0001535031-16-000154.txt : 20160803
0001535031-16-000154.hdr.sgml : 20160803
20160803190116
ACCESSION NUMBER: 0001535031-16-000154
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20160801
FILED AS OF DATE: 20160803
DATE AS OF CHANGE: 20160803
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: Tumi Holdings, Inc.
CENTRAL INDEX KEY: 0001535031
STANDARD INDUSTRIAL CLASSIFICATION: LEATHER & LEATHER PRODUCTS [3100]
IRS NUMBER: 043799139
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
BUSINESS ADDRESS:
STREET 1: 1001 DURHAM AVE.
CITY: SOUTH PLAINFIELD
STATE: NJ
ZIP: 07080
BUSINESS PHONE: 908-756-4400
MAIL ADDRESS:
STREET 1: 1001 DURHAM AVE.
CITY: SOUTH PLAINFIELD
STATE: NJ
ZIP: 07080
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: Riley David
CENTRAL INDEX KEY: 0001364356
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-35495
FILM NUMBER: 161805226
MAIL ADDRESS:
STREET 1: 1100 WINTER STREET
STREET 2: SUITE 4600
CITY: WALTHAM
STATE: MA
ZIP: 02451
4
1
wf-form4_147026525979093.xml
FORM 4
X0306
4
2016-08-01
0
0001535031
Tumi Holdings, Inc.
TUMI
0001364356
Riley David
C/O TUMI HOLDINGS INC.
1001 DURHAM AVE
SOUTH PLAINFIELD
NJ
07080
0
1
0
0
CAO and SVP, Finance
Common Stock, $0.01 par value per share
2016-08-01
4
D
0
716
26.75
D
0
D
Stock Option (Right to Buy)
23.25
2016-08-01
4
D
0
9842
D
2025-03-03
Common Stock, $0.01 par value per share
9842.0
0
D
Stock Option (Right to Buy)
23.4
2016-08-01
4
D
0
9765
D
2024-08-12
Common Stock, $0.01 par value per share
9765.0
0
D
Restricted Stock Units
2016-08-01
4
D
0
1434
D
Common Stock, $0.01 par value per share
1434.0
0
D
Restricted Stock Units
2016-08-01
4
D
0
7088
D
Common Stock, $0.01 par value per share
7088.0
0
D
Disposed of pursuant to and upon the effectiveness of the merger of PTL Acquisition Inc. ("Merger Sub"), a wholly owned subsidiary of Samsonite International S.A. ("Samsonite"), with and into the Issuer on August 1, 2016 pursuant to a merger agreement dated March 3, 2016 by and among Samsonite, Merger Sub and the Issuer.
The stock option vests in three equal installments on each of the first three anniversaries of March 3, 2015, subject to the terms and conditions of the Tumi Holdings, Inc. 2012 Long-Term Incentive Plan (the "Plan").
Upon the effectiveness of the merger, pursuant to the terms of the merger agreement, the option was cancelled in exchange for a cash payment of $34,447 (representing a price per share equal to the difference between the merger consideration, $26.75 per share, and the exercise price of the option).
The stock option vests in three equal installments on each of the first three anniversaries of August 12, 2014, subject to the terms and conditions of the Plan.
Upon the effectiveness of the merger, pursuant to the terms of the merger agreement, the option was cancelled in exchange for a cash payment of $32,712.75 (representing a price per share equal to the difference between the merger consideration, $26.75 per share, and the exercise price of the option).
Each restricted stock unit represented a contingent right to receive one share of Issuer common stock.
The restricted stock units vest in two equal installments on each of March 3, 2017 and March 2, 2018, subject to the terms and conditions of the Plan.
Upon the effectiveness of the merger, pursuant to the terms of the merger agreement, the restricted stock units were cancelled in exchange for a cash payment of $38,359.50 (representing a price of $26.75 per restricted stock unit).
The restricted stock units vest in three equal installments on each of March 1, 2017, March 1, 2018 and March 1, 2019, subject to the terms and conditions of the Plan.
Upon effectiveness of the merger, pursuant to the terms of the merger agreement, the restricted stock units were cancelled in exchange for a cash payment of $189,604 (representing a price of $26.75 per restricted stock unit).
/s/ Peter L. Gray, as attorney-in-fact
2016-08-03