Wells New York, NY 10/29/2012
--------------------------- -------------------------- --------------
[Signature] [City, State] [Date]
Report type (Check only one.):
[X] 13F HOLDINGS REPORT. (Check here if all holdings of this reporting
manager are reported in this report.)
[ ] 13F NOTICE. (Check here if no holdings reported are in this report,
and all holdings are reported by other reporting manager(s).)
[ ] 13F COMBINATION REPORT. (Check here if a portion of the holdings for
this reporting manager are reported in this report and a portion are
reported by other reporting manager(s).)
List of Other Managers Reporting for this Manager:
[If there are no entries in this list, omit this section.]
Form 13F File Number Name
28- 11942
---------- ---------------------------------------
[Repeat as necessary.]
FORM 13F SUMMARY PAGE
Report Summary:
Number of Other Included Managers: 0
------------------------------
Form 13F Information Table Entry Total: 275
------------------------------
Form 13F Information Table Value Total: $111,870
------------------------------
(thousands)
List of Other Included Managers:
Provide a numbered list of the name(s) and Form 13F file number(s) of all
institutional investment managers with respect to which this report is filed,
other than the manager filing this report.
[If there are no entries in this list, state "NONE" and omit the column headings
and list entries.]
No. Form 13F File Number Name
28-11942
---- ----------------------------------
SOLARIS ASSET MANAGEMENT
13F
SEPTEMBER 30, 2012
VALUE INVESTMENT OTHER VOTING
NAME OF ISSUER CLASS CUSIP (X$1000) SHARES DISCRETION MANAGERS AUTHORITY
--------------------------------------------------------------------------------------------------------------
3M CO Common 88579Y101 37 400 Yes No Sole
A T & T CORP NEW Common 00206R102 542 14,375 Yes No Sole
ABBOTT LABORATORIES Common 002824100 27 400 Yes No Sole
ACCESS MIDTREAM PARTNERS LP Common 00434L109 60 1,800 Yes No Sole
ACUSPHERE INC NEW Common 00511R854 0 22 Yes No Sole
AGREE REALTY CORP Common 008492100 115 4,500 Yes No Sole
ALCATEL-LUCENT SPON ADR Common 013904305 1 1,346 Yes No Sole
AMAZON.COM INC Common 023135106 1,378 5,420 Yes No Sole
AMERICAN ASSETS TRUSTS INC REIT 024013104 311 11,600 Yes No Sole
AMERICAN EXPRESS CO Common 025816109 34 600 Yes No Sole
AMERICAN WTR WKS CO INC NEW Common 030420103 513 13,850 Yes No Sole
AMYRIS INC Common 03236M101 9 2,700 Yes No Sole
ANN INC. Common 035623107 36 950 Yes No Sole
APACHE CORP Common 037411105 144 1,668 Yes No Sole
APPLE INC Common 037833100 5,554 8,325 Yes No Sole
AQUA AMERICA INC Common 03836W103 37 1,475 Yes No Sole
ASCENA RETAIL GROUP Common 04351G101 45 2,100 Yes No Sole
AT CROSS CO-CL A Common 227478104 370 37,156 Yes No Sole
ATHENA HEALTH Common 04685W103 55 600 Yes No Sole
ATLAS ENERGY LP LTD Partner 04930A104 128 3,720 Yes No Sole
ATLAS PIPELINE PARTNERS LP LTD Partner 049392103 15 450 Yes No Sole
ATLAS RESOURCE PARTNERS LP LTD Partner 04941A101 10 379 Yes No Sole
AUTODESK INC Common 052769106 253 7,600 Yes No Sole
BANCORPSOUTH INC Common 059692103 110 7,475 Yes No Sole
BANNER CORPORATION NEW Common 06652V208 36 1,325 Yes No Sole
BANYAN CORP OREGON NEW Common 06682M509 0 4 Yes No Sole
BARCLAYS BANK 7.75% SER 4 PFD Preferred 06739H511 327 12,750 Yes No Sole
BARCLAYS PFD 7.1% Preferred 06739H776 1,107 44,050 Yes No Sole
BARCLAYS PFD SERIES 2 6.625% Preferred 06739F390 662 26,500 Yes No Sole
BAXTER INTERNATIONAL Common 071813109 23 382 Yes No Sole
BB&T CORP Common 054937107 8 250 Yes No Sole
BBCN BANCORP INC Common 073295107 32 2,500 Yes No Sole
BE AEROSPACE INC Common 073302101 97 2,300 Yes No Sole
BEAVER COAL LTD Common 074799107 9 8 Yes No Sole
BERKSHIRE HATHAWAY INC-CL B Common 084670702 13 150 Yes No Sole
BK OF AMERICA PFD 8.625% SER M Preferred 060505559 1,278 49,250 Yes No Sole
BOARDWALK PIPELINE PARTNERS LP LTD Partner 096627104 239 8,575 Yes No Sole
BRISTOL-MYERS SQUIBB CO Common 110122108 494 14,650 Yes No Sole
CABELA'S INC Common 126804301 71 1,300 Yes No Sole
CALUMET SPECIALTY PRODUCTS Common 131476103 77 2,400 Yes No Sole
CANADIAN PACIFIC RAILWAY LTD Common 13645T100 426 5,145 Yes No Sole
CARNIVAL CORP Common 143658300 84 2,300 Yes No Sole
CBL &ASSOCIATES PROPERTIES REIT 124830100 694 32,525 Yes No Sole
CBS CORP Common 124857202 2,109 58,050 Yes No Sole
CEDAR SHOPPING CENTERS INC REIT 150602209 130 24,650 Yes No Sole
CELL KINETICS LTD LTD Partner M2196W105 0 100 Yes No Sole
CENTRAL PACIFIC FINANCIAL CORP Common 154760409 33 2,300 Yes No Sole
CENTURYLINK INC Common 156700106 81 2,000 Yes No Sole
CERNER CORP Common 156782104 1,441 18,625 Yes No Sole
CHART INDUSTRIES INC Common 16115Q308 46 625 Yes No Sole
CHECK POINT SOFTWARE TECH Common M22465104 814 16,900 Yes No Sole
CHENIERE ENERGY PARTNERS LTD Partner 16411Q101 46 2,000 Yes No Sole
CHESAPEAKE ENERGY CORP Common 165167107 40 2,100 Yes No Sole
CHEVRONTEXACO CORP Common 166764100 180 1,540 Yes No Sole
CHIPOTLE MEXICAN GRILLE INC Common 169656105 318 1,000 Yes No Sole
CIMAREX ENERGY CO Common 171798101 152 2,600 Yes No Sole
CINTAS CORP Common 172908105 2,079 50,175 Yes No Sole
CISCO SYSTEMS INC Common 17275R102 10 500 Yes No Sole
CITIGROUP INC Common 172967424 690 21,085 Yes No Sole
CITRIX SYSTEMS INC Common 177376100 936 12,225 Yes No Sole
CLEARWIRE CORP - CLASS A Common 18538Q105 17 12,500 Yes No Sole
CNH GLOBAL N.V. Common N20935206 50 1,300 Yes No Sole
COACH INC Common 189754104 112 2,000 Yes No Sole
COBALT INTL ENERGY INC Common 19075F106 241 10,800 Yes No Sole
COMCAST CORP-CL A Common 20030N101 109 3,050 Yes No Sole
COMPANHIA DE BEBIDAS PFD ADR Preferred 20441W203 486 12,700 Yes No Sole
COMVERSE TECHNOLOGY INC Common 205862402 36 5,900 Yes No Sole
CONOCOPHILLIPS Common 20825C104 873 15,275 Yes No Sole
CONSOL ENERGY INC Common 20854P109 206 6,850 Yes No Sole
COPANO ENERGY LLC-UNITS LTD Partner 217202100 43 1,300 Yes No Sole
CREDIT SUISSE GROUP SPON ADR ETF 225401108 1 49 Yes No Sole
CROSSTEX ENERGY LP LTD Partner 22765U102 65 4,200 Yes No Sole
CSX CORP Common 126408103 56 2,700 Yes No Sole
CUBESMART REIT 229663109 51 4,000 Yes No Sole
CVS CORP Common 126650100 1,891 39,050 Yes No Sole
DCP MIDSTREAM PARTNERS LP LTD Partner 23311P100 163 3,500 Yes No Sole
DEAN FOODS CO NEW Common 242370104 483 29,550 Yes No Sole
DECKERS OUTDOOR CORP Common 243537107 22 600 Yes No Sole
DELUXE CORP Common 248019101 996 32,600 Yes No Sole
DILLARDS CAPITAL TRUST Preferred 25406P200 1,755 67,700 Yes No Sole
DISCOVER FINL SVCS Common 254709108 2,399 60,375 Yes No Sole
DORCHESTER MINERALS LP LTD Partner 25820R105 15 700 Yes No Sole
DR PEPPER SNAPPLE GROUP INC Common 26138E109 594 13,350 Yes No Sole
DTS INC Common 23335C101 10 429 Yes No Sole
DU PONT (E.I.) DE NEMOURS Common 263534109 1,841 36,625 Yes No Sole
DUKE REALITY CORP REIT 264411505 327 22,250 Yes No Sole
EAST WEST BANCORP INC Common 27579R104 1,623 76,850 Yes No Sole
EBAY INC Common 278642103 2,243 46,375 Yes No Sole
EDWARDS LIFESCIENCES CORP Common 28176E108 540 5,025 Yes No Sole
EL PASO PIPELINE PARTNERS LP LTD Partner 283702108 309 8,300 Yes No Sole
ELECTRONIC ARTS INC Common 285512109 290 22,892 Yes No Sole
ELLIE MAE INC Common 28849P100 7 250 Yes No Sole
ENBRIDGE ENERGY MANAGEMENT L LTD Partner 29250X103 95 2,993 Yes No Sole
ENBRIDGE ENERGY PARTNERS LP LTD Partner 29250R106 562 19,100 Yes No Sole
ENERGY TRANSFER PARTNERS LP LTD Partner 29273R109 217 5,100 Yes No Sole
ENTERGY CORP NEW Common 29364G103 69 1,000 Yes No Sole
ENTERPRISE PRODUCTS PARTNERS LTD Partner 293792107 273 5,102 Yes No Sole
ERTS UNVESTED OPTIONS Call 285512109 84 6,582 Yes No Sole
ERTS VESTED OPTIONS Call 285512109 490 38,618 Yes No Sole
EV ENERGY PARTNER LP LTD Partner 26926V107 252 4,050 Yes No Sole
EXPRESS SCRIPTS HOLDING CO Common 30219G108 137 2,187 Yes No Sole
EXTRA SPACE STORAGE REIT 30225T102 268 8,050 Yes No Sole
EXXON MOBIL CORP Common 30231G102 7 77 Yes No Sole
FEDERAL REALTY INVT TRUST REIT 313747206 744 7,065 Yes No Sole
FERRELLGAS PARTNERS LP LTD Partner 315293100 43 2,200 Yes No Sole
FIRST INDUSTRIAL TRUST INC REIT 32054K103 672 51,150 Yes No Sole
FIRST PACTRUST BANCORP 7.5% Preferred 33589V309 103 4,000 Yes No Sole
FORD MOTOR CO Common 345370860 16 1,600 Yes No Sole
FOREST CITY ENT 7.375% 2/01/34 Preferred 345550404 97 4,000 Yes No Sole
FPC CAPITAL I SERIES A PFD Preferred 302552203 102 4,000 Yes No Sole
FRESH MKT INC Common 35804H106 76 1,275 Yes No Sole
GABRIEL TECHNOLOGIES CP Common 362447104 1 12,500 Yes No Sole
GAP INC Common 364760108 1,584 44,275 Yes No Sole
GENERAL ELECTRIC CO Common 369604103 1,445 63,625 Yes No Sole
GENESIS ENERGY L P UNIT LP INT LTD Partner 371927104 232 6,900 Yes No Sole
GOOGLE INC CL A Common 38259P508 336 445 Yes No Sole
GREENBRIER COMPANIES INC Common 393657101 22 1,375 Yes No Sole
H C INNOVATIONS INC Common 40413G101 0 200,000 Yes No Sole
HARRIS & HARRIS GROUP INC Common 413833104 11 3,000 Yes No Sole
HCP INC Common 40414L109 294 6,600 Yes No Sole
HEALTH CARE REIT INC REIT 42217K106 110 1,900 Yes No Sole
HESS CORP Common 42809H107 313 5,825 Yes No Sole
HEXCEL CORP NEW Common 428291108 28 1,175 Yes No Sole
HOSPITALITY PROPERTIES TRUST REIT 44106M102 7 300 Yes No Sole
HOST HOTELS & RESORTS INC REIT 44107P104 48 3,000 Yes No Sole
IAC/INTERACTIVECORP Common 44919P508 3,026 58,125 Yes No Sole
ICONIX BRAND GROUP INC Common 451055107 26 1,400 Yes No Sole
ILLINOIS TOOL WORKS INC Common 452308109 3 52 Yes No Sole
IMMERSION CORPORATION Common 452521107 9 1,700 Yes No Sole
INERGY Common 456615103 80 4,200 Yes No Sole
INFORM WORLDWDE HLDG NEW Common 45666X305 0 1 Yes No Sole
ING GROEP NV 6.375 PFD Preferred 456837608 1,396 58,400 Yes No Sole
ING GROEP NV 7.375% SERIES Preferred 456837707 1,050 42,100 Yes No Sole
INLAND REAL ESTATE CORP REIT 457461200 2 300 Yes No Sole
INSULET CORP Common 45784P101 27 1,259 Yes No Sole
INTEL CORP Common 458140100 408 18,000 Yes No Sole
INTERCONTINENTAL HOTELS ADR Common 45857P400 2,629 100,150 Yes No Sole
INTL BUSINESS MACHINES CORP Common 459200101 2,047 9,868 Yes No Sole
INTUITIVE SURGICAL INC Common 46120E602 25 50 Yes No Sole
INVENSENSE INC Common 46123D205 13 1,100 Yes No Sole
ION GEOPHYSICAL CORP Common 462044108 12 1,700 Yes No Sole
IPG PHOTONICS CORP Common 44980X109 57 1,000 Yes No Sole
IROBOT CORP Common 462726100 25 1,100 Yes No Sole
IRON MOUNTAIN INC Common 462846106 936 27,450 Yes No Sole
J C PENNEY CO INC Common 708160106 149 6,150 Yes No Sole
JETBLUE AIRWAYS CORP Common 477143101 5 972 Yes No Sole
JOHNSON & JOHNSON Common 478160104 21 300 Yes No Sole
JP MORGAN ALERIAN MLP INDEX ETF 46625H365 1,095 27,075 Yes No Sole
JPM CHASE CAP XI PFD 5.875% Preferred 46626V20 25 1,000 Yes No Sole
JPMORGAN CHASE & CO Common 46625H100 12 300 Yes No Sole
KANSAS CITY SOUTHERN Common 485170302 199 2,625 Yes No Sole
KIMCO REALTY CORP REIT 49446R109 855 42,200 Yes No Sole
KINDER MORGAN ENERGY PRTNRS LTD Partner 494550106 268 3,250 Yes No Sole
KINDER MORGAN MANAGEMENT LLC LTD Partner 49455U100 386 5,049 Yes No Sole
KIT DIGITAL INC Common 482470200 8 2,578 Yes No Sole
LEGACY RESERVES Common 524707304 75 2,600 Yes No Sole
LEGG MASON INC Common 524901105 224 9,075 Yes No Sole
LIBERTY PROPERTY TRUST REIT 531172104 717 19,775 Yes No Sole
LILLY ELI & CO Common 532457108 1,092 23,025 Yes No Sole
LINDSAY MANUFACTURING CO Common 535555106 34 475 Yes No Sole
LINN ENERGY Common 536020100 908 22,025 Yes No Sole
LIVEPERSON INC Common 538146101 102 5,650 Yes No Sole
LULULEMON ATHLETICA INC Common 550021109 172 2,325 Yes No Sole
LYONDELLBASELL INDU-CLA Common N53745100 1,736 33,600 Yes No Sole
MACERICH INC REIT 554382101 46 800 Yes No Sole
MAGELLAN MIDSTREAM PARTNERS LTD Partner 559080106 1,032 11,800 Yes No Sole
MARKWEST ENERGY PARTNERS LP LTD Partner 570759100 313 5,750 Yes No Sole
MERCADOLIBRE INC Common 58733R102 41 500 Yes No Sole
MERCK & CO. INC. Common 58933Y105 478 10,600 Yes No Sole
MICROSOFT CORP Common 594918104 563 18,925 Yes No Sole
MORGAN ST CAP TR V PFD 5.75% Preferred 617466206 92 3,750 Yes No Sole
MOTOROLA SOLUTIONS INC Common 620076307 1,724 34,100 Yes No Sole
MTB PREFERRED SERIES C Preferred 55261F708 52 50 Yes No Sole
MTB PREFFERED SERIES A Preferred 55261F609 52 50 Yes No Sole
MURPHY OIL CORP Common 626717102 727 13,550 Yes No Sole
NABORS INDUSTRIES LTD Common G6359F103 194 13,800 Yes No Sole
NATIONAL OILWELL VARCO INC Common 637071101 1,017 12,700 Yes No Sole
NEW YORK TIMES CO CL A Common 650111107 15 1,500 Yes No Sole
NIKE INC -CL B Common 654106103 468 4,930 Yes No Sole
NOBLE ENERGY INC Common 655044105 438 4,725 Yes No Sole
NORTHSTAR REALTY FINANCE COR REIT 66704R100 3 500 Yes No Sole
NU SKIN ASIA PACIFIC INC CL A Common 67018T105 17 425 Yes No Sole
NUANCE COMMUNICATIONS INC Common 67020Y100 65 2,600 Yes No Sole
NUSTAR GP HOLDINGS LLC LTD Partner 67059L102 29 900 Yes No Sole
OASIS PETROLEUM INC Common 674215108 20 675 Yes No Sole
OLD DOMINION FGHT LINE INC Common 679580100 17 562 Yes No Sole
OMEGA HEALTHCARE INVESTORS INC REIT 681936100 694 30,525 Yes No Sole
ONEOK INC Common 682680103 29 600 Yes No Sole
ONEOK PARTNERS LP LTD Partner 68268N103 309 5,200 Yes No Sole
PAR PHARMACEUTICAL COS INC Common 69888P106 71 1,425 Yes No Sole
PARKER HANNIFIN CORP Common 701094104 25 300 Yes No Sole
PARTNERRE LTD PFD SER C Preferred G6852T204 891 35,250 Yes No Sole
PARTNERRE LTD PFD SER D Preferred G68603409 296 11,750 Yes No Sole
PARTNERRE LTD PFD SER E Preferred G68603508 373 13,600 Yes No Sole
PFIZER INC Preferred 717081103 1,018 40,950 Yes No Sole
PG&E CORP Common 69331C108 736 17,250 Yes No Sole
PHILIP MORRIS INTERNATIONAL IN Common 718172109 622 6,915 Yes No Sole
PIONEER SOUTHWEST ENERGY PARTN LTD Partner 72388B106 3 100 Yes No Sole
PLAINS ALL AMER PIPELINE LP LTD Partner 726503105 829 9,400 Yes No Sole
PNC FINL SVCS GROUP INC Common 693475105 560 8,875 Yes No Sole
POST PPTYS INC REIT 737464107 115 2,400 Yes No Sole
PROLOGIS INC Common 74340W103 49 1,400 Yes No Sole
PROSPERITY BANCSHARES Common 743606105 32 750 Yes No Sole
PRUDENTIAL FINANCIAL INC Common 744320508 163 6,250 Yes No Sole
PUBLIC STORAGE INC REIT 74460D109 386 2,770 Yes No Sole
PVR PARTNERS LP LTD Partner 693665101 178 7,028 Yes No Sole
QR ENERGY LP LTD Partner 74734R108 29 1,500 Yes No Sole
QUALCOMM INC Common 747525103 1,991 31,865 Yes No Sole
RAYONIER INC Common 754907103 881 17,975 Yes No Sole
REALTY INCOME CORP REIT 756109104 49 1,200 Yes No Sole
REGENCY ENERGY PARTNERS LP LTD Partner 75885Y107 201 8,600 Yes No Sole
ROBERT HALF INTL INC Common 770323103 659 24,750 Yes No Sole
ROCKWOOD HOLDINGS INC Common 774415103 29 625 Yes No Sole
ROSETTA RESOURCES INC. Common 777779307 31 650 Yes No Sole
SALIX PHARMACEUTICALS LTD DEL LTD Partner 795435106 40 950 Yes No Sole
SALLY BEAUTY HOLDINGS INC Common 79546E104 2,259 90,017 Yes No Sole
SANOFI-AVENTIS SPONSORED ADR Common 80105N105 334 7,750 Yes No Sole
SEADRILL LTD Common G7945E105 1,422 36,250 Yes No Sole
SIMON PROPERTY GROUP INC REIT 828806109 758 4,995 Yes No Sole
SL GREEN REALTY CORP REIT 78440X101 120 1,500 Yes No Sole
SM ENERGY CO Common 78454L100 51 950 Yes No Sole
SOLARWINDS, INC. Common 83416B109 42 750 Yes No Sole
SOUTHWESTERN ENERGY CO Common 845467109 474 13,620 Yes No Sole
SOVRAN SELF STORAGE INC REIT 84610H108 269 4,650 Yes No Sole
SPDR BARCLAYS CAPITAL HIGH YIE ETF 78464A417 5 135 Yes No Sole
SPDR DJI REAL ESTATE ETF ETF 78463X863 1,754 44,700 Yes No Sole
SPECTRA ENERGY CORP Common 847560109 242 8,250 Yes No Sole
SPECTRA ENERGY PARTNERS LP LTD Partner 84756N109 51 1,600 Yes No Sole
SPIRIT AEROSYSTEMS HOLDINGS Common 848574109 20 900 Yes No Sole
SPX CORP Common 784635104 739 11,300 Yes No Sole
STARBUCKS CORP Common 855244109 142 2,800 Yes No Sole
STIFEL FINANCIAL CORP Common 860630102 51 1,512 Yes No Sole
STONEMOR PARTNERS LP LTD Partner 86183Q100 95 4,050 Yes No Sole
STRATEGIC HOTELS & RESORTS INC REIT 86272T106 35 5,850 Yes No Sole
SUBURBAN PROPANE PRT L P LTD Partner 864482104 19 453 Yes No Sole
SUNOCO LOGISTICS PARTNERS LP LTD Partner 86764L108 259 5,550 Yes No Sole
TARGA RESOURCES PARTNERS LP LTD Partner 87611X105 492 11,475 Yes No Sole
TARGET CORP Common 87612E106 141 2,229 Yes No Sole
TAUBMAN CENTERS 6.50% SERIES J Preferred 876664608 102 4,000 Yes No Sole
TC PIPELINES LTD Partner 87233Q108 126 2,800 Yes No Sole
TEEKAY LNG PARTNERS LP LTD Partner Y8564M105 119 3,150 Yes No Sole
TEEKAY OFFSHORE PARTNERS L P LTD Partner Y8565J101 110 4,000 Yes No Sole
TELEFLEX INC Common 879369106 482 7,000 Yes No Sole
TERRA NITROGEN CO L P COM UNIT LTD Partner 881005201 151 700 Yes No Sole
THERMO FISHER SCIENTIFIC Common 883556102 15 250 Yes No Sole
TIBCO SOFTWARE INC Common 88632Q103 30 1,000 Yes No Sole
TRACTOR SUPPLY CO Common 892356106 2,372 23,985 Yes No Sole
UMH PROPERTIES INC REIT 903002103 1 100 Yes No Sole
UNION PACIFIC CORP Common 907818108 246 2,075 Yes No Sole
UNITED RENTALS INC Common 911363109 21 650 Yes No Sole
UNITED TECHNOLOGIES CORP Common 913017109 456 5,825 Yes No Sole
URSTADT BIDDLE - CL A Common 917286205 67 3,324 Yes No Sole
URSTADT BIDDLE PROPERTIES Common 917286106 1,107 57,802 Yes No Sole
USG CORP Common 903293405 33 1,500 Yes No Sole
V F CORP Common 918204108 920 5,775 Yes No Sole
VANGUARD DIV APPREC ETF ETF 921908844 216 3,620 Yes No Sole
VANGUARD NATURAL RESOURCES ETF 92205F106 61 2,100 Yes No Sole
VANGUARD REIT ETF ETF 922908553 43 665 Yes No Sole
VENTAS INC Common 92276F100 162 2,600 Yes No Sole
VIRGINIA COMMERCE BANCORP Common 92778Q109 33 3,800 Yes No Sole
VITAMIN SHOPPE INC Common 92849E101 149 2,550 Yes No Sole
W.P. CAREY INC Common 92936U109 49 1,000 Yes No Sole
WABCO HOLDINGS INC Common 92927K102 23 400 Yes No Sole
WACHOVIA PFD 7.25% SER A Preferred 92977V206 474 17,500 Yes No Sole
WEINGARTEN REALTY INVESTORS REIT 948741103 431 15,325 Yes No Sole
WELLS FARGO & COMPANY Common 949746101 2,052 59,425 Yes No Sole
WESTERN ALLIANCE BANCORP Common 957638109 39 3,800 Yes No Sole
WESTERN GAS PARTNERS Common 958254104 101 2,000 Yes No Sole
WEYERHAEUSER CO Common 962166104 227 8,700 Yes No Sole
WHOLE FOODS MKT INC Common 966837106 307 3,150 Yes No Sole
WILLIAMS COS INC Common 969457100 210 6,000 Yes No Sole
WILLIAMS PARTNERS L P LTD Partner 96950F104 256 4,679 Yes No Sole
WOLVERINE WORLD WIDE INC Common 978097103 16 350 Yes No Sole
YM BIOSCIENCES INC (USD) Common 984238105 9 5,000 Yes No Sole
ZION BANCORP PFD 9.5% 12/29/49 Preferred 989701503 1,175 44,900 Yes No Sole