0001610717-23-000155.txt : 20230612 0001610717-23-000155.hdr.sgml : 20230612 20230612182653 ACCESSION NUMBER: 0001610717-23-000155 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20230612 FILED AS OF DATE: 20230612 DATE AS OF CHANGE: 20230612 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Emmett Dan A CENTRAL INDEX KEY: 0001378407 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-33106 FILM NUMBER: 231009714 MAIL ADDRESS: STREET 1: 1299 OCEAN AVENUE STREET 2: SUITE 1000 CITY: SANTA MONICA STATE: CA ZIP: 90401 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: Douglas Emmett Inc CENTRAL INDEX KEY: 0001364250 STANDARD INDUSTRIAL CLASSIFICATION: REAL ESTATE INVESTMENT TRUSTS [6798] IRS NUMBER: 203073047 STATE OF INCORPORATION: MD FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 1299 OCEAN AVENUE, SUITE 1000 CITY: SANTA MONICA STATE: CA ZIP: 90401 BUSINESS PHONE: 310-255-7700 MAIL ADDRESS: STREET 1: 1299 OCEAN AVENUE, SUITE 1000 CITY: SANTA MONICA STATE: CA ZIP: 90401 4 1 form4.xml X0407 4 2023-06-12 0001364250 Douglas Emmett Inc DEI 0001378407 Emmett Dan A C/O DOUGLAS EMMETT INC 1299 OCEAN AVENUE, SUITE 1000 SANTA MONICA CA 90410 true true Chairman of the Board false Common Stock 816446 D Common Stock 22000 I By TAE trust Common Stock 22000 I By RMN trust Common Stock 22000 I By MWE trust Partnership Common Units 2023-06-12 5 G 0 501746 0 A Common Stock 501746 3168830 D Partnership Common Units Common Stock 79595 79595 I By TAE trust Partnership Common Units Common Stock 79595 79595 I By RMN trust Partnership Common Units Common Stock 69595 69595 I By MWE trust Partnership Common Units Common Stock 39595 39595 I By DEW trust Partnership Common Units Common Stock 31517 31517 I By Rivermouth Partners Partnership common units ("OP Units") of Douglas Emmett Properties, LP, a Delaware limited partnership (the "Operating Partnership"). Issuer is the sole stockholder of the general partner of the Operating Partnership. Each OP Unit has an economic interest equivalent to one share of the Issuer's common stock . Upon the occurrence of certain events, OP Units are redeemable and may be exchanged, without consideration, by the holder for an equivalent number of shares of common stock or for the cash value of such shares, at Issuer's option. OP Units do not have an expiration date. Represents the transfer of shares of common stock from indirect ownership through the spouse's trust to direct ownership through a revocable community property trust, for no consideration. There was no change in total shares of common stock directly and indirectly held. The Form 4 filed on January 4, 2022 (and certain prior Form 4s) reported all shares of common stock held indirectly, without breaking out the various owners. This Form 4 reflects the current breakout of direct and indirect ownership, including treatment of a revocable living trust as direct ownership. The Form 4 filed on November 25, 2019 (and certain prior Form 4s) reported all shares held directly, when it should have reported certain shares held indirectly, as indicated in footnotes 6 and 7 to the Form 4. This Form 4 reflects the correct breakout of direct and indirect holdings. The Reporting Person disclaims beneficial ownership of these shares except to the extent of any pecuniary interest therein. The trusts have been reported employing abbreviations. /s/ Peter Seymour, Attorney-in-Fact for Dan A. Emmett 2023-06-12