X0203 3 2009-02-15 0 0001364560 Helix Wind, Corp. HLXW 0001403463 Quercus Trust 1835 NEWPORT BLVD. A109-PMB 467 COSTA MESA, CA 92627 0 0 1 0 0001391795 Gelbaum David 1835 NEWPORT BLVD. A109-PMB 467 COSTA MESA CA 92627 0 0 1 1 Co-Trustee 0001403417 Gelbaum Monica Chavez 1835 NEWPORT BLVD. A109-PMB 467 COSTA MESA CA 92627 0 0 1 1 Co-Trustee 9% Convertible Note .50 2009-02-11 2012-02-11 Common Stock 1156446 D Warrant .75 2009-02-11 2014-02-11 Common Stock 1156445 D Warrant .75 2009-02-15 2014-02-15 Common Stock 1000000 D Represents the number of common shares issuable upon conversion of the principal amount of the 9% convertible note on the original date of issuance at the initial conversion price of $0.50 per share, excluding any additional common shares issuable upon conversion of accrued interest on the note. Warrant may only be exercised if the 9% Convertible Note is converted into common stock. /s/ David Gelbaum, Co-Trustee, The Quercus Trust 2009-06-12 /s/ David Gelbaum, as attorney-in-fact for Monica Chavez Gelbaum, Co-Trustee, The Quercus Trust 2009-06-12