0000891804-16-001663.txt : 20160825 0000891804-16-001663.hdr.sgml : 20160825 20160825101922 ACCESSION NUMBER: 0000891804-16-001663 CONFORMED SUBMISSION TYPE: N-PX PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20160630 FILED AS OF DATE: 20160825 DATE AS OF CHANGE: 20160825 EFFECTIVENESS DATE: 20160825 FILER: COMPANY DATA: COMPANY CONFORMED NAME: Claymore Exchange-Traded Fund Trust CENTRAL INDEX KEY: 0001364089 IRS NUMBER: 000000000 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: N-PX SEC ACT: 1940 Act SEC FILE NUMBER: 811-21906 FILM NUMBER: 161850556 BUSINESS ADDRESS: STREET 1: C/O GUGGENHEIM FUNDS INVESTMENT ADVISORS STREET 2: 227 W. MONROE STREET CITY: CHICAGO STATE: IL ZIP: 60606 BUSINESS PHONE: 312-357-0394 MAIL ADDRESS: STREET 1: C/O GUGGENHEIM FUNDS INVESTMENT ADVISORS STREET 2: 227 W. MONROE STREET CITY: CHICAGO STATE: IL ZIP: 60606 0001364089 S000012988 Guggenheim BRIC ETF C000035086 Guggenheim BRIC ETF EEB 0001364089 S000012989 Guggenheim Insider Sentiment ETF C000035087 Guggenheim Insider Sentiment ETF NFO 0001364089 S000012990 Wilshire Micro-Cap ETF C000035088 Wilshire Micro-Cap ETF WMCR 0001364089 S000012992 Guggenheim Multi-Asset Income ETF C000035090 Guggenheim Multi-Asset Income ETF CVY 0001364089 S000014618 Guggenheim S&P Spin-Off ETF C000040013 Guggenheim S&P Spin-Off ETF CSD 0001364089 S000014620 Guggenheim Defensive Equity ETF C000040015 Guggenheim Defensive Equity ETF DEF 0001364089 S000016396 Guggenheim S&P Global Dividend Opportunities Index ETF C000045527 Guggenheim S&P Global Dividend Opportunities Index ETF LVL 0001364089 S000016401 Guggenheim Mid-Cap Core ETF C000045532 Guggenheim Mid-Cap Core ETF CZA 0001364089 S000020359 Guggenheim Enhanced Short Duration ETF C000057145 Guggenheim Enhanced Short Duration ETF GSY 0001364089 S000023006 Guggenheim 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BulletShares 2021 Corporate Bond ETF 0001364089 S000041182 Guggenheim BulletShares 2022 Corporate Bond ETF C000127770 Guggenheim BulletShares 2022 Corporate Bond ETF 0001364089 S000041183 Guggenheim BulletShares 2023 Corporate Bond ETF C000127771 Guggenheim BulletShares 2023 Corporate Bond ETF 0001364089 S000041184 Guggenheim BulletShares 2024 Corporate Bond ETF C000127772 Guggenheim BulletShares 2024 Corporate Bond ETF 0001364089 S000041185 Guggenheim BulletShares 2025 Corporate Bond ETF C000127773 Guggenheim BulletShares 2025 Corporate Bond ETF 0001364089 S000046687 Guggenheim BulletShares 2021 High Yield Corporate Bond ETF C000145690 Guggenheim BulletShares 2021 High Yield Corporate Bond ETF 0001364089 S000046688 Guggenheim BulletShares 2022 High Yield Corporate Bond ETF C000145691 Guggenheim BulletShares 2022 High Yield Corporate Bond ETF 0001364089 S000046689 Guggenheim BulletShares 2023 High Yield Corporate Bond ETF C000145692 Guggenheim BulletShares 2023 High Yield Corporate Bond ETF 0001364089 S000046690 Guggenheim BulletShares 2024 High Yield Corporate Bond ETF C000145693 Guggenheim BulletShares 2024 High Yield Corporate Bond ETF 0001364089 S000046691 Guggenheim BulletShares 2025 High Yield Corporate Bond ETF C000145694 Guggenheim BulletShares 2025 High Yield Corporate Bond ETF 0001364089 S000051791 Guggenheim Dow Jones Industrial Average Dividend ETF C000162944 Guggenheim Dow Jones Industrial Average Dividend ETF 0001364089 S000052317 Guggenheim Large Cap Optimized Diversification ETF C000164481 Guggenheim Large Cap Optimized Diversification ETF 0001364089 S000054172 Guggenheim Behavioral Large Cap ETF C000170229 Guggenheim Behavioral Large Cap ETF 0001364089 S000054173 Guggenheim Behavioral Small Cap ETF C000170230 Guggenheim Behavioral Small Cap ETF N-PX 1 gug65101etf1-npx.txt CLAYMORE EXCHANGE-TRADED FUND TRUST UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 FORM N-PX ANNUAL REPORT OF PROXY VOTING RECORD OF REGISTERED MANAGEMENT INVESTMENT COMPANY Investment Company Act file number 811-21906 --------- Claymore Exchange-Traded Fund Trust ----------------------------------- (Exact name of registrant as specified in charter) 227 West Monroe Street ---------------------- Chicago, IL 60606 ----------------- (Address of principal executive offices) (Zip code) Donald C. Cacciapaglia ---------------------- 227 West Monroe Street ---------------------- Chicago, IL 60606 ----------------- (Name and address of agent for service) Registrant's telephone number, including area code: 312-827-0100 ------------ Date of fiscal year end: May 31 or August 31 ------------------- Date of reporting period: July 1, 2015 - June 30, 2016 ---------------------------- Form N-PX is to be used by a registered management investment company, other than a small business investment company registered on Form N-5 (ss.ss. 239.24 and 274.5 of this chapter), to file reports with the Commission, not later than August 31 of each year, containing the registrant's proxy voting record for the most recent twelve-month period ended June 30, pursuant to section 30 of the Investment Company Act of 1940 and rule 30b1-4 thereunder (17 CFR 270.30b1-4). The Commission may use the information provided on Form N-PX in its regulatory, disclosure review, inspection, and policymaking roles. A registrant is required to disclose the information specified by Form N-PX, and the Commission will make this information public. A registrant is not required to respond to the collection of information contained in Form N-PX unless the Form displays a currently valid Office of Management and Budget ("OMB") control number. Please direct comments concerning the accuracy of the information collection burden estimate and any suggestions for reducing the burden to the Secretary, Securities and Exchange Commission, 450 Fifth Street, NW, Washington, DC 20549-0609. The OMB has reviewed this collection of information under the clearance requirements of 44 U.S.C. ss. 3507. Item 1. Proxy Voting Record. ******************************* FORM N-Px REPORT ******************************* ICA File Number: 811-21906 Reporting Period: 07/01/2015 - 06/30/2016 CLAYMORE EXCHANGE-TRADED FUND TRUST ===================== GUGGENHEIM BEHAVIORAL LARGE CAP ETF ====================== There is no proxy voting activity for the fund, as the fund did not hold any votable positions during the reporting period. ===================== GUGGENHEIM BEHAVIORAL SMALL CAP ETF ====================== There is no proxy voting activity for the fund, as the fund did not hold any votable positions during the reporting period. ============================= GUGGENHEIM BRIC ETF ============================== 500.COM LTD Ticker: WBAI Security ID: 33829R100 Meeting Date: DEC 30, 2015 Meeting Type: Annual Record Date: NOV 16, 2015 # Proposal Mgt Rec Vote Cast Sponsor 1 Appointment of Auditor For For Management 2 Accounts and Reports For For Management -------------------------------------------------------------------------------- 51JOB INC. Ticker: JOBS Security ID: 316827104 Meeting Date: DEC 22, 2015 Meeting Type: Annual Record Date: NOV 23, 2015 # Proposal Mgt Rec Vote Cast Sponsor 1 Elect David K. Chao For Against Management 2 Elect Li-Lan Cheng For For Management 3 Elect Eric He For For Management 4 Elect Kazumasa Watanabe For For Management 5 Elect Rick Yan For For Management 6 Approval of the 2015 Share Incentive For Against Management Plan -------------------------------------------------------------------------------- 58.COM INC Ticker: WUBA Security ID: 31680Q104 Meeting Date: DEC 17, 2015 Meeting Type: Annual Record Date: NOV 12, 2015 # Proposal Mgt Rec Vote Cast Sponsor 1 Amendment to the 2013 Share Incentive For Against Management Plan -------------------------------------------------------------------------------- ALIBABA GROUP HOLDING LTD Ticker: BABA Security ID: 01609W102 Meeting Date: OCT 08, 2015 Meeting Type: Annual Record Date: AUG 13, 2015 # Proposal Mgt Rec Vote Cast Sponsor 1 Elect Joseph C. Tsai For Against Management 2 Elect Jonathan LU Zhaoxi For Against Management 3 Elect J. Michael Evans For Against Management 4 Elect Borje E. Ekholm For For Management 5 Elect Wan Ling Martello For For Management 6 Appointment of Auditor and Authority For For Management to Set Fees -------------------------------------------------------------------------------- ALUMINUM CORPORATION OF CHINA LTD. Ticker: 2600 Security ID: Y0094N109 Meeting Date: APR 08, 2016 Meeting Type: Special Record Date: MAR 08, 2016 # Proposal Mgt Rec Vote Cast Sponsor 1 Elect Yu Dehui as Director For For Management -------------------------------------------------------------------------------- ALUMINUM CORPORATION OF CHINA LTD. Ticker: 2600 Security ID: Y0094N109 Meeting Date: JUN 28, 2016 Meeting Type: Annual Record Date: MAY 27, 2016 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve 2015 Report of the Board For For Management 2 Approve 2015 Report of the Supervisory For For Management Committee 3 Approve 2015 Independent Auditor's For For Management Report and Audited Financial Report 4 Approve 2015 Loss Recovery Proposals For For Management 5 Approve 2016 Remuneration Standards For For Management for Directors and Supervisors 6 Approve Renewal of Liability Insurance For For Management for Year 2016-2017 for Directors, Supervisors and Other Senior Management Member 7 Approve Ernst & Young Hua Ming (LLP) For For Management as Domestic Auditors and Ernst & Young as International Auditors and Authorize Board to Fix Their Remuneration 8 Approve Provision of Guarantees by the For For Management Company to Chalco Hong Kong and its Subsidiaries for Financing 9 Approve Provision of Guarantees by the For For Management Company to Shanxi Huaze for financing 10 Approve Resolution in Relation to For Against Management Matters on Guarantees of Ningxia Energy and its Subsidiaries 11 Approve Issuance of Debt Financing For For Management Instruments 12 Approve Issuance of Overseas Bonds For For Management 13 Approve Issuance of Equity or For Against Management Equity-Linked Securities without Preemptive Rights 14.1 Elect Yu Dehui as Director For For Management 14.2 Elect Ao Hong as Director For For Management 14.3 Elect Liu Caiming as Director For For Management 14.4 Elect Lu Dongliang as Director For For Management 14.5 Elect Jiang Yinggang as Director For For Management 14.6 Elect Wang Jun as Director For For Management 15.1 Elect Chen Lijie as Director For For Management 15.2 Elect Hu Shihai as Director For For Management 15.3 Elect Lie-A-Cheong Tai Chong, David as For For Management Director 16.1 Elect Liu Xiangmin as Supervisor For For Management 16.2 Elect Wang Jun as Supervisor For For Management -------------------------------------------------------------------------------- AMBEV S.A. Ticker: ABEV3 Security ID: 02319V103 Meeting Date: APR 29, 2016 Meeting Type: Annual/Special Record Date: APR 01, 2016 # Proposal Mgt Rec Vote Cast Sponsor 1 Accept Financial Statements and For For Management Statutory Reports for Fiscal Year Ended Dec. 31, 2015 2 Approve Allocation of Income and For For Management Dividends 3 Elect Fiscal Council Members and For For Management Alternates 4 Ratify Remuneration for Fiscal Year For Against Management 2015 and Approve Remuneration of Company's Management and Fiscal Council Members for Fiscal Year 2016 1 Approve Agreement to Absorb For For Management Cervejarias Reunidas Skol Caracu SA and Eagle Distribuidora de Bebidas SA 2 Appoint APSIS Consultoria Empresarial For For Management Ltda. as the Independent Firm to Appraise Proposed Transaction 3 Approve Independent Firm's Appraisal For For Management 4 Approve Absorption of Cervejarias For For Management Reunidas Skol Caracu SA and Eagle Distribuidora de Bebidas SA 5 Authorize Board to Ratify and Execute For For Management Approved Resolutions 6 Approve Restricted Stock Plan For Against Management -------------------------------------------------------------------------------- AUTOHOME INC Ticker: ATHM Security ID: 05278C107 Meeting Date: NOV 27, 2015 Meeting Type: Annual Record Date: NOV 02, 2015 # Proposal Mgt Rec Vote Cast Sponsor 1 Elect Ted LEE Tak Tai For Against Management -------------------------------------------------------------------------------- BANCO BRADESCO S.A. Ticker: BBD Security ID: 59460303 Meeting Date: MAR 10, 2016 Meeting Type: Special Record Date: FEB 12, 2016 # Proposal Mgt Rec Vote Cast Sponsor 1 Elect Luiz Carlos de Freitas as For For Management Representative of Preferred Shareholders to the Supervisory Council -------------------------------------------------------------------------------- BANCO SANTANDER (BRASIL) S.A. Ticker: BSBR Security ID: 05967A107 Meeting Date: DEC 14, 2015 Meeting Type: Special Record Date: NOV 19, 2015 # Proposal Mgt Rec Vote Cast Sponsor 1 Cancellation of Treasury Shares For For Management 2 Amendments to Articles For For Management 3 Consolidation of Articles For For Management 4 Long-Term Incentive Plans For For Management -------------------------------------------------------------------------------- BANCO SANTANDER BRASIL SA Ticker: SANB4 Security ID: 05967A107 Meeting Date: APR 29, 2016 Meeting Type: Annual Record Date: APR 04, 2016 # Proposal Mgt Rec Vote Cast Sponsor 1 Accept Financial Statements and For For Management Statutory Reports for Fiscal Year Ended Dec. 31, 2015 2 Approve Allocation of Income and For For Management Dividends 3 Approve Remuneration of Company's For Against Management Management -------------------------------------------------------------------------------- BONA FILM GROUP LTD Ticker: BONA Security ID: 09777B107 Meeting Date: DEC 29, 2015 Meeting Type: Annual Record Date: DEC 03, 2015 # Proposal Mgt Rec Vote Cast Sponsor 1 Accounts and Reports For For Management 2 Ratification of Auditor For For Management -------------------------------------------------------------------------------- BONA FILM GROUP LTD Ticker: BONA Security ID: 09777B107 Meeting Date: MAR 04, 2016 Meeting Type: Special Record Date: JAN 29, 2016 # Proposal Mgt Rec Vote Cast Sponsor 1 Merger/Acquisition For For Management 2 Authorization of Legal Formalities For For Management 3 Right to Adjourn Meeting For For Management -------------------------------------------------------------------------------- BRF SA Ticker: BRFS3 Security ID: 10552T107 Meeting Date: APR 07, 2016 Meeting Type: Annual/Special Record Date: MAR 14, 2016 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Amend Article 5 to Reflect Changes in For For Management Capital 1.2 Amend Articles and Consolidate Bylaws For Against Management 1.3 Approve Remuneration of Company's For For Management Management and Fiscal Council Members for Fiscal Year 2016 and Re-Ratify Remuneration for Fiscal Year 2015 1.4 Designate Newspapers to Publish For For Management Company Announcements 2.1 Accept Financial Statements and For For Management Statutory Reports for Fiscal Year Ended Dec. 31, 2015 2.2 Ratify Distribution of Dividends and For For Management Interest-on-Capital-Stock Payments 2.3 Elect Directors and Vice-Chairman of For For Management the Board 2.4 Elect Fiscal Council Members For For Management -------------------------------------------------------------------------------- CENTRAIS ELETRICAS BRASILEIRAS S.A. Ticker: EBRB Security ID: 15234Q207 Meeting Date: AUG 31, 2015 Meeting Type: Special Record Date: AUG 17, 2015 # Proposal Mgt Rec Vote Cast Sponsor 1 Elect Luiz Eduardo Barata Ferreira For Against Management 2 Elect Agnes Maria de Aragao da Costa For For Management to the Supervisory Council -------------------------------------------------------------------------------- CENTRAIS ELETRICAS BRASILEIRAS S.A. Ticker: EBRB Security ID: 15234Q207 Meeting Date: SEP 21, 2015 Meeting Type: Special Record Date: SEP 01, 2015 # Proposal Mgt Rec Vote Cast Sponsor 1 Elect Luiz Eduardo Barata Ferreira For Against Management 2 Election of Directors For For Management 3 Elect Agnes Maria de Aragao da Costa For For Management to the Supervisory Council 4 Elect Eduardo Cesar Pasa to the For For Management Supervisory Council -------------------------------------------------------------------------------- CENTRAIS ELETRICAS BRASILEIRAS S.A. Ticker: EBRB Security ID: 15234Q207 Meeting Date: DEC 28, 2015 Meeting Type: Special Record Date: DEC 07, 2015 # Proposal Mgt Rec Vote Cast Sponsor 1 Extension of Concession for Power For For Management Distribution (CELG D) 2 Extension of Concession for Power For For Management Distribution (CEPISA) 3 Extension of Concession for Power For For Management Distribution (CEAL) 4 Extension of Concession for Power For For Management Distribution (ELETROACRE) 5 Extension of Concession for Power For For Management Distribution (CERON) 6 Extension of Concession for Power For For Management Distribution (Boa Vista Energia) 7 Extension of Concession for Power For For Management Distribution (Amazonas Distribuidora de Energia) 8 Sale of Share Ownership (CELG D) For For Management 9 Sale of Share Ownership (CEPISA, CEAL, For For Management ELETROACRE, CERON, Boa Vista Energia and Amazonas Distribuidora de Energia) 10 Authorize Increase in Share Capital of For For Management Subsidiaries (CEPISA, CEAL, ELETROACRE, CERON, Boa Vista Energia and Amazonas Distribuidora de Energia -------------------------------------------------------------------------------- CHANGYOU.COM LTD Ticker: CYOU Security ID: 15911M107 Meeting Date: JUL 10, 2015 Meeting Type: Annual Record Date: JUN 03, 2015 # Proposal Mgt Rec Vote Cast Sponsor 1 Elect Charles Zhang For For Management 2 Elect Carol Yu For For Management 3 Elect Dave De Yang For For Management 4 Elect CHEN Xiao For For Management 5 Elect Charles CHAN Sheung Wai For For Management 6 Appointment of Auditor For For Management -------------------------------------------------------------------------------- CHINA LIFE INSURANCE CO. LIMITED Ticker: 2628 Security ID: Y1477R204 Meeting Date: MAY 30, 2016 Meeting Type: Annual Record Date: APR 29, 2016 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve 2015 Report of the Board of For For Management Directors 2 Approve 2015 Report of the Supervisory For For Management Committee 3 Approve 2015 Financial Report For For Management 4 Approve 2015 Profit Distribution Plan For For Management 5 Approve Remuneration of Directors and For For Management Supervisors 6 Elect Leung Oi-Sie Elsie as Director For For Management 7 Approve Remuneration of Auditors For For Management 8 Approve Ernst & Young Hua Ming LLP as For For Management PRC Auditor and Ernst & Young as International Auditor 9 Approve Continued Donations to China For For Management Life Foundation 10 Approve Amendments to the Rules of For For Management Procedures for the Board of Directors 11 Approve Issuance of Equity or For Against Management Equity-Linked Securities without Preemptive Rights -------------------------------------------------------------------------------- CHINA LODGING GROUP LTD Ticker: HTHT Security ID: 16949N109 Meeting Date: DEC 16, 2015 Meeting Type: Annual Record Date: NOV 09, 2015 # Proposal Mgt Rec Vote Cast Sponsor 1 Appointment of Auditor and Authority For For Management to Set Fees 2 Amend Articles to Allow Accor S.A. to For For Management Appoint Directors -------------------------------------------------------------------------------- CHINA MING YANG WIND POWER GROUP LIMITED Ticker: MY Security ID: 16951C108 Meeting Date: JUN 06, 2016 Meeting Type: Special Record Date: MAY 13, 2016 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Merger Agreement between For Against Management Zhongshan Ruisheng Antai Investment Co. , Ltd and Regal Concord Limited 2 Authorization of the Board of For Against Management Directors to Do All Things Necessary to Give Effect to the Merger Agreement 3 Adjourn Meeting For Against Management -------------------------------------------------------------------------------- CHINA MOBILE LIMITED Ticker: 941 Security ID: Y14965100 Meeting Date: MAY 26, 2016 Meeting Type: Annual Record Date: MAY 19, 2016 # Proposal Mgt Rec Vote Cast Sponsor 1 Accept Financial Statements and For For Management Statutory Reports 2 Approve Final Dividend For For Management 3.1 Elect Shang Bing as Director For For Management 3.2 Elect Li Yue as Director For For Management 3.3 Elect Sha Yuejia as Director For Against Management 3.4 Elect Liu Aili as Director For For Management 4 Approve PricewaterhouseCoopers and For For Management PricewaterhouseCoopers Zhong Tian LLP as Auditors for Hong Kong Financial Reporting and U.S. Financial Reporting Purposes, Respectively and Authorize Board to Fix Their Remuneration 5 Authorize Repurchase of Issued Share For For Management Capital 6 Approve Issuance of Equity or For Against Management Equity-Linked Securities without Preemptive Rights 7 Authorize Reissuance of Repurchased For Against Management Shares -------------------------------------------------------------------------------- CHINA PETROLEUM & CHEMICAL CORP. Ticker: 386 Security ID: Y15010104 Meeting Date: MAY 18, 2016 Meeting Type: Annual Record Date: APR 18, 2016 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Report of the Board of For For Management Directors 2 Approve Report of the Board of For For Management Supervisors 3 Approve Audited Financial Reports and For For Management Audited Consolidated Financial Reports 4 Approve 2015 Profit Distribution Plan For For Management 5 Approve PricewaterhouseCoopers Zhong For For Management Tian LLP and PricewaterhouseCoopers as Domestic and Overseas Auditors and Authorize Board to Fix Their Remuneration 6 Authorize Board to Determine the 2016 For For Management Interim Profit Distribution 7 Authorize Board to Determine the For Against Management Proposed Plan for the Issuance of Debt Financing Instruments 8 Approve Issuance of Equity or For Against Management Equity-Linked Securities without Preemptive Rights -------------------------------------------------------------------------------- CHINA SOUTHERN AIRLINES CO., LTD. Ticker: 600029 Security ID: Y1503W102 Meeting Date: MAY 27, 2016 Meeting Type: Annual Record Date: APR 26, 2016 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve 2015 Report of the Board of For For Management Directors 2 Approve 2015 Report of the Supervisory For For Management Committee 3 Approve 2015 Financial Statements For For Management 4 Approve 2015 Profit Distribution Plan For For Management 5 Approve KPMG Huazhen (Special General For For Management Partnership) as Auditors for Domestic, U.S. and Internal Control of Financial Reporting and KPMG as Auditors for Hong Kong Financial Reporting and Authorize Board to Fix Their Remuneration 6 Amend Articles of Association For Against Management 7 Approve Issuance of Equity or For Against Management Equity-Linked Securities without Preemptive Rights 8 Approve Issuance of Debt Financing For Against Management Instruments 9 Approve Authorization to Xiamen For Against Shareholder Airlines Company Limited to Provide Guarantees to Hebei Airlines Company Limited 10 Elect Wang Chang Shun as Director None For Shareholder -------------------------------------------------------------------------------- CHINA TELECOM CORPORATION LTD Ticker: 728 Security ID: Y1505D102 Meeting Date: MAY 25, 2016 Meeting Type: Annual Record Date: APR 22, 2016 # Proposal Mgt Rec Vote Cast Sponsor 1 Accept Financial Statements and For For Management Statutory Reports for the Year 2015 2 Approve Profit Distribution Plan and For For Management Final Dividend for the Year 2015 3 Approve Deloitte Touche Tohmatsu as For For Management International Auditor and Deloitte Touche Tohmatsu Certified Public Accountants LLP as Domestic Auditor and Authorize Board to Fix Their Remuneration 4.1 Approve Issuance of Debentures For Against Management 4.2 Authorize Board to Deal with All For Against Management Matters in Relation to the Issuance of Debentures 5.1 Approve Issuance of Company Bonds For For Management 5.2 Authorize Board to Deal with All For For Management Matters in Relation to the Issuance of Company Bonds 6 Approve Issuance of Equity or For Against Management Equity-Linked Securities without Preemptive Rights 7 Authorize Board to Increase Registered For Against Management Capital of the Company and Amend Articles of Association to Reflect Such Increase -------------------------------------------------------------------------------- CHINA UNICOM (HONG KONG) LTD Ticker: 762 Security ID: Y1519S111 Meeting Date: MAY 12, 2016 Meeting Type: Annual Record Date: MAY 09, 2016 # Proposal Mgt Rec Vote Cast Sponsor 1 Accept Financial Statements and For For Management Statutory Reports 2 Approve Final Dividend For For Management 3.1a Elect Wang Xiaochu as Director For For Management 3.1b Elect Lu Yimin as Director For Against Management 3.1c Elect Li Fushen as Director For For Management 3.1d Elect Law Fan Chiu Fun Fanny as For For Management Director 3.2 Authorize Board to Fix Remuneration of For For Management Directors 4 Approve KPMG and KPMG Huazhen LLP as For For Management Auditors of the Group for Hong Kong Financial Reporting and U.S. Financial Reporting Purposes, Respectively and Authorize Board to Fix Their Remuneration 5 Authorize Repurchase of Issued Share For For Management Capital 6 Approve Issuance of Equity or For Against Management Equity-Linked Securities without Preemptive Rights 7 Authorize Reissuance of Repurchased For Against Management Shares -------------------------------------------------------------------------------- CIA DE SANEAMENTO BASICO DE SAO PAULO Ticker: SBS Security ID: 20441A102 Meeting Date: JUL 21, 2015 Meeting Type: Special Record Date: JUL 01, 2015 # Proposal Mgt Rec Vote Cast Sponsor 1 Ratify Updated Administrators' Global For For Management Remuneration for 2015 -------------------------------------------------------------------------------- CIA DE SANEAMENTO BASICO DE SAO PAULO Ticker: SBS Security ID: 20441A102 Meeting Date: NOV 10, 2015 Meeting Type: Special Record Date: OCT 21, 2015 # Proposal Mgt Rec Vote Cast Sponsor 1 Elect Sandra Maria Gianella as For For Management Alternate Member to the Supervisory Council 2 Merger by Absorption Agreement For For Management 3 Ratification of Appointment of For For Management Appraiser 4 Valuation Report For For Management 5 Merger by Absorption (Empresa de Agua For For Management e Esgoto de Diadema S.A.) -------------------------------------------------------------------------------- CIA DE SANEAMENTO BASICO DE SAO PAULO Ticker: SBS Security ID: 20441A102 Meeting Date: JAN 29, 2016 Meeting Type: Special Record Date: JAN 04, 2016 # Proposal Mgt Rec Vote Cast Sponsor 1 Elect Jose Alexandre Pereira de Araujo For For Management as Member of the Supervisory Council -------------------------------------------------------------------------------- CNOOC LTD. Ticker: 883 Security ID: Y1662W117 Meeting Date: MAY 26, 2016 Meeting Type: Annual Record Date: MAY 20, 2016 # Proposal Mgt Rec Vote Cast Sponsor A1 Accept Financial Statements and For For Management Statutory Reports A2 Approve Final Dividend For For Management A3 Elect Li Fanrong as Director For For Management A4 Elect Lv Bo as Director For For Management A5 Elect Chiu Sung Hong as Director For For Management A6 Authorize Board to Fix the For For Management Remuneration of Directors A7 Approve Deloitte Touche Tohmatsu as For For Management Independent Auditors and Authorize Board to Fix Their Remuneration B1 Authorize Repurchase of Issued Share For For Management Capital B2 Approve Issuance of Equity or For Against Management Equity-Linked Securities without Preemptive Rights B3 Authorize Reissuance of Repurchased For Against Management Shares -------------------------------------------------------------------------------- COMPANHIA PARANAENSE DE ENERGIA - COPEL Ticker: CPLE6 Security ID: 20441B407 Meeting Date: APR 28, 2016 Meeting Type: Annual Record Date: APR 07, 2016 # Proposal Mgt Rec Vote Cast Sponsor 3.1 Elect Fiscal Council Member Nominated None Abstain Shareholder by Preferred Shareholders -------------------------------------------------------------------------------- COMPANHIA SANEAMENTO BASICO DO ESTADO DE SAO PAULO - SABESP Ticker: SBSP3 Security ID: 20441A102 Meeting Date: APR 29, 2016 Meeting Type: Annual/Special Record Date: APR 07, 2016 # Proposal Mgt Rec Vote Cast Sponsor 1 Accept Financial Statements and For For Management Statutory Reports for Fiscal Year Ended Dec. 31, 2015 2 Approve Allocation of Income For For Management 3 Fix Number of Directors For For Management 4 Elect Directors and Appoint Chairman For For Management 5 Elect Fiscal Council Members For For Management 6 Approve Remuneration of Company's For For Management Management and Fiscal Council Members 1 Ratify Remuneration of Company's For For Management Management and Fiscal Council Members for Fiscal Year 2015 2 Amend Bylaws to Add Articles 51, 52 For For Management and 53 -------------------------------------------------------------------------------- CPFL ENERGIA S.A. Ticker: CPFE3 Security ID: 126153105 Meeting Date: APR 29, 2016 Meeting Type: Annual/Special Record Date: MAR 29, 2016 # Proposal Mgt Rec Vote Cast Sponsor a Accept Financial Statements and For For Management Statutory Reports for Fiscal Year Ended Dec. 31, 2015 b Approve Allocation of Income For For Management c Fix Number of Directors For For Management d Elect Directors and Alternates For Against Management e Elect Fiscal Council Members and For For Management Alternates f Approve Remuneration of Company's For Against Management Management g Approve Remuneration of Fiscal Council For For Management Members a Authorize Capitalization of Reserves For For Management for Bonus Issue b Amend Article 5 to Reflect Changes in For For Management Capital -------------------------------------------------------------------------------- CTRIP.COM INTERNATIONAL Ticker: CTRP Security ID: 22943F100 Meeting Date: DEC 21, 2015 Meeting Type: Annual Record Date: NOV 16, 2015 # Proposal Mgt Rec Vote Cast Sponsor 1 Increase of Authorized Common Stock For Against Management and Misc. Amendments to Articles of Association -------------------------------------------------------------------------------- DR. REDDY'S LABORATORIES Ticker: 500124 Security ID: 256135203 Meeting Date: APR 02, 2016 Meeting Type: Special Record Date: FEB 29, 2016 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Share Repurchase Program For For Management -------------------------------------------------------------------------------- DR. REDDY`S LABORATORIES LTD. Ticker: RDY Security ID: 256135203 Meeting Date: JUL 31, 2015 Meeting Type: Annual Record Date: JUN 25, 2015 # Proposal Mgt Rec Vote Cast Sponsor 1 Accounts and Reports For For Management 2 Allocation of Profits/Dividends For For Management 3 Elect G. V. Prasad For For Management 4 Appointment of Auditor and Authority For For Management to Set Fees 5 Authority to Set Cost Auditor's Fees For For Management -------------------------------------------------------------------------------- DR. REDDY`S LABORATORIES LTD. Ticker: RDY Security ID: 256135203 Meeting Date: SEP 18, 2015 Meeting Type: Special Record Date: AUG 21, 2015 # Proposal Mgt Rec Vote Cast Sponsor 1 Adoption of New Articles For For Management -------------------------------------------------------------------------------- EMBRAER SA Ticker: EMBR3 Security ID: 29082A107 Meeting Date: APR 13, 2016 Meeting Type: Annual/Special Record Date: MAR 18, 2016 # Proposal Mgt Rec Vote Cast Sponsor 1 Accept Financial Statements and For For Management Statutory Reports for Fiscal Year Ended Dec. 31, 2015 2 Approve Allocation of Income and For For Management Dividends 3 Elect Fiscal Council Members For For Management 4 Approve Remuneration of Company's For Against Management Management 5 Approve Remuneration of Fiscal Council For For Management Members 6 Amend Articles For For Management 7 Cancel Stock Option Plan for Board of For For Management Directors -------------------------------------------------------------------------------- FIBRIA CELULOSE S.A. Ticker: FBR Security ID: 31573A109 Meeting Date: NOV 30, 2015 Meeting Type: Special Record Date: NOV 02, 2015 # Proposal Mgt Rec Vote Cast Sponsor 1 Interim Dividend For For Management -------------------------------------------------------------------------------- FIBRIA CELULOSE SA Ticker: FIBR3 Security ID: 31573A109 Meeting Date: APR 27, 2016 Meeting Type: Annual Record Date: MAR 28, 2016 # Proposal Mgt Rec Vote Cast Sponsor 1 Accept Financial Statements and For For Management Statutory Reports for Fiscal Year Ended Dec. 31, 2015 2 Approve Capital Budget For For Management 3 Approve Allocation of Income For For Management 4 Install Fiscal Council For For Management 5 Fix Number of Fiscal Council Members For For Management 6 Elect Fiscal Council Members and For For Management Alternates 7 Approve Remuneration of Company's For Against Management Management and Fiscal Council Members -------------------------------------------------------------------------------- GLOBALTRANS INVESTMENT PLC Ticker: GLTR Security ID: 37949E204 Meeting Date: APR 28, 2016 Meeting Type: Annual Record Date: APR 06, 2016 # Proposal Mgt Rec Vote Cast Sponsor 1 Accept Financial Statements and For For Management Statutory Reports 2 Approve Dividends For For Management 3 Approve Auditors and Authorize Board For For Management to Fix Their Remuneration 4 Approve Termination of Powers of Board For For Management of Directors 5 Elect J. Carroll Colley as Director For For Management and Approve His Remuneration 6 Elect Johann Franz Durrer as Director For For Management and Approve His Remuneration 7 Elect Alexander Eliseev as Director For For Management 8 Elect Zarema Mamukaeva as Director For For Management 9 Elect Elia Nicolaou as Director and For For Management Approve Her Remuneration 10 Elect George Papaioannou as Director For For Management and Approve His Remuneration 11 Elect Melina Pyrgou as Director For For Management 12 Elect Konstantin Shirokov as Director For For Management 13 Elect Alexander Storozhev as Director For For Management 14 Elect Alexander Tarasov as Director For For Management 15 Elect Michael Thomaides as Director For For Management 16 Elect Marios Tofaros as Director and For For Management Approve His Remuneration 17 Elect Sergey Tolmachev as Director For For Management 18 Elect Michael Zampelas as Director and For For Management Approve His Remuneration -------------------------------------------------------------------------------- GUANGSHEN RAILWAY CO., LTD. Ticker: 525 Security ID: Y2930P108 Meeting Date: MAY 26, 2016 Meeting Type: Annual Record Date: APR 25, 2016 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve 2015 Work Report of the Board For For Management of Directors 2 Approve 2015 Work Report of the For For Management Supervisory Committee 3 Approve 2015 Audited Financial For For Management Statements 4 Approve 2015 Profits Distribution For For Management Proposal 5 Approve 2016 Financial Budget Proposal For For Management 6 Approve PricewaterhouseCoopers Zhong For For Management Tian LLP as PRC Auditor and Authorize Board and Audit Committee to Fix Their Remuneration 7 Approve PricewaterhouseCoopers as For For Management International Auditor and Authorize Board and Audit Committee to Fix Their Remuneration 8 Approve Termination of Engagement of None For Shareholder Shen Yi as Director 9 Elect Hu Lingling as Director None For Shareholder 10 Amend Articles of Association For For Management -------------------------------------------------------------------------------- HOMEINNS HOTEL GROUP Ticker: HMIN Security ID: 43742E102 Meeting Date: MAR 25, 2016 Meeting Type: Special Record Date: FEB 23, 2016 # Proposal Mgt Rec Vote Cast Sponsor 1 Merger For For Management 2 Ratify Board Acts For For Management 3 Right to Adjourn Meeting For For Management -------------------------------------------------------------------------------- HUANENG POWER INTERNATIONAL, INC. Ticker: 902 Security ID: Y3744A105 Meeting Date: JUN 23, 2016 Meeting Type: Annual Record Date: JUN 01, 2016 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve 2015 Work Report of Board of For For Management Directors 2 Approve 2015 Work Report of For For Management Supervisory Committee 3 Approve 2015 Audited Financial For For Management Statements 4 Approve 2015 Profit Distribution Plan For For Management 5 Approve KPMG and KPMG Huazhen LLP as For For Management the International and PRC Auditors 6 Elect Xu Mengzhou as Director For For Management 7 Amend Articles of Association For For Management 8 Approve Issuance of Equity or For Against Management Equity-Linked Securities without Preemptive Rights 9 Approve Issuance of Domestic and None For Shareholder Foreign Perpetual Debts Under the General Mandate -------------------------------------------------------------------------------- INFOSYS LTD. Ticker: INFY Security ID: 456788108 Meeting Date: APR 03, 2016 Meeting Type: Special Record Date: MAR 07, 2016 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve 2015 Stock Incentive For Against Management Compensation Plan (Plan) and Grant of Incentive to Eligible Employees Under the Plan 2 Approve Grant of Incentives to For Against Management Eligible Employees of the Company's Subsidiaries Under the Plan 3 Elect J.S. Lehman as Independent For For Management Director 4 Elect P. Kumar-Sinha as Independent For For Management Director 5 Approve Reappointment and Remuneration For For Management of V. Sikka as CEO & Managing Director -------------------------------------------------------------------------------- INFOSYS LTD. Ticker: INFY Security ID: 456788108 Meeting Date: JUN 18, 2016 Meeting Type: Annual Record Date: MAY 31, 2016 # Proposal Mgt Rec Vote Cast Sponsor 1 Accept Financial Statements For For Management 2 Approve Dividend Payment For For Management 3 Elect Vishal Sikka as Director For For Management 4 Approve B S R & Co. LLP as Auditors For For Management and Authorize Board to Fix Their Remuneration -------------------------------------------------------------------------------- JA SOLAR HOLDINGS CO. LTD. Ticker: JASO Security ID: 466090206 Meeting Date: JUN 15, 2016 Meeting Type: Annual Record Date: MAY 16, 2016 # Proposal Mgt Rec Vote Cast Sponsor 1 Accept Financial Statements For For Management 2 Elect Yuwen Zhao as Independent For For Management Director and Fix His Remuneration 3 Elect Shaohua Jia as Independent For For Management Director and Fix His Remuneration 4 Transact Other Business For Against Management -------------------------------------------------------------------------------- JINKOSOLAR HOLDING CO. LTD Ticker: JKS Security ID: 47759T100 Meeting Date: OCT 20, 2015 Meeting Type: Annual Record Date: SEP 18, 2015 # Proposal Mgt Rec Vote Cast Sponsor 1 Elect Steven Markscheid For For Management 2 Elect Wing Keong Siew For For Management 3 Elect Yingqiu Liu For For Management 4 Appointment of Auditor For For Management 5 Authority to Set Auditor's Fees For For Management 6 Transaction of Other Business For Against Management -------------------------------------------------------------------------------- KONGZHONG CORPORATION Ticker: KZ Security ID: 50047P104 Meeting Date: DEC 16, 2015 Meeting Type: Annual Record Date: NOV 05, 2015 # Proposal Mgt Rec Vote Cast Sponsor 1 Elect Hope Ni For Against Management 2 Elect Tai Fan For Against Management 3 Appointment of Auditor For For Management -------------------------------------------------------------------------------- LENTA LTD Ticker: LNTA Security ID: 52634T200 Meeting Date: JUN 24, 2016 Meeting Type: Annual Record Date: JUN 01, 2016 # Proposal Mgt Rec Vote Cast Sponsor 1 Receive Financial Statements, None None Management Auditor`s Report and Statutory Reports 2 Receive Annual Report None None Management 3 Reelect Stephen Johnson as a Director For For Management 4 Reelect Anton Artemyev as a Director For For Management 5 Reelect Michael Lynch-Bell as a For For Management Director 6 Reelect John Oliver as a Director For Against Management 7 Reelect Dmitry Shvets as a Director For Against Management 8 Reelect Stephen Peel as a Director For Against Management 9 Reelect Martin Elling as a Director For Against Management 10 Ratify Ernst & Young LLC as Auditors For For Management and Authorize Board to Fix Their Remuneration -------------------------------------------------------------------------------- LUKOIL PJSC Ticker: LKOH Security ID: 69343P105 Meeting Date: JUN 23, 2016 Meeting Type: Annual Record Date: MAY 10, 2016 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Annual Report, Financial For For Management Statements, and Allocation of Income, Including Dividends 2.1 Elect Vagit Alekperov as Director None Against Management 2.2 Elect Viktor Blazheev as Director None Against Management 2.3 Elect Toby Gati as Director None For Management 2.4 Elect Valery Grayfer as Director None Against Management 2.5 Elect Igor Ivanov as Director None Against Management 2.6 Elect Nikolay Nikolaev as Director None Against Management 2.7 Elect Ravil Maganov as Director None Against Management 2.8 Elect Roger Munnings as Director None For Management 2.9 Elect Richard Matzke as Director None Against Management 2.10 Elect Guglielmo Moscato as Director None Against Management 2.11 Elect Ivan Pictet as Director None For Management 2.12 Elect Leonid Fedun as Director None Against Management 3 Elect Vagit Alekperov as President of For For Management Company 4.1 Elect Ivan Vrublevski as Member of For For Management Audit Commission 4.2 Elect Pavel Suloyev as Member of Audit For For Management Commission 4.3 Elect Aleksandr Surkov as Member of For For Management Audit Commission 5.1 Approve Remuneration of Directors for For For Management Their Service until 2016 AGM 5.2 Approve Remuneration of Directors for For For Management Their Service from 2016 AGM 6.1 Approve Remuneration of Members of For For Management Audit Commission for Their Service until 2016 AGM 6.2 Approve Remuneration of Members of For For Management Audit Commission for Their Service Starting from 2016 AGM 7 Ratify Auditor For For Management 8 Amend Charter For For Management 9 Approve New Edition of Regulations on For For Management General Meetings 10 Approve New Edition of Regulations on For For Management on Board of Directors 11 Approve New Edition of Regulations on For For Management Management 12 Approve Related-Party Transaction with For For Management OAO Kapital Strakhovanie Re: Liability Insurance for Directors, Officers, and Corporations -------------------------------------------------------------------------------- MAGNIT PJSC Ticker: MGNT Security ID: 55953Q202 Meeting Date: JUN 02, 2016 Meeting Type: Annual Record Date: APR 18, 2016 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Annual Report For For Management 2 Approve Financial Statements For For Management 3 Approve Allocation of Income and For For Management Dividends 4.1 Elect Aleksandr Aleksandrov as Director None For Management 4.2 Elect Sergey Galitsky as Director None Against Management 4.3 Elect Vladimir Gordeychuk as Director None Against Management 4.4 Elect Aleksandr Zayonts as Director None For Management 4.5 Elect Khachatur Pombukhchan as Director None Against Management 4.6 Elect Alexey Pshenichny as Director None For Management 4.7 Elect Aslan Shkhachemukov as Director None Against Management 5.1 Elect Roman Efimenko as Member of For For Management Audit Commission 5.2 Elect Angela Udovichenko as Member of For For Management Audit Commission 5.3 Elect Denis Fedotov as Member of Audit For For Management Commission 6 Ratify Auditor to Audit Company's For For Management Accounts in Accordance with Russian Accounting 7 Ratify Auditor to Audit Company's For For Management Accounts in Accordance with IFRS 8.1 Approve Large-Scale Transaction with For For Management AO Tander Re: Loan Agreement 8.2 Approve Large-Scale Transaction with For For Management AO Russian Agricultural Bank Re: Guarantee Agreement 8.3 Approve Large-Scale Transaction with For For Management AO Alfa Bank Re: Guarantee Agreement 8.4 Approve Large-Scale Transaction with For For Management PAO Rosbank Re: Guarantee Agreement 8.5 Approve Large-Scale Transaction with For For Management PAO Sberbank Russia Re: Guarantee Agreement -------------------------------------------------------------------------------- MEGAFON PJSC Ticker: MFON Security ID: 58517T209 Meeting Date: JUN 30, 2016 Meeting Type: Annual Record Date: MAY 11, 2016 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Annual Report For For Management 2 Approve Financial Statements For For Management 3 Approve Allocation of Income and For For Management Dividends 4 Approve Interim Dividends of RUB 8.06 For For Management per Share for First Quarter of Fiscal 2016 5.1 Elect Robert Andersson as Director None Against Management 5.2 Elect Gustav Bengtsson as Director None Against Management 5.3 Elect Nikolay Krylov Director None Against Management 5.4 Elect Sergey Kulikov as Director None For Management 5.5 Elect Paul Myners as Director None For Management 5.6 Elect Carl Luiga as Director None Against Management 5.7 Elect Per Emil Nilsson as Director None Against Management 5.8 Elect Jan Rudberg as Director None For Management 5.9 Elect Sergey Soldatenkov as Director None Against Management 5.10 Elect Ingrid Stenmark as Director None Against Management 5.11 Elect Vladimir Streshinsky as Director None Against Management 6 Elect General Director (CEO) For For Management 7 Fix Size of Management Board; Elect For For Management Members of Management Board 8 Ratify Auditor For For Management 9.1 Elect Yury Zheymo as Member of Audit For For Management Commission 9.2 Elect Pavel Kaplun as Member of Audit For For Management Commission 9.3 Elect Sami Haavisto as Member of Audit For For Management Commission -------------------------------------------------------------------------------- MINDRAY MEDICAL INTERNATIONAL LIMITED Ticker: MR Security ID: 602675100 Meeting Date: DEC 28, 2015 Meeting Type: Annual Record Date: NOV 18, 2015 # Proposal Mgt Rec Vote Cast Sponsor 1 Elect Xu Hang For Against Management 2 Elect Ronald Ede For Against Management 3 Appointment of Auditor For For Management -------------------------------------------------------------------------------- MINDRAY MEDICAL INTERNATIONAL LIMITED Ticker: MR Security ID: 602675100 Meeting Date: FEB 26, 2016 Meeting Type: Special Record Date: JAN 29, 2016 # Proposal Mgt Rec Vote Cast Sponsor 1 Acquisition For Against Management 2 Authorization of Legal Formalities For Against Management 3 Right to Adjourn Meeting For Against Management -------------------------------------------------------------------------------- MMC NORILSK NICKEL PJSC Ticker: MNOD Security ID: ADPV30566 Meeting Date: JUN 10, 2016 Meeting Type: Annual Record Date: MAY 11, 2016 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Annual Report For For Management 2 Approve Financial Statements For For Management 3 Approve Consolidated Financial For For Management Statements 4 Approve Allocation of Income and For For Management Dividends 5.1 Elect Sergey Barbashev as Director None Against Management 5.2 Elect Aleksey Bashkirov as Director None Against Management 5.3 Elect Rushan Bogaudinov as Director None Against Management 5.4 Elect Sergey Bratukhin as Director For Against Management 5.5 Elect Andrey Bugrov as Director None Against Management 5.6 Elect Marianna Zakharova as Director None Against Management 5.7 Elect Andrey Korobov as Director For For Management 5.8 Elect Stalbek Mishakov as Director None Against Management 5.9 Elect Gareth Penny as Director For For Management 5.10 Elect Gerhard Prinsloo as Director For For Management 5.11 Elect Maksim Sokov as Director None Against Management 5.12 Elect Vladislav Solovyev as Director None Against Management 5.13 Elect Robert Edwards as Director For For Management 6.1 Elect Artur Arustamov as Member of For For Management Audit Commission 6.2 Elect Anna Masalova as Member of Audit For For Management Commission 6.3 Elect Georgiy Svanidze as Member of For For Management Audit Commission 6.4 Elect Vladimir Shilkov as Members of For For Management Audit Commission 6.5 Elect Elena Yanevich as Members of For For Management Audit Commission 7 Ratify Auditor of Company's Financial For For Management Statements Prepared in Accordance with Russian Accounting Standards (RAS) 8 Ratify Auditor of Company's Financial For For Management Statements Prepared in Accordance with International Financial Reporting Standards (IFRS) 9 Approve Remuneration of Directors For Against Management 10 Approve Remuneration of Members of For For Management Audit Commission 11 Approve Related-Party Transactions Re: For For Management Indemnification Agreements with Directors and Executives 12 Approve Related-Party Transaction Re: For For Management Liability Insurance for Directors and Executives 13 Approve Related-Party Transaction Re: For For Management Amend Commission Agreement with AO Normetimpeks -------------------------------------------------------------------------------- MOBILE TELESYSTEMS Ticker: MBT Security ID: 607409109 Meeting Date: AUG 25, 2015 Meeting Type: Special Record Date: JUL 07, 2015 # Proposal Mgt Rec Vote Cast Sponsor 1 Meeting Procedures For For Management 2 Merger by Absorption (ZAO For For Management KOMSTAR-Regions) 3 Merger by Absorption (AO Penza GSM, AO For For Management SMARTS-Ivanovo and AO SMARTS-Ufa) -------------------------------------------------------------------------------- MOBILE TELESYSTEMS Ticker: MBT Security ID: 607409109 Meeting Date: AUG 25, 2015 Meeting Type: Special Record Date: JUL 07, 2015 # Proposal Mgt Rec Vote Cast Sponsor 4 Amendments to Articles Regarding For For Management Merger with ZAO KOMSTAR-Regions 5 Amendments to Articles Regarding For For Management Merger with AO Penza GSM, AO SMARTS-Ivanovo and AO SMARTS-Ufa -------------------------------------------------------------------------------- MOBILE TELESYSTEMS Ticker: MBT Security ID: 607409109 Meeting Date: SEP 30, 2015 Meeting Type: Special Record Date: AUG 14, 2015 # Proposal Mgt Rec Vote Cast Sponsor 1 Meeting Procedures For For Management 2 Interim Dividend 2Q2015 For For Management -------------------------------------------------------------------------------- MOBILE TELESYSTEMS Ticker: MBT Security ID: 607409109 Meeting Date: FEB 29, 2016 Meeting Type: Special Record Date: JAN 15, 2016 # Proposal Mgt Rec Vote Cast Sponsor 1 Meeting Procedures For For Management 2 Merger by Absorption For For Management 3 Amendments to Articles For For Management -------------------------------------------------------------------------------- MOBILE TELESYSTEMS PJSC Ticker: MBT Security ID: 607409109 Meeting Date: JUN 23, 2016 Meeting Type: Annual Record Date: MAY 06, 2016 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Meeting Procedures For For Management 2 Approve Annual Report, Financial For For Management Statements, and Allocation of Income, Including Dividends of RUB 14.01 per Share 3.1 Elect Aleksandr Gorbunov as Director None Against Management 3.2 Elect Andrey Dubovskov as Director None Against Management 3.3 Elect Ron Sommer as Director None Against Management 3.4 Elect Michel Combes as Director None For Management 3.5 Elect Stanley Miller as Director None For Management 3.6 Elect Vsevolod Rozanov as Director None Against Management 3.7 Elect Regina von Flemming as Director None For Management 3.8 Elect Thomas Holtrop as Director None For Management 3.9 Elect Mikhail Shamolin as Director None Against Management 4.1 Elect Irina Borisenkova as Member of For For Management Audit Commission 4.2 Elect Maksim Mamonov as Member of For For Management Audit Commission 4.3 Elect Anatoly Panarin as Member of For For Management Audit Commission 5 Ratify Auditor For For Management 6 Approve New Edition of Charter For For Management 7 Approve New Edition of Regulations on For For Management General Meetings 8 Approve New Edition of Regulations on For For Management Board of Directors 9 Approve Reduction in Share Capital For For Management 10 Amend Charter For For Management -------------------------------------------------------------------------------- NETEASE INC Ticker: NTES Security ID: 64110W102 Meeting Date: SEP 04, 2015 Meeting Type: Annual Record Date: AUG 04, 2015 # Proposal Mgt Rec Vote Cast Sponsor 1 Elect William Lei Ding For For Management 2 Elect Alice Cheng For For Management 3 Elect Denny Lee For For Management 4 Elect Joseph Tong For For Management 5 Elect FENG Lun For For Management 6 Elect Michael Leung For Against Management 7 Elect Michael Tong For For Management 8 Appointment of Auditor For For Management -------------------------------------------------------------------------------- NOAH EDUCATION HLDGS LTD Ticker: NOAH Security ID: 65487X102 Meeting Date: JAN 28, 2016 Meeting Type: Special Record Date: JAN 08, 2016 # Proposal Mgt Rec Vote Cast Sponsor 1 Reclassification of Authorised Share For Abstain Management Capital 2 Amendment to Articles For Abstain Management -------------------------------------------------------------------------------- NOVOLIPETSK STEEL Ticker: NLMK Security ID: 67011E204 Meeting Date: JUN 03, 2016 Meeting Type: Annual Record Date: APR 15, 2016 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Annual Report For For Management 2 Approve Financial Statements For For Management 3 Approve Allocation of Income and For For Management Dividends 4 Approve Interim Dividends for First For For Management Three Months of Fiscal 2016 5.1 Elect Oleg Bagrin as Director None Against Management 5.2 Elect Thomas Veraszto as Director None For Management 5.3 Elect Helmut Wieser as Director None For Management 5.4 Elect Nikolay Gagarin as Director None Against Management 5.5 Elect Vladimir Lisin as Director None Against Management 5.6 Elect Karen Sarkisov as Director None Against Management 5.7 Elect Stanislav Shekshnya as Director None For Management 5.8 Elect Benedict Sciortino as Director None Against Management 5.9 Elect Franz Struzl as Director None For Management 6 Elect Oleg Bagrin as General Director For For Management 7.1 Elect Violetta Voronova as Member of For For Management Audit Commission 7.2 Elect Tatyana Gorbunova as Member of For For Management Audit Commission 7.3 Elect Yuliya Kunikhina as Member of For For Management Audit Commission 7.4 Elect Mikhail Makeev as Member of For For Management Audit Commission 7.5 Elect Oksana Putilina as Member of For For Management Audit Commission 8 Approve Remuneration of Directors For For Management 9.1 Ratify RAS Auditor For For Management 9.2 Ratify IFRS Auditor For For Management -------------------------------------------------------------------------------- PERFECT WORLD CO. LTD Ticker: PWRD Security ID: 71372U104 Meeting Date: JUL 28, 2015 Meeting Type: Special Record Date: JUN 25, 2015 # Proposal Mgt Rec Vote Cast Sponsor 1 Acquisition For For Management 2 Authorization of Legal Formalities For For Management 3 Right to Adjourn Meeting For For Management -------------------------------------------------------------------------------- PETROCHINA COMPANY LIMITED Ticker: 857 Security ID: Y6883Q104 Meeting Date: MAY 25, 2016 Meeting Type: Annual Record Date: APR 22, 2016 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Report of the Board of For For Management Directors 2 Approve Report of the Supervisory For For Management Committee 3 Approve Audited Financial Statements For For Management 4 Approve Final Dividend For For Management 5 Authorize Board to Determine the For For Management Distribution of Interim Dividends 6 Approve KPMG Huazhen and KPMG as For For Management Domestic and International Auditors Respectively, and Authorize Board to Fix Their Remuneration 7 Approve Issuance of Equity or For Against Management Equity-Linked Securities without Preemptive Rights 8 Elect Xu Wenrong as Director For For Management -------------------------------------------------------------------------------- PETROLEO BRASILEIRO S.A. Ticker: PBRA Security ID: 71654V408 Meeting Date: JUL 01, 2015 Meeting Type: Special Record Date: JUN 15, 2015 # Proposal Mgt Rec Vote Cast Sponsor 1 Amendments to Articles For For Management 2 Consolidation of Articles For For Management 3 Election of Alternate Members to the For Abstain Management Board of Directors 4 Election of Alternate Member to the For Management Board of Directors Representative of Minority Shareholders 5 Update Administrator's Aggregate For For Management Remuneration -------------------------------------------------------------------------------- PETROLEO BRASILEIRO S.A. Ticker: PBRA Security ID: 71654V101 Meeting Date: JUL 01, 2015 Meeting Type: Special Record Date: JUN 15, 2015 # Proposal Mgt Rec Vote Cast Sponsor 1 Election of Alternate Member to the For Management Board of Directors Representative of Preferred Shareholders -------------------------------------------------------------------------------- PETROLEO BRASILEIRO SA-PETROBRAS Ticker: PETR4 Security ID: 71654V408 Meeting Date: APR 28, 2016 Meeting Type: Annual/Special Record Date: APR 07, 2016 # Proposal Mgt Rec Vote Cast Sponsor 1 Amend Articles For Against Management 2 Consolidate Bylaws For Against Management 3 Ratify Waiver of Preemptive Rights on For For Management the Subscription of New Shares Issued by Logum Logistica SA 1 Accept Financial Statements and For Against Management Statutory Reports for Fiscal Year Ended Dec. 31, 2015 2.a Elect Directors Appointed by the For Abstain Management Controlling Shareholder 2.b1 Elect Walter Mendes de Oliveira Filho None For Shareholder as Director and Roberto da Cunha Castello Branco as alternate Nominated by Minority Shareholders 3 Elect Board Chairman For For Management 4.a Elect Fiscal Council Members Appointed For Abstain Management by the Controlling Shareholder 4.b1 Elect Reginaldo Ferreira Alexandre as None For Shareholder Fiscal Council Member and Mario Cordeiro Filho as Alternate Appointed by Minority Shareholders 5 Approve Remuneration of Company's For For Management Management and Fiscal Council Members -------------------------------------------------------------------------------- PETROLEO BRASILEIRO SA-PETROBRAS Ticker: PETR4 Security ID: 71654V101 Meeting Date: APR 28, 2016 Meeting Type: Annual Record Date: APR 07, 2016 # Proposal Mgt Rec Vote Cast Sponsor 2.1 Elect Guilherme Affonso Ferreira as None For Shareholder Director and Gustavo Rocha Gattass as Alternate Nominated by Preferred Shareholders 4.1 Elect Walter Luis Bernardes Albertoni None For Shareholder as Fiscal Council Member and Roberto Lamb as Alternate Nominated by Preferred Shareholders -------------------------------------------------------------------------------- PHOENIX NEW MEDIA LTD Ticker: FENG Security ID: 71910C103 Meeting Date: AUG 18, 2015 Meeting Type: Annual Record Date: JUL 07, 2015 # Proposal Mgt Rec Vote Cast Sponsor 1 Accounts and Reports For For Management 2 Appointment of Auditor For For Management 3 Authority to Set Auditor's Fees For For Management 4 Elect Carson Wen For For Management 5 Transaction of Other Business For Against Management -------------------------------------------------------------------------------- PHOSAGRO OJSC Ticker: PHOR Security ID: 71922G209 Meeting Date: MAY 31, 2016 Meeting Type: Annual Record Date: APR 15, 2016 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Annual Report For For Management 2 Approve Financial Statements For For Management 3 Approve Allocation of Income and For For Management Dividends of RUB 57 per Share 4.1 Elect Igor Antoshin as Director None Against Management 4.2 Elect Andrey Andreevich Guryev as None Against Management Director 4.3 Elect Andrey Grigoryevich Guryev as None Against Management Director 4.4 Elect Yury Krugovykh as Director None Against Management 4.5 Elect Sven Ombudstvedt as Director None For Management 4.6 Elect Roman Osipov as Director None Against Management 4.7 Elect Oleg Osipenko as Director None Against Management 4.8 Elect Marcus J. Rhodes as Director None For Management 4.9 Elect James Beeland Rogers, Jr. as None For Management Director 4.10 Elect Ivan Rodionov as Director None Against Management 4.11 Elect Mikhail Rybnikov as Director None Against Management 4.12 Elect Aleksandr Sharabayka as Director None Against Management 5.1 Elect Ekaterina Viktorova as Member of For For Management Audit Commission 5.2 Elect Galina Kalinina as Member of For For Management Audit Commission 5.3 Elect Pavel Sinitsa as Member of Audit For For Management Commission 6 Ratify Auditor For For Management 7 Approve Remuneration of Directors For For Management 8 Approve Related-Party Transaction Re: For For Management Loan Agreement 9 Approve Related-Party Transaction Re: For For Management Guarantee Agreement 10 Approve Related-Party Transaction Re: For For Management Supplement to Guarantee Agreement -------------------------------------------------------------------------------- QIHOO 360 TECHNOLOGY CO. LTD. Ticker: QIHU Security ID: 74734M109 Meeting Date: MAR 30, 2016 Meeting Type: Special Record Date: MAR 07, 2016 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Merger Agreement For For Management 2 Authorize the Special Committee of the For For Management Board, the Company's CEO, CFO, and Co-CFO to Do All Things Necessary to Give Effect to the Merger 3 Adjourn Meeting For For Management -------------------------------------------------------------------------------- QIWI PLC Ticker: QIWI Security ID: 74735M108 Meeting Date: JUL 28, 2015 Meeting Type: Special Record Date: JUN 15, 2015 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Maximum Reserve of Class B For Abstain Management Shares under the 2015 Employee RSU Plan 2 Adoption of the 2015 Employee RSU Plan For Abstain Management -------------------------------------------------------------------------------- QIWI PLC Ticker: QIWI Security ID: 74735M108 Meeting Date: APR 29, 2016 Meeting Type: Special Record Date: MAR 10, 2016 # Proposal Mgt Rec Vote Cast Sponsor 1 Amend Articles: Board-Related For Against Management -------------------------------------------------------------------------------- QIWI PLC Ticker: QIWI Security ID: 74735M108 Meeting Date: JUN 02, 2016 Meeting Type: Annual Record Date: APR 14, 2016 # Proposal Mgt Rec Vote Cast Sponsor A.1 Accept Consolidated Financial For For Management Statements and Statutory Reports A.2 Accept Standalone Financial Statements For For Management and Statutory Reports B.1 Ratify Auditors For For Management B.2 Approve Remuneration of External For For Management Auditors C.1.A Elect Rohinton Minoo Kalifa as Director None For Management C.1.B Elect Marcus James Rhodes as Director None For Management C.1.C Elect Osama Bedier as Director None For Management C.2.A Elect Boris Kim as Director None For Management C.2.B Elect Sergey Solonin as Director None For Management C.2.C Elect Andrey Romanenko as Director None For Management C.2.D Elect David Gerald William Birch as None For Management Director D.1 Approve Remuneration of Non-Executive For For Management Directors D.2 Approve Remuneration of Executive For For Management Directors -------------------------------------------------------------------------------- ROS AGRO PLC. Ticker: AGRO Security ID: 749655205 Meeting Date: MAY 26, 2016 Meeting Type: Annual Record Date: APR 26, 2016 # Proposal Mgt Rec Vote Cast Sponsor 1 Elect Chairman of Meeting For For Management 2 Accept Annual Standalone Financial For For Management Statements 3 Accept IFRS Financial Statements For For Management 4 Accept Board Report For For Management 5 Accept Audit Report For For Management 6 Accept Annual Report For For Management 7 Ratify Auditors For For Management 8 Approve Remuneration of External For For Management Auditors 9 Approve Dividends For For Management 10 Approve Director Remuneration For Against Management 11 Elect Directors (Bundled) For Against Management 12 Closing Meeting; Any other Item None None Management -------------------------------------------------------------------------------- SBERBANK OF RUSSIA PJSC Ticker: SBER Security ID: 80585Y308 Meeting Date: MAY 27, 2016 Meeting Type: Annual Record Date: APR 14, 2016 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Annual Report For For Management 2 Approve Financial Statements For For Management 3 Approve Allocation of Income and For For Management Dividends of RUB 1.97 Per Share 4 Ratify Auditor For For Management 5.1 Elect Esko Tapani Aho as Director None For Management 5.2 Elect Martin Gilman as Director None For Management 5.3 Elect German Gref as Director None Against Management 5.4 Elect Nadezhda Ivanova as Director None Against Management 5.5 Elect Sergey Ignatyev as Director None Against Management 5.6 Elect Aleksey Kudrin as Director None Against Management 5.7 Elect Georgy Luntovsky as Director None Against Management 5.8 Elect Vladimir Mau as Director None Against Management 5.9 Elect Gennady Melikyan as Director None For Management 5.10 Elect Alessandro Profumo as Director None For Management 5.11 Elect Anton Siluanov as Director None Against Management 5.12 Elect Sergey Sinelnikov-Murylev as None For Management Director 5.13 Elect Dmitry Tulin as Director None Against Management 5.14 Elect Nadia Wells as Director None For Management 5.15 Elect Sergey Shvetsov as Director None Against Management 6.1 Elect Natalya Borodina as Member of For For Management Audit Commission 6.2 Elect Vladimir Volkov as Member of For For Management Audit Commission 6.3 Elect Irina Litvinova as Member of For For Management Audit Commission 6.4 Elect Tatyana Domanskaya as Member of For For Management Audit Commission 6.5 Elect Yulia Isakhanova as Member of For For Management Audit Commission 6.6 Elect Aleksey Minenko as Member of For For Management Audit Commission 6.7 Elect Natalya Revina as Member of For For Management Audit Commission 7 Amend Charter For For Management 8 Approve Related-Party Transaction Re: For For Management Liability Insurance for Directors, Company, and Its Subsidiaries 9 Amend Terms of Remuneration of For For Management Supervisory Board Members S1 If You Are a Legal Entity Mark FOR; If None For Management You Are an Individual Holder Mark AGAINST -------------------------------------------------------------------------------- SEMICONDUCTOR MANUFACTURING INTERNATIONAL CORPORATION Ticker: 981 Security ID: G8020E101 Meeting Date: JUN 24, 2016 Meeting Type: Annual Record Date: JUN 21, 2016 # Proposal Mgt Rec Vote Cast Sponsor 1 Accept Financial Statements and For For Management Statutory Reports 2a Elect Zhou Jie as Director For For Management 2b Elect Sean Maloney as Director For Against Management 2c Elect Ren Kai as Director For For Management 2d Elect Lu Jun as Director For For Management 2e Authorize Board to Fix Remuneration of For For Management Directors 3 Approve PricewaterhouseCoopers as For For Management Auditors for Hong Kong Financial Reporting and PricewaterhouseCoopers Zhong Tian LLP as Auditors for U.S. Financial Reporting and Authorize Audit Committee to Fix Their Remuneration 4 Approve Issuance of Equity or For Against Management Equity-Linked Securities without Preemptive Rights 5 Authorize Repurchase of Issued Share For For Management Capital 6 Authorize Reissuance of Repurchased For Against Management Shares -------------------------------------------------------------------------------- SEMICONDUCTOR MANUFACTURING INTERNATIONAL CORPORATION Ticker: 981 Security ID: G8020E101 Meeting Date: JUN 24, 2016 Meeting Type: Special Record Date: JUN 21, 2016 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Centralized Fund Management For Against Management Agreement, Annual Caps and Related Transactions 2 Approve Amended and Restated Joint For For Management Venture Agreement and Related Transactions 3 Approve Grant of Restricted Share For Against Management Units to Tzu-Yin Chiu, Allotment and Issuance of Ordinary Shares and Related Transactions 4 Approve Grant of Restricted Share For Against Management Units to Chen Shanzhi, Allotment and Issuance of Ordinary Shares and Related Transactions 5 Approve Grant of Restricted Share For Against Management Units to Lip-Bu Tan, Allotment and Issuance of Ordinary Shares and Related Transactions -------------------------------------------------------------------------------- SEVERSTAL PJSC Ticker: SVST Security ID: 818150302 Meeting Date: JUN 24, 2016 Meeting Type: Annual Record Date: MAY 10, 2016 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Aleksey Mordashov as Director None Against Management 1.2 Elect Mikhail Noskov as Direct None Against Management 1.3 Elect Vadim Larin as Director None Against Management 1.4 Elect Aleksey Kulichenko as Director None Against Management 1.5 Elect Vladimir Lukin as Director None Against Management 1.6 Elect Philip Dayer as Director None For Management 1.7 Elect Alun Bowen as Director None For Management 1.8 Elect Sakari Tamminen as Director None For Management 1.9 Elect Vladimir Mau as Director None For Management 1.10 Elect Aleksandr Auzan as Director None For Management 2 Approve Annual Report and Financial For For Management Statements 3 Approve Allocation of Income and For For Management Dividends 4 Approve Interim Dividends for First For For Management Quarter of Fiscal 2016 5.1 Elect Nikolay Lavrov as Member of For For Management Audit Commission 5.2 Elect Roman Antonov as Member of Audit For For Management Commission 5.3 Elect Svetlana Guseva as Member of For For Management Audit Commission 6 Ratify KPMG as Auditor For For Management 7 Approve New Edition of Charter For For Management 8 Approve Related-Party Transactions For Against Management -------------------------------------------------------------------------------- SHANDA GAMES LIMITED Ticker: GAME Security ID: 81941U105 Meeting Date: NOV 18, 2015 Meeting Type: Special Record Date: OCT 14, 2015 # Proposal Mgt Rec Vote Cast Sponsor 1 Acquisition For For Management 2 Authorization of Legal Formalities For For Management 3 Right to Adjourn Meeting For For Management -------------------------------------------------------------------------------- SINOPEC SHANGHAI PETROCHEMICAL CO. LTD. Ticker: 338 Security ID: Y80373106 Meeting Date: JUN 15, 2016 Meeting Type: Annual Record Date: MAY 13, 2016 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve 2015 Work Report of the Board For For Management 2 Approve 2015 Work Report of the For For Management Supervisory Committee 3 Approve 2015 Audited Financial For For Management Statements 4 Approve 2015 Profit Distribution Plan For For Management 5 Accept 2016 Financial Budget Report For For Management 6 Approve PricewaterhouseCoopers Zhong For For Management Tian LLP (Special General Partnership) as Domestic Auditors and PricewaterhouseCoopers as International Auditors and Authorize Board to Fix Their Remuneration 7 Amend Articles of Association For For Management -------------------------------------------------------------------------------- SISTEMA JSFC Ticker: AFKS Security ID: 48122U204 Meeting Date: JUN 25, 2016 Meeting Type: Annual Record Date: MAY 10, 2016 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Meeting Procedures For For Management 2 Approve Annual Report and Financial For For Management Statements 3 Approve Allocation of Income and For For Management Dividends of RUB 0.67 per Share 4.1 Elect Alexey Guryev as Member of For For Management Audit Commission 4.2 Elect Ekaterina Kuznetsova as Member For For Management of Audit Commission 4.3 Elect Alexey Lipsky as Member of Audit For For Management Commission 5.1 Elect Sergey Boev as Director For Against Management 5.2 Elect Andrey Dubovskov as Director For Against Management 5.3 Elect Vladimir Evtushenkov as Director For Against Management 5.4 Elect Feliks Evtushenkov as Director For Against Management 5.5 Elect Patrick Clanwilliam as Director For For Management 5.6 Elect Robert Kocharyan as Director For Against Management 5.7 Elect Jeannot Krecke as Director For For Management 5.8 Elect Peter Mandelson as Director For For Management 5.9 Elect Roger Munnings as Director For For Management 5.10 Elect Mikhail Shamolin as Director For Against Management 5.11 Elect David Yakobashvili as Director For For Management 6.1 Ratify ZAO Deloitte and Touche CIS as For For Management Auditor for RAS 6.2 Ratify ZAO Deloitte and Touche CIS as For For Management Auditor for IFRS 7 Approve New Edition of Charter For For Management 8 Approve New Edition of Regulations on For For Management Board of Directors -------------------------------------------------------------------------------- SOUFUN HOLDINGS LTD Ticker: SFUN Security ID: 836034108 Meeting Date: JUL 03, 2015 Meeting Type: Annual Record Date: JUN 04, 2015 # Proposal Mgt Rec Vote Cast Sponsor 1 Approval of 2015 Stock Incentive Plan For Against Management -------------------------------------------------------------------------------- TATA MOTORS LTD. Ticker: TTM Security ID: 876568502 Meeting Date: AUG 13, 2015 Meeting Type: Annual Record Date: JUL 06, 2015 # Proposal Mgt Rec Vote Cast Sponsor 1 Accounts and Reports For For Management 2 Elect Satish Borwankar For For Management 3 Appointment of Auditor and Authority For Against Management to Set Fees 4 Authority to Set Cost Auditor's Fees For For Management 5 Authority to Issue Non-Convertible For For Management Debentures -------------------------------------------------------------------------------- TATNEFT PJSC Ticker: TATN Security ID: 876629205 Meeting Date: JUN 24, 2016 Meeting Type: Annual Record Date: MAY 06, 2016 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Annual Report For For Management 2 Approve Financial Statements For For Management 3 Approve Allocation of Income For For Management 4 Approve Dividends For For Management 5.1 Elect Radik Gayzatullin as Director None Against Management 5.2 Elect Nail Ibragimov as Director None Against Management 5.3 Elect Laszlo Gerecs as Director None For Management 5.4 Elect Rustam Khalimov as Director None Against Management 5.5 Elect Azat Khamaev as Director None Against Management 5.6 Elect Rais Khisamov as Director None Against Management 5.7 Elect Yury Levin as Director None For Management 5.8 Elect Nail Maganov as Director None Against Management 5.9 Elect Renat Muslimov as Director None Against Management 5.10 Elect Rinat Sabirov as Director None Against Management 5.11 Elect Valery Sorokin as Director None Against Management 5.12 Elect Rene Steiner as Director None For Management 5.13 Elect Shafagat Takhautdinov as Director None Against Management 5.14 Elect Rafail Nurmuhametov as Director None Against Management 6.1 Elect Kseniya Borzunova as Member of For For Management Audit Commission 6.2 Elect Ranilya Gizatova as Member of For For Management Audit Commission 6.3 Elect Nazilya Farkhutdinova as Member For For Management of Audit Commission 6.4 Elect Taskirya Nurahkmetova as Member For For Management of Audit Commission 6.5 Elect Gusel Gilfanova as Member of For For Management Audit Commission 6.6 Elect Oleg Matveev as Member of Audit For For Management Commission 6.7 Elect Liliya Rakhimzyanova as Member For For Management of Audit Commission 6.8 Elect Tatyana Tsyganova as Member of For For Management Audit Commission 7 Ratify Auditor For For Management 8 Approve New Edition of Charter For For Management 9 Approve New Edition of Regulations on For For Management General Meetings 10 Approve New Edition of Regulations on For For Management Board of Directors 11 Approve New Edition of Regulations on For For Management General Director 12 Approve New Edition of Regulations on For For Management Management -------------------------------------------------------------------------------- TIM PARTICIPACOES S.A. Ticker: TIMP3 Security ID: 88706P205 Meeting Date: APR 12, 2016 Meeting Type: Annual/Special Record Date: MAR 17, 2016 # Proposal Mgt Rec Vote Cast Sponsor 1 Accept Financial Statements and For For Management Statutory Reports for Fiscal Year Ended Dec. 31, 2015 2 Approve Allocation of Income and For For Management Dividends 3 Elect Fiscal Council Members and For For Management Alternates 4 Approve Remuneration of Company's For Against Management Management and Fiscal Council Members 1 Approve Prolonging of Cooperation and For For Management Support Agreement between Telecom Italia S.p.A and TIM Celular S.A. and Intelig Telecomunicacoes Ltda 2 Change Location of Company For For Management Headquarters and Amend Bylaws Accordingly -------------------------------------------------------------------------------- TRINA SOLAR LIMITED Ticker: TSL Security ID: 89628E104 Meeting Date: AUG 04, 2015 Meeting Type: Annual Record Date: JUN 30, 2015 # Proposal Mgt Rec Vote Cast Sponsor 1 Elect Sean Shao For Against Management 2 Elect Zhiguo Zhu For For Management 3 Appointment of Auditor and Authority For For Management to Set Fees -------------------------------------------------------------------------------- ULTRAPAR PARTICIPACOES S.A. Ticker: UGP Security ID: 90400P101 Meeting Date: APR 13, 2016 Meeting Type: Annual/Special Record Date: MAR 24, 2016 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Accept Financial Statements and For For Management Statutory Reports for Fiscal Year Ended Dec. 31, 2015 1.2 Approve Allocation of Income For For Management 1.3 Approve Remuneration of Company's For For Management Management 1.4 Elect Fiscal Council Members For For Management 1.4a Approve Remuneration of Fiscal Council For For Management Members 2.1 Re-Ratify Remuneration of Company's For For Management Management for Fiscal Years 2012, 2013 and 2014 -------------------------------------------------------------------------------- VALE S.A. Ticker: VALE3 Security ID: 91912E105 Meeting Date: APR 25, 2016 Meeting Type: Annual/Special Record Date: MAR 14, 2016 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Accept Financial Statements and For For Management Statutory Reports for Fiscal Year Ended Dec. 31, 2015 1.2 Approve Allocation of Income For For Management 1.3 Ratify Election of Director and For For Management Alternate 1.4 Elect Fiscal Council Members For For Management 1.5 Approve Remuneration of Company's For Against Management Management and Fiscal Council Members 2.1 Approve Dividend Distribution Policy For For Management -------------------------------------------------------------------------------- VEDANTA LTD Ticker: VEDL Security ID: 92242Y100 Meeting Date: JUL 11, 2015 Meeting Type: Annual Record Date: JUN 22, 2015 # Proposal Mgt Rec Vote Cast Sponsor 1 Audited Standalone Financial Statements For For Management 2 Audited Consolidated Financial For For Management Statements 3 Allocation of Profits/Dividends For For Management 4 Elect Thomas Albanese For For Management 5 Appointment of Auditor and Authority For Abstain Management to Set Fees 6 Authority to Set Cost Auditor's Fees For For Management 7 Elect Anuradha Dutt For For Management 8 Authority to Issue Non-Convertible For Abstain Management Debentures -------------------------------------------------------------------------------- VEDANTA LTD. Ticker: VEDL Security ID: 92242Y100 Meeting Date: JUN 29, 2016 Meeting Type: Annual Record Date: JUN 13, 2016 # Proposal Mgt Rec Vote Cast Sponsor 1a Accept Financial Statements and For For Management Statutory Reports 1b Accept Consolidated Financial For For Management Statements 2 Approve Interim Dividend For For Management 3 Reelect Tarun Jain as Director For Against Management 4 Approve S.R.Batliboi & Co. LLP as For For Management Auditors and Authorize Board to Fix Their Remuneration 5 Approve Remuneration of Cost Auditors For For Management 6 Authorize Issuance of Bonds, For For Management Debentures or Other Debt Securities 7 Approve Waiver of Excess Remuneration For Against Management of Navin Agarwal, Whole-Time Director -------------------------------------------------------------------------------- WEIBO CORP Ticker: WB Security ID: 948596101 Meeting Date: NOV 05, 2015 Meeting Type: Annual Record Date: SEP 29, 2015 # Proposal Mgt Rec Vote Cast Sponsor 1 Elect Charles Chao For For Management 2 Elect Yichen Zhang For For Management -------------------------------------------------------------------------------- WIPRO LTD. Ticker: WIT Security ID: 97651M109 Meeting Date: JUL 22, 2015 Meeting Type: Annual Record Date: JUN 19, 2015 # Proposal Mgt Rec Vote Cast Sponsor 1 Accounts and Reports For For Management 2 Allocation of Profits/Dividends For For Management 3 Elect T.K. Kurien For For Management 4 Appointment of Auditor and Authority For Abstain Management to Set Fees 5 Appointment of Azim H Premji For Against Management (Executive Chairman and Managing Director); Approval of Remuneration 6 Appointment of Rishad Azim Premji For For Management (Whole-time Director); Approval of Remuneration -------------------------------------------------------------------------------- WNS HOLDINGS LIMITED Ticker: WNS Security ID: 92932M101 Meeting Date: SEP 28, 2015 Meeting Type: Annual Record Date: AUG 11, 2015 # Proposal Mgt Rec Vote Cast Sponsor 1 Accounts and Reports For For Management 2 Appointment of Auditor For For Management 3 Authority to Set Auditor's Fees For For Management 4 Elect Renu Sud Karnad For Against Management 5 Elect Francoise Gri For For Management 6 Elect John Freeland For For Management 7 Directors' Fees For For Management -------------------------------------------------------------------------------- WNS HOLDINGS LIMITED Ticker: WNS Security ID: 92932M101 Meeting Date: MAR 16, 2016 Meeting Type: Special Record Date: FEB 09, 2016 # Proposal Mgt Rec Vote Cast Sponsor 1 Authority to Repurchase Shares For For Management -------------------------------------------------------------------------------- WUXI PHARMATECH INC Ticker: WX Security ID: 929352102 Meeting Date: NOV 25, 2015 Meeting Type: Special Record Date: OCT 19, 2015 # Proposal Mgt Rec Vote Cast Sponsor 1 Right to Adjourn Meeting For For Management 2 Acquisition For For Management 3 Authorization of Legal Formalities For For Management -------------------------------------------------------------------------------- X5 RETAIL GROUP NV Ticker: FIVE Security ID: 98387E205 Meeting Date: MAY 10, 2016 Meeting Type: Annual Record Date: APR 12, 2016 # Proposal Mgt Rec Vote Cast Sponsor 1 Open Meeting None None Management 2 Receive Report of Management Board None None Management (Non-Voting) 3a Discuss Remuneration Report None None Management 3b Receive Explanation on Company's None None Management Reserves and Dividend Policy 3c Approve Allocation of Income For For Management 3d Adopt Financial Statements and For For Management Statutory Reports 4 Approve Discharge of Management Board For For Management 5 Approve Discharge of Supervisory Board For For Management 6 Elect A. Elinson to Supervisory Board For For Management 7a Adjust Remuneration Policy for For Against Management Supervisory Board 7b Approve Remuneration of Supervisory For Against Management Board in 2016 8 Grant Board Authority to Issue Shares For For Management Up To 10 Percent of Issued Capital 9 Authorize Board to Exclude Preemptive For For Management Rights from Share Issuances 10 Authorize Repurchase of Up to 10 For For Management Percent of Issued Share Capital 11 Discuss Appointment of Ernst & Young None None Management as Auditor for Financial Year 2016 12 Close Meeting None None Management -------------------------------------------------------------------------------- XUEDA EDUCATION GROUP Ticker: XUE Security ID: 98418W109 Meeting Date: DEC 16, 2015 Meeting Type: Special Record Date: NOV 09, 2015 # Proposal Mgt Rec Vote Cast Sponsor 1 Going-Private Transaction For For Management 2 Right to Adjourn Meeting For For Management -------------------------------------------------------------------------------- YANZHOU COAL MINING COMPANY LIMITED Ticker: 1171 Security ID: Y97417102 Meeting Date: JUN 03, 2016 Meeting Type: Annual Record Date: MAY 03, 2016 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve 2015 Work Report of the Board For For Management of Directors 2 Approve 2015 Work Report of the For For Management Supervisory Committee 3 Approve 2015 Audited Financial For For Management Statements 4 Approve Profit Distribution Plan and For For Management Authorize Board to Distribute Dividend 5 Approve Remuneration of Directors and For For Management Supervisors 6 Approve Renewal of Liability Insurance For For Management of Directors, Supervisors and Senior Officers 7 Approve External Auditing Firm and to For For Management Fix Their Remuneration 8.01 Approve Equity Transfer Agreement For Against Management 8.02 Approve Provision of Comprehensive For Against Management Credit Facility Services to Yankuang Group and the Annual Caps Under the New Finance Services Agreement 9 Approve Wanfu Mining Right Transfer For For Management Agreement 10 Approve Capital Injection in Zhongyin For For Management Financial Leasing Co., Ltd. 11 Approve Capital Reduction and For For Management Amendments to the Articles of Association 12 Authorize the Company to Carry Out For For Management Domestic and Overseas Financing Activities 13.01 Approve Size and Method in Relation to None For Shareholder the Issuance of the Renewable Corporate Bonds 13.02 Approve Par Value and Issue Price in None For Shareholder Relation to the Issuance of the Renewable Corporate Bonds 13.03 Approve Coupon Rate and its None For Shareholder Determination Mechanism in Relation to the Issuance of the Renewable Corporate Bonds 13.04 Approve Maturity Period, Method of None For Shareholder Principal Repayment and Interest Payment and Other Specific Arrangements in Relation to the Issuance of the Renewable Corporate Bonds 13.05 Approve Use of Proceeds in Relation to None For Shareholder the Issuance of the Renewable Corporate Bonds 13.06 Approve Investors and the Placing None For Shareholder Arrangement in Relation to the Issuance of the Renewable Corporate Bonds 13.07 Approve Guarantee in Relation to the None For Shareholder Issuance of the Renewable Corporate Bonds 13.08 Approve the Right of Late Payment for None For Shareholder Interests and Restrictions in Relation to the Issuance of the Renewable Corporate Bonds 13.09 Approve Underwriting in Relation to None For Shareholder the Issuance of the Renewable Corporate Bonds 13.10 Approve Listing Arrangement in None For Shareholder Relation to the Issuance of the Renewable Corporate Bonds 13.11 Approve the Authorization in Relation None For Shareholder to the Issuance of the Renewable Corporate Bonds 13.12 Approve Resolution Validity and the None For Shareholder Authorization in Relation to the Issuance of the Renewable Corporate Bonds 14 Approve Provision of Financial For Against Management Guarantees to Subsidiaries and Related Transaction 15 Approve Issuance of Equity or For Against Management Equity-Linked Securities without Preemptive Rights 16 Authorize Repurchase of Issued H Share For For Management Capital 17.01 Elect Li Wei as Director For For Management 17.02 Elect Zhao Qingchun as Director For For Management 17.03 Elect Guo Dechun as Director For For Management 18.01 Elect Qi Anbang as Director For For Management 19.01 Elect Meng Qingjian as Supervisor For For Management 19.02 Elect Xue Zhongyong as Supervisor For For Management -------------------------------------------------------------------------------- YANZHOU COAL MINING COMPANY LIMITED Ticker: 1171 Security ID: Y97417102 Meeting Date: JUN 03, 2016 Meeting Type: Special Record Date: MAY 03, 2016 # Proposal Mgt Rec Vote Cast Sponsor 1 Authorize Repurchase of Issued H Share For For Management Capital -------------------------------------------------------------------------------- YOUKU TUDOU INC Ticker: YOKU Security ID: 98742U100 Meeting Date: MAR 14, 2016 Meeting Type: Special Record Date: FEB 11, 2016 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Merger For For Management 2 Effect Merger For For Management 3 Right to Adjourn Meeting For For Management =============== GUGGENHEIM BULLETSHARES 2016 CORPORATE BOND ETF ================ There is no proxy voting activity for the fund, as the fund did not hold any votable positions during the reporting period. ========== GUGGENHEIM BULLETSHARES 2016 HIGH YIELD CORPORATE BOND ETF ========== There is no proxy voting activity for the fund, as the fund did not hold any votable positions during the reporting period. =============== GUGGENHEIM BULLETSHARES 2017 CORPORATE BOND ETF ================ There is no proxy voting activity for the fund, as the fund did not hold any votable positions during the reporting period. ========== GUGGENHEIM BULLETSHARES 2017 HIGH YIELD CORPORATE BOND ETF ========== There is no proxy voting activity for the fund, as the fund did not hold any votable positions during the reporting period. =============== GUGGENHEIM BULLETSHARES 2018 CORPORATE BOND ETF ================ There is no proxy voting activity for the fund, as the fund did not hold any votable positions during the reporting period. ========== GUGGENHEIM BULLETSHARES 2018 HIGH YIELD CORPORATE BOND ETF ========== There is no proxy voting activity for the fund, as the fund did not hold any votable positions during the reporting period. =============== GUGGENHEIM BULLETSHARES 2019 CORPORATE BOND ETF ================ There is no proxy voting activity for the fund, as the fund did not hold any votable positions during the reporting period. ========== GUGGENHEIM BULLETSHARES 2019 HIGH YIELD CORPORATE BOND ETF ========== There is no proxy voting activity for the fund, as the fund did not hold any votable positions during the reporting period. =============== GUGGENHEIM BULLETSHARES 2020 CORPORATE BOND ETF ================ There is no proxy voting activity for the fund, as the fund did not hold any votable positions during the reporting period. ========== GUGGENHEIM BULLETSHARES 2020 HIGH YIELD CORPORATE BOND ETF ========== There is no proxy voting activity for the fund, as the fund did not hold any votable positions during the reporting period. =============== GUGGENHEIM BULLETSHARES 2021 CORPORATE BOND ETF ================ There is no proxy voting activity for the fund, as the fund did not hold any votable positions during the reporting period. ========== GUGGENHEIM BULLETSHARES 2021 HIGH YIELD CORPORATE BOND ETF ========== There is no proxy voting activity for the fund, as the fund did not hold any votable positions during the reporting period. =============== GUGGENHEIM BULLETSHARES 2022 CORPORATE BOND ETF ================ There is no proxy voting activity for the fund, as the fund did not hold any votable positions during the reporting period. ========== GUGGENHEIM BULLETSHARES 2022 HIGH YIELD CORPORATE BOND ETF ========== There is no proxy voting activity for the fund, as the fund did not hold any votable positions during the reporting period. =============== GUGGENHEIM BULLETSHARES 2023 CORPORATE BOND ETF ================ There is no proxy voting activity for the fund, as the fund did not hold any votable positions during the reporting period. ========== GUGGENHEIM BULLETSHARES 2023 HIGH YIELD CORPORATE BOND ETF ========== There is no proxy voting activity for the fund, as the fund did not hold any votable positions during the reporting period. =============== GUGGENHEIM BULLETSHARES 2024 CORPORATE BOND ETF ================ There is no proxy voting activity for the fund, as the fund did not hold any votable positions during the reporting period. ========== GUGGENHEIM BULLETSHARES 2024 HIGH YIELD CORPORATE BOND ETF ========== There is no proxy voting activity for the fund, as the fund did not hold any votable positions during the reporting period. =============== GUGGENHEIM BULLETSHARES 2025 CORPORATE BOND ETF ================ There is no proxy voting activity for the fund, as the fund did not hold any votable positions during the reporting period. ========== GUGGENHEIM BULLETSHARES 2025 HIGH YIELD CORPORATE BOND ETF ========== There is no proxy voting activity for the fund, as the fund did not hold any votable positions during the reporting period. ======================= GUGGENHEIM DEFENSIVE EQUITY ETF ======================== ADT CORPORATION Ticker: ADT Security ID: 00101J106 Meeting Date: MAR 15, 2016 Meeting Type: Annual Record Date: JAN 15, 2016 # Proposal Mgt Rec Vote Cast Sponsor 1 Elect Thomas Colligan For For Management 2 Elect Richard Daly For For Management 3 Elect Timothy Donahue For For Management 4 Elect Robert Dutkowsky For For Management 5 Elect Bruce Gordon For Against Management 6 Elect Naren Gursahaney For For Management 7 Elect Bridgette Heller For For Management 8 Elect Kathleen Hyle For For Management 9 Elect Christopher Hylen For For Management 10 Ratification of Auditor For For Management 11 Advisory Vote on Executive Compensation For For Management -------------------------------------------------------------------------------- AGL RESOURCES INC. Ticker: GAS Security ID: 1204106 Meeting Date: NOV 19, 2015 Meeting Type: Special Record Date: OCT 09, 2015 # Proposal Mgt Rec Vote Cast Sponsor 1 Acquisition For For Management 2 Advisory Vote on Golden Parachutes For For Management 3 Right to Adjourn Meeting For For Management -------------------------------------------------------------------------------- AMERICAN CAMPUS COMMUNITIES, INC. Ticker: ACC Security ID: 024835100 Meeting Date: MAY 05, 2016 Meeting Type: Annual Record Date: MAR 14, 2016 # Proposal Mgt Rec Vote Cast Sponsor 1a Elect Director William C. Bayless, Jr. For For Management 1b Elect Director G. Steven Dawson For For Management 1c Elect Director Cydney C. Donnell For For Management 1d Elect Director Dennis G. Lopez For For Management 1e Elect Director Edward Lowenthal For For Management 1f Elect Director Oliver Luck For For Management 1g Elect Director C. Patrick Oles, Jr. For For Management 1h Elect Director Winston W. Walker For For Management 2 Ratify Ernst & Young LLP as Auditors For For Management 3 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation -------------------------------------------------------------------------------- AMERICAN ELECTRIC POWER COMPANY, INC. Ticker: AEP Security ID: 025537101 Meeting Date: APR 26, 2016 Meeting Type: Annual Record Date: FEB 29, 2016 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Nicholas K. Akins For For Management 1.2 Elect Director David J. Anderson For For Management 1.3 Elect Director J. Barnie Beasley, Jr. For For Management 1.4 Elect Director Ralph D. Crosby, Jr. For For Management 1.5 Elect Director Linda A. Goodspeed For For Management 1.6 Elect Director Thomas E. Hoaglin For For Management 1.7 Elect Director Sandra Beach Lin For For Management 1.8 Elect Director Richard C. Notebaert For For Management 1.9 Elect Director Lionel L. Nowell ,III For For Management 1.10 Elect Director Stephen S. Rasmussen For For Management 1.11 Elect Director Oliver G. Richard, III For For Management 1.12 Elect Director Sara Martinez Tucker For For Management 2 Ratify Deloitte & Touche LLP as For For Management Auditors 3 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation -------------------------------------------------------------------------------- ANTERO RESOURCES CORPORATION Ticker: AR Security ID: 03674X106 Meeting Date: JUN 22, 2016 Meeting Type: Annual Record Date: APR 25, 2016 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Richard W. Connor For For Management 1.2 Elect Director Robert J. Clark For For Management 1.3 Elect Director Benjamin A. Hardesty For For Management 2 Ratify KPMG LLP as Auditors For For Management 3 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 4 Advisory Vote on Say on Pay Frequency One Year One Year Management 5 Report on Methane Emissions Management Against For Shareholder -------------------------------------------------------------------------------- AT&T INC. Ticker: T Security ID: 00206R102 Meeting Date: APR 29, 2016 Meeting Type: Annual Record Date: MAR 01, 2016 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Randall L. Stephenson For For Management 1.2 Elect Director Samuel A. Di Piazza, Jr. For For Management 1.3 Elect Director Richard W. Fisher For For Management 1.4 Elect Director Scott T. Ford For For Management 1.5 Elect Director Glenn H. Hutchins For For Management 1.6 Elect Director William E. Kennard For For Management 1.7 Elect Director Michael B. McCallister For For Management 1.8 Elect Director Beth E. Mooney For For Management 1.9 Elect Director Joyce M. Roche For For Management 1.10 Elect Director Matthew K. Rose For For Management 1.11 Elect Director Cynthia B. Taylor For For Management 1.12 Elect Director Laura D'Andrea Tyson For For Management 2 Ratify Ernst & Young LLP as Auditors For For Management 3 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 4 Approve Omnibus Stock Plan For For Management 5 Report on Indirect Political Against For Shareholder Contributions 6 Report on Lobbying Payments and Policy Against For Shareholder 7 Require Independent Board Chairman Against Against Shareholder -------------------------------------------------------------------------------- AXIS CAPITAL HOLDINGS LIMITED Ticker: AXS Security ID: G0692U109 Meeting Date: MAY 05, 2016 Meeting Type: Annual Record Date: MAR 10, 2016 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Albert A. Benchimol For For Management 1.2 Elect Director Christopher V. Greetham For For Management 1.3 Elect Director Maurice A. Keane For For Management 1.4 Elect Director Henry B. Smith For For Management 2 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 3 Approve Deloitte Ltd., Hamilton, For For Management Bermuda as Auditors and Authorize Board to Fix Their Remuneration -------------------------------------------------------------------------------- AXIS CAPITAL HOLDINGS LTD Ticker: AXS Security ID: G0692U109 Meeting Date: SEP 11, 2015 Meeting Type: Annual Record Date: JUL 16, 2015 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Jane Boisseau For For Management 1.2 Elect Michael A. Butt For For Management 1.3 Elect Charles A. Davis For Withhold Management 1.4 Elect Andrew Large For For Management 1.5 Elect Alice Young For For Management 2 Advisory Vote on Executive Compensation For For Management 3 Ratification of Auditor For For Management -------------------------------------------------------------------------------- BANCO DE CHILE Ticker: BCH Security ID: 59520106 Meeting Date: MAR 24, 2016 Meeting Type: Annual Record Date: FEB 19, 2016 # Proposal Mgt Rec Vote Cast Sponsor 1 Accounts and Reports For For Management 2 Allocation of Profits/Dividends For For Management 3 Election of Directors For Abstain Management 4 Directors' Fees For Abstain Management 5 Directors' and Audit Committee Fees For Abstain Management and Budget 6 Appointment of Auditor For Abstain Management 7 Capitalization of Reserves for Bonus For For Management Share Issuance -------------------------------------------------------------------------------- BEMIS COMPANY, INC. Ticker: BMS Security ID: 081437105 Meeting Date: MAY 05, 2016 Meeting Type: Annual Record Date: MAR 07, 2016 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director William F. Austen For For Management 1.2 Elect Director Ronald J. Floto For For Management 1.3 Elect Director Adele M. Gulfo For For Management 1.4 Elect Director David S. Haffner For For Management 1.5 Elect Director Timothy M. Manganello For For Management 1.6 Elect Director William L. Mansfield For For Management 1.7 Elect Director Arun Nayar For For Management 1.8 Elect Director Edward N. Perry For For Management 1.9 Elect Director David T. Szczupak For For Management 1.10 Elect Director Holly A. Van Deursen For For Management 1.11 Elect Director Philip G. Weaver For For Management 2 Ratify PricewaterhouseCoopers LLP as For For Management Auditors 3 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation -------------------------------------------------------------------------------- BEST BUY CO., INC. Ticker: BBY Security ID: 086516101 Meeting Date: JUN 14, 2016 Meeting Type: Annual Record Date: APR 18, 2016 # Proposal Mgt Rec Vote Cast Sponsor 1a Elect Director Lisa M. Caputo For For Management 1b Elect Director J. Patrick Doyle For For Management 1c Elect Director Russell P. Fradin For For Management 1d Elect Director Kathy J. Higgins Victor For For Management 1e Elect Director Hubert Joly For For Management 1f Elect Director David W. Kenny For For Management 1g Elect Director Karen A. McLoughlin For For Management 1h Elect Director Thomas L. "Tommy" For For Management Millner 1i Elect Director Claudia F. Munce For For Management 1j Elect Director Gerard R. Vittecoq For For Management 2 Ratify Deloitte & Touche, LLP as For For Management Auditors 3 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation -------------------------------------------------------------------------------- BRITISH AMERICAN TOBACCO PLC Ticker: BATS Security ID: 110448107 Meeting Date: APR 27, 2016 Meeting Type: Annual Record Date: MAR 14, 2016 # Proposal Mgt Rec Vote Cast Sponsor 1 Accept Financial Statements and For For Management Statutory Reports 2 Approve Remuneration Policy For For Management 3 Approve Remuneration Report For For Management 4 Approve Final Dividend For For Management 5 Reappoint KPMG LLP as Auditors For For Management 6 Authorise the Audit Committee to Fix For For Management Remuneration of Auditors 7 Re-elect Richard Burrows as Director For For Management 8 Re-elect Nicandro Durante as Director For For Management 9 Re-elect Sue Farr as Director For For Management 10 Re-elect Ann Godbehere as Director For For Management 11 Re-elect Savio Kwan as Director For For Management 12 Re-elect Pedro Malan as Director For For Management 13 Re-elect Christine Morin-Postel as For For Management Director 14 Re-elect Gerry Murphy as Director For For Management 15 Re-elect Dimitri Panayotopoulos as For For Management Director 16 Re-elect Kieran Poynter as Director For For Management 17 Re-elect Ben Stevens as Director For For Management 18 Authorise Issue of Equity with For For Management Pre-emptive Rights 19 Authorise Issue of Equity without For For Management Pre-emptive Rights 20 Authorise Market Purchase of Ordinary For For Management Shares 21 Approve 2016 Long-Term Incentive Plan For For Management 22 Approve 2016 Sharesave Scheme For For Management 23 Authorise EU Political Donations and For For Management Expenditure 24 Authorise the Company to Call General For For Management Meeting with Two Weeks' Notice -------------------------------------------------------------------------------- BRIXMOR PROPERTY GROUP INC. Ticker: BRX Security ID: 11120U105 Meeting Date: JUN 16, 2016 Meeting Type: Annual Record Date: APR 08, 2016 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Daniel B. Hurwitz For For Management 1.2 Elect Director John G. Schreiber For For Management 1.3 Elect Director Michael Berman For For Management 1.4 Elect Director Anthony W. Deering For For Management 1.5 Elect Director Thomas W. Dickson For For Management 1.6 Elect Director Jonathan D. Gray For For Management 1.7 Elect Director William D. Rahm For For Management 1.8 Elect Director William J. Stein For For Management 1.9 Elect Director Gabrielle Sulzberger For For Management 2 Ratify Deloitte LLP as Auditors For For Management 3 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation -------------------------------------------------------------------------------- BT GROUP Ticker: BT Security ID: 05577E101 Meeting Date: JUL 15, 2015 Meeting Type: Annual Record Date: JUN 01, 2015 # Proposal Mgt Rec Vote Cast Sponsor 1 Accounts and Reports For For Management 2 Remuneration Report (Advisory) For For Management 3 Allocation of Profits/Dividends For For Management 4 Elect Sir Michael Rake For For Management 5 Elect Gavin Patterson For For Management 6 Elect Tony Chanmugam For For Management 7 Elect Tony Ball For For Management 8 Elect Iain C. Conn For For Management 9 Elect Phil Hodkinson For For Management 10 Elect Karen Richardson For For Management 11 Elect Nicholas Rose For For Management 12 Elect Jasmine Whitbread For For Management 13 ELECT ISABEL HUDSON For For Management 14 Appointment of Auditor For For Management 15 Authority to Set Auditor's Fees For For Management 16 Authority to Issue Shares w/ For For Management Preemptive Rights 17 Authority to Issue Shares w/o For For Management Preemptive Rights 18 Authority to Repurchase Shares For For Management 19 Amendments to Articles For For Management 20 Authority to Set General Meeting For Against Management Notice Period at 14 Days 21 Authorisation of Political Donations For For Management -------------------------------------------------------------------------------- C.H. ROBINSON WORLDWIDE, INC. Ticker: CHRW Security ID: 12541W209 Meeting Date: MAY 12, 2016 Meeting Type: Annual Record Date: MAR 16, 2016 # Proposal Mgt Rec Vote Cast Sponsor 1a Elect Director Scott P. Anderson For For Management 1b Elect Director Robert Ezrilov For For Management 1c Elect Director Wayne M. Fortun For For Management 1d Elect Director Mary J. Steele Guilfoile For For Management 1e Elect Director Jodee A. Kozlak For For Management 1f Elect Director ReBecca Koenig Roloff For For Management 1g Elect Director Brian P. Short For For Management 1h Elect Director James B. Stake For For Management 1i Elect Director John P. Wiehoff For For Management 2 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 3 Amend Omnibus Stock Plan For For Management 4 Ratify Deloitte & Touche LLP as For For Management Auditors -------------------------------------------------------------------------------- CA INC Ticker: CA Security ID: 12673P105 Meeting Date: AUG 05, 2015 Meeting Type: Annual Record Date: JUN 08, 2015 # Proposal Mgt Rec Vote Cast Sponsor 1 Elect Jens Alder For For Management 2 Elect Raymond J. Bromark For For Management 3 Elect Gary J. Fernandes For For Management 4 Elect Michael P. Gregoire For For Management 5 Elect Rohit Kapoor For For Management 6 Elect Jeffrey G. Katz For For Management 7 Elect Kay Koplovitz For For Management 8 Elect Christopher B. Lofgren For Against Management 9 Elect Richard Sulpizio For For Management 10 Elect Laura S. Unger For For Management 11 Elect Arthur F. Weinbach For For Management 12 Elect Ron Zambonini For For Management 13 Ratification of Auditor For For Management 14 Advisory Vote on Executive Compensation For For Management -------------------------------------------------------------------------------- CAMDEN PROPERTY TRUST Ticker: CPT Security ID: 133131102 Meeting Date: MAY 13, 2016 Meeting Type: Annual Record Date: MAR 16, 2016 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Richard J. Campo For For Management 1.2 Elect Director Scott S. Ingraham For For Management 1.3 Elect Director Lewis A. Levey For For Management 1.4 Elect Director William B. McGuire, Jr. For For Management 1.5 Elect Director William F. Paulsen For For Management 1.6 Elect Director D. Keith Oden For For Management 1.7 Elect Director F. Gardner Parker For For Management 1.8 Elect Director Frances Aldrich For For Management Sevilla-Sacasa 1.9 Elect Director Steven A. Webster For For Management 1.10 Elect Director Kelvin R. Westbrook For For Management 2 Ratify Deloitte & Touche LLP as For For Management Auditors 3 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation -------------------------------------------------------------------------------- CAMPBELL SOUP CO. Ticker: CPB Security ID: 134429109 Meeting Date: NOV 18, 2015 Meeting Type: Annual Record Date: SEP 21, 2015 # Proposal Mgt Rec Vote Cast Sponsor 1 Elect Bennett Dorrance For For Management 2 Elect Randall W. Larrimore For For Management 3 Elect Marc B. Lautenbach For For Management 4 Elect Mary Alice D. Malone For For Management 5 Elect Sara Mathew For For Management 6 Elect Denise M. Morrison For For Management 7 Elect Charles R. Perrin For For Management 8 Elect A. Barry Rand For For Management 9 Elect Nick Shreiber For For Management 10 Elect Tracey Travis For For Management 11 Elect Archbold D. van Beuren For For Management 12 Elect Les C. Vinney For For Management 13 Ratification of Auditor For For Management 14 Advisory Vote on Executive Compensation For For Management 15 Approval of 2015 Long-Term Incentive For For Management Plan -------------------------------------------------------------------------------- CANON INC Ticker: CAJ Security ID: 138006309 Meeting Date: MAR 30, 2016 Meeting Type: Annual Record Date: DEC 30, 2015 # Proposal Mgt Rec Vote Cast Sponsor 1 Allocation of Profits/Dividends For For Management 2.1 Elect Fujio Mitarai For Withhold Management 2.2 Elect Toshizoh Tanaka For For Management 2.3 Elect Shigeyuki Matsumoto For For Management 2.4 Elect Masaya Maeda For For Management 2.5 Elect Kunitaroh Saida For For Management 2.6 Elect Haruhiko Katoh For For Management 3 Bonus For For Management -------------------------------------------------------------------------------- CENTERPOINT ENERGY, INC. Ticker: CNP Security ID: 15189T107 Meeting Date: APR 28, 2016 Meeting Type: Annual Record Date: MAR 03, 2016 # Proposal Mgt Rec Vote Cast Sponsor 1a Elect Director Milton Carroll For For Management 1b Elect Director Michael P. Johnson For For Management 1c Elect Director Janiece M. Longoria For For Management 1d Elect Director Scott J. McLean For For Management 1e Elect Director Theodore F. Pound For For Management 1f Elect Director Scott M. Prochazka For For Management 1g Elect Director Susan O. Rheney For For Management 1h Elect Director Phillip R. Smith For For Management 1i Elect Director Peter S. Wareing For For Management 2 Ratify Deloitte & Touche LLP as For For Management Auditors 3 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 4 Adopt the Jurisdiction of For Against Management Incorporation as the Exclusive Forum for Certain Disputes -------------------------------------------------------------------------------- CENTURYLINK, INC. Ticker: CTL Security ID: 156700106 Meeting Date: MAY 18, 2016 Meeting Type: Annual Record Date: MAR 30, 2016 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Martha H. Bejar For For Management 1.2 Elect Director Virginia Boulet For For Management 1.3 Elect Director Peter C. Brown For For Management 1.4 Elect Director W. Bruce Hanks For For Management 1.5 Elect Director Mary L. Landrieu For For Management 1.6 Elect Director Gregory J. McCray For For Management 1.7 Elect Director William A. Owens For For Management 1.8 Elect Director Harvey P. Perry For For Management 1.9 Elect Director Glen F. Post, III For For Management 1.10 Elect Director Michael J. Roberts For For Management 1.11 Elect Director Laurie A. Siegel For For Management 2 Ratify KPMG LLP as Auditors For For Management 3 Amend Omnibus Stock Plan For For Management 4 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 5 Stock Retention/Holding Period Against For Shareholder -------------------------------------------------------------------------------- CHINA MOBILE LIMITED Ticker: 941 Security ID: 16941M109 Meeting Date: MAY 26, 2016 Meeting Type: Annual Record Date: APR 18, 2016 # Proposal Mgt Rec Vote Cast Sponsor 1 Accept Financial Statements and For For Management Statutory Reports 2 Approve Final Dividend For For Management 3.1 Elect Shang Bing as Director For For Management 3.2 Elect Li Yue as Director For For Management 3.3 Elect Sha Yuejia as Director For Against Management 3.4 Elect Liu Aili as Director For For Management 4 Approve PricewaterhouseCoopers and For For Management PricewaterhouseCoopers Zhong Tian LLP as Auditors for Hong Kong Financial Reporting and U.S. Financial Reporting Purposes, Respectively and Authorize Board to Fix Their Remuneration 5 Authorize Repurchase of Issued Share For For Management Capital 6 Approve Issuance of Equity or For Against Management Equity-Linked Securities without Preemptive Rights 7 Authorize Reissuance of Repurchased For Against Management Shares -------------------------------------------------------------------------------- CHINA PETROLEUM & CHEMICAL CORP Ticker: SNP Security ID: 16941R108 Meeting Date: OCT 23, 2015 Meeting Type: Special Record Date: SEP 22, 2015 # Proposal Mgt Rec Vote Cast Sponsor 1 Major Continuing Connected For For Management Transactions and Non-Major Continuing Connected Transactions -------------------------------------------------------------------------------- CHINA PETROLEUM & CHEMICAL CORP Ticker: SNP Security ID: 16941R108 Meeting Date: FEB 25, 2016 Meeting Type: Special Record Date: JAN 25, 2016 # Proposal Mgt Rec Vote Cast Sponsor 1 Elect MA Yongsheng For For Management 2 Authority to Give Guarantees For For Management -------------------------------------------------------------------------------- CHUNGHWA TELECOM CO., LTD. Ticker: 2412 Security ID: 17133Q502 Meeting Date: JUN 24, 2016 Meeting Type: Annual Record Date: APR 25, 2016 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Amendments to Articles of For For Management Association 2 Approve Business Operations Report and For For Management Financial Statements 3 Approve Plan on Profit Distribution For For Management 4.1 Elect LIH SHYNG TSAI, a Representative For For Management of MOTC, with Shareholder No. 0000001 as Non-independent Director 4.2 Elect MU PIAO SHIH, a Representative For For Management of MOTC, with Shareholder No. 0000001 as Non-independent Director 4.3 Elect CHIH KU FAN, a Representative of For For Management MOTC with Shareholder No. 0000001 as Non-independent Director 4.4 Elect YU FEN HONG, a Representative of For For Management MOTC with Shareholder No. 0000001 as Non-independent Director 4.5 Elect YI BING LIN, a Representative of For For Management MOTC with Shareholder No. 0000001 as Non-independent Director 4.6 Elect CHICH CHIANG FAN, a For For Management Representative of MOTC with Shareholder No. 0000001 as Non-independent Director 4.7 Elect SHU JUAN HUANG, a Representative For For Management of MOTC with Shareholder No. 0000001 as Non-independent Director 4.8 Elect HSU HUI HO, a Representative of For For Management MOTC with Shareholder No. 0000001 as Non-independent Director 4.9 Elect ZSE HONG TSAI with ID No. For For Management B120582XXX as Independent Director 4.10 Elect JEN RAN CHEN with ID No. For For Management Q120125XXX as Independent Director 4.11 Elect LO YU YEN with ID No. R103059XXX For For Management as Independent Director 4.12 Elect KUO LONG WU with ID No. For For Management C100620XXX as Independent Director 4.13 Elect YUNG CHEN CHEN with Shareholder For For Management No. M120105XXX as Independent Director 5.1 Approve Release of Restrictions of For For Management Competitive Activities of Newly Appointed Director LO YU YEN 5.2 Approve Release of Restrictions of For For Management Competitive Activities of Newly Appointed Director JEN RAN CHEN 5.3 Approve Release of Restrictions of For For Management Competitive Activities of Newly Appointed Director LIH SHYNG TSAI -------------------------------------------------------------------------------- CLOROX CO. Ticker: CLX Security ID: 189054109 Meeting Date: NOV 18, 2015 Meeting Type: Annual Record Date: SEP 21, 2015 # Proposal Mgt Rec Vote Cast Sponsor 1 Elect Richard Carmona For For Management 2 Elect Benno Dorer For For Management 3 Elect Spencer C. Fleischer For For Management 4 Elect George J. Harad For For Management 5 Elect Esther Lee For For Management 6 Elect Robert W. Matschullat For Against Management 7 Elect Jeffrey Noddle For For Management 8 Elect Rogelio Rebolledo For For Management 9 Elect Pamela Thomas-Graham For For Management 10 Elect Carolyn M. Ticknor For For Management 11 Elect Christopher J. B. Williams For For Management 12 Advisory Vote on Executive Compensation For For Management 13 Ratification of Auditor For For Management 14 Reapproval of the Executive Incentive For For Management Plan Material Terms -------------------------------------------------------------------------------- COCA-COLA ENTERPRISES, INC. Ticker: CCE Security ID: 19122T109 Meeting Date: APR 26, 2016 Meeting Type: Annual Record Date: MAR 01, 2016 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Jan Bennink For For Management 1.2 Elect Director John F. Brock For For Management 1.3 Elect Director Calvin Darden For For Management 1.4 Elect Director L. Phillip Humann For For Management 1.5 Elect Director Orrin H. Ingram, II For For Management 1.6 Elect Director Thomas H. Johnson For For Management 1.7 Elect Director Veronique Morali For For Management 1.8 Elect Director Andrea L. Saia For For Management 1.9 Elect Director Garry Watts For For Management 1.10 Elect Director Curtis R. Welling For For Management 1.11 Elect Director Phoebe A. Wood For For Management 2 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 3 Ratify Ernst & Young LLP as Auditors For For Management -------------------------------------------------------------------------------- COCA-COLA ENTERPRISES, INC. Ticker: CCE Security ID: 19122T109 Meeting Date: MAY 24, 2016 Meeting Type: Special Record Date: APR 08, 2016 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Merger Agreement For For Management 2 Classify the Board of Directors For Against Management 3 Adjourn Meeting For Against Management 4 Advisory Vote on Golden Parachutes For For Management -------------------------------------------------------------------------------- CONSOLIDATED EDISON, INC. Ticker: ED Security ID: 209115104 Meeting Date: MAY 16, 2016 Meeting Type: Annual Record Date: MAR 22, 2016 # Proposal Mgt Rec Vote Cast Sponsor 1a Elect Director Vincent A. Calarco For For Management 1b Elect Director George Campbell, Jr. For For Management 1c Elect Director Michael J. Del Giudice For For Management 1d Elect Director Ellen V. Futter For For Management 1e Elect Director John F. Killian For For Management 1f Elect Director John McAvoy For For Management 1g Elect Director Armando J. Olivera For For Management 1h Elect Director Michael W. Ranger For For Management 1i Elect Director Linda S. Sanford For For Management 1j Elect Director L. Frederick Sutherland For For Management 2 Ratify PricewaterhouseCoopers LLP as For For Management Auditors 3 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation -------------------------------------------------------------------------------- CROWN CASTLE INTERNATIONAL CORP. Ticker: CCI Security ID: 22822V101 Meeting Date: MAY 19, 2016 Meeting Type: Annual Record Date: MAR 28, 2016 # Proposal Mgt Rec Vote Cast Sponsor 1a Elect Director P. Robert Bartolo For For Management 1b Elect Director Jay A. Brown For For Management 1c Elect Director Cindy Christy For For Management 1d Elect Director Ari Q. Fitzgerald For For Management 1e Elect Director Robert E. Garrison II For For Management 1f Elect Director Dale N. Hatfield For For Management 1g Elect Director Lee W. Hogan For For Management 1h Elect Director Edward C. Hutcheson, Jr. For For Management 1i Elect Director J. Landis Martin For For Management 1j Elect Director Robert F. McKenzie For For Management 1k Elect Director Anthony J. Melone For For Management 1l Elect Director W. Benjamin Moreland For For Management 2 Ratify PricewaterhouseCoopers LLP as For For Management Auditors 3 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation -------------------------------------------------------------------------------- CUMMINS INC. Ticker: CMI Security ID: 231021106 Meeting Date: MAY 10, 2016 Meeting Type: Annual Record Date: MAR 08, 2016 # Proposal Mgt Rec Vote Cast Sponsor 1 Elect Director N. Thomas Linebarger For For Management 2 Elect Director Robert J. Bernhard For For Management 3 Elect Director Franklin R. Chang Diaz For For Management 4 Elect Director Bruno V. Di Leo Allen For For Management 5 Elect Director Stephen B. Dobbs For For Management 6 Elect Director Robert K. Herdman For For Management 7 Elect Director Alexis M. Herman For For Management 8 Elect Director Thomas J. Lynch For For Management 9 Elect Director William I. Miller For For Management 10 Elect Director Georgia R. Nelson For For Management 11 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 12 Ratify PricewaterhouseCoopers LLP as For For Management Auditors 13 Provide Proxy Access Right For For Management 14 Adopt Proxy Access Right Against For Shareholder -------------------------------------------------------------------------------- DIGITAL REALTY TRUST, INC. Ticker: DLR Security ID: 253868103 Meeting Date: MAY 10, 2016 Meeting Type: Annual Record Date: MAR 17, 2016 # Proposal Mgt Rec Vote Cast Sponsor 1A Elect Director Dennis E. Singleton For For Management 1B Elect Director Laurence A. Chapman For For Management 1C Elect Director Kathleen Earley For For Management 1D Elect Director Kevin J. Kennedy For For Management 1E Elect Director William G. LaPerch For For Management 1F Elect Director A. William Stein For For Management 1G Elect Director Robert H. Zerbst For For Management 2 Ratify KMPG LLP as Auditors For For Management 3 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation -------------------------------------------------------------------------------- DR PEPPER SNAPPLE GROUP, INC. Ticker: DPS Security ID: 26138E109 Meeting Date: MAY 19, 2016 Meeting Type: Annual Record Date: MAR 21, 2016 # Proposal Mgt Rec Vote Cast Sponsor 1a Elect Director David E. Alexander For For Management 1b Elect Director Antonio Carrillo For For Management 1c Elect Director Pamela H. Patsley For For Management 1d Elect Director Joyce M. Roche For For Management 1e Elect Director Ronald G. Rogers For For Management 1f Elect Director Wayne R. Sanders For For Management 1g Elect Director Dunia A. Shive For For Management 1h Elect Director M. Anne Szostak For For Management 1i Elect Director Larry D. Young For For Management 2 Ratify Deloitte & Touche LLP as For For Management Auditors 3 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 4 Amend Certificate of Incorporation For For Management 5 Adopt Comprehensive Recycling Strategy Against For Shareholder for Beverage Containers -------------------------------------------------------------------------------- DTE ENERGY COMPANY Ticker: DTE Security ID: 233331107 Meeting Date: MAY 05, 2016 Meeting Type: Annual Record Date: MAR 08, 2016 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Gerard M. Anderson For For Management 1.2 Elect Director David A. Brandon For For Management 1.3 Elect Director W. Frank Fountain, Jr. For For Management 1.4 Elect Director Charles G. McClure, Jr. For For Management 1.5 Elect Director Gail J. McGovern For For Management 1.6 Elect Director Mark A. Murray For For Management 1.7 Elect Director James B. Nicholson For For Management 1.8 Elect Director Charles W. Pryor, Jr. For For Management 1.9 Elect Director Josue Robles, Jr. For For Management 1.10 Elect Director Ruth G. Shaw For For Management 1.11 Elect Director David A. Thomas For For Management 1.12 Elect Director James H. Vandenberghe For For Management 2 Ratify PricewaterhouseCoopers LLP as For For Management Auditors 3 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 4 Report on Lobbying Payments and Against For Shareholder Political Contributions 5 Assess Plans to Increase Distributed Against For Shareholder Low-Carbon Electricity Generation -------------------------------------------------------------------------------- EDISON INTERNATIONAL Ticker: EIX Security ID: 281020107 Meeting Date: APR 28, 2016 Meeting Type: Annual Record Date: FEB 29, 2016 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Jagjeet S. Bindra For For Management 1.2 Elect Director Vanessa C.L. Chang For For Management 1.3 Elect Director Theodore F. Craver, Jr. For For Management 1.4 Elect Director James T. Morris For For Management 1.5 Elect Director Richard T. Schlosberg, For For Management III 1.6 Elect Director Linda G. Stuntz For For Management 1.7 Elect Director William P. Sullivan For For Management 1.8 Elect Director Ellen O. Tauscher For For Management 1.9 Elect Director Peter J. Taylor For For Management 1.10 Elect Director Brett White For For Management 2 Ratify PricewaterhouseCoopers LLP as For For Management Auditors 3 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 4 Amend Omnibus Stock Plan For For Management 5 Adopt Proxy Access Right Against For Shareholder -------------------------------------------------------------------------------- ENTERGY CORPORATION Ticker: ETR Security ID: 29364G103 Meeting Date: MAY 06, 2016 Meeting Type: Annual Record Date: MAR 08, 2016 # Proposal Mgt Rec Vote Cast Sponsor 1a Elect Director Maureen Scannel Bateman For For Management 1b Elect Director Patrick J. Condon For For Management 1c Elect Director Leo P. Denault For For Management 1d Elect Director Kirkland H. Donald For For Management 1e Elect Director Philip L. Frederickson For For Management 1f Elect Director Alexis M. Herman For For Management 1g Elect Director Donald C. Hintz For For Management 1h Elect Director Stuart L. Levenick For For Management 1i Elect Director Blanche Lambert Lincoln For For Management 1j Elect Director Karen A. Puckett For For Management 1k Elect Director W.J. 'Billy' Tauzin For For Management 2 Ratify Deloitte & Touche LLP as For For Management Auditors 3 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 4 Assess Plans to Increase Distributed Against For Shareholder Low-Carbon Electricity Generation -------------------------------------------------------------------------------- EVERSOURCE ENERGY Ticker: ES Security ID: 30040W108 Meeting Date: MAY 04, 2016 Meeting Type: Annual Record Date: MAR 07, 2016 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director John S. Clarkeson For For Management 1.2 Elect Director Cotton M. Cleveland For For Management 1.3 Elect Director Sanford Cloud, Jr. For For Management 1.4 Elect Director James S. DiStasio For For Management 1.5 Elect Director Francis A. Doyle For For Management 1.6 Elect Director Charles K. Gifford For For Management 1.7 Elect Director Paul A. La Camera For For Management 1.8 Elect Director Kenneth R. Leibler For For Management 1.9 Elect Director Thomas J. May For For Management 1.10 Elect Director William C. Van Faasen For For Management 1.11 Elect Director Frederica M. Williams For For Management 1.12 Elect Director Dennis R. Wraase For For Management 2 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 3 Ratify Deloitte & Touche LLP as For For Management Auditors -------------------------------------------------------------------------------- FIRSTENERGY CORP. Ticker: FE Security ID: 337932107 Meeting Date: MAY 17, 2016 Meeting Type: Annual Record Date: MAR 18, 2016 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Paul T. Addison For For Management 1.2 Elect Director Michael J. Anderson For Withhold Management 1.3 Elect Director William T. Cottle For Withhold Management 1.4 Elect Director Robert B. Heisler, Jr. For For Management 1.5 Elect Director Julia L. Johnson For Withhold Management 1.6 Elect Director Charles E. Jones For For Management 1.7 Elect Director Ted J. Kleisner For For Management 1.8 Elect Director Donald T. Misheff For For Management 1.9 Elect Director Thomas N. Mitchell For For Management 1.10 Elect Director Ernest J. Novak, Jr. For For Management 1.11 Elect Director Christopher D. Pappas For For Management 1.12 Elect Director Luis A. Reyes For Withhold Management 1.13 Elect Director George M. Smart For Withhold Management 1.14 Elect Director Jerry Sue Thornton For For Management 2 Ratify PricewaterhouseCoopers LLP as For For Management Auditors 3 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 4 Reduce Supermajority Vote Requirement For For Management 5 Provide Proxy Access Right For For Management 6 Report on Lobbying Payments and Policy Against For Shareholder 7 Report on Financial Risks of Stranded Against For Shareholder Carbon Assets 8 Require a Majority Vote for the Against For Shareholder Election of Directors 9 Adopt Simple Majority Vote Against For Shareholder -------------------------------------------------------------------------------- FORD MOTOR COMPANY Ticker: F Security ID: 345370860 Meeting Date: MAY 12, 2016 Meeting Type: Annual Record Date: MAR 16, 2016 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Stephen G. Butler For For Management 1.2 Elect Director Kimberly A. Casiano For For Management 1.3 Elect Director Anthony F. Earley, Jr. For For Management 1.4 Elect Director Mark Fields For For Management 1.5 Elect Director Edsel B. Ford, II For For Management 1.6 Elect Director William Clay Ford, Jr. For For Management 1.7 Elect Director James H. Hance, Jr. For For Management 1.8 Elect Director William W. Helman, IV For For Management 1.9 Elect Director Jon M. Huntsman, Jr. For For Management 1.10 Elect Director William E. Kennard For For Management 1.11 Elect Director John C. Lechleiter For For Management 1.12 Elect Director Ellen R. Marram For For Management 1.13 Elect Director Gerald L. Shaheen For For Management 1.14 Elect Director John L. Thornton For For Management 2 Ratify PricewaterhouseCoopers LLP as For For Management Auditors 3 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 4 Amend Tax Benefits Preservation Plan For For Management 5 Approve Recapitalization Plan for all Against For Shareholder Stock to Have One-vote per Share 6 Reduce Ownership Threshold for Against For Shareholder Shareholders to Call Special Meeting -------------------------------------------------------------------------------- FRONTIER COMMUNICATIONS CORPORATION Ticker: FTR Security ID: 35906A108 Meeting Date: MAY 11, 2016 Meeting Type: Annual Record Date: MAR 14, 2016 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Leroy T. Barnes, Jr. For For Management 1.2 Elect Director Peter C.B. Bynoe For For Management 1.3 Elect Director Diana S. Ferguson For For Management 1.4 Elect Director Edward Fraioli For For Management 1.5 Elect Director Daniel J. McCarthy For For Management 1.6 Elect Director Pamela D.A. Reeve For For Management 1.7 Elect Director Virginia P. Ruesterholz For For Management 1.8 Elect Director Howard L. Schrott For For Management 1.9 Elect Director Larraine D. Segil For For Management 1.10 Elect Director Mark Shapiro For For Management 1.11 Elect Director Myron A. Wick, III For For Management 2 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 3 Ratify KPMG LLP as Auditors For For Management -------------------------------------------------------------------------------- GARMIN LTD. Ticker: GRMN Security ID: H2906T109 Meeting Date: JUN 10, 2016 Meeting Type: Annual Record Date: APR 15, 2016 # Proposal Mgt Rec Vote Cast Sponsor 1 Elect Chairman of Meeting Andrew Etkind For For Management 2 Accept Consolidated Financial For For Management Statements and Statutory Reports 3 Accept Financial Statements and For For Management Statutory Reports 4 Approve Dividends For For Management 5 Approve Discharge of Board and Senior For For Management Management 6.1 Elect Director Donald H. Eller For For Management 6.2 Elect Director Joseph J. Hartnett For For Management 6.3 Elect Director Min H. Kao For For Management 6.4 Elect Director Charles W. Peffer For For Management 6.5 Elect Director Clifton A. Pemble For For Management 6.6 Elect Director Rebecca R. Tilden For For Management 7 Elect Min Kao as Board Chairman For For Management 8.1 Appoint Donald H. Eller as Member of For For Management the Compensation Committee 8.2 Appoint Joseph J. Hartnett as Member For For Management of the Compensation Committee 8.3 Appoint Charles W. Peffer as Member of For For Management the Compensation Committee 8.4 Appoint Rebecca R. Tilden as Member of For For Management the Compensation Committee 9 Designate Reiss + Preuss LLP as For For Management Independent Proxy 10 Ratify Ernst & Young LLP as Auditors For For Management 11 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 12 Approve Fiscal Year 2017 Maximum For For Management Aggregate Compensation for the Executive Management 13 Approve Maximum Aggregate Compensation For For Management for the Board of Directors for the Period Between the 2016 AGM and the 2017 AGM 14 Reduce Par Value of Common Stock For For Management 15 Cancellation of Formation Shares For For Management -------------------------------------------------------------------------------- GLAXOSMITHKLINE PLC Ticker: GSK Security ID: 37733W105 Meeting Date: MAY 05, 2016 Meeting Type: Annual Record Date: MAR 23, 2016 # Proposal Mgt Rec Vote Cast Sponsor 1 Accept Financial Statements and For For Management Statutory Reports 2 Approve Remuneration Report For Withhold Management 3 Elect Vindi Banga as Director For For Management 4 Elect Dr Jesse Goodman as Director For For Management 5 Re-elect Sir Philip Hampton as Director For For Management 6 Re-elect Sir Andrew Witty as Director For For Management 7 Re-elect Sir Roy Anderson as Director For For Management 8 Re-elect Stacey Cartwright as Director For For Management 9 Re-elect Simon Dingemans as Director For For Management 10 Re-elect Lynn Elsenhans as Director For For Management 11 Re-elect Judy Lewent as Director For For Management 12 Re-elect Urs Rohner as Director For For Management 13 Re-elect Dr Moncef Slaoui as Director For For Management 14 Reappoint PricewaterhouseCoopers LLP For For Management as Auditors 15 Authorise the Audit & Risk Committee For For Management to Fix Remuneration of Auditors 16 Authorise EU Political Donations and For For Management Expenditure 17 Authorise Issue of Equity with For For Management Pre-emptive Rights 18 Authorise Issue of Equity without For For Management Pre-emptive Rights 19 Authorise Market Purchase of Ordinary For For Management Shares 20 Approve the Exemption from Statement For For Management of the Name of the Senior Statutory Auditor in Published Copies of the Auditors' Reports 21 Authorise the Company to Call General For For Management Meeting with 14 Working Days' Notice -------------------------------------------------------------------------------- GRUPO AEROPORTUARIO DEL PACIFICO S.A.B. DE C.V. Ticker: GAPB Security ID: 400506101 Meeting Date: APR 26, 2016 Meeting Type: Annual/Special Record Date: MAR 14, 2016 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Reports in Compliance with For For Management Article 28, Section IV of Mexican Securities Market Law 2 Approve Discharge of Board of For For Management Directors and Officers 3 Approve Individual and Consolidated For For Management Financial Statements and Statutory Reports, and Approval of External Auditors' Report on Financial Statements 4 Approve Allocation of Income in the For For Management Amount of MXN 2.4 Billion 5 Approve Two Dividends of MXN 2.28 per For For Management Share and MXN 1.79 per Share to be Distributed on or Before Aug. 31, 2016 and Dec. 31, 2016 Respectively 6 Cancel Pending Amount of MXN 850 For For Management Million of Share Repurchase Approved at AGM on April 21, 2015; Set Nominal Amount of Share Repurchase of up to a Maximum of MXN 950 Million 7 Information on Election or None None Management Ratification of Four Directors and Their Respective Alternates of Series BB Shareholders 8 Elect or Ratify Directors of Series B None None Management Shareholders that Hold 10 Percent of Share Capital 9 Elect or Ratify Directors of Series B For For Management Shareholders 10 Elect or Ratify Board Chairman For For Management 11 Approve Remuneration of Directors for For For Management Years 2015 and 2016 12 Elect or Ratify Director of Series B For For Management Shareholders and Member of Nomination and Remuneration Committee 13 Elect or Ratify Chairman of Audit and For For Management Corporate Practices Committee 14 Present Report Regarding Individual or None None Management Accumulated Operations Greater Than $3 Million 15 Authorize Board to Ratify and Execute For For Management Approved Resolutions 1 Approve Reduction in Fixed Capital by For For Management MXN 1.75 Billion; Amend Article 6 of Company's Bylaws Accordingly 2 Authorize Board to Ratify and Execute For For Management Approved Resolutions -------------------------------------------------------------------------------- IRON MOUNTAIN INCORPORATED Ticker: IRM Security ID: 46284V101 Meeting Date: JUN 17, 2016 Meeting Type: Annual Record Date: APR 20, 2016 # Proposal Mgt Rec Vote Cast Sponsor 1a Elect Director Jennifer Allerton For For Management 1b Elect Director Ted R. Antenucci For For Management 1c Elect Director Pamela M. Arway For For Management 1d Elect Director Clarke H. Bailey For For Management 1e Elect Director Neil Chatfield For For Management 1f Elect Director Kent P. Dauten For For Management 1g Elect Director Paul F. Deninger For For Management 1h Elect Director Per-Kristian Halvorsen For For Management 1i Elect Director William L. Meaney For For Management 1j Elect Director Wendy J. Murdock For For Management 1k Elect Director Walter C. Rakowich For For Management 1l Elect Director Alfred J. Verrecchia For For Management 2 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 3 Ratify Deloitte & Touche LLP as For For Management Auditors -------------------------------------------------------------------------------- KEURIG GREEN MOUNTAIN INC Ticker: GMCR Security ID: 49271M100 Meeting Date: FEB 24, 2016 Meeting Type: Special Record Date: JAN 11, 2016 # Proposal Mgt Rec Vote Cast Sponsor 1 Merger For For Management 2 Advisory Vote on Golden Parachutes For Against Management 3 Right to Adjourn Meeting For For Management -------------------------------------------------------------------------------- KOHL'S CORPORATION Ticker: KSS Security ID: 500255104 Meeting Date: MAY 11, 2016 Meeting Type: Annual Record Date: MAR 09, 2016 # Proposal Mgt Rec Vote Cast Sponsor 1a Elect Director Peter Boneparth For For Management 1b Elect Director Steven A. Burd For For Management 1c Elect Director Dale E. Jones For For Management 1d Elect Director Kevin Mansell For For Management 1e Elect Director Jonas Prising For For Management 1f Elect Director John E. Schlifske For For Management 1g Elect Director Frank V. Sica For For Management 1h Elect Director Stephanie A. Streeter For For Management 1i Elect Director Nina G. Vaca For For Management 1j Elect Director Stephen E. Watson For For Management 2 Ratify Ernst & Young LLP as Auditors For For Management 3 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 4 Amend Executive Incentive Bonus Plan For For Management 5 Amend Omnibus Stock Plan For For Management 6 Clawback of Incentive Payments Against For Shareholder -------------------------------------------------------------------------------- KRAFT FOODS GROUP, INC Ticker: KRFT Security ID: 50076Q106 Meeting Date: JUL 01, 2015 Meeting Type: Special Record Date: MAY 13, 2015 # Proposal Mgt Rec Vote Cast Sponsor 1 Merger/Acquisition For For Management 2 Advisory Vote on Golden Parachutes For For Management 3 Right to Adjourn Meeting For For Management -------------------------------------------------------------------------------- LAMAR ADVERTISING COMPANY Ticker: LAMR Security ID: 512816109 Meeting Date: MAY 26, 2016 Meeting Type: Annual Record Date: MAR 28, 2016 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director John Maxwell Hamilton For For Management 1.2 Elect Director John E. Koerner, III For For Management 1.3 Elect Director Stephen P. Mumblow For For Management 1.4 Elect Director Thomas V. Reifenheiser For For Management 1.5 Elect Director Anna Reilly For For Management 1.6 Elect Director Kevin P. Reilly, Jr. For For Management 1.7 Elect Director Wendell Reilly For For Management 2 Ratify KPMG LLP as Auditors For For Management -------------------------------------------------------------------------------- LAS VEGAS SANDS CORP. Ticker: LVS Security ID: 517834107 Meeting Date: JUN 03, 2016 Meeting Type: Annual Record Date: APR 11, 2016 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Sheldon G. Adelson For For Management 1.2 Elect Director Irwin Chafetz For For Management 1.3 Elect Director Robert G. Goldstein For For Management 1.4 Elect Director Charles A. Koppelman For For Management 2 Ratify Deloitte & Touche LLP as For For Management Auditors 3 Advisory Vote to Ratify Named For Against Management Executive Officers' Compensation -------------------------------------------------------------------------------- LOCKHEED MARTIN CORPORATION Ticker: LMT Security ID: 539830109 Meeting Date: APR 28, 2016 Meeting Type: Annual Record Date: FEB 26, 2016 # Proposal Mgt Rec Vote Cast Sponsor 1a Elect Director Daniel F. Akerson For For Management 1b Elect Director Nolan D. Archibald For For Management 1c Elect Director Rosalind G. Brewer For For Management 1d Elect Director David B. Burritt For For Management 1e Elect Director Bruce A. Carlson For For Management 1f Elect Director James O. Ellis, Jr. For For Management 1g Elect Director Thomas J. Falk For For Management 1h Elect Director Marillyn A. Hewson For For Management 1i Elect Director James M. Loy For For Management 1j Elect Director Joseph W. Ralston For For Management 1k Elect Director Anne Stevens For For Management 2 Ratify Ernst & Young LLP as Auditors For For Management 3 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 4 Amend Omnibus Stock Plan For For Management 5 Amend Bylaws -- Call Special Meetings Against For Shareholder -------------------------------------------------------------------------------- MAXIM INTEGRATED PRODUCTS, INC. Ticker: MXIM Security ID: 57772K101 Meeting Date: NOV 12, 2015 Meeting Type: Annual Record Date: SEP 18, 2015 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect B. Kipling Hagopian For For Management 1.2 Elect Tunc Doluca For For Management 1.3 Elect James R. Bergman For Withhold Management 1.4 Elect Joseph R. Bronson For For Management 1.5 Elect Robert E. Grady For For Management 1.6 Elect William D. Watkins For For Management 1.7 Elect A.R. Frank Wazzan For For Management 2 Ratification of Auditor For For Management 3 Amendment to the 2008 Employee Stock For For Management Purchase Plan 4 Amendment to the 1996 Stock Incentive For For Management Plan 5 Elimination of Cumulative Voting For For Management 6 Advisory Vote on Executive Compensation For Against Management -------------------------------------------------------------------------------- MID-AMERICA APARTMENT COMMUNITIES, INC. Ticker: MAA Security ID: 59522J103 Meeting Date: MAY 17, 2016 Meeting Type: Annual Record Date: MAR 11, 2016 # Proposal Mgt Rec Vote Cast Sponsor 1a Elect Director H. Eric Bolton, Jr. For For Management 1b Elect Director Alan B. Graf, Jr. For For Management 1c Elect Director James K. Lowder For For Management 1d Elect Director Thomas H. Lowder For For Management 1e Elect Director Monica McGurk For For Management 1f Elect Director Claude B. Nielsen For For Management 1g Elect Director Philip W. Norwood For For Management 1h Elect Director W. Reid Sanders For For Management 1i Elect Director William B. Sansom For For Management 1j Elect Director Gary Shorb For For Management 2 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 3 Ratify Ernst & Young LLP as Auditors For For Management -------------------------------------------------------------------------------- MOBILE TELESYSTEMS Ticker: MBT Security ID: 607409109 Meeting Date: AUG 25, 2015 Meeting Type: Special Record Date: JUL 07, 2015 # Proposal Mgt Rec Vote Cast Sponsor 1 Meeting Procedures For For Management 2 Merger by Absorption (ZAO For For Management KOMSTAR-Regions) 3 Merger by Absorption (AO Penza GSM, AO For For Management SMARTS-Ivanovo and AO SMARTS-Ufa) 4 Amendments to Articles Regarding For For Management Merger with ZAO KOMSTAR-Regions 5 Amendments to Articles Regarding For For Management Merger with AO Penza GSM, AO SMARTS-Ivanovo and AO SMARTS-Ufa -------------------------------------------------------------------------------- NATIONAL GRID PLC Ticker: NGG Security ID: 636274300 Meeting Date: JUL 21, 2015 Meeting Type: Annual Record Date: JUN 05, 2015 # Proposal Mgt Rec Vote Cast Sponsor 1 Accounts and Reports For For Management 2 Allocation of Profits/Dividends For For Management 3 Elect Sir Peter Gershon For For Management 4 Elect Steven Holliday For For Management 5 Elect Andrew Bonfield For For Management 6 Elect John Pettigrew For For Management 7 Elect Dean Seavers For For Management 8 Elect Nora Brownell For For Management 9 Elect Jonathan Dawson For For Management 10 Elect Therese Esperdy For For Management 11 Elect Paul Golby For For Management 12 Elect Ruth Kelly For For Management 13 Elect Mark Williamson For For Management 14 Appointment of Auditor For For Management 15 Authority to Set Auditor's Fees For For Management 16 Remuneration Report (Advisory) For For Management 17 Authority to Issue Shares w/ For For Management Preemptive Rights 18 Authority to Issue Shares w/o For For Management Preemptive Rights 19 Authority to Repurchase Shares For For Management 20 Authority to Set General Meeting For Against Management Notice Period at 14 Days -------------------------------------------------------------------------------- NATIONAL OILWELL VARCO, INC. Ticker: NOV Security ID: 637071101 Meeting Date: MAY 18, 2016 Meeting Type: Annual Record Date: APR 01, 2016 # Proposal Mgt Rec Vote Cast Sponsor 1A Elect Director Clay C. Williams For For Management 1B Elect Director Greg L. Armstrong For For Management 1C Elect Director Marcela E. Donadio For For Management 1D Elect Director Ben A. Guill For For Management 1E Elect Director James T. Hackett For For Management 1F Elect Director David D. Harrison For For Management 1G Elect Director Roger L. Jarvis For For Management 1H Elect Director Eric L. Mattson For For Management 1I Elect Director William R. Thomas For For Management 2 Ratify Ernst & Young LLP as Auditors For For Management 3 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 4 Amend Omnibus Stock Plan For For Management -------------------------------------------------------------------------------- NATIONAL RETAIL PROPERTIES, INC. Ticker: NNN Security ID: 637417106 Meeting Date: MAY 19, 2016 Meeting Type: Annual Record Date: MAR 21, 2016 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Don DeFosset For For Management 1.2 Elect Director David M. Fick For For Management 1.3 Elect Director Edward J. Fritsch For For Management 1.4 Elect Director Kevin B. Habicht For For Management 1.5 Elect Director Robert C. Legler For For Management 1.6 Elect Director Craig Macnab For For Management 1.7 Elect Director Sam L. Susser For For Management 2 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 3 Ratify Ernst & Young LLP as Auditors For For Management -------------------------------------------------------------------------------- NEWMONT MINING CORPORATION Ticker: NEM Security ID: 651639106 Meeting Date: APR 20, 2016 Meeting Type: Annual Record Date: FEB 23, 2016 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Gregory H. Boyce For For Management 1.2 Elect Director Bruce R. Brook For For Management 1.3 Elect Director J. Kofi Bucknor For For Management 1.4 Elect Director Vincent A. Calarco For For Management 1.5 Elect Director Joseph A. Carrabba For For Management 1.6 Elect Director Noreen Doyle For For Management 1.7 Elect Director Gary J. Goldberg For For Management 1.8 Elect Director Veronica M. Hagen For For Management 1.9 Elect Director Jane Nelson For For Management 1.10 Elect Director Julio M. Quintana For For Management 2 Ratify Ernst & Young LLP as Auditors For For Management 3 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation -------------------------------------------------------------------------------- NEXTERA ENERGY, INC. Ticker: NEE Security ID: 65339F101 Meeting Date: MAY 19, 2016 Meeting Type: Annual Record Date: MAR 23, 2016 # Proposal Mgt Rec Vote Cast Sponsor 1a Elect Director Sherry S. Barrat For For Management 1b Elect Director James L. Camaren For For Management 1c Elect Director Kenneth B. Dunn For For Management 1d Elect Director Naren K. Gursahaney For For Management 1e Elect Director Kirk S. Hachigian For For Management 1f Elect Director Toni Jennings For For Management 1g Elect Director Amy B. Lane For For Management 1h Elect Director James L. Robo For For Management 1i Elect Director Rudy E. Schupp For For Management 1j Elect Director John L. Skolds For For Management 1k Elect Director William H. Swanson For For Management 1l Elect Director Hansel E. Tookes, II For For Management 2 Ratify Deloitte & Touche LLP as For For Management Auditors 3 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 4 Amend Omnibus Stock Plan For For Management 5 Report on Political Contributions Against For Shareholder 6 Adopt Proxy Access Right Against For Shareholder 7 Report on Risks and Costs of Sea Level Against For Shareholder Rise -------------------------------------------------------------------------------- NIPPON TELEGRAPH & TELEPHONE CORP. Ticker: 9432 Security ID: 654624105 Meeting Date: JUN 24, 2016 Meeting Type: Annual Record Date: MAR 30, 2016 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Allocation of Income, with a For For Management Final Dividend of JPY 60 2.1 Elect Director Miura, Satoshi For For Management 2.2 Elect Director Unoura, Hiro For For Management 2.3 Elect Director Shinohara, Hiromichi For For Management 2.4 Elect Director Sawada, Jun For For Management 2.5 Elect Director Kobayashi, Mitsuyoshi For For Management 2.6 Elect Director Shimada, Akira For For Management 2.7 Elect Director Okuno, Tsunehisa For For Management 2.8 Elect Director Kuriyama, Hiroki For For Management 2.9 Elect Director Hiroi, Takashi For For Management 2.10 Elect Director Sakamoto, Eiichi For For Management 2.11 Elect Director Shirai, Katsuhiko For For Management 2.12 Elect Director Sakakibara, Sadayuki For For Management 3 Appoint Statutory Auditor Maezawa, For For Management Takao -------------------------------------------------------------------------------- NTT DOCOMO INC. Ticker: 9437 Security ID: 62942M201 Meeting Date: JUN 16, 2016 Meeting Type: Annual Record Date: MAR 31, 2016 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Allocation of Income, with a For For Management Final Dividend of JPY 35 2.1 Elect Director Yoshizawa, Kazuhiro For For Management 2.2 Elect Director Asami, Hiroyasu For For Management 2.3 Elect Director Nakayama, Toshiki For For Management 2.4 Elect Director Terasaki, Akira For For Management 2.5 Elect Director Onoe, Seizo For For Management 2.6 Elect Director Sato, Hirotaka For For Management 2.7 Elect Director Omatsuzawa, Kiyohiro For For Management 2.8 Elect Director Tsujigami, Hiroshi For For Management 2.9 Elect Director Furukawa, Koji For For Management 2.10 Elect Director Murakami, Kyoji For For Management 2.11 Elect Director Maruyama, Seiji For For Management 2.12 Elect Director Kato, Kaoru For For Management 2.13 Elect Director Murakami, Teruyasu For For Management 2.14 Elect Director Endo, Noriko For For Management 2.15 Elect Director Ueno, Shinichiro For For Management 3.1 Appoint Statutory Auditor Kobayashi, For For Management Toru -------------------------------------------------------------------------------- OMEGA HEALTHCARE INVESTORS, INC. Ticker: OHI Security ID: 681936100 Meeting Date: JUL 17, 2015 Meeting Type: Annual Record Date: MAY 15, 2015 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Norman R. Bobins For For Management 1.2 Elect Craig R. Callen For For Management 1.3 Elect Thomas F. Franke For Withhold Management 1.4 Elect Bernard J. Korman For For Management 2 Repeal of Classified Board For For Management 3 Ratification of Auditor For For Management 4 Advisory Vote on Executive Compensation For For Management -------------------------------------------------------------------------------- ORANGE Ticker: ORA Security ID: 684060106 Meeting Date: JUN 07, 2016 Meeting Type: Annual/Special Record Date: MAY 06, 2016 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Financial Statements and For For Management Statutory Reports 2 Approve Consolidated Financial For For Management Statements and Statutory Reports 3 Approve Allocation of Income and For For Management Dividends of EUR 0.60 per Share 4 Acknowledge Auditors' Special Report For For Management on Related-Party Transactions Mentioning the Absence of New Transactions 5 Reelect Jose-Luis Duran as Director For For Management 6 Reelect Charles-Henri Filippi as For For Management Director 7 Elect Bernard Ramanantsoa as Director For For Management 8 Advisory Vote on Compensation of For For Management Stephane Richard, Chairman and CEO 9 Advisory Vote on Compensation of For For Management Gervais Pellissier, Vice-CEO 10 Authorize Repurchase of Up to 10 For For Management Percent of Issued Share Capital 11 Amend Article 13 of Bylaws Re: For For Management Shareholding Requirements for Directors 12 Authorize Decrease in Share Capital For For Management via Cancellation of Repurchased Shares 13 Authorize Filing of Required For For Management Documents/Other Formalities A Amend Item 3 as Follows: Approve Against Against Shareholder Allocation of Income and Dividends of EUR 0.50 per Share B Approve Stock Dividend Program (Cash Against Against Shareholder or Shares) C Amend Article 13 of Bylaws Re: Set Against Against Shareholder Maximum Outside Mandates for Directors D Amendments or New Resolutions Proposed Against Against Shareholder at the Meeting -------------------------------------------------------------------------------- PARTNERRE LTD. Ticker: PRE Security ID: G6852T105 Meeting Date: NOV 19, 2015 Meeting Type: Special Record Date: SEP 23, 2015 # Proposal Mgt Rec Vote Cast Sponsor 1 Amendments to Bylaws For For Management 2 Acquisition For For Management 3 Advisory Vote on Golden Parachutes For Against Management 4 Right to Adjourn Meeting For For Management -------------------------------------------------------------------------------- PARTNERRE LTD. Ticker: PRE Security ID: G6852T105 Meeting Date: DEC 18, 2015 Meeting Type: Annual Record Date: NOV 02, 2015 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Jan H. Holsboer For For Management 1.2 Elect Roberto G. Mendoza For For Management 1.3 Elect Kevin M. Twomey For For Management 1.4 Elect David K. Zwiener For For Management 2 Ratification of Auditor For For Management 3 Advisory Vote on Executive Compensation For For Management -------------------------------------------------------------------------------- PEPCO HOLDINGS INC Ticker: POM Security ID: 713291102 Meeting Date: DEC 16, 2015 Meeting Type: Annual Record Date: OCT 19, 2015 # Proposal Mgt Rec Vote Cast Sponsor 1 Elect Paul M. Barbas For For Management 2 Elect Jack B. Dunn, IV For For Management 3 Elect H. Russell Frisby, Jr. For For Management -------------------------------------------------------------------------------- PEPCO HOLDINGS INC Ticker: POM Security ID: 713291102 Meeting Date: DEC 16, 2015 Meeting Type: Annual Record Date: OCT 19, 2015 # Proposal Mgt Rec Vote Cast Sponsor 4 Elect Terence C. Golden For For Management 5 Elect Barbara J. Krumsiek For For Management 6 Elect Lawrence C. Nussdorf For For Management 7 Elect Patricia A. Oelrich For For Management 8 Elect Joseph M. Rigby For For Management 9 Elect Lester P. Silverman For For Management 10 Advisory Vote on Executive Compensation For Against Management 11 Ratification of Auditor For For Management -------------------------------------------------------------------------------- PG&E CORPORATION Ticker: PCG Security ID: 69331C108 Meeting Date: MAY 23, 2016 Meeting Type: Annual Record Date: MAR 24, 2016 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Lewis Chew For For Management 1.2 Elect Director Anthony F. Earley, Jr. For For Management 1.3 Elect Director Fred J. Fowler For For Management 1.4 Elect Director Maryellen C. Herringer For For Management 1.5 Elect Director Richard C. Kelly For For Management 1.6 Elect Director Roger H. Kimmel For For Management 1.7 Elect Director Richard A. Meserve For For Management 1.8 Elect Director Forrest E. Miller For For Management 1.9 Elect Director Rosendo G. Parra For For Management 1.10 Elect Director Barbara L. Rambo For For Management 1.11 Elect Director Anne Shen Smith For For Management 1.12 Elect Director Barry Lawson Williams For For Management 2 Ratify Deloitte & Touche LLP as For For Management Auditors 3 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation -------------------------------------------------------------------------------- PHILIP MORRIS INTERNATIONAL INC. Ticker: PM Security ID: 718172109 Meeting Date: MAY 04, 2016 Meeting Type: Annual Record Date: MAR 11, 2016 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Harold Brown For For Management 1.2 Elect Director Andre Calantzopoulos For For Management 1.3 Elect Director Louis C. Camilleri For For Management 1.4 Elect Director Werner Geissler For For Management 1.5 Elect Director Jennifer Li For For Management 1.6 Elect Director Jun Makihara For For Management 1.7 Elect Director Sergio Marchionne For Against Management 1.8 Elect Director Kalpana Morparia For For Management 1.9 Elect Director Lucio A. Noto For For Management 1.10 Elect Director Frederik Paulsen For For Management 1.11 Elect Director Robert B. Polet For For Management 1.12 Elect Director Stephen M. Wolf For For Management 2 Ratify PricewaterhouseCoopers SA as For For Management Auditors 3 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 4 Adopt Human Rights Policy, Including Against For Shareholder the Right to Health 5 Participate in OECD Mediation for Against Against Shareholder Human Rights Violations -------------------------------------------------------------------------------- PINNACLE WEST CAPITAL CORPORATION Ticker: PNW Security ID: 723484101 Meeting Date: MAY 18, 2016 Meeting Type: Annual Record Date: MAR 10, 2016 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Donald E. Brandt For For Management 1.2 Elect Director Denis A. Cortese For For Management 1.3 Elect Director Richard P. Fox For For Management 1.4 Elect Director Michael L. Gallagher For For Management 1.5 Elect Director Roy A. Herberger, Jr. For For Management 1.6 Elect Director Dale E. Klein For For Management 1.7 Elect Director Humberto S. Lopez For For Management 1.8 Elect Director Kathryn L. Munro For For Management 1.9 Elect Director Bruce J. Nordstrom For For Management 1.10 Elect Director David P. Wagener For For Management 2 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 3 Ratify Deloitte & Touche LLP as For For Management Auditors 4 Report on Lobbying Payments and Against For Shareholder Political Contributions -------------------------------------------------------------------------------- PLUM CREEK TIMBER CO., INC. Ticker: PCL Security ID: 729251108 Meeting Date: FEB 12, 2016 Meeting Type: Special Record Date: DEC 28, 2015 # Proposal Mgt Rec Vote Cast Sponsor 1 Merger For For Management 2 Right to Adjourn Meeting For For Management 3 Advisory Vote on Golden Parachutes For For Management -------------------------------------------------------------------------------- PPL CORPORATION Ticker: PPL Security ID: 69351T106 Meeting Date: MAY 25, 2016 Meeting Type: Annual Record Date: FEB 29, 2016 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Rodney C. Adkins For For Management 1.2 Elect Director John W. Conway For For Management 1.3 Elect Director Steven G. Elliott For For Management 1.4 Elect Director Raja Rajamannar For For Management 1.5 Elect Director Craig A. Rogerson For For Management 1.6 Elect Director William H. Spence For For Management 1.7 Elect Director Natica von Althann For For Management 1.8 Elect Director Keith H. Williamson For For Management 1.9 Elect Director Armando Zagalo de Lima For For Management 2 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 3 Approve Executive Incentive Bonus Plan For For Management 4 Increase Authorized Common Stock For For Management 5 Ratify Deloitte & Touche LLP as For For Management Auditors 6 Require Independent Board Chairman Against For Shareholder 7 Assess Plans to Increase Distributed Against For Shareholder Low-Carbon Electricity Generation -------------------------------------------------------------------------------- PROCTER & GAMBLE CO. Ticker: PG Security ID: 742718109 Meeting Date: OCT 13, 2015 Meeting Type: Annual Record Date: AUG 14, 2015 # Proposal Mgt Rec Vote Cast Sponsor 1 Elect Francis S. Blake For For Management 2 Elect Angela F. Braly For For Management 3 Elect Kenneth I. Chenault For For Management 4 Elect Scott D. Cook For For Management 5 Elect Susan D. Desmond-Hellmann For For Management 6 Elect Alan G. Lafley For For Management 7 Elect Terry J. Lundgren For For Management 8 Elect W. James McNerney, Jr. For For Management 9 Elect David. S. Taylor For For Management 10 Elect Margaret C. Whitman For For Management 11 Elect Mary Agnes Wilderotter For Abstain Management 12 Elect Patricia A. Woertz For For Management 13 Elect Ernesto Zedillo Ponce de Leon For Against Management 14 Ratification of Auditor For For Management 15 Advisory Vote on Executive Compensation For For Management 16 Shareholder Proposal Regarding Proxy Against For Shareholder Access -------------------------------------------------------------------------------- PT TELEKOMUNIKASI INDONESIA TBK Ticker: TLKM Security ID: 715684106 Meeting Date: APR 22, 2016 Meeting Type: Annual Record Date: APR 08, 2016 # Proposal Mgt Rec Vote Cast Sponsor 1 Accept Annual Report and For For Management Commissioners' Report 2 Accept Financial Statements and Annual For For Management Report of the Partnership and Community Development Program (PCDP) and Discharge of Directors and Commissioners 3 Approve the Implementation of Minister For For Management of the State-owned Enterprise Regulation No. PER-09/MBU/07/2015 about Partnership and Community Development Programs in State-owned Enterprise 4 Approve Allocation of Income For For Management 5 Approve Remuneration of Directors and For For Management Commissioners 6 Appoint Auditors of the Company and For For Management the PCDP 7 Authorize Commissioners to Diverse the For For Management Company's Treasury Stock from Share Buyback IV 8 Elect Directors and Commissioners For Against Management -------------------------------------------------------------------------------- PUBLIC SERVICE ENTERPRISE GROUP INCORPORATED Ticker: PEG Security ID: 744573106 Meeting Date: APR 19, 2016 Meeting Type: Annual Record Date: FEB 19, 2016 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Willie A. Deese For For Management 1.2 Elect Director Albert R. Gamper, Jr. For For Management 1.3 Elect Director William V. Hickey For For Management 1.4 Elect Director Ralph Izzo For For Management 1.5 Elect Director Shirley Ann Jackson For For Management 1.6 Elect Director David Lilley For For Management 1.7 Elect Director Thomas A. Renyi For For Management 1.8 Elect Director Hak Cheol (H.C.) Shin For For Management 1.9 Elect Director Richard J. Swift For For Management 1.10 Elect Director Susan Tomasky For For Management 1.11 Elect Director Alfred W. Zollar For For Management 2 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 3 Ratify Deloitte & Touche LLP as For For Management Auditors -------------------------------------------------------------------------------- REALTY INCOME CORPORATION Ticker: O Security ID: 756109104 Meeting Date: MAY 17, 2016 Meeting Type: Annual Record Date: MAR 15, 2016 # Proposal Mgt Rec Vote Cast Sponsor 1a Elect Director Kathleen R. Allen For For Management 1b Elect Director John P. Case For For Management 1c Elect Director A. Larry Chapman For For Management 1d Elect Director Priya Cherian Huskins For For Management 1e Elect Director Michael D. McKee For For Management 1f Elect Director Gregory T. McLaughlin For For Management 1g Elect Director Ronald L. Merriman For For Management 1h Elect Director Stephen E. Sterrett For For Management 2 Ratify KPMG LLP as Auditors For For Management 3 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation -------------------------------------------------------------------------------- RENAISSANCERE HOLDINGS LTD. Ticker: RNR Security ID: G7496G103 Meeting Date: MAY 16, 2016 Meeting Type: Annual Record Date: MAR 18, 2016 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Henry Klehm, III For For Management 1.2 Elect Director Ralph B. Levy For For Management 1.3 Elect Director Carol P. Sanders For For Management 1.4 Elect Director Edward J. Zore For For Management 2 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 3 Approve Omnibus Stock Plan For For Management 4 Approve Ernst & Young Ltd. as Auditors For For Management and Authorize Board to Fix Their Remuneration -------------------------------------------------------------------------------- REPUBLIC SERVICES, INC. Ticker: RSG Security ID: 760759100 Meeting Date: MAY 06, 2016 Meeting Type: Annual Record Date: MAR 08, 2016 # Proposal Mgt Rec Vote Cast Sponsor 1a Elect Director Ramon A. Rodriguez For For Management 1b Elect Director Tomago Collins For For Management 1c Elect Director James W. Crownover For For Management 1d Elect Director Ann E. Dunwoody For For Management 1e Elect Director William J. Flynn For For Management 1f Elect Director Manuel Kadre For For Management 1g Elect Director Michael Larson For For Management 1h Elect Director W. Lee Nutter For For Management 1i Elect Director Donald W. Slager For For Management 1j Elect Director John M. Trani For For Management 2 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 3 Ratify Ernst & Young LLP as Auditors For For Management 4 Provide Proxy Access Right For For Management 5 Adopt the Jurisdiction of For Against Management Incorporation as the Exclusive Forum for Certain Disputes -------------------------------------------------------------------------------- RITE AID CORPORATION Ticker: RAD Security ID: 767754104 Meeting Date: JUN 22, 2016 Meeting Type: Annual Record Date: APR 26, 2016 # Proposal Mgt Rec Vote Cast Sponsor 1a Elect Director John T. Standley For For Management 1b Elect Director Joseph B. Anderson, Jr. For For Management 1c Elect Director Bruce G. Bodaken For For Management 1d Elect Director David R. Jessick For For Management 1e Elect Director Kevin E. Lofton For For Management 1f Elect Director Myrtle S. Potter For For Management 1g Elect Director Michael N. Regan For For Management 1h Elect Director Frank A. Savage For For Management 1i Elect Director Marcy Syms For For Management 2 Ratify Deloitte & Touche LLP as For For Management Auditors 3 Advisory Vote to Ratify Named For Against Management Executive Officers' Compensation -------------------------------------------------------------------------------- SANTANDER CONSUMER USA HOLDINGS INC Ticker: SC Security ID: 80283M101 Meeting Date: JUL 15, 2015 Meeting Type: Annual Record Date: JUN 01, 2015 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Thomas G. Dundon For For Management 1.2 Elect Jose Antonio Garcia Cantera For For Management 1.3 Elect Stephen A. Ferriss For For Management 1.4 Elect Victor Hill For For Management 1.5 Elect Monica Lopez-Monis Gallego For For Management 1.6 Elect Javier Maldonado For For Management 1.7 Elect Blythe Masters For For Management 1.8 Elect Robert J. McCarthy For For Management 1.9 Elect Gerald P. Plush For For Management 1.10 Elect William Rainer For For Management 1.11 Elect Wolfgang Schoellkopf For For Management 1.12 Elect Heidi J. Ueberroth For Withhold Management 2 Ratification of Auditor For For Management 3 Advisory Vote on Executive Compensation For Against Management 4 Frequency of Advisory Vote on 3 Years 1 Year Management Executive Compensation 5 Elect Jason A. Kulas For For Management -------------------------------------------------------------------------------- SCANA CORPORATION Ticker: SCG Security ID: 80589M102 Meeting Date: APR 28, 2016 Meeting Type: Annual Record Date: MAR 01, 2016 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Gregory E. Aliff For For Management 1.2 Elect Director Sharon A. Decker For For Management 1.3 Elect Director Kevin B. Marsh For For Management 1.4 Elect Director James M. Micali For For Management 2 Ratify Deloitte & Touche LLP as For For Management Auditors 3 Amend Outside Director Stock Awards in For For Management Lieu of Cash 4 Amend Outside Director Stock Awards in For For Management Lieu of Cash 5 Declassify the Board of Directors For For Management -------------------------------------------------------------------------------- SCRIPPS NETWORKS INTERACTIVE, INC. Ticker: SNI Security ID: 811065101 Meeting Date: MAY 10, 2016 Meeting Type: Annual Record Date: MAR 17, 2016 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Jarl Mohn For For Management 1.2 Elect Director Nicholas B. Paumgarten For For Management 1.3 Elect Director Jeffrey Sagansky For For Management 1.4 Elect Director Ronald W. Tysoe For For Management -------------------------------------------------------------------------------- SK TELECOM Ticker: SKM Security ID: 78440P108 Meeting Date: MAR 18, 2016 Meeting Type: Annual Record Date: DEC 31, 2015 # Proposal Mgt Rec Vote Cast Sponsor 1 Accounts and Allocation of For Against Management Profits/Dividends 2 Amendments to Articles For For Management 3 Elect CHO Dae Sik For For Management 4 Elect OH Dae Shik For Against Management 5 Election of Audit Committee Member: OH For Against Management Dae Shik 6 Directors' Fees For Against Management 7 Amendments to Executive Officer For For Management Retirement Allowance Policy -------------------------------------------------------------------------------- STAPLES, INC. Ticker: SPLS Security ID: 855030102 Meeting Date: JUN 14, 2016 Meeting Type: Annual Record Date: APR 18, 2016 # Proposal Mgt Rec Vote Cast Sponsor 1a Elect Director Drew G. Faust For For Management 1b Elect Director Curtis Feeny For For Management 1c Elect Director Paul-Henri Ferrand For For Management 1d Elect Director Deborah A. Henretta For For Management 1e Elect Director Kunal S. Kamlani For For Management 1f Elect Director John F. Lundgren For For Management 1g Elect Director Carol Meyrowitz For For Management 1h Elect Director Ronald L. Sargent For For Management 1i Elect Director Robert E. Sulentic For For Management 1j Elect Director Vijay Vishwanath For For Management 1k Elect Director Paul F. Walsh For For Management 2 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 3 Ratify Ernst & Young LLP as Auditors For For Management 4 Pro-rata Vesting of Equity Awards Against For Shareholder 5 Amend Bylaws -- Call Special Meetings Against For Shareholder -------------------------------------------------------------------------------- STARWOOD PROPERTY TRUST, INC. Ticker: STWD Security ID: 85571B105 Meeting Date: APR 27, 2016 Meeting Type: Annual Record Date: MAR 10, 2016 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Richard D. Bronson For For Management 1.2 Elect Director Jeffrey G. Dishner For For Management 1.3 Elect Director Camille J. Douglas For For Management 1.4 Elect Director Solomon J. Kumin For For Management 1.5 Elect Director Barry S. Sternlicht For For Management 1.6 Elect Director Strauss Zelnick For For Management 2 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 3 Ratify Deloitte & Touche LLP as For For Management Auditors -------------------------------------------------------------------------------- SUNOCO LOGISTICS PARTNERS LP Ticker: SXL Security ID: 86764L108 Meeting Date: DEC 01, 2015 Meeting Type: Special Record Date: OCT 20, 2015 # Proposal Mgt Rec Vote Cast Sponsor 1 Amendment to the Long-Term Incentive For For Management Plan 2 Right to Adjourn Meeting For For Management -------------------------------------------------------------------------------- SYNGENTA AG Ticker: SYNN Security ID: 87160A100 Meeting Date: APR 26, 2016 Meeting Type: Annual Record Date: MAR 17, 2016 # Proposal Mgt Rec Vote Cast Sponsor 1 Accept Financial Statements and For For Management Statutory Reports 2 Approve Remuneration Report For For Management (Non-Binding) 3 Approve Discharge of Board and Senior For For Management Management 4 Approve CHF 36,750 Reduction in Share For For Management Capital via Cancellation of Treasury Shares 5.1 Approve Allocation of Income and For For Management Dividends of CHF 11.00 per Share 5.2 Approve Allocation of Special Dividend For For Management of CHF 5.00 per Share 6.1 Reelect Vinita Bali as Director For For Management 6.2 Reelect Stefan Borgas as Director For For Management 6.3 Reelect Gunnar Brock as Director For For Management 6.4 Reelect Michel Demare as Director For For Management 6.5 Reelect Eleni Gabre-Madhin as Director For For Management 6.6 Reelect David Lawrence as Director For For Management 6.7 Reelect Eveline Saupper as Director For For Management 6.8 Reelect Juerg Witmer as Director For For Management 7 Reelect Michel Demare as Board Chairman For For Management 8.1 Reelect Eveline Saupper as Member of For For Management the Compensation Committee 8.2 Reelect Juerg Witmer as Member of the For For Management Compensation Committee 8.3 Appoint Stefan Borgas as Member of the For For Management Compensation Committee 9 Approve Remuneration of Directors in For For Management the Amount of CHF 4.5 Million 10 Approve Remuneration of Executive For For Management Committee in the Amount of CHF 41 Million 11 Designate Lukas Handschin as For For Management Independent Proxy 12 Ratify KPMG AG as Auditors For For Management 13 Transact Other Business (Voting) For Against Management -------------------------------------------------------------------------------- SYSCO CORP. Ticker: SYY Security ID: 871829107 Meeting Date: NOV 18, 2015 Meeting Type: Annual Record Date: SEP 21, 2015 # Proposal Mgt Rec Vote Cast Sponsor 1 Elect John M. Cassaday For For Management 2 Elect Judith B. Craven For For Management 3 Elect William J. DeLaney For For Management 4 Elect Joshua D. Frank For For Management 5 Elect Larry C. Glasscock For For Management 6 Elect Jonathan Golden For Against Management 7 Elect Joseph A. Hafner, Jr. For For Management 8 Elect Hans-Joachim Koerber For For Management 9 Elect Nancy S. Newcomb For For Management 10 Elect Nelson Peltz For For Management 11 Elect Richard G. Tilghman For For Management 12 Elect Jackie M. Ward For For Management 13 Advisory Vote on Executive Compensation For For Management 14 Ratification of Auditor For For Management -------------------------------------------------------------------------------- TAIWAN SEMICONDUCTOR MANUFACTURING CO., LTD. Ticker: 2330 Security ID: 874039100 Meeting Date: JUN 07, 2016 Meeting Type: Annual Record Date: APR 11, 2016 # Proposal Mgt Rec Vote Cast Sponsor 1 Amend Articles of Association For For Management 2.1 Approve Business Operations Report and For For Management Financial Statements 2.2 Approve Profit Distribution For For Management -------------------------------------------------------------------------------- TARGA RESOURCES PARTNERS LP Ticker: NGLS Security ID: 87611X105 Meeting Date: FEB 12, 2016 Meeting Type: Special Record Date: JAN 12, 2016 # Proposal Mgt Rec Vote Cast Sponsor 1 Merger/Acquisition For For Management 2 Advisory Vote on Golden Parachutes For For Management -------------------------------------------------------------------------------- TARGET CORPORATION Ticker: TGT Security ID: 87612E106 Meeting Date: JUN 08, 2016 Meeting Type: Annual Record Date: APR 11, 2016 # Proposal Mgt Rec Vote Cast Sponsor 1a Elect Director Roxanne S. Austin For For Management 1b Elect Director Douglas M. Baker, Jr. For For Management 1c Elect Director Brian C. Cornell For For Management 1d Elect Director Calvin Darden For For Management 1e Elect Director Henrique De Castro For For Management 1f Elect Director Robert L. Edwards For For Management 1g Elect Director Melanie L. Healey For For Management 1h Elect Director Donald R. Knauss For For Management 1i Elect Director Monica C. Lozano For For Management 1j Elect Director Mary E. Minnick For For Management 1k Elect Director Anne M. Mulcahy For For Management 1l Elect Director Derica W. Rice For For Management 1m Elect Director Kenneth L. Salazar For For Management 1n Elect Director John G. Stumpf For For Management 2 Ratify Ernst & Young LLP as Auditors For For Management 3 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 4 Report on Guidelines for Country Against Against Shareholder Selection -------------------------------------------------------------------------------- THE ADT CORPORATION Ticker: ADT Security ID: 00101J106 Meeting Date: APR 22, 2016 Meeting Type: Special Record Date: MAR 24, 2016 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Merger Agreement For For Management 2 Advisory Vote on Golden Parachutes For For Management 3 Adjourn Meeting For For Management -------------------------------------------------------------------------------- THE MACERICH COMPANY Ticker: MAC Security ID: 554382101 Meeting Date: MAY 26, 2016 Meeting Type: Annual Record Date: MAR 21, 2016 # Proposal Mgt Rec Vote Cast Sponsor 1a Elect Director John H. Alschuler For For Management 1b Elect Director Arthur M. Coppola For For Management 1c Elect Director Edward C. Coppola For For Management 1d Elect Director Steven R. Hash For For Management 1e Elect Director Fred S. Hubbell For For Management 1f Elect Director Diana M. Laing For For Management 1g Elect Director Mason G. Ross For For Management 1h Elect Director Steven L. Soboroff For For Management 1i Elect Director Andrea M. Stephen For For Management 1j Elect Director John M. Sullivan For For Management 2 Ratify KPMG LLP as Auditors For For Management 3 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 4 Amend Omnibus Stock Plan For For Management -------------------------------------------------------------------------------- THE SOUTHERN COMPANY Ticker: SO Security ID: 842587107 Meeting Date: MAY 25, 2016 Meeting Type: Annual Record Date: MAR 28, 2016 # Proposal Mgt Rec Vote Cast Sponsor 1a Elect Director Juanita Powell Baranco For For Management 1b Elect Director Jon A. Boscia For For Management 1c Elect Director Henry A. 'Hal' Clark, For For Management III 1d Elect Director Thomas A. Fanning For For Management 1e Elect Director David J. Grain For For Management 1f Elect Director Veronica M. Hagen For For Management 1g Elect Director Warren A. Hood, Jr. For For Management 1h Elect Director Linda P. Hudson For For Management 1i Elect Director Donald M. James For For Management 1j Elect Director John D. Johns For For Management 1k Elect Director Dale E. Klein For For Management 1l Elect Director William G. Smith, Jr. For For Management 1m Elect Director Steven R. Specker For For Management 1n Elect Director Larry D. Thompson For For Management 1o Elect Director E. Jenner Wood, III For For Management 2 Provide Proxy Access Right For For Management 3 Reduce Supermajority Vote Requirement For For Management 4 Eliminate Fair Price Provision For For Management 5 Permit Board to Amend Bylaws Without For For Management Shareholder Consent 6 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 7 Amend Omnibus Stock Plan For For Management 8 Ratify Deloitte & Touche as Auditors For For Management 9 Report on Strategy for Aligning with 2 Against For Shareholder Degree Scenario 10 Report on Financial Risks of Stranded Against For Shareholder Carbon Assets -------------------------------------------------------------------------------- THE TRAVELERS COMPANIES, INC. Ticker: TRV Security ID: 89417E109 Meeting Date: MAY 19, 2016 Meeting Type: Annual Record Date: MAR 21, 2016 # Proposal Mgt Rec Vote Cast Sponsor 1a Elect Director Alan L. Beller For For Management 1b Elect Director John H. Dasburg For For Management 1c Elect Director Janet M. Dolan For For Management 1d Elect Director Kenneth M. Duberstein For For Management 1e Elect Director Jay S. Fishman For For Management 1f Elect Director Patricia L. Higgins For For Management 1g Elect Director Thomas R. Hodgson For For Management 1h Elect Director William J. Kane For For Management 1i Elect Director Cleve L. Killingsworth, For For Management Jr. 1j Elect Director Philip T. (Pete) For For Management Ruegger, III 1k Elect Director Todd C. Schermerhorn For For Management 1l Elect Director Alan D. Schnitzer For For Management 1m Elect Director Donald J. Shepard For For Management 1n Elect Director Laurie J. Thomsen For For Management 2 Ratify KPMG LLP as Auditors For For Management 3 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 4 Amend Omnibus Stock Plan For For Management 5 Report on Political Contributions Against For Shareholder 6 Report on Lobbying Payments and Policy Against For Shareholder -------------------------------------------------------------------------------- THOMSON REUTERS CORPORATION Ticker: TRI Security ID: 884903105 Meeting Date: MAY 11, 2016 Meeting Type: Annual Record Date: MAR 18, 2016 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director David Thomson For For Management 1.2 Elect Director James C. Smith For For Management 1.3 Elect Director Sheila C. Bair For For Management 1.4 Elect Director David W. Binet For For Management 1.5 Elect Director Mary Cirillo For For Management 1.6 Elect Director W. Edmund Clark For For Management 1.7 Elect Director Michael E. Daniels For For Management 1.8 Elect Director Paul Thomas Jenkins For For Management 1.9 Elect Director Ken Olisa For For Management 1.10 Elect Director Vance K. Opperman For For Management 1.11 Elect Director Barry Salzberg For For Management 1.12 Elect Director Peter J. Thomson For For Management 1.13 Elect Director Wulf von Schimmelmann For For Management 2 Approve PricewaterhouseCoopers LLP as For For Management Auditors and Authorize Board to Fix Their Remuneration 3 Advisory Vote on Executive For For Management Compensation Approach -------------------------------------------------------------------------------- TIME WARNER INC. Ticker: TWX Security ID: 887317303 Meeting Date: JUN 17, 2016 Meeting Type: Annual Record Date: APR 20, 2016 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director James L. Barksdale For For Management 1.2 Elect Director William P. Barr For For Management 1.3 Elect Director Jeffrey L. Bewkes For For Management 1.4 Elect Director Stephen F. Bollenbach For For Management 1.5 Elect Director Robert C. Clark For For Management 1.6 Elect Director Mathias Dopfner For For Management 1.7 Elect Director Jessica P. Einhorn For For Management 1.8 Elect Director Carlos M. Gutierrez For For Management 1.9 Elect Director Fred Hassan For For Management 1.10 Elect Director Paul D. Wachter For For Management 1.11 Elect Director Deborah C. Wright For For Management 2 Ratify Ernst & Young LLP as Auditors For For Management 3 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation -------------------------------------------------------------------------------- TOTAL SA Ticker: FP Security ID: 89151E109 Meeting Date: MAY 24, 2016 Meeting Type: Annual/Special Record Date: APR 22, 2016 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Financial Statements and For For Management Statutory Reports 2 Approve Consolidated Financial For For Management Statements and Statutory Reports 3 Approve Allocation of Income and For For Management Dividends of EUR 2.44 per Share 4 Approve Stock Dividend Program (Cash For For Management or New Shares) 5 Authorize Repurchase of Up to 10 For For Management Percent of Issued Share Capital 6 Reelect Gerard Lamarche as Director For Against Management 7 Elect Maria Van der Hoeven as Director For For Management 8 Elect Jean Lemierre as Director For For Management 9 Elect Renata Perycz as Representative For For Management of Employee Shareholders to the Board A Elect Charles Keller as Representative Against Against Management of Employee Shareholders to the Board B Elect Werner Guyot as Representative Against Against Management of Employee Shareholders to the Board 10 Renew Appointment of Ernst and Young For For Management Audit as Auditor 11 Renew Appointment of KPMG SA as Auditor For For Management 12 Renew Appointment of Auditex as For For Management Alternate Auditor 13 Appoint Salustro Reydel SA as For For Management Alternate Auditor 14 Approve Auditors' Special Report on For For Management Related-Party Transactions Including a New Transaction with Thierry Desmarest 15 Approve Agreements with Patrick For For Management Pouyanne 16 Advisory Vote on Compensation of For For Management Thierry Desmarest, Chairman until Dec. 18, 2015 17 Advisory Vote on Compensation of For For Management Patrick Pouyanne, CEO until Dec. 18, 2015, CEO and Chairman since Dec. 19, 2015 18 Authorize Issuance of Equity or For For Management Equity-Linked Securities with Preemptive Rights and/or Capitalization of Reserves for Bonus Issue or Increase in Par Value up to Aggregate Nominal Amount of EUR 2.5 Billion 19 Authorize Issuance of Equity or For For Management Equity-Linked Securities without Preemptive Rights up to Aggregate Nominal Amount of EUR 600 Million 20 Approve Issuance of Equity or For For Management Equity-Linked Securities for Private Placements, up to Aggregate Nominal Amount of EUR 600 Million 21 Authorize Board to Increase Capital in For For Management the Event of Additional Demand Related to Delegation Submitted to Shareholder Vote Under Items 19 and 20 22 Authorize Capital Increase of up to 10 For For Management Percent of Issued Capital for Contributions in Kind 23 Authorize Capital Issuances for Use in For For Management Employee Stock Purchase Plans 24 Authorize up to 0.8 Percent of Issued For Against Management Capital for Use in Restricted Stock Plans 25 Authorize up to 0.75 Percent of Issued For Against Management Capital for Use in Stock Option Plans -------------------------------------------------------------------------------- UDR, INC. Ticker: UDR Security ID: 902653104 Meeting Date: MAY 12, 2016 Meeting Type: Annual Record Date: MAR 18, 2016 # Proposal Mgt Rec Vote Cast Sponsor 1a Elect Director Katherine A. Cattanach For For Management 1b Elect Director Robert P. Freeman For For Management 1c Elect Director Jon A. Grove For For Management 1d Elect Director Mary Ann King For For Management 1e Elect Director James D. Klingbeil For For Management 1f Elect Director Clint D. McDonnough For For Management 1g Elect Director Robert A. McNamara For For Management 1h Elect Director Mark R. Patterson For For Management 1i Elect Director Lynne B. Sagalyn For For Management 1j Elect Director Thomas W. Toomey For For Management 2 Ratify Ernst & Young LLP as Auditors For For Management 3 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation -------------------------------------------------------------------------------- UNILEVER NV Ticker: UNA Security ID: 904784709 Meeting Date: APR 21, 2016 Meeting Type: Annual Record Date: MAR 04, 2016 # Proposal Mgt Rec Vote Cast Sponsor 1 Discussion of the Annual Report and None None Management Accounts for the 2015 financial year 2 Approve Financial Statements and For For Management Allocation of Income 3 Approve Discharge of Executive Board For For Management Members 4 Approve Discharge of Non-Executive For For Management Board Members 5 Reelect N S Andersen as a For For Management Non-Executive Director 6 Reelect L M Cha as a Non-Executive For For Management Director 7 Reelect V Colao as a Non-Executive For For Management Director 8 Reelect L O Fresco as Non-Executive For For Management Director 9 Reelect A M Fudge as Non-Executive For For Management Director 10 Elect J Hartmann as a Non-Executive For For Management Director 11 Reelect M Ma as a Non-Executive For For Management Director 12 Reelect P G J M Polman as an Executive For For Management Director 13 Reelect J Rishton as a Non-Executive For For Management Director 14 Reelect F Sijbesma as a Non-Executive For For Management Director 15 Elect M Dekkers as a Non-Executive For For Management Director 16 Elect S Masiyiwa as a Non-Executive For For Management Director 17 Elect Y Moon as a Non-Executive For For Management Director 18 Elect G Pitkethly as an Executive For For Management Director 19 Ratify KPMG as Auditors For For Management 20 Grant Board Authority to Issue Shares For For Management Up To 10 Percent of Issued Capital Plus Additional 10 Percent in Case of Takeover/Merger and Restricting/Excluding Preemptive Rights 21 Authorize Repurchase of Up to 10 For For Management Percent of Issued Share Capital 22 Approve Cancellation of Repurchased For For Management Shares 23 Close Meeting None None Management -------------------------------------------------------------------------------- UNILEVER PLC Ticker: ULVR Security ID: 904767704 Meeting Date: APR 20, 2016 Meeting Type: Annual Record Date: MAR 04, 2016 # Proposal Mgt Rec Vote Cast Sponsor 1 Accept Financial Statements and For For Management Statutory Reports 2 Approve Remuneration Report For For Management 3 Re-elect Nils Andersen as Director For For Management 4 Re-elect Laura Cha as Director For For Management 5 Re-elect Vittorio Colao as Director For For Management 6 Re-elect Louise Fresco as Director For For Management 7 Re-elect Ann Fudge as Director For For Management 8 Re-elect Dr Judith Hartmann as Director For For Management 9 Re-elect Mary Ma as Director For For Management 10 Re-elect Paul Polman as Director For For Management 11 Re-elect John Rishton as Director For For Management 12 Re-elect Feike Sijbesma as Director For For Management 13 Elect Dr Marijn Dekkers as Director For For Management 14 Elect Strive Masiyiwa as Director For For Management 15 Elect Youngme Moon as Director For For Management 16 Elect Graeme Pitkethly as Director For For Management 17 Reappoint KPMG LLP as Auditors For For Management 18 Authorise Board to Fix Remuneration of For For Management Auditors 19 Authorise EU Political Donations and For For Management Expenditure 20 Authorise Issue of Equity with For For Management Pre-emptive Rights 21 Authorise Issue of Equity without For For Management Pre-emptive Rights 22 Authorise Market Purchase of Ordinary For For Management Shares 23 Authorise the Company to Call General For For Management Meeting with Two Weeks' Notice -------------------------------------------------------------------------------- VENTAS, INC. Ticker: VTR Security ID: 92276F100 Meeting Date: MAY 10, 2016 Meeting Type: Annual Record Date: MAR 14, 2016 # Proposal Mgt Rec Vote Cast Sponsor 1A Elect Director Melody C. Barnes For For Management 1B Elect Director Debra A. Cafaro For For Management 1C Elect Director Jay M. Gellert For For Management 1D Elect Director Richard I. Gilchrist For For Management 1E Elect Director Matthew J. Lustig For For Management 1F Elect Director Douglas M. Pasquale For For Management 1G Elect Director Robert D. Reed For For Management 1H Elect Director Glenn J. Rufrano For For Management 1I Elect Director James D. Shelton For For Management 2 Ratify KPMG LLP as Auditors For For Management 3 Advisory Vote to Ratify Named For Against Management Executive Officers' Compensation -------------------------------------------------------------------------------- VERIZON COMMUNICATIONS INC. Ticker: VZ Security ID: 92343V104 Meeting Date: MAY 05, 2016 Meeting Type: Annual Record Date: MAR 07, 2016 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Shellye L. Archambeau For For Management 1.2 Elect Director Mark T. Bertolini For For Management 1.3 Elect Director Richard L. Carrion For For Management 1.4 Elect Director Melanie L. Healey For For Management 1.5 Elect Director M. Frances Keeth For For Management 1.6 Elect Director Karl-Ludwig Kley For For Management 1.7 Elect Director Lowell C. McAdam For For Management 1.8 Elect Director Donald T. Nicolaisen For For Management 1.9 Elect Director Clarence Otis, Jr. For For Management 1.10 Elect Director Rodney E. Slater For For Management 1.11 Elect Director Kathryn A. Tesija For For Management 1.12 Elect Director Gregory D. Wasson For For Management 1.13 Elect Director Gregory G. Weaver For For Management 2 Ratify Ernst & Young LLP as Auditors For For Management 3 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 4 Adopt Quantitative Renewable Energy Against Against Shareholder Goals 5 Report on Indirect Political Against For Shareholder Contributions 6 Report on Lobbying Payments and Policy Against For Shareholder 7 Require Independent Board Chairman Against Against Shareholder 8 Submit Severance Agreement Against For Shareholder (Change-in-Control) to Shareholder Vote 9 Stock Retention/Holding Period Against Against Shareholder -------------------------------------------------------------------------------- VODAFONE GROUP PLC Ticker: VOD Security ID: 92857W308 Meeting Date: JUL 28, 2015 Meeting Type: Annual Record Date: JUN 16, 2015 # Proposal Mgt Rec Vote Cast Sponsor 21 Authority to Set General Meeting For Against Management Notice Period at 14 Days -------------------------------------------------------------------------------- VODAFONE GROUP PLC Ticker: VOD Security ID: 92857W308 Meeting Date: JUL 28, 2015 Meeting Type: Annual Record Date: JUN 16, 2015 # Proposal Mgt Rec Vote Cast Sponsor 1 Accounts and Reports For For Management 2 Elect Gerard Kleisterlee For For Management 3 Elect Vittorio Colao For For Management 4 Elect Nicholas J. Read For For Management 5 Elect Sir Crispin Davis For For Management 6 Elect Mathias Dopfner For For Management 7 Elect Clara Furse For For Management 8 Elect Valerie F. Gooding For For Management 9 Elect Renee J. James For For Management 10 Elect Samuel E. Jonah For For Management 11 Elect Nick Land For For Management 12 Elect Philip Yea For For Management 13 Allocation of Profits/Dividends For For Management 14 Remuneration Report (Advisory) For For Management 15 Appointment of Auditor For For Management 16 Authority to Set Auditor's Fees For For Management 17 Authority to Issue Shares w/ For For Management Preemptive Rights 18 Authority to Issue Shares w/o For For Management Preemptive Rights 19 Authority to Repurchase Shares For For Management 20 Authorisation of Political Donations For For Management -------------------------------------------------------------------------------- W. P. CAREY INC. Ticker: WPC Security ID: 92936U109 Meeting Date: JUN 16, 2016 Meeting Type: Annual Record Date: APR 13, 2016 # Proposal Mgt Rec Vote Cast Sponsor 1a Elect Director Nathaniel S. Coolidge For For Management 1b Elect Director Mark J. DeCesaris For For Management 1c Elect Director Benjamin H. Griswold, IV For For Management 1d Elect Director Axel K.A. Hansing For For Management 1e Elect Director Jean Hoysradt For For Management 1f Elect Director Richard C. Marston For For Management 1g Elect Director Robert E. Mittelstaedt, For For Management Jr. 1h Elect Director Charles E. Parente For For Management 1i Elect Director Mary M. VanDeWeghe For For Management 1j Elect Director Nick J.M. van Ommen For For Management 1k Elect Director Karsten von Koller For For Management 1l Elect Director Reginald Winssinger For For Management 2 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 3 Ratify PricewaterhouseCoopers LLP as For For Management Auditors -------------------------------------------------------------------------------- W.W. GRAINGER, INC. Ticker: GWW Security ID: 384802104 Meeting Date: APR 27, 2016 Meeting Type: Annual Record Date: MAR 07, 2016 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Rodney C. Adkins For For Management 1.2 Elect Director Brian P. Anderson For For Management 1.3 Elect Director V. Ann Hailey For For Management 1.4 Elect Director Stuart L. Levenick For For Management 1.5 Elect Director Neil S. Novich For For Management 1.6 Elect Director Michael J. Roberts For For Management 1.7 Elect Director Gary L. Rogers For For Management 1.8 Elect Director James T. Ryan For For Management 1.9 Elect Director E. Scott Santi For For Management 1.10 Elect Director James D. Slavik For For Management 2 Ratify Ernst & Young LLP as Auditors For For Management 3 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation -------------------------------------------------------------------------------- WAL-MART STORES, INC. Ticker: WMT Security ID: 931142103 Meeting Date: JUN 03, 2016 Meeting Type: Annual Record Date: APR 08, 2016 # Proposal Mgt Rec Vote Cast Sponsor 1a Elect Director James I. Cash, Jr. For For Management 1b Elect Director Pamela J. Craig For For Management 1c Elect Director Timothy P. Flynn For For Management 1d Elect Director Thomas W. Horton For For Management 1e Elect Director Marissa A. Mayer For For Management 1f Elect Director C. Douglas McMillon For For Management 1g Elect Director Gregory B. Penner For For Management 1h Elect Director Steven S. Reinemund For For Management 1i Elect Director Kevin Y. Systrom For For Management 1j Elect Director S. Robson Walton For For Management 1k Elect Director Steuart L. Walton For For Management 1l Elect Director Linda S. Wolf For For Management 2 Advisory Vote to Ratify Named For Against Management Executive Officers' Compensation 3 Amend Qualified Employee Stock For For Management Purchase Plan 4 Ratify Ernst & Young LLP as Auditors For For Management 5 Require Independent Board Chairman Against For Shareholder 6 Report on Incentive Compensation Plans Against For Shareholder 7 Report on Guidelines for Country Against Against Shareholder Selection -------------------------------------------------------------------------------- WASTE MANAGEMENT, INC. Ticker: WM Security ID: 94106L109 Meeting Date: MAY 12, 2016 Meeting Type: Annual Record Date: MAR 15, 2016 # Proposal Mgt Rec Vote Cast Sponsor 1a Elect Director Bradbury H. Anderson For For Management 1b Elect Director Frank M. Clark, Jr. For For Management 1c Elect Director Andres R. Gluski For For Management 1d Elect Director Patrick W. Gross For For Management 1e Elect Director Victoria M. Holt For For Management 1f Elect Director Kathleen M. Mazzarella For For Management 1g Elect Director John C. Pope For For Management 1h Elect Director W. Robert Reum For For Management 1i Elect Director David P. Steiner For For Management 1j Elect Director Thomas H. Weidemeyer For For Management 2 Ratify Ernst & Young LLP as Auditors For For Management 3 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 4 Pro-rata Vesting of Equity Awards Against For Shareholder -------------------------------------------------------------------------------- WELLTOWER INC. Ticker: HCN Security ID: 95040Q104 Meeting Date: MAY 05, 2016 Meeting Type: Annual Record Date: MAR 08, 2016 # Proposal Mgt Rec Vote Cast Sponsor 1a Elect Director Kenneth J. Bacon For For Management 1b Elect Director Thomas J. DeRosa For For Management 1c Elect Director Jeffrey H. Donahue For For Management 1d Elect Director Fred S. Klipsch For For Management 1e Elect Director Geoffrey G. Meyers For For Management 1f Elect Director Timothy J. Naughton For For Management 1g Elect Director Sharon M. Oster For For Management 1h Elect Director Judith C. Pelham For For Management 1i Elect Director Sergio D. Rivera For For Management 1j Elect Director R. Scott Trumbull For For Management 2 Ratify Ernst & Young LLP as Auditors For For Management 3 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 4 Approve Omnibus Stock Plan For For Management -------------------------------------------------------------------------------- WEYERHAEUSER CO. Ticker: WY Security ID: 962166104 Meeting Date: FEB 12, 2016 Meeting Type: Special Record Date: DEC 28, 2015 # Proposal Mgt Rec Vote Cast Sponsor 1 Merger For For Management 2 Right to Adjourn Meeting For For Management ============= GUGGENHEIM DOW JONES INDUSTRIAL AVERAGE DIVIDEND ETF ============= 3M COMPANY Ticker: MMM Security ID: 88579Y101 Meeting Date: MAY 10, 2016 Meeting Type: Annual Record Date: MAR 11, 2016 # Proposal Mgt Rec Vote Cast Sponsor 1a Elect Director Sondra L. Barbour For For Management 1b Elect Director Thomas 'Tony' K. Brown For For Management 1c Elect Director Vance D. Coffman For For Management 1d Elect Director David B. Dillon For For Management 1e Elect Director Michael L. Eskew For For Management 1f Elect Director Herbert L. Henkel For For Management 1g Elect Director Muhtar Kent For For Management 1h Elect Director Edward M. Liddy For For Management 1i Elect Director Gregory R. Page For For Management 1j Elect Director Inge G. Thulin For For Management 1k Elect Director Robert J. Ulrich For For Management 1l Elect Director Patricia A. Woertz For For Management 2 Ratify PricewaterhouseCoopers LLP as For For Management Auditors 3 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 4 Approve Omnibus Stock Plan For For Management 5 Reduce Ownership Threshold for Against For Shareholder Shareholders to Call Special Meetings 6 Exclude the Impact of Stock Buyback Against Against Shareholder Programs on the Financial Metrics on which CEO Pay is Based -------------------------------------------------------------------------------- AMERICAN EXPRESS COMPANY Ticker: AXP Security ID: 025816109 Meeting Date: MAY 02, 2016 Meeting Type: Annual Record Date: MAR 04, 2016 # Proposal Mgt Rec Vote Cast Sponsor 1a Elect Director Charlene Barshefsky For For Management 1b Elect Director Ursula M. Burns For For Management 1c Elect Director Kenneth I. Chenault For For Management 1d Elect Director Peter Chernin For For Management 1e Elect Director Ralph de la Vega For For Management 1f Elect Director Anne L. Lauvergeon For For Management 1g Elect Director Michael O. Leavitt For For Management 1h Elect Director Theodore J. Leonsis For For Management 1i Elect Director Richard C. Levin For For Management 1j Elect Director Samuel J. Palmisano For For Management 1k Elect Director Daniel L. Vasella For For Management 1l Elect Director Robert D. Walter For For Management 1m Elect Director Ronald A. Williams For For Management 2 Ratify PricewaterhouseCoopers LLP as For For Management Auditors 3 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 4 Approve Omnibus Stock Plan For For Management 5 Prepare Employment Diversity Report Against For Shareholder 6 Report on Board Oversight of Privacy Against For Shareholder and Data Security and Requests for Customer Information 7 Provide Right to Act by Written Consent Against For Shareholder 8 Report on Lobbying Payments and Policy Against Against Shareholder 9 Require Independent Board Chairman Against For Shareholder -------------------------------------------------------------------------------- APPLE INC. Ticker: AAPL Security ID: 037833100 Meeting Date: FEB 26, 2016 Meeting Type: Annual Record Date: DEC 28, 2015 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director James Bell For For Management 1.2 Elect Director Tim Cook For For Management 1.3 Elect Director Al Gore For For Management 1.4 Elect Director Bob Iger For For Management 1.5 Elect Director Andrea Jung For For Management 1.6 Elect Director Art Levinson For For Management 1.7 Elect Director Ron Sugar For For Management 1.8 Elect Director Sue Wagner For For Management 2 Ratify Ernst & Young LLP as Auditors For For Management 3 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 4 Amend Omnibus Stock Plan For For Management 5 Create Feasibility Plan for Net-Zero Against Against Shareholder GHG Emissions, Including for Major Suppliers 6 Adopt Policy to Increase Diversity of Against Against Shareholder Senior Management and Board of Directors 7 Report on Guidelines for Country Against Against Shareholder Selection 8 Adopt Proxy Access Right Against For Shareholder -------------------------------------------------------------------------------- CATERPILLAR INC. Ticker: CAT Security ID: 149123101 Meeting Date: JUN 08, 2016 Meeting Type: Annual Record Date: APR 11, 2016 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director David L. Calhoun For For Management 1.2 Elect Director Daniel M. Dickinson For For Management 1.3 Elect Director Juan Gallardo For For Management 1.4 Elect Director Jesse J. Greene, Jr. For For Management 1.5 Elect Director Jon M. Huntsman, Jr. For For Management 1.6 Elect Director Dennis A. Muilenburg For For Management 1.7 Elect Director Douglas R. Oberhelman For For Management 1.8 Elect Director William A. Osborn For For Management 1.9 Elect Director Debra L. Reed For For Management 1.10 Elect Director Edward B. Rust, Jr. For For Management 1.11 Elect Director Susan C. Schwab For For Management 1.12 Elect Director Miles D. White For For Management 2 Ratify PricewaterhouseCoopers as For For Management Auditors 3 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 4 Report on Lobbying Payments and Policy Against For Shareholder 5 Provide Right to Act by Written Consent Against For Shareholder 6 Require Independent Board Chairman Against For Shareholder -------------------------------------------------------------------------------- CHEVRON CORPORATION Ticker: CVX Security ID: 166764100 Meeting Date: MAY 25, 2016 Meeting Type: Annual Record Date: MAR 30, 2016 # Proposal Mgt Rec Vote Cast Sponsor 1a Elect Director Alexander B. Cummings, None None Management Jr. - Resigned 1b Elect Director Linnet F. Deily For For Management 1c Elect Director Robert E. Denham For For Management 1d Elect Director Alice P. Gast For For Management 1e Elect Director Enrique Hernandez, Jr. For For Management 1f Elect Director Jon M. Huntsman, Jr. For For Management 1g Elect Director Charles W. Moorman, IV For For Management 1h Elect Director John G. Stumpf For For Management 1i Elect Director Ronald D. Sugar For For Management 1j Elect Director Inge G. Thulin For For Management 1k Elect Director John S. Watson For For Management 2 Ratify PricewaterhouseCoopers LLP as For For Management Auditors 3 Advisory Vote to Ratify Named For Against Management Executive Officers' Compensation 4 Approve Non-Employee Director Omnibus For For Management Stock Plan 5 Report on Lobbying Payments and Policy Against For Shareholder 6 Adopt Quantitative GHG Goals for Against Against Shareholder Products and Operations 7 Annually Assess Portfolio Impacts of Against For Shareholder Policies to Meet 2 Degree Scenario 8 Annually Report Reserve Replacements Against Against Shareholder in BTUs 9 Increase Return of Capital to Against Against Shareholder Shareholders in Light of Climate Change Risks 10 Report on the Result of Efforts to Against For Shareholder Minimize Hydraulic Fracturing Impacts 11 Require Director Nominee with Against For Shareholder Environmental Experience 12 Amend Bylaws -- Call Special Meetings Against For Shareholder -------------------------------------------------------------------------------- E. I. DU PONT DE NEMOURS AND COMPANY Ticker: DD Security ID: 263534109 Meeting Date: APR 27, 2016 Meeting Type: Annual Record Date: MAR 07, 2016 # Proposal Mgt Rec Vote Cast Sponsor 1a Elect Director Lamberto Andreotti For For Management 1b Elect Director Edward D. Breen For For Management 1c Elect Director Robert A. Brown For For Management 1d Elect Director Alexander M. Cutler For For Management 1e Elect Director Eleuthere I. du Pont For For Management 1f Elect Director James L. Gallogly For For Management 1g Elect Director Marillyn A. Hewson For For Management 1h Elect Director Lois D. Juliber For Against Management 1i Elect Director Ulf M. ('Mark') For For Management Schneider 1j Elect Director Lee M. Thomas For For Management 1k Elect Director Patrick J. Ward For For Management 2 Amend Omnibus Stock Plan For For Management 3 Ratify PricewaterhouseCoopers LLP as For For Management Auditors 4 Advisory Vote to Ratify Named For Against Management Executive Officers' Compensation 5 Create Employee Advisory Position for Against Against Shareholder Board 6 Report on Supply Chain Impact on Against For Shareholder Deforestation 7 Report on Accident Reduction Efforts Against For Shareholder -------------------------------------------------------------------------------- EXXON MOBIL CORPORATION Ticker: XOM Security ID: 30231G102 Meeting Date: MAY 25, 2016 Meeting Type: Annual Record Date: APR 06, 2016 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Michael J. Boskin For For Management 1.2 Elect Director Peter Brabeck-Letmathe For For Management 1.3 Elect Director Angela F. Braly For For Management 1.4 Elect Director Ursula M. Burns For For Management 1.5 Elect Director Larry R. Faulkner For For Management 1.6 Elect Director Jay S. Fishman For For Management 1.7 Elect Director Henrietta H. Fore For For Management 1.8 Elect Director Kenneth C. Frazier For For Management 1.9 Elect Director Douglas R. Oberhelman For For Management 1.10 Elect Director Samuel J. Palmisano For For Management 1.11 Elect Director Steven S. Reinemund For For Management 1.12 Elect Director Rex W. Tillerson For For Management 1.13 Elect Director William C. Weldon For For Management 1.14 Elect Director Darren W. Woods For For Management 2 Ratify PricewaterhouseCoopers LLP as For For Management Auditors 3 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 4 Require Independent Board Chairman Against For Shareholder 5 Require Director Nominee with Against For Shareholder Environmental Experience 6 Seek Sale of Company/Assets Against Against Shareholder 7 Proxy Access Against For Shareholder 8 Disclose Percentage of Females at Each Against Against Shareholder Percentile of Compensation 9 Report on Lobbying Payments and Policy Against For Shareholder 10 Increase Return of Capital to Against Against Shareholder Shareholders in Light of Climate Change Risks 11 Adopt Policy Acknowledging the Against For Shareholder Imperative for 2 Degree Limit 12 Annually Assess Portfolio Impacts of Against For Shareholder Policies to Meet 2 Degree Scenario 13 Annually Report Reserve Replacements Against Against Shareholder in BTUs 14 Report on the Result of Efforts to Against For Shareholder Minimize Hydraulic Fracturing Impacts -------------------------------------------------------------------------------- GENERAL ELECTRIC COMPANY Ticker: GE Security ID: 369604103 Meeting Date: APR 27, 2016 Meeting Type: Annual Record Date: FEB 29, 2016 # Proposal Mgt Rec Vote Cast Sponsor A1 Elect Director Sebastien M. Bazin For For Management A2 Elect Director W. Geoffrey Beattie For For Management A3 Elect Director John J. Brennan For For Management A4 Elect Director Francisco D' Souza For For Management A5 Elect Director Marijn E. Dekkers For For Management A6 Elect Director Peter B. Henry For For Management A7 Elect Director Susan J. Hockfield For For Management A8 Elect Director Jeffrey R. Immelt For For Management A9 Elect Director Andrea Jung For For Management A10 Elect Director Robert W. Lane For For Management A11 Elect Director Rochelle B. Lazarus For For Management A12 Elect Director Lowell C. McAdam For For Management A13 Elect Director James J. Mulva For For Management A14 Elect Director James E. Rohr For For Management A15 Elect Director Mary L. Schapiro For For Management A16 Elect Director James S. Tisch For For Management B1 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation B2 Ratify KPMG LLP as Auditors For For Management C1 Report on Lobbying Payments and Policy Against For Shareholder C2 Require Independent Board Chairman Against Against Shareholder C3 Adopt Holy Land Principles Against Against Shareholder C4 Restore or Provide for Cumulative Against Against Shareholder Voting C5 Performance-Based and/or Time-Based Against Against Shareholder Equity Awards C6 Report on Guidelines for Country Against Against Shareholder Selection -------------------------------------------------------------------------------- INTEL CORPORATION Ticker: INTC Security ID: 458140100 Meeting Date: MAY 19, 2016 Meeting Type: Annual Record Date: MAR 21, 2016 # Proposal Mgt Rec Vote Cast Sponsor 1a Elect Director Charlene Barshefsky For For Management 1b Elect Director Aneel Bhusri For For Management 1c Elect Director Andy D. Bryant For For Management 1d Elect Director John J. Donahoe For For Management 1e Elect Director Reed E. Hundt For For Management 1f Elect Director Brian M. Krzanich For For Management 1g Elect Director James D. Plummer For For Management 1h Elect Director David S. Pottruck For For Management 1i Elect Director Frank D. Yeary For For Management 1j Elect Director David B. Yoffie For For Management 2 Ratify Ernst & Young LLP as Auditors For For Management 3 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 4 Adopt Holy Land Principles Against Against Shareholder 5 Provide Right to Act by Written Consent Against For Shareholder 6 Provide Vote Counting to Exclude Against Against Shareholder Abstentions -------------------------------------------------------------------------------- INTERNATIONAL BUSINESS MACHINES CORPORATION Ticker: IBM Security ID: 459200101 Meeting Date: APR 26, 2016 Meeting Type: Annual Record Date: FEB 26, 2016 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Kenneth I. Chenault For For Management 1.2 Elect Director Michael L. Eskew For For Management 1.3 Elect Director David N. Farr For For Management 1.4 Elect Director Mark Fields For For Management 1.5 Elect Director Alex Gorsky For For Management 1.6 Elect Director Shirley Ann Jackson For For Management 1.7 Elect Director Andrew N. Liveris For For Management 1.8 Elect Director W. James McNerney, Jr. For For Management 1.9 Elect Director Hutham S. Olayan For For Management 1.10 Elect Director James W. Owens For For Management 1.11 Elect Director Virginia M. Rometty For For Management 1.12 Elect Director Joan E. Spero For For Management 1.13 Elect Director Sidney Taurel For For Management 1.14 Elect Director Peter R. Voser For For Management 2 Ratify PricewaterhouseCoopers LLP as For For Management Auditors 3 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 4 Report on Lobbying Payments and Policy Against For Shareholder 5 Provide Right to Act by Written Consent Against For Shareholder 6 Require Independent Board Chairman Against For Shareholder -------------------------------------------------------------------------------- JOHNSON & JOHNSON Ticker: JNJ Security ID: 478160104 Meeting Date: APR 28, 2016 Meeting Type: Annual Record Date: MAR 01, 2016 # Proposal Mgt Rec Vote Cast Sponsor 1a Elect Director Mary C. Beckerle For For Management 1b Elect Director D. Scott Davis For For Management 1c Elect Director Ian E. L. Davis For For Management 1d Elect Director Alex Gorsky For For Management 1e Elect Director Susan L. Lindquist For For Management 1f Elect Director Mark B. McClellan For For Management 1g Elect Director Anne M. Mulcahy For For Management 1h Elect Director William D. Perez For For Management 1i Elect Director Charles Prince For For Management 1j Elect Director A. Eugene Washington For For Management 1k Elect Director Ronald A. Williams For For Management 2 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 3 Ratify PricewaterhouseCoopers LLP as For For Management Auditors 4 Adopt a Payout Policy Giving Against Against Shareholder Preference to Share Buybacks Over Dividends 5 Require Independent Board Chairman Against For Shareholder 6 Report on Lobbying Payments and Policy Against Against Shareholder 7 Report on Policies for Safe Disposal Against Against Shareholder of Prescription Drugs by Users -------------------------------------------------------------------------------- JPMORGAN CHASE & CO. Ticker: JPM Security ID: 46625H100 Meeting Date: MAY 17, 2016 Meeting Type: Annual Record Date: MAR 18, 2016 # Proposal Mgt Rec Vote Cast Sponsor 1a Elect Director Linda B. Bammann For For Management 1b Elect Director James A. Bell For For Management 1c Elect Director Crandall C. Bowles For For Management 1d Elect Director Stephen B. Burke For For Management 1e Elect Director James S. Crown For For Management 1f Elect Director James Dimon For For Management 1g Elect Director Timothy P. Flynn For For Management 1h Elect Director Laban P. Jackson, Jr. For For Management 1i Elect Director Michael A. Neal For For Management 1j Elect Director Lee R. Raymond For For Management 1k Elect Director William C. Weldon For For Management 2 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 3 Ratify PricewaterhouseCoopers LLP as For For Management Auditors 4 Require Independent Board Chairman Against For Shareholder 5 Provide Vote Counting to Exclude Against Against Shareholder Abstentions 6 Prohibit Accelerated Vesting of Awards Against For Shareholder to Pursue Government Service 7 Appoint Committee to Explore the Against Against Shareholder Feasibly to Divest Non-Core Banking Segments 8 Clawback Amendment Against Against Shareholder 9 Adopt Executive Compensation Against Against Shareholder Philosophy with Social Factors -------------------------------------------------------------------------------- MCDONALD'S CORPORATION Ticker: MCD Security ID: 580135101 Meeting Date: MAY 26, 2016 Meeting Type: Annual Record Date: MAR 28, 2016 # Proposal Mgt Rec Vote Cast Sponsor 1a Elect Director Lloyd Dean For For Management 1b Elect Director Stephen Easterbrook For For Management 1c Elect Director Robert Eckert For For Management 1d Elect Director Margaret Georgiadis For For Management 1e Elect Director Enrique Hernandez, Jr. For For Management 1f Elect Director Jeanne Jackson For For Management 1g Elect Director Richard Lenny For For Management 1h Elect Director Walter Massey For For Management 1i Elect Director John Mulligan For For Management 1j Elect Director Sheila Penrose For For Management 1k Elect Director John Rogers, Jr. For For Management 1l Elect Director Miles White For For Management 2 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 3 Ratify Ernst & Young LLP as Auditors For For Management 4 Provide Vote Counting to Exclude Against Against Shareholder Abstentions 5 Provide Right to Act by Written Consent Against For Shareholder 6 Adopt Holy Land Principles Against Against Shareholder 7 Adopt Policy to Ban Non-Therapeutic Against For Shareholder Use of Antibiotics in Meat Supply Chain 8 Report on Consistency Between Against Against Shareholder Corporate Values and Political Contributions 9 Report on Consistency Between Against Against Shareholder Corporate Values and Political Activities -------------------------------------------------------------------------------- MERCK & CO., INC. Ticker: MRK Security ID: 58933Y105 Meeting Date: MAY 24, 2016 Meeting Type: Annual Record Date: MAR 31, 2016 # Proposal Mgt Rec Vote Cast Sponsor 1a Elect Director Leslie A. Brun For For Management 1b Elect Director Thomas R. Cech For For Management 1c Elect Director Pamela J. Craig For For Management 1d Elect Director Kenneth C. Frazier For For Management 1e Elect Director Thomas H. Glocer For For Management 1f Elect Director C. Robert Kidder For For Management 1g Elect Director Rochelle B. Lazarus For For Management 1h Elect Director Carlos E. Represas For For Management 1i Elect Director Paul B. Rothman For For Management 1j Elect Director Patricia F. Russo For For Management 1k Elect Director Craig B. Thompson For For Management 1l Elect Director Wendell P. Weeks For For Management 1m Elect Director Peter C. Wendell For For Management 2 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 3 Ratify PricewaterhouseCoopers LLP as For For Management Auditors 4 Provide Right to Act by Written Consent Against For Shareholder 5 Require Independent Board Chairman Against For Shareholder 6 Report on Policies for Safe Disposal Against Against Shareholder of Prescription Drugs by Users -------------------------------------------------------------------------------- PFIZER INC. Ticker: PFE Security ID: 717081103 Meeting Date: APR 28, 2016 Meeting Type: Annual Record Date: MAR 01, 2016 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Dennis A. Ausiello For For Management 1.2 Elect Director W. Don Cornwell For For Management 1.3 Elect Director Joseph J. Echevarria For For Management 1.4 Elect Director Frances D. Fergusson For For Management 1.5 Elect Director Helen H. Hobbs For For Management 1.6 Elect Director James M. Kilts For For Management 1.7 Elect Director Shantanu Narayen For For Management 1.8 Elect Director Suzanne Nora Johnson For For Management 1.9 Elect Director Ian C. Read For For Management 1.10 Elect Director Stephen W. Sanger For For Management 1.11 Elect Director James C. Smith For For Management 2 Ratify KPMG LLP as Auditors For For Management 3 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 4 Report on Lobbying Payments and Policy Against For Shareholder 5 Give Shareholders Final Say on Against Against Shareholder Election of Directors 6 Provide Right to Act by Written Consent Against For Shareholder 7 Prohibit Tax Gross-ups on Inversions Against Against Shareholder -------------------------------------------------------------------------------- THE BOEING COMPANY Ticker: BA Security ID: 097023105 Meeting Date: MAY 02, 2016 Meeting Type: Annual Record Date: MAR 03, 2016 # Proposal Mgt Rec Vote Cast Sponsor 1a Elect Director David L. Calhoun For For Management 1b Elect Director Arthur D. Collins, Jr. For For Management 1c Elect Director Kenneth M. Duberstein For For Management 1d Elect Director Edmund P. Giambastiani, For For Management Jr. 1e Elect Director Lynn J. Good For For Management 1f Elect Director Lawrence W. Kellner For For Management 1g Elect Director Edward M. Liddy For For Management 1h Elect Director Dennis A. Muilenburg For For Management 1i Elect Director Susan C. Schwab For For Management 1j Elect Director Randall L. Stephenson For For Management 1k Elect Director Ronald A. Williams For For Management 1l Elect Director Mike S. Zafirovski For For Management 2 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 3 Ratify Deloitte & Touche LLP as For For Management Auditors 4 Report on Lobbying Payments and Policy Against For Shareholder 5 Reduce Ownership Threshold for Against For Shareholder Shareholders to Call Special Meeting 6 Require Independent Board Chairman Against Against Shareholder 7 Report on Weapon Sales to Israel Against Against Shareholder -------------------------------------------------------------------------------- THE COCA-COLA COMPANY Ticker: KO Security ID: 191216100 Meeting Date: APR 27, 2016 Meeting Type: Annual Record Date: FEB 29, 2016 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Herbert A. Allen For For Management 1.2 Elect Director Ronald W. Allen For For Management 1.3 Elect Director Marc Bolland For For Management 1.4 Elect Director Ana Botin For For Management 1.5 Elect Director Howard G. Buffett For For Management 1.6 Elect Director Richard M. Daley For For Management 1.7 Elect Director Barry Diller For For Management 1.8 Elect Director Helene D. Gayle For For Management 1.9 Elect Director Evan G. Greenberg For For Management 1.10 Elect Director Alexis M. Herman For For Management 1.11 Elect Director Muhtar Kent For For Management 1.12 Elect Director Robert A. Kotick For For Management 1.13 Elect Director Maria Elena Lagomasino For For Management 1.14 Elect Director Sam Nunn For For Management 1.15 Elect Director David B. Weinberg For For Management 2 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 3 Amend Executive Incentive Bonus Plan For For Management 4 Ratify Ernst & Young LLP as Auditors For For Management 5 Adopt Holy Land Principles Against Against Shareholder 6 Limit/Prohibit Accelerated Vesting of Against Against Shareholder Awards 7 Report on Consistency Between Against Against Shareholder Corporate Values and Political Contributions -------------------------------------------------------------------------------- THE GOLDMAN SACHS GROUP, INC. Ticker: GS Security ID: 38141G104 Meeting Date: MAY 20, 2016 Meeting Type: Annual Record Date: MAR 21, 2016 # Proposal Mgt Rec Vote Cast Sponsor 1a Elect Director Lloyd C. Blankfein For For Management 1b Elect Director M. Michele Burns For For Management 1c Elect Director Gary D. Cohn For For Management 1d Elect Director Mark Flaherty For For Management 1e Elect Director William W. George For For Management 1f Elect Director James A. Johnson For For Management 1g Elect Director Lakshmi N. Mittal For Against Management 1h Elect Director Adebayo O. Ogunlesi For For Management 1i Elect Director Peter Oppenheimer For For Management 1j Elect Director Debora L. Spar For For Management 1k Elect Director Mark E. Tucker For For Management 1l Elect Director David A. Viniar For For Management 1m Elect Director Mark O. Winkelman For For Management 2 Advisory Vote to Ratify Named For Against Management Executive Officers' Compensation 3 Ratify PricewaterhouseCoopers LLP as For For Management Auditors 4 Prohibit Accelerated Vesting of Awards Against Against Shareholder to Pursue Government Service 5 Provide Vote Counting to Exclude Against Against Shareholder Abstentions 6 Require Independent Board Chairman Against For Shareholder -------------------------------------------------------------------------------- THE HOME DEPOT, INC. Ticker: HD Security ID: 437076102 Meeting Date: MAY 19, 2016 Meeting Type: Annual Record Date: MAR 21, 2016 # Proposal Mgt Rec Vote Cast Sponsor 1a Elect Director Gerard J. Arpey For For Management 1b Elect Director Ari Bousbib For For Management 1c Elect Director Gregory D. Brenneman For For Management 1d Elect Director J. Frank Brown For For Management 1e Elect Director Albert P. Carey For For Management 1f Elect Director Armando Codina For For Management 1g Elect Director Helena B. Foulkes For For Management 1h Elect Director Linda R. Gooden For For Management 1i Elect Director Wayne M. Hewett For For Management 1j Elect Director Karen L. Katen For For Management 1k Elect Director Craig A. Menear For For Management 1l Elect Director Mark Vadon For For Management 2 Ratify KPMG LLP as Auditors For For Management 3 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 4 Prepare Employment Diversity Report Against For Shareholder and Report on Diversity Policies 5 Reduce Ownership Threshold for Against For Shareholder Shareholders to Call Special Meeting -------------------------------------------------------------------------------- THE TRAVELERS COMPANIES, INC. Ticker: TRV Security ID: 89417E109 Meeting Date: MAY 19, 2016 Meeting Type: Annual Record Date: MAR 21, 2016 # Proposal Mgt Rec Vote Cast Sponsor 1a Elect Director Alan L. Beller For For Management 1b Elect Director John H. Dasburg For For Management 1c Elect Director Janet M. Dolan For For Management 1d Elect Director Kenneth M. Duberstein For For Management 1e Elect Director Jay S. Fishman For For Management 1f Elect Director Patricia L. Higgins For For Management 1g Elect Director Thomas R. Hodgson For For Management 1h Elect Director William J. Kane For For Management 1i Elect Director Cleve L. Killingsworth, For For Management Jr. 1j Elect Director Philip T. (Pete) For For Management Ruegger, III 1k Elect Director Todd C. Schermerhorn For For Management 1l Elect Director Alan D. Schnitzer For For Management 1m Elect Director Donald J. Shepard For For Management 1n Elect Director Laurie J. Thomsen For For Management 2 Ratify KPMG LLP as Auditors For For Management 3 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 4 Amend Omnibus Stock Plan For For Management 5 Report on Political Contributions Against For Shareholder 6 Report on Lobbying Payments and Policy Against For Shareholder -------------------------------------------------------------------------------- THE WALT DISNEY COMPANY Ticker: DIS Security ID: 254687106 Meeting Date: MAR 03, 2016 Meeting Type: Annual Record Date: JAN 04, 2016 # Proposal Mgt Rec Vote Cast Sponsor 1a Elect Director Susan E. Arnold For For Management 1b Elect Director John S. Chen For For Management 1c Elect Director Jack Dorsey For For Management 1d Elect Director Robert A. Iger For For Management 1e Elect Director Maria Elena Lagomasino For For Management 1f Elect Director Fred H. Langhammer For For Management 1g Elect Director Aylwin B. Lewis For For Management 1h Elect Director Robert W. Matschullat For For Management 1i Elect Director Mark G. Parker For For Management 1j Elect Director Sheryl K. Sandberg For For Management 1k Elect Director Orin C. Smith For For Management 2 Ratify PricewaterhouseCoopers LLP as For For Management Auditors 3 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 4 Reduce Supermajority Vote Requirement For For Management 5 Reduce Supermajority Vote Requirement Against For Shareholder 6 Report on Lobbying Payments and Policy Against For Shareholder -------------------------------------------------------------------------------- UNITED TECHNOLOGIES CORPORATION Ticker: UTX Security ID: 913017109 Meeting Date: APR 25, 2016 Meeting Type: Annual Record Date: FEB 29, 2016 # Proposal Mgt Rec Vote Cast Sponsor 1a Elect Director John V. Faraci For For Management 1b Elect Director Jean-Pierre Garnier For For Management 1c Elect Director Gregory J. Hayes For For Management 1d Elect Director Edward A. Kangas For For Management 1e Elect Director Ellen J. Kullman For For Management 1f Elect Director Marshall O. Larsen For For Management 1g Elect Director Harold McGraw, III For For Management 1h Elect Director Richard B. Myers For For Management 1i Elect Director Fredric G. Reynolds For For Management 1j Elect Director Brian C. Rogers For For Management 1k Elect Director H. Patrick Swygert For For Management 1l Elect Director Andre Villeneuve For For Management 1m Elect Director Christine Todd Whitman For For Management 2 Ratify PricewaterhouseCoopers LLP as For For Management Auditors 3 Eliminate Cumulative Voting For For Management 4 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation -------------------------------------------------------------------------------- UNITEDHEALTH GROUP INCORPORATED Ticker: UNH Security ID: 91324P102 Meeting Date: JUN 06, 2016 Meeting Type: Annual Record Date: APR 08, 2016 # Proposal Mgt Rec Vote Cast Sponsor 1a Elect Director William C. Ballard, Jr. For For Management 1b Elect Director Edson Bueno For For Management 1c Elect Director Richard T. Burke For For Management 1d Elect Director Robert J. Darretta For For Management 1e Elect Director Stephen J. Hemsley For For Management 1f Elect Director Michele J. Hooper For For Management 1g Elect Director Rodger A. Lawson For For Management 1h Elect Director Glenn M. Renwick For For Management 1i Elect Director Kenneth I. Shine For For Management 1j Elect Director Gail R. Wilensky For For Management 2 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 3 Ratify Deloitte & Touche LLP as For For Management Auditors -------------------------------------------------------------------------------- VERIZON COMMUNICATIONS INC. Ticker: VZ Security ID: 92343V104 Meeting Date: MAY 05, 2016 Meeting Type: Annual Record Date: MAR 07, 2016 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Shellye L. Archambeau For For Management 1.2 Elect Director Mark T. Bertolini For For Management 1.3 Elect Director Richard L. Carrion For For Management 1.4 Elect Director Melanie L. Healey For For Management 1.5 Elect Director M. Frances Keeth For For Management 1.6 Elect Director Karl-Ludwig Kley For For Management 1.7 Elect Director Lowell C. McAdam For For Management 1.8 Elect Director Donald T. Nicolaisen For For Management 1.9 Elect Director Clarence Otis, Jr. For For Management 1.10 Elect Director Rodney E. Slater For For Management 1.11 Elect Director Kathryn A. Tesija For For Management 1.12 Elect Director Gregory D. Wasson For For Management 1.13 Elect Director Gregory G. Weaver For For Management 2 Ratify Ernst & Young LLP as Auditors For For Management 3 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 4 Adopt Quantitative Renewable Energy Against Against Shareholder Goals 5 Report on Indirect Political Against For Shareholder Contributions 6 Report on Lobbying Payments and Policy Against For Shareholder 7 Require Independent Board Chairman Against Against Shareholder 8 Submit Severance Agreement Against For Shareholder (Change-in-Control) to Shareholder Vote 9 Stock Retention/Holding Period Against Against Shareholder -------------------------------------------------------------------------------- WAL-MART STORES, INC. Ticker: WMT Security ID: 931142103 Meeting Date: JUN 03, 2016 Meeting Type: Annual Record Date: APR 08, 2016 # Proposal Mgt Rec Vote Cast Sponsor 1a Elect Director James I. Cash, Jr. For For Management 1b Elect Director Pamela J. Craig For For Management 1c Elect Director Timothy P. Flynn For For Management 1d Elect Director Thomas W. Horton For For Management 1e Elect Director Marissa A. Mayer For For Management 1f Elect Director C. Douglas McMillon For For Management 1g Elect Director Gregory B. Penner For For Management 1h Elect Director Steven S. Reinemund For For Management 1i Elect Director Kevin Y. Systrom For For Management 1j Elect Director S. Robson Walton For For Management 1k Elect Director Steuart L. Walton For For Management 1l Elect Director Linda S. Wolf For For Management 2 Advisory Vote to Ratify Named For Against Management Executive Officers' Compensation 3 Amend Qualified Employee Stock For For Management Purchase Plan 4 Ratify Ernst & Young LLP as Auditors For For Management 5 Require Independent Board Chairman Against For Shareholder 6 Report on Incentive Compensation Plans Against For Shareholder 7 Report on Guidelines for Country Against Against Shareholder Selection ============= GUGGENHEIM ENHANCED ADJUSTABLE RATE SENIOR LOAN ETF ============== There is no proxy voting activity for the fund, as the fund did not hold any votable positions during the reporting period. ==================== GUGGENHEIM ENHANCED SHORT DURATION ETF ==================== There is no proxy voting activity for the fund, as the fund did not hold any votable positions during the reporting period. ============ GUGGENHEIM ENHANCED SHORT DURATION HIGH YIELD BOND ETF ============ There is no proxy voting activity for the fund, as the fund did not hold any votable positions during the reporting period. ======================= GUGGENHEIM INSIDER SENTIMENT ETF ======================= ALLEGION PLC Ticker: ALLE Security ID: G0176J109 Meeting Date: JUN 08, 2016 Meeting Type: Annual Record Date: APR 11, 2016 # Proposal Mgt Rec Vote Cast Sponsor 1a Elect Director Michael J. Chesser For For Management 1b Elect Director Carla Cico For For Management 1c Elect Director Kirk S. Hachigian For For Management 1d Elect Director David D. Petratis For For Management 1e Elect Director Dean I. Schaffer For For Management 1f Elect Director Martin E. Welch, III For For Management 2 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 3 Approve Auditors and Authorize Board For For Management to Fix Their Remuneration 4A Amend Memorandum of Association For For Management 4B Amend Articles of Association For For Management 5A Amend Articles of Incorporation to For For Management Provide for Plurality Voting in Contested Director Elections 5B Amend Articles of Association to Grant For For Management the Board of Directors Sole Authority to Determine Its Size -------------------------------------------------------------------------------- ALTRIA GROUP, INC. Ticker: MO Security ID: 02209S103 Meeting Date: MAY 19, 2016 Meeting Type: Annual Record Date: MAR 28, 2016 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Gerald L. Baliles For For Management 1.2 Elect Director Martin J. Barrington For For Management 1.3 Elect Director John T. Casteen, III For For Management 1.4 Elect Director Dinyar S. Devitre For For Management 1.5 Elect Director Thomas F. Farrell, II For For Management 1.6 Elect Director Thomas W. Jones For For Management 1.7 Elect Director Debra J. Kelly-Ennis For For Management 1.8 Elect Director W. Leo Kiely, III For For Management 1.9 Elect Director Kathryn B. McQuade For For Management 1.10 Elect Director George Munoz For For Management 1.11 Elect Director Nabil Y. Sakkab For For Management 2 Ratify PricewaterhouseCoopers LLP as For For Management Auditors 3 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 4 Report on Health Impacts of Additives Against Against Shareholder and Chemicals in Products 5 Participate in OECD Mediation for Against Against Shareholder Human Rights Violations -------------------------------------------------------------------------------- AMBAC FINANCIAL GROUP, INC. Ticker: AMBC Security ID: 023139884 Meeting Date: MAY 18, 2016 Meeting Type: Proxy Contest Record Date: MAR 29, 2016 # Proposal Mgt Rec Vote Cast Sponsor Management Proxy (White Card) None 1.1 Elect Director Alexander D. Greene For For Management 1.2 Elect Director Ian D. Haft For For Management 1.3 Elect Director David Herzog For For Management 1.4 Elect Director C. James Prieur For For Management 1.5 Elect Director Jeffrey S. Stein For For Management 1.6 Elect Director Nader Tavakoli For For Management 2 Advisory Vote to Ratify Named For Against Management Executive Officers' Compensation 3 Ratify KPMG LLP as Auditors For For Management # Proposal Diss Rec Vote Cast Sponsor Dissident Proxy (Gold Card) None 1.1 Elect Director Frederick Arnold For Did Not Vote Shareholder 1.2 Management Nominee Alexander D. Greene For Did Not Vote Shareholder 1.3 Management Nominee Ian D. Haft For Did Not Vote Shareholder 1.4 Management Nominee David Herzog For Did Not Vote Shareholder 1.5 Management Nominee C. James Prieur For Did Not Vote Shareholder 1.6 Management Nominee Nader Tavakoli For Did Not Vote Shareholder 2 Advisory Vote to Ratify Named Against Did Not Vote Management Executive Officers' Compensation 3 Ratify KPMG LLP as Auditors For Did Not Vote Management -------------------------------------------------------------------------------- AMERICAN EAGLE OUTFITTERS, INC. Ticker: AEO Security ID: 02553E106 Meeting Date: JUN 02, 2016 Meeting Type: Annual Record Date: APR 06, 2016 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Thomas R. Ketteler For For Management 1.2 Elect Director Cary D. McMillan For For Management 2 Ratify Ernst & Young LLP as Auditors For For Management 3 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation -------------------------------------------------------------------------------- AMERISOURCE BERGEN CORP. Ticker: ABC Security ID: 03073E105 Meeting Date: MAR 03, 2016 Meeting Type: Annual Record Date: JAN 04, 2016 # Proposal Mgt Rec Vote Cast Sponsor 1 Elect Ornella Barra For For Management 2 Elect Steven H. Collis For For Management 3 Elect Douglas R. Conant For For Management 4 Elect D. Mark Durcan For For Management 5 Elect Richard W. Gochnauer For For Management 6 Elect Lon R. Greenberg For For Management 7 Elect Jane E. Henney For For Management 8 Elect Kathleen Hyle For For Management 9 Elect Michael J. Long For For Management 10 Elect Henry W. McGee For For Management 11 Ratification of Auditor For For Management 12 Advisory Vote on Executive Compensation For For Management 13 Shareholder Proposal Regarding Proxy Against Against Shareholder Access -------------------------------------------------------------------------------- AON PLC Ticker: AON Security ID: G0408V102 Meeting Date: JUN 24, 2016 Meeting Type: Annual Record Date: APR 26, 2016 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Lester B. Knight For For Management 1.2 Elect Director Gregory C. Case For For Management 1.3 Elect Director Fulvio Conti For For Management 1.4 Elect Director Cheryl A. Francis For For Management 1.5 Elect Director James W. Leng For For Management 1.6 Elect Director J. Michael Losh For For Management 1.7 Elect Director Robert S. Morrison For For Management 1.8 Elect Director Richard B. Myers For For Management 1.9 Elect Director Richard C. Notebaert For For Management 1.10 Elect Director Gloria Santona For For Management 1.11 Elect Director Carolyn Y. Woo For For Management 2 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 3 Advisory Vote to Ratify Directors' For For Management Remuneration Report 4 Accept Financial Statements and For For Management Statutory Reports 5 Ratify Ernst & Young LLP as Aon's For For Management Auditors 6 Ratify Ernst & Young LLP as U.K. For For Management Statutory Auditor 7 Authorize Board to Fix Remuneration of For For Management Auditors 8 Authorise Shares for Market Purchase For For Management 9 Issue of Equity or Equity-Linked For For Management Securities with Pre-emptive Rights 10 Issue of Equity or Equity-Linked For For Management Securities without Pre-emptive Rights 11 Approve Political Donations For For Management -------------------------------------------------------------------------------- ARCHER-DANIELS-MIDLAND COMPANY Ticker: ADM Security ID: 039483102 Meeting Date: MAY 05, 2016 Meeting Type: Annual Record Date: MAR 10, 2016 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Alan L. Boeckmann For For Management 1.2 Elect Director Mollie Hale Carter For For Management 1.3 Elect Director Terrell K. Crews For For Management 1.4 Elect Director Pierre Dufour For For Management 1.5 Elect Director Donald E. Felsinger For For Management 1.6 Elect Director Juan R. Luciano For For Management 1.7 Elect Director Antonio Maciel Neto For For Management 1.8 Elect Director Patrick J. Moore For For Management 1.9 Elect Director Francisco Sanchez For For Management 1.10 Elect Director Debra A. Sandler For For Management 1.11 Elect Director Daniel Shih For For Management 1.12 Elect Director Kelvin R. Westbrook For For Management 2 Ratify Ernst & Young LLP as Auditors For For Management 3 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation -------------------------------------------------------------------------------- AUTOZONE INC. Ticker: AZO Security ID: 53332102 Meeting Date: DEC 16, 2015 Meeting Type: Annual Record Date: OCT 19, 2015 # Proposal Mgt Rec Vote Cast Sponsor 1 Elect Douglas H. Brooks For For Management 2 Elect Linda A. Goodspeed For For Management 3 Elect Sue E. Gove For For Management 4 Elect Earl G. Graves, Jr. For For Management 5 Elect Enderson Guimaraes For For Management 6 Elect J.R. Hyde III For For Management 7 Elect D. Bryan Jordan For For Management 8 Elect W. Andrew McKenna For For Management 9 Elect George R. Mrkonic, Jr. For For Management 10 Elect Luis P. Nieto For For Management 11 Elect William C. Rhodes III For For Management 12 Ratification of Auditor For For Management 13 Amendment to 2011 Equity Incentive For For Management Award Plan 14 Advisory Vote on Executive Compensation For For Management 15 Shareholder Proposal Regarding Against For Shareholder Political Spending -------------------------------------------------------------------------------- AZZ INCORPORATED Ticker: AZZ Security ID: 2474104 Meeting Date: JUL 14, 2015 Meeting Type: Annual Record Date: MAY 18, 2015 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Daniel E. Berce For For Management 1.2 Elect Martin C. Bowen For For Management 1.3 Elect H. Kirk Downey For For Management 1.4 Elect Daniel R. Feehan For Withhold Management 1.5 Elect Thomas E. Ferguson For For Management 1.6 Elect Peter A. Hegedus For For Management 1.7 Elect Kevern R. Joyce For For Management 1.8 Elect Stephan E. Pirnat For For Management 2 Amendment to the Company's Name For For Management 3 Amendment to the Senior Management For For Management Bonus Plan 4 Advisory Vote on Executive Compensation For For Management 5 Frequency of Advisory Vote on 1 Year 1 Year Management Executive Compensation 6 Ratification of Auditor For For Management -------------------------------------------------------------------------------- BENEFICIAL BANCORP, INC. Ticker: BNCL Security ID: 08171T102 Meeting Date: APR 21, 2016 Meeting Type: Annual Record Date: FEB 23, 2016 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Edward G. Boehne For For Management 1.2 Elect Director Michael J. Donahue For For Management 1.3 Elect Director Donald F. Gayhardt, Jr. For For Management 1.4 Elect Director Karen Dougherty Buchholz For For Management 1.5 Elect Director Roy D. Yates For For Management 2 Approve Omnibus Stock Plan For For Management 3 Ratify KPMG LLP as Auditors For For Management 4 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation -------------------------------------------------------------------------------- BLACKBAUD, INC. Ticker: BLKB Security ID: 09227Q100 Meeting Date: JUN 15, 2016 Meeting Type: Annual Record Date: APR 18, 2016 # Proposal Mgt Rec Vote Cast Sponsor 1a Elect Director Sarah E. Nash For For Management 1b Elect Director Michael P. Gianoni For For Management 2 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 3 Approve Omnibus Stock Plan For For Management 4 Ratify PricewaterhouseCoopers LLP as For For Management Auditors -------------------------------------------------------------------------------- BRIGGS & STRATTON CORP. Ticker: BGG Security ID: 109043109 Meeting Date: OCT 29, 2015 Meeting Type: Annual Record Date: AUG 21, 2015 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect James E. Humphrey For For Management 1.2 Elect Frank M. Jaehnert For For Management 1.3 Elect Charles I. Story For For Management 2 Ratification of Auditor For For Management 3 Advisory Vote on Executive Compensation For For Management -------------------------------------------------------------------------------- BRIXMOR PROPERTY GROUP INC. Ticker: BRX Security ID: 11120U105 Meeting Date: JUN 16, 2016 Meeting Type: Annual Record Date: APR 08, 2016 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Daniel B. Hurwitz For For Management 1.2 Elect Director John G. Schreiber For For Management 1.3 Elect Director Michael Berman For For Management 1.4 Elect Director Anthony W. Deering For For Management 1.5 Elect Director Thomas W. Dickson For For Management 1.6 Elect Director Jonathan D. Gray For For Management 1.7 Elect Director William D. Rahm For For Management 1.8 Elect Director William J. Stein For For Management 1.9 Elect Director Gabrielle Sulzberger For For Management 2 Ratify Deloitte LLP as Auditors For For Management 3 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation -------------------------------------------------------------------------------- CADENCE DESIGN SYSTEMS, INC. Ticker: CDNS Security ID: 127387108 Meeting Date: MAY 05, 2016 Meeting Type: Annual Record Date: MAR 08, 2016 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Mark W. Adams For For Management 1.2 Elect Director Susan L. Bostrom For For Management 1.3 Elect Director James D. Plummer For For Management 1.4 Elect Director Alberto For For Management Sangiovanni-Vincentelli 1.5 Elect Director George M. Scalise For For Management 1.6 Elect Director John B. Shoven For For Management 1.7 Elect Director Roger S. Siboni For For Management 1.8 Elect Director Young K. Sohn For For Management 1.9 Elect Director Lip-Bu Tan For For Management 2 Amend Omnibus Stock Plan For For Management 3 Amend Executive Incentive Bonus Plan For For Management 4 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 5 Ratify KPMG LLP as Auditors For For Management -------------------------------------------------------------------------------- CAL-MAINE FOODS, INC. Ticker: CALM Security ID: 128030202 Meeting Date: OCT 02, 2015 Meeting Type: Annual Record Date: AUG 07, 2015 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Adolphus B. Baker For Withhold Management 1.2 Elect Timothy A. Dawson For Withhold Management 1.3 Elect Letitia C. Hughes For For Management 1.4 Elect Sherman Miller For For Management 1.5 Elect James E. Poole For For Management 1.6 Elect Steve W. Sanders For For Management 2 Ratification of Auditor For For Management -------------------------------------------------------------------------------- CALIFORNIA WATER SERVICE GROUP Ticker: CWT Security ID: 130788102 Meeting Date: MAY 25, 2016 Meeting Type: Annual Record Date: MAR 29, 2016 # Proposal Mgt Rec Vote Cast Sponsor 1a Elect Director Gregory E. Aliff For For Management 1b Elect Director Terry P. Bayer For For Management 1c Elect Director Edwin A. Guiles For For Management 1d Elect Director Bonnie G. Hill For For Management 1e Elect Director Martin A. Kropelnicki For For Management 1f Elect Director Thomas M. Krummel For For Management 1g Elect Director Richard P. Magnuson For For Management 1h Elect Director Peter C. Nelson For For Management 1i Elect Director Lester A. Snow For For Management 1j Elect Director George A. Vera For For Management 2 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 3 Ratify Deloitte & Touche LLP as For For Management Auditors -------------------------------------------------------------------------------- CALPINE CORPORATION Ticker: CPN Security ID: 131347304 Meeting Date: MAY 11, 2016 Meeting Type: Annual Record Date: MAR 14, 2016 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Frank Cassidy For For Management 1.2 Elect Director Jack A. Fusco For For Management 1.3 Elect Director John B. (Thad) Hill, III For For Management 1.4 Elect Director Michael W. Hofmann For For Management 1.5 Elect Director David C. Merritt For For Management 1.6 Elect Director W. Benjamin Moreland For For Management 1.7 Elect Director Robert A. Mosbacher, Jr. For For Management 1.8 Elect Director Denise M. O'Leary For For Management 2 Ratify PricewaterhouseCoopers LLP as For For Management Auditors 3 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation -------------------------------------------------------------------------------- CITRIX SYSTEMS, INC. Ticker: CTXS Security ID: 177376100 Meeting Date: JUN 23, 2016 Meeting Type: Annual Record Date: APR 25, 2016 # Proposal Mgt Rec Vote Cast Sponsor 1a Elect Director Robert M. Calderoni For For Management 1b Elect Director Nanci E. Caldwell For For Management 1c Elect Director Jesse A. Cohn For For Management 1d Elect Director Robert D. Daleo For For Management 1e Elect Director Murray J. Demo For For Management 1f Elect Director Peter J. Sacripanti For For Management 1g Elect Director Graham V. Smith For For Management 1h Elect Director Godfrey R. Sullivan For For Management 1i Elect Director Kirill Tatarinov For For Management 2 Ratify Ernst & Young LLP as Auditors For For Management 3 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation -------------------------------------------------------------------------------- COMFORT SYSTEMS USA, INC. Ticker: FIX Security ID: 199908104 Meeting Date: MAY 19, 2016 Meeting Type: Annual Record Date: MAR 21, 2016 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Darcy G. Anderson For For Management 1.2 Elect Director Herman E. Bulls For For Management 1.3 Elect Director Alfred J. Giardinelli, For For Management Jr. 1.4 Elect Director Alan P. Krusi For For Management 1.5 Elect Director Brian E. Lane For For Management 1.6 Elect Director Franklin Myers For For Management 1.7 Elect Director James H. Schultz For For Management 1.8 Elect Director Constance E. Skidmore For For Management 1.9 Elect Director Vance W. Tang For For Management 2 Ratify Ernst & Young LLP as Auditors For For Management 3 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 4 Provide Directors May Be Removed With For For Management or Without Cause -------------------------------------------------------------------------------- COMMERCIAL METALS CO. Ticker: CMC Security ID: 201723103 Meeting Date: JAN 13, 2016 Meeting Type: Annual Record Date: NOV 23, 2015 # Proposal Mgt Rec Vote Cast Sponsor 1 Elect Rhys J. Best For Against Management 2 Elect Richard B. Kelson For For Management 3 Elect Rick J. Mills For For Management 4 Elect Charles L. Szews For For Management 5 Ratification of Auditor For For Management 6 Advisory Vote on Executive Compensation For For Management -------------------------------------------------------------------------------- CONMED CORPORATION Ticker: CNMD Security ID: 207410101 Meeting Date: MAY 25, 2016 Meeting Type: Annual Record Date: APR 07, 2016 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director David Bronson For For Management 1.2 Elect Director Brian P. Concannon For For Management 1.3 Elect Director Charles M. Farkas For For Management 1.4 Elect Director Martha Goldberg Aronson For For Management 1.5 Elect Director Jo Ann Golden For For Management 1.6 Elect Director Curt R. Hartman For For Management 1.7 Elect Director Dirk M. Kuyper For For Management 1.8 Elect Director Jerome J. Lande For For Management 1.9 Elect Director Mark E. Tryniski For For Management 1.10 Elect Director John L. Workman For For Management 2 Ratify PricewaterhouseCoopers LLP as For For Management Auditors 3 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 4 Approve Non-Employee Director Omnibus For Against Management Stock Plan -------------------------------------------------------------------------------- CONN'S, INC. Ticker: CONN Security ID: 208242107 Meeting Date: MAY 25, 2016 Meeting Type: Annual Record Date: MAR 30, 2016 # Proposal Mgt Rec Vote Cast Sponsor 1a Elect Director James H. Haworth For For Management 1b Elect Director Kelly M. Malson For For Management 1c Elect Director Bob L. Martin For For Management 1d Elect Director Douglas H. Martin For For Management 1e Elect Director Norman L. Miller For For Management 1f Elect Director William E. Saunders, Jr. For For Management 1g Elect Director William 'David' Schofman For For Management 1h Elect Director Oded Shein For For Management 2 Ratify Ernst & Young LLP as Auditors For For Management 3 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 4 Approve Omnibus Stock Plan For For Management -------------------------------------------------------------------------------- COTY INC Ticker: COTY Security ID: 222070203 Meeting Date: NOV 04, 2015 Meeting Type: Annual Record Date: SEP 10, 2015 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Lambertus J.H. Becht For Withhold Management 1.2 Elect Joachim Faber For For Management 1.3 Elect Olivier Goudet For For Management 1.4 Elect Peter Harf For For Management 1.5 Elect Paul S. Michaels For For Management 1.6 Elect Erhard Schoewel For For Management 1.7 Elect Robert Singer For For Management 1.8 Elect Jack L. Stahl For For Management 2 Advisory Vote on Executive Compensation For For Management 3 Ratification of Auditor For For Management -------------------------------------------------------------------------------- DELTA AIR LINES, INC. Ticker: DAL Security ID: 247361702 Meeting Date: JUN 10, 2016 Meeting Type: Annual Record Date: APR 18, 2016 # Proposal Mgt Rec Vote Cast Sponsor 1a Elect Director Richard H. Anderson For For Management 1b Elect Director Edward H. Bastian For For Management 1c Elect Director Francis S. Blake For For Management 1d Elect Director Daniel A. Carp For For Management 1e Elect Director David G. DeWalt For For Management 1f Elect Director Thomas E. Donilon For For Management 1g Elect Director William H. Easter, III For For Management 1h Elect Director Mickey P. Foret For For Management 1i Elect Director Shirley C. Franklin For For Management 1j Elect Director George N. Mattson For For Management 1k Elect Director Douglas R. Ralph For For Management 1l Elect Director Sergio A.L. Rial For For Management 1m Elect Director Kathy N. Waller For For Management 1n Elect Director Kenneth B. Woodrow For For Management 2 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 3 Amend Omnibus Stock Plan For For Management 4 Ratify Ernst & Young LLP as Auditors For For Management 5 Stock Retention Against For Shareholder -------------------------------------------------------------------------------- DST SYSTEMS, INC. Ticker: DST Security ID: 233326107 Meeting Date: MAY 10, 2016 Meeting Type: Annual Record Date: MAR 18, 2016 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Joseph C. Antonellis For For Management 1.2 Elect Director Stephen C. Hooley For For Management 2 Ratify PricewaterhouseCoopers LLP as For For Management Auditors 3 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation -------------------------------------------------------------------------------- DYCOM INDUSTRIES, INC. Ticker: DY Security ID: 267475101 Meeting Date: NOV 24, 2015 Meeting Type: Annual Record Date: OCT 02, 2015 # Proposal Mgt Rec Vote Cast Sponsor 1.4 Elect Laurie J. Thomsen For For Management 2 Ratification of Auditor For For Management 3 Advisory Vote on Executive Compensation For For Management -------------------------------------------------------------------------------- DYCOM INDUSTRIES, INC. Ticker: DY Security ID: 267475101 Meeting Date: NOV 24, 2015 Meeting Type: Annual Record Date: OCT 02, 2015 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Stephen C. Coley For For Management 1.2 Elect Patricia L. Higgins For For Management 1.3 Elect Steven E. Nielsen For For Management -------------------------------------------------------------------------------- EBIX, INC. Ticker: EBIX Security ID: 278715206 Meeting Date: APR 29, 2016 Meeting Type: Annual Record Date: MAR 11, 2016 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Hans U. Benz For Withhold Management 1.2 Elect Director Pavan Bhalla For For Management 1.3 Elect Director Neil D. Eckert For For Management 1.4 Elect Director Rolf Herter For For Management 1.5 Elect Director Hans Ueli Keller For Withhold Management 1.6 Elect Director George W. Hebard,III For For Management 1.7 Elect Director Robin Raina For For Management 1.8 Elect Director Joseph R. Wright, Jr. For For Management 2 Ratify Cherry Bekaert LLP as Auditors For For Management 3 Approve Executive Incentive Bonus Plan For For Management 4 Advisory Vote to Ratify Named For Against Management Executive Officers' Compensation -------------------------------------------------------------------------------- ENDURANCE SPECIALTY HOLDINGS LTD. Ticker: ENH Security ID: G30397106 Meeting Date: MAY 19, 2016 Meeting Type: Annual Record Date: MAR 18, 2016 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect John T. Baily as Director For For Management 1.2 Elect Norman Barham as Director For Withhold Management 1.3 Elect Galen R. Barnes as Director For For Management 1.4 Elect William H. Bolinder as Director For For Management 1.5 Elect Philip M. Butterfield as Director For For Management 1.6 Elect Steven W. Carlsen as Director For For Management 1.7 Elect John R. Charman as Director For For Management 1.8 Elect Morgan W. Davis as Director For For Management 1.9 Elect Susan S. Fleming as Director For For Management 1.10 Elect Nicholas C. Marsh as Director For For Management 1.11 Elect Scott D. Moore as Director For For Management 1.12 Elect William J. Raver as Director For For Management 1.13 Elect Robert A. Spass as Director For For Management 1.14 Elect lan M. Winchester as Director For For Management 2 Approve Auditors and Authorize Board For For Management to Fix Their Remuneration 3 Advisory Vote to Ratify Named For Against Management Executive Officers' Compensation -------------------------------------------------------------------------------- ETHAN ALLEN INTERIORS, INC. Ticker: ETH Security ID: 297602104 Meeting Date: NOV 24, 2015 Meeting Type: Annual Record Date: OCT 05, 2015 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect M. Farooq Kathwari For For Management 1.2 Elect James B. Carlson For For Management 1.3 Elect Clinton A. Clark For For Management 1.4 Elect John J. Dooner, Jr. For For Management 1.5 Elect Domenick J. Esposito For For Management 1.6 Elect James W. Schmotter For For Management 1.7 Elect Tara J. Stacom For For Management 2 Ratification of Auditor For For Management 3 Advisory Vote on Executive Compensation For Against Management 4 Amendment to the Stock Incentive Plan For For Management 5 Approval of Incentive Components of For Against Management CEO Employment Agreement 6 Amendments to Articles Regarding For For Management Business Combination Approval 1.1 Elect Edward Glickman Do Not Did Not Vote Management Vote 1.2 Elect Kathy Herbert Do Not Did Not Vote Management Vote 1.3 Elect Richard Mansouri Do Not Did Not Vote Management Vote 1.4 Elect Annelise Osborne Do Not Did Not Vote Management Vote 1.5 Elect Ken Pilot Do Not Did Not Vote Management Vote 1.6 Elect Alexander Wolf Do Not Did Not Vote Management Vote 2 Ratification of Auditor Do Not Did Not Vote Management Vote 3 Advisory Vote on Executive Compensation Do Not Did Not Vote Management Vote 4 Amendment to the Stock Incentive Plan Do Not Did Not Vote Management Vote 5 Approval of CEO Employment Agreement Do Not Did Not Vote Management Vote 6 Amendments to Articles Regarding Do Not Did Not Vote Management Business Combination Approval Vote 1.1 Elect M. Farooq Kathwari For For Management 1.2 Elect James B. Carlson For For Management 1.3 Elect Clinton A. Clark For For Management 1.4 Elect John J. Dooner, Jr. For For Management 1.5 Elect Domenick J. Esposito For For Management 1.6 Elect James W. Schmotter For For Management 1.7 Elect Tara J. Stacom For For Management 2 Ratification of Auditor For For Management 3 Advisory Vote on Executive Compensation For Against Management 4 Amendment to the Stock Incentive Plan For For Management 5 Approval of Incentive Components of For Against Management CEO Employment Agreement 6 Amendments to Articles Regarding For For Management Business Combination Approval -------------------------------------------------------------------------------- EXELON CORPORATION Ticker: EXC Security ID: 30161N101 Meeting Date: APR 26, 2016 Meeting Type: Annual Record Date: MAR 04, 2016 # Proposal Mgt Rec Vote Cast Sponsor 1a Elect Director Anthony K. Anderson For For Management 1b Elect Director Ann C. Berzin For For Management 1c Elect Director Christopher M. Crane For For Management 1d Elect Director Yves C. de Balmann For For Management 1e Elect Director Nicholas DeBenedictis For For Management 1f Elect Director Nancy L. Gioia For For Management 1g Elect Director Linda P. Jojo For For Management 1h Elect Director Paul L. Joskow For For Management 1i Elect Director Robert J. Lawless For For Management 1j Elect Director Richard W. Mies For For Management 1k Elect Director John W. Rogers, Jr. For For Management 1l Elect Director Mayo A. Shattuck, III For For Management 1m Elect Director Stephen D. Steinour For For Management 2 Ratify PricewaterhouseCoopers LLP as For For Management Auditors 3 Advisory Vote to Ratify Named For Against Management Executive Officers' Compensation 4 Provide Proxy Access Right For For Management -------------------------------------------------------------------------------- FIFTH THIRD BANCORP Ticker: FITB Security ID: 316773100 Meeting Date: APR 19, 2016 Meeting Type: Annual Record Date: FEB 26, 2016 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Nicholas K. Akins For For Management 1.2 Elect Director B. Evan Bayh, III For For Management 1.3 Elect Director Jorge L. Benitez For For Management 1.4 Elect Director Katherine B. Blackburn For For Management 1.5 Elect Director Emerson L. Brumback For For Management 1.6 Elect Director Greg D. Carmichael For For Management 1.7 Elect Director Gary R. Heminger For For Management 1.8 Elect Director Jewell D. Hoover For For Management 1.9 Elect Director Michael B. McCallister For For Management 1.10 Elect Director Hendrik G. Meijer For For Management 1.11 Elect Director Marsha C. Williams For For Management 2 Ratify Deloitte & Touche LLP as For For Management Auditors 3 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 4 Advisory Vote on Say on Pay Frequency One Year One Year Management -------------------------------------------------------------------------------- FLAGSTAR BANCORP, INC. Ticker: FBC Security ID: 337930705 Meeting Date: MAY 24, 2016 Meeting Type: Annual Record Date: MAR 28, 2016 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Alessandro P. DiNello For Against Management 1.2 Elect Director Jay J. Hansen For For Management 1.3 Elect Director John D. Lewis For For Management 1.4 Elect Director David J. Matlin For Against Management 1.5 Elect Director Bruce E. Nyberg For Against Management 1.6 Elect Director James A. Ovenden For For Management 1.7 Elect Director Peter Schoels For Against Management 1.8 Elect Director David L. Treadwell For For Management 2 Ratify PricewaterhouseCoopers LLP as For For Management Auditors 3 Advisory Vote to Ratify Named For Against Management Executive Officers' Compensation 4 Approve Omnibus Stock Plan For Against Management -------------------------------------------------------------------------------- FRONTIER COMMUNICATIONS CORPORATION Ticker: FTR Security ID: 35906A108 Meeting Date: MAY 11, 2016 Meeting Type: Annual Record Date: MAR 14, 2016 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Leroy T. Barnes, Jr. For For Management 1.2 Elect Director Peter C.B. Bynoe For For Management 1.3 Elect Director Diana S. Ferguson For For Management 1.4 Elect Director Edward Fraioli For For Management 1.5 Elect Director Daniel J. McCarthy For For Management 1.6 Elect Director Pamela D.A. Reeve For For Management 1.7 Elect Director Virginia P. Ruesterholz For For Management 1.8 Elect Director Howard L. Schrott For For Management 1.9 Elect Director Larraine D. Segil For For Management 1.10 Elect Director Mark Shapiro For For Management 1.11 Elect Director Myron A. Wick, III For For Management 2 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 3 Ratify KPMG LLP as Auditors For For Management -------------------------------------------------------------------------------- GENUINE PARTS COMPANY Ticker: GPC Security ID: 372460105 Meeting Date: APR 25, 2016 Meeting Type: Annual Record Date: FEB 16, 2016 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Mary B. Bullock For For Management 1.2 Elect Director Elizabeth W. Camp For For Management 1.3 Elect Director Paul D. Donahue For For Management 1.4 Elect Director Gary P. Fayard For For Management 1.5 Elect Director Thomas C. Gallagher For For Management 1.6 Elect Director John R. Holder For For Management 1.7 Elect Director Donna W. Hyland For For Management 1.8 Elect Director John D. Johns For For Management 1.9 Elect Director Robert C. 'Robin' For For Management Loudermilk, Jr. 1.10 Elect Director Wendy B. Needham For For Management 1.11 Elect Director Jerry W. Nix For For Management 1.12 Elect Director Gary W. Rollins For Withhold Management 1.13 Elect Director E. Jenner Wood, III For For Management 2 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 3 Ratify Ernst & Young LLP as Auditors For For Management -------------------------------------------------------------------------------- GLOBAL PAYMENTS, INC. Ticker: GPN Security ID: 37940X102 Meeting Date: NOV 18, 2015 Meeting Type: Annual Record Date: SEP 09, 2015 # Proposal Mgt Rec Vote Cast Sponsor 1 Elect William I. Jacobs For For Management 2 Elect Alan M. Silberstein For For Management 3 Advisory Vote on Executive Compensation For Against Management 4 Ratification of Auditor For For Management -------------------------------------------------------------------------------- HANESBRANDS INC. Ticker: HBI Security ID: 410345102 Meeting Date: APR 25, 2016 Meeting Type: Annual Record Date: FEB 16, 2016 # Proposal Mgt Rec Vote Cast Sponsor 1a Elect Director Bobby J. Griffin For For Management 1b Elect Director James C. Johnson For For Management 1c Elect Director Jessica T. Mathews For For Management 1d Elect Director Franck J. Moison For For Management 1e Elect Director Robert F. Moran For For Management 1f Elect Director Ronald L. Nelson For For Management 1g Elect Director Richard A. Noll For For Management 1h Elect Director Andrew J. Schindler For For Management 1i Elect Director David V. Singer For For Management 1j Elect Director Ann E. Ziegler For For Management 2 Ratify PricewaterhouseCoopers LLP as For For Management Auditors 3 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation -------------------------------------------------------------------------------- HCA HOLDINGS, INC. Ticker: HCA Security ID: 40412C101 Meeting Date: APR 28, 2016 Meeting Type: Annual Record Date: MAR 04, 2016 # Proposal Mgt Rec Vote Cast Sponsor 1a Elect Director R. Milton Johnson For For Management 1b Elect Director Robert J. Dennis For For Management 1c Elect Director Nancy-Ann DeParle For For Management 1d Elect Director Thomas F. Frist, III For For Management 1e Elect Director William R. Frist For For Management 1f Elect Director Charles O. Holliday, Jr. For For Management 1g Elect Director Ann H. Lamont For For Management 1h Elect Director Jay O. Light For For Management 1i Elect Director Geoffrey G. Meyers For For Management 1j Elect Director Michael W. Michelson For For Management 1k Elect Director Wayne J. Riley For For Management 1l Elect Director John W. Rowe For For Management 2 Amend Omnibus Stock Plan For Against Management 3 Ratify Ernst & Young LLP as Auditors For For Management 4 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 5 Require a Majority Vote for the Against Against Shareholder Election of Directors -------------------------------------------------------------------------------- HEALTHCARE REALTY TRUST INCORPORATED Ticker: HR Security ID: 421946104 Meeting Date: MAY 10, 2016 Meeting Type: Annual Record Date: MAR 10, 2016 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director David R. Emery For For Management 1.2 Elect Director Nancy H. Agee For For Management 1.3 Elect Director Charles Raymond For For Management Fernandez 1.4 Elect Director Peter F. Lyle For For Management 1.5 Elect Director Edwin B. Morris, III For For Management 1.6 Elect Director John Knox Singleton For For Management 1.7 Elect Director Bruce D. Sullivan For For Management 1.8 Elect Director Christann M. Vasquez For For Management 1.9 Elect Director Dan S. Wilford For For Management 2 Ratify BDO USA, LLP as Auditors For For Management 3 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation -------------------------------------------------------------------------------- HORIZON PHARMA PLC Ticker: HZNP Security ID: G4617B105 Meeting Date: NOV 13, 2015 Meeting Type: Special Record Date: OCT 07, 2015 # Proposal Mgt Rec Vote Cast Sponsor 1 Acquisition For Against Management 2 Increase in Authorized Capital For Against Management 3 Authority to Issue Shares w/ For Against Management Preemptive Rights 4 Authority to Issue Shares w/o For Against Management Preemptive Rights 5 Right to Adjourn Meeting For Against Management -------------------------------------------------------------------------------- HORIZON PHARMA PLC Ticker: HZNP Security ID: G4617B105 Meeting Date: MAY 03, 2016 Meeting Type: Annual Record Date: MAR 03, 2016 # Proposal Mgt Rec Vote Cast Sponsor 1a Elect Director Michael Grey For For Management 1b Elect Director Jeff Himawan For For Management 1c Elect Director Ronald Pauli For For Management 2 Amend Memorandum of Association For For Management 3 Amend Articles of Association For For Management 4 Authorize Share Repurchase up to 10 For For Management Percent of Issued Share Capital 5 Amend Omnibus Stock Plan For Against Management 6 Approve PricewaterhouseCoopers LLP as For For Management Auditors and Authorize Board to Fix Their Remuneration 7 Advisory Vote to Ratify Named For Against Management Executive Officers' Compensation -------------------------------------------------------------------------------- HUNTINGTON BANCSHARES INCORPORATED Ticker: HBAN Security ID: 446150104 Meeting Date: APR 21, 2016 Meeting Type: Annual Record Date: FEB 17, 2016 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Ann ('Tanny') B. Crane For For Management 1.2 Elect Director Steven G. Elliott For For Management 1.3 Elect Director Michael J. Endres For For Management 1.4 Elect Director John B. Gerlach, Jr. For For Management 1.5 Elect Director Peter J. Kight For For Management 1.6 Elect Director Jonathan A. Levy For For Management 1.7 Elect Director Eddie R. Munson For For Management 1.8 Elect Director Richard W. Neu For For Management 1.9 Elect Director David L. Porteous For For Management 1.10 Elect Director Kathleen H. Ransier For For Management 1.11 Elect Director Stephen D. Steinour For For Management 2 Approve Executive Incentive Bonus Plan For For Management 3 Ratify PricewaterhouseCoopers LLP as For For Management Auditors 4 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation -------------------------------------------------------------------------------- HUNTINGTON BANCSHARES INCORPORATED Ticker: HBAN Security ID: 446150104 Meeting Date: JUN 13, 2016 Meeting Type: Special Record Date: APR 15, 2016 # Proposal Mgt Rec Vote Cast Sponsor 1 Issue Shares in Connection with Merger For For Management -------------------------------------------------------------------------------- IDACORP, INC. Ticker: IDA Security ID: 451107106 Meeting Date: MAY 19, 2016 Meeting Type: Annual Record Date: MAR 28, 2016 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Darrel T. Anderson For For Management 1.2 Elect Director Thomas Carlile For For Management 1.3 Elect Director Richard J. Dahl For For Management 1.4 Elect Director Ronald W. Jibson For For Management 1.5 Elect Director Judith A. Johansen For For Management 1.6 Elect Director Dennis L. Johnson For For Management 1.7 Elect Director J. LaMont Keen For For Management 1.8 Elect Director Christine King For For Management 1.9 Elect Director Richard J. Navarro For For Management 1.10 Elect Director Robert A. Tinstman For For Management 2 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 3 Ratify Deloitte & Touche LLP as For For Management Auditors -------------------------------------------------------------------------------- INNOSPEC INC. Ticker: IOSP Security ID: 45768S105 Meeting Date: MAY 04, 2016 Meeting Type: Annual Record Date: MAR 10, 2016 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Patrick S. Williams For For Management 1.2 Elect Director Lawrence J. Padfield For For Management 2 Elect Director David F. Landless For For Management 3 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 4 Ratify KPMG Audit Plc as Auditors For For Management -------------------------------------------------------------------------------- JACK IN THE BOX, INC. Ticker: JACK Security ID: 466367109 Meeting Date: FEB 12, 2016 Meeting Type: Annual Record Date: DEC 15, 2015 # Proposal Mgt Rec Vote Cast Sponsor 1 Elect Leonard A. Comma For For Management 2 Elect David L. Goebel For For Management 3 Elect Sharon P. John For For Management 4 Elect Madeleine A. Kleiner For For Management 5 Elect Michael W. Murphy For For Management 6 Elect James M. Myers For For Management 7 Elect David M. Tehle For For Management 8 Elect John T. Wyatt For For Management 9 Ratification of Auditor For For Management 10 Advisory Vote on Executive Compensation For For Management 11 Approval of the Performance Incentive For For Management Plan -------------------------------------------------------------------------------- JPMORGAN CHASE & CO. Ticker: JPM Security ID: 46625H100 Meeting Date: MAY 17, 2016 Meeting Type: Annual Record Date: MAR 18, 2016 # Proposal Mgt Rec Vote Cast Sponsor 1a Elect Director Linda B. Bammann For For Management 1b Elect Director James A. Bell For For Management 1c Elect Director Crandall C. Bowles For For Management 1d Elect Director Stephen B. Burke For For Management 1e Elect Director James S. Crown For For Management 1f Elect Director James Dimon For For Management 1g Elect Director Timothy P. Flynn For For Management 1h Elect Director Laban P. Jackson, Jr. For For Management 1i Elect Director Michael A. Neal For For Management 1j Elect Director Lee R. Raymond For For Management 1k Elect Director William C. Weldon For For Management 2 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 3 Ratify PricewaterhouseCoopers LLP as For For Management Auditors 4 Require Independent Board Chairman Against For Shareholder 5 Provide Vote Counting to Exclude Against Against Shareholder Abstentions 6 Prohibit Accelerated Vesting of Awards Against For Shareholder to Pursue Government Service 7 Appoint Committee to Explore the Against Against Shareholder Feasibly to Divest Non-Core Banking Segments 8 Clawback Amendment Against Against Shareholder 9 Adopt Executive Compensation Against Against Shareholder Philosophy with Social Factors -------------------------------------------------------------------------------- LANNETT CO., INC. Ticker: LCI Security ID: 516012101 Meeting Date: JAN 21, 2016 Meeting Type: Annual Record Date: DEC 04, 2015 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Jeffrey Farber For For Management 1.2 Elect Arthur P. Bedrosian For For Management 1.3 Elect James M. Maher For For Management 1.4 Elect David Drabik For For Management 1.5 Elect Paul Taveira For For Management 1.6 Elect Albert Paonessa III For For Management 2 Ratification of Auditor For For Management 3 Exclusive Forum Provision For Against Management -------------------------------------------------------------------------------- LAREDO PETROLEUM, INC. Ticker: LPI Security ID: 516806106 Meeting Date: MAY 25, 2016 Meeting Type: Annual Record Date: MAR 28, 2016 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Pamela S. Pierce For For Management 1.2 Elect Director B.Z. (Bill) Parker For For Management 1.3 Elect Director Francis Rooney For Withhold Management 2 Amend Omnibus Stock Plan For Against Management 3 Ratify Grant Thornton LLP as Auditors For For Management 4 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation -------------------------------------------------------------------------------- LOGITECH INTERNATIONAL S.A. Ticker: LOGI Security ID: H50430232 Meeting Date: SEP 09, 2015 Meeting Type: Annual Record Date: AUG 24, 2015 # Proposal Mgt Rec Vote Cast Sponsor 1 Accounts and Reports For For Management 2 Compensation Report For For Management 3 Allocation of Profits/Dividends For For Management 4 Ratification of Board and Management For For Management Acts 5 Elect CHUA Kee Lock For For Management 6 Elect Bracken P. Darrell For For Management 7 Elect Sally Davis For Against Management 8 Elect Guerrino De Luca For For Management 9 Elect Didier Hirsch For Against Management 10 Elect Neil Hunt For For Management 11 Elect Dimitri Panayotopoulos For For Management 12 Elect Edouard Bugnion For For Management 13 Elect Sue E. Gove For For Management 14 Elect Lung Yeh For For Management 15 Elect Guerrino De Luca as Chairman For For Management 16 Elect Sally Davis as Compensation For Against Management Committee Member 17 Elect Neil Hunt as Compensation For For Management Committee Member 18 Elect Dimitri Panayotopoulos as For For Management Compensation Committee Member 19 Board Compensation For For Management 20 Executive Compensation For For Management 21 Appointment of Auditor For For Management -------------------------------------------------------------------------------- LOGITECH INTERNATIONAL S.A. Ticker: LOGI Security ID: H50430232 Meeting Date: SEP 09, 2015 Meeting Type: Annual Record Date: AUG 24, 2015 # Proposal Mgt Rec Vote Cast Sponsor 22 Appointment of Independent Proxy For For Management -------------------------------------------------------------------------------- LYONDELLBASELL INDUSTRIES NV Ticker: LYB Security ID: N53745100 Meeting Date: MAY 11, 2016 Meeting Type: Annual Record Date: APR 13, 2016 # Proposal Mgt Rec Vote Cast Sponsor 1a Elect Jacques Aigrain to Supervisory For For Management Board 1b Elect Lincoln Benet to Supervisory For For Management Board 1c Elect Nance K. Dicciani to Supervisory For For Management Board 1d Elect Bruce A. Smith to Supervisory For For Management Board 2a Elect Thomas Aebischer to Management For For Management Board 2b Elect Dan Coombs to Management Board For For Management 2c Elect James D. Guilfoyle to Management For For Management Board 3 Adopt Financial Statements and For For Management Statutory Reports 4 Approve Discharge of Management Board For For Management 5 Approve Discharge of Supervisory Board For For Management 6 Ratify PricewaterhouseCoopers LLP as For For Management Auditors 7 Ratify PricewaterhouseCoopers For For Management Accountants N.V. as Auditors 8 Approve Dividends of USD 3.12 Per Share For For Management 9 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 10 Authorize Repurchase of Up to 10 For For Management Percent of Issued Share Capital -------------------------------------------------------------------------------- MALLINCKRODT PLC Ticker: MNK Security ID: G5785G107 Meeting Date: MAR 16, 2016 Meeting Type: Annual Record Date: JAN 08, 2016 # Proposal Mgt Rec Vote Cast Sponsor 1 Elect Melvin D. Booth For For Management 2 Elect David R. Carlucci For For Management 3 Elect J. Martin Carroll For For Management 4 Elect Diane H. Gulyas For For Management 5 Elect Nancy S. Lurker For For Management 6 Elect JoAnn A. Reed For For Management 7 Elect Angus C. Russell For For Management 8 Elect Virgil D. Thompson For For Management 9 Elect Mark C. Trudeau For For Management 10 Elect Kneeland C. Youngblood For For Management 11 Elect Joseph A. Zaccagnino For For Management 12 Appointment of Auditor and Authority For For Management to Set Fees 13 Advisory Vote on Executive Compensation For For Management 14 Approval of the 2016 Employee Stock For For Management Purchase Plan 15 Authority to Repurchase Shares For For Management 16 Authority to Determine Reissue Price For For Management for Treasury Shares -------------------------------------------------------------------------------- MARATHON PETROLEUM CORPORATION Ticker: MPC Security ID: 56585A102 Meeting Date: APR 27, 2016 Meeting Type: Annual Record Date: FEB 29, 2016 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Evan Bayh For For Management 1.2 Elect Director Charles E. Bunch For For Management 1.3 Elect Director Frank M. Semple For For Management 2 Ratify PricewaterhouseCoopers LLP as For For Management Auditors 3 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 4 Adopt Proxy Access Right Against For Shareholder 5 Report on EHS Incidents and Worker Against Against Shareholder Fatigue Policies 6 Adopt Quantitative GHG Goals for Against Against Shareholder Products and Operations -------------------------------------------------------------------------------- MARRIOTT INTERNATIONAL, INC. Ticker: MAR Security ID: 571903202 Meeting Date: APR 08, 2016 Meeting Type: Special Record Date: FEB 02, 2016 # Proposal Mgt Rec Vote Cast Sponsor 1 Issue Shares in Connection with For For Management Acquisition 2 Adjourn Meeting For For Management -------------------------------------------------------------------------------- MARRIOTT INTERNATIONAL, INC. Ticker: MAR Security ID: 571903202 Meeting Date: MAY 06, 2016 Meeting Type: Annual Record Date: MAR 14, 2016 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director J.W. Marriott, Jr. For For Management 1.2 Elect Director Mary K. Bush For For Management 1.3 Elect Director Deborah Marriott For For Management Harrison 1.4 Elect Director Frederick A. 'Fritz' For For Management Henderson 1.5 Elect Director Lawrence W. Kellner For For Management 1.6 Elect Director Debra L. Lee For For Management 1.7 Elect Director George Munoz For For Management 1.8 Elect Director Steven S. Reinemund For For Management 1.9 Elect Director W. Mitt Romney For For Management 1.10 Elect Director Arne M. Sorenson For For Management 1.11 Elect Director Susan C. Schwab For For Management 2 Ratify Ernst & Young LLP as Auditors For For Management 3 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 4 Reduce Supermajority Vote Requirement Against For Shareholder -------------------------------------------------------------------------------- MB FINANCIAL, INC. Ticker: MBFI Security ID: 55264U108 Meeting Date: MAY 25, 2016 Meeting Type: Annual Record Date: MAR 28, 2016 # Proposal Mgt Rec Vote Cast Sponsor 1a Elect Director David P. Bolger For For Management 1b Elect Director C. Bryan Daniels For For Management 1c Elect Director Mitchell Feiger For For Management 1d Elect Director Charles J. Gries For For Management 1e Elect Director James N. Hallene For For Management 1f Elect Director Thomas H. Harvey For For Management 1g Elect Director Richard J. Holmstrom For For Management 1h Elect Director Karen J. May For For Management 1i Elect Director Ronald D. Santo For For Management 1j Elect Director Jennifer W. Steans For For Management 1k Elect Director Renee Togher For For Management 2 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 3 Ratify RSM US LLP as Auditors For For Management -------------------------------------------------------------------------------- MENTOR GRAPHICS CORPORATION Ticker: MENT Security ID: 587200106 Meeting Date: JUN 15, 2016 Meeting Type: Annual Record Date: APR 18, 2016 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Keith L. Barnes For For Management 1.2 Elect Director Peter L. Bonfield For For Management 1.3 Elect Director Paul A. Mascarenas For For Management 1.4 Elect Director J. Daniel McCranie For For Management 1.5 Elect Director Walden C. Rhines For For Management 1.6 Elect Director Cheryl L. Shavers For For Management 1.7 Elect Director Jeffrey M. Stafeil For For Management 2 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 3 Amend Omnibus Stock Plan For For Management 4 Amend Qualified Employee Stock For For Management Purchase Plan 5 Ratify KPMG LLP as Auditors For For Management -------------------------------------------------------------------------------- MGIC INVESTMENT CORPORATION Ticker: MTG Security ID: 552848103 Meeting Date: APR 28, 2016 Meeting Type: Annual Record Date: MAR 04, 2016 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Daniel A. Arrigoni For For Management 1.2 Elect Director Cassandra C. Carr For For Management 1.3 Elect Director C. Edward Chaplin For For Management 1.4 Elect Director Curt S. Culver For For Management 1.5 Elect Director Timothy A. Holt For For Management 1.6 Elect Director Kenneth M. Jastrow, II For For Management 1.7 Elect Director Michael E. Lehman For For Management 1.8 Elect Director Donald T. Nicolaisen For For Management 1.9 Elect Director Gary A. Poliner For For Management 1.10 Elect Director Patrick Sinks For For Management 1.11 Elect Director Mark M. Zandi For For Management 2 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 3 Amend NOL Rights Plan (NOL Pill) For For Management 4 Ratify PricewaterhouseCoopers LLP as For For Management Auditors -------------------------------------------------------------------------------- MOODY'S CORPORATION Ticker: MCO Security ID: 615369105 Meeting Date: APR 12, 2016 Meeting Type: Annual Record Date: FEB 17, 2016 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Basil L. Anderson For For Management 1.2 Elect Director Jorge A. Bermudez For For Management 1.3 Elect Director Darrell Duffie For For Management 1.4 Elect Director Kathryn M. Hill For For Management 1.5 Elect Director Ewald Kist For For Management 1.6 Elect Director Raymond W. McDaniel, Jr. For For Management 1.7 Elect Director Henry A. McKinnell, Jr. For For Management 1.8 Elect Director Leslie F. Seidman For For Management 1.9 Elect Director Bruce Van Saun For For Management 2 Ratify KPMG LLP as Auditors For For Management 3 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation -------------------------------------------------------------------------------- MYLAN N.V. Ticker: MYL Security ID: N59465109 Meeting Date: JUN 24, 2016 Meeting Type: Annual Record Date: MAY 27, 2016 # Proposal Mgt Rec Vote Cast Sponsor 1A Elect Director Heather Bresch For For Management 1B Elect Director Wendy Cameron For Against Management 1C Elect Director Robert J. Cindrich For For Management 1D Elect Director Robert J. Coury For For Management 1E Elect Director JoEllen Lyons Dillon For For Management 1F Elect Director Neil Dimick For For Management 1G Elect Director Melina Higgins For For Management 1H Elect Director Douglas J. Leech For For Management 1I Elect Director Rajiv Malik For For Management 1J Elect Director Joseph C. Maroon For For Management 1K Elect Director Mark W. Parrish For For Management 1L Elect Director Rodney L. Piatt For For Management 1M Elect Director Randall L. (Pete) For For Management Vanderveen 2 Adopt Financial Statements and For For Management Statutory Reports 3 Ratify Deloitte & Touche LLP as For For Management Auditors 4 Instruction to Deloitte Accountants B. For For Management V. for the Audit of the Company's Dutch Statutory Annual Accounts for Fiscal Year 2016 5 Advisory Vote to Ratify Named For Against Management Executive Officers' Compensation 6 Amend Omnibus Stock Plan For For Management 7 Authorize Repurchase of Shares For Against Management -------------------------------------------------------------------------------- NEWELL RUBBERMAID INC. Ticker: NWL Security ID: 651229106 Meeting Date: APR 15, 2016 Meeting Type: Annual Record Date: MAR 01, 2016 # Proposal Mgt Rec Vote Cast Sponsor 1 Issue Shares in Connection with Merger For For Management 2 Adjourn Meeting For For Management 3.1 Elect Director Thomas E. Clarke For For Management 3.2 Elect Director Kevin C. Conroy For For Management 3.3 Elect Director Scott S. Cowen For For Management 3.4 Elect Director Michael T. Cowhig For For Management 3.5 Elect Director Domenico De Sole For For Management 3.6 Elect Director Michael B. Polk For For Management 3.7 Elect Director Steven J. Strobel For For Management 3.8 Elect Director Michael A. Todman For For Management 3.9 Elect Director Raymond G. Viault For For Management 4 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation -------------------------------------------------------------------------------- NORTHWESTERN CORPORATION Ticker: NWE Security ID: 668074305 Meeting Date: APR 20, 2016 Meeting Type: Annual Record Date: FEB 22, 2016 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Stephen P. Adik For For Management 1.2 Elect Director Dorothy M. Bradley For For Management 1.3 Elect Director E. Linn Draper, Jr. For For Management 1.4 Elect Director Dana J. Dykhouse For For Management 1.5 Elect Director Jan R. Horsfall For For Management 1.6 Elect Director Julia L. Johnson For For Management 1.7 Elect Director Robert C. Rowe For For Management 2 Ratify Deloitte & Touche LLP as For For Management Auditors 3 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 4 Amend Certificate of Incorporation For For Management 5 Other Business For Against Management -------------------------------------------------------------------------------- NRG ENERGY, INC. Ticker: NRG Security ID: 629377508 Meeting Date: APR 28, 2016 Meeting Type: Annual Record Date: MAR 07, 2016 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director E. Spencer Abraham For For Management 1.2 Elect Director Kirbyjon H. Caldwell For For Management 1.3 Elect Director Lawrence S. Coben For For Management 1.4 Elect Director Howard E. Cosgrove For For Management 1.5 Elect Director Terry G. Dallas For For Management 1.6 Elect Director Mauricio Gutierrez For For Management 1.7 Elect Director William E. Hantke For For Management 1.8 Elect Director Paul W. Hobby For For Management 1.9 Elect Director Edward R. Muller For For Management 1.10 Elect Director Anne C. Schaumburg For For Management 1.11 Elect Director Evan J. Silverstein For For Management 1.12 Elect Director Thomas H. Weidemeyer For For Management 1.13 Elect Director Walter R. Young For For Management 2 Amend Omnibus Stock Plan For For Management 3 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 4 Ratify KPMG LLP as Auditors For For Management 5 Proxy Access None For Shareholder 6 Report on Lobbying Payments and Against For Shareholder Political Contributions -------------------------------------------------------------------------------- NUSTAR ENERGY L P Ticker: NS Security ID: 67058H102 Meeting Date: JAN 28, 2016 Meeting Type: Special Record Date: DEC 07, 2015 # Proposal Mgt Rec Vote Cast Sponsor 1 Amendment to the 2000 Long-Term For For Management Incentive Plan 2 Right to Adjourn Meeting For For Management -------------------------------------------------------------------------------- OSHKOSH CORP Ticker: OTRKA Security ID: 688239201 Meeting Date: FEB 02, 2016 Meeting Type: Annual Record Date: DEC 11, 2015 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Keith J. Allman For For Management 1.2 Elect Richard M. Donnelly For For Management 1.3 Elect Peter B. Hamilton For For Management 1.4 Elect Wilson R. Jones For For Management 1.5 Elect Leslie F. Kenne For For Management 1.6 Elect Stephen C. Mizell For For Management 1.7 Elect Stephen D. Newlin For Withhold Management 1.8 Elect Craig P. Omtvedt For For Management 1.9 Elect Duncan J. Palmer For For Management 1.10 Elect John S. Shiely For For Management 1.11 Elect Richard G. Sim For For Management 1.12 Elect William S. Wallace For For Management 2 Ratification of Auditor For For Management 3 Advisory Vote on Executive Compensation For For Management 4 Shareholder Proposal Regarding Proxy Against For Shareholder Access -------------------------------------------------------------------------------- PATRICK INDUSTRIES, INC. Ticker: PATK Security ID: 703343103 Meeting Date: MAY 18, 2016 Meeting Type: Annual Record Date: MAR 24, 2016 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Joseph M. Cerulli For For Management 1.2 Elect Director Todd M. Cleveland For For Management 1.3 Elect Director John A. Forbes For For Management 1.4 Elect Director Paul E. Hassler For For Management 1.5 Elect Director Michael A. Kitson For For Management 1.6 Elect Director Andy L. Nemeth For For Management 1.7 Elect Director M. Scott Welch For For Management 1.8 Elect Director Walter E. Wells For For Management 2 Ratify Crowe Horwath LLP as Auditors For For Management 3 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation -------------------------------------------------------------------------------- PENN NATIONAL GAMING, INC. Ticker: PENN Security ID: 707569109 Meeting Date: JUN 02, 2016 Meeting Type: Annual Record Date: APR 01, 2016 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Barbara Shattuck Kohn For For Management 1.2 Elect Director Ronald J. Naples For For Management 2 Ratify Ernst & Young LLP as Auditors For For Management 3 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation -------------------------------------------------------------------------------- PIEDMONT OFFICE REALTY TRUST, INC. Ticker: PDM Security ID: 720190206 Meeting Date: MAY 12, 2016 Meeting Type: Annual Record Date: MAR 03, 2016 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Kelly H. Barrett For For Management 1.2 Elect Director Michael R. Buchanan For For Management 1.3 Elect Director Wesley E. Cantrell For For Management 1.4 Elect Director Barbara B. Lang For For Management 1.5 Elect Director Frank C. McDowell For For Management 1.6 Elect Director Donald A. Miller For For Management 1.7 Elect Director Raymond G. Milnes, Jr. For For Management 1.8 Elect Director Jeffrey L. Swope For For Management 1.9 Elect Director Dale H. Taysom For For Management 2 Ratify Ernst & Young LLP as Auditors For For Management 3 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation -------------------------------------------------------------------------------- PINNACLE FINANCIAL PARTNERS, INC. Ticker: PNFP Security ID: 72346Q104 Meeting Date: APR 19, 2016 Meeting Type: Annual Record Date: FEB 25, 2016 # Proposal Mgt Rec Vote Cast Sponsor 1a Elect Director Harold Gordon Bone For For Management 1b Elect Director Charles E. Brock For For Management 1c Elect Director Gregory L. Burns For For Management 1d Elect Director Renda J. Burkhart For For Management 1e Elect Director Colleen Conway-Welch For For Management 1f Elect Director Thomas C. Farnsworth, For For Management III 1g Elect Director Glenda Baskin Glover For For Management 1h Elect Director William F. Hagerty, IV For For Management 1i Elect Director Ed C. Loughry, Jr. For For Management 1j Elect Director M. Terry Turner For For Management 1k Elect Director Gary L. Scott For For Management 2 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 3 Ratify Crowe Horwath LLP as Auditors For For Management -------------------------------------------------------------------------------- RADIAN GROUP INC. Ticker: RDN Security ID: 750236101 Meeting Date: MAY 11, 2016 Meeting Type: Annual Record Date: MAR 16, 2016 # Proposal Mgt Rec Vote Cast Sponsor 1a Elect Director Herbert Wender For For Management 1b Elect Director David C. Carney For For Management 1c Elect Director Howard B. Culang For For Management 1d Elect Director Lisa W. Hess For For Management 1e Elect Director Stephen T. Hopkins For For Management 1f Elect Director Sanford A. Ibrahim For For Management 1g Elect Director Brian D. Montgomery For For Management 1h Elect Director Gaetano Muzio For For Management 1i Elect Director Gregory V. Serio For For Management 1j Elect Director Noel J. Spiegel For For Management 2 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 3 Provide Directors May Be Removed With For For Management or Without Cause 4 Amend Securities Transfer Restrictions For For Management 5 Amend NOL Rights Plan (NOL Pill) For For Management 6 Ratify PricewaterhouseCoopers LLP as For For Management Auditors -------------------------------------------------------------------------------- REGENERON PHARMACEUTICALS, INC. Ticker: REGN Security ID: 75886F107 Meeting Date: JUN 10, 2016 Meeting Type: Annual Record Date: APR 14, 2016 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Michael S. Brown For Against Management 1.2 Elect Director Leonard S. Schleifer For For Management 1.3 Elect Director George D. Yancopoulos For For Management 2 Ratify PricewaterhouseCoopers LLP as For For Management Auditors -------------------------------------------------------------------------------- RICE ENERGY INC. Ticker: RICE Security ID: 762760106 Meeting Date: JUN 01, 2016 Meeting Type: Annual Record Date: APR 04, 2016 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Robert F. Vagt For For Management 1.2 Elect Director Toby Z. Rice For For Management 1.3 Elect Director Steven C. Dixon For For Management 2 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 3 Ratify Ernst & Young LLP as Auditors For For Management -------------------------------------------------------------------------------- RPM INTERNATIONAL, INC. Ticker: RPM Security ID: 749685103 Meeting Date: OCT 08, 2015 Meeting Type: Annual Record Date: AUG 14, 2015 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect John P. Abizaid For For Management 1.2 Elect Bruce A. Carbonari For For Management 1.3 Elect Jenniffer D. Deckard For For Management 1.4 Elect Salvatore D. Fazzolari For For Management 1.5 Elect Thomas S. Gross For For Management 2 Advisory Vote on Executive Compensation For For Management 3 Ratification of Auditor For For Management -------------------------------------------------------------------------------- RYMAN HOSPITALITY PROPERTIES, INC. Ticker: RHP Security ID: 78377T107 Meeting Date: MAY 05, 2016 Meeting Type: Annual Record Date: MAR 17, 2016 # Proposal Mgt Rec Vote Cast Sponsor 1a Elect Director Michael J. Bender For For Management 1b Elect Director Rachna Bhasin For For Management 1c Elect Director William F. Hagerty, IV For For Management 1d Elect Director Ellen Levine For For Management 1e Elect Director Patrick Q. Moore For For Management 1f Elect Director Robert S. Prather, Jr. For For Management 1g Elect Director Colin V. Reed For For Management 1h Elect Director Michael D. Rose For For Management 1i Elect Director Michael I. Roth For For Management 2 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 3 Approve Omnibus Stock Plan For For Management 4 Ratify Ernst & Young LLP as Auditors For For Management -------------------------------------------------------------------------------- SCANA CORPORATION Ticker: SCG Security ID: 80589M102 Meeting Date: APR 28, 2016 Meeting Type: Annual Record Date: MAR 01, 2016 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Gregory E. Aliff For For Management 1.2 Elect Director Sharon A. Decker For For Management 1.3 Elect Director Kevin B. Marsh For For Management 1.4 Elect Director James M. Micali For For Management 2 Ratify Deloitte & Touche LLP as For For Management Auditors 3 Amend Outside Director Stock Awards in For For Management Lieu of Cash 4 Amend Outside Director Stock Awards in For For Management Lieu of Cash 5 Declassify the Board of Directors For For Management -------------------------------------------------------------------------------- SEALED AIR CORPORATION Ticker: SEE Security ID: 81211K100 Meeting Date: MAY 19, 2016 Meeting Type: Annual Record Date: MAR 21, 2016 # Proposal Mgt Rec Vote Cast Sponsor 1 Elect Director Michael Chu For For Management 2 Elect Director Lawrence R. Codey For For Management 3 Elect Director Patrick Duff For For Management 4 Elect Director Jacqueline B. Kosecoff For For Management 5 Elect Director Neil Lustig For For Management 6 Elect Director Kenneth P. Manning For For Management 7 Elect Director William J. Marino For For Management 8 Elect Director Jerome A. Peribere For For Management 9 Elect Director Richard L. Wambold For For Management 10 Elect Director Jerry R. Whitaker For For Management 11 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 12 Ratify Ernst & Young LLP as Auditors For For Management -------------------------------------------------------------------------------- SOUTHWEST AIRLINES CO. Ticker: LUV Security ID: 844741108 Meeting Date: MAY 18, 2016 Meeting Type: Annual Record Date: MAR 22, 2016 # Proposal Mgt Rec Vote Cast Sponsor 1a Elect Director David W. Biegler For For Management 1b Elect Director J. Veronica Biggins For For Management 1c Elect Director Douglas H. Brooks For For Management 1d Elect Director William H. Cunningham For For Management 1e Elect Director John G. Denison For For Management 1f Elect Director Thomas W. Gilligan For For Management 1g Elect Director Gary C. Kelly For For Management 1h Elect Director Grace D. Lieblein For For Management 1i Elect Director Nancy B. Loeffler For For Management 1j Elect Director John T. Montford For For Management 1k Elect Director Ron Ricks For For Management 2 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 3 Ratify Ernst & Young LLP as Auditors For For Management 4 Proxy Access Against For Shareholder -------------------------------------------------------------------------------- SS&C TECHNOLOGIES HOLDINGS, INC. Ticker: SSNC Security ID: 78467J100 Meeting Date: MAY 25, 2016 Meeting Type: Annual Record Date: APR 01, 2016 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Smita Conjeevaram For For Management 1.2 Elect Director Michael E. Daniels For Withhold Management 1.3 Elect Director William C. Stone For Withhold Management 2 Increase Authorized Common Stock For For Management 3 Amend Omnibus Stock Plan For Against Management 4 Ratify PricewaterhouseCoopers LLP as For For Management Auditors -------------------------------------------------------------------------------- STAMPS.COM INC. Ticker: STMP Security ID: 852857200 Meeting Date: JUN 13, 2016 Meeting Type: Annual Record Date: APR 18, 2016 # Proposal Mgt Rec Vote Cast Sponsor 1 Elect Director Mohan P. Ananda For Withhold Management 2 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 3 Amend Omnibus Stock Plan For For Management 4 Ratify Ernst & Young LLP as Auditors For For Management -------------------------------------------------------------------------------- STARBUCKS CORP. Ticker: SBUX Security ID: 855244109 Meeting Date: MAR 23, 2016 Meeting Type: Annual Record Date: JAN 14, 2016 # Proposal Mgt Rec Vote Cast Sponsor 1 Elect Howard Schultz For For Management 2 Elect William W. Bradley For For Management 3 Elect Mary N. Dillon For For Management 4 Elect Robert M. Gates For For Management 5 Elect Mellody Hobson For For Management 6 Elect Kevin R. Johnson For For Management 7 Elect Joshua C. Ramo For For Management 8 Elect James G. Shennan, Jr. For For Management 9 Elect Clara Shih For For Management 10 Elect Javier G. Teruel For For Management 11 Elect Myron E. Ullman III For For Management 12 Elect Craig E. Weatherup For For Management 13 Advisory Vote on Executive Compensation For For Management 14 Amendment to the Executive Management For For Management Bonus Plan 15 Ratification of Auditor For For Management 16 Shareholder Proposal Regarding Proxy Against For Shareholder Acess 17 Shareholder Proposal Regarding Human Against Against Shareholder Rights Review -------------------------------------------------------------------------------- STEPAN COMPANY Ticker: SCL Security ID: 858586100 Meeting Date: APR 26, 2016 Meeting Type: Annual Record Date: FEB 26, 2016 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Michael R. Boyce For For Management 1.2 Elect Director F. Quinn Stepan For For Management 1.3 Elect Director Edward J. Wehmer For For Management 2 Amend Omnibus Stock Plan For For Management 3 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 4 Ratify Deloitte & Touche LLP as For For Management Auditors -------------------------------------------------------------------------------- SUNOPTA INC. Ticker: STKL Security ID: 8676EP108 Meeting Date: MAY 10, 2016 Meeting Type: Annual/Special Record Date: MAR 11, 2016 # Proposal Mgt Rec Vote Cast Sponsor 1a Elect Director Jay Amato For For Management 1b Elect Director Margaret Shan Atkins For For Management 1c Elect Director Michael Detlefsen For For Management 1d Elect Director Douglas Greene For For Management 1e Elect Director Katrina Houde For For Management 1f Elect Director Hendrik Jacobs For For Management 1g Elect Director Alan Murray For For Management 2 Ratify Deloitte LLP as Auditors For For Management 3 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 4 Approve Advance Notice By-Law No.15 For For Management 5 Approve Shareholder Rights Plan For For Management 6 Amend Omnibus Stock Plan For For Management -------------------------------------------------------------------------------- TARGET CORPORATION Ticker: TGT Security ID: 87612E106 Meeting Date: JUN 08, 2016 Meeting Type: Annual Record Date: APR 11, 2016 # Proposal Mgt Rec Vote Cast Sponsor 1a Elect Director Roxanne S. Austin For For Management 1b Elect Director Douglas M. Baker, Jr. For For Management 1c Elect Director Brian C. Cornell For For Management 1d Elect Director Calvin Darden For For Management 1e Elect Director Henrique De Castro For For Management 1f Elect Director Robert L. Edwards For For Management 1g Elect Director Melanie L. Healey For For Management 1h Elect Director Donald R. Knauss For For Management 1i Elect Director Monica C. Lozano For For Management 1j Elect Director Mary E. Minnick For For Management 1k Elect Director Anne M. Mulcahy For For Management 1l Elect Director Derica W. Rice For For Management 1m Elect Director Kenneth L. Salazar For For Management 1n Elect Director John G. Stumpf For For Management 2 Ratify Ernst & Young LLP as Auditors For For Management 3 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 4 Report on Guidelines for Country Against Against Shareholder Selection -------------------------------------------------------------------------------- TESORO CORPORATION Ticker: TSO Security ID: 881609101 Meeting Date: MAY 03, 2016 Meeting Type: Annual Record Date: MAR 11, 2016 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Rodney F. Chase For For Management 1.2 Elect Director Edward G. Galante For For Management 1.3 Elect Director Gregory J. Goff For For Management 1.4 Elect Director Robert W. Goldman For For Management 1.5 Elect Director David Lilley For For Management 1.6 Elect Director Mary Pat McCarthy For For Management 1.7 Elect Director J.W. Nokes For For Management 1.8 Elect Director Susan Tomasky For For Management 1.9 Elect Director Michael E. Wiley For For Management 1.10 Elect Director Patrick Y. Yang For For Management 2 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 3 Ratify Ernst & Young LLP as Auditors For For Management 4 Report on Lobbying Payments and Policy Against Against Shareholder -------------------------------------------------------------------------------- TEXAS ROADHOUSE, INC. Ticker: TXRH Security ID: 882681109 Meeting Date: MAY 19, 2016 Meeting Type: Annual Record Date: MAR 22, 2016 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Gregory N. Moore For For Management 1.2 Elect Director James F. Parker For For Management 1.3 Elect Director Kathleen N. Widmer For For Management 2 Ratify KPMG LLP as Auditors For For Management 3 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 4 Declassify the Board of Directors For For Management -------------------------------------------------------------------------------- THE HOME DEPOT, INC. Ticker: HD Security ID: 437076102 Meeting Date: MAY 19, 2016 Meeting Type: Annual Record Date: MAR 21, 2016 # Proposal Mgt Rec Vote Cast Sponsor 1a Elect Director Gerard J. Arpey For For Management 1b Elect Director Ari Bousbib For For Management 1c Elect Director Gregory D. Brenneman For For Management 1d Elect Director J. Frank Brown For For Management 1e Elect Director Albert P. Carey For For Management 1f Elect Director Armando Codina For For Management 1g Elect Director Helena B. Foulkes For For Management 1h Elect Director Linda R. Gooden For For Management 1i Elect Director Wayne M. Hewett For For Management 1j Elect Director Karen L. Katen For For Management 1k Elect Director Craig A. Menear For For Management 1l Elect Director Mark Vadon For For Management 2 Ratify KPMG LLP as Auditors For For Management 3 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 4 Prepare Employment Diversity Report Against For Shareholder and Report on Diversity Policies 5 Reduce Ownership Threshold for Against For Shareholder Shareholders to Call Special Meeting -------------------------------------------------------------------------------- TIME INC. Ticker: TIME Security ID: 887228104 Meeting Date: JUN 07, 2016 Meeting Type: Annual Record Date: APR 12, 2016 # Proposal Mgt Rec Vote Cast Sponsor 1a Elect Director Joseph A. Ripp For For Management 1b Elect Director David A. Bell For For Management 1c Elect Director John M. Fahey, Jr. For For Management 1d Elect Director Manuel A. Fernandez For For Management 1e Elect Director Dennis J. FitzSimons For For Management 1f Elect Director Betsy D. Holden For For Management 1g Elect Director Kay Koplovitz For For Management 1h Elect Director J. Randall MacDonald For For Management 1i Elect Director Ronald S. Rolfe For For Management 1j Elect Director Howard Stringer For For Management 1k Elect Director Michael P. Zeisser For For Management 2 Ratify Ernst & Young LLP as Auditors For For Management 3 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 4 Approve Omnibus Stock Plan For For Management -------------------------------------------------------------------------------- TUESDAY MORNING CORP. Ticker: TUES Security ID: 899035505 Meeting Date: DEC 09, 2015 Meeting Type: Annual Record Date: OCT 12, 2015 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Steven R. Becker For For Management 1.2 Elect Terry Burman For For Management 1.3 Elect Frank M. Hamlin For For Management 1.4 Elect William Montalto For For Management 1.5 Elect Sherry M. Smith For For Management 1.6 Elect Jimmie L. Wade For For Management 1.7 Elect Richard S. Willis For For Management 2 Advisory Vote on Executive Compensation For Against Management 3 Ratification of Auditor For For Management -------------------------------------------------------------------------------- TYSON FOODS, INC. Ticker: TSN Security ID: 902494103 Meeting Date: FEB 05, 2016 Meeting Type: Annual Record Date: DEC 07, 2015 # Proposal Mgt Rec Vote Cast Sponsor 1 Elect John H. Tyson For For Management 2 Elect Gaurdie E. Banister, Jr. For For Management 3 Elect Mike Beebe For For Management 4 Elect Mikel A. Durham For For Management 5 Elect Kevin M. McNamara For For Management 6 Elect Brad T. Sauer For For Management 7 Elect Donnie Smith For For Management 8 Elect Robert Thurber For For Management 9 Elect Barbara A. Tyson For For Management 10 Renewal of the Annual Incentive For For Management Compensation Plan 11 Ratification of Auditor For For Management 12 Shareholder Proposal Regarding Against For Shareholder Gestation Crates 13 Shareholder Proposal Regarding Water Against For Shareholder Stewardship Policy 14 Shareholder Proposal Regarding Against For Shareholder Independent Board Chair 15 Shareholder Proposal Regarding Against For Shareholder Recapitalization 16 Shareholder Proposal Regarding Report Against For Shareholder on Working Conditions 17 Shareholder Proposal Regarding Against For Shareholder Lobbying Expenditures -------------------------------------------------------------------------------- UNIVERSAL INSURANCE HOLDINGS, INC. Ticker: UVE Security ID: 91359V107 Meeting Date: JUN 09, 2016 Meeting Type: Annual Record Date: APR 11, 2016 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Scott P. Callahan For For Management 1.2 Elect Director Sean P. Downes For For Management 1.3 Elect Director Darryl L. Lewis For For Management 1.4 Elect Director Ralph J. Palmieri For For Management 1.5 Elect Director Richard D. Peterson For Withhold Management 1.6 Elect Director Michael A. Pietrangelo For Withhold Management 1.7 Elect Director Ozzie A. Schindler For For Management 1.8 Elect Director Jon W. Springer For For Management 1.9 Elect Director Joel M. Wilentz For Withhold Management 2 Amend Omnibus Stock Plan For Against Management 3 Ratify Plante & Moran, PLLC as Auditors For For Management 4 Require a Majority Vote for the None For Shareholder Election of Directors -------------------------------------------------------------------------------- VALEANT PHARMACEUTICALS INTERNATIONAL, INC. Ticker: VRX Security ID: 91911K102 Meeting Date: JUN 14, 2016 Meeting Type: Annual Record Date: APR 20, 2016 # Proposal Mgt Rec Vote Cast Sponsor 1a Elect Director William A. Ackman For For Management 1b Elect Director Fredric N. Eshelman For For Management 1c Elect Director Stephen Fraidin For For Management 1d Elect Director D. Robert Hale For For Management 1e Elect Director Robert A. Ingram For For Management 1f Elect Director Argeris (Jerry) N. For For Management Karabelas 1g Elect Director Joseph C. Papa For For Management 1h Elect Director Robert N. Power For For Management 1i Elect Director Russel C. Robertson For For Management 1j Elect Director Thomas W. Ross, Sr. For For Management 1k Elect Director Amy B. Wechsler For For Management 2 Advisory Vote to Ratify Named For Against Management Executive Officers' Compensation 3 Approve PricewaterhouseCoopers LLP as For For Management Auditors and Authorize Board to Fix Their Remuneration -------------------------------------------------------------------------------- VERIFONE SYSTEMS INC Ticker: PAY Security ID: 92342Y109 Meeting Date: MAR 24, 2016 Meeting Type: Annual Record Date: JAN 28, 2016 # Proposal Mgt Rec Vote Cast Sponsor 4 Elect Alex W. Hart For For Management 5 Elect Robert B. Henske For For Management 6 Elect Wenda Harris Millard For For Management 7 Elect Eitan Raff For For Management 8 Elect Jonathan I. Schwartz For For Management 9 Elect Jane Thompson For For Management 10 Approval of Amended and Restated Bonus For For Management Plan 11 Advisory Vote on Executive Compensation For Against Management 12 Ratification of Auditor For For Management -------------------------------------------------------------------------------- VERIFONE SYSTEMS INC Ticker: PAY Security ID: 92342Y109 Meeting Date: MAR 24, 2016 Meeting Type: Annual Record Date: JAN 28, 2016 # Proposal Mgt Rec Vote Cast Sponsor 1 Elect Robert W. Alspaugh For For Management 2 Elect Karen Austin For For Management 3 Elect Paul Galant For For Management -------------------------------------------------------------------------------- WEIGHT WATCHERS INTERNATIONAL, INC. Ticker: WTW Security ID: 948626106 Meeting Date: MAY 10, 2016 Meeting Type: Annual Record Date: MAR 24, 2016 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Steven M. Altschuler For For Management 1.2 Elect Director Philippe J. Amouyal For Withhold Management 1.3 Elect Director James R. Chambers For Withhold Management 2.4 Elect Director Oprah Winfrey For Withhold Management 3 Ratify PricewaterhouseCoopers LLP as For For Management Auditors -------------------------------------------------------------------------------- WELLCARE HEALTH PLANS, INC. Ticker: WCG Security ID: 94946T106 Meeting Date: MAY 25, 2016 Meeting Type: Annual Record Date: MAR 28, 2016 # Proposal Mgt Rec Vote Cast Sponsor 1a Elect Director Richard C. Breon For For Management 1b Elect Director Kenneth A. Burdick For For Management 1c Elect Director Carol J. Burt For For Management 1d Elect Director Roel C. Campos For For Management 1e Elect Director Kevin F. Hickey For For Management 1f Elect Director Christian P. Michalik For For Management 1g Elect Director Glenn D. Steele, Jr. For For Management 1h Elect Director William L. Trubeck For For Management 1i Elect Director Paul E. Weaver For For Management 2 Ratify Deloitte & Touche LLP as For For Management Auditors 3 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation -------------------------------------------------------------------------------- WELLTOWER INC. Ticker: HCN Security ID: 95040Q104 Meeting Date: MAY 05, 2016 Meeting Type: Annual Record Date: MAR 08, 2016 # Proposal Mgt Rec Vote Cast Sponsor 1a Elect Director Kenneth J. Bacon For For Management 1b Elect Director Thomas J. DeRosa For For Management 1c Elect Director Jeffrey H. Donahue For For Management 1d Elect Director Fred S. Klipsch For For Management 1e Elect Director Geoffrey G. Meyers For For Management 1f Elect Director Timothy J. Naughton For For Management 1g Elect Director Sharon M. Oster For For Management 1h Elect Director Judith C. Pelham For For Management 1i Elect Director Sergio D. Rivera For For Management 1j Elect Director R. Scott Trumbull For For Management 2 Ratify Ernst & Young LLP as Auditors For For Management 3 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 4 Approve Omnibus Stock Plan For For Management -------------------------------------------------------------------------------- WEST CORPORATION Ticker: WSTC Security ID: 952355204 Meeting Date: MAY 17, 2016 Meeting Type: Annual Record Date: MAR 24, 2016 # Proposal Mgt Rec Vote Cast Sponsor 1a Elect Director Laura A. Grattan For For Management 1b Elect Director Paul R. Garcia For For Management 1c Elect Director Gregory T. Sloma For For Management 2 Ratify Deloitte & Touche LLP as For For Management Auditors 3 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 4 Amend Qualified Employee Stock For For Management Purchase Plan -------------------------------------------------------------------------------- WOODWARD INC Ticker: WWD Security ID: 980745103 Meeting Date: JAN 20, 2016 Meeting Type: Annual Record Date: NOV 25, 2015 # Proposal Mgt Rec Vote Cast Sponsor 1 Elect John D. Cohn For For Management 2 Elect James R. Rulseh For For Management 3 Elect Gregg C. Sengstack For For Management 4 Ratification of Auditor For For Management 5 Advisory Vote on Executive Compensation For For Management -------------------------------------------------------------------------------- WYNDHAM WORLDWIDE CORPORATION Ticker: WYN Security ID: 98310W108 Meeting Date: MAY 10, 2016 Meeting Type: Annual Record Date: MAR 18, 2016 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Stephen P. Holmes For For Management 1.2 Elect Director Myra J. Biblowit For For Management 1.3 Elect Director James E. Buckman For For Management 1.4 Elect Director George Herrera For For Management 1.5 Elect Director Brian Mulroney For For Management 1.6 Elect Director Pauline D.E. Richards For For Management 1.7 Elect Director Michael H. Wargotz For For Management 2 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 3 Ratify Deloitte & Touche LLP as For For Management Auditors 4 Report on Political Contributions Against For Shareholder ============== GUGGENHEIM LARGE CAP OPTIMIZED DIVERSIFICATION ETF ============== FACEBOOK, INC. Ticker: FB Security ID: 30303M102 Meeting Date: JUN 20, 2016 Meeting Type: Annual Record Date: APR 29, 2016 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Marc L. Andreessen For Withhold Management 1.2 Elect Director Erskine B. Bowles For Withhold Management 1.3 Elect Director Susan D. For Withhold Management Desmond-Hellmann 1.4 Elect Director Reed Hastings For For Management 1.5 Elect Director Jan Koum For Withhold Management 1.6 Elect Director Sheryl K. Sandberg For Withhold Management 1.7 Elect Director Peter A. Thiel For For Management 1.8 Elect Director Mark Zuckerberg For Withhold Management 2 Ratify Ernst & Young LLP as Auditors For For Management 3 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 4 Ratify the Grant of Restricted Stock For Against Management Units to Non-Employee Directors 5 Ratify the Grant of Restricted Stock For Against Management Units to Non-Employee Directors 6 Approve Annual Compensation Program For Against Management for Non-employee Directors 7A Amend Certificate of Incorporation to For Against Management Establish the Class C Capital Stock and to Make Certain Clarifying Changes 7B Increase Authorized Common Stock For Against Management 7C Amend Certificate of Incorporation to For For Management Provide Equal Treatment of Shares of Class A Common Stock, Class B Common Stock, and Class C Capital Stock 7D Amend Certificate of Incorporation to For For Management Provide for Additional Events 8 Amend Omnibus Stock Plan For Against Management 9 Approve Recapitalization Plan for all Against For Shareholder Stock to Have One-vote per Share 10 Report on Sustainability Against For Shareholder 11 Report on Lobbying Payments and Policy Against For Shareholder 12 Establish International Policy Board Against Against Shareholder Committee 13 Report on Gender Pay Gap Against For Shareholder -------------------------------------------------------------------------------- GAMESTOP CORP. Ticker: GME Security ID: 36467W109 Meeting Date: JUN 21, 2016 Meeting Type: Annual Record Date: APR 29, 2016 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Daniel A. DeMatteo For For Management 1.2 Elect Director J. Paul Raines For For Management 1.3 Elect Director Jerome L. Davis For For Management 1.4 Elect Director Thomas N. Kelly Jr. For For Management 1.5 Elect Director Shane S. Kim For For Management 1.6 Elect Director Steven R. Koonin For For Management 1.7 Elect Director Stephanie M. Shern For For Management 1.8 Elect Director Gerald R. Szczepanski For For Management 1.9 Elect Director Kathy P. Vrabeck For For Management 1.10 Elect Director Lawrence S. Zilavy For For Management 2 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 3 Ratify Deloitte & Touche LLP as For For Management Auditors 4 Provide Directors May Be Removed With For For Management or Without Cause -------------------------------------------------------------------------------- ITC HOLDINGS CORP. Ticker: ITC Security ID: 465685105 Meeting Date: JUN 22, 2016 Meeting Type: Special Record Date: MAY 13, 2016 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Merger Agreement For For Management 2 Advisory Vote on Golden Parachutes For For Management 3 Adjourn Meeting For For Management -------------------------------------------------------------------------------- UNITED THERAPEUTICS CORPORATION Ticker: UTHR Security ID: 91307C102 Meeting Date: JUN 21, 2016 Meeting Type: Annual Record Date: APR 27, 2016 # Proposal Mgt Rec Vote Cast Sponsor 1a Elect Director Christopher Causey For For Management 1b Elect Director Richard Giltner For For Management 1c Elect Director Judy Olian For For Management 2 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 3 Ratify Ernst & Young LLP as Auditors For For Management ========================= GUGGENHEIM MID-CAP CORE ETF ========================== ALLEGION PLC Ticker: ALLE Security ID: G0176J109 Meeting Date: JUN 08, 2016 Meeting Type: Annual Record Date: APR 11, 2016 # Proposal Mgt Rec Vote Cast Sponsor 1a Elect Director Michael J. Chesser For For Management 1b Elect Director Carla Cico For For Management 1c Elect Director Kirk S. Hachigian For For Management 1d Elect Director David D. Petratis For For Management 1e Elect Director Dean I. Schaffer For For Management 1f Elect Director Martin E. Welch, III For For Management 2 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 3 Approve Auditors and Authorize Board For For Management to Fix Their Remuneration 4A Amend Memorandum of Association For For Management 4B Amend Articles of Association For For Management 5A Amend Articles of Incorporation to For For Management Provide for Plurality Voting in Contested Director Elections 5B Amend Articles of Association to Grant For For Management the Board of Directors Sole Authority to Determine Its Size -------------------------------------------------------------------------------- ALLIANT ENERGY CORPORATION Ticker: LNT Security ID: 018802108 Meeting Date: MAY 13, 2016 Meeting Type: Annual Record Date: MAR 15, 2016 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Michael L. Bennett For For Management 1.2 Elect Director Deborah B. Dunie For For Management 1.3 Elect Director Darryl B. Hazel For For Management 1.4 Elect Director Thomas F. O'Toole For For Management 2 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 3 Ratify Deloitte & Touche LLP as For For Management Auditors -------------------------------------------------------------------------------- ALLISON TRANSMISSION HOLDINGS, INC. Ticker: ALSN Security ID: 01973R101 Meeting Date: MAY 12, 2016 Meeting Type: Annual Record Date: MAR 28, 2016 # Proposal Mgt Rec Vote Cast Sponsor 1a Elect Director David F. Denison For For Management 1b Elect Director David C. Everitt For For Management 1c Elect Director James A. Star For For Management 2 Ratify PricewaterhouseCoopers LLP as For For Management Auditors 3 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 4 Declassify the Board of Directors For For Management -------------------------------------------------------------------------------- AMDOCS Ticker: DOX Security ID: G02602103 Meeting Date: FEB 03, 2016 Meeting Type: Annual Record Date: DEC 07, 2015 # Proposal Mgt Rec Vote Cast Sponsor 1 Elect Robert A. Minicucci For For Management 2 Elect Adrian Gardner For For Management 3 Elect John T. McLennan For For Management 4 Elect Simon Olswang For For Management 5 Elect Zohar Zisapel For For Management 6 Elect Julian A. Brodsky For For Management 7 Elect Clayton M. Christensen For Against Management 8 Elect Eli Gelman For For Management 9 Elect James S. Kahan For For Management 10 Elect Richard T.C. LeFave For For Management 11 Elect Giora Yaron For For Management 12 Increase in Dividend For For Management 13 Accounts and Reports For For Management 14 Appointment of Auditor and Authority For For Management to Set Fees -------------------------------------------------------------------------------- AMERICAN FINANCIAL GROUP, INC. Ticker: AFG Security ID: 025932104 Meeting Date: MAY 17, 2016 Meeting Type: Annual Record Date: MAR 23, 2016 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Carl H. Lindner, III For For Management 1.2 Elect Director S. Craig Lindner For For Management 1.3 Elect Director Kenneth C. Ambrecht For For Management 1.4 Elect Director John B. Berding For For Management 1.5 Elect Director Joseph E. (Jeff) For For Management Consolino 1.6 Elect Director Virginia 'Gina' C. For For Management Drosos 1.7 Elect Director James E. Evans For For Management 1.8 Elect Director Terry S. Jacobs For For Management 1.9 Elect Director Gregory G. Joseph For For Management 1.10 Elect Director William W. Verity For For Management 1.11 Elect Director John I. Von Lehman For For Management 2 Ratify Ernst & Young LLP as Auditors For For Management 3 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 4 Approve Executive Incentive Bonus Plan For For Management -------------------------------------------------------------------------------- AMERICAN WATER WORKS COMPANY, INC. Ticker: AWK Security ID: 030420103 Meeting Date: MAY 13, 2016 Meeting Type: Annual Record Date: MAR 21, 2016 # Proposal Mgt Rec Vote Cast Sponsor 1a Elect Director Julie A. Dobson For For Management 1b Elect Director Paul J. Evanson For For Management 1c Elect Director Martha Clark Goss For For Management 1d Elect Director Richard R. Grigg For For Management 1e Elect Director Veronica M. Hagen For For Management 1f Elect Director Julia L. Johnson For For Management 1g Elect Director Karl F. Kurz For For Management 1h Elect Director George MacKenzie For For Management 1i Elect Director Susan N. Story For For Management 2 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 3 Ratify PricewaterhouseCoopers LLP as For For Management Auditors -------------------------------------------------------------------------------- AMPHENOL CORPORATION Ticker: APH Security ID: 032095101 Meeting Date: MAY 25, 2016 Meeting Type: Annual Record Date: MAR 28, 2016 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Ronald P. Badie For For Management 1.2 Elect Director Stanley L. Clark For For Management 1.3 Elect Director David P. Falck For For Management 1.4 Elect Director Edward G. Jepsen For For Management 1.5 Elect Director Randall D. Ledford For For Management 1.6 Elect Director Martin H. Loeffler For For Management 1.7 Elect Director John R. Lord For For Management 1.8 Elect Director R. Adam Norwitt For For Management 1.9 Elect Director Diana G. Reardon For For Management 2 Ratify Deloitte & Touche LLP as For For Management Auditors 3 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 4 Provide Directors May Be Removed With For For Management or Without Cause -------------------------------------------------------------------------------- ARTHUR J. GALLAGHER & CO. Ticker: AJG Security ID: 363576109 Meeting Date: MAY 17, 2016 Meeting Type: Annual Record Date: MAR 23, 2016 # Proposal Mgt Rec Vote Cast Sponsor 1a Elect Director Sherry S. Barrat For For Management 1b Elect Director William L. Bax For For Management 1c Elect Director D. John Coldman For For Management 1d Elect Director Frank E. English, Jr For For Management 1e Elect Director J. Patrick Gallagher, For For Management Jr. 1f Elect Director Elbert O. Hand For For Management 1g Elect Director David S. Johnson For For Management 1h Elect Director Kay W. McCurdy For For Management 1i Elect Director Ralph J. Nicoletti For For Management 1j Elect Director Norman L. Rosenthal For For Management 2 Ratify Ernst & Young LLP as Auditors For For Management 3 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation -------------------------------------------------------------------------------- ASHLAND INC. Ticker: ASH Security ID: 44209104 Meeting Date: JAN 28, 2016 Meeting Type: Annual Record Date: DEC 01, 2015 # Proposal Mgt Rec Vote Cast Sponsor 1 Elect Brendan M. Cummins For For Management 2 Elect Roger W. Hale For For Management 3 Elect Vada O. Manager For For Management 4 Elect Mark C. Rohr For For Management 5 Elect George A. Schaefer, Jr. For For Management 6 Elect Janice J. Teal For For Management 7 Elect Michael J. Ward For For Management 8 Ratification of Auditor For For Management 9 Advisory Vote on Executive Compensation For Against Management -------------------------------------------------------------------------------- ATMOS ENERGY CORP. Ticker: ATO Security ID: 49560105 Meeting Date: FEB 03, 2016 Meeting Type: Annual Record Date: DEC 10, 2015 # Proposal Mgt Rec Vote Cast Sponsor 1 Elect Robert W. Best For For Management 2 Elect Kim R. Cocklin For For Management 3 Elect Richard W. Douglas For For Management 4 Elect Ruben E. Esquivel For For Management 5 Elect Richard K. Gordon For For Management 6 Elect Robert C. Grable For For Management 7 Elect Michael E. Haefner For For Management 8 Elect Thomas C. Meredith For For Management 9 Elect Nancy K. Quinn For For Management 10 Elect Richard A. Sampson For For Management 11 Elect Stephen R. Springer For For Management 12 Elect Richard Ware II For For Management 13 Amendment to the Long Term Incentive For Against Management Plan 14 Amendment to the Annual Incentive Plan For For Management 15 Ratification of Auditor For For Management 16 Advisory Vote on Executive Compensation For For Management 17 Frequency of Advisory Vote on 1 Year 1 Year Management Executive Compensation -------------------------------------------------------------------------------- AVANGRID, INC. Ticker: AGR Security ID: 05351W103 Meeting Date: JUN 16, 2016 Meeting Type: Annual Record Date: APR 21, 2016 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Ignacio Sanchez Galan For Withhold Management 1.2 Elect Director John E. Baldacci For Withhold Management 1.3 Elect Director Pedro Azagra Blazquez For Withhold Management 1.4 Elect Director Arnold L. Chase For Withhold Management 1.5 Elect Director Alfredo Elias Ayub For For Management 1.6 Elect Director Carol L. Folt For For Management 1.7 Elect Director John L. Lahey For For Management 1.8 Elect Director Santiago Martinez For Withhold Management Garrido 1.9 Elect Director Juan Carlos Rebollo For Withhold Management Liceaga 1.10 Elect Director Jose Sainz Armada For Withhold Management 1.11 Elect Director Alan D. Solomont For For Management 1.12 Elect Director James P. Torgerson For Withhold Management 2 Ratify Ernst & Young LLP as Auditors For For Management 3 Advisory Vote to Ratify Named For Against Management Executive Officers' Compensation 4 Advisory Vote on Say on Pay Frequency One Year One Year Management 5 Approve Omnibus Stock Plan For Against Management -------------------------------------------------------------------------------- AXIS CAPITAL HOLDINGS LIMITED Ticker: AXS Security ID: G0692U109 Meeting Date: MAY 05, 2016 Meeting Type: Annual Record Date: MAR 10, 2016 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Albert A. Benchimol For For Management 1.2 Elect Director Christopher V. Greetham For For Management 1.3 Elect Director Maurice A. Keane For For Management 1.4 Elect Director Henry B. Smith For For Management 2 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 3 Approve Deloitte Ltd., Hamilton, For For Management Bermuda as Auditors and Authorize Board to Fix Their Remuneration -------------------------------------------------------------------------------- BOOZ ALLEN HAMILTON HOLDING CORP Ticker: BAH Security ID: 99502106 Meeting Date: JUL 30, 2015 Meeting Type: Annual Record Date: JUN 08, 2015 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Horacio D. Rozanski For For Management 1.2 Elect Gretchen W. McClain For For Management 1.3 Elect Ian Fujiyama For For Management 1.4 Elect Mark E. Gaumond For For Management 2 Ratification of Auditor For For Management -------------------------------------------------------------------------------- BRIXMOR PROPERTY GROUP INC. Ticker: BRX Security ID: 11120U105 Meeting Date: JUN 16, 2016 Meeting Type: Annual Record Date: APR 08, 2016 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Daniel B. Hurwitz For For Management 1.2 Elect Director John G. Schreiber For For Management 1.3 Elect Director Michael Berman For For Management 1.4 Elect Director Anthony W. Deering For For Management 1.5 Elect Director Thomas W. Dickson For For Management 1.6 Elect Director Jonathan D. Gray For For Management 1.7 Elect Director William D. Rahm For For Management 1.8 Elect Director William J. Stein For For Management 1.9 Elect Director Gabrielle Sulzberger For For Management 2 Ratify Deloitte LLP as Auditors For For Management 3 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation -------------------------------------------------------------------------------- BWX TECHNOLOGIES, INC. Ticker: BWXT Security ID: 05605H100 Meeting Date: APR 29, 2016 Meeting Type: Annual Record Date: MAR 09, 2016 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director John A. Fees For For Management 1.2 Elect Director Richard W. Mies For For Management 1.3 Elect Director Robb A. LeMasters For For Management 2 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 3 Ratify Deloitte & Touche LLP For For Management ('Deloitte') as Auditors 4 Amend Executive Incentive Bonus Plan For For Management -------------------------------------------------------------------------------- C. R. BARD, INC. Ticker: BCR Security ID: 067383109 Meeting Date: APR 20, 2016 Meeting Type: Annual Record Date: MAR 02, 2016 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director David M. Barrett For For Management 1.2 Elect Director Marc C. Breslawsky For For Management 1.3 Elect Director Robert M. Davis For For Management 1.4 Elect Director Herbert L. Henkel For For Management 1.5 Elect Director John C. Kelly For For Management 1.6 Elect Director David F. Melcher For For Management 1.7 Elect Director Gail K. Naughton For For Management 1.8 Elect Director Timothy M. Ring For For Management 1.9 Elect Director Tommy G. Thompson For For Management 1.10 Elect Director John H. Weiland For For Management 1.11 Elect Director Anthony Welters For For Management 1.12 Elect Director Tony L. White For For Management 2 Ratify KPMG LLP as Auditors For For Management 3 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 4 Adopt a Payout Policy Giving Against Against Shareholder Preference to Share Buybacks Over Dividends -------------------------------------------------------------------------------- CABOT CORP. Ticker: CBT Security ID: 127055101 Meeting Date: MAR 10, 2016 Meeting Type: Annual Record Date: JAN 15, 2016 # Proposal Mgt Rec Vote Cast Sponsor 1 Elect Roderick C.G. MacLeod For For Management 2 Elect Sue H. Rataj For For Management 3 Elect Matthias L. Wolfgruber For For Management 4 Advisory Vote on Executive Compensation For For Management 5 Approve 2016 Short-Term Incentive For For Management Compensation Plan 6 Ratification of Auditor For For Management -------------------------------------------------------------------------------- CBRE GROUP, INC. Ticker: CBG Security ID: 12504L109 Meeting Date: MAY 13, 2016 Meeting Type: Annual Record Date: MAR 14, 2016 # Proposal Mgt Rec Vote Cast Sponsor 1a Elect Director Brandon B. Boze For For Management 1b Elect Director Curtis F. Feeny For For Management 1c Elect Director Bradford M. Freeman For For Management 1d Elect Director Christopher T. Jenny For For Management 1e Elect Director Gerardo I. Lopez For For Management 1f Elect Director Frederic V. Malek For For Management 1g Elect Director Paula R. Reynolds For For Management 1h Elect Director Robert E. Sulentic For For Management 1i Elect Director Laura D. Tyson For For Management 1j Elect Director Ray Wirta For For Management 2 Ratify KPMG LLP as Auditors For For Management 3 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 4 Amend Right to Call Special Meeting For For Management 5 Amend Bylaws -- Call Special Meetings Against For Shareholder -------------------------------------------------------------------------------- CEDAR FAIR, L.P. Ticker: FUN Security ID: 150185106 Meeting Date: JUN 08, 2016 Meeting Type: Annual Record Date: APR 11, 2016 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Eric L. Affeldt For For Management 1.2 Elect Director John M. Scott, III For For Management 1.3 Elect Director D. Scott Olivet For For Management 2 Ratify Deloitte & Touche LLP as For For Management Auditors 3 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 4 Approve Omnibus Stock Plan For For Management -------------------------------------------------------------------------------- CHIMERA INVESTMENT CORP Ticker: CIM Security ID: 16934Q208 Meeting Date: DEC 10, 2015 Meeting Type: Annual Record Date: OCT 21, 2015 # Proposal Mgt Rec Vote Cast Sponsor 1 Elect Dennis M. Mahoney For For Management 2 Elect Paul A. Keenan For For Management 3 Advisory Vote on Executive Compensation For For Management 4 Amendment to the 2007 Equity Incentive For For Management Plan 5 Ratification of Auditor For For Management -------------------------------------------------------------------------------- CITIZENS FINANCIAL GROUP, INC. Ticker: CFG Security ID: 174610105 Meeting Date: APR 28, 2016 Meeting Type: Annual Record Date: MAR 07, 2016 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Bruce Van Saun For For Management 1.2 Elect Director Mark Casady For For Management 1.3 Elect Director Christine M. Cumming For For Management 1.4 Elect Director Anthony Di lorio For For Management 1.5 Elect Director William P. Hankowsky For For Management 1.6 Elect Director Howard W. Hanna, III For For Management 1.7 Elect Director Leo I. ('Lee') Higdon For For Management 1.8 Elect Director Charles J. ('Bud') Koch For For Management 1.9 Elect Director Arthur F. Ryan For For Management 1.10 Elect Director Shivan S. Subramaniam For For Management 1.11 Elect Director Wendy A. Watson For For Management 1.12 Elect Director Marita Zuraitis For For Management 2 Ratify Deloitte & Touche LLP as For For Management Auditors 3 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation -------------------------------------------------------------------------------- CNA FINANCIAL CORPORATION Ticker: CNA Security ID: 126117100 Meeting Date: APR 27, 2016 Meeting Type: Annual Record Date: MAR 04, 2016 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Jose O. Montemayor For For Management 1.2 Elect Director Thomas F. Motamed For Withhold Management 1.3 Elect Director Don M. Randel For For Management 1.4 Elect Director Joseph Rosenberg For Withhold Management 1.5 Elect Director Andrew H. Tisch For Withhold Management 1.6 Elect Director James S. Tisch For Withhold Management 1.7 Elect Director Marvin Zonis For For Management 2 Advisory Vote to Ratify Named For Against Management Executive Officers' Compensation 3 Amend Omnibus Stock Plan For Against Management 4 Ratify Deloitte & Touche LLP as For For Management Auditors -------------------------------------------------------------------------------- COCA-COLA ENTERPRISES, INC. Ticker: CCE Security ID: 19122T109 Meeting Date: MAY 24, 2016 Meeting Type: Special Record Date: APR 08, 2016 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Merger Agreement For For Management 2 Classify the Board of Directors For Against Management 3 Adjourn Meeting For Against Management 4 Advisory Vote on Golden Parachutes For For Management -------------------------------------------------------------------------------- COMMSCOPE HOLDING COMPANY, INC. Ticker: COMM Security ID: 20337X109 Meeting Date: MAY 06, 2016 Meeting Type: Annual Record Date: MAR 10, 2016 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Austin A. Adams For For Management 1.2 Elect Director Marvin 'Eddie' S. For For Management Edwards, Jr. 1.3 Elect Director Claudius 'Bud' E. For For Management Watts, IV 1.4 Elect Director Timothy T. Yates For For Management 2 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 3 Amend Omnibus Stock Plan For Against Management 4 Ratify Ernst & Young LLP as Auditors For For Management -------------------------------------------------------------------------------- COPART, INC. Ticker: CPRT Security ID: 217204106 Meeting Date: DEC 02, 2015 Meeting Type: Annual Record Date: OCT 07, 2015 # Proposal Mgt Rec Vote Cast Sponsor 1.4 Elect Steven D. Cohan For Withhold Management 1.5 Elect Daniel J. Englander For Withhold Management 1.6 Elect James E. Meeks For Withhold Management 1.7 Elect Vincent W. Mitz For Withhold Management 1.8 Elect Thomas N. Tryforos For Withhold Management 2 Increase of Authorized Common Stock For For Management 3 Advisory Vote on Executive Compensation For Against Management 4 Ratification of Auditor For For Management -------------------------------------------------------------------------------- COPART, INC. Ticker: CPRT Security ID: 217204106 Meeting Date: DEC 02, 2015 Meeting Type: Annual Record Date: OCT 07, 2015 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Willis J. Johnson For For Management 1.2 Elect A. Jayson Adair For For Management 1.3 Elect Matt Blunt For For Management -------------------------------------------------------------------------------- CORELOGIC, INC. Ticker: CLGX Security ID: 21871D103 Meeting Date: APR 27, 2016 Meeting Type: Annual Record Date: MAR 01, 2016 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director J. David Chatham For For Management 1.2 Elect Director Douglas C. Curling For For Management 1.3 Elect Director John C. Dorman For For Management 1.4 Elect Director Paul F. Folino For For Management 1.5 Elect Director Anand Nallathambi For For Management 1.6 Elect Director Thomas C. O'Brien For For Management 1.7 Elect Director Jaynie Miller Studenmund For For Management 1.8 Elect Director David F. Walker For For Management 1.9 Elect Director Mary Lee Widener For For Management 2 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 3 Ratify PricewaterhouseCoopers LLP as For For Management Auditors -------------------------------------------------------------------------------- CRANE CO. Ticker: CR Security ID: 224399105 Meeting Date: APR 25, 2016 Meeting Type: Annual Record Date: FEB 29, 2016 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Ellen McClain For For Management 1.2 Elect Director Jennifer M. Pollino For For Management 1.3 Elect Director Peter O. Scannell For For Management 1.4 Elect Director James L.L. Tullis For For Management 2 Ratify Deloitte & Touche LLP as For For Management auditors 3 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 4 Amend Executive Bonus Plan For For Management 5 Adopt a Payout Policy Giving Against Against Shareholder Preference to Share Buybacks Over Dividends -------------------------------------------------------------------------------- CREDICORP LTD. Ticker: BAP Security ID: G2519Y108 Meeting Date: MAR 31, 2016 Meeting Type: Annual Record Date: FEB 10, 2016 # Proposal Mgt Rec Vote Cast Sponsor 1 Present 2015 Annual Report None None Management 2 Approve Audited Consolidated Financial For For Management Statements of Credicorp and its Subsidiaries for FY 2015, Including External Auditors' Report 3 Approve PricewaterhouseCoopers as For For Management External Auditors and Authorize Board to Fix Their Remuneration -------------------------------------------------------------------------------- CROWN HOLDINGS, INC. Ticker: CCK Security ID: 228368106 Meeting Date: APR 28, 2016 Meeting Type: Annual Record Date: MAR 08, 2016 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Jenne K. Britell For For Management 1.2 Elect Director John W. Conway For For Management 1.3 Elect Director Timothy J. Donahue For For Management 1.4 Elect Director Arnold W. Donald For For Management 1.5 Elect Director William G. Little For For Management 1.6 Elect Director Hans J. Loliger For For Management 1.7 Elect Director James H. Miller For For Management 1.8 Elect Director Josef M. Muller For For Management 1.9 Elect Director Thomas A. Ralph For For Management 1.10 Elect Director Caesar F. Sweitzer For For Management 1.11 Elect Director Jim L. Turner For For Management 1.12 Elect Director William S. Urkiel For For Management 2 Ratify PricewaterhouseCoopers LLP as For For Management Auditors 3 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation -------------------------------------------------------------------------------- CURTISS-WRIGHT CORPORATION Ticker: CW Security ID: 231561101 Meeting Date: MAY 06, 2016 Meeting Type: Annual Record Date: MAR 11, 2016 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director David C. Adams For For Management 1.2 Elect Director Dean M. Flatt For For Management 1.3 Elect Director S. Marce Fuller For For Management 1.4 Elect Director Rita J. Heise For For Management 1.5 Elect Director Allen A. Kozinski For For Management 1.6 Elect Director John R. Myers For For Management 1.7 Elect Director John B. Nathman For For Management 1.8 Elect Director Robert J. Rivet For For Management 1.9 Elect Director Albert E. Smith For For Management 1.10 Elect Director Peter C. Wallace For For Management 2 Ratify Deloitte & Touche LLP as For For Management Auditors 3 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation -------------------------------------------------------------------------------- DTE ENERGY COMPANY Ticker: DTE Security ID: 233331107 Meeting Date: MAY 05, 2016 Meeting Type: Annual Record Date: MAR 08, 2016 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Gerard M. Anderson For For Management 1.2 Elect Director David A. Brandon For For Management 1.3 Elect Director W. Frank Fountain, Jr. For For Management 1.4 Elect Director Charles G. McClure, Jr. For For Management 1.5 Elect Director Gail J. McGovern For For Management 1.6 Elect Director Mark A. Murray For For Management 1.7 Elect Director James B. Nicholson For For Management 1.8 Elect Director Charles W. Pryor, Jr. For For Management 1.9 Elect Director Josue Robles, Jr. For For Management 1.10 Elect Director Ruth G. Shaw For For Management 1.11 Elect Director David A. Thomas For For Management 1.12 Elect Director James H. Vandenberghe For For Management 2 Ratify PricewaterhouseCoopers LLP as For For Management Auditors 3 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 4 Report on Lobbying Payments and Against For Shareholder Political Contributions 5 Assess Plans to Increase Distributed Against For Shareholder Low-Carbon Electricity Generation -------------------------------------------------------------------------------- EAST WEST BANCORP, INC. Ticker: EWBC Security ID: 27579R104 Meeting Date: MAY 24, 2016 Meeting Type: Annual Record Date: MAR 28, 2016 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Molly Campbell For For Management 1.2 Elect Director Iris S. Chan For For Management 1.3 Elect Director Rudolph I. Estrada For For Management 1.4 Elect Director Paul H. Irving For For Management 1.5 Elect Director John M. Lee For For Management 1.6 Elect Director Herman Y. Li For For Management 1.7 Elect Director Jack C. Liu For For Management 1.8 Elect Director Dominic Ng For For Management 1.9 Elect Director Keith W. Renken For For Management 1.10 Elect Director Lester M. Sussman For For Management 2 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 3 Amend Omnibus Stock Plan For For Management 4 Ratify KPMG LLP as Auditors For For Management -------------------------------------------------------------------------------- EASTMAN CHEMICAL COMPANY Ticker: EMN Security ID: 277432100 Meeting Date: MAY 05, 2016 Meeting Type: Annual Record Date: MAR 15, 2016 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Humberto P. Alfonso For For Management 1.2 Elect Director Gary E. Anderson For For Management 1.3 Elect Director Brett D. Begemann For For Management 1.4 Elect Director Michael P. Connors For For Management 1.5 Elect Director Mark J. Costa For For Management 1.6 Elect Director Stephen R. Demeritt For For Management 1.7 Elect Director Robert M. Hernandez For For Management 1.8 Elect Director Julie F. Holder For For Management 1.9 Elect Director Renee J. Hornbaker For For Management 1.10 Elect Director Lewis M. Kling For For Management 1.11 Elect Director James J. O'Brien For For Management 1.12 Elect Director David W. Raisbeck For For Management 2 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 3 Ratify PricewaterhouseCoopers LLP as For For Management Auditors 4 Provide Right to Act by Written Consent Against For Shareholder -------------------------------------------------------------------------------- ECHOSTAR CORPORATION Ticker: SATS Security ID: 278768106 Meeting Date: MAY 04, 2016 Meeting Type: Annual Record Date: MAR 07, 2016 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director R. Stanton Dodge For Withhold Management 1.2 Elect Director Michael T. Dugan For Withhold Management 1.3 Elect Director Charles W. Ergen For Withhold Management 1.4 Elect Director Anthony M. Federico For For Management 1.5 Elect Director Pradman P. Kaul For Withhold Management 1.6 Elect Director Tom A. Ortolf For For Management 1.7 Elect Director C. Michael Schroeder For For Management 2 Ratify KPMG LLP as Auditors For For Management 3 Adopt the Jurisdiction of For Against Management Incorporation as the Exclusive Forum for Certain Disputes -------------------------------------------------------------------------------- ENDURANCE SPECIALTY HOLDINGS LTD. Ticker: ENH Security ID: G30397106 Meeting Date: MAY 19, 2016 Meeting Type: Annual Record Date: MAR 18, 2016 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect John T. Baily as Director For For Management 1.2 Elect Norman Barham as Director For Withhold Management 1.3 Elect Galen R. Barnes as Director For For Management 1.4 Elect William H. Bolinder as Director For For Management 1.5 Elect Philip M. Butterfield as Director For For Management 1.6 Elect Steven W. Carlsen as Director For For Management 1.7 Elect John R. Charman as Director For For Management 1.8 Elect Morgan W. Davis as Director For For Management 1.9 Elect Susan S. Fleming as Director For For Management 1.10 Elect Nicholas C. Marsh as Director For For Management 1.11 Elect Scott D. Moore as Director For For Management 1.12 Elect William J. Raver as Director For For Management 1.13 Elect Robert A. Spass as Director For For Management 1.14 Elect lan M. Winchester as Director For For Management 2 Approve Auditors and Authorize Board For For Management to Fix Their Remuneration 3 Advisory Vote to Ratify Named For Against Management Executive Officers' Compensation -------------------------------------------------------------------------------- ENTERGY CORPORATION Ticker: ETR Security ID: 29364G103 Meeting Date: MAY 06, 2016 Meeting Type: Annual Record Date: MAR 08, 2016 # Proposal Mgt Rec Vote Cast Sponsor 1a Elect Director Maureen Scannel Bateman For For Management 1b Elect Director Patrick J. Condon For For Management 1c Elect Director Leo P. Denault For For Management 1d Elect Director Kirkland H. Donald For For Management 1e Elect Director Philip L. Frederickson For For Management 1f Elect Director Alexis M. Herman For For Management 1g Elect Director Donald C. Hintz For For Management 1h Elect Director Stuart L. Levenick For For Management 1i Elect Director Blanche Lambert Lincoln For For Management 1j Elect Director Karen A. Puckett For For Management 1k Elect Director W.J. 'Billy' Tauzin For For Management 2 Ratify Deloitte & Touche LLP as For For Management Auditors 3 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 4 Assess Plans to Increase Distributed Against For Shareholder Low-Carbon Electricity Generation -------------------------------------------------------------------------------- EQUITY LIFESTYLE PROPERTIES, INC. Ticker: ELS Security ID: 29472R108 Meeting Date: MAY 10, 2016 Meeting Type: Annual Record Date: MAR 04, 2016 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Philip Calian For Withhold Management 1.2 Elect Director David Contis For Withhold Management 1.3 Elect Director Thomas Dobrowski For Withhold Management 1.4 Elect Director Thomas Heneghan For For Management 1.5 Elect Director Tao Huang For For Management 1.6 Elect Director Marguerite Nader For For Management 1.7 Elect Director Sheli Rosenberg For For Management 1.8 Elect Director Howard Walker For For Management 1.9 Elect Director William Young For Withhold Management 1.10 Elect Director Samuel Zell For For Management 2 Ratify Ernst & Young LLP as Auditors For For Management 3 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation -------------------------------------------------------------------------------- ESSEX PROPERTY TRUST, INC. Ticker: ESS Security ID: 297178105 Meeting Date: MAY 17, 2016 Meeting Type: Annual Record Date: FEB 29, 2016 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Keith R. Guericke For For Management 1.2 Elect Director Irving F. Lyons, III For For Management 1.3 Elect Director George M. Marcus For For Management 1.4 Elect Director Gary P. Martin For For Management 1.5 Elect Director Issie N. Rabinovitch For For Management 1.6 Elect Director Thomas E. Robinson For For Management 1.7 Elect Director Michael J. Schall For For Management 1.8 Elect Director Byron A. Scordelis For For Management 1.9 Elect Director Janice L. Sears For For Management 2 Reduce Supermajority Vote Requirement For For Management 3 Ratify KPMG LLP as Auditors For For Management 4 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation -------------------------------------------------------------------------------- FERRARI NV Ticker: RACE Security ID: N3167Y103 Meeting Date: APR 15, 2016 Meeting Type: Annual Record Date: MAR 18, 2016 # Proposal Mgt Rec Vote Cast Sponsor 1 Open Meeting None None Management 2.a Receive Director's Board Report None None Management (Non-Voting) 2.b Discuss Remuneration Report Containing None None Management Remuneration Policy for Management Board Members 2.c Receive Explanation on Company's None None Management Reserves and Dividend Policy 2.d Adopt Financial Statements For For Management 2.e Approve Discharge of Directors For For Management 3.a Reelect Amedeo Felisa as Executive For For Management Director 3.b Reelect Sergio Marchionne as Executive For Against Management Director 3.c Reelect Piero Ferrari as Non-Executive For Against Management Director 3.d Reelect Louis C. Camilleri as Non- For Against Management Executive Director 3.e Reelect Giuseppina Capaldo as For For Management Non-Executive Director 3.f Reelect Eduardo H. Cue as For For Management Non-Executive Director 3.g Reelect Sergio Duca as Non-Executive For For Management Director 3.h Reelect Elena Zambon as Non-Executive For For Management Director 3.i Elect Delphine Arnault as For Against Management Non-Executive Director 3.j Elect John Elkann as Non-Executive For Against Management Director 3.k Elect Lapo Elkann as Director For Against Management 3.l Elect Maria Patrizia Grieco as Director For Against Management 3.m Elect Adam Keswick as Director For Against Management 4 Authorize Repurchase of Up to 10 For For Management Percent of Issued Share Capital 5 Close Meeting None None Management -------------------------------------------------------------------------------- FIFTH THIRD BANCORP Ticker: FITB Security ID: 316773100 Meeting Date: APR 19, 2016 Meeting Type: Annual Record Date: FEB 26, 2016 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Nicholas K. Akins For For Management 1.2 Elect Director B. Evan Bayh, III For For Management 1.3 Elect Director Jorge L. Benitez For For Management 1.4 Elect Director Katherine B. Blackburn For For Management 1.5 Elect Director Emerson L. Brumback For For Management 1.6 Elect Director Greg D. Carmichael For For Management 1.7 Elect Director Gary R. Heminger For For Management 1.8 Elect Director Jewell D. Hoover For For Management 1.9 Elect Director Michael B. McCallister For For Management 1.10 Elect Director Hendrik G. Meijer For For Management 1.11 Elect Director Marsha C. Williams For For Management 2 Ratify Deloitte & Touche LLP as For For Management Auditors 3 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 4 Advisory Vote on Say on Pay Frequency One Year One Year Management -------------------------------------------------------------------------------- FLIR SYSTEMS, INC. Ticker: FLIR Security ID: 302445101 Meeting Date: APR 22, 2016 Meeting Type: Annual Record Date: FEB 22, 2016 # Proposal Mgt Rec Vote Cast Sponsor 1a Elect Director John D. Carter For For Management 1b Elect Director William W. Crouch For For Management 1c Elect Director Catherine A. Halligan For For Management 1d Elect Director Earl R. Lewis For For Management 1e Elect Director Angus L. Macdonald For For Management 1f Elect Director Michael T. Smith For For Management 1g Elect Director Cathy A. Stauffer For For Management 1h Elect Director Andrew C. Teich For For Management 1i Elect Director John W. Wood, Jr. For For Management 1j Elect Director Steven E. Wynne For For Management 2 Ratify KPMG LLP as Auditors For For Management 3 Eliminate Supermajority Vote For For Management Requirement Regarding the Removal of Directors 4 Eliminate Supermajority Vote For For Management Requirement Regarding the Alteration, Amendment, Repeal or Adoption of Certain Provisions of the Articles of Incorporation 5 Proxy Access Against For Shareholder -------------------------------------------------------------------------------- GNC HOLDINGS, INC. Ticker: GNC Security ID: 36191G107 Meeting Date: MAY 24, 2016 Meeting Type: Annual Record Date: MAR 28, 2016 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Michael G. Archbold For For Management 1.2 Elect Director Jeffrey P. Berger For For Management 1.3 Elect Director Alan D. Feldman For For Management 1.4 Elect Director Michael F. Hines For For Management 1.5 Elect Director Amy B. Lane For For Management 1.6 Elect Director Philip E. Mallott For For Management 1.7 Elect Director Robert F. Moran For For Management 1.8 Elect Director Richard J. Wallace For For Management 2 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 3 Ratify PricewaterhouseCoopers LLP as For For Management Auditors -------------------------------------------------------------------------------- GRUPO FINANCIERO SANTANDER MEXICO S.A.B. DE C.V. Ticker: SANMEX B Security ID: 40053C105 Meeting Date: APR 28, 2016 Meeting Type: Annual/Special Record Date: APR 11, 2016 # Proposal Mgt Rec Vote Cast Sponsor 1 Elect or Ratify Directors Representing For Against Management Series B Shareholders 2 Authorize Board to Ratify and Execute For Against Management Approved Resolutions 1 Accept Financial Statements and For For Management Statutory Reports 2 Approve Allocation of Income For For Management 3 Accept Chairman's and CEO's Report For For Management 4 Accept Board's Opinion on President's For For Management and CEO Report 5 Accept Board Report on Major For For Management Accounting and Disclosure Criteria and Policies 6 Accept Report on Adherence to Fiscal For For Management Obligations for Fiscal Year 2014 7 Accept Report on Operations and For For Management Activities Undertaken by Board 8 Accept Board Report on Activities of For For Management Audit Committee and Corporate Practices, Nominating and Remuneration Committee 9 Elect and Ratify Directors and Their For Against Management Alternate Representatives of Series F and B Shareholders; Fix Their Remuneration 10 Approve Cash Dividends For For Management 11 Amend Bylaws For Against Management 12 Authorize Board to Ratify and Execute For For Management Approved Resolutions -------------------------------------------------------------------------------- GRUPO FINANCIERO SANTANDER SERFIN S.A. DE C.V. Ticker: BSMX Security ID: 40053C105 Meeting Date: NOV 25, 2015 Meeting Type: Special Record Date: NOV 13, 2015 # Proposal Mgt Rec Vote Cast Sponsor 1 Election of Directors (Series B) For Abstain Management 2 Election of Meeting Delegates For For Management 3 Election of Directors; Fees (Series F For Abstain Management and B) 4 Special Dividend For Abstain Management 5 Amendments to Articles (Related Party For Abstain Management Transactions) 6 Election of Meeting Delegates For For Management -------------------------------------------------------------------------------- HSN, INC. Ticker: HSNI Security ID: 404303109 Meeting Date: MAY 18, 2016 Meeting Type: Annual Record Date: MAR 21, 2016 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director William Costello For For Management 1.2 Elect Director James M. Follo For For Management 1.3 Elect Director Mindy Grossman For For Management 1.4 Elect Director Stephanie Kugelman For For Management 1.5 Elect Director Arthur C. Martinez For For Management 1.6 Elect Director Thomas J. McInerney For For Management 1.7 Elect Director Matthew E. Rubel For For Management 1.8 Elect Director Ann Sarnoff For For Management 1.9 Elect Director Courtnee Chun Ulrich For For Management 2 Ratify Ernst & Young LLP as Auditors For For Management -------------------------------------------------------------------------------- HUDSON PACIFIC PROPERTIES, INC. Ticker: HPP Security ID: 444097109 Meeting Date: MAY 18, 2016 Meeting Type: Annual Record Date: MAR 25, 2016 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Victor J. Coleman For For Management 1.2 Elect Director Theodore R. Antenucci For For Management 1.3 Elect Director Frank Cohen For For Management 1.4 Elect Director Richard B. Fried For For Management 1.5 Elect Director Jonathan M. Glaser For For Management 1.6 Elect Director Robert L. Harris, II For For Management 1.7 Elect Director Mark D. Linehan For For Management 1.8 Elect Director Robert M. Moran, Jr. For For Management 1.9 Elect Director Michael Nash For For Management 1.10 Elect Director Barry A. Porter For For Management 2 Ratify Ernst & Young LLP as Auditors For For Management 3 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation -------------------------------------------------------------------------------- HUNTINGTON INGALLS INDUSTRIES, INC. Ticker: HII Security ID: 446413106 Meeting Date: APR 29, 2016 Meeting Type: Annual Record Date: MAR 04, 2016 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Thomas B. Fargo For For Management 1.2 Elect Director John K. Welch For For Management 1.3 Elect Director Stephen R. Wilson For For Management 2 Ratify Deloitte & Touche LLP as For For Management Auditors 3 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation -------------------------------------------------------------------------------- IDEX CORPORATION Ticker: IEX Security ID: 45167R104 Meeting Date: APR 06, 2016 Meeting Type: Annual Record Date: FEB 10, 2016 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Ernest J. Mrozek For For Management 1.2 Elect Director David C. Parry For For Management 1.3 Elect Director Livingston L. For For Management Satterthwaite 2 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 3 Ratify Deloitte & Touche LLP as For For Management Auditors -------------------------------------------------------------------------------- IMS HEALTH HOLDINGS, INC. Ticker: IMS Security ID: 44970B109 Meeting Date: APR 08, 2016 Meeting Type: Annual Record Date: FEB 17, 2016 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director John G. Danhakl For Against Management 1.2 Elect Director Karen L. Katen For For Management 1.3 Elect Director Bryan M. Taylor For Against Management 2 Ratify PricewaterhouseCoopers LLP as For For Management Auditors -------------------------------------------------------------------------------- INGERSOLL-RAND PLC Ticker: IR Security ID: G47791101 Meeting Date: JUN 02, 2016 Meeting Type: Annual Record Date: APR 08, 2016 # Proposal Mgt Rec Vote Cast Sponsor 1a Elect Director Ann C. Berzin For For Management 1b Elect Director John Bruton For For Management 1c Elect Director Elaine L. Chao For For Management 1d Elect Director Jared L. Cohon For For Management 1e Elect Director Gary D. Forsee For For Management 1f Elect Director Constance J. Horner For For Management 1g Elect Director Linda P. Hudson For For Management 1h Elect Director Michael W. Lamach For For Management 1i Elect Director Myles P. Lee For For Management 1j Elect Director John P. Surma For For Management 1k Elect Director Richard J. Swift For For Management 1l Elect Director Tony L. White For For Management 2 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 3 Approve PricewaterhouseCoopers LLP as For For Management Auditors and Authorize Board to Fix Their Remuneration 4 Renew Directors' Authority to Issue For For Management Shares 5 Renew Directors' Authority to Issue For For Management Shares for Cash 6 Authorize Reissuance of Repurchased For For Management Shares 7 Provide Proxy Access Right For For Management 8A Amend Articles For For Management 8B Amend Memorandum For For Management 9A Adopt Plurality Voting for Contested For For Management Election of Directors 9B Amend Articles to Grant the Board Sole For For Management Authority to Determine Its Size -------------------------------------------------------------------------------- INTERNATIONAL GAME TECHNOLOGY PLC Ticker: IGT Security ID: G4863A108 Meeting Date: JUN 20, 2016 Meeting Type: Annual Record Date: JUN 16, 2016 # Proposal Mgt Rec Vote Cast Sponsor 1 Accept Financial Statements and For For Management Statutory Reports 2 Approve Remuneration Report For Against Management 3 Approve Remuneration Policy For Against Management 4 Reappoint PricewaterhouseCoopers LLP For For Management as Auditors 5 Authorize Board to Fix Remuneration of For For Management Auditors 6 Approve EU Political Donations For For Management -------------------------------------------------------------------------------- INVESCO LTD. Ticker: IVZ Security ID: G491BT108 Meeting Date: MAY 12, 2016 Meeting Type: Annual Record Date: MAR 14, 2016 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Joseph R. Canion For For Management 1.2 Elect Director Martin L. Flanagan For For Management 1.3 Elect Director C. Robert Henrikson For For Management 1.4 Elect Director Ben F. Johnson, III For For Management 1.5 Elect Director Edward P. Lawrence For For Management 1.6 Elect Director Nigel Sheinwald For For Management 1.7 Elect Director Phoebe A. Wood For For Management 2 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 3 Approve Omnibus Stock Plan For For Management 4 Ratify PricewaterhouseCoopers LLP as For For Management Auditors -------------------------------------------------------------------------------- ITT CORPORATION Ticker: ITT Security ID: 450911201 Meeting Date: MAY 11, 2016 Meeting Type: Annual Record Date: MAR 14, 2016 # Proposal Mgt Rec Vote Cast Sponsor 1a Elect Director Orlando D. Ashford For For Management 1b Elect Director G. Peter D'Aloia For For Management 1c Elect Director Geraud Darnis For For Management 1d Elect Director Donald DeFosset, Jr. For For Management 1e Elect Director Christina A. Gold For For Management 1f Elect Director Richard P. Lavin For For Management 1g Elect Director Frank T. MacInnis For For Management 1h Elect Director Rebecca A. McDonald For For Management 1i Elect Director Timothy H. Powers For For Management 1j Elect Director Denise L. Ramos For For Management 2 Ratify Deloitte & Touche LLP as For For Management Auditors 3 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 4 Amend Omnibus Stock Plan For For Management 5 Adopt a Payout Policy Giving Against Against Shareholder Preference to Share Buybacks Over Dividends -------------------------------------------------------------------------------- JONES LANG LASALLE INCORPORATED Ticker: JLL Security ID: 48020Q107 Meeting Date: MAY 27, 2016 Meeting Type: Annual Record Date: MAR 14, 2016 # Proposal Mgt Rec Vote Cast Sponsor 1a Elect Director Hugo Bague For For Management 1b Elect Director Samuel A. Di Piazza, Jr. For For Management 1c Elect Director Colin Dyer For For Management 1d Elect Director DeAnne Julius For For Management 1e Elect Director Ming Lu For For Management 1f Elect Director Martin H. Nesbitt For For Management 1g Elect Director Sheila A. Penrose For For Management 1h Elect Director Ann Marie Petach For For Management 1i Elect Director Shailesh Rao For For Management 1j Elect Director Christian Ulbrich For For Management 2 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 3 Ratify KPMG LLP as Auditors For For Management -------------------------------------------------------------------------------- KEYSIGHT TECHNOLOGIES INC Ticker: KEYS Security ID: 49338L103 Meeting Date: MAR 17, 2016 Meeting Type: Annual Record Date: JAN 19, 2016 # Proposal Mgt Rec Vote Cast Sponsor 1 Elect James G. Cullen For For Management 2 Elect Jean M. Halloran For For Management 3 Elect Mark B. Templeton For For Management 4 Ratification of Auditor For For Management 5 Advisory Vote on Executive Compensation For Against Management -------------------------------------------------------------------------------- LAZARD LTD Ticker: LAZ Security ID: G54050102 Meeting Date: APR 19, 2016 Meeting Type: Annual Record Date: MAR 02, 2016 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Richard N. Haass as Director For For Management 1.2 Elect Jane L. Mendillo as Director For For Management 1.3 Elect Richard D. Parsons as Director For For Management 2 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 3 Amend Omnibus Stock Plan For For Management 4 Approve Deloitte & Touche LLP as For For Management Auditors and Authorize Board to Fix Their Remuneration Auditors 5 Limit/Prohibit Accelerated Vesting of Against For Shareholder Awards -------------------------------------------------------------------------------- MARKIT LTD. Ticker: MRKT Security ID: G58249106 Meeting Date: MAY 05, 2016 Meeting Type: Annual Record Date: MAR 10, 2016 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Timothy J.A. Frost For For Management 1.2 Elect Director James A. Rosenthal For Withhold Management 1.3 Elect Director Anne Walker For For Management 2 Approve PricewaterhouseCoopers LLP as For For Management Auditors and Authorize Board to Fix Their Remuneration -------------------------------------------------------------------------------- MOHAWK INDUSTRIES, INC. Ticker: MHK Security ID: 608190104 Meeting Date: MAY 19, 2016 Meeting Type: Annual Record Date: MAR 28, 2016 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Joseph A. Onorato For For Management 1.2 Elect Director William H. Runge, III For For Management 1.3 Elect Director W. Christopher Wellborn For For Management 2 Ratify KPMG LLP as Auditors For For Management 3 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation -------------------------------------------------------------------------------- NORTHERN TRUST CORPORATION Ticker: NTRS Security ID: 665859104 Meeting Date: APR 19, 2016 Meeting Type: Annual Record Date: FEB 22, 2016 # Proposal Mgt Rec Vote Cast Sponsor 1a Elect Director Linda Walker Bynoe For For Management 1b Elect Director Susan Crown For For Management 1c Elect Director Dean M. Harrison For For Management 1d Elect Director Dipak C. Jain For For Management 1e Elect Director Jose Luis Prado For For Management 1f Elect Director Thomas E. Richards For For Management 1g Elect Director John W. Rowe For For Management 1h Elect Director Martin P. Slark For For Management 1i Elect Director David H.B. Smith, Jr. For For Management 1j Elect Director Donald Thompson For For Management 1k Elect Director Charles A. Tribbett, III For For Management 1l Elect Director Frederick H. Waddell For For Management 2 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 3 Ratify KPMG LLP as Auditors For For Management -------------------------------------------------------------------------------- ORBITAL ATK, INC. Ticker: OA Security ID: 68557N103 Meeting Date: MAY 04, 2016 Meeting Type: Annual Record Date: MAR 07, 2016 # Proposal Mgt Rec Vote Cast Sponsor 1a Elect Director Kevin P. Chilton For For Management 1b Elect Director Roxanne J. Decyk For For Management 1c Elect Director Martin C. Faga For For Management 1d Elect Director Lennard A. Fisk For For Management 1e Elect Director Ronald R. Fogleman For For Management 1f Elect Director Robert M. Hanisee For For Management 1g Elect Director Ronald T. Kadish For For Management 1h Elect Director Tig H. Krekel For For Management 1i Elect Director Douglas L. Maine For For Management 1j Elect Director Roman Martinez, IV For For Management 1k Elect Director Janice I. Obuchowski For For Management 1l Elect Director James G. Roche For For Management 1m Elect Director Harrison H. Schmitt For For Management 1n Elect Director David W. Thompson For For Management 1o Elect Director Scott L. Webster For For Management 2 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 3 Approve Executive Incentive Bonus Plan For For Management 4 Approve Qualified Employee Stock For For Management Purchase Plan 5 Ratify PricewaterhouseCoopers LLP as For For Management Auditors -------------------------------------------------------------------------------- PARAMOUNT GROUP, INC. Ticker: PGRE Security ID: 69924R108 Meeting Date: MAY 19, 2016 Meeting Type: Annual Record Date: MAR 21, 2016 # Proposal Mgt Rec Vote Cast Sponsor 1a Elect Director Albert Behler For For Management 1b Elect Director Thomas Armbrust For For Management 1c Elect Director Martin Bussmann For For Management 1d Elect Director Dan Emmett For For Management 1e Elect Director Lizanne Galbreath For For Management 1f Elect Director Karin Klein For For Management 1g Elect Director Peter Linneman For For Management 1h Elect Director David O'Connor For For Management 1i Elect Director Katharina Otto-Bernstein For For Management 2 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 3 Advisory Vote on Say on Pay Frequency One Year One Year Management 4 Ratify Deloitte & Touche LLP as For For Management Auditors -------------------------------------------------------------------------------- PENSKE AUTOMOTIVE GROUP, INC. Ticker: PAG Security ID: 70959W103 Meeting Date: MAY 04, 2016 Meeting Type: Annual Record Date: MAR 10, 2016 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director John D. Barr For Withhold Management 1.2 Elect Director Michael R. Eisenson For Withhold Management 1.3 Elect Director Robert H. Kurnick, Jr. For For Management 1.4 Elect Director William J. Lovejoy For For Management 1.5 Elect Director Kimberly J. McWaters For Withhold Management 1.6 Elect Director Lucio A. Noto For For Management 1.7 Elect Director Roger S. Penske For For Management 1.8 Elect Director Greg Penske For For Management 1.9 Elect Director Sandra E. Pierce For For Management 1.10 Elect Director Kanji Sasaki For For Management 1.11 Elect Director Ronald G. Steinhart For Withhold Management 1.12 Elect Director H. Brian Thompson For For Management 2 Ratify Deloitte & Touche LLP as For For Management Auditors 3 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation -------------------------------------------------------------------------------- PINNACLE FOODS INC. Ticker: PF Security ID: 72348P104 Meeting Date: MAY 25, 2016 Meeting Type: Annual Record Date: MAR 29, 2016 # Proposal Mgt Rec Vote Cast Sponsor 1 Elect Director Roger Deromedi For For Management 2 Ratify Deloitte & Touche LLP as For For Management Auditors 3 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 4 Amend Omnibus Stock Plan For For Management -------------------------------------------------------------------------------- POST PROPERTIES, INC. Ticker: PPS Security ID: 737464107 Meeting Date: MAY 25, 2016 Meeting Type: Annual Record Date: MAR 28, 2016 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Robert C. Goddard, III For For Management 1.2 Elect Director David P. Stockert For For Management 1.3 Elect Director Walter M. Deriso, Jr. For For Management 1.4 Elect Director Russell R. French For For Management 1.5 Elect Director Toni Jennings For For Management 1.6 Elect Director John F. Morgan, Sr. For For Management 1.7 Elect Director Ronald de Waal For Withhold Management 1.8 Elect Director Donald C. Wood For For Management 2 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 3 Ratify Deloitte & Touche LLP as For For Management Auditors -------------------------------------------------------------------------------- PROGRESSIVE WASTE SOLUTIONS LTD. Ticker: BIN Security ID: 74339G101 Meeting Date: MAY 26, 2016 Meeting Type: Annual/Special Record Date: APR 15, 2016 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Merger Agreement For For Management 2 Upon the Approval of the Transaction For For Management Resolution: Approve Stock Consolidation 3 Upon the Approval of the Transaction For For Management Resolution: Approve Incentive Plan 4 Approve Deloitte LLP as Auditors and For For Management Authorize Board to Fix Their Remuneration 5.1 Elect Director John T. Dillon For For Management 5.2 Elect Director James J. Forese For For Management 5.3 Elect Director Larry S. Hughes For For Management 5.4 Elect Director Jeffrey L. Keefer For For Management 5.5 Elect Director Douglas W. Knight For For Management 5.6 Elect Director Susan Lee For For Management 5.7 Elect Director Daniel R. Milliard For For Management -------------------------------------------------------------------------------- PVH CORP. Ticker: PVH Security ID: 693656100 Meeting Date: JUN 16, 2016 Meeting Type: Annual Record Date: APR 22, 2016 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Mary Baglivo For For Management 1.2 Elect Director Brent Callinicos For For Management 1.3 Elect Director Emanuel Chirico For For Management 1.4 Elect Director Juan R. Figuereo For For Management 1.5 Elect Director Joseph B. Fuller For For Management 1.6 Elect Director V. James Marino For For Management 1.7 Elect Director G. Penny McIntyre For For Management 1.8 Elect Director Henry Nasella For For Management 1.9 Elect Director Edward R. Rosenfeld For For Management 1.10 Elect Director Craig Rydin For For Management 2 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 3 Ratify Ernst & Young LLP as Auditors For For Management -------------------------------------------------------------------------------- QIAGEN NV Ticker: QGEN Security ID: N72482107 Meeting Date: JUN 21, 2016 Meeting Type: Annual Record Date: MAY 24, 2016 # Proposal Mgt Rec Vote Cast Sponsor 1 Open Meeting None None Management 2 Receive Report of Management Board None None Management (Non-Voting) 3a Receive Report of Supervisory Board None None Management (Non-Voting) 3b Discuss Remuneration Report Containing None None Management Remuneration Policy for Management Board Members 4 Adopt Financial Statements and For For Management Statutory Reports 5 Receive Explanation on Company's None None Management Reserves and Dividend Policy 6 Approve Discharge of Management Board For For Management 7 Approve Discharge of Supervisory Board For For Management 8 Amend Article 15.2 and Article 22.1: For Against Management Binding Nomination and Director Terms 9a Reelect Stephane Bancel to Supervisory For For Management Board 9b Reelect Metin Colpan to Supervisory For For Management Board 9c Reelect Manfred Karobath to For For Management Supervisory Board 9d Elect Ross Levine to Supervisory Board For For Management 9e Reelect Elaine Mardis to Supervisory For For Management Board 9f Reelect Lawrence Rosen to Supervisory For For Management Board 9g Reelect Elizabeth Tallett to For For Management Supervisory Board 10a Reelect Peer Schatz to Management Board For For Management 10b Reelect Roland Sackers to Management For For Management Board 11 Ratify KPMG as Auditors For For Management 12a Grant Board Authority to Issue Shares For For Management 12b Authorize Board to Exclude Preemptive For For Management Rights from Share Issuances 13 Authorize Repurchase of Up to 10 For For Management Percent of Issued Share Capital 14 Allow Questions None None Management 15 Close Meeting None None Management -------------------------------------------------------------------------------- REGIONS FINANCIAL CORPORATION Ticker: RF Security ID: 7591EP100 Meeting Date: APR 21, 2016 Meeting Type: Annual Record Date: FEB 22, 2016 # Proposal Mgt Rec Vote Cast Sponsor 1a Elect Director Carolyn H. Byrd For For Management 1b Elect Director David J. Cooper, Sr. For For Management 1c Elect Director Don DeFosset For For Management 1d Elect Director Eric C. Fast For For Management 1e Elect Director O. B. Grayson Hall, Jr. For For Management 1f Elect Director John D. Johns For For Management 1g Elect Director Ruth Ann Marshall For For Management 1h Elect Director Susan W. Matlock For For Management 1i Elect Director John E. Maupin, Jr. For For Management 1j Elect Director Charles D. McCrary For For Management 1k Elect Director Lee J. Styslinger, III For For Management 2 Ratify Ernst & Young LLP as Auditors For For Management 3 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation -------------------------------------------------------------------------------- RPM INTERNATIONAL, INC. Ticker: RPM Security ID: 749685103 Meeting Date: OCT 08, 2015 Meeting Type: Annual Record Date: AUG 14, 2015 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect John P. Abizaid For For Management 1.2 Elect Bruce A. Carbonari For For Management 1.3 Elect Jenniffer D. Deckard For For Management 1.4 Elect Salvatore D. Fazzolari For For Management 1.5 Elect Thomas S. Gross For For Management 2 Advisory Vote on Executive Compensation For For Management 3 Ratification of Auditor For For Management -------------------------------------------------------------------------------- SCOTTS MIRACLE-GRO COMPANY Ticker: SMG Security ID: 810186106 Meeting Date: JAN 28, 2016 Meeting Type: Annual Record Date: DEC 03, 2015 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Adam Hanft For Withhold Management 1.2 Elect Stephen L. Johnson For Withhold Management 1.3 Elect Katherine H. Littlefield For For Management 2 Advisory Vote on Executive Compensation For For Management 3 Ratification of Auditor For For Management -------------------------------------------------------------------------------- SEALED AIR CORPORATION Ticker: SEE Security ID: 81211K100 Meeting Date: MAY 19, 2016 Meeting Type: Annual Record Date: MAR 21, 2016 # Proposal Mgt Rec Vote Cast Sponsor 1 Elect Director Michael Chu For For Management 2 Elect Director Lawrence R. Codey For For Management 3 Elect Director Patrick Duff For For Management 4 Elect Director Jacqueline B. Kosecoff For For Management 5 Elect Director Neil Lustig For For Management 6 Elect Director Kenneth P. Manning For For Management 7 Elect Director William J. Marino For For Management 8 Elect Director Jerome A. Peribere For For Management 9 Elect Director Richard L. Wambold For For Management 10 Elect Director Jerry R. Whitaker For For Management 11 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 12 Ratify Ernst & Young LLP as Auditors For For Management -------------------------------------------------------------------------------- SEI INVESTMENTS COMPANY Ticker: SEIC Security ID: 784117103 Meeting Date: MAY 25, 2016 Meeting Type: Annual Record Date: MAR 23, 2016 # Proposal Mgt Rec Vote Cast Sponsor 1a Elect Director Alfred P. West, Jr. For For Management 1b Elect Director William M. Doran For For Management 2 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 3 Ratify KPMG LLP as Auditors For For Management -------------------------------------------------------------------------------- SENIOR HOUSING PROPERTIES TRUST Ticker: SNH Security ID: 81721M109 Meeting Date: MAY 18, 2016 Meeting Type: Annual Record Date: FEB 10, 2016 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director John L. Harrington For Withhold Management 1.2 Elect Director Adam D. Portnoy For Withhold Management 1.3 Elect Director Barry M. Portnoy For Withhold Management 1.4 Elect Director Jeffrey P. Somers For Withhold Management 2 Advisory Vote to Ratify Named For Against Management Executive Officers' Compensation 3 Ratify Ernst & Young LLP as Auditors For For Management -------------------------------------------------------------------------------- SERVICEMASTER GLOBAL HOLDINGS, INC. Ticker: SERV Security ID: 81761R109 Meeting Date: MAY 03, 2016 Meeting Type: Annual Record Date: MAR 07, 2016 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Richard P. Fox For For Management 1.2 Elect Director Laurie Ann Goldman For For Management 1.3 Elect Director Thomas C. Tiller, Jr. For For Management 2 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 3 Ratify Deloitte & Touche LLP as For For Management Auditors -------------------------------------------------------------------------------- SPIRIT REALTY CAPITAL, INC. Ticker: SRC Security ID: 84860W102 Meeting Date: MAY 11, 2016 Meeting Type: Annual Record Date: MAR 18, 2016 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Kevin M. Charlton For For Management 1.2 Elect Director Todd A. Dunn For For Management 1.3 Elect Director David J. Gilbert For For Management 1.4 Elect Director Richard I. Gilchrist For For Management 1.5 Elect Director Diane M. Morefield For For Management 1.6 Elect Director Thomas H. Nolan, Jr. For For Management 1.7 Elect Director Sheli Z. Rosenberg For For Management 1.8 Elect Director Thomas D. Senkbeil For For Management 1.9 Elect Director Nicholas P. Shepherd For For Management 2 Ratify Ernst & Young LLP as Auditors For For Management 3 Amend Omnibus Stock Plan For For Management 4 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation -------------------------------------------------------------------------------- STANCORP FINANCIAL GROUP INC Ticker: SFG Security ID: 852891100 Meeting Date: NOV 09, 2015 Meeting Type: Special Record Date: SEP 14, 2015 # Proposal Mgt Rec Vote Cast Sponsor 1 Merger/Acquisition For For Management 2 Advisory Vote on Golden Parachutes For For Management 3 Right to Adjourn Meeting For For Management -------------------------------------------------------------------------------- SUNOCO LOGISTICS PARTNERS LP Ticker: SXL Security ID: 86764L108 Meeting Date: DEC 01, 2015 Meeting Type: Special Record Date: OCT 20, 2015 # Proposal Mgt Rec Vote Cast Sponsor 1 Amendment to the Long-Term Incentive For For Management Plan 2 Right to Adjourn Meeting For For Management -------------------------------------------------------------------------------- SYMANTEC CORP. Ticker: SYMC Security ID: 871503108 Meeting Date: NOV 03, 2015 Meeting Type: Annual Record Date: SEP 04, 2015 # Proposal Mgt Rec Vote Cast Sponsor 1 Elect Michael A. Brown For For Management 2 Elect Frank E. Dangeard For For Management 3 Elect Geraldine B. Laybourne For For Management 4 Elect David Mahoney For For Management 5 Elect Robert S. Miller For For Management 6 Elect Anita Sands For For Management 7 Elect Daniel H. Schulman For For Management 8 Elect V. Paul Unruh For For Management 9 Elect Suzanne Vautrinot For For Management 10 Ratification of Auditor For For Management 11 Advisory Vote on Executive Compensation For For Management 12 Shareholder Proposal Regarding Against Against Shareholder International Policy Committee -------------------------------------------------------------------------------- SYNTEL, INC. Ticker: SYNT Security ID: 87162H103 Meeting Date: JUN 08, 2016 Meeting Type: Annual Record Date: APR 11, 2016 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Paritosh K. Choksi For For Management 1.2 Elect Director Bharat Desai For Withhold Management 1.3 Elect Director Thomas Doeke For For Management 1.4 Elect Director Rajesh Mashruwala For For Management 1.5 Elect Director Nitin Rakesh For Withhold Management 1.6 Elect Director Prashant Ranade For Withhold Management 1.7 Elect Director Vinod K. Sahney For For Management 1.8 Elect Director Neerja Sethi For Withhold Management 2 Approve Omnibus Stock Plan For Against Management 3 Ratify Crowe Horwath LLP as Auditors For For Management -------------------------------------------------------------------------------- TAUBMAN CENTERS, INC. Ticker: TCO Security ID: 876664103 Meeting Date: JUN 01, 2016 Meeting Type: Annual Record Date: APR 04, 2016 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Jerome A. Chazen For Withhold Management 1.2 Elect Director Craig M. Hatkoff For For Management 1.3 Elect Director Ronald W. Tysoe For Withhold Management 2 Ratify KPMG LLP as Auditors For For Management 3 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation -------------------------------------------------------------------------------- TEAM HEALTH HOLDINGS, INC. Ticker: TMH Security ID: 87817A107 Meeting Date: MAY 25, 2016 Meeting Type: Annual Record Date: MAR 28, 2016 # Proposal Mgt Rec Vote Cast Sponsor 1a Elect Director H. Lynn Massingale For For Management 1b Elect Director Michael D. Snow For For Management 1c Elect Director Edwin M. Crawford For For Management 1d Elect Director Scott Ostfeld For For Management 2 Ratify Ernst & Young LLP as Auditors For For Management -------------------------------------------------------------------------------- TEXTRON INC. Ticker: TXT Security ID: 883203101 Meeting Date: APR 27, 2016 Meeting Type: Annual Record Date: MAR 01, 2016 # Proposal Mgt Rec Vote Cast Sponsor 1a Elect Director Scott C. Donnelly For For Management 1b Elect Director Kathleen M. Bader For For Management 1c Elect Director R. Kerry Clark For For Management 1d Elect Director James T. Conway For For Management 1e Elect Director Ivor J. Evans For For Management 1f Elect Director Lawrence K. Fish For For Management 1g Elect Director Paul E. Gagne For For Management 1h Elect Director Dain M. Hancock For For Management 1i Elect Director Lord Powell of For For Management Bayswater KCMG 1j Elect Director Lloyd G. Trotter For For Management 1k Elect Director James L. Ziemer For For Management 2 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 3 Ratify Ernst & Young LLP as Auditors For For Management -------------------------------------------------------------------------------- TOTAL SYSTEM SERVICES, INC. Ticker: TSS Security ID: 891906109 Meeting Date: APR 28, 2016 Meeting Type: Annual Record Date: FEB 19, 2016 # Proposal Mgt Rec Vote Cast Sponsor 1a Elect Director James H. Blanchard For For Management 1b Elect Director Kriss Cloninger, III For For Management 1c Elect Director Walter W. Driver, Jr. For For Management 1d Elect Director Sidney E. Harris For For Management 1e Elect Director William M. Isaac For For Management 1f Elect Director Pamela A. Joseph For For Management 1g Elect Director Mason H. Lampton For For Management 1h Elect Director Connie D. McDaniel For For Management 1i Elect Director Philip W. Tomlinson For For Management 1j Elect Director John T. Turner For For Management 1k Elect Director Richard W. Ussery For For Management 1l Elect Director M. Troy Woods For For Management 1m Elect Director James D. Yancey For For Management 2 Ratify KPMG LLP as Auditors For For Management 3 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation -------------------------------------------------------------------------------- TWO HARBORS INVESTMENT CORP. Ticker: TWO Security ID: 90187B101 Meeting Date: MAY 19, 2016 Meeting Type: Annual Record Date: MAR 24, 2016 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director E. Spencer Abraham For For Management 1.2 Elect Director James J. Bender For For Management 1.3 Elect Director Stephen G. Kasnet For For Management 1.4 Elect Director Lisa A. Pollina For For Management 1.5 Elect Director William Roth For For Management 1.6 Elect Director W. Reid Sanders For For Management 1.7 Elect Director Thomas E. Siering For For Management 1.8 Elect Director Brian C. Taylor For For Management 1.9 Elect Director Hope B. Woodhouse For For Management 2 Advisory Vote to Ratify Named For Against Management Executive Officers' Compensation 3 Ratify Ernst & Young LLP as Auditors For For Management -------------------------------------------------------------------------------- TYCO INTERNATIONAL PLC Ticker: TYC Security ID: G91442106 Meeting Date: MAR 09, 2016 Meeting Type: Annual Record Date: JAN 04, 2016 # Proposal Mgt Rec Vote Cast Sponsor 1 Elect Edward D. Breen For For Management 2 Elect Herman E. Bulls For For Management 3 Elect Michael E. Daniels For For Management 4 Elect Frank M. Drendel For For Management 5 Elect Brian Duperreault For For Management 6 Elect Rajiv L. Gupta For For Management 7 Elect George R. Oliver For For Management 8 Elect Brendan R. O'Neill For For Management 9 Elect Jurgen Tinggren For For Management 10 Elect Sandra S. Wijnberg For For Management 11 Elect R. David Yost For For Management 12 Ratification of Deloitte & Touche For For Management 13 Authority to Set Fees For For Management 14 Authority to Repurchase Shares For For Management 15 Issuance of Treasury Shares For For Management 16 Advisory Vote on Executive Compensation For For Management -------------------------------------------------------------------------------- UGI CORP. Ticker: UGI Security ID: 902681105 Meeting Date: JAN 28, 2016 Meeting Type: Annual Record Date: NOV 12, 2015 # Proposal Mgt Rec Vote Cast Sponsor 1 Elect M. Shawn Bort For For Management 2 Elect Richard W. Gochnauer For For Management 3 Elect Frank S. Hermance For For Management 4 Elect Ernest E. Jones For Against Management 5 Elect Anne Pol For For Management 6 Elect Marvin O. Schlanger For For Management 7 Elect James B. Stallings, Jr. For For Management 8 Elect Roger B. Vincent For For Management 9 Elect John L. Walsh For For Management 10 Advisory Vote on Executive Compensation For For Management 11 Ratification of Auditor For For Management -------------------------------------------------------------------------------- UNITED STATES CELLULAR CORPORATION Ticker: USM Security ID: 911684108 Meeting Date: MAY 24, 2016 Meeting Type: Annual Record Date: MAR 28, 2016 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director J. Samuel Crowley For For Management 1.2 Elect Director Paul-Henri Denuit For For Management 1.3 Elect Director Harry J. Harczak, Jr. For For Management 1.4 Elect Director Gregory P. Josefowicz For For Management 2 Ratify PricewaterhouseCoopers LLP as For For Management Auditors 3 Amend Omnibus Stock Plan For Against Management 4 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation -------------------------------------------------------------------------------- UNIVERSAL HEALTH SERVICES, INC. Ticker: UHS Security ID: 913903100 Meeting Date: MAY 18, 2016 Meeting Type: Annual Record Date: MAR 22, 2016 # Proposal Mgt Rec Vote Cast Sponsor 1 Elect Director Robert H. Hotz For For Management 2 Ratify PricewaterhouseCoopers LLP as For For Management Auditors 3 Proxy Access Against For Shareholder -------------------------------------------------------------------------------- UNUM GROUP Ticker: UNM Security ID: 91529Y106 Meeting Date: MAY 26, 2016 Meeting Type: Annual Record Date: MAR 28, 2016 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Theodore H. Bunting, Jr. For For Management 1.2 Elect Director E. Michael Caulfield For For Management 1.3 Elect Director Joseph J. Echevarria For For Management 1.4 Elect Director Cynthia L. Egan For For Management 1.5 Elect Director Pamela H. Godwin For For Management 1.6 Elect Director Kevin T. Kabat For For Management 1.7 Elect Director Timothy F. Keaney For For Management 1.8 Elect Director Gloria C. Larson For For Management 1.9 Elect Director Richard P. McKenney For For Management 1.10 Elect Director Edward J. Muhl For For Management 1.11 Elect Director Ronald P. O'Hanley For For Management 1.12 Elect Director Francis J. Shammo For For Management 1.13 Elect Director Thomas R. Watjen For For Management 2 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 3 Ratify Ernst & Young LLP as Auditors For For Management 4 Approve Nonqualified Employee Stock For For Management Purchase Plan -------------------------------------------------------------------------------- VALIDUS HOLDINGS, LTD. Ticker: VR Security ID: G9319H102 Meeting Date: MAY 05, 2016 Meeting Type: Annual Record Date: MAR 11, 2016 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Mahmoud Abdallah For For Management 1.2 Elect Director Jeffrey W. Greenberg For For Management 1.3 Elect Director John J. Hendrickson For For Management 1.4 Elect Director Edward J. Noonan For For Management 1.5 Elect Director Gail Ross For For Management 2 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 3 Ratify PricewaterhouseCoopers Ltd. as For For Management Auditors -------------------------------------------------------------------------------- VCA INC. Ticker: WOOF Security ID: 918194101 Meeting Date: APR 14, 2016 Meeting Type: Annual Record Date: FEB 26, 2016 # Proposal Mgt Rec Vote Cast Sponsor 1a Elect Director Robert L. Antin For For Management 2 Ratify KPMG LLP as Auditors For For Management 3 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation -------------------------------------------------------------------------------- VECTREN CORPORATION Ticker: VVC Security ID: 92240G101 Meeting Date: MAY 24, 2016 Meeting Type: Annual Record Date: MAR 16, 2016 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Carl L. Chapman For For Management 1.2 Elect Director James H. For For Management DeGraffenreidt, Jr. 1.3 Elect Director John D. Engelbrecht For For Management 1.4 Elect Director Anton H. George For For Management 1.5 Elect Director Martin C. Jischke For For Management 1.6 Elect Director Robert G. Jones For For Management 1.7 Elect Director Patrick K. Mullen For For Management 1.8 Elect Director R. Daniel Sadlier For For Management 1.9 Elect Director Michael L. Smith For For Management 1.10 Elect Director Teresa J. Tanner For For Management 1.11 Elect Director Jean L. Wojtowicz For For Management 2 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 3 Amend Omnibus Stock Plan For For Management 4 Ratify Deloitte & Touche LLP as For For Management Auditors -------------------------------------------------------------------------------- VERISK ANALYTICS, INC. Ticker: VRSK Security ID: 92345Y106 Meeting Date: MAY 18, 2016 Meeting Type: Annual Record Date: MAR 21, 2016 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director John F. Lehman, Jr. For For Management 1.2 Elect Director Andrew G. Mills For For Management 1.3 Elect Director Constantine P. Iordanou For For Management 1.4 Elect Director Scott G. Stephenson For For Management 2 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 3 Ratify Deloitte and Touche LLP as For For Management Auditors -------------------------------------------------------------------------------- VIACOM INC. Ticker: VIA Security ID: 92553P102 Meeting Date: MAR 14, 2016 Meeting Type: Annual Record Date: JAN 19, 2016 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect George S. Abrams For For Management 1.2 Elect Philippe P. Dauman For For Management 1.2 Elect Philippe P. Dauman For For Management 1.3 Elect Thomas E. Dooley For For Management 1.3 Elect Thomas E. Dooley For For Management 1.4 Elect Christiana Falcone Sorrell For For Management 1.4 Elect Christiana Falcone Sorrell For For Management 1.5 Elect Blythe J. McGarvie For Withhold Management 1.5 Elect Blythe J. McGarvie For Withhold Management 1.6 Elect Deborah Norville For Withhold Management 1.6 Elect Deborah Norville For Withhold Management -------------------------------------------------------------------------------- VIACOM INC. Ticker: VIA Security ID: 92553P102 Meeting Date: MAR 14, 2016 Meeting Type: Annual Record Date: JAN 19, 2016 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect George S. Abrams For For Management -------------------------------------------------------------------------------- VIACOM INC. Ticker: VIA Security ID: 92553P102 Meeting Date: MAR 14, 2016 Meeting Type: Annual Record Date: JAN 19, 2016 # Proposal Mgt Rec Vote Cast Sponsor 1.7 Elect Charles E. Phillips, Jr. For Withhold Management 1.7 Elect Charles E. Phillips, Jr. For Withhold Management 1.8 Elect Shari Redstone For For Management 1.8 Elect Shari Redstone For For Management 1.9 Elect Sumner M. Redstone For For Management 1.9 Elect Sumner M. Redstone For For Management 1.10 Elect Frederic V. Salerno For Withhold Management 1.10 Elect Frederic V. Salerno For Withhold Management 1.11 Elect William Schwartz For Withhold Management 1.11 Elect William Schwartz For Withhold Management 2 Ratification of Auditor For For Management 2 Ratification of Auditor For For Management 3 Shareholder Proposal Regarding Against For Shareholder Recapitalization 3 Shareholder Proposal Regarding Against For Shareholder Recapitalization -------------------------------------------------------------------------------- VOYA FINANCIAL, INC. Ticker: VOYA Security ID: 929089100 Meeting Date: MAY 26, 2016 Meeting Type: Annual Record Date: MAR 28, 2016 # Proposal Mgt Rec Vote Cast Sponsor 1a Elect Director Lynne Biggar For For Management 1b Elect Director Jane P. Chwick For For Management 1c Elect Director Ruth Ann M. Gillis For For Management 1d Elect Director J. Barry Griswell For For Management 1e Elect Director Frederick S. Hubbell For For Management 1f Elect Director Rodney O. Martin, Jr. For For Management 1g Elect Director Byron H. Pollitt, Jr. For For Management 1h Elect Director Joseph V. Tripodi For For Management 1i Elect Director Deborah C. Wright For For Management 1j Elect Director David Zwiener For For Management 2 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 3 Approve Executive Incentive Bonus Plan For For Management 4 Approve Qualified Employee Stock For For Management Purchase Plan 5 Ratify Ernst & Young LLP as Auditors For For Management 6 Report on Corporate Values and Against Against Shareholder Policies on Investments in Companies Tied to Genocide -------------------------------------------------------------------------------- W. P. CAREY INC. Ticker: WPC Security ID: 92936U109 Meeting Date: JUN 16, 2016 Meeting Type: Annual Record Date: APR 13, 2016 # Proposal Mgt Rec Vote Cast Sponsor 1a Elect Director Nathaniel S. Coolidge For For Management 1b Elect Director Mark J. DeCesaris For For Management 1c Elect Director Benjamin H. Griswold, IV For For Management 1d Elect Director Axel K.A. Hansing For For Management 1e Elect Director Jean Hoysradt For For Management 1f Elect Director Richard C. Marston For For Management 1g Elect Director Robert E. Mittelstaedt, For For Management Jr. 1h Elect Director Charles E. Parente For For Management 1i Elect Director Mary M. VanDeWeghe For For Management 1j Elect Director Nick J.M. van Ommen For For Management 1k Elect Director Karsten von Koller For For Management 1l Elect Director Reginald Winssinger For For Management 2 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 3 Ratify PricewaterhouseCoopers LLP as For For Management Auditors -------------------------------------------------------------------------------- WATSCO, INC. Ticker: WSO Security ID: 942622200 Meeting Date: JUN 06, 2016 Meeting Type: Annual Record Date: APR 07, 2016 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director David C. Darnell For Withhold Management 1.2 Elect Director George P. Sape For For Management 2 Ratify KPMG LLP as Auditors For For Management -------------------------------------------------------------------------------- WESTROCK CO Ticker: WRK Security ID: 96145D105 Meeting Date: FEB 02, 2016 Meeting Type: Annual Record Date: DEC 08, 2015 # Proposal Mgt Rec Vote Cast Sponsor 1 Elect Timothy J. Bernlohr For For Management 2 Elect J. Powell Brown For For Management 3 Elect Michael E. Campbell For For Management 4 Elect Terrell K. Crews For For Management 5 Elect Russell M. Currey For For Management 6 Elect G. Stephen Felker For For Management 7 Elect Lawrence L. Gellerstedt, III For For Management 8 Elect John A. Luke, Jr. For For Management 9 Elect Gracia C. Martore For For Management 10 Elect James E. Nevels For For Management 11 Elect Timothy H. Powers For For Management 12 Elect Steven C. Voorhees For For Management 13 Elect Bettina M. Whyte For For Management 14 Elect Alan D. Wilson For For Management 15 Employee Stock Purchase Plan For For Management 16 Approval of the 2016 Incentive Stock For For Management Plan 17 Ratification of Auditor For For Management 18 Advisory Vote on Executive Compensation For For Management -------------------------------------------------------------------------------- WEX INC. Ticker: WEX Security ID: 96208T104 Meeting Date: MAY 13, 2016 Meeting Type: Annual Record Date: MAR 15, 2016 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Shikhar Ghosh For For Management 1.2 Elect Director Kirk P. Pond For For Management 1.3 Elect Director Melissa D. Smith For For Management 2 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 3 Ratify Deloitte & Touche LLP as For For Management Auditors -------------------------------------------------------------------------------- WILLIS GROUP HOLDINGS PLC Ticker: WSH Security ID: G96666105 Meeting Date: NOV 18, 2015 Meeting Type: Special Record Date: OCT 02, 2015 # Proposal Mgt Rec Vote Cast Sponsor 1 Merger For For Management 2 Company Name Change For For Management 3 Share Consolidation For For Management 4 Right to Adjourn Meeting For For Management -------------------------------------------------------------------------------- WILLIS TOWERS WATSON PUBLIC LIMITED COMPANY Ticker: WLTW Security ID: G96629103 Meeting Date: JUN 10, 2016 Meeting Type: Annual Record Date: APR 15, 2016 # Proposal Mgt Rec Vote Cast Sponsor 1a Elect Director Dominic Casserley For For Management 1b Elect Director Anna C. Catalano For For Management 1c Elect Director Victor F. Ganzi For For Management 1d Elect Director John J. Haley For For Management 1e Elect Director Wendy E. Lane For For Management 1f Elect Director James F. McCann For For Management 1g Elect Director Brendan R. O'Neill For For Management 1h Elect Director Jaymin Patel For For Management 1i Elect Director Linda D. Rabbitt For For Management 1j Elect Director Paul Thomas For For Management 1k Elect Director Jeffrey W. Ubben For For Management 1l Elect Director Wilhelm Zeller For For Management 2 Approve Deloitte LLP as Auditors and For For Management Authorize Board to Fix Their Remuneration 3 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 4 Amend Omnibus Stock Plan For For Management 5 Amend Employee Stock Purchase Plan For For Management 6 Renew Directors' Authority to Issue For For Management Shares Under Irish Law 7 Authorize Issuance of Equity or For For Management Equity-Linked Securities without Preemptive Rights -------------------------------------------------------------------------------- XYLEM INC. Ticker: XYL Security ID: 98419M100 Meeting Date: MAY 11, 2016 Meeting Type: Annual Record Date: MAR 14, 2016 # Proposal Mgt Rec Vote Cast Sponsor 1a Elect Director Curtis J. Crawford For For Management 1b Elect Director Robert F. Friel For For Management 1c Elect Director Surya N. Mohapatra For For Management 2 Ratify Deloitte & Touche LLP as For For Management Auditors 3 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation ====================== GUGGENHEIM MULTI-ASSET INCOME ETF ======================= ABB LTD. Ticker: ABBN Security ID: 000375204 Meeting Date: APR 21, 2016 Meeting Type: Annual Record Date: MAR 11, 2016 # Proposal Mgt Rec Vote Cast Sponsor 1 Accept Financial Statements and For For Management Statutory Reports 2 Approve Remuneration Report For For Management 3 Approve Discharge of Board and Senior For For Management Management 4 Approve Allocation of Income For For Management 5 Approve CHF 86 Million Reduction in For For Management Share Capital via Cancellation of Repurchased Shares 6 Approve CHF 1.6 Billion Reduction in For For Management Share Capital via Reduction of Nominal Value and Repayment of CHF 0.74 per Share 7 Amend Articles to Reflect Changes in For For Management Capital 8.1 Approve Remuneration of Directors in For For Management the Amount of CHF 4.7 Million 8.2 Approve Remuneration of Executive For For Management Committee in the Amount of CHF 50 Million 9.1 Reelect Matti Alahuhta as Director For For Management 9.2 Reelect David Constable as Director For For Management 9.3 Elect Frederico Fleury Curado as For Against Management Director 9.4 Elect Robyn Denholm as Director For For Management 9.5 Reelect Louis Hughes as Director For For Management 9.6 Elect David Meline as Director For For Management 9.7 Elect Satish Pai as Director For For Management 9.8 Reelect Michel de Rosen as Director For For Management 9.9 Reelect Jacob Wallenberg as Director For For Management 9.10 Reelect Ying Yeh as Director For For Management 9.11 Reelect Peter Voser as Director and For For Management Board Chairman 10.1 Appoint David Constable as Member of For For Management the Compensation Committee 10.2 Appoint Frederico Fleury Curado as For Against Management Member of the Compensation Committee 10.3 Appoint Michel de Rosen as Member of For For Management the Compensation Committee 10.4 Appoint Ying Yeh as Member of the For For Management Compensation Committee 11 Designate Hans Zehnder as Independent For For Management Proxy 12 Ratify Ernst & Young as Auditors For For Management 13 Transact Other Business (Voting) For Against Management -------------------------------------------------------------------------------- ABBVIE INC. Ticker: ABBV Security ID: 00287Y109 Meeting Date: MAY 06, 2016 Meeting Type: Annual Record Date: MAR 09, 2016 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director William H.L. Burnside For For Management 1.2 Elect Director Brett J. Hart For For Management 1.3 Elect Director Edward J. Rapp For For Management 2 Ratify Ernst & Young LLP as Auditors For For Management 3 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 4 Declassify the Board of Directors For For Management 5 Amend Executive Incentive Bonus Plan For For Management 6 Report on Policies for Safe Disposal Against Against Shareholder of Prescription Drugs by Users 7 Report on Lobbying Payments and Policy Against For Shareholder -------------------------------------------------------------------------------- AIRCASTLE LIMITED Ticker: AYR Security ID: G0129K104 Meeting Date: MAY 26, 2016 Meeting Type: Annual Record Date: MAR 28, 2016 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Ronald W. Allen For For Management 1.2 Elect Director Douglas A. Hacker For For Management 1.3 Elect Director Yukihiko Matsumura For For Management 1.4 Elect Director Ron Wainshal For For Management 2 Ratify Ernst & Young LLP as Auditors For For Management 3 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation -------------------------------------------------------------------------------- ALLIANCEBERNSTEIN GLOBAL HIGH INCOME FUND, INC. Ticker: AWF Security ID: 01879R106 Meeting Date: MAR 31, 2016 Meeting Type: Annual Record Date: FEB 16, 2016 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Michael J. Downey For For Management 1.2 Elect Director Nancy P. Jacklin For For Management 1.3 Elect Director Robert M. Keith For For Management -------------------------------------------------------------------------------- ALLIANZGI CONVERTIBLE & INCOME FUND Ticker: NCV Security ID: 018828103 Meeting Date: JUN 30, 2016 Meeting Type: Annual Record Date: APR 21, 2016 # Proposal Mgt Rec Vote Cast Sponsor A1 Elect Director Hans W. Kertess For For Management A2 Elect Director William B. Ogden, IV For For Management A3 Elect Director Barbara R. Claussen For For Management A4 Elect Director A. Douglas Eu For For Management -------------------------------------------------------------------------------- ALLIANZGI CONVERTIBLE & INCOME FUND II Ticker: NCZ Security ID: 018825109 Meeting Date: JUN 30, 2016 Meeting Type: Annual Record Date: APR 21, 2016 # Proposal Mgt Rec Vote Cast Sponsor A1 Elect Director William B. Ogden, IV For For Management A2 Elect Director Barbara R. Claussen For For Management A3 Elect Director A. Douglas Eu For For Management -------------------------------------------------------------------------------- ALON USA ENERGY, INC. Ticker: ALJ Security ID: 020520102 Meeting Date: MAY 03, 2016 Meeting Type: Annual Record Date: MAR 08, 2016 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Ezra Uzi Yemin For Withhold Management 1.2 Elect Director Ilan Cohen For Withhold Management 1.3 Elect Director Assaf Ginzburg For Withhold Management 1.4 Elect Director Frederec Green For Withhold Management 1.5 Elect Director Ron W. Haddock For Withhold Management 1.6 Elect Director William J. Kacal For For Management 1.7 Elect Director Zalman Segal For Withhold Management 1.8 Elect Director Mark D. Smith For Withhold Management 1.9 Elect Director Avigal Soreq For Withhold Management 1.10 Elect Director Franklin R. Wheeler For For Management 1.11 Elect Director David Wiessman For Withhold Management 2 Ratify KPMG LLP as Auditors For For Management -------------------------------------------------------------------------------- AMEREN CORPORATION Ticker: AEE Security ID: 023608102 Meeting Date: APR 28, 2016 Meeting Type: Annual Record Date: MAR 08, 2016 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Warner L. Baxter For For Management 1.2 Elect Director Catherine S. Brune For For Management 1.3 Elect Director J. Edward Coleman For For Management 1.4 Elect Director Ellen M. Fitzsimmons For For Management 1.5 Elect Director Rafael Flores For For Management 1.6 Elect Director Walter J. Galvin For For Management 1.7 Elect Director Richard J. Harshman For For Management 1.8 Elect Director Gayle P.W. Jackson For For Management 1.9 Elect Director James C. Johnson For For Management 1.10 Elect Director Steven H. Lipstein For For Management 1.11 Elect Director Stephen R. Wilson For For Management 2 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 3 Ratify PricewaterhouseCoopers LLP as For For Management Auditors 4 Report Analyzing Renewable Energy Against Against Shareholder Adoption 5 Adopt Share Retention Policy For Against For Shareholder Senior Executives -------------------------------------------------------------------------------- AMERICAN MIDSTREAM PARTNERS LP Ticker: AMID Security ID: 02752P100 Meeting Date: FEB 11, 2016 Meeting Type: Special Record Date: DEC 28, 2015 # Proposal Mgt Rec Vote Cast Sponsor 1 Amendment to the Long-Term Incentive For For Management Plan -------------------------------------------------------------------------------- AMERICAN RAILCAR INDUSTRIES, INC. Ticker: ARII Security ID: 02916P103 Meeting Date: JUN 13, 2016 Meeting Type: Annual Record Date: APR 25, 2016 # Proposal Mgt Rec Vote Cast Sponsor 1A Elect Director SungHwan Cho For Against Management 1B Elect Director James C. Pontious For For Management 1C Elect Director J. Mike Laisure For For Management 1D Elect Director Harold First For For Management 1E Elect Director Jonathan Christodoro For Against Management 1F Elect Director Jonathan Frates For Against Management 2 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation -------------------------------------------------------------------------------- ANNALY CAPITAL MANAGEMENT, INC. Ticker: NLY Security ID: 035710409 Meeting Date: MAY 26, 2016 Meeting Type: Annual Record Date: MAR 29, 2016 # Proposal Mgt Rec Vote Cast Sponsor 1a Elect Director Kevin G. Keyes For For Management 1b Elect Director Kevin P. Brady For For Management 1c Elect Director E. Wayne Nordberg For For Management 2 Advisory Vote to Ratify Named For Against Management Executive Officers' Compensation 3 Ratify Ernst & Young LLP as Auditors For For Management -------------------------------------------------------------------------------- APOLLO COMMERCIAL REAL ESTATE FINANCE, INC. Ticker: ARI Security ID: 03762U105 Meeting Date: MAY 12, 2016 Meeting Type: Annual Record Date: MAR 28, 2016 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Jeffrey M. Gault For Withhold Management 1.2 Elect Director Mark C. Biderman For Withhold Management 1.3 Elect Director Robert A. Kasdin For Withhold Management 1.4 Elect Director Eric L. Press For Withhold Management 1.5 Elect Director Scott S. Prince For Withhold Management 1.6 Elect Director Stuart A. Rothstein For Withhold Management 1.7 Elect Director Michael E. Salvati For Withhold Management 2 Ratify Deloitte & Touche LLP as For For Management Auditors 3 Advisory Vote to Ratify Named For Against Management Executive Officers' Compensation -------------------------------------------------------------------------------- APPLE HOSPITALITY REIT, INC. Ticker: APLE Security ID: 03784Y200 Meeting Date: MAY 12, 2016 Meeting Type: Annual Record Date: MAR 18, 2016 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Jon A. Fosheim For For Management 1.2 Elect Director Justin G. Knight For For Management 2 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 3 Ratify Ernst & Young LLP as Auditors For For Management 4.1 Declassify the Board of Directors For For Management 4.2 Require a Majority Vote for all For For Management Charter Amendments 4.3 Eliminate Supermajority Vote For For Management Requirement for Affiliated Transactions 4.4 Amend Charter to Eliminate Provisions For For Management That Are No Longer Applicable -------------------------------------------------------------------------------- ARCHER-DANIELS-MIDLAND COMPANY Ticker: ADM Security ID: 039483102 Meeting Date: MAY 05, 2016 Meeting Type: Annual Record Date: MAR 10, 2016 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Alan L. Boeckmann For For Management 1.2 Elect Director Mollie Hale Carter For For Management 1.3 Elect Director Terrell K. Crews For For Management 1.4 Elect Director Pierre Dufour For For Management 1.5 Elect Director Donald E. Felsinger For For Management 1.6 Elect Director Juan R. Luciano For For Management 1.7 Elect Director Antonio Maciel Neto For For Management 1.8 Elect Director Patrick J. Moore For For Management 1.9 Elect Director Francisco Sanchez For For Management 1.10 Elect Director Debra A. Sandler For For Management 1.11 Elect Director Daniel Shih For For Management 1.12 Elect Director Kelvin R. Westbrook For For Management 2 Ratify Ernst & Young LLP as Auditors For For Management 3 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation -------------------------------------------------------------------------------- ASTRAZENECA PLC Ticker: AZN Security ID: 046353108 Meeting Date: APR 29, 2016 Meeting Type: Annual Record Date: MAR 14, 2016 # Proposal Mgt Rec Vote Cast Sponsor 1 Accept Financial Statements and For For Management Statutory Reports 2 Approve Dividends For For Management 3 Reappoint KPMG LLP as Auditors For For Management 4 Authorise Board to Fix Remuneration of For For Management Auditors 5a Re-elect Leif Johansson as Director For For Management 5b Re-elect Pascal Soriot as Director For For Management 5c Re-elect Marc Dunoyer as Director For For Management 5d Re-elect Dr Cornelia Bargmann as For For Management Director 5e Re-elect Genevieve Berger as Director For For Management 5f Re-elect Bruce Burlington as Director For For Management 5g Re-elect Ann Cairns as Director For For Management 5h Re-elect Graham Chipchase as Director For For Management 5i Re-elect Jean-Philippe Courtois as For For Management Director 5j Re-elect Rudy Markham as Director For For Management 5k Re-elect Shriti Vadera as Director For For Management 5l Re-elect Marcus Wallenberg as Director For For Management 6 Approve Remuneration Report For For Management 7 Authorise EU Political Donations and For For Management Expenditure 8 Authorise Issue of Equity with For For Management Pre-emptive Rights 9 Authorise Issue of Equity without For For Management Pre-emptive Rights 10 Authorise Market Purchase of Ordinary For For Management Shares 11 Authorise the Company to Call General For For Management Meeting with Two Weeks' Notice -------------------------------------------------------------------------------- BABSON CAPITAL CORPORATE INVESTORS Ticker: BGH Security ID: 05617T100 Meeting Date: JUL 16, 2015 Meeting Type: Annual Record Date: MAY 11, 2015 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Rodney J. Dillman For For Management 1.2 Elect Martin A. Sumichrast For For Management -------------------------------------------------------------------------------- BANCO DE CHILE Ticker: BCH Security ID: 59520106 Meeting Date: MAR 24, 2016 Meeting Type: Annual Record Date: FEB 19, 2016 # Proposal Mgt Rec Vote Cast Sponsor 1 Accounts and Reports For For Management 2 Allocation of Profits/Dividends For For Management 3 Election of Directors For Abstain Management 4 Directors' Fees For Abstain Management 5 Directors' and Audit Committee Fees For Abstain Management and Budget 6 Appointment of Auditor For Abstain Management 7 Capitalization of Reserves for Bonus For For Management Share Issuance -------------------------------------------------------------------------------- BANK OF MONTREAL Ticker: BMO Security ID: 063671101 Meeting Date: APR 05, 2016 Meeting Type: Annual Record Date: FEB 08, 2016 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Janice M. Babiak For For Management 1.2 Elect Director Sophie Brochu For For Management 1.3 Elect Director George A. Cope For For Management 1.4 Elect Director William A. Downe For For Management 1.5 Elect Director Christine A. Edwards For For Management 1.6 Elect Director Martin S. Eichenbaum For For Management 1.7 Elect Director Ronald H. Farmer For For Management 1.8 Elect Director Eric R. La Fleche For For Management 1.9 Elect Director Lorraine Mitchelmore For For Management 1.10 Elect Director Philip S. Orsino For For Management 1.11 Elect Director J. Robert S. Prichard For For Management 1.12 Elect Director Don M. Wilson III For For Management 2 Ratify KPMG LLP as Auditors For For Management 3 Advisory Vote on Executive For For Management Compensation Approach 4 Approve Streamlining of Financial Against Against Shareholder Reporting -------------------------------------------------------------------------------- BANK OF NOVA SCOTIA Ticker: BNS Security ID: 064149107 Meeting Date: APR 12, 2016 Meeting Type: Annual Record Date: FEB 16, 2016 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Nora A. Aufreiter For For Management 1.2 Elect Director Guillermo E. Babatz For For Management 1.3 Elect Director Scott B. Bonham For For Management 1.4 Elect Director Ronald A. Brenneman For For Management 1.5 Elect Director Charles H. Dallara For For Management 1.6 Elect Director William R. Fatt For For Management 1.7 Elect Director Tiff Macklem For For Management 1.8 Elect Director Thomas C. O'Neill For For Management 1.9 Elect Director Eduardo Pacheco For For Management 1.10 Elect Director Brian J. Porter For For Management 1.11 Elect Director Una M. Power For For Management 1.12 Elect Director Aaron W. Regent For For Management 1.13 Elect Director Indira V. Samarasekera For For Management 1.14 Elect Director Susan L. Segal For For Management 1.15 Elect Director Paul D. Sobey For For Management 1.16 Elect Director Barbara S. Thomas For For Management 1.17 Elect Director L. Scott Thomson For For Management 2 Ratify KPMG LLP as Auditors For For Management 3 Advisory Vote on Executive For For Management Compensation Approach 4 SP 1: Streamline Financial Report Against Against Shareholder 5 SP 2: Pay Fair Share of Taxes Against Against Shareholder -------------------------------------------------------------------------------- BP PLC Ticker: BP. Security ID: 055622104 Meeting Date: APR 14, 2016 Meeting Type: Annual Record Date: FEB 19, 2016 # Proposal Mgt Rec Vote Cast Sponsor 1 Accept Financial Statements and For For Management Statutory Reports 2 Approve Remuneration Report For Against Management 3 Re-elect Bob Dudley as Director For For Management 4 Re-elect Dr Brian Gilvary as Director For For Management 5 Re-elect Paul Anderson as Director For For Management 6 Re-elect Alan Boeckmann as Director For For Management 7 Re-elect Frank Bowman as Director For For Management 8 Re-elect Cynthia Carroll as Director For For Management 9 Re-elect Ian Davis as Director For For Management 10 Re-elect Dame Ann Dowling as Director For For Management 11 Re-elect Brendan Nelson as Director For For Management 12 Elect Paula Reynolds as Director For For Management 13 Elect Sir John Sawers as Director For For Management 14 Re-elect Andrew Shilston as Director For For Management 15 Re-elect Carl-Henric Svanberg as For For Management Director 16 Reappoint Ernst & Young LLP as For For Management Auditors and Authorise Their Remuneration 17 Authorise EU Political Donations and For For Management Expenditure 18 Authorise Issue of Equity with For For Management Pre-emptive Rights 19 Authorise Issue of Equity without For For Management Pre-emptive Rights 20 Authorise Market Purchase of Ordinary For For Management Shares 21 Authorise the Company to Call General For For Management Meeting with Two Weeks' Notice -------------------------------------------------------------------------------- BROOKFIELD TOTAL RETURN FUND INC Ticker: HTR Security ID: 11283U108 Meeting Date: FEB 24, 2016 Meeting Type: Annual Record Date: JAN 08, 2016 # Proposal Mgt Rec Vote Cast Sponsor 1 Elect Edward A. Kuczmarski For For Management -------------------------------------------------------------------------------- BUCKEYE PARTNERS, L.P. Ticker: BPL Security ID: 118230101 Meeting Date: JUN 07, 2016 Meeting Type: Annual Record Date: APR 11, 2016 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Oliver 'Rick' G. For For Management Richard, III 1.2 Elect Director Clark C. Smith For For Management 1.3 Elect Director Frank S. Sowinski For For Management 2 Ratify Deloitte & Touche LLP as For For Management Auditors -------------------------------------------------------------------------------- CA INC Ticker: CA Security ID: 12673P105 Meeting Date: AUG 05, 2015 Meeting Type: Annual Record Date: JUN 08, 2015 # Proposal Mgt Rec Vote Cast Sponsor 1 Elect Jens Alder For For Management 2 Elect Raymond J. Bromark For For Management 3 Elect Gary J. Fernandes For For Management 4 Elect Michael P. Gregoire For For Management 5 Elect Rohit Kapoor For For Management 6 Elect Jeffrey G. Katz For For Management 7 Elect Kay Koplovitz For For Management 8 Elect Christopher B. Lofgren For Against Management 9 Elect Richard Sulpizio For For Management 10 Elect Laura S. Unger For For Management 11 Elect Arthur F. Weinbach For For Management 12 Elect Ron Zambonini For For Management 13 Ratification of Auditor For For Management 14 Advisory Vote on Executive Compensation For For Management -------------------------------------------------------------------------------- CAMECO CORPORATION Ticker: CCO Security ID: 13321L108 Meeting Date: MAY 11, 2016 Meeting Type: Annual Record Date: MAR 14, 2016 # Proposal Mgt Rec Vote Cast Sponsor A The Undersigned Hereby Certifies that None Against Management the Shares Represented by this Proxy are Owned and Controlled by a Canadian B1 Elect Director Ian Bruce For For Management B2 Elect Director Daniel Camus For For Management B3 Elect Director John Clappison For For Management B4 Elect Director Donald Deranger For For Management B5 Elect Director Catherine Gignac For For Management B6 Elect Director Tim Gitzel For For Management B7 Elect Director Jim Gowans For For Management B8 Elect Director Don Kayne For For Management B9 Elect Director Anne McLellan For For Management B10 Elect Director Neil McMillan For For Management C Ratify KPMG LLP as Auditors For For Management D Advisory Vote on Executive For For Management Compensation Approach -------------------------------------------------------------------------------- CANADIAN IMPERIAL BANK OF COMMERCE Ticker: CM Security ID: 136069101 Meeting Date: APR 05, 2016 Meeting Type: Annual/Special Record Date: FEB 08, 2016 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Brent S. Belzberg For For Management 1.2 Elect Director Nanci E. Caldwell For For Management 1.3 Elect Director Gary F. Colter For For Management 1.4 Elect Director Patrick D. Daniel For For Management 1.5 Elect Director Luc Desjardins For For Management 1.6 Elect Director Victor G. Dodig For For Management 1.7 Elect Director Gordon D. Griffin For For Management 1.8 Elect Director Linda S. Hasenfratz For For Management 1.9 Elect Director Kevin J. Kelly For For Management 1.10 Elect Director Christine E. Larsen For For Management 1.11 Elect Director Nicholas D. Le Pan For For Management 1.12 Elect Director John P. Manley For For Management 1.13 Elect Director Jane L. Peverett For For Management 1.14 Elect Director Katharine B. Stevenson For For Management 1.15 Elect Director Martine Turcotte For For Management 1.16 Elect Director Ronald W. Tysoe For For Management 1.17 Elect Director Barry L. Zubrow For For Management 2 Ratify Ernst & Young LLP as Auditors For For Management 3 Advisory Vote on Executive For For Management Compensation Approach 4 Approve Increase in Remuneration of For For Management Directors 5 Amend By-Law No.1 Re: Administrative For For Management Matters 6 SP 1: Simplify Financial Information Against Against Shareholder 7 SP 2: Pay Fair Share of Taxes Against Against Shareholder -------------------------------------------------------------------------------- CANON INC Ticker: CAJ Security ID: 138006309 Meeting Date: MAR 30, 2016 Meeting Type: Annual Record Date: DEC 30, 2015 # Proposal Mgt Rec Vote Cast Sponsor 1 Allocation of Profits/Dividends For For Management 2.1 Elect Fujio Mitarai For Withhold Management 2.2 Elect Toshizoh Tanaka For For Management 2.3 Elect Shigeyuki Matsumoto For For Management 2.4 Elect Masaya Maeda For For Management 2.5 Elect Kunitaroh Saida For For Management 2.6 Elect Haruhiko Katoh For For Management 3 Bonus For For Management -------------------------------------------------------------------------------- CAPELLA EDUCATION COMPANY Ticker: CPLA Security ID: 139594105 Meeting Date: MAY 03, 2016 Meeting Type: Annual Record Date: MAR 07, 2016 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Rita D. Brogley For For Management 1.2 Elect Director H. James Dallas For For Management 1.3 Elect Director Matthew W. Ferguson For For Management 1.4 Elect Director J. Kevin Gilligan For For Management 1.5 Elect Director Michael A. Linton For For Management 1.6 Elect Director Michael L. Lomax For Withhold Management 1.7 Elect Director Jody G. Miller For For Management 1.8 Elect Director Stephen G. Shank For For Management 1.9 Elect Director David W. Smith For For Management 1.10 Elect Director Jeffrey W. Taylor For For Management 1.11 Elect Director Darrell R. Tukua For For Management 2 Ratify Ernst & Young LLP as Auditors For For Management 3 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 4 Amend Executive Incentive Bonus Plan For For Management -------------------------------------------------------------------------------- CF INDUSTRIES HOLDINGS, INC. Ticker: CF Security ID: 125269100 Meeting Date: MAY 12, 2016 Meeting Type: Annual Record Date: MAR 21, 2016 # Proposal Mgt Rec Vote Cast Sponsor 1a Elect Director Robert C. Arzbaecher For For Management 1b Elect Director William Davisson For For Management 1c Elect Director Stephen A. Furbacher For For Management 1d Elect Director Stephen J. Hagge For For Management 1e Elect Director John D. Johnson For For Management 1f Elect Director Robert G. Kuhbach For For Management 1g Elect Director Anne P. Noonan For For Management 1h Elect Director Edward A. Schmitt For For Management 1i Elect Director Theresa E. Wagler For For Management 1j Elect Director W. Anthony Will For For Management 2 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 3 Ratify KPMG LLP as Auditors For For Management 4 Provide Right to Act by Written Consent Against For Shareholder -------------------------------------------------------------------------------- CHIMERA INVESTMENT CORP Ticker: CIM Security ID: 16934Q208 Meeting Date: DEC 10, 2015 Meeting Type: Annual Record Date: OCT 21, 2015 # Proposal Mgt Rec Vote Cast Sponsor 1 Elect Dennis M. Mahoney For For Management 2 Elect Paul A. Keenan For For Management 3 Advisory Vote on Executive Compensation For For Management 4 Amendment to the 2007 Equity Incentive For For Management Plan 5 Ratification of Auditor For For Management -------------------------------------------------------------------------------- CHUNGHWA TELECOM CO., LTD. Ticker: 2412 Security ID: 17133Q502 Meeting Date: JUN 24, 2016 Meeting Type: Annual Record Date: APR 25, 2016 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Amendments to Articles of For For Management Association 2 Approve Business Operations Report and For For Management Financial Statements 3 Approve Plan on Profit Distribution For For Management 4.1 Elect LIH SHYNG TSAI, a Representative For For Management of MOTC, with Shareholder No. 0000001 as Non-independent Director 4.2 Elect MU PIAO SHIH, a Representative For For Management of MOTC, with Shareholder No. 0000001 as Non-independent Director 4.3 Elect CHIH KU FAN, a Representative of For For Management MOTC with Shareholder No. 0000001 as Non-independent Director 4.4 Elect YU FEN HONG, a Representative of For For Management MOTC with Shareholder No. 0000001 as Non-independent Director 4.5 Elect YI BING LIN, a Representative of For For Management MOTC with Shareholder No. 0000001 as Non-independent Director 4.6 Elect CHICH CHIANG FAN, a For For Management Representative of MOTC with Shareholder No. 0000001 as Non-independent Director 4.7 Elect SHU JUAN HUANG, a Representative For For Management of MOTC with Shareholder No. 0000001 as Non-independent Director 4.8 Elect HSU HUI HO, a Representative of For For Management MOTC with Shareholder No. 0000001 as Non-independent Director 4.9 Elect ZSE HONG TSAI with ID No. For For Management B120582XXX as Independent Director 4.10 Elect JEN RAN CHEN with ID No. For For Management Q120125XXX as Independent Director 4.11 Elect LO YU YEN with ID No. R103059XXX For For Management as Independent Director 4.12 Elect KUO LONG WU with ID No. For For Management C100620XXX as Independent Director 4.13 Elect YUNG CHEN CHEN with Shareholder For For Management No. M120105XXX as Independent Director 5.1 Approve Release of Restrictions of For For Management Competitive Activities of Newly Appointed Director LO YU YEN 5.2 Approve Release of Restrictions of For For Management Competitive Activities of Newly Appointed Director JEN RAN CHEN 5.3 Approve Release of Restrictions of For For Management Competitive Activities of Newly Appointed Director LIH SHYNG TSAI -------------------------------------------------------------------------------- COMMERCIAL METALS CO. Ticker: CMC Security ID: 201723103 Meeting Date: JAN 13, 2016 Meeting Type: Annual Record Date: NOV 23, 2015 # Proposal Mgt Rec Vote Cast Sponsor 1 Elect Rhys J. Best For Against Management 2 Elect Richard B. Kelson For For Management 3 Elect Rick J. Mills For For Management 4 Elect Charles L. Szews For For Management 5 Ratification of Auditor For For Management 6 Advisory Vote on Executive Compensation For For Management -------------------------------------------------------------------------------- COMMUNICATIONS SALES & LEASING, INC. Ticker: CSAL Security ID: 20341J104 Meeting Date: MAY 19, 2016 Meeting Type: Annual Record Date: MAR 18, 2016 # Proposal Mgt Rec Vote Cast Sponsor 1a Elect Director Jennifer S. Banner For For Management 1b Elect Director Francis X. ("Skip") For For Management Frantz 1c Elect Director Kenneth A. Gunderman For For Management 1d Elect Director David L. Solomon For For Management 2 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 3 Advisory Vote on Say on Pay Frequency One Year One Year Management 4 Ratify PricewaterhouseCoopers LLP as For For Management Auditors -------------------------------------------------------------------------------- CORPORATE OFFICE PROPERTIES TRUST Ticker: OFC Security ID: 22002T108 Meeting Date: MAY 12, 2016 Meeting Type: Annual Record Date: MAR 15, 2016 # Proposal Mgt Rec Vote Cast Sponsor 1a Elect Director Thomas F. Brady For For Management 1b Elect Director Robert L. Denton, Sr. For For Management 1c Elect Director Philip L. Hawkins For For Management 1d Elect Director Elizabeth A. Hight For For Management 1e Elect Director David M. Jacobstein For For Management 1f Elect Director Steven D. Kesler For For Management 1g Elect Director C. Taylor Pickett For For Management 1h Elect Director Richard Szafranski For For Management 2 Ratify PricewaterhouseCoopers LLP as For For Management Auditors 3 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation -------------------------------------------------------------------------------- CULLEN/FROST BANKERS, INC. Ticker: CFR Security ID: 229899109 Meeting Date: APR 28, 2016 Meeting Type: Annual Record Date: MAR 04, 2016 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director R. Denny Alexander For For Management 1.2 Elect Director Carlos Alvarez For For Management 1.3 Elect Director Chris Avery For For Management 1.4 Elect Director Royce S. Caldwell For For Management 1.5 Elect Director Crawford H. Edwards For For Management 1.6 Elect Director Ruben M. Escobedo For For Management 1.7 Elect Director Patrick B. Frost For For Management 1.8 Elect Director Phillip D. Green For For Management 1.9 Elect Director David J. Haemisegger For For Management 1.10 Elect Director Karen E. Jennings For For Management 1.11 Elect Director Richard M. Kleberg, III For For Management 1.12 Elect Director Charles W. Matthews For For Management 1.13 Elect Director Ida Clement Steen For For Management 1.14 Elect Director Horace Wilkins, Jr. For For Management 1.15 Elect Director Jack Wood For For Management 2 Ratify Ernst & Young LLP as Auditors For For Management 3 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation -------------------------------------------------------------------------------- CUMMINS INC. Ticker: CMI Security ID: 231021106 Meeting Date: MAY 10, 2016 Meeting Type: Annual Record Date: MAR 08, 2016 # Proposal Mgt Rec Vote Cast Sponsor 1 Elect Director N. Thomas Linebarger For For Management 2 Elect Director Robert J. Bernhard For For Management 3 Elect Director Franklin R. Chang Diaz For For Management 4 Elect Director Bruno V. Di Leo Allen For For Management 5 Elect Director Stephen B. Dobbs For For Management 6 Elect Director Robert K. Herdman For For Management 7 Elect Director Alexis M. Herman For For Management 8 Elect Director Thomas J. Lynch For For Management 9 Elect Director William I. Miller For For Management 10 Elect Director Georgia R. Nelson For For Management 11 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 12 Ratify PricewaterhouseCoopers LLP as For For Management Auditors 13 Provide Proxy Access Right For For Management 14 Adopt Proxy Access Right Against For Shareholder -------------------------------------------------------------------------------- DHT HOLDINGS, INC. Ticker: DHT Security ID: Y2065G121 Meeting Date: JUN 01, 2016 Meeting Type: Annual Record Date: APR 28, 2016 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Einar Michael Steimler For For Management 1.2 Elect Director Joseph H. Pyne For For Management 2 Approve Omnibus Stock Plan For For Management 3 Ratify Deloitte AS as Auditors For For Management -------------------------------------------------------------------------------- DINEEQUITY, INC. Ticker: DIN Security ID: 254423106 Meeting Date: MAY 17, 2016 Meeting Type: Annual Record Date: MAR 23, 2016 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Howard M. Berk For For Management 1.2 Elect Director Daniel J. Brestle For For Management 1.3 Elect Director Caroline W. Nahas For For Management 1.4 Elect Director Gilbert T. Ray For For Management 2 Ratify Ernst & Young LLP as Auditors For For Management 3 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 4 Approve Omnibus Stock Plan For For Management -------------------------------------------------------------------------------- DUKE ENERGY CORPORATION Ticker: DUK Security ID: 26441C204 Meeting Date: MAY 05, 2016 Meeting Type: Annual Record Date: MAR 07, 2016 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Michael J. Angelakis For For Management 1.2 Elect Director Michael G. Browning For For Management 1.3 Elect Director Daniel R. DiMicco For For Management 1.4 Elect Director John H. Forsgren For For Management 1.5 Elect Director Lynn J. Good For For Management 1.6 Elect Director Ann Maynard Gray For For Management 1.7 Elect Director John T. Herron For For Management 1.8 Elect Director James B. Hyler, Jr. For For Management 1.9 Elect Director William E. Kennard For For Management 1.10 Elect Director E. Marie McKee For For Management 1.11 Elect Director Charles W. Moorman, IV For For Management 1.12 Elect Director Carlos A. Saladrigas For For Management 2 Ratify Deloitte & Touche LLP as For For Management Auditors 3 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 4 Reduce Supermajority Vote Requirement Against For Shareholder 5 Report on Lobbying Payments and Policy Against For Shareholder -------------------------------------------------------------------------------- DUPONT FABROS TECHNOLOGY, INC. Ticker: DFT Security ID: 26613Q106 Meeting Date: JUN 01, 2016 Meeting Type: Annual Record Date: APR 05, 2016 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Michael A. Coke For For Management 1.2 Elect Director Lammot J. du Pont For For Management 1.3 Elect Director Thomas D. Eckert For For Management 1.4 Elect Director Christopher P. Eldredge For For Management 1.5 Elect Director Frederic V. Malek For For Management 1.6 Elect Director John T. Roberts, Jr. For For Management 1.7 Elect Director Mary M. Styer For For Management 1.8 Elect Director John H. Toole For For Management 2 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 3 Ratify Ernst & Young LLP as Auditors For For Management -------------------------------------------------------------------------------- EATON CORPORATION PLC Ticker: ETN Security ID: G29183103 Meeting Date: APR 27, 2016 Meeting Type: Annual Record Date: FEB 29, 2016 # Proposal Mgt Rec Vote Cast Sponsor 1a Elect Director Craig Arnold For For Management 1b Elect Director Todd M. Bluedorn For For Management 1c Elect Director Christopher M. Connor For For Management 1d Elect Director Michael J. Critelli For For Management 1e Elect Director Alexander M. Cutler For For Management 1f Elect Director Richard H. Fearon For For Management 1g Elect Director Charles E. Golden For For Management 1h Elect Director Linda A. Hill For For Management 1i Elect Director Arthur E. Johnson For For Management 1j Elect Director Ned C. Lautenbach For For Management 1k Elect Director Deborah L. McCoy For For Management 1l Elect Director Gregory R. Page For For Management 1m Elect Director Sandra Pianalto For For Management 1n Elect Director Gerald B. Smith For For Management 2A Amend Company's Articles of For For Management Association in Connection with Recent Changes in Irish Law and for General Administrative Reasons 2B Amend Company's Memorandum of For For Management Association in Connection with Recent Changes in Irish Law 3 Amend Company's Articles of For For Management Association to Clarify the Board's Sole Authority to Determine its Size within the Fixed Limits in Articles 4 Approve Ernst & Young LLP as Auditors For For Management and Authorize Board to Fix Their Remuneration Auditors 5 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 6 Approval of Overseas Market Purchases For For Management of the Company Shares -------------------------------------------------------------------------------- EDUCATION REALTY TRUST, INC. Ticker: EDR Security ID: 28140H203 Meeting Date: MAY 18, 2016 Meeting Type: Annual Record Date: MAR 03, 2016 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director John V. Arabia For For Management 1.2 Elect Director Monte J. Barrow For For Management 1.3 Elect Director William J. Cahill, III For For Management 1.4 Elect Director Randall L. Churchey For For Management 1.5 Elect Director Kimberly K. Schaefer For For Management 1.6 Elect Director Howard A. Silver For For Management 1.7 Elect Director Thomas Trubiana For For Management 1.8 Elect Director Wendell W. Weakley For For Management 2 Ratify Deloitte & Touche LLP as For For Management Auditors 3 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation -------------------------------------------------------------------------------- ENTERGY CORPORATION Ticker: ETR Security ID: 29364G103 Meeting Date: MAY 06, 2016 Meeting Type: Annual Record Date: MAR 08, 2016 # Proposal Mgt Rec Vote Cast Sponsor 1a Elect Director Maureen Scannel Bateman For For Management 1b Elect Director Patrick J. Condon For For Management 1c Elect Director Leo P. Denault For For Management 1d Elect Director Kirkland H. Donald For For Management 1e Elect Director Philip L. Frederickson For For Management 1f Elect Director Alexis M. Herman For For Management 1g Elect Director Donald C. Hintz For For Management 1h Elect Director Stuart L. Levenick For For Management 1i Elect Director Blanche Lambert Lincoln For For Management 1j Elect Director Karen A. Puckett For For Management 1k Elect Director W.J. 'Billy' Tauzin For For Management 2 Ratify Deloitte & Touche LLP as For For Management Auditors 3 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 4 Assess Plans to Increase Distributed Against For Shareholder Low-Carbon Electricity Generation -------------------------------------------------------------------------------- EPR PROPERTIES Ticker: EPR Security ID: 26884U109 Meeting Date: MAY 11, 2016 Meeting Type: Annual Record Date: MAR 17, 2016 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Barrett Brady For For Management 1.2 Elect Director Peter C. Brown For For Management 2 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 3 Approve Omnibus Stock Plan For For Management 4 Ratify KPMG LLP as Auditors For For Management -------------------------------------------------------------------------------- FIRST INTERSTATE BANCSYSTEM, INC. Ticker: FIBK Security ID: 32055Y201 Meeting Date: MAY 25, 2016 Meeting Type: Annual Record Date: MAR 18, 2016 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director David H. Crum For For Management 1.2 Elect Director William B. Ebzery For For Management 1.3 Elect Director James R. Scott, Jr. For For Management 1.4 Elect Director Jonathan R. Scott For For Management 1.5 Elect Director Theodore H. Williams For For Management 2 Ratify RSM US, LLP as Auditors For For Management -------------------------------------------------------------------------------- FIRST TRUST INTERMEDIATE DURATION PREFERRED & INCOME FUND Ticker: FPF Security ID: 33718W103 Meeting Date: APR 22, 2016 Meeting Type: Annual Record Date: JAN 29, 2016 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director James A. Bowen For For Management 1.2 Elect Director Niel B. Nielson For For Management -------------------------------------------------------------------------------- FLY LEASING LIMITED Ticker: FLY Security ID: 34407D109 Meeting Date: JUN 16, 2016 Meeting Type: Annual Record Date: MAY 16, 2016 # Proposal Mgt Rec Vote Cast Sponsor 1 Elect Erik G. Braathen as Director For For Management 2 Elect Joseph M. Donovan as Director For For Management 3 Elect Eugene McCague as Director For For Management 4 Elect Susan M. Walton as Director For For Management 5 Approve Deloitte & Touche LLP as For For Management Auditors and Authorize Board to Fix Their Remuneration -------------------------------------------------------------------------------- FORD MOTOR COMPANY Ticker: F Security ID: 345370860 Meeting Date: MAY 12, 2016 Meeting Type: Annual Record Date: MAR 16, 2016 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Stephen G. Butler For For Management 1.2 Elect Director Kimberly A. Casiano For For Management 1.3 Elect Director Anthony F. Earley, Jr. For For Management 1.4 Elect Director Mark Fields For For Management 1.5 Elect Director Edsel B. Ford, II For For Management 1.6 Elect Director William Clay Ford, Jr. For For Management 1.7 Elect Director James H. Hance, Jr. For For Management 1.8 Elect Director William W. Helman, IV For For Management 1.9 Elect Director Jon M. Huntsman, Jr. For For Management 1.10 Elect Director William E. Kennard For For Management 1.11 Elect Director John C. Lechleiter For For Management 1.12 Elect Director Ellen R. Marram For For Management 1.13 Elect Director Gerald L. Shaheen For For Management 1.14 Elect Director John L. Thornton For For Management 2 Ratify PricewaterhouseCoopers LLP as For For Management Auditors 3 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 4 Amend Tax Benefits Preservation Plan For For Management 5 Approve Recapitalization Plan for all Against For Shareholder Stock to Have One-vote per Share 6 Reduce Ownership Threshold for Against For Shareholder Shareholders to Call Special Meeting -------------------------------------------------------------------------------- GATX CORPORATION Ticker: GMT Security ID: 361448103 Meeting Date: APR 22, 2016 Meeting Type: Annual Record Date: FEB 26, 2016 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Anne L. Arvia For For Management 1.2 Elect Director Ernst A. Haberli For For Management 1.3 Elect Director Brian A. Kenney For For Management 1.4 Elect Director James B. Ream For For Management 1.5 Elect Director Robert J. Ritchie For For Management 1.6 Elect Director David S. Sutherland For For Management 1.7 Elect Director Casey J. Sylla For For Management 1.8 Elect Director Stephen R. Wilson For For Management 1.9 Elect Director Paul G. Yovovich For For Management 2 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 3 Ratify Ernst & Young LLP as Auditors For For Management -------------------------------------------------------------------------------- GENERAL MOTORS COMPANY Ticker: GM Security ID: 37045V100 Meeting Date: JUN 07, 2016 Meeting Type: Annual Record Date: APR 08, 2016 # Proposal Mgt Rec Vote Cast Sponsor 1a Elect Director Joseph J. Ashton For For Management 1b Elect Director Mary T. Barra For For Management 1c Elect Director Linda R. Gooden For For Management 1d Elect Director Joseph Jimenez For For Management 1e Elect Director Kathryn V. Marinello For For Management 1f Elect Director Jane L. Mendillo For For Management 1g Elect Director Michael G. Mullen For For Management 1h Elect Director James J. Mulva For For Management 1i Elect Director Patricia F. Russo For For Management 1j Elect Director Thomas M. Schoewe For For Management 1k Elect Director Theodore M. Solso For For Management 1l Elect Director Carol M. Stephenson For For Management 2 Advisory Vote to Ratify Named For Against Management Executive Officers' Compensation 3 Ratify Deloitte & Touche LLP as For For Management Auditors 4 Adopt Holy Land Principles Against Against Shareholder -------------------------------------------------------------------------------- GLAXOSMITHKLINE PLC Ticker: GSK Security ID: 37733W105 Meeting Date: MAY 05, 2016 Meeting Type: Annual Record Date: MAR 23, 2016 # Proposal Mgt Rec Vote Cast Sponsor 1 Accept Financial Statements and For For Management Statutory Reports 2 Approve Remuneration Report For Withhold Management 3 Elect Vindi Banga as Director For For Management 4 Elect Dr Jesse Goodman as Director For For Management 5 Re-elect Sir Philip Hampton as Director For For Management 6 Re-elect Sir Andrew Witty as Director For For Management 7 Re-elect Sir Roy Anderson as Director For For Management 8 Re-elect Stacey Cartwright as Director For For Management 9 Re-elect Simon Dingemans as Director For For Management 10 Re-elect Lynn Elsenhans as Director For For Management 11 Re-elect Judy Lewent as Director For For Management 12 Re-elect Urs Rohner as Director For For Management 13 Re-elect Dr Moncef Slaoui as Director For For Management 14 Reappoint PricewaterhouseCoopers LLP For For Management as Auditors 15 Authorise the Audit & Risk Committee For For Management to Fix Remuneration of Auditors 16 Authorise EU Political Donations and For For Management Expenditure 17 Authorise Issue of Equity with For For Management Pre-emptive Rights 18 Authorise Issue of Equity without For For Management Pre-emptive Rights 19 Authorise Market Purchase of Ordinary For For Management Shares 20 Approve the Exemption from Statement For For Management of the Name of the Senior Statutory Auditor in Published Copies of the Auditors' Reports 21 Authorise the Company to Call General For For Management Meeting with 14 Working Days' Notice -------------------------------------------------------------------------------- GRUPO FINANCIERO SANTANDER SERFIN S.A. DE C.V. Ticker: BSMX Security ID: 40053C105 Meeting Date: NOV 25, 2015 Meeting Type: Special Record Date: NOV 13, 2015 # Proposal Mgt Rec Vote Cast Sponsor 1 Election of Directors (Series B) For Abstain Management 2 Election of Meeting Delegates For For Management 3 Election of Directors; Fees (Series F For Abstain Management and B) 4 Special Dividend For Abstain Management 5 Amendments to Articles (Related Party For Abstain Management Transactions) 6 Election of Meeting Delegates For For Management -------------------------------------------------------------------------------- HANCOCK HOLDING COMPANY Ticker: HBHC Security ID: 410120109 Meeting Date: APR 21, 2016 Meeting Type: Annual Record Date: FEB 29, 2016 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director James B. Estabrook, Jr. For For Management 1.2 Elect Director Hardy B. Fowler For For Management 1.3 Elect Director Randall W. Hanna For For Management 1.4 Elect Director Sonya C. Little For For Management 1.5 Elect Director Eric J. Nickelsen For For Management 1.6 Elect Director Robert W. Roseberry For For Management 2 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 3 Ratify PricewaterhouseCoopers LLP as For For Management Auditors -------------------------------------------------------------------------------- HSBC HOLDINGS PLC Ticker: HSBA Security ID: 404280406 Meeting Date: APR 22, 2016 Meeting Type: Annual Record Date: MAR 11, 2016 # Proposal Mgt Rec Vote Cast Sponsor 1 Accept Financial Statements and For For Management Statutory Reports 2 Approve Remuneration Report For For Management 3 Approve Remuneration Policy For For Management 4a Elect Henri de Castries as Director For For Management 4b Elect Irene Lee as Director For For Management 4c Elect Pauline van der Meer Mohr as For For Management Director 4d Elect Paul Walsh as Director For For Management 4e Re-elect Phillip Ameen as Director For For Management 4f Re-elect Kathleen Casey as Director For For Management 4g Re-elect Laura Cha as Director For For Management 4h Re-elect Lord Evans of Weardale as For For Management Director 4i Re-elect Joachim Faber as Director For For Management 4j Re-elect Douglas Flint as Director For For Management 4k Re-elect Stuart Gulliver as Director For For Management 4l Re-elect Sam Laidlaw as Director For For Management 4m Re-elect John Lipsky as Director For For Management 4n Re-elect Rachel Lomax as Director For For Management 4o Re-elect Iain Mackay as Director For For Management 4p Re-elect Heidi Miller as Director For For Management 4q Re-elect Marc Moses as Director For For Management 4r Re-elect Jonathan Symonds as Director For For Management 5 Reappoint PricewaterhouseCoopers LLP For For Management as Auditors 6 Authorise the Group Audit Committee to For For Management Fix Remuneration of Auditors 7 Authorise Issue of Equity with For For Management Pre-emptive Rights 8 Authorise Issue of Equity without For For Management Pre-emptive Rights 9 Authorise Directors to Allot Any For For Management Repurchased Shares 10 Authorise Market Purchase of Ordinary For For Management Shares 11 Authorise Issue of Equity in Relation For For Management to Contingent Convertible Securities 12 Authorise Issue of Equity without For For Management Pre-emptive Rights in Relation to Contingent Convertible Securities 13 Approve Scrip Dividend Scheme For For Management 14 Authorise the Company to Call General For For Management Meeting with Two Weeks' Notice -------------------------------------------------------------------------------- HUNTSMAN CORPORATION Ticker: HUN Security ID: 447011107 Meeting Date: MAY 05, 2016 Meeting Type: Annual Record Date: MAR 11, 2016 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Nolan D. Archibald For For Management 1.2 Elect Director M. Anthony Burns For For Management 1.3 Elect Director Peter R. Huntsman For For Management 1.4 Elect Director Robert J. Margetts For For Management 1.5 Elect Director Wayne A. Reaud For For Management 1.6 Elect Director Alvin V. Shoemaker For For Management 2 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 3 Ratify Deloitte & Touche LLP as For For Management Auditors 4 Approve Omnibus Stock Plan For For Management 5 Provide Right to Call Special Meeting For Against Management 6 Shareholders May Call Special Meeting Against For Shareholder 7 Require a Majority Vote for the Against For Shareholder Election of Directors -------------------------------------------------------------------------------- INFOSYS LTD. Ticker: INFY Security ID: 456788108 Meeting Date: APR 03, 2016 Meeting Type: Special Record Date: MAR 07, 2016 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve 2015 Stock Incentive For Against Management Compensation Plan (Plan) and Grant of Incentive to Eligible Employees Under the Plan 2 Approve Grant of Incentives to For Against Management Eligible Employees of the Company's Subsidiaries Under the Plan 3 Elect J.S. Lehman as Independent For For Management Director 4 Elect P. Kumar-Sinha as Independent For For Management Director 5 Approve Reappointment and Remuneration For For Management of V. Sikka as CEO & Managing Director -------------------------------------------------------------------------------- INTERNATIONAL BUSINESS MACHINES CORPORATION Ticker: IBM Security ID: 459200101 Meeting Date: APR 26, 2016 Meeting Type: Annual Record Date: FEB 26, 2016 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Kenneth I. Chenault For For Management 1.2 Elect Director Michael L. Eskew For For Management 1.3 Elect Director David N. Farr For For Management 1.4 Elect Director Mark Fields For For Management 1.5 Elect Director Alex Gorsky For For Management 1.6 Elect Director Shirley Ann Jackson For For Management 1.7 Elect Director Andrew N. Liveris For For Management 1.8 Elect Director W. James McNerney, Jr. For For Management 1.9 Elect Director Hutham S. Olayan For For Management 1.10 Elect Director James W. Owens For For Management 1.11 Elect Director Virginia M. Rometty For For Management 1.12 Elect Director Joan E. Spero For For Management 1.13 Elect Director Sidney Taurel For For Management 1.14 Elect Director Peter R. Voser For For Management 2 Ratify PricewaterhouseCoopers LLP as For For Management Auditors 3 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 4 Report on Lobbying Payments and Policy Against For Shareholder 5 Provide Right to Act by Written Consent Against For Shareholder 6 Require Independent Board Chairman Against For Shareholder -------------------------------------------------------------------------------- INTERNATIONAL PAPER COMPANY Ticker: IP Security ID: 460146103 Meeting Date: MAY 09, 2016 Meeting Type: Annual Record Date: MAR 15, 2016 # Proposal Mgt Rec Vote Cast Sponsor 1a Elect Director David J. Bronczek For For Management 1b Elect Director William J. Burns For For Management 1c Elect Director Ahmet C. Dorduncu For For Management 1d Elect Director Ilene S. Gordon For For Management 1e Elect Director Jay L. Johnson For For Management 1f Elect Director Stacey J. Mobley For For Management 1g Elect Director Joan E. Spero For For Management 1h Elect Director Mark S. Sutton For For Management 1i Elect Director John L. Townsend, III For For Management 1j Elect Director William G. Walter For For Management 1k Elect Director J. Steven Whisler For For Management 1l Elect Director Ray G. Young For For Management 2 Ratify Deloitte & Touche LLP as For For Management Auditors 3 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation -------------------------------------------------------------------------------- JOHN HANCOCK PREFERRED INCOME FUND Ticker: HPI Security ID: 41013W108 Meeting Date: FEB 03, 2016 Meeting Type: Annual Record Date: NOV 24, 2015 # Proposal Mgt Rec Vote Cast Sponsor 1.2 Elect Craig Bromley For For Management 1.3 Elect Deborah C. Jackson For For Management 1.4 Elect James M. Oates For For Management 1.5 Elect Steven R. Pruchansky For For Management -------------------------------------------------------------------------------- JOHN HANCOCK PREFERRED INCOME FUND Ticker: HPI Security ID: 41013W108 Meeting Date: FEB 03, 2016 Meeting Type: Annual Record Date: NOV 24, 2015 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect James R. Boyle For For Management -------------------------------------------------------------------------------- JOHN HANCOCK PREFERRED INCOME FUND II Ticker: HPF Security ID: 41013X106 Meeting Date: FEB 03, 2016 Meeting Type: Annual Record Date: NOV 24, 2015 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect James R. Boyle For For Management 1.2 Elect Craig Bromley For For Management 1.3 Elect Deborah C. Jackson For For Management 1.4 Elect James M. Oates For For Management 1.5 Elect Steven R. Pruchansky For For Management -------------------------------------------------------------------------------- JOHN HANCOCK PREFERRED INCOME FUND III Ticker: HPS Security ID: 41021P103 Meeting Date: FEB 03, 2016 Meeting Type: Annual Record Date: NOV 24, 2015 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect James R. Boyle For For Management 1.2 Elect Craig Bromley For For Management 1.3 Elect Deborah C. Jackson For For Management 1.4 Elect James M. Oates For For Management 1.5 Elect Steven R. Pruchansky For For Management -------------------------------------------------------------------------------- KAPSTONE PAPER AND PACKAGING CORPORATION Ticker: KS Security ID: 48562P103 Meeting Date: MAY 11, 2016 Meeting Type: Annual Record Date: MAR 14, 2016 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Robert J. Bahash For For Management 1.2 Elect Director David G. Gabriel For For Management 1.3 Elect Director Brian R. Gamache For For Management 1.4 Elect Director David P. Storch For For Management 2 Ratify Ernst & Young LLP as Auditors For For Management 3 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 4 Approve Omnibus Stock Plan For For Management -------------------------------------------------------------------------------- KLA-TENCOR CORP. Ticker: KLAC Security ID: 482480100 Meeting Date: NOV 04, 2015 Meeting Type: Annual Record Date: SEP 15, 2015 # Proposal Mgt Rec Vote Cast Sponsor 1 Elect Edward W. Barnholt For Against Management 2 Elect Robert M. Calderoni For For Management 3 Elect John T. Dickson For For Management 4 Elect Emiko Higashi For For Management 5 Elect Kevin J. Kennedy For For Management 6 Elect Gary B. Moore For For Management 7 Elect Kiran M. Patel For For Management 8 Elect Robert A. Rango For For Management 9 Elect Richard P. Wallace For For Management 10 Elect David C. Wang For For Management 11 Ratification of Auditor For For Management 12 Advisory Vote on Executive Compensation For For Management -------------------------------------------------------------------------------- KRAFT FOODS GROUP, INC Ticker: KRFT Security ID: 50076Q106 Meeting Date: JUL 01, 2015 Meeting Type: Special Record Date: MAY 13, 2015 # Proposal Mgt Rec Vote Cast Sponsor 1 Merger/Acquisition For For Management 2 Advisory Vote on Golden Parachutes For For Management 3 Right to Adjourn Meeting For For Management -------------------------------------------------------------------------------- LTC PROPERTIES, INC. Ticker: LTC Security ID: 502175102 Meeting Date: JUN 02, 2016 Meeting Type: Annual Record Date: APR 18, 2016 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Boyd W. Hendrickson For For Management 1.2 Elect Director James J. Pieczynski For For Management 1.3 Elect Director Devra G. Shapiro For For Management 1.4 Elect Director Wendy L. Simpson For For Management 1.5 Elect Director Timothy J. Triche For For Management 2 Ratify Ernst & Young LLP as Auditors For For Management 3 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation -------------------------------------------------------------------------------- LYONDELLBASELL INDUSTRIES NV Ticker: LYB Security ID: N53745100 Meeting Date: MAY 11, 2016 Meeting Type: Annual Record Date: APR 13, 2016 # Proposal Mgt Rec Vote Cast Sponsor 1a Elect Jacques Aigrain to Supervisory For For Management Board 1b Elect Lincoln Benet to Supervisory For For Management Board 1c Elect Nance K. Dicciani to Supervisory For For Management Board 1d Elect Bruce A. Smith to Supervisory For For Management Board 2a Elect Thomas Aebischer to Management For For Management Board 2b Elect Dan Coombs to Management Board For For Management 2c Elect James D. Guilfoyle to Management For For Management Board 3 Adopt Financial Statements and For For Management Statutory Reports 4 Approve Discharge of Management Board For For Management 5 Approve Discharge of Supervisory Board For For Management 6 Ratify PricewaterhouseCoopers LLP as For For Management Auditors 7 Ratify PricewaterhouseCoopers For For Management Accountants N.V. as Auditors 8 Approve Dividends of USD 3.12 Per Share For For Management 9 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 10 Authorize Repurchase of Up to 10 For For Management Percent of Issued Share Capital -------------------------------------------------------------------------------- MACY'S, INC. Ticker: M Security ID: 55616P104 Meeting Date: MAY 20, 2016 Meeting Type: Annual Record Date: MAR 24, 2016 # Proposal Mgt Rec Vote Cast Sponsor 1a Elect Director Francis S. Blake For For Management 1b Elect Director Stephen F. Bollenbach For For Management 1c Elect Director John A. Bryant For For Management 1d Elect Director Deirdre P. Connelly For For Management 1e Elect Director Leslie D. Hale For For Management 1f Elect Director William H. Lenehan For For Management 1g Elect Director Sara Levinson For For Management 1h Elect Director Terry J. Lundgren For For Management 1i Elect Director Joyce M. Roche For For Management 1j Elect Director Paul C. Varga For For Management 1k Elect Director Craig E. Weatherup For For Management 1l Elect Director Marna C. Whittington For For Management 1m Elect Director Annie Young-Scrivner For For Management 2 Ratify KPMG LLP as Auditors For For Management 3 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation -------------------------------------------------------------------------------- MAIDEN HOLDINGS, LTD. Ticker: MHLD Security ID: G5753U112 Meeting Date: MAY 04, 2016 Meeting Type: Annual Record Date: MAR 15, 2016 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Barry D. Zyskind as Director of For For Management Maiden Holdings, Ltd. 1.2 Elect Simcha G. Lyons as Director of For For Management Maiden Holdings, Ltd. 1.3 Elect Raymond M. Neff as Director of For For Management Maiden Holdings, Ltd. 1.4 Elect Yehuda L. Neuberger as Director For For Management of Maiden Holdings, Ltd. 1.5 Elect Steven H. Nigro as Director of For For Management Maiden Holdings, Ltd. 2.6 Elect Patrick J. Haveron as Director For For Management of Maiden Reinsurance Ltd. 2.7 Elect David A. Lamneck as Director of For For Management Maiden Reinsurance Ltd. 2.8 Elect Lawrence F. Metz as Director of For For Management Maiden Reinsurance Ltd. 2.9 Elect Arturo M. Raschbaum as Director For For Management of Maiden Reinsurance Ltd. 2.10 Elect Karen L. Schmitt as Director of For For Management Maiden Reinsurance Ltd. 3.11 Elect Patrick J. Haveron as Director For For Management of Maiden Global Holdings, Ltd. 3.12 Elect Lawrence F. Metz as Director of For For Management Maiden Global Holdings, Ltd. 3.13 Elect Arturo M. Raschbaum as Director For For Management of Maiden Global Holdings, Ltd. 3.14 Elect Maxwell Reid as Director of For For Management Maiden Global Holdings, Ltd. 3.15 Elect Karen L. Schmitt as Director of For For Management Maiden Global Holdings, Ltd. 4 Ratify BDO USA, LLP as Auditors For For Management -------------------------------------------------------------------------------- MANULIFE FINANCIAL CORPORATION Ticker: MFC Security ID: 56501R106 Meeting Date: MAY 05, 2016 Meeting Type: Annual Record Date: MAR 09, 2016 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Joseph P. Caron For For Management 1.2 Elect Director John M. Cassaday For For Management 1.3 Elect Director Susan F. Dabarno For For Management 1.4 Elect Director Richard B. DeWolfe For For Management 1.5 Elect Director Sheila S. Fraser For For Management 1.6 Elect Director Donald A. Guloien For For Management 1.7 Elect Director Luther S. Helms For For Management 1.8 Elect Director Tsun-yan Hsieh For For Management 1.9 Elect Director P. Thomas Jenkins For For Management 1.10 Elect Director Pamela O. Kimmet For For Management 1.11 Elect Director Donald R. Lindsay For For Management 1.12 Elect Director John R.V. Palmer For For Management 1.13 Elect Director C. James Prieur For For Management 1.14 Elect Director Andrea S. Rosen For For Management 1.15 Elect Director Lesley D. Webster For For Management 2 Ratify Ernst & Young LLP as Auditors For For Management 3 Advisory Vote on Executive For For Management Compensation Approach -------------------------------------------------------------------------------- MERCK & CO., INC. Ticker: MRK Security ID: 58933Y105 Meeting Date: MAY 24, 2016 Meeting Type: Annual Record Date: MAR 31, 2016 # Proposal Mgt Rec Vote Cast Sponsor 1a Elect Director Leslie A. Brun For For Management 1b Elect Director Thomas R. Cech For For Management 1c Elect Director Pamela J. Craig For For Management 1d Elect Director Kenneth C. Frazier For For Management 1e Elect Director Thomas H. Glocer For For Management 1f Elect Director C. Robert Kidder For For Management 1g Elect Director Rochelle B. Lazarus For For Management 1h Elect Director Carlos E. Represas For For Management 1i Elect Director Paul B. Rothman For For Management 1j Elect Director Patricia F. Russo For For Management 1k Elect Director Craig B. Thompson For For Management 1l Elect Director Wendell P. Weeks For For Management 1m Elect Director Peter C. Wendell For For Management 2 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 3 Ratify PricewaterhouseCoopers LLP as For For Management Auditors 4 Provide Right to Act by Written Consent Against For Shareholder 5 Require Independent Board Chairman Against For Shareholder 6 Report on Policies for Safe Disposal Against Against Shareholder of Prescription Drugs by Users -------------------------------------------------------------------------------- METLIFE, INC. Ticker: MET Security ID: 59156R108 Meeting Date: JUN 14, 2016 Meeting Type: Annual Record Date: APR 19, 2016 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Cheryl W. Grise For For Management 1.2 Elect Director Carlos M. Gutierrez For For Management 1.3 Elect Director R. Glenn Hubbard For For Management 1.4 Elect Director Steven A. Kandarian For For Management 1.5 Elect Director Alfred F. Kelly, Jr. For For Management 1.6 Elect Director Edward J. Kelly, III For For Management 1.7 Elect Director William E. Kennard For For Management 1.8 Elect Director James M. Kilts For For Management 1.9 Elect Director Catherine R. Kinney For For Management 1.10 Elect Director Denise M. Morrison For For Management 1.11 Elect Director Kenton J. Sicchitano For For Management 1.12 Elect Director Lulu C. Wang For For Management 2 Adopt the Jurisdiction of For Against Management Incorporation as the Exclusive Forum for Certain Disputes 3 Ratify Deloitte & Touche LLP as For For Management Auditors 4 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 5 Require Independent Board Chairman Against For Shareholder 6 Provide Right to Act by Written Consent Against For Shareholder -------------------------------------------------------------------------------- MOBILE TELESYSTEMS Ticker: MBT Security ID: 607409109 Meeting Date: AUG 25, 2015 Meeting Type: Special Record Date: JUL 07, 2015 # Proposal Mgt Rec Vote Cast Sponsor 1 Meeting Procedures For For Management 2 Merger by Absorption (ZAO For For Management KOMSTAR-Regions) 3 Merger by Absorption (AO Penza GSM, AO For For Management SMARTS-Ivanovo and AO SMARTS-Ufa) 4 Amendments to Articles Regarding For For Management Merger with ZAO KOMSTAR-Regions 5 Amendments to Articles Regarding For For Management Merger with AO Penza GSM, AO SMARTS-Ivanovo and AO SMARTS-Ufa -------------------------------------------------------------------------------- MOBILE TELESYSTEMS Ticker: MBT Security ID: 607409109 Meeting Date: SEP 30, 2015 Meeting Type: Special Record Date: AUG 14, 2015 # Proposal Mgt Rec Vote Cast Sponsor 1 Meeting Procedures For For Management 2 Interim Dividend 2Q2015 For For Management -------------------------------------------------------------------------------- MOBILE TELESYSTEMS Ticker: MBT Security ID: 607409109 Meeting Date: FEB 29, 2016 Meeting Type: Special Record Date: JAN 15, 2016 # Proposal Mgt Rec Vote Cast Sponsor 1 Meeting Procedures For For Management 2 Merger by Absorption For For Management 3 Amendments to Articles For For Management -------------------------------------------------------------------------------- MORGAN STANLEY EMERGING MARKETS DOMESTIC DEBT FUND, INC. Ticker: EDD Security ID: 617477104 Meeting Date: JUN 21, 2016 Meeting Type: Annual Record Date: APR 07, 2016 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Frank L. Bowman For For Management 1.2 Elect Director Jakki L. Haussler For For Management 1.3 Elect Director James F. Higgins For For Management 1.4 Elect Director Manuel H. Johnson For For Management -------------------------------------------------------------------------------- NAVIENT CORPORATION Ticker: NAVI Security ID: 63938C108 Meeting Date: MAY 26, 2016 Meeting Type: Annual Record Date: MAR 30, 2016 # Proposal Mgt Rec Vote Cast Sponsor 1a Elect Director John K. Adams, Jr. For For Management 1b Elect Director Ann Torre Bates For For Management 1c Elect Director Anna Escobedo Cabral For For Management 1d Elect Director William M. For For Management Diefenderfer, III 1e Elect Director Diane Suitt Gilleland For For Management 1f Elect Director Katherine A. Lehman For For Management 1g Elect Director Linda A. Mills For For Management 1h Elect Director Barry A. Munitz For For Management 1i Elect Director John F. Remondi For For Management 1j Elect Director Jane J. Thompson For For Management 1k Elect Director Laura S. Unger For For Management 1l Elect Director Barry L. Williams For For Management 2 Ratify KPMG LLP as Auditors For For Management 3 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 4 Report on Lobbying Payments and Policy Against Against Shareholder -------------------------------------------------------------------------------- NEXPOINT CREDIT STRATEGIES FUND Ticker: NHF Security ID: 65340G205 Meeting Date: JUN 03, 2016 Meeting Type: Annual Record Date: APR 22, 2016 # Proposal Mgt Rec Vote Cast Sponsor 1a Elect Director Bryan A. Ward For For Management 1b Elect Director Ethan Powell For For Management -------------------------------------------------------------------------------- NORTHWESTERN CORPORATION Ticker: NWE Security ID: 668074305 Meeting Date: APR 20, 2016 Meeting Type: Annual Record Date: FEB 22, 2016 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Stephen P. Adik For For Management 1.2 Elect Director Dorothy M. Bradley For For Management 1.3 Elect Director E. Linn Draper, Jr. For For Management 1.4 Elect Director Dana J. Dykhouse For For Management 1.5 Elect Director Jan R. Horsfall For For Management 1.6 Elect Director Julia L. Johnson For For Management 1.7 Elect Director Robert C. Rowe For For Management 2 Ratify Deloitte & Touche LLP as For For Management Auditors 3 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 4 Amend Certificate of Incorporation For For Management 5 Other Business For Against Management -------------------------------------------------------------------------------- NUVEEN QUALITY PREFERRED INCOME FUND Ticker: JTP Security ID: 67071S101 Meeting Date: JAN 19, 2016 Meeting Type: Annual Record Date: OCT 26, 2015 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect William C. Hunter For For Management 1.2 Elect Judith M. Stockdale For For Management 1.3 Elect Carole E. Stone For For Management 2 Reorganization into Quality Preferred For Against Management Income Fund 2 -------------------------------------------------------------------------------- OCEANEERING INTERNATIONAL, INC. Ticker: OII Security ID: 675232102 Meeting Date: MAY 06, 2016 Meeting Type: Annual Record Date: MAR 23, 2016 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director M. Kevin McEvoy For Withhold Management 1.2 Elect Director Paul B. Murphy, Jr. For For Management 2 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 3 Ratify Ernst & Young LLP as Auditors For For Management -------------------------------------------------------------------------------- OGE ENERGY CORP. Ticker: OGE Security ID: 670837103 Meeting Date: MAY 19, 2016 Meeting Type: Annual Record Date: MAR 21, 2016 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Frank A. Bozich For For Management 1.2 Elect Director James H. Brandi For For Management 1.3 Elect Director Luke R. Corbett For For Management 1.4 Elect Director John D. Groendyke For For Management 1.5 Elect Director David L. Hauser For For Management 1.6 Elect Director Kirk Humphreys For For Management 1.7 Elect Director Robert O. Lorenz For For Management 1.8 Elect Director Judy R. McReynolds For For Management 1.9 Elect Director Sheila G. Talton For For Management 1.10 Elect Director Sean Trauschke For For Management 2 Ratify Ernst & Young LLP as Auditors For For Management 3 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 4 Eliminate Supermajority Vote For For Management Requirement 5 Assess Plans to Increase Distributed Against For Shareholder Low-Carbon Electricity Generation -------------------------------------------------------------------------------- PACKAGING CORPORATION OF AMERICA Ticker: PKG Security ID: 695156109 Meeting Date: MAY 17, 2016 Meeting Type: Annual Record Date: MAR 21, 2016 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Cheryl K. Beebe For For Management 1.2 Elect Director Duane C. Farrington For For Management 1.3 Elect Director Hasan Jameel For For Management 1.4 Elect Director Mark W. Kowlzan For For Management 1.5 Elect Director Robert C. Lyons For For Management 1.6 Elect Director Thomas P. Maurer For For Management 1.7 Elect Director Samuel M. Mencoff For For Management 1.8 Elect Director Roger B. Porter For For Management 1.9 Elect Director Thomas S. Souleles For For Management 1.10 Elect Director Paul T. Stecko For For Management 1.11 Elect Director James D. Woodrum For For Management 2 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 3 Ratify KPMG LLP as Auditors For For Management -------------------------------------------------------------------------------- PBF ENERGY INC. Ticker: PBF Security ID: 69318G106 Meeting Date: MAY 03, 2016 Meeting Type: Annual Record Date: MAR 08, 2016 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Thomas D. O'Malley For For Management 1.2 Elect Director Spencer Abraham For For Management 1.3 Elect Director Wayne A. Budd For For Management 1.4 Elect Director S. Eugene Edwards For For Management 1.5 Elect Director William E. Hantke For For Management 1.6 Elect Director Dennis M. Houston For For Management 1.7 Elect Director Edward F. Kosnik For For Management 1.8 Elect Director Robert J. Lavinia For For Management 1.9 Elect Director Eija Malmivirta For For Management 1.10 Elect Director Thomas J. Nimbley For For Management 2 Ratify Deloitte & Touche LLP as For For Management Auditors 3 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 4 Amend Omnibus Stock Plan For For Management -------------------------------------------------------------------------------- PIEDMONT OFFICE REALTY TRUST, INC. Ticker: PDM Security ID: 720190206 Meeting Date: MAY 12, 2016 Meeting Type: Annual Record Date: MAR 03, 2016 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Kelly H. Barrett For For Management 1.2 Elect Director Michael R. Buchanan For For Management 1.3 Elect Director Wesley E. Cantrell For For Management 1.4 Elect Director Barbara B. Lang For For Management 1.5 Elect Director Frank C. McDowell For For Management 1.6 Elect Director Donald A. Miller For For Management 1.7 Elect Director Raymond G. Milnes, Jr. For For Management 1.8 Elect Director Jeffrey L. Swope For For Management 1.9 Elect Director Dale H. Taysom For For Management 2 Ratify Ernst & Young LLP as Auditors For For Management 3 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation -------------------------------------------------------------------------------- PIER 1 IMPORTS, INC. Ticker: PIR Security ID: 720279108 Meeting Date: JUN 23, 2016 Meeting Type: Annual Record Date: APR 25, 2016 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Claire H. Babrowski For For Management 1.2 Elect Director Cheryl A. Bachelder For For Management 1.3 Elect Director Hamish A. Dodds For For Management 1.4 Elect Director Brendan L. Hoffman For For Management 1.5 Elect Director Terry E. London For For Management 1.6 Elect Director Cynthia P. McCague For For Management 1.7 Elect Director Michael A. Peel For For Management 1.8 Elect Director Ann M. Sardini For For Management 1.9 Elect Director Alexander W. Smith For For Management 2 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 3 Ratify Ernst & Young LLP as Auditors For For Management -------------------------------------------------------------------------------- PIMCO DYNAMIC INCOME FUND Ticker: PDI Security ID: 72201Y101 Meeting Date: JUN 30, 2016 Meeting Type: Annual Record Date: APR 28, 2016 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Hans W. Kertess For For Management 1.2 Elect Director Alan Rappaport For For Management 1.3 Elect Director William B. Ogden, IV For For Management -------------------------------------------------------------------------------- PIMCO INCOME STRATEGY FUND II Ticker: PFN Security ID: 72201J104 Meeting Date: JUN 30, 2016 Meeting Type: Annual Record Date: APR 28, 2016 # Proposal Mgt Rec Vote Cast Sponsor 1 Elect Director Deborah A. DeCotis For For Management -------------------------------------------------------------------------------- PINNACLE WEST CAPITAL CORPORATION Ticker: PNW Security ID: 723484101 Meeting Date: MAY 18, 2016 Meeting Type: Annual Record Date: MAR 10, 2016 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Donald E. Brandt For For Management 1.2 Elect Director Denis A. Cortese For For Management 1.3 Elect Director Richard P. Fox For For Management 1.4 Elect Director Michael L. Gallagher For For Management 1.5 Elect Director Roy A. Herberger, Jr. For For Management 1.6 Elect Director Dale E. Klein For For Management 1.7 Elect Director Humberto S. Lopez For For Management 1.8 Elect Director Kathryn L. Munro For For Management 1.9 Elect Director Bruce J. Nordstrom For For Management 1.10 Elect Director David P. Wagener For For Management 2 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 3 Ratify Deloitte & Touche LLP as For For Management Auditors 4 Report on Lobbying Payments and Against For Shareholder Political Contributions -------------------------------------------------------------------------------- PPL CORPORATION Ticker: PPL Security ID: 69351T106 Meeting Date: MAY 25, 2016 Meeting Type: Annual Record Date: FEB 29, 2016 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Rodney C. Adkins For For Management 1.2 Elect Director John W. Conway For For Management 1.3 Elect Director Steven G. Elliott For For Management 1.4 Elect Director Raja Rajamannar For For Management 1.5 Elect Director Craig A. Rogerson For For Management 1.6 Elect Director William H. Spence For For Management 1.7 Elect Director Natica von Althann For For Management 1.8 Elect Director Keith H. Williamson For For Management 1.9 Elect Director Armando Zagalo de Lima For For Management 2 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 3 Approve Executive Incentive Bonus Plan For For Management 4 Increase Authorized Common Stock For For Management 5 Ratify Deloitte & Touche LLP as For For Management Auditors 6 Require Independent Board Chairman Against For Shareholder 7 Assess Plans to Increase Distributed Against For Shareholder Low-Carbon Electricity Generation -------------------------------------------------------------------------------- PRINCIPAL FINANCIAL GROUP, INC. Ticker: PFG Security ID: 74251V102 Meeting Date: MAY 17, 2016 Meeting Type: Annual Record Date: MAR 22, 2016 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Michael T. Dan For For Management 1.2 Elect Director C. Daniel Gelatt For For Management 1.3 Elect Director Sandra L. Helton For For Management 1.4 Elect Director Blair C. Pickerell For For Management 2 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 3 Ratify Ernst & Young LLP as Auditors For For Management -------------------------------------------------------------------------------- PRUDENTIAL FINANCIAL, INC. Ticker: PRU Security ID: 744320102 Meeting Date: MAY 10, 2016 Meeting Type: Annual Record Date: MAR 11, 2016 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Thomas J. Baltimore, Jr. For For Management 1.2 Elect Director Gilbert F. Casellas For For Management 1.3 Elect Director James G. Cullen For For Management 1.4 Elect Director Mark B. Grier For For Management 1.5 Elect Director Martina Hund-Mejean For For Management 1.6 Elect Director Karl J. Krapek For For Management 1.7 Elect Director Peter R. Lighte For For Management 1.8 Elect Director George Paz For For Management 1.9 Elect Director Sandra Pianalto For For Management 1.10 Elect Director Christine A. Poon For For Management 1.11 Elect Director Douglas A. Scovanner For For Management 1.12 Elect Director John R. Strangfeld For For Management 1.13 Elect Director Michael A. Todma For For Management 2 Ratify PricewaterhouseCoopers LLP as For For Management Auditors 3 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 4 Approve Omnibus Stock Plan For For Management 5 Require Independent Board Chairman Against For Shareholder -------------------------------------------------------------------------------- PRUDENTIAL GLOBAL SHORT DURATION HIGH YIELD FUND INC Ticker: GHY Security ID: 74433A109 Meeting Date: MAR 11, 2016 Meeting Type: Annual Record Date: DEC 16, 2015 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Ellen S. Alberding For For Management 1.2 Elect Stuart S. Parker For For Management 1.3 Elect Richard A. Redeker For For Management -------------------------------------------------------------------------------- PRUDENTIAL GLOBAL SHORT DURATION HIGH YIELD FUND INC Ticker: ISD Security ID: 74442F107 Meeting Date: MAR 11, 2016 Meeting Type: Annual Record Date: DEC 16, 2015 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Ellen S. Alberding For For Management 1.2 Elect Stuart S. Parker For For Management 1.3 Elect Richard A. Redeker For For Management -------------------------------------------------------------------------------- QUALCOMM, INC. Ticker: QCOM Security ID: 747525103 Meeting Date: MAR 08, 2016 Meeting Type: Annual Record Date: JAN 11, 2016 # Proposal Mgt Rec Vote Cast Sponsor 1 Elect Barbara T. Alexander For For Management 2 Elect Raymond V. Dittamore For For Management 3 Elect Jeffry W. Henderson For For Management 4 Elect Thomas W. Horton For For Management 5 Elect Paul E. Jacobs For For Management 6 Elect Harish M. Manwani For For Management 7 Elect Mark D. McLaughlin For For Management 8 Elect Steven M. Mollenkopf For For Management 9 Elect Clark T. Randt, Jr. For For Management 10 Elect Francisco Ros For For Management 11 Elect Jonathan J. Rubinstein For For Management 12 Elect Anthony J. Vinciquerra For For Management 13 Ratification of Auditor For For Management 14 Long-Term Incentive Plan For For Management 15 Advisory Vote on Executive Compensation For For Management 16 Shareholder Proposal Regarding Proxy Against For Shareholder Access -------------------------------------------------------------------------------- RAYONIER ADVANCED MATERIALS INC. Ticker: RYAM Security ID: 75508B104 Meeting Date: MAY 23, 2016 Meeting Type: Annual Record Date: MAR 28, 2016 # Proposal Mgt Rec Vote Cast Sponsor 1A Elect Director C. David Brown, II For For Management 1B Elect Director Thomas I. Morgan For For Management 1C Elect Director Lisa M. Palumbo For For Management 2 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 3 Approve Executive Incentive Bonus Plan For For Management 4 Amend Omnibus Stock Plan For For Management 5 Amend Omnibus Stock Plan For For Management 6 Ratify Grant Thornton LLP as Auditors For For Management -------------------------------------------------------------------------------- RETAIL PROPERTIES OF AMERICA, INC. Ticker: RPAI Security ID: 76131V202 Meeting Date: MAY 26, 2016 Meeting Type: Annual Record Date: MAR 18, 2016 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Bonnie S. Biumi For For Management 1.2 Elect Director Frank A. Catalano, Jr. For For Management 1.3 Elect Director Paul R. Gauvreau For For Management 1.4 Elect Director Gerald M. Gorski For For Management 1.5 Elect Director Steven P. Grimes For For Management 1.6 Elect Director Richard P. Imperiale For For Management 1.7 Elect Director Peter L. Lynch For For Management 1.8 Elect Director Thomas J. Sargeant For For Management 2 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 3 Ratify Deloitte & Touche LLP as For For Management Auditors -------------------------------------------------------------------------------- REYNOLDS AMERICAN INC. Ticker: RAI Security ID: 761713106 Meeting Date: MAY 05, 2016 Meeting Type: Annual Record Date: MAR 07, 2016 # Proposal Mgt Rec Vote Cast Sponsor 1a Elect Director Susan M. Cameron For Against Management 1b Elect Director Martin D. Feinstein For Against Management 1c Elect Director Murray S. Kessler For Against Management 1d Elect Director Lionel L. Nowell, III For For Management 1e Elect Director Ricardo Oberlander For Against Management 1f Elect Director Jerome Abelman For Against Management 1g Elect Director Robert Lerwill For Against Management 2 Declassify the Board of Directors For For Management 3 Increase Authorized Common Stock For For Management 4 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 5 Ratify KPMG LLP as Auditors For For Management 6 Adopt and Issue a General Payout Policy Against Against Shareholder 7 Participate in OECD Mediation for Against Against Shareholder Human Rights Violations -------------------------------------------------------------------------------- ROYAL DUTCH SHELL PLC Ticker: RDSB Security ID: 780259206 Meeting Date: JAN 27, 2016 Meeting Type: Annual Record Date: JAN 04, 2016 # Proposal Mgt Rec Vote Cast Sponsor 1 Acquisition For For Management -------------------------------------------------------------------------------- ROYAL DUTCH SHELL PLC Ticker: RDSA Security ID: 780259206 Meeting Date: MAY 24, 2016 Meeting Type: Annual Record Date: APR 14, 2016 # Proposal Mgt Rec Vote Cast Sponsor 1 Accept Financial Statements and For For Management Statutory Reports 2 Approve Remuneration Report For For Management 3 Re-elect Ben van Beurden as Director For For Management 4 Re-elect Guy Elliott as Director For For Management 5 Re-elect Euleen Goh as Director For For Management 6 Re-elect Simon Henry as Director For For Management 7 Re-elect Charles Holliday as Director For For Management 8 Re-elect Gerard Kleisterlee as Director For For Management 9 Re-elect Sir Nigel Sheinwald as For For Management Director 10 Re-elect Linda Stuntz as Director For For Management 11 Re-elect Hans Wijers as Director For For Management 12 Re-elect Patricia Woertz as Director For For Management 13 Re-elect Gerrit Zalm as Director For For Management 14 Appoint Ernst & Young LLP as Auditors For For Management 15 Authorise the Audit Committee to Fix For For Management Remuneration of Auditors 16 Authorise Issue of Equity with For For Management Pre-emptive Rights 17 Authorise Issue of Equity without For For Management Pre-emptive Rights 18 Authorise Market Purchase of Ordinary For For Management Shares 19 Approve that Shell will become a Against Against Shareholder Renewable Energy Company by Investing the Profits from Fossil Fuels in Renewable Energy -------------------------------------------------------------------------------- SCANA CORPORATION Ticker: SCG Security ID: 80589M102 Meeting Date: APR 28, 2016 Meeting Type: Annual Record Date: MAR 01, 2016 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Gregory E. Aliff For For Management 1.2 Elect Director Sharon A. Decker For For Management 1.3 Elect Director Kevin B. Marsh For For Management 1.4 Elect Director James M. Micali For For Management 2 Ratify Deloitte & Touche LLP as For For Management Auditors 3 Amend Outside Director Stock Awards in For For Management Lieu of Cash 4 Amend Outside Director Stock Awards in For For Management Lieu of Cash 5 Declassify the Board of Directors For For Management -------------------------------------------------------------------------------- SEAGATE TECHNOLOGY PLC Ticker: STX Security ID: G7945M107 Meeting Date: OCT 21, 2015 Meeting Type: Annual Record Date: AUG 28, 2015 # Proposal Mgt Rec Vote Cast Sponsor 1 Elect Stephen J. Luczo For For Management 2 Elect Frank J. Biondi, Jr. For For Management 3 Elect Michael R. Cannon For For Management 4 Elect Mei-Wei Cheng For For Management 5 Elect William T. Coleman For For Management 6 Elect Jay L. Geldmacher For For Management 7 Elect Dambisa F. Moyo For For Management 8 Elect Kristen M. Onken For For Management 9 Elect Chong Sup Park For For Management 10 Elect Stephanie Tilenius For For Management 11 Elect Edward Zander For For Management 12 Authority to Set the Reissue Price Of For For Management Treasury Shares 13 Advisory Vote on Executive Compensation For For Management 14 Ratification of Auditor For For Management -------------------------------------------------------------------------------- STATOIL ASA Ticker: STL Security ID: 85771P102 Meeting Date: MAY 11, 2016 Meeting Type: Annual Record Date: APR 06, 2016 # Proposal Mgt Rec Vote Cast Sponsor 1 Open Meeting None None Management 2 Registration of Attending Shareholders None None Management and Proxies 3 Elect Chairman of Meeting For Did Not Vote Management 4 Approve Notice of Meeting and Agenda For Did Not Vote Management 5 Designate Inspector(s) of Minutes of For Did Not Vote Management Meeting 6 Accept Financial Statements and For Did Not Vote Management Statutory Reports; Approve Allocation of Income and Dividends of USD 0.22 Per Share 7 Approve Distribution of Dividends For Did Not Vote Management 8.1 Approve Creation of Pool of Capital For Did Not Vote Management with Preemptive Rights in Connection with Payment of Dividend for Fourth Quarter 2015 8.2 Approve Creation of Pool of Capital For Did Not Vote Management with Preemptive Rights in Connection With Payment of Dividend for First Quarter to Third Quarter 2016 9 Present a Revised Strategy Reflecting Against Did Not Vote Shareholder the Company's Joint Responsibility for Helping Meet the Current Energy Demand within the Framework of National and International Climate Targets 10 Approve Company's Corporate Governance For Did Not Vote Management Statement 11.1 Approve Remuneration Policy And Other For Did Not Vote Management Terms of Employment For Executive Management (Advisory) 11.2 Approve Remuneration Linked to For Did Not Vote Management Development of Share Price 12 Approve Remuneration of Auditors For Did Not Vote Management 13a Elect All Proposed Members of For Did Not Vote Management Corporate Assembly (Shareholders Can Also Vote Individually on Proposed candidates Under items 13b-13q) 13b Reelect Tone Bakker as Chairman of For Did Not Vote Management Corporate Assembly 13c Elect Nils Bastiansen as Deputy For Did Not Vote Management Chairman of Corporate Assembly 13d Reelect Greger Mannsverk as Member of For Did Not Vote Management Corporate Assembly 13e Reelect Steinar Olsen as Member of For Did Not Vote Management Corporate Assembly 13f Reelect Ingvald Strommen as Member of For Did Not Vote Management Corporate Assembly 13g Reelect Rune Bjerke as Member of For Did Not Vote Management Corporate Assembly 13h Reelect Siri Kalvig as Member of For Did Not Vote Management Corporate Assembly 13i Reelect Terje Venold as Member of For Did Not Vote Management Corporate Assembly 13j Reelect Kjersti Kleven as Member of For Did Not Vote Management Corporate Assembly 13k Elect Birgitte Vartdal as New Member For Did Not Vote Management of Corporate Assembly 13l Elect Jarle Roth as New Member of For Did Not Vote Management Corporate Assembly 13m Elect Kathrine Naess as New Member of For Did Not Vote Management Corporate Assembly 13n Elect Kjerstin Fyllingen as New Deputy For Did Not Vote Management Member of Corporate Assembly 13o Reelect Nina Kivijervi Jonassen as For Did Not Vote Management Deputy Member of Corporate Assembly 13p Elect Hakon Volldal as New Deputy For Did Not Vote Management Member of Corporate Assembly 13q Elect Kari Skeidsvoll Moe as New For Did Not Vote Management Deputy Member of Corporate Assembly 14a Elect All Proposed Members of For Did Not Vote Management Nominating Committee (Shareholders Can Also Vote Individually on Proposed Candidates Under Items 14b-14e) 14b Reelect Tone Lunde Bakker as Chairman For Did Not Vote Management of Nominating Committee 14c Reelect Tom Rathke as Member of For Did Not Vote Management Nominating Committee 14d Reelect Elisabeth Berge as New Member For Did Not Vote Management of Nominating Committee 14e Elect Jarle Roth as New Member of For Did Not Vote Management Nominating Committee 15 Approve Equity Plan Financing For Did Not Vote Management 16 Authorize Share Repurchase Program and For Did Not Vote Management Cancellation of Repurchased Shares 17 Miscellaneous Proposal: Marketing For Did Not Vote Management Instructions 18 Establish Risk Management Against Did Not Vote Shareholder Investigation Committee -------------------------------------------------------------------------------- SUMITOMO MITSUI FINANCIAL GROUP, INC. Ticker: 8316 Security ID: 86562M209 Meeting Date: JUN 29, 2016 Meeting Type: Annual Record Date: MAR 31, 2016 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Allocation of Income, with a For For Management Final Dividend of JPY 75 2 Amend Articles to Amend Business Lines For For Management 3.1 Elect Director Miyata, Koichi For For Management 3.2 Elect Director Ota, Jun For For Management 3.3 Elect Director Noda, Koichi For For Management 3.4 Elect Director Kubo, Tetsuya For For Management 3.5 Elect Director Yokoyama, Yoshinori For For Management 4.1 Appoint Statutory Auditor Teramoto, For For Management Toshiyuki 4.2 Appoint Statutory Auditor Tsuruta, For For Management Rokuro -------------------------------------------------------------------------------- SUN LIFE FINANCIAL INC. Ticker: SLF Security ID: 866796105 Meeting Date: MAY 11, 2016 Meeting Type: Annual Record Date: MAR 21, 2016 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director William D. Anderson For For Management 1.2 Elect Director John H. Clappison For For Management 1.3 Elect Director Dean A. Connor For For Management 1.4 Elect Director Martin J. G. Glynn For For Management 1.5 Elect Director M. Marianne Harris For For Management 1.6 Elect Director Sara Grootwassink Lewis For For Management 1.7 Elect Director Scott F. Powers For For Management 1.8 Elect Director Real Raymond For For Management 1.9 Elect Director Hugh D. Segal For For Management 1.10 Elect Director Barbara G. Stymiest For For Management 1.11 Elect Director James H. Sutcliffe For For Management 2 Ratify Deloitte LLP as Auditors For For Management 3 Advisory Vote on Executive For For Management Compensation Approach -------------------------------------------------------------------------------- SUNOCO LOGISTICS PARTNERS LP Ticker: SXL Security ID: 86764L108 Meeting Date: DEC 01, 2015 Meeting Type: Special Record Date: OCT 20, 2015 # Proposal Mgt Rec Vote Cast Sponsor 1 Amendment to the Long-Term Incentive For For Management Plan 2 Right to Adjourn Meeting For For Management -------------------------------------------------------------------------------- TEEKAY TANKERS LTD. Ticker: TNK Security ID: Y8565N102 Meeting Date: JUN 08, 2016 Meeting Type: Annual Record Date: APR 11, 2016 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Arthur Bensler For Withhold Management 1.2 Elect Director Bjorn Moller For Withhold Management 1.3 Elect Director Richard T. du Moulin For For Management 1.4 Elect Director Richard J.F. Bronks For For Management 1.5 Elect Director William Lawes For For Management 1.6 Elect Director Peter Evensen For Withhold Management -------------------------------------------------------------------------------- TELEFONAKTIEBOLAGET LM ERICSSON Ticker: ERIC B Security ID: 294821608 Meeting Date: APR 13, 2016 Meeting Type: Annual Record Date: MAR 04, 2016 # Proposal Mgt Rec Vote Cast Sponsor A Indicate FOR if you are both the None Did Not Vote Management Record Holder and Beneficial Owner of the ADS or AGAINST if you are the Record Holder of such ADS Acting on Behalf of the Beneficial Owner 1 Elect Chairman of Meeting For Did Not Vote Management 2 Prepare and Approve List of None None Management Shareholders 3 Approve Agenda of Meeting None None Management 4 Acknowledge Proper Convening of Meeting None None Management 5 Designate Inspector(s) of Minutes of None None Management Meeting 6 Receive Financial Statements and None None Management Statutory Reports 7 Receive President's Report None None Management 8.1 Accept Financial Statements and For Did Not Vote Management Statutory Reports 8.2 Approve Discharge of Board and For Did Not Vote Management President 8.3 Approve Allocation of Income and For Did Not Vote Management Dividends of SEK 3.70 Per Share 9 Determine Number of Directors (10) and For Did Not Vote Management Deputy Directors (0) of Board 10 Approve Remuneration of Directors in For Did Not Vote Management the Amount of 4.1 Million for Chairman and SEK 990,000 for Other Directors, Approve Remuneration for Committee Work 11.1 Reelect Nora Denzel as Director For Did Not Vote Management 11.2 Reelect Borje Ekholm as Director For Did Not Vote Management 11.3 Reelect Leif Johansson as Director For Did Not Vote Management 11.4 Reelect Ulf Johansson as Director For Did Not Vote Management 11.5 Reelect Kristin Skogen Lund as Director For Did Not Vote Management 11.6 Elect Kristin S. Rinne as New Director For Did Not Vote Management 11.7 Reelect Sukhinder Singh Cassidy as For Did Not Vote Management Director 11.8 Elect Helena Stjernholm as New Director For Did Not Vote Management 11.9 Reelect Hans Vestberg as Director For Did Not Vote Management 11.10 Reelect Jacob Wallenberg as Director For Did Not Vote Management 12 Elect Leif Johansson as Board Chairman For Did Not Vote Management 13 Determine Number of Auditors (1) and For Did Not Vote Management Deputy Auditors (0) 14 Approve Remuneration of Auditors For Did Not Vote Management 15 Ratify PricewaterhouseCoopers as For Did Not Vote Management Auditors 16 Approve Remuneration Policy And Other For Did Not Vote Management Terms of Employment For Executive Management 17 Amend Articles Re Maximum Number of C For Did Not Vote Management Shares; Dividend of Class C shares; Deletion of Time Limitation Regarding Reduction of Share Capital Through Redemption of Series C Shares Election of Auditor 18.1 Approve 2016 Stock Purchase Plan For Did Not Vote Management 18.2 Approve Equity Plan Financing (2016 For Did Not Vote Management Stock Purchase Plan) 18.3 Approve Alternative Equity Plan For Did Not Vote Management Financing (2016 Stock Purchase Plan) 18.4 Approve 2016 Key Contributor Retention For Did Not Vote Management Plan 18.5 Approve Equity Plan Financing (2016 For Did Not Vote Management Key Contributor Retention Plan) 18.6 Approve Alternative Equity Plan For Did Not Vote Management Financing (2016 Key Contributor Retention Plan) 18.7 Approve 2016 Executive Performance For Did Not Vote Management Stock Plan 18.8 Approve Equity Plan Financing (2016 For Did Not Vote Management Executive Performance Stock Plan) 18.9 Approve Alternative Equity Plan For Did Not Vote Management Financing (2016 Executive Performance Stock Plan) 19 Approve Equity Plan Financing For Did Not Vote Management (2012-2015 Long-Term Variable Remuneration Programs) 20 Request Board to Review How Shares are None Did Not Vote Shareholder to be Given Equal Voting Rights and to Present a Proposal to That Effect at the 2016 AGM 21 Request Board to Propose to the None Did Not Vote Shareholder Swedish Government Legislation on the Abolition of Voting Power Differences in Swedish Limited Liability Companies 22.1 Amend Articles Re: Equal Voting Rights None Did Not Vote Shareholder of Shares 22.2 Amend Articles Re: Former Politicians None Did Not Vote Shareholder on the Board of Directors 23.1 Adopt Vision Regarding Work Place None Did Not Vote Shareholder Accidents in the Company 23.2 Require Board to Appoint Work Group None Did Not Vote Shareholder Regarding Work Place Accidents 23.3 Require Report on the Work Regarding None Did Not Vote Shareholder Work Place Accidents to be Published at AGM and Include the Report in Annual Report 23.4 Adopt Vision Regarding Gender Equality None Did Not Vote Shareholder in the Company 23.5 Instruct Board to Appoint a Working None Did Not Vote Shareholder Group to Carefully Monitor the Development of Gender and Ethnicity Diversity in the Company 23.6 Annually Publish Report on Gender None Did Not Vote Shareholder Equality and Ethnical Diversity (Related to Items 23.4 and 23.5) 23.7 Request Board to Take Necessary Action None Did Not Vote Shareholder to Create a Shareholders' Association 23.8 Prohibit Directors from Being Able to None Did Not Vote Shareholder Invoice Director's Fees via Swedish and Foreign Legal Entities 23.9 Instruct Board to Propose to the None Did Not Vote Shareholder Government a Change in Legislation Regarding Invoicing of Director Fees 23.10 Instruct the Nomination Committee to None Did Not Vote Shareholder Pay Extra Attention to Questions Concerning Ethics, Gender, and Ethnicity 23.11 Request Board to Propose to the None Did Not Vote Shareholder Swedish Government to Draw Attention to the Need for Introducing a "cool-off" Period For Politicians 23.12 Request Board to Prepare a Proposal None Did Not Vote Shareholder Regarding Board Representation for the Small and Midsize Shareholders 24 Close Meeting None None Management -------------------------------------------------------------------------------- TELEFONICA S.A. Ticker: TEF Security ID: 879382208 Meeting Date: MAY 11, 2016 Meeting Type: Annual Record Date: APR 11, 2016 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Consolidated and Standalone For For Management Financial Statements 2 Approve Allocation of Income and For For Management Dividends 3 Approve Discharge of Board For For Management 4.1 Reelect Isidro Faine Casas as Director For Against Management 4.2 Reelect Julio Linares Lopez as Director For Against Management 4.3 Reelect Peter Erskine as Director For Against Management 4.4 Reelect Antonio Massanell Lavilla as For Against Management Director 4.5 Ratify Appointment of and Elect Wang For Against Management Xiaochu as Director 4.6 Ratify Appointment of and Elect Sabina For For Management Fluxa Thienemann as Director 4.7 Ratify Appointment of and Elect Jose For For Management Javier Echenique Landiribar as Director 4.8 Ratify Appointment of and Elect Peter For For Management Loscher as Director 4.9 Ratify Appointment of and Elect Juan For For Management Ignacio Cirac Sasturain as Director 5 Renew Appointment of Ernst & Young as For For Management Auditor for FY 2016 6 Appoint PricewaterhouseCoopers as For For Management Auditor for FY 2017, 2018 and 2019 7 Approve Reduction in Share Capital via For For Management Amortization of Treasury Shares 8.1 Approve Dividends Charged to For For Management Unrestricted Reserves 8.2 Authorize Capitalization of Reserves For For Management for Scrip Dividends 9 Authorize Board to Ratify and Execute For For Management Approved Resolutions 10 Advisory Vote on Remuneration Report For For Management -------------------------------------------------------------------------------- TEMPLETON GLOBAL INCOME FUND INC Ticker: GIM Security ID: 880198106 Meeting Date: MAR 01, 2016 Meeting Type: Annual Record Date: DEC 11, 2015 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Frank J. Crothers For For Management 1.2 Elect Larry D. Thompson For For Management 1.3 Elect Rupert H. Johnson, Jr. For For Management 1.4 Elect Gregory E. Johnson For For Management 2 Ratification of Auditor For For Management -------------------------------------------------------------------------------- THE AES CORPORATION Ticker: AES Security ID: 00130H105 Meeting Date: APR 21, 2016 Meeting Type: Annual Record Date: FEB 22, 2016 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Andres Gluski For For Management 1.2 Elect Director Charles L. Harrington For For Management 1.3 Elect Director Kristina M. Johnson For For Management 1.4 Elect Director Tarun Khanna For For Management 1.5 Elect Director Holly K. Koeppel For For Management 1.6 Elect Director Philip Lader For For Management 1.7 Elect Director James H. Miller For For Management 1.8 Elect Director John B. Morse, Jr. For For Management 1.9 Elect Director Moises Naim For For Management 1.10 Elect Director Charles O. Rossotti For For Management 2 Ratify Ernst & Young LLP as Auditors For For Management 3 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 4 Assess Impact of a 2 Degree Scenario Against For Shareholder -------------------------------------------------------------------------------- THE DOW CHEMICAL COMPANY Ticker: DOW Security ID: 260543103 Meeting Date: MAY 12, 2016 Meeting Type: Annual Record Date: MAR 14, 2016 # Proposal Mgt Rec Vote Cast Sponsor 1a Elect Director Ajay Banga For For Management 1b Elect Director Jacqueline K. Barton For For Management 1c Elect Director James A. Bell For For Management 1d Elect Director Richard K. Davis For For Management 1e Elect Director Jeff M. Fettig For For Management 1f Elect Director Andrew N. Liveris For For Management 1g Elect Director Mark Loughridge For For Management 1h Elect Director Raymond J. Milchovich For For Management 1i Elect Director Robert S. Miller For For Management 1j Elect Director Paul Polman For For Management 1k Elect Director Dennis H. Reilley For For Management 1l Elect Director James M. Ringler For For Management 1m Elect Director Ruth G. Shaw For For Management 2 Ratify Deloitte & Touche LLP as For For Management Auditors 3 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 4 Proxy Access Against For Shareholder -------------------------------------------------------------------------------- THE MOSAIC COMPANY Ticker: MOS Security ID: 61945C103 Meeting Date: MAY 19, 2016 Meeting Type: Annual Record Date: MAR 22, 2016 # Proposal Mgt Rec Vote Cast Sponsor 1 Provide Directors May Be Removed With For For Management or Without Cause 2 Eliminate Class of Common Stock For For Management 3a Elect Director Nancy E. Cooper For For Management 3b Elect Director Gregory L. Ebel For For Management 3c Elect Director Timothy S. Gitzel For For Management 3d Elect Director Denise C. Johnson For For Management 3e Elect Director Emery N. Koenig For For Management 3f Elect Director Robert L. Lumpkins For For Management 3g Elect Director William T. Monahan For For Management 3h Elect Director James ('Joc') C. For For Management O'Rourke 3i Elect Director James L. Popowich For For Management 3j Elect Director David T. Seaton For For Management 3k Elect Director Steven M. Seibert For For Management 4 Ratify KPMG LLP as Auditors For For Management 5 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 6 Other Business For Against Management -------------------------------------------------------------------------------- THE TIMKEN COMPANY Ticker: TKR Security ID: 887389104 Meeting Date: MAY 10, 2016 Meeting Type: Annual Record Date: FEB 23, 2016 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Maria A. Crowe For For Management 1.2 Elect Director Richard G. Kyle For For Management 1.3 Elect Director John A. Luke, Jr. For For Management 1.4 Elect Director Christopher L. Mapes For For Management 1.5 Elect Director James F. Palmer For For Management 1.6 Elect Director Ajita G. Rajendra For For Management 1.7 Elect Director Joseph W. Ralston For For Management 1.8 Elect Director Frank C. Sullivan For For Management 1.9 Elect Director John M. Timken, Jr. For For Management 1.10 Elect Director Ward J. Timken, Jr. For For Management 1.11 Elect Director Jacqueline F. Woods For For Management 2 Ratify Ernst & Young LLP as auditors For For Management 3 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 4 Amend Right to Call Special Meeting For For Management 5 Provide Proxy Access Right For For Management -------------------------------------------------------------------------------- THE WESTERN UNION COMPANY Ticker: WU Security ID: 959802109 Meeting Date: MAY 12, 2016 Meeting Type: Annual Record Date: MAR 14, 2016 # Proposal Mgt Rec Vote Cast Sponsor 1a Elect Director Martin I. Cole For For Management 1b Elect Director Hikmet Ersek For For Management 1c Elect Director Richard A. Goodman For For Management 1d Elect Director Jack M. Greenberg For For Management 1e Elect Director Betsy D. Holden For For Management 1f Elect Director Jeffrey A. Joerres For For Management 1g Elect Director Roberto G. Mendoza For For Management 1h Elect Director Michael A. Miles, Jr. For For Management 1i Elect Director Robert W. Selander For For Management 1j Elect Director Frances Fragos Townsend For For Management 1k Elect Director Solomon D. Trujillo For For Management 2 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 3 Ratify Ernst & Young LLP as Auditors For For Management 4 Report on Political Contributions Against For Shareholder 5 Amend Bylaws to Establish a Board Against Against Shareholder Committee on Human Rights -------------------------------------------------------------------------------- UMPQUA HOLDINGS CORPORATION Ticker: UMPQ Security ID: 904214103 Meeting Date: APR 20, 2016 Meeting Type: Annual Record Date: FEB 11, 2016 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Luanne Calvert For For Management 1.2 Elect Director Raymond P. Davis For For Management 1.3 Elect Director Peggy Y. Fowler For For Management 1.4 Elect Director Stephen M. Gambee For For Management 1.5 Elect Director James S. Greene For For Management 1.6 Elect Director Luis F. Machuca For For Management 1.7 Elect Director Maria M. Pope For For Management 1.8 Elect Director John F. Schultz For For Management 1.9 Elect Director Susan F. Stevens For For Management 1.10 Elect Director Hilliard C. Terry, III For For Management 1.11 Elect Director Bryan L. Timm For For Management 2 Amend Omnibus Stock Plan For For Management 3 Ratify Moss Adams LLP as Auditors For For Management 4 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation -------------------------------------------------------------------------------- UNITED BANKSHARES, INC. Ticker: UBSI Security ID: 909907107 Meeting Date: MAY 18, 2016 Meeting Type: Annual Record Date: MAR 09, 2016 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Richard M. Adams For For Management 1.2 Elect Director Robert G. Astorg For For Management 1.3 Elect Director Peter A. Converse For For Management 1.4 Elect Director Lawrence K. Doll For For Management 1.5 Elect Director Theodore J. Georgelas For For Management 1.6 Elect Director J. Paul McNamara For For Management 1.7 Elect Director Mark R. Nesselroad For For Management 1.8 Elect Director Mary K. Weddle For For Management 1.9 Elect Director Gary G. White For For Management 1.10 Elect Director P. Clinton Winter, Jr. For For Management 2 Ratify Ernst & Young LLP as Auditors For For Management 3 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 4 Approve Omnibus Stock Plan For For Management -------------------------------------------------------------------------------- VALERO ENERGY CORPORATION Ticker: VLO Security ID: 91913Y100 Meeting Date: MAY 12, 2016 Meeting Type: Annual Record Date: MAR 15, 2016 # Proposal Mgt Rec Vote Cast Sponsor 1a Elect Director Joseph W. Gorder For For Management 1b Elect Director Deborah P. Majoras For For Management 1c Elect Director Donald L. Nickles For For Management 1d Elect Director Philip J. Pfeiffer For For Management 1e Elect Director Robert A. Profusek For For Management 1f Elect Director Susan Kaufman Purcell For For Management 1g Elect Director Stephen M. Waters For For Management 1h Elect Director Randall J. Weisenburger For For Management 1i Elect Director Rayford Wilkins, Jr. For For Management 2 Ratify KPMG LLP as Auditors For For Management 3 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 4 Amend Certificate of Incorporation to For For Management provide for removal of directors without cause 5 Amend Omnibus Stock Plan For For Management -------------------------------------------------------------------------------- VECTREN CORPORATION Ticker: VVC Security ID: 92240G101 Meeting Date: MAY 24, 2016 Meeting Type: Annual Record Date: MAR 16, 2016 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Carl L. Chapman For For Management 1.2 Elect Director James H. For For Management DeGraffenreidt, Jr. 1.3 Elect Director John D. Engelbrecht For For Management 1.4 Elect Director Anton H. George For For Management 1.5 Elect Director Martin C. Jischke For For Management 1.6 Elect Director Robert G. Jones For For Management 1.7 Elect Director Patrick K. Mullen For For Management 1.8 Elect Director R. Daniel Sadlier For For Management 1.9 Elect Director Michael L. Smith For For Management 1.10 Elect Director Teresa J. Tanner For For Management 1.11 Elect Director Jean L. Wojtowicz For For Management 2 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 3 Amend Omnibus Stock Plan For For Management 4 Ratify Deloitte & Touche LLP as For For Management Auditors -------------------------------------------------------------------------------- VENTAS, INC. Ticker: VTR Security ID: 92276F100 Meeting Date: MAY 10, 2016 Meeting Type: Annual Record Date: MAR 14, 2016 # Proposal Mgt Rec Vote Cast Sponsor 1A Elect Director Melody C. Barnes For For Management 1B Elect Director Debra A. Cafaro For For Management 1C Elect Director Jay M. Gellert For For Management 1D Elect Director Richard I. Gilchrist For For Management 1E Elect Director Matthew J. Lustig For For Management 1F Elect Director Douglas M. Pasquale For For Management 1G Elect Director Robert D. Reed For For Management 1H Elect Director Glenn J. Rufrano For For Management 1I Elect Director James D. Shelton For For Management 2 Ratify KPMG LLP as Auditors For For Management 3 Advisory Vote to Ratify Named For Against Management Executive Officers' Compensation -------------------------------------------------------------------------------- VODAFONE GROUP PLC Ticker: VOD Security ID: 92857W308 Meeting Date: JUL 28, 2015 Meeting Type: Annual Record Date: JUN 16, 2015 # Proposal Mgt Rec Vote Cast Sponsor 1 Accounts and Reports For For Management -------------------------------------------------------------------------------- VODAFONE GROUP PLC Ticker: VOD Security ID: 92857W308 Meeting Date: JUL 28, 2015 Meeting Type: Annual Record Date: JUN 16, 2015 # Proposal Mgt Rec Vote Cast Sponsor 2 Elect Gerard Kleisterlee For For Management 3 Elect Vittorio Colao For For Management 4 Elect Nicholas J. Read For For Management 5 Elect Sir Crispin Davis For For Management 6 Elect Mathias Dopfner For For Management 7 Elect Clara Furse For For Management 8 Elect Valerie F. Gooding For For Management 9 Elect Renee J. James For For Management 10 Elect Samuel E. Jonah For For Management 11 Elect Nick Land For For Management 12 Elect Philip Yea For For Management 13 Allocation of Profits/Dividends For For Management 14 Remuneration Report (Advisory) For For Management 15 Appointment of Auditor For For Management 16 Authority to Set Auditor's Fees For For Management 17 Authority to Issue Shares w/ For For Management Preemptive Rights 18 Authority to Issue Shares w/o For For Management Preemptive Rights 19 Authority to Repurchase Shares For For Management 20 Authorisation of Political Donations For For Management 21 Authority to Set General Meeting For Against Management Notice Period at 14 Days -------------------------------------------------------------------------------- W. P. CAREY INC. Ticker: WPC Security ID: 92936U109 Meeting Date: JUN 16, 2016 Meeting Type: Annual Record Date: APR 13, 2016 # Proposal Mgt Rec Vote Cast Sponsor 1a Elect Director Nathaniel S. Coolidge For For Management 1b Elect Director Mark J. DeCesaris For For Management 1c Elect Director Benjamin H. Griswold, IV For For Management 1d Elect Director Axel K.A. Hansing For For Management 1e Elect Director Jean Hoysradt For For Management 1f Elect Director Richard C. Marston For For Management 1g Elect Director Robert E. Mittelstaedt, For For Management Jr. 1h Elect Director Charles E. Parente For For Management 1i Elect Director Mary M. VanDeWeghe For For Management 1j Elect Director Nick J.M. van Ommen For For Management 1k Elect Director Karsten von Koller For For Management 1l Elect Director Reginald Winssinger For For Management 2 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 3 Ratify PricewaterhouseCoopers LLP as For For Management Auditors -------------------------------------------------------------------------------- WADDELL & REED FINANCIAL, INC. Ticker: WDR Security ID: 930059100 Meeting Date: APR 13, 2016 Meeting Type: Annual Record Date: FEB 17, 2016 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Henry J. Herrmann For Withhold Management 1.2 Elect Director James M. Raines For Withhold Management 2 Advisory Vote to Ratify Named For Against Management Executive Officers' Compensation 3 Amend Omnibus Stock Plan For For Management 4 Ratify KPMG LLP as Auditors For For Management -------------------------------------------------------------------------------- WEINGARTEN REALTY INVESTORS Ticker: WRI Security ID: 948741103 Meeting Date: APR 21, 2016 Meeting Type: Annual Record Date: FEB 22, 2016 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Andrew M. Alexander For For Management 1.2 Elect Director Stanford Alexander For For Management 1.3 Elect Director Shelaghmichael Brown For For Management 1.4 Elect Director James W. Crownover For For Management 1.5 Elect Director Stephen A. Lasher For For Management 1.6 Elect Director Thomas L. Ryan For For Management 1.7 Elect Director Douglas W. Schnitzer For For Management 1.8 Elect Director C. Park Shaper For For Management 1.9 Elect Director Marc J. Shapiro For For Management 2 Ratify Deloitte & Touche LLP as For For Management Auditors 3 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation -------------------------------------------------------------------------------- WELLS FARGO ADVANTAGE INCOME OPPORTUNITIES FUND Ticker: EAD Security ID: 94987B105 Meeting Date: AUG 03, 2015 Meeting Type: Annual Record Date: JUN 05, 2015 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect William R. Ebsworth For For Management 1.2 Elect Jane A. Freeman For For Management 1.3 Elect Judith M. Johnson For For Management 1.4 Elect Donald C. Willeke For For Management -------------------------------------------------------------------------------- WELLS FARGO INCOME OPPORTUNITIES FUND Ticker: EOD Security ID: 94987C103 Meeting Date: FEB 08, 2016 Meeting Type: Annual Record Date: DEC 04, 2015 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Peter G. Gordon For For Management 1.2 Elect Timothy J. Penny For For Management 1.3 Elect Michael S. Scofield For For Management -------------------------------------------------------------------------------- WEST CORPORATION Ticker: WSTC Security ID: 952355204 Meeting Date: MAY 17, 2016 Meeting Type: Annual Record Date: MAR 24, 2016 # Proposal Mgt Rec Vote Cast Sponsor 1a Elect Director Laura A. Grattan For For Management 1b Elect Director Paul R. Garcia For For Management 1c Elect Director Gregory T. Sloma For For Management 2 Ratify Deloitte & Touche LLP as For For Management Auditors 3 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 4 Amend Qualified Employee Stock For For Management Purchase Plan -------------------------------------------------------------------------------- WESTERN ASSET GLOBAL HIGH INCOME FUND INC Ticker: EHI Security ID: 95766B109 Meeting Date: SEP 25, 2015 Meeting Type: Annual Record Date: JUL 24, 2015 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Leslie H. Gelb For For Management 1.2 Elect William R. Hutchinson For For Management 1.3 Elect Jane E. Trust For For Management 1.4 Elect Robert D. Agdern For For Management -------------------------------------------------------------------------------- WESTERN ASSET HIGH INCOME FUND II INC Ticker: HIX Security ID: 95766J102 Meeting Date: AUG 28, 2015 Meeting Type: Annual Record Date: JUN 19, 2015 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Paolo M. Cucchi For For Management 1.2 Elect Leslie H. Gelb For For Management 1.3 Elect Riordan Roett For For Management 1.4 Elect Jane E. Trust For For Management 1.5 Elect Robert D. Agdern For For Management -------------------------------------------------------------------------------- WESTERN DIGITAL CORP. Ticker: WDC Security ID: 958102105 Meeting Date: MAR 15, 2016 Meeting Type: Special Record Date: FEB 03, 2016 # Proposal Mgt Rec Vote Cast Sponsor 1 Stock Issuance for Acquisition For For Management 2 Right to Adjourn Meeting For For Management 3 Advisory Vote on Golden Parachutes For For Management -------------------------------------------------------------------------------- WESTERN REFINING, INC. Ticker: WNR Security ID: 959319104 Meeting Date: JUN 17, 2016 Meeting Type: Annual Record Date: APR 18, 2016 # Proposal Mgt Rec Vote Cast Sponsor 1a Elect Director Sigmund L. Cornelius For For Management 1b Elect Director Paul L. Foster For For Management 1c Elect Director L. Frederick Francis For For Management 1d Elect Director Robert J. Hassler For For Management 1e Elect Director Brian J. Hogan For For Management 1f Elect Director Jeff A. Stevens For For Management 1g Elect Director Scott D. Weaver For For Management 2 Ratify Deloitte & Touche LLP as For For Management Auditors -------------------------------------------------------------------------------- WESTROCK CO Ticker: WRK Security ID: 96145D105 Meeting Date: FEB 02, 2016 Meeting Type: Annual Record Date: DEC 08, 2015 # Proposal Mgt Rec Vote Cast Sponsor 1 Elect Timothy J. Bernlohr For For Management 2 Elect J. Powell Brown For For Management 3 Elect Michael E. Campbell For For Management 4 Elect Terrell K. Crews For For Management 5 Elect Russell M. Currey For For Management 6 Elect G. Stephen Felker For For Management 7 Elect Lawrence L. Gellerstedt, III For For Management 8 Elect John A. Luke, Jr. For For Management 9 Elect Gracia C. Martore For For Management 10 Elect James E. Nevels For For Management 11 Elect Timothy H. Powers For For Management 12 Elect Steven C. Voorhees For For Management 13 Elect Bettina M. Whyte For For Management 14 Elect Alan D. Wilson For For Management 15 Employee Stock Purchase Plan For For Management 16 Approval of the 2016 Incentive Stock For For Management Plan 17 Ratification of Auditor For For Management 18 Advisory Vote on Executive Compensation For For Management =================== GUGGENHEIM RAYMOND JAMES SB-1 EQUITY ETF =================== ADMA BIOLOGICS, INC. Ticker: ADMA Security ID: 000899104 Meeting Date: JUN 07, 2016 Meeting Type: Annual Record Date: APR 25, 2016 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Jerrold B. Grossman For For Management 1.2 Elect Director Lawrence P. Guiheen For For Management 2 Ratify CohnReznick LLP as Auditors For For Management -------------------------------------------------------------------------------- ADVANCE AUTO PARTS, INC. Ticker: AAP Security ID: 00751Y106 Meeting Date: MAY 18, 2016 Meeting Type: Annual Record Date: MAR 23, 2016 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director John F. Bergstrom For For Management 1.2 Elect Director John C. Brouillard For For Management 1.3 Elect Director Brad W. Buss For For Management 1.4 Elect Director Fiona P. Dias For For Management 1.5 Elect Director John F. Ferraro For For Management 1.6 Elect Director Thomas R. Greco For For Management 1.7 Elect Director Adriana Karaboutis For For Management 1.8 Elect Director Eugene I. Lee, Jr. For For Management 1.9 Elect Director William S. Oglesby For For Management 1.10 Elect Director Reuben E. Slone For For Management 1.11 Elect Director Jeffrey C. Smith For For Management 2 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 3 Ratify Deloitte & Touche LLP as For For Management Auditors 4 Amend Certificate of Incorporation to For For Management Eliminate One Year Holding Period Requirement for Stockholders to Call a Special Meeting 5 Provide Right to Act by Written Consent Against For Shareholder -------------------------------------------------------------------------------- ALCENTRA CAPITAL CORPORATION Ticker: ABDC Security ID: 01374T102 Meeting Date: MAY 16, 2016 Meeting Type: Annual Record Date: MAR 21, 2016 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Paul Hatfield For For Management 1.2 Elect Director Douglas J. Greenlaw For For Management 2 Approve Issuance of Shares Below Net For For Management Asset Value (NAV) 3 Adjourn Meeting For For Management -------------------------------------------------------------------------------- ALERE INC Ticker: ALR Security ID: 01449J105 Meeting Date: JUL 22, 2015 Meeting Type: Annual Record Date: JUN 05, 2015 # Proposal Mgt Rec Vote Cast Sponsor 1 Elect Gregg J. Powers For For Management 2 Elect Hakan Bjorklund For Against Management 3 Elect Geoffrey S. Ginsburg For For Management 4 Elect Carol R. Goldberg For For Management 5 Elect John F. Levy For Against Management 6 Elect Brian A. Markison For Against Management 7 Elect Thomas F. Wilson McKillop For Against Management 8 Elect John Quelch For For Management 9 Elect James Roosevelt, Jr. For For Management 10 Elect Namal Nawana For For Management 11 Amendment to the 2010 Stock Option and For For Management Incentive Plan 12 Ratification of Auditor For For Management 13 Advisory Vote on Executive Compensation For For Management -------------------------------------------------------------------------------- ALEXION PHARMACEUTICALS, INC. Ticker: ALXN Security ID: 015351109 Meeting Date: MAY 11, 2016 Meeting Type: Annual Record Date: MAR 15, 2016 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Leonard Bell For For Management 1.2 Elect Director Felix J. Baker For For Management 1.3 Elect Director David R. Brennan For For Management 1.4 Elect Director M. Michele Burns For For Management 1.5 Elect Director Christopher J. Coughlin For For Management 1.6 Elect Director David L. Hallal For For Management 1.7 Elect Director John T. Mollen For For Management 1.8 Elect Director R. Douglas Norby For For Management 1.9 Elect Director Alvin S. Parven For For Management 1.10 Elect Director Andreas Rummelt For For Management 1.11 Elect Director Ann M. Veneman For For Management 2 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 3 Ratify PricewaterhouseCoopers LLP as For For Management Auditors 4 Reduce Ownership Threshold for Against For Shareholder Shareholders to Call Special Meeting -------------------------------------------------------------------------------- AMERICAN TOWER CORPORATION Ticker: AMT Security ID: 03027X100 Meeting Date: JUN 01, 2016 Meeting Type: Annual Record Date: APR 06, 2016 # Proposal Mgt Rec Vote Cast Sponsor 1a Elect Director Raymond P. Dolan For For Management 1b Elect Director Robert D. Hormats For For Management 1c Elect Director Carolyn F. Katz For For Management 1d Elect Director Gustavo Lara Cantu For For Management 1e Elect Director Craig Macnab For For Management 1f Elect Director JoAnn A. Reed For For Management 1g Elect Director Pamela D.A. Reeve For For Management 1h Elect Director David E. Sharbutt For For Management 1i Elect Director James D. Taiclet, Jr. For For Management 1j Elect Director Samme L. Thompson For For Management 2 Ratify Deloitte & Touche LLP as For For Management Auditors 3 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 4 Reduce Ownership Threshold for Against For Shareholder Shareholders to Call Special Meeting -------------------------------------------------------------------------------- AMPHASTAR PHARMACEUTICALS, INC. Ticker: AMPH Security ID: 03209R103 Meeting Date: JUN 09, 2016 Meeting Type: Annual Record Date: APR 11, 2016 # Proposal Mgt Rec Vote Cast Sponsor 1a Elect Director Jack Yongfeng Zhang For Against Management 1b Elect Director Richard Prins For Against Management 1c Elect Director Stephen B. Shohet For Against Management 2 Ratify Ernst & Young LLP as Auditors For For Management -------------------------------------------------------------------------------- AMSURG CORP. Ticker: AMSG Security ID: 03232P405 Meeting Date: MAY 26, 2016 Meeting Type: Annual Record Date: APR 08, 2016 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director James A. Deal For For Management 1.2 Elect Director Steven I. Geringer For For Management 1.3 Elect Director Claire M. Gulmi For For Management 2 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 3 Amend Omnibus Stock Plan For For Management 4 Ratify Deloitte & Touche LLP as For For Management Auditors -------------------------------------------------------------------------------- ANALOG DEVICES INC. Ticker: ADI Security ID: 32654105 Meeting Date: MAR 09, 2016 Meeting Type: Annual Record Date: JAN 08, 2016 # Proposal Mgt Rec Vote Cast Sponsor 1 Elect Ray Stata For For Management 2 Elect Vincent T. Roche For For Management 3 Elect Richard M. Beyer For For Management 4 Elect James A. Champy For For Management 5 Elect Bruce R. Evans For For Management 6 Elect Edward H. Frank For For Management 7 Elect John C. Hodgson For For Management 8 Elect Neil S. Novich For For Management 9 Elect Kenton J. Sicchitano For For Management 10 Elect Lisa T. Su For For Management 11 Advisory Vote on Executive Compensation For For Management 12 Ratification of Auditor For For Management -------------------------------------------------------------------------------- APARTMENT INVESTMENT AND MANAGEMENT COMPANY Ticker: AIV Security ID: 03748R101 Meeting Date: APR 26, 2016 Meeting Type: Annual Record Date: FEB 19, 2016 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director James N. Bailey For For Management 1.2 Elect Director Terry Considine For For Management 1.3 Elect Director Thomas L. Keltner For For Management 1.4 Elect Director J. Landis Martin For For Management 1.5 Elect Director Robert A. Miller For For Management 1.6 Elect Director Kathleen M. Nelson For For Management 1.7 Elect Director Michael A. Stein For For Management 1.8 Elect Director Nina A. Tran For For Management 2 Ratify Ernst & Young LLP as Auditors For For Management 3 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation -------------------------------------------------------------------------------- APPLIED MICRO CIRCUITS CORP. Ticker: AMCC Security ID: 03822W406 Meeting Date: AUG 04, 2015 Meeting Type: Annual Record Date: JUN 10, 2015 # Proposal Mgt Rec Vote Cast Sponsor 7 Elect Christopher F. Zepf For For Management 8 Ratification of Auditor For For Management 9 Amendment to the 2011 Equity Incentive For For Management Plan 10 Advisory Vote on Executive Compensation For Against Management -------------------------------------------------------------------------------- APPLIED MICRO CIRCUITS CORP. Ticker: AMCC Security ID: 03822W406 Meeting Date: AUG 04, 2015 Meeting Type: Annual Record Date: JUN 10, 2015 # Proposal Mgt Rec Vote Cast Sponsor 1 Elect Cesar Cesaratto For For Management 2 Elect Paramesh Gopi For For Management 3 Elect Paul R. Gray For For Management 4 Elect Fred A. Shlapak For For Management 5 Elect Robert F. Sproull For For Management 6 Elect Duston M. Williams For For Management -------------------------------------------------------------------------------- APPLIED OPTOELECTRONICS, INC. Ticker: AAOI Security ID: 03823U102 Meeting Date: MAY 27, 2016 Meeting Type: Annual Record Date: APR 04, 2016 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Chih-Hsiang (Thompson) For For Management Lin 1.2 Elect Director Richard B. Black For For Management 1.3 Elect Director Min-Chu (Mike) Chen For For Management 2 Ratify Grant Thornton LLP as Auditors For For Management -------------------------------------------------------------------------------- ARCTIC CAT INC. Ticker: ACAT Security ID: 39670104 Meeting Date: AUG 06, 2015 Meeting Type: Annual Record Date: JUN 09, 2015 # Proposal Mgt Rec Vote Cast Sponsor 1 Elect Kim A. Brink For For Management 2 Elect Joseph F. Puishys For For Management 3 Ratification of Auditor For For Management -------------------------------------------------------------------------------- ARGO GROUP INTERNATIONAL HOLDINGS, LTD. Ticker: AGII Security ID: G0464B107 Meeting Date: MAY 03, 2016 Meeting Type: Annual Record Date: MAR 04, 2016 # Proposal Mgt Rec Vote Cast Sponsor 1a Elect F. Sedgwick Browne as Director For For Management 1b Elect Kathleen A. Nealon as Director For For Management 1c Elect John H. Tonelli as Director For For Management 2 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 3 Approve Ernst & Young LLP as Auditors For For Management and Authorize Board to Fix Their Remuneration -------------------------------------------------------------------------------- ARRIS GROUP INC. Ticker: ARRS Security ID: 04270V106 Meeting Date: OCT 21, 2015 Meeting Type: Special Record Date: SEP 10, 2015 # Proposal Mgt Rec Vote Cast Sponsor 1 Merger For For Management 2 Advisory Vote on Golden Parachutes For For Management 3 Right to Adjourn Meeting For For Management -------------------------------------------------------------------------------- AUTOZONE INC. Ticker: AZO Security ID: 53332102 Meeting Date: DEC 16, 2015 Meeting Type: Annual Record Date: OCT 19, 2015 # Proposal Mgt Rec Vote Cast Sponsor 1 Elect Douglas H. Brooks For For Management 2 Elect Linda A. Goodspeed For For Management 3 Elect Sue E. Gove For For Management 4 Elect Earl G. Graves, Jr. For For Management 5 Elect Enderson Guimaraes For For Management 6 Elect J.R. Hyde III For For Management 7 Elect D. Bryan Jordan For For Management 8 Elect W. Andrew McKenna For For Management 9 Elect George R. Mrkonic, Jr. For For Management 10 Elect Luis P. Nieto For For Management 11 Elect William C. Rhodes III For For Management 12 Ratification of Auditor For For Management 13 Amendment to 2011 Equity Incentive For For Management Award Plan 14 Advisory Vote on Executive Compensation For For Management 15 Shareholder Proposal Regarding Against For Shareholder Political Spending -------------------------------------------------------------------------------- BAKER HUGHES INCORPORATED Ticker: BHI Security ID: 057224107 Meeting Date: MAY 24, 2016 Meeting Type: Annual Record Date: APR 01, 2016 # Proposal Mgt Rec Vote Cast Sponsor 1a Elect Director Larry D. Brady For For Management 1b Elect Director Gregory D. Brenneman For For Management 1c Elect Director Clarence P. Cazalot, Jr. For For Management 1d Elect Director Martin S. Craighead For For Management 1e Elect Director William H. Easter, III For For Management 1f Elect Director Lynn L. Elsenhans For For Management 1g Elect Director Anthony G. Fernandes For For Management 1h Elect Director Claire W. Gargalli For For Management 1i Elect Director Pierre H. Jungels For For Management 1j Elect Director James A. Lash For For Management 1k Elect Director J. Larry Nichols For For Management 1l Elect Director James W. Stewart For For Management 1m Elect Director Charles L. Watson For For Management 2 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 3 Ratify Deloitte & Touche LLP as For For Management Auditors 4 Provide Vote Counting to Exclude Against Against Shareholder Abstentions -------------------------------------------------------------------------------- BANK OF THE OZARKS, INC. Ticker: OZRK Security ID: 63904106 Meeting Date: JAN 22, 2016 Meeting Type: Special Record Date: DEC 10, 2015 # Proposal Mgt Rec Vote Cast Sponsor 1 Merger For For Management 2 Right to Adjourn Meeting For For Management -------------------------------------------------------------------------------- BANK OF THE OZARKS, INC. Ticker: OZRK Security ID: 063904106 Meeting Date: MAY 16, 2016 Meeting Type: Annual Record Date: MAR 07, 2016 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director George Gleason For For Management 1.2 Elect Director Nicholas Brown For For Management 1.3 Elect Director Richard Cisne For For Management 1.4 Elect Director Robert East For For Management 1.5 Elect Director Catherine B. Freedberg For For Management 1.6 Elect Director Ross Whipple For For Management 1.7 Elect Director Linda Gleason For For Management 1.8 Elect Director Peter Kenny For For Management 1.9 Elect Director Robert Proost For For Management 1.10 Elect Director William Koefoed, Jr. For For Management 1.11 Elect Director John Reynolds For For Management 1.12 Elect Director Dan Thomas For For Management 1.13 Elect Director Henry Mariani For For Management 1.14 Elect Director Paula Cholmondeley For For Management 1.15 Elect Director Walter J. ('Jack') For For Management Mullen, III 2 Increase Authorized Common Stock For For Management 3 Amend Restricted Stock Plan For Against Management 4 Amend Non-Employee Director Restricted For For Management Stock Plan 5 Ratify PricewaterhouseCoopers LLP as For For Management Auditors 6 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation -------------------------------------------------------------------------------- BB&T CORPORATION Ticker: BBT Security ID: 054937107 Meeting Date: APR 26, 2016 Meeting Type: Annual Record Date: FEB 17, 2016 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Jennifer S. Banner For For Management 1.2 Elect Director K. David Boyer, Jr. For For Management 1.3 Elect Director Anna R. Cablik For For Management 1.4 Elect Director James A. Faulkner For For Management 1.5 Elect Director I. Patricia Henry For For Management 1.6 Elect Director Eric C. Kendrick For For Management 1.7 Elect Director Kelly S. King For For Management 1.8 Elect Director Louis B. Lynn For For Management 1.9 Elect Director Edward C. Milligan For For Management 1.10 Elect Director Charles A. Patton For For Management 1.11 Elect Director Nido R. Qubein For For Management 1.12 Elect Director William J. Reuter For For Management 1.13 Elect Director Tollie W. Rich, Jr. For For Management 1.14 Elect Director Christine Sears For For Management 1.15 Elect Director Thomas E. Skains For For Management 1.16 Elect Director Thomas N. Thompson For For Management 1.17 Elect Director Edwin H. Welch For For Management 1.18 Elect Director Stephen T. Williams For For Management 2 Ratify PricewaterhouseCoopers LLP as For For Management Auditors 3 Advisory Vote to Ratify Named For Against Management Executive Officers' Compensation -------------------------------------------------------------------------------- BECTON, DICKINSON AND CO. Ticker: BDX Security ID: 75887109 Meeting Date: JAN 26, 2016 Meeting Type: Annual Record Date: DEC 04, 2015 # Proposal Mgt Rec Vote Cast Sponsor 1 Elect Basil L. Anderson For For Management 2 Elect Catherine M. Burzik For For Management 3 Elect Vincent A. Forlenza For For Management 4 Elect Claire M. Fraser For For Management 5 Elect Christopher Jones For For Management 6 Elect Marshall O. Larsen For For Management 7 Elect Gary A. Mecklenburg For For Management 8 Elect James F. Orr For For Management 9 Elect Willard J. Overlock, Jr. For For Management 10 Elect Claire Pomeroy For For Management 11 Elect Rebecca W. Rimel For For Management 12 Elect Bertram L. Scott For For Management 13 Ratification of Auditor For For Management 14 Advisory Vote on Executive Compensation For For Management 15 Amendment to the 2004 Employee and For For Management Director Equity-Based Compensation Plan -------------------------------------------------------------------------------- BED, BATH & BEYOND INC. Ticker: BBBY Security ID: 75896100 Meeting Date: JUL 02, 2015 Meeting Type: Annual Record Date: MAY 06, 2015 # Proposal Mgt Rec Vote Cast Sponsor 1 Elect Warren Eisenberg For For Management 2 Elect Leonard Feinstein For For Management 3 Elect Steven H. Temares For For Management 4 Elect Dean S. Adler For For Management 5 Elect Stanley F. Barshay For For Management 6 Elect Gerri T. Elliott For For Management 7 Elect Klaus Eppler For For Management 8 Elect Patrick R. Gaston For For Management 9 Elect Jordan Heller For For Management 10 Elect Victoria A. Morrison For For Management 11 Ratification of Auditor For For Management 12 Advisory Vote on Executive Compensation For Against Management -------------------------------------------------------------------------------- BENEFITFOCUS, INC. Ticker: BNFT Security ID: 08180D106 Meeting Date: JUN 03, 2016 Meeting Type: Annual Record Date: APR 06, 2016 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Douglas A. Dennerline For Withhold Management 1.2 Elect Director Francis J. Pelzer, V For Withhold Management 2 Approve Qualified Employee Stock For For Management Purchase Plan -------------------------------------------------------------------------------- BEST BUY CO., INC. Ticker: BBY Security ID: 086516101 Meeting Date: JUN 14, 2016 Meeting Type: Annual Record Date: APR 18, 2016 # Proposal Mgt Rec Vote Cast Sponsor 1a Elect Director Lisa M. Caputo For For Management 1b Elect Director J. Patrick Doyle For For Management 1c Elect Director Russell P. Fradin For For Management 1d Elect Director Kathy J. Higgins Victor For For Management 1e Elect Director Hubert Joly For For Management 1f Elect Director David W. Kenny For For Management 1g Elect Director Karen A. McLoughlin For For Management 1h Elect Director Thomas L. "Tommy" For For Management Millner 1i Elect Director Claudia F. Munce For For Management 1j Elect Director Gerard R. Vittecoq For For Management 2 Ratify Deloitte & Touche, LLP as For For Management Auditors 3 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation -------------------------------------------------------------------------------- BGC PARTNERS, INC. Ticker: BGCP Security ID: 05541T101 Meeting Date: JUN 22, 2016 Meeting Type: Annual Record Date: APR 25, 2016 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Howard W. Lutnick For Withhold Management 1.2 Elect Director John H. Dalton For Withhold Management 1.3 Elect Director Stephen T. Curwood For Withhold Management 1.4 Elect Director William J. Moran For Withhold Management 1.5 Elect Director Linda A. Bell For Withhold Management 2 Increase Authorized Class A Common For For Management Stock 3 Increase Authorized Class B Common For Against Management Stock and Issue Only to Certain Affiliated Entities or Related Persons 4 Amend Omnibus Stock Plan For Against Management -------------------------------------------------------------------------------- BIOGEN INC. Ticker: BIIB Security ID: 09062X103 Meeting Date: JUN 08, 2016 Meeting Type: Annual Record Date: APR 11, 2016 # Proposal Mgt Rec Vote Cast Sponsor 1a Elect Director Alexander J. Denner For For Management 1b Elect Director Caroline D. Dorsa For For Management 1c Elect Director Nancy L. Leaming For For Management 1d Elect Director Richard C. Mulligan For For Management 1e Elect Director Robert W. Pangia For For Management 1f Elect Director Stelios Papadopoulos For For Management 1g Elect Director Brian S. Posner For For Management 1h Elect Director Eric K. Rowinsky For For Management 1i Elect Director George A. Scangos For For Management 1j Elect Director Lynn Schenk For For Management 1k Elect Director Stephen A. Sherwin For For Management 2 Ratify PricewaterhouseCoopers LLP as For For Management Auditors 3 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation -------------------------------------------------------------------------------- BROADSOFT, INC. Ticker: BSFT Security ID: 11133B409 Meeting Date: APR 28, 2016 Meeting Type: Annual Record Date: MAR 04, 2016 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director John J. Gavin, Jr. For For Management 1.2 Elect Director Andrew M. Geisse For For Management 1.3 Elect Director Michael Tessler For For Management 2 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 3 Ratify PricewaterhouseCoopers LLP as For For Management Auditors -------------------------------------------------------------------------------- CAPITAL SENIOR LIVING CORPORATION Ticker: CSU Security ID: 140475104 Meeting Date: MAY 19, 2016 Meeting Type: Annual Record Date: MAR 23, 2016 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Ed Grier For For Management 1.2 Elect Director Philip A. Brooks For For Management 1.3 Elect Director Ronald A. Malone For For Management 2 Ratify Ernst & Young LLP as Auditors For For Management 3 Advisory Vote to Ratify Named For Against Management Executive Officers' Compensation 4 Other Business For Against Management -------------------------------------------------------------------------------- CARRIAGE SERVICES, INC. Ticker: CSV Security ID: 143905107 Meeting Date: MAY 17, 2016 Meeting Type: Annual Record Date: MAR 24, 2016 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Barry K. Fingerhut For Withhold Management 1.2 Elect Director Bryan D. Leibman For For Management 2 Advisory Vote to Ratify Named For Against Management Executive Officers' Compensation 3 Ratify Grant Thornton LLP as Auditors For For Management -------------------------------------------------------------------------------- CARROLS RESTAURANT GROUP, INC. Ticker: TAST Security ID: 14574X104 Meeting Date: JUN 10, 2016 Meeting Type: Annual Record Date: APR 15, 2016 # Proposal Mgt Rec Vote Cast Sponsor 1 Elect Director Daniel T. Accordino For For Management 2 Approve Omnibus Stock Plan For Against Management 3 Ratify Deloitte & Touche LLP as For For Management Auditors 4 Require a Majority Vote for the None For Shareholder Election of Directors -------------------------------------------------------------------------------- CAVIUM, INC. Ticker: CAVM Security ID: 14964U108 Meeting Date: JUN 15, 2016 Meeting Type: Annual Record Date: APR 21, 2016 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Syed B. Ali For For Management 1.2 Elect Director Anthony S. Thornley For For Management 2 Ratify PricewaterhouseCoopers LLP as For For Management Auditors 3 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 4 Approve Omnibus Stock Plan For For Management -------------------------------------------------------------------------------- CELADON GROUP, INC. Ticker: CGI Security ID: 150838100 Meeting Date: DEC 11, 2015 Meeting Type: Annual Record Date: OCT 13, 2015 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Stephen Russell For Withhold Management 1.2 Elect Catherine A. Langham For Withhold Management 1.3 Elect Michael Miller For Withhold Management 1.4 Elect Paul A. Will For For Management 1.5 Elect Robert Long For Withhold Management 2 Advisory Vote on Executive Compensation For Against Management -------------------------------------------------------------------------------- CELGENE CORPORATION Ticker: CELG Security ID: 151020104 Meeting Date: JUN 15, 2016 Meeting Type: Annual Record Date: APR 18, 2016 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Robert J. Hugin For For Management 1.2 Elect Director Mark J. Alles For For Management 1.3 Elect Director Richard W. Barker For For Management 1.4 Elect Director Michael W. Bonney For For Management 1.5 Elect Director Michael D. Casey For For Management 1.6 Elect Director Carrie S. Cox For For Management 1.7 Elect Director Jacqualyn A. Fouse For For Management 1.8 Elect Director Michael A. Friedman For For Management 1.9 Elect Director Julia A. Haller For For Management 1.10 Elect Director Gilla S. Kaplan For For Management 1.11 Elect Director James J. Loughlin For For Management 1.12 Elect Director Ernest Mario For For Management 2 Ratify KPMG LLP as Auditors For For Management 3 Amend Omnibus Stock Plan For Against Management 4 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 5 Adopt the Jurisdiction of For Against Management Incorporation as the Exclusive Forum for Certain Disputes 6 Call Special Meetings Against For Shareholder 7 Proxy Access Against For Shareholder -------------------------------------------------------------------------------- CINEMARK HOLDINGS, INC. Ticker: CNK Security ID: 17243V102 Meeting Date: MAY 26, 2016 Meeting Type: Annual Record Date: APR 04, 2016 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Benjamin D. Chereskin For For Management 1.2 Elect Director Lee Roy Mitchell For For Management 1.3 Elect Director Raymond W. Syufy For For Management 2 Ratify Deloitte & Touche LLP as For For Management Auditors 3 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation -------------------------------------------------------------------------------- CM FINANCE INC Ticker: CMFN Security ID: 12574Q103 Meeting Date: NOV 03, 2015 Meeting Type: Annual Record Date: SEP 08, 2015 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Christopher E. Jansen For For Management 1.2 Elect Robert Wagner For For Management 2 Authority to Issue Common Stock Below For For Management Net Asset Value -------------------------------------------------------------------------------- COMCAST CORP. Ticker: CMCSA Security ID: 20030N101 Meeting Date: DEC 10, 2015 Meeting Type: Special Record Date: OCT 20, 2015 # Proposal Mgt Rec Vote Cast Sponsor 1 Conversion of Class A Special Common For For Management Stock Into Class A Common Stock -------------------------------------------------------------------------------- COMCAST CORPORATION Ticker: CMCSA Security ID: 20030N101 Meeting Date: MAY 19, 2016 Meeting Type: Annual Record Date: MAR 10, 2016 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Kenneth J. Bacon For For Management 1.2 Elect Director Madeline S. Bell For For Management 1.3 Elect Director Sheldon M. Bonovitz For For Management 1.4 Elect Director Edward D. Breen For Withhold Management 1.5 Elect Director Joseph J. Collins For Withhold Management 1.6 Elect Director Gerald L. Hassell For Withhold Management 1.7 Elect Director Jeffrey A. Honickman For For Management 1.8 Elect Director Eduardo G. Mestre For For Management 1.9 Elect Director Brian L. Roberts For For Management 1.10 Elect Director Johnathan A. Rodgers For For Management 1.11 Elect Director Judith Rodin For Withhold Management 2 Ratify Deloitte & Touche LLP as For For Management Auditors 3 Amend Restricted Stock Plan For For Management 4 Amend Stock Option Plan For For Management 5 Amend Qualified Employee Stock For For Management Purchase Plan 6 Amend Nonqualified Employee Stock For For Management Purchase Plan 7 Report on Lobbying Payments and Policy Against For Shareholder 8 Pro-rata Vesting of Equity Awards Against For Shareholder 9 Require Independent Board Chairman Against For Shareholder 10 Approve Recapitalization Plan for all Against For Shareholder Stock to Have One-vote per Share -------------------------------------------------------------------------------- CONCHO RESOURCES INC. Ticker: CXO Security ID: 20605P101 Meeting Date: JUN 02, 2016 Meeting Type: Annual Record Date: APR 04, 2016 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Gary A. Merriman For For Management 1.2 Elect Director Ray M. Poage For For Management 2 Ratify Grant Thornton LLP as Auditors For For Management 3 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation -------------------------------------------------------------------------------- CONNECTONE BANCORP, INC. Ticker: CNOB Security ID: 20786W107 Meeting Date: MAY 19, 2016 Meeting Type: Annual Record Date: APR 13, 2016 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Frank Sorrentino, III For For Management 1.2 Elect Director Frank W. Baier For For Management 1.3 Elect Director Alexander A. Bol For For Management 1.4 Elect Director Stephen Boswell For For Management 1.5 Elect Director Frederick Fish For For Management 1.6 Elect Director Frank Huttle, III For For Management 1.7 Elect Director Michael Kempner For For Management 1.8 Elect Director Nicholas Minoia For For Management 1.9 Elect Director Joseph Parisi, Jr. For For Management 1.10 Elect Director Harold Schechter For For Management 1.11 Elect Director William A. Thompson For For Management 2 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 3 Ratify Crowe Horwath LLP as Auditors For For Management -------------------------------------------------------------------------------- CTRIP.COM INTERNATIONAL Ticker: CTRP Security ID: 22943F100 Meeting Date: DEC 21, 2015 Meeting Type: Annual Record Date: NOV 16, 2015 # Proposal Mgt Rec Vote Cast Sponsor 1 Increase of Authorized Common Stock For Against Management and Misc. Amendments to Articles of Association -------------------------------------------------------------------------------- ENERNOC, INC. Ticker: ENOC Security ID: 292764107 Meeting Date: MAY 26, 2016 Meeting Type: Annual Record Date: APR 04, 2016 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Kirk Arnold For For Management 1.2 Elect Director Timothy Healy For For Management 1.3 Elect Director David Brewster For For Management 2 Approve Qualified Employee Stock For For Management Purchase Plan 3 Ratify Ernst & Young LLP as Auditors For For Management -------------------------------------------------------------------------------- ENVESTNET, INC. Ticker: ENV Security ID: 29404K106 Meeting Date: MAY 11, 2016 Meeting Type: Annual Record Date: MAR 21, 2016 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Judson Bergman For For Management 1.2 Elect Director Anil Arora For For Management 1.3 Elect Director Luis A. Aguilar For For Management 1.4 Elect Director Gayle Crowell For For Management 2 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 3 Ratify KPMG LLP as Auditors For For Management -------------------------------------------------------------------------------- EQUINIX, INC. Ticker: EQIX Security ID: 29444U700 Meeting Date: JUN 01, 2016 Meeting Type: Annual Record Date: APR 20, 2016 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Thomas Bartlett For For Management 1.2 Elect Director Nanci Caldwell For For Management 1.3 Elect Director Gary Hromadko For For Management 1.4 Elect Director John Hughes For For Management 1.5 Elect Director Scott Kriens For For Management 1.6 Elect Director William Luby For For Management 1.7 Elect Director Irving Lyons, III For For Management 1.8 Elect Director Christopher Paisley For For Management 1.9 Elect Director Stephen Smith For For Management 1.10 Elect Director Peter Van Camp For For Management 2 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 3 Ratify PricewaterhouseCoopers LLP as For For Management Auditors -------------------------------------------------------------------------------- ETHAN ALLEN INTERIORS, INC. Ticker: ETH Security ID: 297602104 Meeting Date: NOV 24, 2015 Meeting Type: Annual Record Date: OCT 05, 2015 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect M. Farooq Kathwari For For Management 1.2 Elect James B. Carlson For For Management 1.3 Elect Clinton A. Clark For For Management 1.4 Elect John J. Dooner, Jr. For For Management 1.5 Elect Domenick J. Esposito For For Management 1.6 Elect James W. Schmotter For For Management 1.7 Elect Tara J. Stacom For For Management 2 Ratification of Auditor For For Management 3 Advisory Vote on Executive Compensation For Against Management 4 Amendment to the Stock Incentive Plan For For Management 5 Approval of Incentive Components of For Against Management CEO Employment Agreement 6 Amendments to Articles Regarding For For Management Business Combination Approval 1.1 Elect Edward Glickman Do Not Did Not Vote Management Vote 1.2 Elect Kathy Herbert Do Not Did Not Vote Management Vote 1.3 Elect Richard Mansouri Do Not Did Not Vote Management Vote 1.4 Elect Annelise Osborne Do Not Did Not Vote Management Vote 1.5 Elect Ken Pilot Do Not Did Not Vote Management Vote 1.6 Elect Alexander Wolf Do Not Did Not Vote Management Vote 2 Ratification of Auditor Do Not Did Not Vote Management Vote 3 Advisory Vote on Executive Compensation Do Not Did Not Vote Management Vote 4 Amendment to the Stock Incentive Plan Do Not Did Not Vote Management Vote 5 Approval of CEO Employment Agreement Do Not Did Not Vote Management Vote -------------------------------------------------------------------------------- ETHAN ALLEN INTERIORS, INC. Ticker: ETH Security ID: 297602104 Meeting Date: NOV 24, 2015 Meeting Type: Annual Record Date: OCT 05, 2015 # Proposal Mgt Rec Vote Cast Sponsor 6 Amendments to Articles Regarding Do Not Did Not Vote Management Business Combination Approval Vote 1.1 Elect M. Farooq Kathwari For For Management 1.2 Elect James B. Carlson For For Management 1.3 Elect Clinton A. Clark For For Management 1.4 Elect John J. Dooner, Jr. For For Management 1.5 Elect Domenick J. Esposito For For Management 1.6 Elect James W. Schmotter For For Management 1.7 Elect Tara J. Stacom For For Management 2 Ratification of Auditor For For Management 3 Advisory Vote on Executive Compensation For Against Management 4 Amendment to the Stock Incentive Plan For For Management 5 Approval of Incentive Components of For Against Management CEO Employment Agreement 6 Amendments to Articles Regarding For For Management Business Combination Approval -------------------------------------------------------------------------------- EXTRA SPACE STORAGE INC. Ticker: EXR Security ID: 30225T102 Meeting Date: MAY 24, 2016 Meeting Type: Annual Record Date: MAR 28, 2016 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Kenneth M. Woolley For For Management 1.2 Elect Director Spencer F. Kirk For For Management 1.3 Elect Director Karl Haas For For Management 1.4 Elect Director Diane Olmstead For For Management 1.5 Elect Director Roger B. Porter For For Management 1.6 Elect Director Gary B. Sabin- None None Management Withdrawn Resolution 1.7 Elect Director K. Fred Skousen For For Management 2 Ratify Ernst & Young LLP as Auditors For For Management 3 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 4 Elect Director Dennis J. Letham For For Management -------------------------------------------------------------------------------- FEDERATED NATIONAL HOLDING CO. Ticker: FNHC Security ID: 31422T101 Meeting Date: SEP 15, 2015 Meeting Type: Annual Record Date: JUL 16, 2015 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Richard W. Wilcox, Jr. For For Management 2 Ratification of Auditor For For Management -------------------------------------------------------------------------------- FEDEX CORP Ticker: FDX Security ID: 31428X106 Meeting Date: SEP 28, 2015 Meeting Type: Annual Record Date: AUG 03, 2015 # Proposal Mgt Rec Vote Cast Sponsor 1 Elect James L. Barksdale For For Management 2 Elect John A. Edwardson For For Management 3 Elect Marvin Ellison For Against Management 4 Elect Kimberly A. Jabal For For Management 5 Elect Shirley Ann Jackson For For Management 6 Elect Gary W. Loveman For For Management 7 Elect R. Brad Martin For For Management 8 Elect Joshua C. Ramo For For Management 9 Elect Susan C. Schwab For For Management 10 Elect Frederick W. Smith For For Management 11 Elect David P. Steiner For For Management 12 Elect Paul S. Walsh For For Management 13 Advisory Vote on Executive Compensation For For Management 14 Ratification of Auditor For For Management 15 Shareholder Proposal Regarding Against For Shareholder Independent Board Chairman 16 Shareholder Proposal Regarding Tax Against Against Shareholder Payments on Restricted Stock Awards 17 Shareholder Proposal Regarding Against Against Shareholder Recoupment of Unearned Bonuses 18 Shareholder Proposal Regarding Proxy Against For Shareholder Access 19 Shareholder Proposal Regarding Against For Shareholder Political Contributions and Expenditures Report 20 Shareholder Proposal Regarding Against For Shareholder Lobbying Report 21 Shareholder Proposal Regarding Report Against Against Shareholder of Values in Political Spending -------------------------------------------------------------------------------- FIESTA RESTAURANT GROUP, INC. Ticker: FRGI Security ID: 31660B101 Meeting Date: APR 28, 2016 Meeting Type: Annual Record Date: MAR 01, 2016 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Timothy P. Taft For For Management 1.2 Elect Director Stacey Rauch For For Management 2 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 3 Ratify Deloitte & Touche LLP as For For Management Auditors -------------------------------------------------------------------------------- FLIR SYSTEMS, INC. Ticker: FLIR Security ID: 302445101 Meeting Date: APR 22, 2016 Meeting Type: Annual Record Date: FEB 22, 2016 # Proposal Mgt Rec Vote Cast Sponsor 1a Elect Director John D. Carter For For Management 1b Elect Director William W. Crouch For For Management 1c Elect Director Catherine A. Halligan For For Management 1d Elect Director Earl R. Lewis For For Management 1e Elect Director Angus L. Macdonald For For Management 1f Elect Director Michael T. Smith For For Management 1g Elect Director Cathy A. Stauffer For For Management 1h Elect Director Andrew C. Teich For For Management 1i Elect Director John W. Wood, Jr. For For Management 1j Elect Director Steven E. Wynne For For Management 2 Ratify KPMG LLP as Auditors For For Management 3 Eliminate Supermajority Vote For For Management Requirement Regarding the Removal of Directors 4 Eliminate Supermajority Vote For For Management Requirement Regarding the Alteration, Amendment, Repeal or Adoption of Certain Provisions of the Articles of Incorporation 5 Proxy Access Against For Shareholder -------------------------------------------------------------------------------- FORTRESS TRANSPORTATION & INFRASTRUCTURE INVESTORS LLC Ticker: FTAI Security ID: 34960P101 Meeting Date: JUN 15, 2016 Meeting Type: Annual Record Date: APR 25, 2016 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Paul R. Goodwin For Withhold Management 1.2 Elect Director Ray M. Robinson For Withhold Management 2 Ratify Ernst & Young LLP as Auditors For For Management -------------------------------------------------------------------------------- GENESEE & WYOMING INC. Ticker: GWR Security ID: 371559105 Meeting Date: MAY 17, 2016 Meeting Type: Annual Record Date: MAR 21, 2016 # Proposal Mgt Rec Vote Cast Sponsor 1a.1 Elect Director Richard H. Bott For For Management 1a.2 Elect Director Oivind Lorentzen, III For For Management 1a.3 Elect Director Mark A. Scudder For For Management 1b.4 Elect Director Albert J. Neupaver For For Management 1b.5 Elect Director Joseph H. Pyne For For Management 2 Ratify PricewaterhouseCoopers LLP as For For Management Auditors -------------------------------------------------------------------------------- HANMI FINANCIAL CORPORATION Ticker: HAFC Security ID: 410495204 Meeting Date: MAY 25, 2016 Meeting Type: Annual Record Date: MAR 28, 2016 # Proposal Mgt Rec Vote Cast Sponsor 1a Elect Director John J. Ahn For For Management 1b Elect Director Christie K. Chu For For Management 1c Elect Director Harry Chung For For Management 1d Elect Director Paul Seon-Hong Kim For For Management 1e Elect Director C. G. Kum For For Management 1f Elect Director Joon Hyung Lee For For Management 1g Elect Director Joseph K. Rho For For Management 1h Elect Director David L. Rosenblum For For Management 1i Elect Director Michael Yang For For Management 2 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 3 Ratify KPMG LLP as Auditors For For Management -------------------------------------------------------------------------------- HARMAN INTERNATIONAL INDUSTRIES, INC. Ticker: HAR Security ID: 413086109 Meeting Date: DEC 09, 2015 Meeting Type: Annual Record Date: OCT 14, 2015 # Proposal Mgt Rec Vote Cast Sponsor 1 Elect Adriane M. Brown For For Management 2 Elect John W. Diercksen For For Management 3 Elect Ann McLaughlin Korologos For For Management 4 Elect Edward H. Meyer For For Management 5 Elect Robert Nail For For Management 6 Elect Dinesh C. Paliwal For For Management 7 Elect Abraham N. Reichental For For Management 8 Elect Kenneth M. Reiss For For Management 9 Elect Hellene S. Runtagh For For Management 10 Elect Frank Sklarsky For For Management 11 Elect Gary G. Steel For For Management 12 Ratification of Auditor For For Management 13 Amendment to the 2012 Stock Option and For For Management Incentive Plan 14 Advisory Vote on Executive Compensation For For Management -------------------------------------------------------------------------------- HCA HOLDINGS, INC. Ticker: HCA Security ID: 40412C101 Meeting Date: APR 28, 2016 Meeting Type: Annual Record Date: MAR 04, 2016 # Proposal Mgt Rec Vote Cast Sponsor 1a Elect Director R. Milton Johnson For For Management 1b Elect Director Robert J. Dennis For For Management 1c Elect Director Nancy-Ann DeParle For For Management 1d Elect Director Thomas F. Frist, III For For Management 1e Elect Director William R. Frist For For Management 1f Elect Director Charles O. Holliday, Jr. For For Management 1g Elect Director Ann H. Lamont For For Management 1h Elect Director Jay O. Light For For Management 1i Elect Director Geoffrey G. Meyers For For Management 1j Elect Director Michael W. Michelson For For Management 1k Elect Director Wayne J. Riley For For Management 1l Elect Director John W. Rowe For For Management 2 Amend Omnibus Stock Plan For Against Management 3 Ratify Ernst & Young LLP as Auditors For For Management 4 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 5 Require a Majority Vote for the Against Against Shareholder Election of Directors -------------------------------------------------------------------------------- HEALTH INSURANCE INNOVATIONS, INC. Ticker: HIIQ Security ID: 42225K106 Meeting Date: MAY 25, 2016 Meeting Type: Annual Record Date: APR 04, 2016 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Paul E. Avery For For Management 1.2 Elect Director Anthony J. Barkett For For Management 1.3 Elect Director Paul G. Gabos For For Management 1.4 Elect Director Michael W. Kosloske For For Management 1.5 Elect Director Patrick R. McNamee For For Management 1.6 Elect Director Robert S. Murley For For Management 1.7 Elect Director Bruce A. Telkamp For For Management 2 Amend Omnibus Stock Plan For For Management -------------------------------------------------------------------------------- HEARTLAND FINANCIAL USA, INC. Ticker: HTLF Security ID: 42234Q102 Meeting Date: MAY 19, 2016 Meeting Type: Annual Record Date: MAR 23, 2016 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Mark C. Falb For For Management 1.2 Elect Director John K. Schmidt For For Management 1.3 Elect Director Duane E. White For For Management 2 Amend Omnibus Stock Plan For For Management 3 Approve Qualified Employee Stock For For Management Purchase Plan 4 Ratify KPMG LLP as Auditors For For Management 5 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 6 Declassify the Board of Directors Against For Shareholder -------------------------------------------------------------------------------- INSTRUCTURE, INC. Ticker: INST Security ID: 45781U103 Meeting Date: MAY 25, 2016 Meeting Type: Annual Record Date: MAR 29, 2016 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Joshua L. Coates For For Management 1.2 Elect Director Steven A. Collins For For Management 1.3 Elect Director William M. Conroy For Withhold Management 1.4 Elect Director Byron B. Deeter For Withhold Management 1.5 Elect Director Ellen Levy For For Management 1.6 Elect Director Adam D. Marcus For For Management 1.7 Elect Director Lloyd G. Waterhouse For For Management 2 Ratify Ernst & Young LLP as Auditors For For Management -------------------------------------------------------------------------------- KVH INDUSTRIES, INC. Ticker: KVHI Security ID: 482738101 Meeting Date: JUN 15, 2016 Meeting Type: Annual Record Date: APR 18, 2016 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Martin A. Kits van For For Management Heyningen 1.2 Elect Director Charles R. Trimble For For Management 2 Approve Omnibus Stock Plan For For Management 3 Amend Qualified Employee Stock For For Management Purchase Plan 4 Ratify Grant Thornton LLP as Auditors For For Management -------------------------------------------------------------------------------- LA-Z-BOY INC. Ticker: LZB Security ID: 505336107 Meeting Date: AUG 19, 2015 Meeting Type: Annual Record Date: JUN 30, 2015 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Kurt L. Darrow For For Management 1.2 Elect Richard M. Gabrys For For Management 1.3 Elect David K. Hehl For For Management 1.4 Elect Edwin J. Holman For For Management 1.5 Elect Janet E. Kerr For For Management 1.6 Elect Michael T. Lawton For For Management 1.7 Elect H. George Levy For For Management 1.8 Elect W. Alan McCollough For For Management 1.9 Elect Nido R. Qubein For For Management 2 Advisory Vote on Executive Compensation For For Management 3 Ratification of Auditor For For Management -------------------------------------------------------------------------------- LAZARD LTD Ticker: LAZ Security ID: G54050102 Meeting Date: APR 19, 2016 Meeting Type: Annual Record Date: MAR 02, 2016 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Richard N. Haass as Director For For Management 1.2 Elect Jane L. Mendillo as Director For For Management 1.3 Elect Richard D. Parsons as Director For For Management 2 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 3 Amend Omnibus Stock Plan For For Management 4 Approve Deloitte & Touche LLP as For For Management Auditors and Authorize Board to Fix Their Remuneration Auditors 5 Limit/Prohibit Accelerated Vesting of Against For Shareholder Awards -------------------------------------------------------------------------------- LINCOLN NATIONAL CORPORATION Ticker: LNC Security ID: 534187109 Meeting Date: MAY 27, 2016 Meeting Type: Annual Record Date: MAR 21, 2016 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director William H. Cunningham For For Management 1.2 Elect Director George W. Henderson, III For For Management 1.3 Elect Director Eric G. Johnson For For Management 1.4 Elect Director M. Leanne Lachman For For Management 1.5 Elect Director William Porter Payne For For Management 1.6 Elect Director Patrick S. Pittard For For Management 1.7 Elect Director Isaiah Tidwell For For Management 2 Ratify Ernst & Young LLP as Auditors For For Management 3 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 4 Reduce Supermajority Vote Requirement Against For Shareholder -------------------------------------------------------------------------------- MAGELLAN MIDSTREAM PARTNERS, L.P. Ticker: MMP Security ID: 559080106 Meeting Date: APR 21, 2016 Meeting Type: Annual Record Date: FEB 22, 2016 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Walter R. Arnheim For For Management 1.2 Elect Director Patrick C. Eilers None None Management (Withdrawn) 2 Amend Restricted Stock Plan For For Management 3 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 4 Ratify Ernst & Young LLP as Auditors For For Management -------------------------------------------------------------------------------- MALIBU BOATS INC Ticker: MBUU Security ID: 56117J100 Meeting Date: OCT 29, 2015 Meeting Type: Annual Record Date: SEP 24, 2015 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Phillip S. Estes For Withhold Management 1.2 Elect James R. Buch For For Management 1.3 Elect Peter E. Murphy For For Management 2 Ratification of Auditor For For Management -------------------------------------------------------------------------------- MARINEMAX, INC. Ticker: HZO Security ID: 567908108 Meeting Date: FEB 18, 2016 Meeting Type: Annual Record Date: DEC 14, 2015 # Proposal Mgt Rec Vote Cast Sponsor 1 Elect Hilliard M. Eure III For For Management 2 Elect Joseph A. Watters For For Management 3 Elect Dean S. Woodman For Against Management 4 Advisory Vote on Executive Compensation For For Management 5 Reapproval of Incentive Compensation For For Management Program 6 Ratification of Auditor For For Management -------------------------------------------------------------------------------- MAXIM INTEGRATED PRODUCTS, INC. Ticker: MXIM Security ID: 57772K101 Meeting Date: NOV 12, 2015 Meeting Type: Annual Record Date: SEP 18, 2015 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect B. Kipling Hagopian For For Management 1.2 Elect Tunc Doluca For For Management 1.3 Elect James R. Bergman For Withhold Management 1.4 Elect Joseph R. Bronson For For Management 1.5 Elect Robert E. Grady For For Management 1.6 Elect William D. Watkins For For Management 1.7 Elect A.R. Frank Wazzan For For Management 2 Ratification of Auditor For For Management 3 Amendment to the 2008 Employee Stock For For Management Purchase Plan 4 Amendment to the 1996 Stock Incentive For For Management Plan 5 Elimination of Cumulative Voting For For Management 6 Advisory Vote on Executive Compensation For Against Management -------------------------------------------------------------------------------- MCKESSON CORPORATION Ticker: MCK Security ID: 58155Q103 Meeting Date: JUL 29, 2015 Meeting Type: Annual Record Date: JUN 01, 2015 # Proposal Mgt Rec Vote Cast Sponsor 4 Elect John H. Hammergren For For Management 5 Elect Alton F. Irby III For For Management 6 Elect M. Christine Jacobs For For Management 7 Elect Donald R. Knauss For For Management 8 Elect Marie L. Knowles For For Management 9 Elect David M. Lawrence For For Management 10 Elect Edward A. Mueller For For Management 11 Elect Susan R. Salka For For Management 12 Ratification of Auditor For For Management 13 Advisory Vote on Executive Compensation For For Management 14 Reapproval of the Management Cash For For Management Incentive Plan 15 Adoption of Proxy Access Bylaw For For Management 16 Shareholder Proposal Regarding Against For Shareholder Political Contributions and Expenditures Report 17 Shareholder Proposal Regarding Against Against Shareholder Compensation in the Event of a Change in Control -------------------------------------------------------------------------------- MCKESSON CORPORATION Ticker: MCK Security ID: 58155Q103 Meeting Date: JUL 29, 2015 Meeting Type: Annual Record Date: JUN 01, 2015 # Proposal Mgt Rec Vote Cast Sponsor 1 Elect Andy D. Bryant For For Management 2 Elect Wayne A. Budd For For Management 3 Elect N. Anthony Coles For For Management -------------------------------------------------------------------------------- MERIT MEDICAL SYSTEMS, INC. Ticker: MMSI Security ID: 589889104 Meeting Date: MAY 26, 2016 Meeting Type: Annual Record Date: MAR 28, 2016 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Richard W. Edelman For For Management 1.2 Elect Director Michael E. Stillabower For For Management 1.3 Elect Director F. Ann Millner For For Management 2 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 3 Ratify Deloitte & Touche LLP as For For Management Auditors -------------------------------------------------------------------------------- META FINANCIAL GROUP INC. Ticker: CASH Security ID: 59100U108 Meeting Date: JAN 25, 2016 Meeting Type: Annual Record Date: NOV 27, 2015 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect J. Tyler Haahr For For Management 1.2 Elect Bradley C. Hanson For Withhold Management 1.3 Elect Elizabeth G. Hoople For For Management 2 Advisory Vote on Executive Compensation For Against Management 3 Increase of Authorized Common Stock For For Management 4 Authorization of Non-Voting Common For For Management Stock -------------------------------------------------------------------------------- METLIFE, INC. Ticker: MET Security ID: 59156R108 Meeting Date: JUN 14, 2016 Meeting Type: Annual Record Date: APR 19, 2016 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Cheryl W. Grise For For Management 1.2 Elect Director Carlos M. Gutierrez For For Management 1.3 Elect Director R. Glenn Hubbard For For Management 1.4 Elect Director Steven A. Kandarian For For Management 1.5 Elect Director Alfred F. Kelly, Jr. For For Management 1.6 Elect Director Edward J. Kelly, III For For Management 1.7 Elect Director William E. Kennard For For Management 1.8 Elect Director James M. Kilts For For Management 1.9 Elect Director Catherine R. Kinney For For Management 1.10 Elect Director Denise M. Morrison For For Management 1.11 Elect Director Kenton J. Sicchitano For For Management 1.12 Elect Director Lulu C. Wang For For Management 2 Adopt the Jurisdiction of For Against Management Incorporation as the Exclusive Forum for Certain Disputes 3 Ratify Deloitte & Touche LLP as For For Management Auditors 4 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 5 Require Independent Board Chairman Against For Shareholder 6 Provide Right to Act by Written Consent Against For Shareholder -------------------------------------------------------------------------------- MICRON TECHNOLOGY INC. Ticker: MU Security ID: 595112103 Meeting Date: JAN 28, 2016 Meeting Type: Annual Record Date: NOV 30, 2015 # Proposal Mgt Rec Vote Cast Sponsor 1 Elect Robert L. Bailey For For Management 2 Elect Richard M. Beyer For For Management 3 Elect Patrick J. Byrne For For Management 4 Elect D. Mark Durcan For For Management 5 Elect Mercedes Johnson For For Management 6 Elect Lawrence N. Mondry For For Management 7 Elect Robert E. Switz For For Management 8 Ratification of Auditor For For Management 9 Advisory Vote on Executive Compensation For For Management 10 Transaction of Other Business For Against Management -------------------------------------------------------------------------------- MICROSEMI CORP. Ticker: MSCC Security ID: 595137100 Meeting Date: FEB 09, 2016 Meeting Type: Annual Record Date: DEC 14, 2015 # Proposal Mgt Rec Vote Cast Sponsor 1 Elect James J. Peterson For For Management 2 Elect Dennis R. Leibel For For Management 3 Elect Thomas R. Anderson For For Management 4 Elect William E. Bendush For For Management 5 Elect Paul F. Folino For For Management 6 Elect William L. Healey For For Management 7 Elect Matthew E. Massengill For For Management 8 ADVISORY VOTE ON EXECUTIVE COMPENSATION For Against Management 9 Amendment to the 2008 Performance For For Management Incentive Plan 10 Ratification of Auditor For For Management -------------------------------------------------------------------------------- NEOPHOTONICS CORPORATION Ticker: NPTN Security ID: 64051T100 Meeting Date: JUN 07, 2016 Meeting Type: Annual Record Date: APR 11, 2016 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Rajiv Ramaswami For For Management 1.2 Elect Director Ihab Tarazi For For Management 2 Ratify Deloitte & Touche LLP as For For Management Auditors -------------------------------------------------------------------------------- NEWPARK RESOURCES, INC. Ticker: NR Security ID: 651718504 Meeting Date: MAY 19, 2016 Meeting Type: Annual Record Date: MAR 28, 2016 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director David C. Anderson For For Management 1.2 Elect Director Anthony J. Best For For Management 1.3 Elect Director G. Stephen Finley For For Management 1.4 Elect Director Paul L. Howes For For Management 1.5 Elect Director Roderick A. Larson For For Management 1.6 Elect Director James W. McFarland For For Management 1.7 Elect Director Gary L. Warren For For Management 2 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 3 Amend Omnibus Stock Plan For Against Management 4 Provide Directors May Be Removed With For For Management or Without Cause 5 Ratify Deloitte & Touche LLP as For For Management Auditors -------------------------------------------------------------------------------- NIMBLE STORAGE INC Ticker: NMBL Security ID: 65440R101 Meeting Date: JUL 16, 2015 Meeting Type: Annual Record Date: MAY 18, 2015 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect James J. Goetz For For Management 1.2 Elect William D. Jenkins Jr. For For Management 1.3 Elect Ping Li For For Management 2 Ratification of Auditor For For Management -------------------------------------------------------------------------------- NORTHERN TRUST CORPORATION Ticker: NTRS Security ID: 665859104 Meeting Date: APR 19, 2016 Meeting Type: Annual Record Date: FEB 22, 2016 # Proposal Mgt Rec Vote Cast Sponsor 1a Elect Director Linda Walker Bynoe For For Management 1b Elect Director Susan Crown For For Management 1c Elect Director Dean M. Harrison For For Management 1d Elect Director Dipak C. Jain For For Management 1e Elect Director Jose Luis Prado For For Management 1f Elect Director Thomas E. Richards For For Management 1g Elect Director John W. Rowe For For Management 1h Elect Director Martin P. Slark For For Management 1i Elect Director David H.B. Smith, Jr. For For Management 1j Elect Director Donald Thompson For For Management 1k Elect Director Charles A. Tribbett, III For For Management 1l Elect Director Frederick H. Waddell For For Management 2 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 3 Ratify KPMG LLP as Auditors For For Management -------------------------------------------------------------------------------- NVIDIA CORPORATION Ticker: NVDA Security ID: 67066G104 Meeting Date: MAY 18, 2016 Meeting Type: Annual Record Date: MAR 21, 2016 # Proposal Mgt Rec Vote Cast Sponsor 1a Elect Director Robert K. Burgess For For Management 1b Elect Director Tench Coxe For For Management 1c Elect Director Persis S. Drell For For Management 1d Elect Director James C. Gaither For For Management 1e Elect Director Jen-Hsun Huang For For Management 1f Elect Director Dawn Hudson For For Management 1g Elect Director Harvey C. Jones For For Management 1h Elect Director Michael G. McCaffery For For Management 1i Elect Director William J. Miller For For Management 1j Elect Director Mark L. Perry For For Management 1k Elect Director A. Brooke Seawell For For Management 1l Elect Director Mark A. Stevens For For Management 2 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 3 Ratify PricewaterhouseCoopers LLP as For For Management Auditors 4 Amend Omnibus Stock Plan For For Management 5 Amend Qualified Employee Stock For For Management Purchase Plan -------------------------------------------------------------------------------- NXP SEMICONDUCTORS NV Ticker: NXPI Security ID: N6596X109 Meeting Date: JUL 02, 2015 Meeting Type: Special Record Date: JUN 04, 2015 # Proposal Mgt Rec Vote Cast Sponsor 1 Merger/Acquisition For For Management 2 Elect Gregory L. Summe For For Management 3 Elect Peter Smitham For For Management -------------------------------------------------------------------------------- O'REILLY AUTOMOTIVE, INC. Ticker: ORLY Security ID: 67103H107 Meeting Date: MAY 03, 2016 Meeting Type: Annual Record Date: FEB 29, 2016 # Proposal Mgt Rec Vote Cast Sponsor 1a Elect Director David O'Reilly For For Management 1b Elect Director Charles H. O'Reilly, Jr. For For Management 1c Elect Director Larry O'Reilly For For Management 1d Elect Director Rosalie O'Reilly Wooten For For Management 1e Elect Director Jay D. Burchfield For For Management 1f Elect Director Thomas T. Hendrickson For For Management 1g Elect Director Paul R. Lederer For For Management 1h Elect Director John R. Murphy For For Management 1i Elect Director Ronald Rashkow For For Management 2 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 3 Ratify Ernst & Young LLP as Auditors For For Management 4 Proxy Access Against For Shareholder 5 Require Independent Board Chairman Against For Shareholder -------------------------------------------------------------------------------- OCCIDENTAL PETROLEUM CORPORATION Ticker: OXY Security ID: 674599105 Meeting Date: APR 29, 2016 Meeting Type: Annual Record Date: FEB 29, 2016 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Spencer Abraham For For Management 1.2 Elect Director Howard I. Atkins For For Management 1.3 Elect Director Eugene L. Batchelder For For Management 1.4 Elect Director Stephen I. Chazen For For Management 1.5 Elect Director John E. Feick For For Management 1.6 Elect Director Margaret M. Foran For For Management 1.7 Elect Director Carlos M. Gutierrez For For Management 1.8 Elect Director Vicki A. Hollub For For Management 1.9 Elect Director William R. Klesse For For Management 1.10 Elect Director Avedick B. Poladian For For Management 1.11 Elect Director Elisse B. Walter For For Management 2 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 3 Ratify KPMG LLP as Auditors For For Management 4 Review and Assess Membership of Against For Shareholder Lobbying Organizations 5 Annually Assess Portfolio Impacts of Against For Shareholder Policies to Meet 2 Degree Scenario 6 Amend Bylaws -- Call Special Meetings Against For Shareholder 7 Report on Methane and Flaring Against For Shareholder Emissions Management and Reduction Targets -------------------------------------------------------------------------------- PALO ALTO NETWORKS INC Ticker: PANW Security ID: 697435105 Meeting Date: DEC 11, 2015 Meeting Type: Annual Record Date: OCT 15, 2015 # Proposal Mgt Rec Vote Cast Sponsor 1 Elect John Donovan For Abstain Management 2 Elect Stanley J. Meresman For For Management 3 Elect Nir Zuk For For Management 4 Ratification of Auditor For For Management 5 Advisory Vote on Executive Compensation For Against Management -------------------------------------------------------------------------------- PATTERSON-UTI ENERGY, INC. Ticker: PTEN Security ID: 703481101 Meeting Date: JUN 02, 2016 Meeting Type: Annual Record Date: APR 05, 2016 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Mark S. Siegel For For Management 1.2 Elect Director Kenneth N. Berns For For Management 1.3 Elect Director Charles O. Buckner For For Management 1.4 Elect Director Michael W. Conlon For For Management 1.5 Elect Director Curtis W. Huff For For Management 1.6 Elect Director Terry H. Hunt For For Management 1.7 Elect Director Tiffany J. Thom For For Management 2 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 3 Ratify PricewaterhouseCoopers LLP as For For Management Auditors -------------------------------------------------------------------------------- PGT, INC. Ticker: PGTI Security ID: 69336V101 Meeting Date: MAY 19, 2016 Meeting Type: Annual Record Date: APR 15, 2016 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Alexander R. Castaldi For For Management 1.2 Elect Director M. Joseph McHugh For For Management 1.3 Elect Director William J. Morgan For For Management 2 Ratify KPMG LLP as Auditors For For Management 3 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation -------------------------------------------------------------------------------- PIER 1 IMPORTS, INC. Ticker: PIR Security ID: 720279108 Meeting Date: JUN 23, 2016 Meeting Type: Annual Record Date: APR 25, 2016 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Claire H. Babrowski For For Management 1.2 Elect Director Cheryl A. Bachelder For For Management 1.3 Elect Director Hamish A. Dodds For For Management 1.4 Elect Director Brendan L. Hoffman For For Management 1.5 Elect Director Terry E. London For For Management 1.6 Elect Director Cynthia P. McCague For For Management 1.7 Elect Director Michael A. Peel For For Management 1.8 Elect Director Ann M. Sardini For For Management 1.9 Elect Director Alexander W. Smith For For Management 2 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 3 Ratify Ernst & Young LLP as Auditors For For Management -------------------------------------------------------------------------------- POLARIS INDUSTRIES INC. Ticker: PII Security ID: 731068102 Meeting Date: APR 28, 2016 Meeting Type: Annual Record Date: MAR 01, 2016 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Gwenne A. Henricks For For Management 1.2 Elect Director Bernd F. Kessler For For Management 1.3 Elect Director Lawrence D. Kingsley For For Management 1.4 Elect Director Scott W. Wine For For Management 2 Amend Qualified Employee Stock For For Management Purchase Plan 3 Ratify Ernst & Young LLP as Auditors For For Management 4 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation -------------------------------------------------------------------------------- PRAXAIR, INC. Ticker: PX Security ID: 74005P104 Meeting Date: APR 26, 2016 Meeting Type: Annual Record Date: MAR 01, 2016 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Stephen F. Angel For For Management 1.2 Elect Director Oscar Bernardes For For Management 1.3 Elect Director Nance K. Dicciani For For Management 1.4 Elect Director Edward G. Galante For For Management 1.5 Elect Director Ira D. Hall For For Management 1.6 Elect Director Raymond W. LeBoeuf For For Management 1.7 Elect Director Larry D. McVay For For Management 1.8 Elect Director Denise L. Ramos For For Management 1.9 Elect Director Martin H. Richenhagen For For Management 1.10 Elect Director Wayne T. Smith For For Management 1.11 Elect Director Robert L. Wood For For Management 2 Ratify PricewaterhouseCoopers LLP as For For Management Auditors 3 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 4 Approve Executive Incentive Bonus Plan For For Management 5 Adopt a Payout Policy Giving Against Against Shareholder Preference to Share Buybacks Over Dividends -------------------------------------------------------------------------------- PROGRESSIVE WASTE SOLUTIONS LTD. Ticker: BIN Security ID: 74339G101 Meeting Date: MAY 26, 2016 Meeting Type: Annual/Special Record Date: APR 15, 2016 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Merger Agreement For For Management 2 Upon the Approval of the Transaction For For Management Resolution: Approve Stock Consolidation 3 Upon the Approval of the Transaction For For Management Resolution: Approve Incentive Plan 4 Approve Deloitte LLP as Auditors and For For Management Authorize Board to Fix Their Remuneration 5.1 Elect Director John T. Dillon For For Management 5.2 Elect Director James J. Forese For For Management 5.3 Elect Director Larry S. Hughes For For Management 5.4 Elect Director Jeffrey L. Keefer For For Management 5.5 Elect Director Douglas W. Knight For For Management 5.6 Elect Director Susan Lee For For Management 5.7 Elect Director Daniel R. Milliard For For Management -------------------------------------------------------------------------------- QORVO INC Ticker: QRVO Security ID: 74736K101 Meeting Date: AUG 10, 2015 Meeting Type: Annual Record Date: JUN 19, 2015 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Ralph G. Quinsey For For Management 1.2 Elect Robert A. Bruggeworth For For Management 1.3 Elect Daniel A. DiLeo For For Management 1.4 Elect Jeffery R. Gardner For For Management 1.5 Elect Charles Scott Gibson For For Management 1.6 Elect John R. Harding For For Management 1.7 Elect David H.Y. Ho For For Management 1.8 Elect Roderick D. Nelson For For Management 1.9 Elect Dr. Walden C. Rhines For For Management 1.10 Elect Walter H. Wilkinson, Jr. For Withhold Management 2 Advisory Vote on Executive Compensation For For Management 3 Frequency of Advisory Vote on 1 Year 1 Year Management Executive Compensation 4 Ratification of Auditor For For Management -------------------------------------------------------------------------------- RACKSPACE HOSTING, INC. Ticker: RAX Security ID: 750086100 Meeting Date: APR 27, 2016 Meeting Type: Annual Record Date: FEB 29, 2016 # Proposal Mgt Rec Vote Cast Sponsor 1A Elect Director William Taylor Rhodes For For Management 1B Elect Director Lila Tretikov For Against Management 2 Ratify KPMG, LLP as Auditors For For Management 3 Approve Executive Incentive Bonus Plan For For Management -------------------------------------------------------------------------------- REGIONS FINANCIAL CORPORATION Ticker: RF Security ID: 7591EP100 Meeting Date: APR 21, 2016 Meeting Type: Annual Record Date: FEB 22, 2016 # Proposal Mgt Rec Vote Cast Sponsor 1a Elect Director Carolyn H. Byrd For For Management 1b Elect Director David J. Cooper, Sr. For For Management 1c Elect Director Don DeFosset For For Management 1d Elect Director Eric C. Fast For For Management 1e Elect Director O. B. Grayson Hall, Jr. For For Management 1f Elect Director John D. Johns For For Management 1g Elect Director Ruth Ann Marshall For For Management 1h Elect Director Susan W. Matlock For For Management 1i Elect Director John E. Maupin, Jr. For For Management 1j Elect Director Charles D. McCrary For For Management 1k Elect Director Lee J. Styslinger, III For For Management 2 Ratify Ernst & Young LLP as Auditors For For Management 3 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation -------------------------------------------------------------------------------- RENASANT CORPORATION Ticker: RNST Security ID: 75970E107 Meeting Date: APR 26, 2016 Meeting Type: Annual Record Date: FEB 16, 2016 # Proposal Mgt Rec Vote Cast Sponsor 1 Elect Director Fred F. Sharpe For For Management 2.1 Elect Director John M. Creekmore For For Management 2.2 Elect Director Jill V. Deer For For Management 2.3 Elect Director Neal A. Holland, Jr. For For Management 2.4 Elect Director E. Robinson McGraw For For Management 2.5 Elect Director Hollis C. Cheek For For Management 3 Amend Omnibus Stock Plan For For Management 4 Amend Omnibus Stock Plan For For Management 5 Increase Authorized Common Stock For For Management 6 Ratify HORNE LLP as Auditors For For Management -------------------------------------------------------------------------------- RENT-A-CENTER, INC. Ticker: RCII Security ID: 76009N100 Meeting Date: JUN 02, 2016 Meeting Type: Annual Record Date: APR 04, 2016 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Robert D. Davis For For Management 1.2 Elect Director Steven L. Pepper For For Management 2 Ratify KPMG LLP as Auditors For For Management 3 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 4 Approve Omnibus Stock Plan For For Management -------------------------------------------------------------------------------- RESTORATION HARDWARE HOLDINGS, INC. Ticker: RH Security ID: 761283100 Meeting Date: JUN 22, 2016 Meeting Type: Annual Record Date: MAY 05, 2016 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Mark Demilio For For Management 1.2 Elect Director Leonard Schlesinger For For Management 1.3 Elect Director Eri Chaya For For Management 2 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 3 Ratify PricewaterhouseCoopers LLP as For For Management Auditors -------------------------------------------------------------------------------- RINGCENTRAL, INC. Ticker: RNG Security ID: 76680R206 Meeting Date: MAY 06, 2016 Meeting Type: Annual Record Date: MAR 29, 2016 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Vladimir Shmunis For For Management 1.2 Elect Director Neil Williams For For Management 1.3 Elect Director Robert Theis For For Management 1.4 Elect Director Michelle McKenna-Doyle For For Management 1.5 Elect Director Allan Thygesen For For Management 2 Ratify KPMG LLP as Auditors For For Management 3 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 4 Advisory Vote on Say on Pay Frequency One Year One Year Management -------------------------------------------------------------------------------- SAGENT PHARMACEUTICALS, INC. Ticker: SGNT Security ID: 786692103 Meeting Date: JUN 08, 2016 Meeting Type: Annual Record Date: APR 12, 2016 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Mary Taylor Behrens For For Management 1.2 Elect Director Michael Fekete For For Management 1.3 Elect Director Robert Flanagan For For Management 1.4 Elect Director Anthony Krizman For For Management 1.5 Elect Director Allan Oberman For For Management 1.6 Elect Director Shlomo Yanai For For Management 2 Ratify Ernst & Young LLP as Auditors For For Management 3 Amend Omnibus Stock Plan For For Management 4 Advisory Vote to Ratify Named For Against Management Executive Officers' Compensation -------------------------------------------------------------------------------- SALESFORCE.COM, INC. Ticker: CRM Security ID: 79466L302 Meeting Date: JUN 02, 2016 Meeting Type: Annual Record Date: APR 07, 2016 # Proposal Mgt Rec Vote Cast Sponsor 1a Elect Director Marc Benioff For For Management 1b Elect Director Keith Block For For Management 1c Elect Director Craig Conway For For Management 1d Elect Director Alan Hassenfeld For For Management 1e Elect Director Neelie Kroes For For Management 1f Elect Director Colin Powell For For Management 1g Elect Director Sanford Robertson For For Management 1h Elect Director John V. Roos For For Management 1i Elect Director Lawrence Tomlinson For For Management 1j Elect Director Robin Washington For For Management 1k Elect Director Maynard Webb For For Management 1l Elect Director Susan Wojcicki For For Management 2 Provide Directors May Be Removed With For For Management or Without Cause 3 Ratify Ernst & Young LLP as Auditors For For Management 4 Advisory Vote to Ratify Named For Against Management Executive Officers' Compensation 5 Pro-rata Vesting of Equity Awards Against For Shareholder 6 Stock Retention/Holding Period Against For Shareholder -------------------------------------------------------------------------------- SERVICENOW, INC. Ticker: NOW Security ID: 81762P102 Meeting Date: JUN 08, 2016 Meeting Type: Annual Record Date: APR 19, 2016 # Proposal Mgt Rec Vote Cast Sponsor 1A Elect Director Paul V. Barber For For Management 1B Elect Director Ronald E.F. Codd For For Management 1C Elect Director Frank Slootman For For Management 2 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 3 Ratify PricewaterhouseCoopers LLP as For For Management Auditors -------------------------------------------------------------------------------- SPECTRA ENERGY CORP Ticker: SE Security ID: 847560109 Meeting Date: APR 26, 2016 Meeting Type: Annual Record Date: MAR 01, 2016 # Proposal Mgt Rec Vote Cast Sponsor 1a Elect Director Gregory L. Ebel For For Management 1b Elect Director F. Anthony Comper For For Management 1c Elect Director Austin A. Adams For For Management 1d Elect Director Joseph Alvarado For For Management 1e Elect Director Pamela L. Carter For For Management 1f Elect Director Clarence P. Cazalot, Jr. For For Management 1g Elect Director Peter B. Hamilton For For Management 1h Elect Director Miranda C. Hubbs For For Management 1i Elect Director Michael McShane For For Management 1j Elect Director Michael G. Morris For For Management 1k Elect Director Michael E. J. Phelps For For Management 2 Ratify Deloitte & Touche LLP as For For Management Auditors 3 Amend Omnibus Stock Plan For For Management 4 Amend Executive Incentive Bonus Plan For For Management 5 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 6 Report on Political Contributions Against For Shareholder 7 Report on Lobbying Payments and Policy Against For Shareholder -------------------------------------------------------------------------------- STEELCASE, INC. Ticker: SLCA Security ID: 858155203 Meeting Date: JUL 15, 2015 Meeting Type: Annual Record Date: MAY 18, 2015 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Lawrence J. Blanford For For Management 1.2 Elect William P. Crawford For For Management 1.3 Elect Connie K. Duckworth For For Management 1.4 Elect R. David Hoover For For Management 1.5 Elect David W. Joos For For Management 1.6 Elect James P. Keane For For Management 1.7 Elect Robert C. Pew III For For Management 1.8 Elect Cathy D. Ross For For Management 1.9 Elect Peter M. Wege II For For Management 1.10 Elect P. Craig Welch, Jr. For For Management 1.11 Elect Kate Pew Wolters For For Management 2 Advisory Vote on Executive Compensation For For Management 3 Amendment to the Incentive For For Management Compensation Plan 4 Ratification of Auditor For For Management -------------------------------------------------------------------------------- STERIS CORP. Ticker: STE Security ID: 859152100 Meeting Date: AUG 27, 2015 Meeting Type: Annual Record Date: JUL 01, 2015 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Richard C. Breeden For For Management 1.2 Elect Cynthia Feldmann For For Management 1.3 Elect Jacqueline B. Kosecoff For For Management 1.4 Elect David B. Lewis For For Management 1.5 Elect Kevin M. McMullen For For Management 1.6 Elect Walter M Rosebrough, Jr. For For Management 1.7 Elect Mohsen M. Sohi For For Management 1.8 Elect John P. Wareham For For Management -------------------------------------------------------------------------------- STERIS CORP. Ticker: STE Security ID: 859152100 Meeting Date: AUG 27, 2015 Meeting Type: Annual Record Date: JUL 01, 2015 # Proposal Mgt Rec Vote Cast Sponsor 1.9 Elect Loyal W. Wilson For For Management 1.10 Elect Michael B. Wood For For Management 2 Approval of Incentive Compensation Plan For For Management 3 Advisory Vote on Executive Compensation For For Management 4 Ratification of Auditor For For Management 5 Shareholder Proposal Regarding Simple Against For Shareholder Majority Vote -------------------------------------------------------------------------------- SUPERIOR ENERGY SERVICES, INC. Ticker: SPN Security ID: 868157108 Meeting Date: MAY 24, 2016 Meeting Type: Annual Record Date: APR 04, 2016 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Harold J. Bouillion For For Management 1.2 Elect Director David D. Dunlap For For Management 1.3 Elect Director James M. Funk For For Management 1.4 Elect Director Terence E. Hall For For Management 1.5 Elect Director Peter D. Kinnear For For Management 1.6 Elect Director Janiece M. Longoria For For Management 1.7 Elect Director Michael M. McShane For For Management 1.8 Elect Director W. Matt Ralls For For Management 2 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 3 Approve Omnibus Stock Plan For Against Management 4 Ratify KPMG LLP as Auditors For For Management -------------------------------------------------------------------------------- SVB FINANCIAL GROUP Ticker: SIVB Security ID: 78486Q101 Meeting Date: APR 21, 2016 Meeting Type: Annual Record Date: FEB 23, 2016 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Greg W. Becker For For Management 1.2 Elect Director Eric A. Benhamou For For Management 1.3 Elect Director David M. Clapper For For Management 1.4 Elect Director Roger F. Dunbar For For Management 1.5 Elect Director Joel P. Friedman For For Management 1.6 Elect Director Lata Krishnan For For Management 1.7 Elect Director Jeffrey N. Maggioncalda For For Management 1.8 Elect Director Mary J. Miller For For Management 1.9 Elect Director Kate D. Mitchell For For Management 1.10 Elect Director John F. Robinson For For Management 1.11 Elect Director Garen K. Staglin For For Management 2 Amend Employee Stock Purchase Plan For For Management 3 Ratify KPMG LLP as Auditors For For Management 4 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation -------------------------------------------------------------------------------- SWIFT TRANSPORTATION COMPANY Ticker: SWFT Security ID: 87074U101 Meeting Date: MAY 24, 2016 Meeting Type: Annual Record Date: MAR 28, 2016 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Jerry Moyes For Withhold Management 1.2 Elect Director Richard H. Dozer For Withhold Management 1.3 Elect Director David Vander Ploeg For Withhold Management 1.4 Elect Director Glenn Brown For Withhold Management 1.5 Elect Director Jose A. Cardenas For Withhold Management 1.6 Elect Director William F. Riley, III For Withhold Management 2 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 3 Ratify KPMG LLP as Auditors For For Management 4 Approve Recapitalization Plan for all Against For Shareholder Stock to Have One-vote per Share -------------------------------------------------------------------------------- SYNCHRONOSS TECHNOLOGIES, INC. Ticker: SNCR Security ID: 87157B103 Meeting Date: MAY 17, 2016 Meeting Type: Annual Record Date: MAR 23, 2016 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director James M. McCormick For For Management 1.2 Elect Director Donnie M. Moore For For Management 2 Ratify Ernst & Young LLP as Auditors For For Management 3 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation -------------------------------------------------------------------------------- TARGA RESOURCES CORP Ticker: TRGP Security ID: 87612G101 Meeting Date: FEB 12, 2016 Meeting Type: Special Record Date: JAN 12, 2016 # Proposal Mgt Rec Vote Cast Sponsor 1 Merger/Acquisition For For Management 2 Right to Adjourn Meeting For For Management -------------------------------------------------------------------------------- TELEPHONE AND DATA SYSTEMS, INC. Ticker: TDS Security ID: 879433829 Meeting Date: MAY 26, 2016 Meeting Type: Annual Record Date: MAR 30, 2016 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Clarence A. Davis For For Management 1.2 Elect Director George W. Off For For Management 1.3 Elect Director Mitchell H. Saranow For For Management 1.4 Elect Director Gary L. Sugarman For For Management 2 Ratify PricewaterhouseCoopers LLP as For For Management Auditors 3 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 4 Approve Recapitalization Plan for all Against For Shareholder Stock to Have One-vote per Share -------------------------------------------------------------------------------- TEXAS INSTRUMENTS INCORPORATED Ticker: TXN Security ID: 882508104 Meeting Date: APR 21, 2016 Meeting Type: Annual Record Date: FEB 22, 2016 # Proposal Mgt Rec Vote Cast Sponsor 1a Elect Director Ralph W. Babb, Jr. For For Management 1b Elect Director Mark A. Blinn For For Management 1c Elect Director Daniel A. Carp For For Management 1d Elect Director Janet F. Clark For For Management 1e Elect Director Carrie S. Cox For For Management 1f Elect Director Ronald Kirk For For Management 1g Elect Director Pamela H. Patsley For For Management 1h Elect Director Robert E. Sanchez For For Management 1i Elect Director Wayne R. Sanders For For Management 1j Elect Director Richard K. Templeton For For Management 1k Elect Director Christine Todd Whitman For For Management 2 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 3 Ratify Ernst & Young LLP as Auditors For For Management 4 Amend Omnibus Stock Plan For For Management -------------------------------------------------------------------------------- TG THERAPEUTICS, INC. Ticker: TGTX Security ID: 88322Q108 Meeting Date: JUN 14, 2016 Meeting Type: Annual Record Date: APR 19, 2016 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Laurence N. Charney For For Management 1.2 Elect Director Yann Echelard For For Management 1.3 Elect Director William J. Kennedy For For Management 1.4 Elect Director Kenneth Hoberman For For Management 1.5 Elect Director Daniel Hume For For Management 1.6 Elect Director Mark Schoenebaum For For Management 1.7 Elect Director Michael S. Weiss For Withhold Management 2 Ratify CohnReznick LLP as Auditors For For Management 3 Advisory Vote to Ratify Named For Against Management Executive Officers' Compensation -------------------------------------------------------------------------------- THE ALLSTATE CORPORATION Ticker: ALL Security ID: 020002101 Meeting Date: MAY 24, 2016 Meeting Type: Annual Record Date: MAR 28, 2016 # Proposal Mgt Rec Vote Cast Sponsor 1a Elect Director Kermit R. Crawford For For Management 1b Elect Director Michael L. Eskew For For Management 1c Elect Director Herbert L. Henkel For For Management 1d Elect Director Siddharth N. (Bobby) For For Management Mehta 1e Elect Director Jacques P. Perold For For Management 1f Elect Director Andrea Redmond For For Management 1g Elect Director John W. Rowe For For Management 1h Elect Director Judith A. Sprieser For For Management 1i Elect Director Mary Alice Taylor For For Management 1j Elect Director Thomas J. Wilson For For Management 2 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 3 Ratify Deloitte & Touche LLP as For For Management Auditors 4 Require Independent Board Chairman Against For Shareholder 5 Report on Political Contributions Against Against Shareholder -------------------------------------------------------------------------------- TRACTOR SUPPLY COMPANY Ticker: TSCO Security ID: 892356106 Meeting Date: MAY 03, 2016 Meeting Type: Annual Record Date: MAR 07, 2016 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Cynthia T. Jamison For For Management 1.2 Elect Director Johnston C. Adams For For Management 1.3 Elect Director Peter D. Bewley For For Management 1.4 Elect Director Keith R. Halbert For For Management 1.5 Elect Director George MacKenzie For For Management 1.6 Elect Director Edna K. Morris For For Management 1.7 Elect Director Mark J. Weikel For For Management 1.8 Elect Director Gregory A. Sandfort For For Management 2 Ratify Ernst & Young LLP as Auditors For For Management 3 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation -------------------------------------------------------------------------------- ULTA SALON, COSMETICS & FRAGRANCE, INC. Ticker: ULTA Security ID: 90384S303 Meeting Date: JUN 01, 2016 Meeting Type: Annual Record Date: APR 04, 2016 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Mary N. Dillon For For Management 1.2 Elect Director Charles Heilbronn For For Management 1.3 Elect Director Michael R. MacDonald For For Management 1.4 Elect Director George R. Mrkonic For For Management 2 Ratify Ernst & Young LLP as Auditors For For Management 3 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 4 Amend Omnibus Stock Plan For For Management -------------------------------------------------------------------------------- UMPQUA HOLDINGS CORPORATION Ticker: UMPQ Security ID: 904214103 Meeting Date: APR 20, 2016 Meeting Type: Annual Record Date: FEB 11, 2016 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Luanne Calvert For For Management 1.2 Elect Director Raymond P. Davis For For Management 1.3 Elect Director Peggy Y. Fowler For For Management 1.4 Elect Director Stephen M. Gambee For For Management 1.5 Elect Director James S. Greene For For Management 1.6 Elect Director Luis F. Machuca For For Management 1.7 Elect Director Maria M. Pope For For Management 1.8 Elect Director John F. Schultz For For Management 1.9 Elect Director Susan F. Stevens For For Management 1.10 Elect Director Hilliard C. Terry, III For For Management 1.11 Elect Director Bryan L. Timm For For Management 2 Amend Omnibus Stock Plan For For Management 3 Ratify Moss Adams LLP as Auditors For For Management 4 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation -------------------------------------------------------------------------------- UNION PACIFIC CORPORATION Ticker: UNP Security ID: 907818108 Meeting Date: MAY 12, 2016 Meeting Type: Annual Record Date: MAR 11, 2016 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Andrew H. Card, Jr. For For Management 1.2 Elect Director Erroll B. Davis, Jr. For For Management 1.3 Elect Director David B. Dillon For For Management 1.4 Elect Director Lance M. Fritz For For Management 1.5 Elect Director Charles C. Krulak For For Management 1.6 Elect Director Jane H. Lute For For Management 1.7 Elect Director Michael R. McCarthy For For Management 1.8 Elect Director Michael W. McConnell For For Management 1.9 Elect Director Thomas F. McLarty, III For For Management 1.10 Elect Director Steven R. Rogel For For Management 1.11 Elect Director Jose H. Villarreal For For Management 2 Ratify Deloitte & Touche LLP as For For Management Auditors 3 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 4 Stock Retention Against Against Shareholder 5 Require Independent Board Chairman Against For Shareholder -------------------------------------------------------------------------------- UNITED STATES CELLULAR CORPORATION Ticker: USM Security ID: 911684108 Meeting Date: MAY 24, 2016 Meeting Type: Annual Record Date: MAR 28, 2016 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director J. Samuel Crowley For For Management 1.2 Elect Director Paul-Henri Denuit For For Management 1.3 Elect Director Harry J. Harczak, Jr. For For Management 1.4 Elect Director Gregory P. Josefowicz For For Management 2 Ratify PricewaterhouseCoopers LLP as For For Management Auditors 3 Amend Omnibus Stock Plan For Against Management 4 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation -------------------------------------------------------------------------------- UNITEDHEALTH GROUP INCORPORATED Ticker: UNH Security ID: 91324P102 Meeting Date: JUN 06, 2016 Meeting Type: Annual Record Date: APR 08, 2016 # Proposal Mgt Rec Vote Cast Sponsor 1a Elect Director William C. Ballard, Jr. For For Management 1b Elect Director Edson Bueno For For Management 1c Elect Director Richard T. Burke For For Management 1d Elect Director Robert J. Darretta For For Management 1e Elect Director Stephen J. Hemsley For For Management 1f Elect Director Michele J. Hooper For For Management 1g Elect Director Rodger A. Lawson For For Management 1h Elect Director Glenn M. Renwick For For Management 1i Elect Director Kenneth I. Shine For For Management 1j Elect Director Gail R. Wilensky For For Management 2 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 3 Ratify Deloitte & Touche LLP as For For Management Auditors -------------------------------------------------------------------------------- VERIFONE SYSTEMS INC Ticker: PAY Security ID: 92342Y109 Meeting Date: MAR 24, 2016 Meeting Type: Annual Record Date: JAN 28, 2016 # Proposal Mgt Rec Vote Cast Sponsor 1 Elect Robert W. Alspaugh For For Management 2 Elect Karen Austin For For Management 3 Elect Paul Galant For For Management 4 Elect Alex W. Hart For For Management 5 Elect Robert B. Henske For For Management 6 Elect Wenda Harris Millard For For Management 7 Elect Eitan Raff For For Management 8 Elect Jonathan I. Schwartz For For Management 9 Elect Jane Thompson For For Management 10 Approval of Amended and Restated Bonus For For Management Plan 11 Advisory Vote on Executive Compensation For Against Management 12 Ratification of Auditor For For Management -------------------------------------------------------------------------------- WAL-MART STORES, INC. Ticker: WMT Security ID: 931142103 Meeting Date: JUN 03, 2016 Meeting Type: Annual Record Date: APR 08, 2016 # Proposal Mgt Rec Vote Cast Sponsor 1a Elect Director James I. Cash, Jr. For For Management 1b Elect Director Pamela J. Craig For For Management 1c Elect Director Timothy P. Flynn For For Management 1d Elect Director Thomas W. Horton For For Management 1e Elect Director Marissa A. Mayer For For Management 1f Elect Director C. Douglas McMillon For For Management 1g Elect Director Gregory B. Penner For For Management 1h Elect Director Steven S. Reinemund For For Management 1i Elect Director Kevin Y. Systrom For For Management 1j Elect Director S. Robson Walton For For Management 1k Elect Director Steuart L. Walton For For Management 1l Elect Director Linda S. Wolf For For Management 2 Advisory Vote to Ratify Named For Against Management Executive Officers' Compensation 3 Amend Qualified Employee Stock For For Management Purchase Plan 4 Ratify Ernst & Young LLP as Auditors For For Management 5 Require Independent Board Chairman Against For Shareholder 6 Report on Incentive Compensation Plans Against For Shareholder 7 Report on Guidelines for Country Against Against Shareholder Selection -------------------------------------------------------------------------------- WASTE CONNECTIONS, INC. Ticker: WCN Security ID: 941053100 Meeting Date: MAY 26, 2016 Meeting Type: Special Record Date: APR 14, 2016 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Merger Agreement For For Management 2 Advisory Vote on Golden Parachutes For For Management 3 Adjourn Meeting For For Management -------------------------------------------------------------------------------- WAYFAIR INC. Ticker: W Security ID: 94419L101 Meeting Date: MAY 18, 2016 Meeting Type: Annual Record Date: MAR 21, 2016 # Proposal Mgt Rec Vote Cast Sponsor 1a Elect Director Neeraj Agrawal For For Management 1b Elect Director Julie Bradley For For Management 1c Elect Director Steven Conine For For Management 1d Elect Director Robert Gamgort For For Management 1e Elect Director Michael Kumin For For Management 1f Elect Director Ian Lane For For Management 1g Elect Director Romero Rodrigues For For Management 1h Elect Director Niraj Shah For For Management 2 Ratify Ernst & Young LLP as Auditors For For Management 3 Advisory Vote on Say on Pay Frequency Three One Year Management Years -------------------------------------------------------------------------------- WEATHERFORD INTERNATIONAL PLC Ticker: WFT Security ID: G48833100 Meeting Date: JUN 15, 2016 Meeting Type: Annual Record Date: APR 22, 2016 # Proposal Mgt Rec Vote Cast Sponsor 1a Elect Director Mohamed A. Awad For For Management 1b Elect Director David J. Butters For For Management 1c Elect Director Bernard J. Duroc-Danner For For Management 1d Elect Director John D. Gass For For Management 1e Elect Director Emyr Jones Parry For For Management 1f Elect Director Francis S. Kalman For For Management 1g Elect Director William E. Macaulay For For Management 1h Elect Director Robert K. Moses, Jr. For For Management 1i Elect Director Guillermo Ortiz For For Management 1j Elect Director Robert A. Rayne For For Management 2 Ratify KPMG LLP as Auditors For For Management 3 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 4 Approve Qualified Employee Stock For For Management Purchase Plan -------------------------------------------------------------------------------- WEBMD HEALTH CORPORATION Ticker: WBMD Security ID: 94770V102 Meeting Date: OCT 01, 2015 Meeting Type: Annual Record Date: AUG 10, 2015 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Mark J. Adler For Withhold Management 1.2 Elect Neil F. Dimick For Withhold Management 1.3 Elect James V. Manning For For Management 1.4 Elect Joseph E. Smith For Withhold Management 2 Advisory Vote on Executive Compensation For Against Management 3 Amendment to the 2005 Long-Term For Against Management Incentive Plan 4 Ratification of Auditor For For Management -------------------------------------------------------------------------------- WHIRLPOOL CORPORATION Ticker: WHR Security ID: 963320106 Meeting Date: APR 19, 2016 Meeting Type: Annual Record Date: FEB 22, 2016 # Proposal Mgt Rec Vote Cast Sponsor 1a Elect Director Samuel R. Allen For For Management 1b Elect Director Marc R. Bitzer For For Management 1c Elect Director Gary T. DiCamillo For For Management 1d Elect Director Diane M. Dietz For For Management 1e Elect Director Gerri T. Elliott For For Management 1f Elect Director Jeff M. Fettig For For Management 1g Elect Director Michael F. Johnston For For Management 1h Elect Director John D. Liu For For Management 1i Elect Director Harish Manwani For For Management 1j Elect Director William D. Perez For For Management 1k Elect Director Michael D. White For For Management 2 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 3 Ratify Ernst & Young LLP as Auditors For For Management -------------------------------------------------------------------------------- WILLIS TOWERS WATSON PUBLIC LIMITED COMPANY Ticker: WLTW Security ID: G96629103 Meeting Date: JUN 10, 2016 Meeting Type: Annual Record Date: APR 15, 2016 # Proposal Mgt Rec Vote Cast Sponsor 1a Elect Director Dominic Casserley For For Management 1b Elect Director Anna C. Catalano For For Management 1c Elect Director Victor F. Ganzi For For Management 1d Elect Director John J. Haley For For Management 1e Elect Director Wendy E. Lane For For Management 1f Elect Director James F. McCann For For Management 1g Elect Director Brendan R. O'Neill For For Management 1h Elect Director Jaymin Patel For For Management 1i Elect Director Linda D. Rabbitt For For Management 1j Elect Director Paul Thomas For For Management 1k Elect Director Jeffrey W. Ubben For For Management 1l Elect Director Wilhelm Zeller For For Management 2 Approve Deloitte LLP as Auditors and For For Management Authorize Board to Fix Their Remuneration 3 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 4 Amend Omnibus Stock Plan For For Management 5 Amend Employee Stock Purchase Plan For For Management 6 Renew Directors' Authority to Issue For For Management Shares Under Irish Law 7 Authorize Issuance of Equity or For For Management Equity-Linked Securities without Preemptive Rights -------------------------------------------------------------------------------- WINTRUST FINANCIAL CORPORATION Ticker: WTFC Security ID: 97650W108 Meeting Date: MAY 26, 2016 Meeting Type: Annual Record Date: MAR 31, 2016 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Peter D. Crist For For Management 1.2 Elect Director Bruce K. Crowther For For Management 1.3 Elect Director Joseph F. Damico For For Management 1.4 Elect Director Zed S. Francis, III For For Management 1.5 Elect Director Marla F. Glabe For For Management 1.6 Elect Director H. Patrick Hackett, Jr. For For Management 1.7 Elect Director Scott K. Heitmann For For Management 1.8 Elect Director Christopher J. Perry For For Management 1.9 Elect Director Ingrid S. Stafford For For Management 1.10 Elect Director Gary D. 'Joe' Sweeney For For Management 1.11 Elect Director Sheila G. Talton For For Management 1.12 Elect Director Edward J. Wehmer For For Management 2 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 3 Ratify Ernst & Young LLP as Auditors For For Management -------------------------------------------------------------------------------- YRC WORLDWIDE INC. Ticker: YRCW Security ID: 984249607 Meeting Date: APR 26, 2016 Meeting Type: Annual Record Date: MAR 03, 2016 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Raymond J. Bromark For For Management 1.2 Elect Director Matthew A. Doheny For For Management 1.3 Elect Director Robert L. Friedman For For Management 1.4 Elect Director James E. Hoffman For For Management 1.5 Elect Director Michael J. Kneeland For For Management 1.6 Elect Director James L. Welch For For Management 1.7 Elect Director James F. Winestock For For Management 1.8 Elect Director Patricia M. Nazemetz For For Management 2 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 3 Ratify KPMG LLP as Auditors For For Management -------------------------------------------------------------------------------- ZAYO GROUP HOLDINGS INC Ticker: ZAYO Security ID: 98919V105 Meeting Date: NOV 02, 2015 Meeting Type: Annual Record Date: SEP 11, 2015 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Daniel Caruso For For Management 1.2 Elect Don Gips For For Management 1.3 Elect Nina Richardson For For Management 2 Ratification of Auditor For For Management 3 Advisory Vote on Executive Compensation For Against Management 4 Frequency of Advisory Vote on 1 Year 1 Year Management Executive Compensation ============ GUGGENHEIM S&P GLOBAL DIVIDEND OPPORTUNITIES INDEX ETF ============ ADMIRAL GROUP PLC Ticker: ADM Security ID: G0110T106 Meeting Date: APR 28, 2016 Meeting Type: Annual Record Date: APR 26, 2016 # Proposal Mgt Rec Vote Cast Sponsor 1 Accept Financial Statements and For For Management Statutory Reports 2 Approve Remuneration Report For For Management 3 Approve Final Dividend For For Management 4 Elect Manning Rountree as Director For For Management 5 Elect Owen Clarke as Director For For Management 6 Re-elect Alastair Lyons as Director For For Management 7 Re-elect Henry Engelhardt as Director For For Management 8 Re-elect David Stevens as Director For For Management 9 Re-elect Geraint Jones as Director For For Management 10 Re-elect Colin Holmes as Director For For Management 11 Re-elect Annette Court as Director For For Management 12 Re-elect Jean Park as Director For For Management 13 Re-elect Penny James as Director For For Management 14 Appoint Deloitte LLP as Auditors For For Management 15 Authorise Board to Fix Remuneration of For For Management Auditors 16 Amend Discretionary Free Share Scheme For For Management 17 Authorise Issue of Equity with For For Management Pre-emptive Rights 18 Authorise Issue of Equity without For For Management Pre-emptive Rights 19 Authorise Market Purchase of Ordinary For For Management Shares 20 Authorise the Company to Call General For For Management Meeting with Two Weeks' Notice -------------------------------------------------------------------------------- ADVANCED INFO SERVICE PUBLIC COMPANY LIMITED Ticker: Security ID: Y0014U183 Meeting Date: MAR 29, 2016 Meeting Type: Annual Record Date: FEB 18, 2016 # Proposal Mgt Rec Vote Cast Sponsor 1 Non-Voting Meeting Note TNA Management 2 Non-Voting Meeting Note TNA Management 3 Non-Voting Agenda Item TNA Management 4 Meeting Minutes For For Management 5 Results of Operations For For Management 6 Accounts and Reports For For Management 7 Allocation of Profits/Dividends For For Management 8 Appointment of Auditor and Authority For For Management to Set Fees 9 Elect Vithit Leenutaphong For Against Management 10 Elect Surasak Vajasit For Against Management 11 Elect Jeann Low Ngiap Jong For Against Management 12 Elect Stephen Miller For For Management 13 Directors' Fees For Against Management 14 Issuance of Warrants to Employees of For For Management the Group 15 Issuance of Shares w/o Preemptive For For Management Rights 16 Issuance of Warrants to Somchai For For Management Lertsutiwong 17 Transaction of Other Business For Against Management -------------------------------------------------------------------------------- AGRICULTURAL BANK OF CHINA Ticker: Security ID: Y00289119 Meeting Date: MAR 08, 2016 Meeting Type: Special Record Date: FEB 05, 2016 # Proposal Mgt Rec Vote Cast Sponsor 1 Non-Voting Meeting Note TNA Management 2 Authority to Issue Tier-2 Capital For For Management Instruments 3 Fixed Asset Investment Budget for 2016 For For Management 4 Elect ZHAO Huan For For Management 5 Elect WANG Xinxin For For Management -------------------------------------------------------------------------------- AGRICULTURAL BANK OF CHINA LIMITED Ticker: 1288 Security ID: Y00289119 Meeting Date: JUN 27, 2016 Meeting Type: Annual Record Date: MAY 27, 2016 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Adjustment to the Mandate to For For Management the Board for Bond Issuance 2 Approve 2015 Work Report of the Board For For Management of Directors 3 Approve 2015 work Report of the Board For For Management of Supervisors 4 Approve 2015 Final Financial Accounts For For Management 5 Approve 2015 Profit Distribution Plan For For Management 6 Elect Zhou Mubing as Director For For Management 7 Appoint PricewaterhouseCoopers Zhong For For Management Tian LLP and PricewaterhouseCoopers as External Auditors 8 To Listen to the 2015 Work Report of None None Management Independent Directors of the Bank 9 To Listen to the 2015 Report on the None None Management Implementation of the Plan on Authorization of General Meeting of Shareholders to the Board of Directors of the Bank 10 To Listen to the Report on the None None Management Management of Connected Transactions -------------------------------------------------------------------------------- AMLIN Ticker: Security ID: G0334Q177 Meeting Date: NOV 03, 2015 Meeting Type: Ordinary Record Date: OCT 30, 2015 # Proposal Mgt Rec Vote Cast Sponsor 1 Approval of Merger-Related Formalities For For Management 2 Approval of Merger-Related Formalities For For Management 3 Non-Voting Meeting Note TNA Management -------------------------------------------------------------------------------- AMLIN Ticker: Security ID: G0334Q177 Meeting Date: NOV 03, 2015 Meeting Type: Court Record Date: OCT 30, 2015 # Proposal Mgt Rec Vote Cast Sponsor 1 Non-Voting Meeting Note TNA Management 2 Merger For For Management 3 Non-Voting Meeting Note TNA Management -------------------------------------------------------------------------------- APOLLO COMMERCIAL REAL ESTATE FINANCE, INC. Ticker: ARI Security ID: 03762U105 Meeting Date: MAY 12, 2016 Meeting Type: Annual Record Date: MAR 28, 2016 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Jeffrey M. Gault For Withhold Management 1.2 Elect Director Mark C. Biderman For Withhold Management 1.3 Elect Director Robert A. Kasdin For Withhold Management 1.4 Elect Director Eric L. Press For Withhold Management 1.5 Elect Director Scott S. Prince For Withhold Management 1.6 Elect Director Stuart A. Rothstein For Withhold Management 1.7 Elect Director Michael E. Salvati For Withhold Management 2 Ratify Deloitte & Touche LLP as For For Management Auditors 3 Advisory Vote to Ratify Named For Against Management Executive Officers' Compensation -------------------------------------------------------------------------------- ASX LTD Ticker: Security ID: Q0604U105 Meeting Date: SEP 30, 2015 Meeting Type: Annual Record Date: SEP 28, 2015 # Proposal Mgt Rec Vote Cast Sponsor 1 Non-Voting Meeting Note TNA Management 2 Re-elect Rick Holliday-Smith For For Management 3 Re-elect Peter R. Marriott For For Management 4 Re-elect Heather Ridout For For Management 5 Elect Yasmin A. Allen For For Management 6 Remuneration Report For For Management 7 Equity Grant (MD/CEO Elmer Funke For For Management Kupper) -------------------------------------------------------------------------------- AUSTRALIA & NEW ZEALAND BANKING GROUP LTD. Ticker: Security ID: Q09504137 Meeting Date: DEC 17, 2015 Meeting Type: Annual Record Date: DEC 15, 2015 # Proposal Mgt Rec Vote Cast Sponsor 1 Non-Voting Meeting Note TNA Management 2 Remuneration Report For For Management 3 Equity Grant (CEO Shayne Elliott) For For Management 4 Approve convertible preference shares For For Management Buy-Back (First Buy-Back Scheme) 5 Approve convertible preference shares For For Management Buy-Back (Second Buy-Back Scheme) 6 Re-elect Paula Dwyer For For Management 7 Re-elect Hsien Yang Lee For For Management 8 Shareholder Proposal Regarding Against For Shareholder Facilitating Nonbinding Proposals 9 Shareholder Proposal Regarding Against Against Shareholder Reporting and Setting Reduction Goals for the Financing of Carbon Emissions -------------------------------------------------------------------------------- BANK OF CHINA LIMITED Ticker: 3988 Security ID: Y0698A107 Meeting Date: JUN 07, 2016 Meeting Type: Annual Record Date: MAY 06, 2016 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve 2015 Work Report of Board of For For Management Directors 2 Approve 2015 Work Report of Board of For For Management Supervisors 3 Approve 2015 Annual Financial For For Management Statements 4 Approve 2015 Profit Distribution Plan For For Management 5 Approve 2016 Annual Budget for Fixed For For Management Assets Investment 6 Approve Ernst & Young Hua Ming as For For Management External Auditor 7.1 Elect Tian Guoli as Director For For Management 7.2 Elect Wang Yong as Director For For Management 8.1 Elect Lu Zhengfei as Director For For Management 8.2 Elect Leung Cheuk Yan as Director For For Management 8.3 Elect Wang Changyun as Director For For Management 9.1 Elect Li Jun as Supervisor For For Management 9.2 Elect Wang Xueqiang as Supervisor For For Management 9.3 Elect Liu Wanming as Supervisor For For Management 10 Approve Issuance of Bonds For For Management 11 Approve Issuance of Qualified For For Management Write-Down Tier-2 Capital Instruments -------------------------------------------------------------------------------- BANK OF CHINA LTD. Ticker: Security ID: Y0698A107 Meeting Date: DEC 04, 2015 Meeting Type: Other Record Date: NOV 03, 2015 # Proposal Mgt Rec Vote Cast Sponsor 1 Non-Voting Meeting Note TNA Management 2 Provision of Assured Entitlement For For Management 3 Non-Voting Meeting Note TNA Management -------------------------------------------------------------------------------- BANK OF CHINA LTD. Ticker: Security ID: Y0698A107 Meeting Date: DEC 04, 2015 Meeting Type: Special Record Date: NOV 03, 2015 # Proposal Mgt Rec Vote Cast Sponsor 5 Plan of Overseas Listing of BOC For For Management Aviation 6 Board Authorization To Implement For For Management Overseas Listing 7 Description of Sustained Profitability For For Management and Prospects 8 Undertaking of Independent Listing For For Management Status 9 Compliance of Overseas Listing of BOC For For Management Aviation Pte. Ltd. 10 Provision of Assured Entitlement For For Management -------------------------------------------------------------------------------- BANK OF CHINA LTD. Ticker: Security ID: Y0698A107 Meeting Date: DEC 04, 2015 Meeting Type: Special Record Date: NOV 03, 2015 # Proposal Mgt Rec Vote Cast Sponsor 1 Non-Voting Meeting Note TNA Management 2 Elect ZHU Hexin For For Management 3 Elect ZHANG Jinliang For For Management 4 Directors' and Supervisors' For For Management Remuneration Distribution Plan -------------------------------------------------------------------------------- BANK OF QUEENSLAND Ticker: Security ID: Q12764116 Meeting Date: NOV 26, 2015 Meeting Type: Annual Record Date: NOV 24, 2015 # Proposal Mgt Rec Vote Cast Sponsor 1 Non-Voting Meeting Note TNA Management 2 Re-elect Richard Haire For Against Management 3 Equity Grant (MD/CEO Jon Sutton FY2015 For For Management LTI Top-Up Grant) 4 Equity Grant (MD/CEO Jon Sutton FY2016 For For Management LTI Grant) 5 Ratify Placement of Securities For For Management (Capital Notes) 6 Remuneration Report For For Management -------------------------------------------------------------------------------- BARCLAYS AFRICA GROUP LTD Ticker: BGA Security ID: S0850R101 Meeting Date: MAY 17, 2016 Meeting Type: Annual Record Date: MAY 06, 2016 # Proposal Mgt Rec Vote Cast Sponsor 1 Accept Financial Statements and For For Management Statutory Reports for the Year Ended 31 December 2015 2.1 Reappoint PricewaterhouseCoopers Inc For For Management as Auditors of the Company with Keith Ackerman as the Designated Auditor 2.2 Reappoint Ernst & Young Inc as For For Management Auditors of the Company with Emilio Pera as the Designated Auditor 2.3 Appoint KPMG Inc as Auditors of the For For Management Company with Pierre Fourie as the Designated Auditor 2.4 Reappoint Ernst & Young Inc as For For Management Auditors of the Company with Ernest van Rooyen as the Designated Auditor 3.1 Re-elect Yolanda Cuba as Director For For Management 3.2 Re-elect Mohamed Husain as Director For For Management 3.3 Re-elect Trevor Munday as Director For For Management 3.4 Re-elect Mark Merson as Director For For Management 3.5 Re-elect David Hodnett as Director For For Management 4.1 Elect Paul O'Flaherty as Director For For Management 5.1 Re-elect Colin Beggs as Member of the For For Management Group Audit and Compliance Committee 5.2 Re-elect Mohamed Husain as Member of For For Management the Group Audit and Compliance Committee 5.3 Re-elect Trevor Munday as Member of For For Management the Group Audit and Compliance Committee 5.4 Re-elect Alex Darko as Member of the For For Management Group Audit and Compliance Committee 5.5 Elect Paul O'Flaherty as Member of the For For Management Group Audit and Compliance Committee 6 Place Authorised but Unissued Shares For For Management under Control of Directors 7 Approve Remuneration Policy For Against Management 8 Approve Remuneration of Non-Executive For For Management Directors 9 Authorise Repurchase of Issued Share For For Management Capital 10 Approve Financial Assistance to For For Management Related or Inter-related Company or Corporation -------------------------------------------------------------------------------- BENDIGO AND ADELAIDE BANK LTD Ticker: Security ID: Q1458B102 Meeting Date: NOV 10, 2015 Meeting Type: Annual Record Date: NOV 08, 2015 # Proposal Mgt Rec Vote Cast Sponsor 1 Non-Voting Meeting Note TNA Management 2 Re-elect Deborah Radford For For Management 3 Re-elect Antony Robinson For For Management 4 REMUNERATION REPORT For For Management -------------------------------------------------------------------------------- BERKELEY GROUP HOLDINGS Ticker: Security ID: G1191G120 Meeting Date: SEP 08, 2015 Meeting Type: Annual Record Date: SEP 04, 2015 # Proposal Mgt Rec Vote Cast Sponsor 1 Accounts and Reports For For Management 2 Remuneration Report (Advisory) For Against Management 3 Elect Tony Pidgley For For Management 4 Elect Rob Perrins For For Management 5 Elect Greg Fry For For Management 6 Elect Karl Whiteman For For Management 7 Elect Sean Ellis For For Management 8 Elect John Armitt For For Management 9 Elect Alison Nimmo For For Management 10 Elect Veronica Wadley For For Management 11 Elect Glyn A. Barker For For Management 12 Elect Adrian David LI Man Kiu For Against Management 13 Elect Andy Myers For For Management 14 Elect Diana Brightmore-Armour For For Management 15 Elect Richard J. Stearn For For Management 16 Appointment of Auditor For For Management 17 Authority to Set Auditor's Fees For For Management 18 Authority to Issue Shares w/ For For Management Preemptive Rights 19 Authority to Issue Shares w/o For For Management Preemptive Rights 20 Authority to Repurchase Shares For For Management 21 Authorisation of Political Donations For For Management 22 Authority to Set General Meeting For Against Management Notice Period at 14 Days 23 Related Party Transactions (Greg Fry) For For Management 24 Related Party Transactions (Diana For For Management Brightmore-Armour) -------------------------------------------------------------------------------- BERKELEY GROUP HOLDINGS Ticker: Security ID: G1191G120 Meeting Date: FEB 16, 2016 Meeting Type: Special Record Date: FEB 12, 2016 # Proposal Mgt Rec Vote Cast Sponsor 1 Amendment to the 2011 Long-term For For Management Incentive Plan -------------------------------------------------------------------------------- BOLSAS Y MERCADOS ESPANOLES S.A. Ticker: BME Security ID: E8893G102 Meeting Date: APR 27, 2016 Meeting Type: Annual Record Date: APR 22, 2016 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Consolidated and Standalone For For Management Financial Statements and Discharge of Board 2 Approve Allocation of Income and For For Management Dividends 3 Elect Maria Helena dos Santos For For Management Fernandes de Santana as Director 4 Amend Remuneration Policy For For Management 5 Advisory Vote on Remuneration Report For For Management 6 Renew Appointment of For For Management PricewaterhouseCoopers as Auditor 7 Authorize Increase in Capital up to 50 For For Management Percent via Issuance of Equity or Equity-Linked Securities, Excluding Preemptive Rights of up to 20 Percent 8 Authorize Issuance of Non-Convertible For For Management and/or Convertible Bonds, Debentures, Warrants, and Other Debt Securities without Preemptive Rights up to EUR 1. 5 Billion 9 Authorize Board to Ratify and Execute For For Management Approved Resolutions 10 Receive Amendments to Board of None None Management Directors Regulations 11 Allow Questions None None Management -------------------------------------------------------------------------------- CBL & ASSOCIATES PROPERTIES, INC. Ticker: CBL Security ID: 124830100 Meeting Date: MAY 02, 2016 Meeting Type: Annual Record Date: MAR 07, 2016 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Charles B. Lebovtiz For For Management 1.2 Elect Director Stephen D. Lebovitz For For Management 1.3 Elect Director Gary L. Bryenton For Withhold Management 1.4 Elect Director A. Larry Chapman For For Management 1.5 Elect Director Matthew S. Dominski For Withhold Management 1.6 Elect Director John D. Griffith For For Management 1.7 Elect Director Richard J. Lieb For For Management 1.8 Elect Director Gary J. Nay For For Management 1.9 Elect Director Kathleen M. Nelson For For Management 2 Ratify Deloitte & Touche, LLP as For For Management Auditors 3 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 4 Provide Directors May Be Removed With For For Management or Without Cause -------------------------------------------------------------------------------- CENTURYLINK, INC. Ticker: CTL Security ID: 156700106 Meeting Date: MAY 18, 2016 Meeting Type: Annual Record Date: MAR 30, 2016 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Martha H. Bejar For For Management 1.2 Elect Director Virginia Boulet For For Management 1.3 Elect Director Peter C. Brown For For Management 1.4 Elect Director W. Bruce Hanks For For Management 1.5 Elect Director Mary L. Landrieu For For Management 1.6 Elect Director Gregory J. McCray For For Management 1.7 Elect Director William A. Owens For For Management 1.8 Elect Director Harvey P. Perry For For Management 1.9 Elect Director Glen F. Post, III For For Management 1.10 Elect Director Michael J. Roberts For For Management 1.11 Elect Director Laurie A. Siegel For For Management 2 Ratify KPMG LLP as Auditors For For Management 3 Amend Omnibus Stock Plan For For Management 4 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 5 Stock Retention/Holding Period Against For Shareholder -------------------------------------------------------------------------------- CHAMBERS STREET PROPERTIES Ticker: CSG Security ID: 157842105 Meeting Date: DEC 15, 2015 Meeting Type: Annual Record Date: OCT 08, 2015 # Proposal Mgt Rec Vote Cast Sponsor 1 Merger For For Management 2.1 Elect Charles E. Black For For Management 2.2 Elect James L. Francis For For Management 2.3 Elect James M. Orphanides For For Management 2.4 Elect Martin A. Reid For Withhold Management 2.5 Elect Louis P. Salvatore For For Management 3 Advisory Vote on Executive Compensation For Against Management 4 Ratification of Auditor For For Management 5 Right to Adjourn Meeting For For Management -------------------------------------------------------------------------------- CHIMERA INVESTMENT CORP Ticker: CIM Security ID: 16934Q208 Meeting Date: DEC 10, 2015 Meeting Type: Annual Record Date: OCT 21, 2015 # Proposal Mgt Rec Vote Cast Sponsor 1 Elect Dennis M. Mahoney For For Management 2 Elect Paul A. Keenan For For Management 3 Advisory Vote on Executive Compensation For For Management 4 Amendment to the 2007 Equity Incentive For For Management Plan 5 Ratification of Auditor For For Management -------------------------------------------------------------------------------- CHIMERA INVESTMENT CORPORATION Ticker: CIM Security ID: 16934Q208 Meeting Date: JUN 07, 2016 Meeting Type: Annual Record Date: APR 08, 2016 # Proposal Mgt Rec Vote Cast Sponsor 1a Elect Director John P. Reilly For For Management 1b Elect Director Matthew Lambiase For For Management 2 Advisory Vote to Ratify Named For Against Management Executive Officers' Compensation 3 Ratify Ernst & Young LLP as Auditors For For Management -------------------------------------------------------------------------------- CHINA CONSTRUCTION BANK CORPORATION Ticker: 00939 Security ID: Y1397N101 Meeting Date: JUN 17, 2016 Meeting Type: Annual Record Date: MAY 17, 2016 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve 2015 Report of the Board of For For Management Directors 2 Approve 2015 Report of the Board of For For Management Supervisors 3 Approve 2015 Final Financial Accounts For For Management 4 Approve 2015 Profit Distribution Plan For For Management 5 Approve Budget of 2016 Fixed Assets For For Management Investment 6 Approve Remuneration Distribution and For For Management Settlement Plan for Directors in 2014 7 Approve Remuneration Distribution and For For Management Settlement Plan for Supervisors in 2014 8 Elect Zhang Long as Director For For Management 9 Elect Chung Shui Ming Timpson as For Against Management Director 10 Elect Wim Kok as Director For For Management 11 Elect Murray Horn as Director For For Management 12 Elect Liu Jin as Supervisor For For Management 13 Elect Li Xiaoling as Supervisor For For Management 14 Elect Bai Jianjun as Supervisor For For Management 15 Approve PricewaterhouseCoopers Zhong For For Management Tian LLP as Domestic Accounting Firm and PricewaterhouseCoopers as International Accounting Firm and Fix Their Remuneration 16 Amend Impact of Diluted Immediate For For Management Return from Preference Share Issuance and Measures to Make Up the Return 17 Elect Guo Yanpeng as Director None For Shareholder -------------------------------------------------------------------------------- COMMONWEALTH BANK OF AUSTRALIA Ticker: Security ID: Q26915100 Meeting Date: NOV 17, 2015 Meeting Type: Annual Record Date: NOV 15, 2015 # Proposal Mgt Rec Vote Cast Sponsor 1 Non-Voting Meeting Note TNA Management 2 Re-elect David Turner For For Management 3 Re-elect Harrison Young For For Management 4 Elect Wendy Stops For For Management 5 REMUNERATION REPORT For For Management 6 Equity Grant (MD/CEO Ian Narev - For For Management FY2015 GLRP) 7 Equity Grant (MD/CEO Ian Narev - For For Management Additional Reward Rights) 8 Approve Increase in NED's Fee Cap For For Management -------------------------------------------------------------------------------- CORONATION FUND MANAGERS LTD. Ticker: Security ID: S19537109 Meeting Date: JAN 12, 2016 Meeting Type: Annual Record Date: DEC 31, 2015 # Proposal Mgt Rec Vote Cast Sponsor 1 Re-elect Shams Pather For Against Management 2 Re-elect Anton Pillay For For Management 3 Re-elect John Snalam For For Management 4 Appointment of Auditor For For Management 5 Elect Audit and Risk Committee Member For For Management (Alexandra Watson) 6 Elect Audit and Risk Committee Member For Against Management (Shams Pather) 7 Elect Audit and Risk Committee Member For For Management (Jock McKenzie) 8 Approve NEDs' Fees For For Management 9 Authority to Repurchase Shares For For Management -------------------------------------------------------------------------------- CORRECTIONS CORPORATION OF AMERICA Ticker: CXW Security ID: 22025Y407 Meeting Date: MAY 12, 2016 Meeting Type: Annual Record Date: MAR 14, 2016 # Proposal Mgt Rec Vote Cast Sponsor 1a Elect Director Donna M. Alvarado For For Management 1b Elect Director Robert J. Dennis For For Management 1c Elect Director Mark A. Emkes For For Management 1d Elect Director Damon T. Hininger For For Management 1e Elect Director C. Michael Jacobi For For Management 1f Elect Director Anne L. Mariucci For For Management 1g Elect Director Thurgood Marshall, Jr. For For Management 1h Elect Director Charles L. Overby For For Management 1i Elect Director John R. Prann, Jr. For For Management 2 Ratify Ernst & Young LLP as Auditors For For Management 3 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation -------------------------------------------------------------------------------- COUNTRY GARDEN HOLDINGS COMPANY LTD. Ticker: 2007 Security ID: G24524103 Meeting Date: MAY 16, 2016 Meeting Type: Annual Record Date: MAY 10, 2016 # Proposal Mgt Rec Vote Cast Sponsor 1 Accept Financial Statements and For For Management Statutory Reports 2 Approve Final Dividend For For Management 3a1 Elect Yang Huiyan as Director For For Management 3a2 Elect Mo Bin as Director For For Management 3a3 Elect Zhu Rongbin as Director For For Management 3a4 Elect Yang Ziying as Director For For Management 3a5 Elect Shek Lai Him, Abraham as Director For Against Management 3a6 Elect Tong Wui Tung, Ronald as Director For For Management 3a7 Elect Mei Wenjue as Director For For Management 3b Authorize Board to Fix the For For Management Remuneration of Directors 4 Approve PricewaterhouseCoopers as For For Management Auditor and Authorize Board to Fix Their Remuneration 5 Approve Issuance of Equity or For Against Management Equity-Linked Securities without Preemptive Rights 6 Authorize Repurchase of Issued Share For For Management Capital 7 Authorize Reissuance of Repurchased For Against Management Shares -------------------------------------------------------------------------------- CRESCENT POINT ENERGY CORP. Ticker: CPG Security ID: 22576C101 Meeting Date: MAY 13, 2016 Meeting Type: Annual Record Date: MAR 28, 2016 # Proposal Mgt Rec Vote Cast Sponsor 1 Fix Number of Directors at Nine For For Management 2.1 Elect Director Rene Amirault For For Management 2.2 Elect Director Peter Bannister For For Management 2.3 Elect Director Laura A. Cillis For For Management 2.4 Elect Director D. Hugh Gillard For For Management 2.5 Elect Director Robert F. Heinemann For For Management 2.6 Elect Director Barbara Munroe For For Management 2.7 Elect Director Gerald A. Romanzin For For Management 2.8 Elect Director Scott Saxberg For For Management 2.9 Elect Director Gregory G. Turnbull For For Management 3 Approve PricewaterhouseCoopers LLP as For For Management Auditors and Authorize Board to Fix Their Remuneration 4 Amend Restricted Share Bonus Plan Re: For For Management Increase Common Share Reserve 5 Amend Restricted Share Bonus Plan Re: For For Management Increase Grant Limits to Directors 6 Advisory Vote on Executive For Against Management Compensation Approach -------------------------------------------------------------------------------- CSR LIMITED Ticker: CSR Security ID: Q30297115 Meeting Date: JUN 24, 2016 Meeting Type: Annual Record Date: JUN 22, 2016 # Proposal Mgt Rec Vote Cast Sponsor 2a Elect Penny Winn as Director For For Management 2b Elect Matthew Quinn as Director For For Management 3 Approve the Remuneration Report For For Management 4 Approve the Grant of Performance For For Management Rights to Rob Sindel, Managing Director of the Company -------------------------------------------------------------------------------- DELTA LLOYD GROUP Ticker: Security ID: N25633103 Meeting Date: MAR 16, 2016 Meeting Type: Special Record Date: FEB 17, 2016 # Proposal Mgt Rec Vote Cast Sponsor 1 Non-Voting Agenda Item TNA Management 2 Non-Voting Agenda Item TNA Management 3 Non-Voting Agenda Item TNA Management 4 Rights Issue For For Management -------------------------------------------------------------------------------- DELTA LLOYD GROUP Ticker: Security ID: N25633103 Meeting Date: MAR 16, 2016 Meeting Type: Special Record Date: FEB 17, 2016 # Proposal Mgt Rec Vote Cast Sponsor 5 Authority to Suppress Preemptive Rights For For Management 6 Increase in Authorised Share Capital For For Management 7 Non-Voting Agenda Item TNA Management 8 Non-Voting Agenda Item TNA Management 9 Non-Voting Meeting Note TNA Management -------------------------------------------------------------------------------- DELTA LLOYD NV Ticker: DL Security ID: N25633103 Meeting Date: MAY 19, 2016 Meeting Type: Annual Record Date: APR 21, 2016 # Proposal Mgt Rec Vote Cast Sponsor 1 Open Meeting and Receive Announcements None None Management 2 Receive Report of Management Board None None Management (Non-Voting) 3 Discuss Remuneration Report None None Management 4a Adopt Financial Statements and For For Management Statutory Reports 4b Receive Explanation on Company's None None Management Reserves and Dividend Policy 5a Approve Discharge of Management Board For For Management 5b Approve Discharge of Supervisory Board For For Management 6 Announce Intention of the Supervisory None None Management Board to Leon van Riet to the Management Board 7a Announce Vacancies on the Board None None Management 7b Opportunity to Make Recommendations None None Management 7c Announce Intention to elect John None None Management Lister and Paul Nijhof to Supervisory Board 7d Elect John Lister to Supervisory Board For For Management 7e Elect Paul Nijhof to Supervisory Board For For Management 7f Announce Vacancies on the Board None None Management arising in 2017 8 Discuss Changes to Supervisory Board None None Management Profile (Non-Voting) 9a Grant Board Authority to Issue Shares For For Management Up To 10 Percent of Issued Capital Plus Additional 10 Percent in Case of Takeover/Merger 9b Authorize Board to Exclude Preemptive For For Management Rights from Share Issuances Under Item 9a 10 Authorize Repurchase of Up to 10 For For Management Percent of Issued Share Capital 11 Allow Questions and Close Meeting None None Management -------------------------------------------------------------------------------- DUET GROUP Ticker: Security ID: Q32878193 Meeting Date: NOV 18, 2015 Meeting Type: Annual Record Date: NOV 16, 2015 # Proposal Mgt Rec Vote Cast Sponsor 1 Non-Voting Meeting Note TNA Management 2 Non-Voting Meeting Note TNA Management 3 Remuneration Report For For Management 4 Re-elect Ron Finlay For For Management 5 Re-elect Emma R. Stein For For Management 6 Elect Simon Perrott For For Management 7 Ratify Placement of Securities For For Management 8 Renew Proportional Takeover Provisions For For Management 9 Non-Voting Agenda Item TNA Management 10 Remuneration Report For For Management 11 Re-elect Ron Finlay For For Management 12 Re-elect Emma R. Stein For For Management 13 Elect Simon Perrott For For Management 14 Ratify Placement of Securities For For Management 15 Renew Proportional Takeover Provisions For For Management 16 Non-Voting Agenda Item TNA Management 17 Ratify Placement of Securities For For Management 18 Renew Proportional Takeover Provisions For For Management 19 Non-Voting Agenda Item TNA Management 20 Remuneration Report For For Management 21 Re-elect Eric Goodwin For For Management 22 Ratify Placement of Securities For For Management 23 Renew Proportional Takeover Provisions For For Management 24 Non-Voting Meeting Note TNA Management -------------------------------------------------------------------------------- ECOPETROL SA Ticker: EC Security ID: 279158109 Meeting Date: SEP 04, 2015 Meeting Type: Special Record Date: AUG 03, 2015 # Proposal Mgt Rec Vote Cast Sponsor 1 Agenda For For Management 2 Election of Presiding Chairman For For Management 3 Election of Delegates in Charge of For For Management Meeting Polling 4 Election of Delegates in Charge of For For Management Meeting Minutes 5 Election of Directors For For Management -------------------------------------------------------------------------------- EDP-ENERGIAS DE PORTUGAL S.A Ticker: EDP Security ID: X67925119 Meeting Date: APR 19, 2016 Meeting Type: Annual Record Date: APR 12, 2016 # Proposal Mgt Rec Vote Cast Sponsor 1 Accept Standalone and Consolidated For For Management Financial Statements and Statutory Reports 2 Approve Allocation of Income For For Management 3.1 Approve Discharge of Management Board For For Management 3.2 Approve Discharge of Supervisory Board For For Management 3.3 Approve Discharge of Auditors For For Management 4 Authorize Repurchase and Reissuance of For For Management Shares 5 Authorize Repurchase and Reissuance of For For Management Debt Instruments 6 Approve Statement on Remuneration For For Management Policy Applicable to Executive Board 7 Approve Statement on Remuneration For For Management Policy Applicable to Other Corporate Bodies -------------------------------------------------------------------------------- ELECTRICITE DE FRANCE Ticker: EDF Security ID: F2940H113 Meeting Date: MAY 12, 2016 Meeting Type: Annual/Special Record Date: MAY 09, 2016 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Financial Statements and For For Management Statutory Reports 2 Approve Consolidated Financial For For Management Statements and Statutory Reports 3 Approve Allocation of Income and For For Management Dividends of EUR 1.10 per Share A Approve Allocation of Income and Against Against Shareholder Absence of Dividends 4 Approve Stock Dividend Program For For Management 5 Approve Auditors' Special Report on For For Management Related-Party Transactions Mentioning the Absence of New Transactions 6 Advisory Vote on Compensation of Jean For For Management Bernard Levy, Chairman and CEO 7 Authorize Repurchase of Up to 10 For For Management Percent of Issued Share Capital 8 Approve Remuneration of Directors in For For Management the Aggregate Amount of EUR 510,000 9 Elect Claire Pedini as Director For For Management 10 Authorize Issuance of Equity or For Against Management Equity-Linked Securities with Preemptive Rights up to Aggregate Nominal Amount of EUR 240 Million 11 Authorize Issuance of Equity or For Against Management Equity-Linked Securities without Preemptive Rights up to Aggregate Nominal Amount of EUR 95 Million 12 Approve Issuance of Equity or For Against Management Equity-Linked Securities for up to 20 Percent of Issued Capital Per Year for Private Placements, up to Aggregate Nominal Amount of EUR 95 Million 13 Authorize Board to Increase Capital in For Against Management the Event of Additional Demand Related to Delegation Submitted to Shareholder Vote Above 14 Authorize Capitalization of Reserves For Against Management of Up to EUR 1 Billion for Bonus Issue or Increase in Par Value 15 Authorize Capital Increase of Up to For Against Management EUR 95 Million for Future Exchange Offers 16 Authorize Capital Increase of up to 10 For Against Management Percent of Issued Capital for Contributions in Kind 17 Authorize Capital Issuances for Use in For For Management Employee Stock Purchase Plans 18 Authorize Decrease in Share Capital For For Management via Cancellation of Repurchased Shares 19 Authorize Filing of Required For For Management Documents/Other Formalities -------------------------------------------------------------------------------- ENAGAS S.A. Ticker: ENG Security ID: E41759106 Meeting Date: MAR 17, 2016 Meeting Type: Annual Record Date: MAR 11, 2016 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Consolidated and Standalone For For Management Financial Statements 2 Approve Allocation of Income and For For Management Dividends 3 Approve Discharge of Board For For Management 4 Appoint Ernst & Young as Auditor For For Management 5 Reelect Sociedad Estatal de For For Management Participaciones Industriales as Director 6.1 Amend Article 3 Re: Registered Office, For For Management Branches and Corporate Website 6.2 Amend Articles Re: Exceptional For For Management Convening of Meetings and Appointment of Auditors 6.3 Amend Article 44 Re: Audit and For For Management Compliance Committee 6.4 Amend Article 45 Re: Appointments, For For Management Remuneration and Corporate Social Responsibility Committee 7 Approve Remuneration Policy For For Management 8 Approve Restricted Stock Plan For For Management 9 Advisory Vote on Remuneration Report For For Management 10 Authorize Issuance of Non-Convertible For For Management Bonds/Debentures and/or Other Debt Securities up to EUR 5 Billion 11 Authorize Issuance of Convertible For For Management Bonds, Debentures, Warrants, and Other Debt Securities up to EUR 1 Billion with Exclusion of Preemptive Rights up to 20 Percent of Capital 12 Receive Amendments to Board of None None Management Directors Regulations 13 Authorize Board to Ratify and Execute For For Management Approved Resolutions -------------------------------------------------------------------------------- EPR PROPERTIES Ticker: EPR Security ID: 26884U109 Meeting Date: MAY 11, 2016 Meeting Type: Annual Record Date: MAR 17, 2016 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Barrett Brady For For Management 1.2 Elect Director Peter C. Brown For For Management 2 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 3 Approve Omnibus Stock Plan For For Management 4 Ratify KPMG LLP as Auditors For For Management -------------------------------------------------------------------------------- EREGLI DEMIR VE CELIK FABRIKALARI TAS Ticker: EREGL Security ID: M40710101 Meeting Date: MAR 31, 2016 Meeting Type: Annual Record Date: # Proposal Mgt Rec Vote Cast Sponsor 1 Open Meeting and Elect Presiding For For Management Council of Meeting 2 Authorize Presiding Council to Sign For For Management Minutes of Meeting 3 Accept Board Report For For Management 4 Accept Audit Report For For Management 5 Accept Financial Statements For For Management 6 Approve Discharge of Board For For Management 7 Approve Allocation of Income For For Management 8 Elect Directors For For Management 9 Approve Director Remuneration For For Management 10 Grant Permission for Board Members to For For Management Engage in Commercial Transactions with Company and Be Involved with Companies with Similar Corporate Purpose 11 Ratify External Auditors For For Management 12 Receive Information on Guarantees, None None Management Pledges and Mortgages provided by the Company to Third Parties 13 Receive Information on Charitable For Against Management Donations for 2015 and Approve Upper Limit of the Donations for 2016 14 Close Meeting None None Management -------------------------------------------------------------------------------- EVERGRANDE REAL ESTATE GROUP LTD Ticker: Security ID: G3225A103 Meeting Date: SEP 18, 2015 Meeting Type: Special Record Date: SEP 17, 2015 # Proposal Mgt Rec Vote Cast Sponsor 1 Non-Voting Meeting Note TNA Management 2 Non-Voting Meeting Note TNA Management 3 Authority to Repurchase Shares For For Management -------------------------------------------------------------------------------- EVERGRANDE REAL ESTATE GROUP LTD. Ticker: 3333 Security ID: G3225A103 Meeting Date: JUN 16, 2016 Meeting Type: Annual Record Date: JUN 13, 2016 # Proposal Mgt Rec Vote Cast Sponsor 1 Accept Financial Statements and For For Management Statutory Reports 2 Approve Final Dividend For For Management 3a Elect Hui Ka Yan as Director For For Management 3b Elect Xia Haijun as Director For For Management 3c Elect He Miaoling as Director For Against Management 4 Authorize Board to Fix Remuneration of For For Management Directors 5 Approve PricewaterhouseCoopers as For For Management Auditors and Authorize Board to Fix Their Remuneration 6 Approve Issuance of Equity or For Against Management Equity-Linked Securities without Preemptive Rights 7 Authorize Repurchase of Issued Share For For Management Capital 8 Authorize Reissuance of Repurchased For Against Management Shares 9 Change English and Dual Foreign Name For For Management -------------------------------------------------------------------------------- FONCIERE DES REGIONS Ticker: FDR Security ID: F42399109 Meeting Date: APR 27, 2016 Meeting Type: Annual/Special Record Date: APR 22, 2016 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Financial Statements and For For Management Statutory Reports 2 Approve Consolidated Financial For For Management Statements and Statutory Reports 3 Approve Allocation of Income and For For Management Dividends of EUR 4.30 per Share 4 Approve Auditors' Special Report on For Against Management Related-Party Transactions 5 Advisory Vote on Compensation of of For For Management Jean Laurent, Chairman 6 Advisory Vote on Compensation of For For Management Christophe Kullmann, CEO 7 Advisory Vote on Compensation of For Against Management Olivier Esteve, Vice CEO 8 Advisory Vote on Compensation of Aldo For Against Management Mazzocco, Vice CEO 9 Ratify Appointment of Covea For For Management Cooperations as Director 10 Reelect Christophe Kullmann as Director For For Management 11 Elect Patricia Savin as Director For For Management 12 Elect Catherine Soubie as Director For For Management 13 Approve Remuneration of Directors in For For Management the Aggregate Amount of EUR 600,000 14 Authorize Repurchase of Up to 10 For For Management Percent of Issued Share Capital 15 Authorize Capitalization of Reserves For For Management of Up to EUR 20 Million for Bonus Issue or Increase in Par Value 16 Authorize Decrease in Share Capital For For Management via Cancellation of Repurchased Shares 17 Authorize Issuance of Equity or For For Management Equity-Linked Securities with Preemptive Rights up to Aggregate Nominal Amount of EUR 50 Million 18 Authorize Issuance of Equity or For For Management Equity-Linked Securities without Preemptive Rights, but with binding priority rights, up to Aggregate Nominal Amount of EUR 20 Million 19 Authorize Capital Increase of Up to For Against Management EUR 50 Million for Future Exchange Offers 20 Authorize Capital Increase of up to 10 For Against Management Percent of Issued Capital for Contributions in Kind 21 Authorize Capital Issuances for Use in For For Management Employee Stock Purchase Plans 22 Authorize up to 1 Percent of Issued For Against Management Capital for Use in Restricted Stock Plans 23 Authorize Filing of Required For For Management Documents/Other Formalities -------------------------------------------------------------------------------- FORTESCUE METALS GROUP LTD Ticker: Security ID: Q39360104 Meeting Date: NOV 11, 2015 Meeting Type: Annual Record Date: NOV 09, 2015 # Proposal Mgt Rec Vote Cast Sponsor 1 Non-Voting Meeting Note TNA Management 2 Remuneration Report For Against Management 3 Re-elect Cao Huiquan For For Management 4 Elect Jean Baderschneider For For Management 5 Performance Rights Plan For For Management 6 Equity Grant (MD/CEO Neville Power and For For Management Executive Director Peter Meurs) -------------------------------------------------------------------------------- FORTUM OYJ Ticker: FUM1V Security ID: X2978Z118 Meeting Date: APR 05, 2016 Meeting Type: Annual Record Date: MAR 22, 2016 # Proposal Mgt Rec Vote Cast Sponsor 1 Open Meeting None None Management 2 Call the Meeting to Order None None Management 3 Designate Inspector or Shareholder For For Management Representative(s) of Minutes of Meeting 4 Acknowledge Proper Convening of Meeting For For Management 5 Prepare and Approve List of For For Management Shareholders 6 Receive Financial Statements and None None Management Statutory Reports 7 Accept Financial Statements and For For Management Statutory Reports 8 Approve Allocation of Income and For For Management Dividends of EUR 1.10 Per Share 9 Approve Discharge of Board and For For Management President 10 Approve Remuneration of Directors in For For Management the Amount of EUR 75,000 for Chairman, EUR 57,000 for Vice Chairman, and EUR 40,000 for Other Directors; Approve Attendance Fees for Board and Committee Work 11 Fix Number of Directors at Eight For For Management 12 Reelect Sari Baldauf (Chair), Kim For For Management Ignatius (Vice Chair), Minoo Akhtarzand, Heinz-Werner Binzel, Eva Hamilton, Tapio Kuula, Jyrki Talvitie as Directors; Elect Veli-Matti Reinikkala as New Director 13 Approve Remuneration of Auditors For For Management 14 Ratify Deloitte & Touche as Auditors For For Management 15 Authorize Share Repurchase Program For For Management 16 Approve Issuance of up to 20 Million For For Management Shares without Preemptive Rights 17 Close Meeting None None Management -------------------------------------------------------------------------------- FREENET AG Ticker: FNTN Security ID: D3689Q134 Meeting Date: MAY 12, 2016 Meeting Type: Annual Record Date: # Proposal Mgt Rec Vote Cast Sponsor 1 Receive Financial Statements and None None Management Statutory Reports for Fiscal 2015 (Non-Voting) 2 Approve Allocation of Income and For For Management Dividends of EUR 1.55 per Share 3 Approve Discharge of Management Board For For Management for Fiscal 2015 4 Approve Discharge of Supervisory Board For For Management for Fiscal 2015 5.1 Ratify PricewaterhouseCoopers AG as For For Management Auditors for Fiscal 2016 5.2 Ratify PricewaterhouseCoopers AG as For For Management Auditors for the First Quarter of Fiscal 2017 6 Amend Corporate Purpose For For Management 7 Approve Creation of EUR 12.8 Million For For Management Pool of Authorized Capital without Preemptive Rights 8 Authorize Share Repurchase Program and For For Management Reissuance or Cancellation of Repurchased Shares 9 Authorize Use of Financial Derivatives For For Management when Repurchasing Shares 10 Approve Issuance of Warrants/Bonds For For Management with Warrants Attached/Convertible Bonds without Preemptive Rights up to Aggregate Nominal Amount of EUR 640 Million; Approve Creation of EUR 12.8 Million Pool of Conditional Capital to Guarantee Conversion Rights -------------------------------------------------------------------------------- GAMING AND LEISURE PROPERTIES INC Ticker: GLPI Security ID: 36467J108 Meeting Date: MAR 15, 2016 Meeting Type: Special Record Date: FEB 08, 2016 # Proposal Mgt Rec Vote Cast Sponsor 1 Stock Issuance for Acquisition For For Management 2 Right to Adjourn Meeting For For Management -------------------------------------------------------------------------------- GAMING AND LEISURE PROPERTIES, INC. Ticker: GLPI Security ID: 36467J108 Meeting Date: JUN 01, 2016 Meeting Type: Annual Record Date: APR 08, 2016 # Proposal Mgt Rec Vote Cast Sponsor 1 Elect Director Peter M. Carlino For Withhold Management 2 Ratify Ernst & Young LLP as Auditors For For Management 3 Declassify the Board of Directors For For Management -------------------------------------------------------------------------------- GENWORTH MORTGAGE INSURANCE AUSTRALIA LTD Ticker: GMA Security ID: Q3983N106 Meeting Date: MAY 05, 2016 Meeting Type: Annual Record Date: MAY 03, 2016 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve the Remuneration Report For For Management 2 Approve the Grant of 364,119 Share For For Management Rights to Georgette Nicholas, Genworth Australia Chief Executive Office of the Company 3 Approve the Capital Reduction For For Management 4 Approve the Share Consolidation For For Management 5 Approve the On-Market Share Buy-Back For For Management 6 Approve the Renewal of the For For Management Proportional Takeover Provisions 7 Elect Stuart Take as Director For For Management 8 Elect Jerome Upton as Director For For Management 9 Elect Tony Gill as Director For For Management -------------------------------------------------------------------------------- GRAMERCY PROPERTY TRUST Ticker: GPT Security ID: 385002100 Meeting Date: JUN 23, 2016 Meeting Type: Annual Record Date: APR 22, 2016 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Charles E. Black For For Management 1.2 Elect Director Gordon F. DuGan For For Management 1.3 Elect Director Allan J. Baum For For Management 1.4 Elect Director Z. Jamie Behar For For Management 1.5 Elect Director Thomas D. Eckert For For Management 1.6 Elect Director James L. Francis For For Management 1.7 Elect Director Gregory F. Hughes For For Management 1.8 Elect Director Jeffrey E. Kelter For For Management 1.9 Elect Director Louis P. Salvatore For For Management 2 Approve Omnibus Stock Plan For For Management 3 Ratify Ernst & Young LLP as Auditors For For Management 4 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation -------------------------------------------------------------------------------- GREENTOWN CHINA HOLDINGS LTD. Ticker: Security ID: G4100M105 Meeting Date: JUL 15, 2015 Meeting Type: Special Record Date: JUL 10, 2015 # Proposal Mgt Rec Vote Cast Sponsor 1 Non-Voting Meeting Note TNA Management 2 Non-Voting Meeting Note TNA Management 3 Framework Agreement For For Management 4 Elect CAO Zhounan For For Management 5 Elect LI Qingan For For Management 6 Elect LIU Wensheng For Against Management 7 Non-Voting Meeting Note TNA Management -------------------------------------------------------------------------------- GREENTOWN CHINA HOLDINGS LTD. Ticker: Security ID: G4100M105 Meeting Date: JAN 08, 2016 Meeting Type: Special Record Date: JAN 05, 2016 # Proposal Mgt Rec Vote Cast Sponsor 1 Non-Voting Meeting Note TNA Management 2 Non-Voting Meeting Note TNA Management 3 Framework Agreement For For Management 4 Non-Voting Meeting Note TNA Management -------------------------------------------------------------------------------- GROWTHPOINT PROPERTIES LTD. Ticker: Security ID: S3373C239 Meeting Date: NOV 17, 2015 Meeting Type: Annual Record Date: NOV 06, 2015 # Proposal Mgt Rec Vote Cast Sponsor 1 Accounts and Reports For For Management 2 Re-elect Mzolisi G. Diliza For For Management 3 Re-elect Peter H. Fechter For For Management 4 Re-elect John C. Hayward For For Management 5 Re-elect Herman S.P. Mashaba For For Management 6 Elect Audit Committee Member (Lynette For For Management Finlay) 7 Elect Audit Committee Member (Peter For For Management Fechter) 8 Elect Audit Committee Member (John For For Management Hayward) 9 Appointment of Auditor For For Management 10 Approve Remuneration Policy For Against Management 11 General Authority to Issue Shares For For Management 12 Authority to Issue Shares Pursuant to For For Management Dividend Reinvestment 13 Authority to Issue Shares for Cash For For Management 14 Social, Ethics and Transformation For For Management Committee Report 15 Approve NEDs' Fees For For Management 16 Approve Financial Assistance For For Management 17 Authority to Repurchase Shares For For Management -------------------------------------------------------------------------------- GUANGZHOU R&F PROPERTIES CO. LTD. Ticker: Security ID: Y2933F115 Meeting Date: AUG 12, 2015 Meeting Type: Special Record Date: JUL 10, 2015 # Proposal Mgt Rec Vote Cast Sponsor 1 Non-Voting Meeting Note TNA Management 2 Non-Voting Meeting Note TNA Management 3 Non-Voting Meeting Note TNA Management 4 Class of Shares For For Management 5 Place of Listing For For Management 6 Issuers For For Management 7 Issue Size For For Management 8 Nominal Value For For Management 9 Target Subscriber For For Management 10 Issue Price For For Management 11 Method of Issue For For Management 12 Underwriting Method For For Management 13 Use of Proceeds For For Management 14 Accumulated Undistributed Profit For For Management 15 Validity Period For For Management 16 Board Authorization to Implement A For For Management Share Issue 17 Price Stablization Measure For For Management 18 Letter of Undertaking Regarding For For Management Repurchase of A Shares 19 Amendments to Articles For For Management 20 Three Year Shareholder Profit For For Management Distribution Plan 21 Appointment of Domestic Auditor and For For Management Authority to Set Fees 22 Letter of Undertaking Regarding For For Management Performance of Undertakings 23 Adoption of Rules of Procedures for For For Management Shareholders' General Meeting 24 Adoption of Rules of Procedures for For For Management Board of Directors 25 Adoption of Working System for For For Management Independent Directors 26 Adoption of Special Deposit Account For For Management and Management Method for Use of Proceeds 27 Adoption of Administrative Rules For For For Management Connected Party Transactions 28 Adoption of Rules For External For For Management Guarantee 29 Adoption of Administrative Rules for For For Management External Investment 30 Adoption of Rules of Procedures for For For Management Supervisory Committee 31 Issuer For For Management 32 Size of Issuance For For Management 33 Method of Issue For For Management 34 Bond Type and Maturity For For Management 35 Use of Proceeds For For Management 36 Arrangement for Issue of Shareholders For For Management 37 Determination of Bond Annual Interest For For Management Rate 38 Listing and Trading Arrangement For For Management 39 Validity of Resolution For For Management 40 Measures to Ensure Repayment For For Management 41 Board Authorization to Implement Bond For For Management Issue -------------------------------------------------------------------------------- GUANGZHOU R&F PROPERTIES CO. LTD. Ticker: Security ID: Y2933F115 Meeting Date: AUG 12, 2015 Meeting Type: Other Record Date: JUL 10, 2015 # Proposal Mgt Rec Vote Cast Sponsor 8 Target Subscriber For For Management 9 Issue Price For For Management 10 Method of Issue For For Management 11 Underwriting Method For For Management 12 Use of Proceeds For For Management 13 Accumulated Undistributed Profit For For Management 14 Validity Period For For Management 15 Board Authorization to Implement A For For Management Share Issue 16 Price Stablization Measure For For Management 17 Letter of Undertaking Regarding For For Management Repurchase of A Shares -------------------------------------------------------------------------------- GUANGZHOU R&F PROPERTIES CO. LTD. Ticker: Security ID: Y2933F115 Meeting Date: AUG 12, 2015 Meeting Type: Other Record Date: JUL 10, 2015 # Proposal Mgt Rec Vote Cast Sponsor 1 Non-Voting Meeting Note TNA Management 2 Non-Voting Meeting Note TNA Management 3 Class of Shares For For Management 4 Place of Listing For For Management 5 Issuers For For Management 6 Issue Size For For Management 7 Nominal Value For For Management -------------------------------------------------------------------------------- HCP, INC. Ticker: HCP Security ID: 40414L109 Meeting Date: APR 28, 2016 Meeting Type: Annual Record Date: MAR 07, 2016 # Proposal Mgt Rec Vote Cast Sponsor 1a Elect Director Brian G. Cartwright For For Management 1b Elect Director Christine N. Garvey For For Management 1c Elect Director David B. Henry For For Management 1d Elect Director James P. Hoffmann For For Management 1e Elect Director Lauralee E. Martin For For Management 1f Elect Director Michael D. McKee For For Management 1g Elect Director Peter L. Rhein For For Management 1h Elect Director Joseph P. Sullivan For For Management 2 Ratify Deloitte & Touche LLP as For For Management Auditors 3 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation -------------------------------------------------------------------------------- HUANENG POWER INTERNATIONAL, INC. Ticker: 902 Security ID: Y3744A105 Meeting Date: JUN 23, 2016 Meeting Type: Annual Record Date: JUN 01, 2016 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve 2015 Work Report of Board of For For Management Directors 2 Approve 2015 Work Report of For For Management Supervisory Committee 3 Approve 2015 Audited Financial For For Management Statements 4 Approve 2015 Profit Distribution Plan For For Management 5 Approve KPMG and KPMG Huazhen LLP as For For Management the International and PRC Auditors 6 Elect Xu Mengzhou as Director For For Management 7 Amend Articles of Association For For Management 8 Approve Issuance of Equity or For Against Management Equity-Linked Securities without Preemptive Rights 9 Approve Issuance of Domestic and None For Shareholder Foreign Perpetual Debts Under the General Mandate -------------------------------------------------------------------------------- ICADE Ticker: ICAD Security ID: F4931M119 Meeting Date: MAY 23, 2016 Meeting Type: Annual/Special Record Date: MAY 18, 2016 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Financial Statements and For For Management Statutory Reports 2 Approve Consolidated Financial For For Management Statements and Statutory Reports 3 Approve Allocation of Income and For For Management Dividends of EUR 3.73 per Share 4 Approve Insurance Policy Agreement For For Management with Olivier Wigniolle, CEO 5 Approve Severance Payment Agreement For Against Management with Olivier Wigniolle, CEO 6 Reelect Cecile Daubignard as Director For Against Management 7 Reelect Marie-Christine Lambert as For For Management Director 8 Reelect Benoit Maes as Director For Against Management 9 Elect Frederic Thomas as Director For For Management 10 Elect Georges Ralli as Director For For Management 11 Elect Florence Peronnau as Director For For Management 12 Approve Remuneration of Directors in For For Management the Aggregate Amount of EUR 320,000 13 Advisory Vote on Compensation of Serge For Against Management Grzybowski, Chairman and CEO until Feb. 17, 2015 14 Advisory Vote on Compensation of For Against Management Nathalie Palladitcheff, CEO from Feb. 17, 2015 to April 29, 2015 15 Advisory Vote on Compensation of Andre For For Management Martinez, Chairman since April 29, 2015 16 Advisory Vote on Compensation of For Against Management Olivier Wigniolle, CEO since April 29, 2015 17 Authorize Repurchase of Up to 10 For For Management Percent of Issued Share Capital 18 Authorize Decrease in Share Capital For For Management via Cancellation of Repurchased Shares 19 Authorize Issuance of Equity or For For Management Equity-Linked Securities with Preemptive Rights up to Aggregate Nominal Amount of EUR 38 Million 20 Authorize Capital Increase of up to 10 For Against Management Percent of Issued Capital for Contributions in Kind 21 Authorize Capital Issuances for Use in For For Management Employee Stock Purchase Plans 22 Authorize up to 0.5 Percent of Issued For Against Management Capital for Use in Restricted Stock Plans 23 Amend Article 6 of Bylaws Re: TPI / For Against Management Shareholders Identification/ Threshold Crossing 24 Amend Article 16 of Bylaws Re: For For Management Statutory Accounts 25 Approve Merger by Absorption of HoldCo For Against Management SIIC by Icade 26 Approve Issuance of 38,491,773 Shares For Against Management in Connection with Acquisition Above and Amend Article 5 of Bylaws Accordingly 27 Authorize Decrease in Share Capital For Against Management via Cancellation of 38,491,773 Shares Transmitted by HoldCo SIIC to Icade and Amend Article 5 of Bylaws Accordingly 28 Authorize Filing of Required For For Management Documents/Other Formalities -------------------------------------------------------------------------------- INDUSTRIAL AND COMMERCIAL BANK OF CHINA LIMITED Ticker: 1398 Security ID: Y3990B112 Meeting Date: JUN 24, 2016 Meeting Type: Annual Record Date: MAY 24, 2016 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve 2015 Work Report of the Board For For Management of Directors 2 Approve 2015 Work Report of the Board For For Management of Supervisors 3 Elect Yi Huiman as Director For For Management 4 Elect Shen Si as Director For For Management 5 Elect Zhang Wei as Supervisor For For Management 6 Elect Shen Bingxi as Supervisor For For Management 7 Approve 2015 Audited Accounts For For Management 8 Approve 2015 Profit Distribution Plan For For Management 9 Approve 2016 Fixed Asset Investment For For Management Budget 10 Approve Proposal in Respect of the For For Management Issue of Eligible Tier-2 Capital Instruments with Write- Down Feature of up to 88 Billion 11 Approve KPMG Huazhen (Special General For For Management Partnership) as the Domestic External Auditor of the Bank and KPMG as the International External Auditor -------------------------------------------------------------------------------- INSURANCE AUSTRALIA GROUP LIMITED Ticker: Security ID: Q49361100 Meeting Date: OCT 21, 2015 Meeting Type: Annual Record Date: OCT 19, 2015 # Proposal Mgt Rec Vote Cast Sponsor 1 Non-Voting Meeting Note TNA Management 2 Remuneration Report For For Management 3 Equity Grant (MD/CEO Michael Wilkins) For For Management 4 Re-elect Alison C. Deans For For Management 5 Re-elect Raymond LIM Siang Keat For For Management 6 Elect Elizabeth B. Bryan For For Management 7 Elect Thomas W. Pockett For For Management 8 Elect Jonathan Nicholson For For Management 9 Ratify Placement of Securities (Shares) For For Management 10 Approve of Placement of Securities For For Management (Options) -------------------------------------------------------------------------------- INTER PIPELINE LTD. Ticker: IPL Security ID: 45833V109 Meeting Date: MAY 09, 2016 Meeting Type: Annual Record Date: MAR 21, 2016 # Proposal Mgt Rec Vote Cast Sponsor 1 Fix Number of Directors at Eight For For Management 2.1 Elect Director Richard Shaw For For Management 2.2 Elect Director David Fesyk For For Management 2.3 Elect Director Lorne Brown For For Management 2.4 Elect Director Duane Keinick For For Management 2.5 Elect Director Alison Taylor Love For For Management 2.6 Elect Director William Robertson For For Management 2.7 Elect Director Brant Sangster For For Management 2.8 Elect Director Margaret McKenzie For For Management 3 Approve Ernst & Young LLP as Auditors For For Management and Authorize Board to Fix Their Remuneration 4 Advisory Vote on Executive For For Management Compensation Approach -------------------------------------------------------------------------------- IOOF HOLDINGS Ticker: Security ID: Q49809108 Meeting Date: NOV 26, 2015 Meeting Type: Annual Record Date: NOV 24, 2015 # Proposal Mgt Rec Vote Cast Sponsor 1 Non-Voting Meeting Note TNA Management 2 Re-elect Jane M. Harvey For For Management 3 Re-elect George Venardos For For Management 4 Elect Elizabeth Flynn For For Management 5 Remuneration Report For For Management 6 Equity Grant (MD Christopher Kelaher) For For Management -------------------------------------------------------------------------------- KOMERCNI BANKA A.S. Ticker: KOMB Security ID: X45471111 Meeting Date: APR 22, 2016 Meeting Type: Annual Record Date: APR 15, 2016 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Management Board Report on For For Management Company's Operations and State of Its Assets in Fiscal 2015 2 Receive Report on Act Providing for None None Management Business Undertaking in the Capital Market 3 Receive Management Board Report on None None Management Related Entities 4 Receive Financial Statements, None None Management Consolidated Financial Statements, and Management Board Proposal on Allocation of Income for Fiscal 2015 5 Receive Supervisory Board Report on None None Management Financial Statements, Management Board Proposal on Allocation of Income, Consolidated Financial Statements, Board's Work, and Company's Standing in Fiscal 2015 6 Receive Audit Committee Report for None None Management Fiscal 2015 7 Approve Financial Statements for For For Management Fiscal 2015 8 Approve Allocation of Income and For For Management Dividends of CZK 310 for Fiscal 2015 9 Approve Consolidated Financial For For Management Statements for Fiscal 2015 10 Elect Borivoj Kacena as Supervisory For For Management Board Member 11 Elect Borivoj Kacena as Audit For For Management Committee Member 12 Approve Share Repurchase Program For For Management 13 Ratify Deloitte Audit s.r.o. as For For Management Auditor for Fiscal 2016 14 Amend Articles of Association For For Management 15 Fix Maximum Variable Compensation Ratio For For Management -------------------------------------------------------------------------------- LAS VEGAS SANDS CORP. Ticker: LVS Security ID: 517834107 Meeting Date: JUN 03, 2016 Meeting Type: Annual Record Date: APR 11, 2016 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Sheldon G. Adelson For For Management 1.2 Elect Director Irwin Chafetz For For Management 1.3 Elect Director Robert G. Goldstein For For Management 1.4 Elect Director Charles A. Koppelman For For Management 2 Ratify Deloitte & Touche LLP as For For Management Auditors 3 Advisory Vote to Ratify Named For Against Management Executive Officers' Compensation -------------------------------------------------------------------------------- LEXINGTON REALTY TRUST Ticker: LXP Security ID: 529043101 Meeting Date: MAY 17, 2016 Meeting Type: Annual Record Date: MAR 08, 2016 # Proposal Mgt Rec Vote Cast Sponsor 1a Elect Director E. Robert Roskind For For Management 1b Elect Director T. Wilson Eglin For For Management 1c Elect Director Richard J. Rouse For For Management 1d Elect Director Harold First For For Management 1e Elect Director Richard S. Frary For For Management 1f Elect Director Lawrence L. Gray For For Management 1g Elect Director Claire A. Koeneman For For Management 1h Elect Director Kevin W. Lynch For For Management 2 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 3 Ratify KPMG LLP as Auditors For For Management -------------------------------------------------------------------------------- LIBERTY PROPERTY TRUST Ticker: LPT Security ID: 531172104 Meeting Date: MAY 12, 2016 Meeting Type: Annual Record Date: MAR 10, 2016 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Frederick F. Buchholz For For Management 1.2 Elect Director Thomas C. DeLoach, Jr. For For Management 1.3 Elect Director Katherine Elizabeth For For Management Dietze 1.4 Elect Director Antonio F. Fernandez For For Management 1.5 Elect Director Daniel P. Garton For For Management 1.6 Elect Director William P. Hankowsky For For Management 1.7 Elect Director M. Leanne Lachman For For Management 1.8 Elect Director David L. Lingerfelt For For Management 1.9 Elect Director Fredric J. Tomczyk For For Management 2 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 3 Ratify Ernst & Young LLP as Auditors For For Management -------------------------------------------------------------------------------- MACQUARIE INFRASTRUCTURE CORPORATION Ticker: MIC Security ID: 55608B105 Meeting Date: MAY 18, 2016 Meeting Type: Annual Record Date: MAR 23, 2016 # Proposal Mgt Rec Vote Cast Sponsor 1a Elect Director Norman H. Brown, Jr. For For Management 1b Elect Director George W. Carmany, III For For Management 1c Elect Director H.E. (Jack) Lentz For For Management 1d Elect Director Ouma Sananikone For For Management 1e Elect Director William H. Webb For For Management 2 Ratify KPMG LLP as Auditors For For Management 3 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 4 Approve Omnibus Stock Plan For For Management -------------------------------------------------------------------------------- MEDICAL PROPERTIES TRUST, INC. Ticker: MPW Security ID: 58463J304 Meeting Date: MAY 19, 2016 Meeting Type: Annual Record Date: MAR 21, 2016 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Edward K. Aldag, Jr. For For Management 1.2 Elect Director G. Steven Dawson For For Management 1.3 Elect Director R. Steven Hamner For For Management 1.4 Elect Director Robert E. Holmes For For Management 1.5 Elect Director Sherry A. Kellett For For Management 1.6 Elect Director William G. McKenzie For Against Management (Gil) 1.7 Elect Director D. Paul Sparks, Jr. For For Management 2 Ratify PricewaterhouseCoppers LLP as For For Management Auditors 3 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation -------------------------------------------------------------------------------- MMI HOLDINGS LTD Ticker: Security ID: S5143R107 Meeting Date: NOV 20, 2015 Meeting Type: Annual Record Date: NOV 13, 2015 # Proposal Mgt Rec Vote Cast Sponsor 1 Elect Mary Vilakazi For For Management 2 Re-elect Frans Truter For For Management 3 Re-elect Ben van der Ross For Against Management 4 Re-elect Khehla C. Shubane For For Management 5 Re-elect Leon Crouse For For Management 6 Re-elect Syd Muller For For Management 7 Appointment of Auditor For For Management 8 Elect Audit Committee Member (Frans For For Management Truter) 9 Elect Audit Committee Member (Syd For For Management Muller) 10 Elect Audit Committee Members (Fatima For For Management Jakoet) 11 Elect Audit Committee Members (Louis For For Management von Zeuner) 12 Approve Remuneration Policy For For Management -------------------------------------------------------------------------------- MMI HOLDINGS LTD Ticker: Security ID: S5143R107 Meeting Date: NOV 20, 2015 Meeting Type: Annual Record Date: NOV 13, 2015 # Proposal Mgt Rec Vote Cast Sponsor 13 Authorisation of Legal Formalities For For Management 14 Approve NEDs' Fees (Chairperson of the For For Management Board) 15 Approve NEDs' Fees (Deputy Chairperson For For Management of the Board) 16 Approve NEDs' Fees (Board Member) For For Management 17 Approve NEDs' Fees (Chairperson of For For Management Audit Committee) 18 Approve NEDs' Fees (Member of Audit For For Management Committee) 19 Approve NEDs' Fees (Chairperson of For For Management Actuarial Committee) 20 Approve NEDs' Fees (Member of For For Management Actuarial Committee) 21 Approve NEDs' Fees (Chairperson of For For Management Remuneration Committee) 22 Approve NEDs' Fees (Member of For For Management Remuneration Committee) 23 Approve NEDs' Fees (Chairperson of For For Management Risk, Capital and Compliance Committee) 24 Approve NEDs' Fees (Member of Risk, For For Management Capital and Compliance Committee) 25 Approve NEDs' Fees (Chairperson of For For Management Social, Ethics and Transformation) Committee 26 Approve NEDs' Fees (Member of Social, For For Management Ethics and Transformation Committee) 27 Approve NEDs' Fees (Chairperson of For For Management Nominations Committee) 28 Approve NEDs' Fees (Member of For For Management Nominations Committee) 29 Approve NEDs' Fees (Chairperson of For For Management Fair Practices Committee) 30 Approve NEDs' Fees (Member of Fair For For Management Practices Committee) 31 Approve NEDs' Fees (Chairperson of For For Management Board for Segments and Product House) 32 Approve NEDs' Fees (Member of Board For For Management for Segments and Product House) 33 Approve NEDs' Fees (Ad Hoc Work) For For Management 34 Approve Financial Assistance (Section For For Management 44) 35 Approve Financial Assistance (Section For For Management 45) 36 Authority to Repurchase Shares For For Management -------------------------------------------------------------------------------- MOBILE TELESYSTEMS PJSC Ticker: MBT Security ID: 607409109 Meeting Date: JUN 23, 2016 Meeting Type: Annual Record Date: MAY 06, 2016 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Meeting Procedures For For Management 2 Approve Annual Report, Financial For For Management Statements, and Allocation of Income, Including Dividends of RUB 14.01 per Share 3.1 Elect Aleksandr Gorbunov as Director None Against Management 3.2 Elect Andrey Dubovskov as Director None Against Management 3.3 Elect Ron Sommer as Director None Against Management 3.4 Elect Michel Combes as Director None For Management 3.5 Elect Stanley Miller as Director None For Management 3.6 Elect Vsevolod Rozanov as Director None Against Management 3.7 Elect Regina von Flemming as Director None For Management 3.8 Elect Thomas Holtrop as Director None For Management 3.9 Elect Mikhail Shamolin as Director None Against Management 4.1 Elect Irina Borisenkova as Member of For For Management Audit Commission 4.2 Elect Maksim Mamonov as Member of For For Management Audit Commission 4.3 Elect Anatoly Panarin as Member of For For Management Audit Commission 5 Ratify Auditor For For Management 6 Approve New Edition of Charter For For Management 7 Approve New Edition of Regulations on For For Management General Meetings 8 Approve New Edition of Regulations on For For Management Board of Directors 9 Approve Reduction in Share Capital For For Management 10 Amend Charter For For Management -------------------------------------------------------------------------------- MTN GROUP LTD Ticker: MTN Security ID: S8039R108 Meeting Date: MAY 25, 2016 Meeting Type: Annual Record Date: MAY 20, 2016 # Proposal Mgt Rec Vote Cast Sponsor 1 Re-elect Azmi Mikati as Director For Against Management 2 Re-elect Koosum Kalyan as Director For For Management 3 Re-elect Alan van Biljon as Director For For Management 4 Re-elect Jeff van Rooyen as Director For For Management 5 Elect Shaygan Kheradpir as Director For For Management 6 Re-elect Christine Ramon as For For Management Chairperson of the Audit Committee 7 Re-elect Peter Mageza as Member of the For For Management Audit Committee 8 Elect Azmi Mikati as Member of the For Against Management Audit Committee 9 Re-elect Jeff van Rooyen as Member of For For Management the Audit Committee 10 Reappoint PricewaterhouseCoopers Inc For For Management and SizweNtsalubaGobodo Inc as Joint Auditors of the Company 11 Place Authorised but Unissued Shares For For Management under Control of Directors 12 Authorise Board to Issue Shares for For For Management Cash 13 Approve Remuneration Philosophy For For Management 14 Authorise Repurchase of Issued Share For For Management Capital 15 Approve Financial Assistance to For For Management Subsidiaries and Other Related and Inter-related Entities 16 Approve Financial Assistance to For For Management Directors, Prescribed Officers and Employee Share Scheme Beneficiaries -------------------------------------------------------------------------------- NATIONAL AUSTRALIA BANK Ticker: Security ID: Q65336119 Meeting Date: DEC 17, 2015 Meeting Type: Annual Record Date: DEC 15, 2015 # Proposal Mgt Rec Vote Cast Sponsor 1 Non-Voting Meeting Note TNA Management 2 Elect Anne Loveridge For For Management 3 REMUNERATION REPORT For For Management 4 Equity Grant (MD/CEO Andrew Thorburn) For For Management -------------------------------------------------------------------------------- NATIONAL AUSTRALIA BANK Ticker: Security ID: Q65336119 Meeting Date: JAN 27, 2016 Meeting Type: Special Record Date: JAN 25, 2016 # Proposal Mgt Rec Vote Cast Sponsor 1 Demerger For For Management -------------------------------------------------------------------------------- NATIONAL AUSTRALIA BANK Ticker: Security ID: Q65336119 Meeting Date: JAN 27, 2016 Meeting Type: Ordinary Record Date: JAN 25, 2016 # Proposal Mgt Rec Vote Cast Sponsor 1 NAB Capital Reduction For For Management 2 Non-Voting Agenda Item TNA Management 3 CYBG Capital Reduction For For Management -------------------------------------------------------------------------------- NATIONAL GRID PLC Ticker: Security ID: G6375K151 Meeting Date: JUL 21, 2015 Meeting Type: Annual Record Date: JUL 17, 2015 # Proposal Mgt Rec Vote Cast Sponsor 1 Accounts and Reports For For Management 2 Allocation of Profits/Dividends For For Management 3 Elect Sir Peter Gershon For For Management 4 Elect Steven Holliday For For Management 5 Elect Andrew Bonfield For For Management 6 Elect John Pettigrew For For Management 7 Elect Dean Seavers For For Management 8 Elect Nora Brownell For For Management 9 Elect Jonathan Dawson For For Management 10 Elect Therese Esperdy For For Management 11 Elect Paul Golby For For Management 12 Elect Ruth Kelly For For Management 13 Elect Mark Williamson For For Management 14 Appointment of Auditor For For Management 15 Authority to Set Auditor's Fees For For Management 16 Remuneration Report (Advisory) For For Management 17 Authority to Issue Shares w/ For For Management Preemptive Rights 18 Authority to Issue Shares w/o For For Management Preemptive Rights 19 Authority to Repurchase Shares For For Management 20 Authority to Set General Meeting For Against Management Notice Period at 14 Days -------------------------------------------------------------------------------- NEOPOST Ticker: Security ID: F65196119 Meeting Date: JUL 01, 2015 Meeting Type: Mix Record Date: JUN 26, 2015 # Proposal Mgt Rec Vote Cast Sponsor 26 Authority to Issue Securities Giving For For Management Rights to Debt Instruments 27 Amendments Regarding Voting Rights For For Management 28 Amendment Regarding Record Date For For Management 29 Authorization of Legal Formalities For For Management -------------------------------------------------------------------------------- NEOPOST Ticker: Security ID: F65196119 Meeting Date: JUL 01, 2015 Meeting Type: Mix Record Date: JUN 26, 2015 # Proposal Mgt Rec Vote Cast Sponsor 1 Non-Voting Meeting Note TNA Management 2 Non-Voting Meeting Note TNA Management 3 Non-Voting Meeting Note TNA Management 4 Accounts and Reports; Approval of For For Management Non-Tax-Deductible Expenses 5 Allocation of Profits/Dividends For For Management 6 Consolidated Accounts and Reports For For Management 7 Related Party Transactions For For Management 8 Directors' Fees For For Management 9 Remuneration of Denis Thiery, Chairman For For Management and CEO 10 Elect Isabelle Simon For For Management 11 Elect Vincent Mercier For For Management 12 Authority to Repurchase Shares For For Management 13 Authority to Issue Shares w/ For For Management Preemptive Rights 14 Authority to Issue Shares w/o For For Management Preemptive Rights 15 Authority to Issue Shares w/o For For Management Preemptive Rights Through Private Placement 16 Authority to Issue Shares w/o For For Management Preemptive Rights 17 Authority to Issue Shares w/o For For Management Preemptive Rights Through Private Placement 18 Greenshoe For For Management 19 Authority to Increase Capital Through For For Management Capitalizations 20 Authority to Increase Capital In For For Management Consideration for Contributions in Kind 21 Authority to Increase Capital In Case For For Management of Exchange Offer 22 Employee Stock Purchase Plan For For Management 23 Employee Stock Purchase Plan for For For Management Subsidiaries 24 Authority to Issue Performance Shares For For Management 25 Authority to Cancel Shares and Reduce For For Management Capital -------------------------------------------------------------------------------- NEW RESIDENTIAL INVESTMENT CORP. Ticker: NRZ Security ID: 64828T201 Meeting Date: MAY 26, 2016 Meeting Type: Annual Record Date: APR 01, 2016 # Proposal Mgt Rec Vote Cast Sponsor 1 Elect Director Douglas L. Jacobs For For Management 2 Ratify Ernst & Young LLP as Auditors For For Management -------------------------------------------------------------------------------- NEW YORK COMMUNITY BANCORP, INC. Ticker: NYCB Security ID: 649445103 Meeting Date: APR 26, 2016 Meeting Type: Special Record Date: FEB 29, 2016 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Acquisition For For Management 2 Increase Authorized Common Stock For For Management 3 Adjourn Meeting For For Management -------------------------------------------------------------------------------- NEW YORK COMMUNITY BANCORP, INC. Ticker: NYCB Security ID: 649445103 Meeting Date: JUN 07, 2016 Meeting Type: Annual Record Date: APR 12, 2016 # Proposal Mgt Rec Vote Cast Sponsor 1a Elect Director Michael J. Levine For For Management 1b Elect Director Ronald A. Rosenfeld For For Management 1c Elect Director Lawrence J. Savarese For For Management 1d Elect Director John M. Tsimbinos For For Management 2 Ratify KPMG LLP as Auditors For For Management 3 Declassify the Board of Directors For For Management 4 Proxy Access Against For Shareholder -------------------------------------------------------------------------------- NORDEA BANK AB Ticker: NDA SEK Security ID: W57996105 Meeting Date: MAR 17, 2016 Meeting Type: Annual Record Date: MAR 11, 2016 # Proposal Mgt Rec Vote Cast Sponsor 1 Elect Chairman of Meeting For For Management 2 Prepare and Approve List of For For Management Shareholders 3 Approve Agenda of Meeting For For Management 4 Designate Inspector(s) of Minutes of For For Management Meeting 5 Acknowledge Proper Convening of Meeting For For Management 6 Receive Financial Statements and None None Management Statutory Reports 7 Accept Financial Statements and For For Management Statutory Reports 8 Approve Allocation of Income and For For Management Dividends of SEK 0.64 Per Share 9 Approve Discharge of Board and For For Management President 10 Determine Number of Directors (9) and For For Management Deputy Directors (0) of Board 11 Determine Number of Auditors (1) and For For Management Deputy Auditors (0) 12 Approve Remuneration of Directors in For For Management the Amount of EUR 287,400 for Chairman, EUR 136,500 for Vice Chairman, and EUR 88,850 for Other Directors; Approve Remuneration for Committee Work; Approve Remuneration of Auditors 13 Reelect Bjorn Wahlroos, Marie Ehrling, For For Management Tom Knutzen, Robin Lawther, Lars Nordstrom, Sarah Russell, Silvija Seres, Kari Stadigh, and Birger Steen as Directors 14 Ratify Ohrlings PricewaterhouseCoopers For For Management as Auditors 15 Authorize Chairman of Board and For For Management Representatives of Four of Company's Largest Shareholders to Serve on Nominating Committee 16 Approve Issuance of Convertible For For Management Instruments without Preemptive Rights 17 Authorize Share Repurchase Program For For Management 18 Approve Remuneration Policy And Other For For Management Terms of Employment For Executive Management 19a Approve Fusion Agreement with Nordea For For Management Bank Danmark A/S 19b Approve Fusion Agreement with Nordea For For Management Bank Finland Abp 19c Approve Fusion Agreement with Nordea For For Management Bank Norge ASA -------------------------------------------------------------------------------- OMEGA HEALTHCARE INVESTORS, INC. Ticker: OHI Security ID: 681936100 Meeting Date: JUL 17, 2015 Meeting Type: Annual Record Date: MAY 15, 2015 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Norman R. Bobins For For Management 1.2 Elect Craig R. Callen For For Management 1.3 Elect Thomas F. Franke For Withhold Management 1.4 Elect Bernard J. Korman For For Management 2 Repeal of Classified Board For For Management 3 Ratification of Auditor For For Management 4 Advisory Vote on Executive Compensation For For Management -------------------------------------------------------------------------------- OMEGA HEALTHCARE INVESTORS, INC. Ticker: OHI Security ID: 681936100 Meeting Date: JUN 09, 2016 Meeting Type: Annual Record Date: APR 19, 2016 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Norman R. Bobins For For Management 1.2 Elect Director Craig R. Callen For For Management 1.3 Elect Director Bernard J. Korman For For Management 1.4 Elect Director Edward Lowenthal For For Management 1.5 Elect Director Ben W. Perks For For Management 1.6 Elect Director Stephen D. Plavin For For Management 2 Ratify Ernst & Young LLP as Auditors For For Management 3 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation -------------------------------------------------------------------------------- PENNYMAC MORTGAGE INVESTMENT TRUST Ticker: PMT Security ID: 70931T103 Meeting Date: MAY 25, 2016 Meeting Type: Annual Record Date: MAR 28, 2016 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Scott W. Carnahan For For Management 1.2 Elect Director Frank P. Willey For For Management 2 Ratify Deloitte & Touche LLP as For For Management Auditors 3 Advisory Vote to Ratify Named For Against Management Executive Officers' Compensation -------------------------------------------------------------------------------- POLY PROPERTY GROUP CO., LIMITED Ticker: Security ID: Y7064G105 Meeting Date: JUL 22, 2015 Meeting Type: Ordinary Record Date: JUL 21, 2015 # Proposal Mgt Rec Vote Cast Sponsor 1 Non-Voting Meeting Note TNA Management 2 Non-Voting Meeting Note TNA Management 3 Financial Framework Agreement For Against Management -------------------------------------------------------------------------------- R. R. DONNELLEY & SONS COMPANY Ticker: RRD Security ID: 257867101 Meeting Date: MAY 19, 2016 Meeting Type: Annual Record Date: APR 01, 2016 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Thomas J. Quinlan, III For For Management 1.2 Elect Director Susan M. Cameron For For Management 1.3 Elect Director Richard L. Crandall For For Management 1.4 Elect Director Susan M. Gianinno For For Management 1.5 Elect Director Judith H. Hamilton For For Management 1.6 Elect Director Jeffrey M. Katz For For Management 1.7 Elect Director Richard K. Palmer For For Management 1.8 Elect Director John C. Pope For For Management 1.9 Elect Director Michael T. Riordan For For Management 1.10 Elect Director Oliver R. Sockwell For For Management 2 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 3 Ratify Deloitte & Touche LLP as For For Management Auditors 4 Reduce Par Value of Common Stock For For Management 5 Approve Reverse Stock Split For For Management 6 Establish Range For Board Size For For Management -------------------------------------------------------------------------------- REDEFINE PROPERTIES LIMITED Ticker: Security ID: S6815L196 Meeting Date: JUL 23, 2015 Meeting Type: Ordinary Record Date: JUL 17, 2015 # Proposal Mgt Rec Vote Cast Sponsor 1 General Authority to Issue Shares For Against Management 2 Authorisation of Legal Formalities For Against Management -------------------------------------------------------------------------------- REDEFINE PROPERTIES LIMITED Ticker: Security ID: S6815L196 Meeting Date: FEB 18, 2016 Meeting Type: Annual Record Date: FEB 12, 2016 # Proposal Mgt Rec Vote Cast Sponsor 1 Accounts and Reports For For Management 2 Elect Marius Barkhuysen For For Management 3 Elect Nomalizo B. Langa-Royds For For Management 4 Elect Phumzile Langeni For For Management 5 Re-elect Harish K. Mehta For Against Management 6 Re-elect Bernard Nackan For For Management 7 Re-elect Gunter Steffens For For Management 8 Elect Audit and Risk Committee Member For For Management (David Nathan) 9 Elect Audit and Risk Committee Member For For Management (Bernard Nackan) 10 Elect Audit and Risk Committee Member For For Management (Gunter Steffens) 11 Appointment of Auditor and Authority For For Management to Set Fees 12 General Authority to Issue Shares For For Management 13 Authority to Issue Shares for Cash For For Management 14 Authority to Issue Shares Pursuant to For Abstain Management Reinvestment Options 15 Approve Remuneration Policy For For Management 16 Approve NEDs' Fees For For Management 17 Approve Financial Assistance For For Management 18 Authority to Repurchase Shares For For Management -------------------------------------------------------------------------------- REDWOOD TRUST, INC. Ticker: RWT Security ID: 758075402 Meeting Date: MAY 16, 2016 Meeting Type: Annual Record Date: MAR 24, 2016 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Richard D. Baum For For Management 1.2 Elect Director Douglas B. Hansen For For Management 1.3 Elect Director Mariann Byerwalter For For Management 1.4 Elect Director Debora D. Horvath For For Management 1.5 Elect Director Marty Hughes For For Management 1.6 Elect Director Greg H. Kubicek For For Management 1.7 Elect Director Karen R. Pallotta For For Management 1.8 Elect Director Jeffrey T. Pero For For Management 1.9 Elect Director Georganne C. Proctor For For Management 2 Ratify Grant Thornton LLP as Auditors For For Management 3 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation -------------------------------------------------------------------------------- RIO TINTO PLC Ticker: RIO Security ID: G75754104 Meeting Date: APR 14, 2016 Meeting Type: Annual Record Date: APR 12, 2016 # Proposal Mgt Rec Vote Cast Sponsor 1 Accept Financial Statements and For For Management Statutory Reports 2 Approve Remuneration Report for UK Law For For Management Purposes 3 Approve Remuneration Report for For For Management Australian Law Purposes 4 Re-elect Robert Brown as Director For For Management 5 Re-elect Megan Clark as Director For For Management 6 Re-elect Jan du Plessis as Director For For Management 7 Re-elect Ann Godbehere as Director For For Management 8 Re-elect Anne Lauvergeon as Director For For Management 9 Re-elect Michael L'Estrange as Director For For Management 10 Re-elect Chris Lynch as Director For For Management 11 Re-elect Paul Tellier as Director For For Management 12 Re-elect Simon Thompson as Director For For Management 13 Re-elect John Varley as Director For For Management 14 Re-elect Sam Walsh as Director For For Management 15 Reappoint PricewaterhouseCoopers LLP For For Management as Auditors 16 Authorise the Audit Committee to Fix For For Management Remuneration of Auditors 17 Approve Strategic Resilience for 2035 For For Shareholder and Beyond 18 Authorise Issue of Equity with For For Management Pre-emptive Rights 19 Authorise Issue of Equity without For For Management Pre-emptive Rights 20 Authorise Market Purchase of Ordinary For For Management Shares 21 Authorise the Company to Call General For For Management Meeting with Two Weeks' Notice -------------------------------------------------------------------------------- ROYAL DUTCH SHELL PLC Ticker: Security ID: G7690A100 Meeting Date: JAN 27, 2016 Meeting Type: Ordinary Record Date: JAN 25, 2016 # Proposal Mgt Rec Vote Cast Sponsor 1 Acquisition For For Management -------------------------------------------------------------------------------- SABRA HEALTH CARE REIT, INC. Ticker: SBRA Security ID: 78573L106 Meeting Date: JUN 15, 2016 Meeting Type: Annual Record Date: APR 18, 2016 # Proposal Mgt Rec Vote Cast Sponsor 1a Elect Director Craig A. Barbarosh For For Management 1b Elect Director Robert A. Ettl For For Management 1c Elect Director Michael J. Foster For For Management 1d Elect Director Richard K. Matros For For Management 1e Elect Director Milton J. Walters For For Management 2 Ratify PricewaterhouseCoopers LLP as For For Management Auditors 3 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation -------------------------------------------------------------------------------- SANDS CHINA LTD Ticker: Security ID: G7800X107 Meeting Date: FEB 19, 2016 Meeting Type: Special Record Date: FEB 05, 2016 # Proposal Mgt Rec Vote Cast Sponsor 1 Non-Voting Meeting Note TNA Management 2 Non-Voting Meeting Note TNA Management 3 Amendment to the Equity Award Plan For Against Management -------------------------------------------------------------------------------- SANDS CHINA LTD. Ticker: 1928 Security ID: G7800X107 Meeting Date: MAY 27, 2016 Meeting Type: Annual Record Date: MAY 16, 2016 # Proposal Mgt Rec Vote Cast Sponsor 1 Accept Financial Statements and For For Management Statutory Reports 2 Approve Final Dividend For For Management 3a Elect Wong Ying Wai as Director For For Management 3b Elect Robert Glen Goldstein as Director For For Management 3c Elect Charles Daniel Forman as Director For For Management 3d Elect Steven Zygmunt Strasser as For For Management Director 3e Authorize Board to Fix Remuneration of For For Management Directors 4 Approve Deloitte Touche Tohmatsu as For For Management Auditors and Authorize Board to Fix Their Remuneration 5 Authorize Repurchase of Issued Share For For Management Capital 6 Approve Issuance of Equity or For Against Management Equity-Linked Securities without Preemptive Rights 7 Authorize Reissuance of Repurchased For Against Management Shares -------------------------------------------------------------------------------- SJM HOLDINGS LTD. Ticker: 880 Security ID: Y8076V106 Meeting Date: JUN 16, 2016 Meeting Type: Annual Record Date: JUN 13, 2016 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Financial Statements and For For Management Statutory Reports 2 Approve Final Dividend For For Management 3.1 Elect Ng Chi Sing as Director For For Management 3.2 Elect Cheng Kar Shun as Director For Against Management 3.3 Elect Chau Tak Hay as Director For For Management 3.4 Elect Lan Hong Tsung, David as Director For For Management 4 Authorize Board to Fix Remuneration of For For Management Directors 5 Approve Deloitte Touche Tohmatsu, For For Management Certified Public Accountants as Auditor and Authorize Board to Fix Their Remuneration 6 Approve Grant of Options Under the For Against Management Share Option Scheme and Issuance of Shares Upon Exercise of Options 7 Authorize Repurchase of Issued Share For For Management Capital -------------------------------------------------------------------------------- SMART REAL ESTATE INVESTMENT TRUST Ticker: SRU.UN Security ID: 83179X108 Meeting Date: JUN 10, 2016 Meeting Type: Annual Record Date: APR 25, 2016 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Trustee Huw Thomas For For Management 1.2 Elect Trustee Jamie McVicar For For Management 1.3 Elect Trustee Kevin Pshebniski For For Management 1.4 Elect Trustee Michael Young For For Management 1.5 Elect Trustee Garry Foster For For Management 2 Approve PricewaterhouseCoopers LLP as For For Management Auditors and Authorize Trustees to Fix Their Remuneration 3 Advisory Vote on Executive For For Management Compensation Approach -------------------------------------------------------------------------------- SNAM SPA Ticker: SRG Security ID: T8578N103 Meeting Date: APR 27, 2016 Meeting Type: Annual Record Date: APR 18, 2016 # Proposal Mgt Rec Vote Cast Sponsor 1 Accept Financial Statements and For For Management Statutory Reports 2 Approve Allocation of Income For For Management 3 Approve Remuneration Report For For Management 4 Fix Number of Directors For For Management 5 Fix Board Terms for Directors For For Management 6.1 Slate 1 Submitted by CDP Reti SpA None Did Not Vote Shareholder 6.2 Slate 2 Submitted by Institutional None For Shareholder Investors (Assogestioni) 6.3 Slate 3 Submitted by Inarcassa None Did Not Vote Shareholder 7 Elect Board Chair None For Management 8 Approve Remuneration of Directors For For Management 9.1 Slate 1 Submitted by CDP Reti Spa None Against Shareholder 9.2 Slate 2 Submitted by Institutional None For Shareholder Investors (Assogestioni) 10 Appoint Chairman of Internal Statutory None For Shareholder Auditors 11 Approve Internal Auditors' Remuneration For For Management A Deliberations on Possible Legal Action None Against Management Against Directors if Presented by Shareholders -------------------------------------------------------------------------------- SPARK INFRASTRUCTURE GROUP Ticker: SKI Security ID: Q8604W120 Meeting Date: MAY 20, 2016 Meeting Type: Annual Record Date: MAY 18, 2016 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve the Remuneration Report For For Management 2 Elect Andrew Fay as Director For For Management 3 Elect Douglas McTaggart as Director For For Management 4 Elect James Dunphy as Director Against For Shareholder 5 Elect Michael Rhodes as Director Against Against Shareholder 6 Approve the Grant of Performance For For Management Rights to Rick Francis -------------------------------------------------------------------------------- SPARK NEW ZEALAND LIMITED Ticker: Security ID: Q8619N107 Meeting Date: NOV 06, 2015 Meeting Type: Annual Record Date: NOV 05, 2015 # Proposal Mgt Rec Vote Cast Sponsor 1 Non-Voting Meeting Note TNA Management 2 Non-Voting Meeting Note TNA Management 3 Authorise Board to Set Auditor's Fees For For Management 4 Re-elect Paul Berriman For For Management 5 Re-elect Charles Sitch For For Management 6 Equity Grant (MD/CEO Simon Moutter) For For Management 7 Equity Grant (MD/CEP Simon Moutter) For For Management 8 Amendments to Constitution For For Management 9 Non-Voting Meeting Note TNA Management -------------------------------------------------------------------------------- STARWOOD PROPERTY TRUST, INC. Ticker: STWD Security ID: 85571B105 Meeting Date: APR 27, 2016 Meeting Type: Annual Record Date: MAR 10, 2016 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Richard D. Bronson For For Management 1.2 Elect Director Jeffrey G. Dishner For For Management 1.3 Elect Director Camille J. Douglas For For Management 1.4 Elect Director Solomon J. Kumin For For Management 1.5 Elect Director Barry S. Sternlicht For For Management 1.6 Elect Director Strauss Zelnick For For Management 2 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 3 Ratify Deloitte & Touche LLP as For For Management Auditors -------------------------------------------------------------------------------- STOCKLAND Ticker: Security ID: Q8773B105 Meeting Date: OCT 27, 2015 Meeting Type: Annual Record Date: OCT 25, 2015 # Proposal Mgt Rec Vote Cast Sponsor 1 Non-Voting Meeting Note TNA Management 2 Non-Voting Meeting Note TNA Management 3 Elect Nora Scheinkestel For For Management 4 Re-elect Carolyn Hewson For For Management 5 Remuneration Report For For Management 6 Non-Voting Agenda Item TNA Management 7 Equity Grant (MD/CEO Mark Steinert) For For Management -------------------------------------------------------------------------------- SUNCORP GROUP LIMITED Ticker: Security ID: Q88040110 Meeting Date: SEP 24, 2015 Meeting Type: Annual Record Date: SEP 22, 2015 # Proposal Mgt Rec Vote Cast Sponsor 1 Non-Voting Meeting Note TNA Management 2 REMUNERATION REPORT For For Management 3 Equity Grant (MD/CEO Michael Cameron - For For Management Performance Rights) 4 Equity Grant (MD/CEO Michael Cameron For For Management - Restricted Shares) 5 Re-elect Ziggy E. Switkowski For For Management 6 Re-elect Douglas McTaggart For For Management 7 Elect Christine McLoughlin For For Management -------------------------------------------------------------------------------- SWEDBANK AB Ticker: SWED A Security ID: W9423X102 Meeting Date: APR 05, 2016 Meeting Type: Annual Record Date: MAR 30, 2016 # Proposal Mgt Rec Vote Cast Sponsor 1 Open Meeting; Recieve Address by None None Management Chairman of the Board 2 Elect Chairman of Meeting For For Management 3 Prepare and Approve List of For For Management Shareholders 4 Approve Agenda of Meeting For For Management 5 Designate Inspector(s) of Minutes of For For Management Meeting 6 Acknowledge Proper Convening of Meeting For For Management 7a Receive Financial Statements and None None Management Statutory Reports 7b Receive Auditor's Report None None Management 7c Receive President's Report None None Management 8 Accept Financial Statements and For For Management Statutory Reports 9 Approve Allocation of Income and For For Management Dividends of SEK 10.70 Per Share 10a Approve Discharge of Mikael Wolf For Against Management (Former CEO, for the 2015 Fiscal Year) 10b Approve Discharge of Ulrika Francke For For Management (Regular Board Member) 10c Approve Discharge of Goran Hedman For For Management (Regular Board Member) 10d Approve Discharge of Lars Idermark For For Management (Regular Board Member) 10e Approve Discharge of Pia Rudengren For For Management (Regular Board Member) 10f Approve Discharge of Anders Sundstrom For Against Management (Chairman of the Board) 10g Approve Discharge of Karl-Henrik For For Management Sundstrom (Regular Board Member) 10h Approve Discharge of Siv Svensson For For Management (Regular Board Member) 10i Approve Discharge of Anders Igel For For Management (Regular Board Member) 10j Approve Discharge of Maj-Charlotte For For Management Wallin (Regular Board Member) 10k Approve Discharge of Camilla Linder For For Management (Regular Employee Representative) 10l Approve Discharge of Roger Ljung For For Management (Regular Employee Representative) 10m Approve Discharge of Karin Sandstrom For For Management (Deputy Employee Representative, Having Acted at one Board Meeting) 11 Determine Number of Members (8) and For For Management Deputy Members (0) of Board 12 Approve Remuneration of Directors in For For Management the Amount of SEK 2.43 Million for Chairman, SEK 815,000 for Vice Chairman, and SEK 525,000 for Other Directors; Approve Remuneration for Committee Work; Approve Remuneration of Auditors 13a Elect Bodil Eriksson as New Director For For Management 13b Elect Peter Norman as New Director For For Management 13c Reelect Ulrika Francke as Director For For Management 13d Reelect Goran Hedman as Director For For Management 13e Reelect Lars Idermark as Director For For Management 13f Reelect Pia Rudengren as Director For For Management 13g (Blank Item Resulting from the None Against Management Withdrawal of Anders Sundstrom as a Board Candidate) 13h Reelect Karl-Henrik Sundstrom as For For Management Director 13i Reelect Siv Svensson as Director For For Management 14 Elect Lars Idermark as Board Chairman For For Management 15 Approve Procedures For Nominating For For Management Committee 16 Approve Remuneration Policy And Other For For Management Terms of Employment For Executive Management 17 Authorize Repurchase Authorization for For For Management Trading in Own Shares 18 Authorize General Share Repurchase For For Management Program 19 Approve Issuance of Convertibles For For Management without Preemptive Rights 20a Approve Common Deferred Share Bonus For For Management Plan (Eken 2016) 20b Approve Deferred Share Bonus Plan for For For Management Key Employees (IP 2016) 20c Approve Equity Plan Financing to For For Management Participants of 2015 and Previous Programs 21 Instruct the Board and/or CEO to None Against Shareholder Implement Lean-Concept in All Operations 22 Instruct the Board and/or CEO to Make None Against Shareholder Communication with Shareholders More Efficient 23 Instruct the Board and/or CEO to None Against Shareholder Create Basic Services for Share Investors 24 Adopt Vision Regarding Gender Equality None Against Shareholder in the Company 25 Instruct Board to Appoint a Working None Against Shareholder Group to Carefully Monitor the Development of Gender and Ethnicity Diversity in the Company 26 Annually Publish Report on Gender None Against Shareholder Equality and Ethnical Diversity (Related to Items 24 and 25) 27 Request Board to Take Necessary Action None Against Shareholder to Create a Shareholders' Association 28 Instruct Board to Propose to the None Against Shareholder Government a Change in Legislation Regarding Invoicing of Director Fees 29 Request Board to Propose to the None Against Shareholder Swedish Government Legislation on the Abolition of Voting Power Differences in Swedish Limited Liability Companies 30 Amend Articles Re: Former Politicians None Against Shareholder on the Board of Directors 31 Request Board to Propose to the None Against Shareholder Swedish Government to Draw Attention to the Need for Introducing a "cool-off" Period For Politicians 32 Instruct Board to Attend to the None Against Shareholder Question Regarding Dismantling the Sign Swedbank Stadium (Malmoe) 33 Close Meeting None None Management -------------------------------------------------------------------------------- TARGA RESOURCES CORP. Ticker: TRGP Security ID: 87612G101 Meeting Date: MAY 17, 2016 Meeting Type: Annual Record Date: MAR 22, 2016 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Rene R. Joyce For For Management 1.2 Elect Director Waters S. Davis, IV For For Management 1.3 Elect Director Chris Tong For For Management 2 Ratify PricewaterhouseCoopers LLP as For For Management Auditors -------------------------------------------------------------------------------- TGS NOPEC GEOPHYSICAL CO. ASA Ticker: TGS Security ID: R9138B102 Meeting Date: MAY 10, 2016 Meeting Type: Annual Record Date: MAY 02, 2016 # Proposal Mgt Rec Vote Cast Sponsor 1 Open Meeting; Registration of None None Management Attending Shareholders and Proxies 2 Elect Chairman of Meeting; Designate For Did Not Vote Management Inspector(s) of Minutes of Meeting 3 Approve Notice of Meeting and Agenda For Did Not Vote Management 4 Accept Financial Statements and For Did Not Vote Management Statutory Reports 5 Approve Remuneration of Auditors For Did Not Vote Management 6a Elect Henry H. Hamilton III (Chairman) For Did Not Vote Management as Director 6b Elect Elisabeth Harstad as Director For Did Not Vote Management 6c Elect Mark Leonard as Director For Did Not Vote Management 6d Elect Vicki Messer as Director For Did Not Vote Management 6e Elect Tor Magne Lonnum as Director For Did Not Vote Management 6f Elect Wenche Agerup as Director For Did Not Vote Management 6g Elect Elisabeth Grieg as Director For Did Not Vote Management 6h Elect Torstein Sanness as Director For Did Not Vote Management 7 Approve Remuneration of Directors For Did Not Vote Management 8 Elect Herman Kleeven as Members of For Did Not Vote Management Nominating Committee 9 Approve Remuneration of Nominating For Did Not Vote Management Committee 10 Receive Company's Corporate Governance None None Management Statement 11 Approve Remuneration Policy And Other For Did Not Vote Management Terms of Employment For Executive Management 12 Approve Long Term Incentive Stock Plan For Did Not Vote Management 13 Authorize Share Repurchase Program For Did Not Vote Management 14a Approve Creation of NOK 2.6 Million For Did Not Vote Management Pool of Capital without Preemptive Rights 14b Approve Issuance of Convertible Bonds For Did Not Vote Management without Preemptive Rights up to Aggregate Nominal Amount of NOK 2.25 Billion; Approve Creation of NOK 2.6 Million Pool of Capital to Guarantee Conversion Rights 15 Authorize the Board to Pay Dividends For Did Not Vote Management -------------------------------------------------------------------------------- THE GEO GROUP, INC. Ticker: GEO Security ID: 36162J106 Meeting Date: APR 27, 2016 Meeting Type: Annual Record Date: MAR 04, 2016 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Clarence E. Anthony For For Management 1.2 Elect Director Anne N. Foreman For For Management 1.3 Elect Director Richard H. Glanton For For Management 1.4 Elect Director Christopher C. Wheeler For For Management 1.5 Elect Director Julie Myers Wood For For Management 1.6 Elect Director George C. Zoley For For Management 2 Ratify Grant Thornton LLP as Auditors For For Management 3 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 4 Amend Executive Incentive Bonus Plan For For Management 5 Proxy Access Against For Shareholder 6 Report on Human Rights Policy Against For Shareholder Implementation -------------------------------------------------------------------------------- THE WILLIAMS COMPANIES, INC. Ticker: WMB Security ID: 969457100 Meeting Date: JUN 27, 2016 Meeting Type: Special Record Date: MAY 19, 2016 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Merger Agreement For For Management 2 Advisory Vote on Golden Parachutes For For Management 3 Adjourn Meeting For For Management -------------------------------------------------------------------------------- TURK TELEKOMUNIKASYON A.S. Ticker: Security ID: M9T40N131 Meeting Date: JUL 08, 2015 Meeting Type: Special Record Date: JUL 07, 2015 # Proposal Mgt Rec Vote Cast Sponsor 1 Non-Voting Meeting Note TNA Management 2 Non-Voting Meeting Note TNA Management 3 Non-Voting Meeting Note TNA Management 4 Non-Voting Meeting Note TNA Management 5 Opening; Election of Presiding Chairman For For Management 6 Minutes For For Management 7 Election of Directors; Board Term For Against Management Length; Directors' Fees 8 Election of Statutory Auditors For Against Management 9 Authority to Carry Out Competing For Against Management Activities or Related Party Transactions 10 Wishes; Closing For For Management -------------------------------------------------------------------------------- TURKCELL ILETISIM HIZMETLERI AS Ticker: TCELL Security ID: M8903B102 Meeting Date: MAR 29, 2016 Meeting Type: Annual Record Date: # Proposal Mgt Rec Vote Cast Sponsor 1 Open Meeting and Elect Presiding For For Management Council of Meeting 2 Authorize Presiding Council to Sign For For Management Minutes of Meeting 3 Accept Board Report For For Management 4 Accept Audit Report For For Management 5 Accept Financial Statements For For Management 6 Approve Discharge of Board For For Management 7 Approve Donation Policy For For Management 8 Approve Upper Limit of the Donations For Against Management for 2016 and Receive Information on Charitable Donations for 2015 9 Amend Company Articles For For Management 10 Elect Directors For Against Management 11 Approve Director Remuneration For For Management 12 Ratify External Auditors For For Management 13 Approve Share Repurchase Plan For For Management 14 Grant Permission for Board Members to For For Management Engage in Commercial Transactions with Company and Be Involved with Companies with Similar Corporate Purpose 15 Approve Dividends For For Management 16 Receive Information on the Guarantees, None None Management Pledges and Mortgages Provided by the Company to Third Parties 17 Close Meeting None None Management -------------------------------------------------------------------------------- UNIPOLSAI ASSICURAZIONI SPA Ticker: US Security ID: T9647G103 Meeting Date: APR 27, 2016 Meeting Type: Annual/Special Record Date: APR 18, 2016 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Financial Statements, For For Management Statutory Reports, and Allocation of Income 2.1 Fix Number of Directors None For Shareholder 2.2.1 Slate Submitted by Unipol Gruppo None Did Not Vote Shareholder Finanziario SpA 2.2.2 Slate Submitted by Institutional None For Shareholder Investors (Assogestioni) 2.3 Approve Remuneration of Directors For Against Management 3 Approve Remuneration Report For Against Management 4 Approve Performance Share Plan For Against Management 2016-2018 5 Authorize Share Repurchase Program and For Against Management Reissuance of Repurchased Shares 6 Amend Regulations on General Meetings For For Management 1 Amend Articles (Board-Related) For For Management A Deliberations on Possible Legal Action None Against Management Against Directors if Presented by Shareholders -------------------------------------------------------------------------------- VODACOM GROUP LTD Ticker: Security ID: S9453B108 Meeting Date: JUL 16, 2015 Meeting Type: Annual Record Date: JUL 10, 2015 # Proposal Mgt Rec Vote Cast Sponsor 1 Accounts and Reports For For Management 2 Elect Bafeleang P. Mabelane For For Management 3 Re-elect David H. Brown For For Management 4 Re-elect Ivan Dittrich For For Management 5 Re-elect Michael Joseph For For Management 6 Appointment of Auditor For For Management 7 Approve Remuneration Policy For For Management 8 Elect Audit, Risk and Compliance For For Management Committee Member (David Brown) -------------------------------------------------------------------------------- VODACOM GROUP LTD Ticker: Security ID: S9453B108 Meeting Date: JUL 16, 2015 Meeting Type: Annual Record Date: JUL 10, 2015 # Proposal Mgt Rec Vote Cast Sponsor 9 Elect Audit, Risk and Compliance For For Management Committee Member (Phillip Moleketi) 10 Elect Audit, Risk and Compliance For For Management Committee Member (Bafeleang Mabelane) 11 Authority to Repurchase Shares For For Management 12 Approve NEDs' Fees For For Management 13 Approve Financial Assistance For For Management 14 Non-Voting Meeting Note TNA Management -------------------------------------------------------------------------------- VODAFONE GROUP PLC Ticker: Security ID: G93882192 Meeting Date: JUL 28, 2015 Meeting Type: Annual Record Date: JUL 24, 2015 # Proposal Mgt Rec Vote Cast Sponsor 1 Accounts and Reports For For Management 2 Elect Gerard Kleisterlee For For Management 3 Elect Vittorio Colao For For Management 4 Elect Nicholas J. Read For For Management 5 Elect Sir Crispin Davis For For Management 6 Elect Mathias Dopfner For For Management 7 Elect Clara Furse For For Management 8 Elect Valerie F. Gooding For For Management 9 Elect Renee J. James For For Management 10 Elect Samuel E. Jonah For For Management 11 Elect Nick Land For For Management 12 Elect Philip Yea For For Management 13 Allocation of Profits/Dividends For For Management 14 Remuneration Report (Advisory) For For Management 15 Appointment of Auditor For For Management 16 Authority to Set Auditor's Fees For For Management 17 Authority to Issue Shares w/ For For Management Preemptive Rights 18 Authority to Issue Shares w/o For For Management Preemptive Rights 19 Authority to Repurchase Shares For For Management 20 Authorisation of Political Donations For For Management 21 Authority to Set General Meeting For Against Management Notice Period at 14 Days -------------------------------------------------------------------------------- WADDELL & REED FINANCIAL, INC. Ticker: WDR Security ID: 930059100 Meeting Date: APR 13, 2016 Meeting Type: Annual Record Date: FEB 17, 2016 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Henry J. Herrmann For Withhold Management 1.2 Elect Director James M. Raines For Withhold Management 2 Advisory Vote to Ratify Named For Against Management Executive Officers' Compensation 3 Amend Omnibus Stock Plan For For Management 4 Ratify KPMG LLP as Auditors For For Management -------------------------------------------------------------------------------- WASHINGTON REAL ESTATE INVESTMENT TRUST Ticker: WRE Security ID: 939653101 Meeting Date: MAY 12, 2016 Meeting Type: Annual Record Date: MAR 15, 2016 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director William G. Byrnes For For Management 1.2 Elect Director Paul T. McDermott For For Management 2 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 3 Approve Omnibus Stock Plan For For Management 4 Ratify Ernst & Young LLP as Auditors For For Management -------------------------------------------------------------------------------- WESTPAC BANKING CORP Ticker: Security ID: Q97417101 Meeting Date: DEC 11, 2015 Meeting Type: Annual Record Date: DEC 09, 2015 # Proposal Mgt Rec Vote Cast Sponsor 1 REMUNERATION REPORT For For Management 2 Equity Grant (MD/CEO Brian Hartzer) For For Management 3 Re-elect Elizabeth B. Bryan For For Management 4 Re-elect Peter J.O. Hawkins For For Management 5 Elect Craig Dunn For For Management 6 Non-Voting Meeting Note TNA Management -------------------------------------------------------------------------------- WHITECAP RESOURCES INC. Ticker: WCP Security ID: 96467A200 Meeting Date: APR 28, 2016 Meeting Type: Annual/Special Record Date: MAR 18, 2016 # Proposal Mgt Rec Vote Cast Sponsor 1 Fix Number of Directors at Seven For For Management 2.1 Elect Director Grant B. Fagerheim For For Management 2.2 Elect Director Gregory S. Fletcher For For Management 2.3 Elect Director Daryl H. Gilbert For For Management 2.4 Elect Director Glenn A. McNamara For For Management 2.5 Elect Director Stephen C. Nikiforuk For For Management 2.6 Elect Director Kenneth S. Stickland For For Management 2.7 Elect Director Grant A. Zawalsky For For Management 3 Approve PricewaterhouseCoopers LLP as For For Management Auditors and Authorize Board to Fix Their Remuneration 4 Approve Reduction in Stated Capital For For Management 5 Re-approve Award Incentive Plan For For Management -------------------------------------------------------------------------------- WOODSIDE PETROLEUM LTD. Ticker: WPL Security ID: 980228100 Meeting Date: APR 21, 2016 Meeting Type: Annual Record Date: APR 19, 2016 # Proposal Mgt Rec Vote Cast Sponsor 2a Elect Frank Cooper as Director For For Management 2b Elect Sarah Ryan as Director For For Management 2c Elect Ann Pickard as Director For For Management 3 Approve the Remuneration Report For Against Management -------------------------------------------------------------------------------- WOOLWORTHS LIMITED Ticker: Security ID: Q98418108 Meeting Date: NOV 26, 2015 Meeting Type: Annual Record Date: NOV 24, 2015 # Proposal Mgt Rec Vote Cast Sponsor 1 Non-Voting Meeting Note TNA Management 2 Elect Gordon Cairns For For Management 3 Re-elect Michael Ullmer For For Management 4 Remuneration Report For Against Management 5 Non-Voting Meeting Note TNA Management -------------------------------------------------------------------------------- WORLEYPARSONS LIMITED. Ticker: Security ID: Q9857K102 Meeting Date: OCT 27, 2015 Meeting Type: Annual Record Date: OCT 25, 2015 # Proposal Mgt Rec Vote Cast Sponsor 1 Non-Voting Meeting Note TNA Management 2 Re-elect Erich Fraunschiel For For Management 3 Re-elect WANG Xiao Bin For For Management 4 Re-elect Christopher M. Haynes For For Management 5 Elect Jagjeet S. Bindra For For Management 6 Remuneration Report For For Management 7 Equity Grant (CEO Andrew Wood) For For Management ========================= GUGGENHEIM S&P SPIN-OFF ETF ========================== ALLEGION PLC Ticker: ALLE Security ID: G0176J109 Meeting Date: JUN 08, 2016 Meeting Type: Annual Record Date: APR 11, 2016 # Proposal Mgt Rec Vote Cast Sponsor 1a Elect Director Michael J. Chesser For For Management 1b Elect Director Carla Cico For For Management 1c Elect Director Kirk S. Hachigian For For Management 1d Elect Director David D. Petratis For For Management 1e Elect Director Dean I. Schaffer For For Management 1f Elect Director Martin E. Welch, III For For Management 2 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 3 Approve Auditors and Authorize Board For For Management to Fix Their Remuneration 4A Amend Memorandum of Association For For Management 4B Amend Articles of Association For For Management 5A Amend Articles of Incorporation to For For Management Provide for Plurality Voting in Contested Director Elections 5B Amend Articles of Association to Grant For For Management the Board of Directors Sole Authority to Determine Its Size -------------------------------------------------------------------------------- ASHFORD HOSPITALITY PRIME, INC. Ticker: AHP Security ID: 044102101 Meeting Date: JUN 10, 2016 Meeting Type: Annual Record Date: MAY 20, 2016 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Monty J. Bennett For Withhold Management 1.2 Elect Director Douglas A. Kessler For Withhold Management 1.3 Elect Director Stefani D. Carter For Withhold Management 1.4 Elect Director Curtis B. McWilliams For Withhold Management 1.5 Elect Director W. Michael Murphy For Withhold Management 1.6 Elect Director Matthew D. Rinaldi For Withhold Management 1.7 Elect Director Andrew L. Strong For Withhold Management 2 Ratify BDO USA, LLP as Auditors For For Management -------------------------------------------------------------------------------- BLACKHAWK NETWORK HOLDINGS, INC. Ticker: HAWK Security ID: 09238E104 Meeting Date: JUN 10, 2016 Meeting Type: Annual Record Date: APR 15, 2016 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Richard H. Bard For For Management 1.2 Elect Director Steven A. Burd For For Management 1.3 Elect Director Robert L. Edwards For For Management 1.4 Elect Director William Y. Tauscher For For Management 2 Ratify Deloitte & Touche LLP as For For Management Auditors 3 Declassify the Board of Directors For For Management -------------------------------------------------------------------------------- CALIFORNIA RESOURCES CORPORATION Ticker: CRC Security ID: 13057Q107 Meeting Date: MAY 04, 2016 Meeting Type: Annual Record Date: MAR 07, 2016 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Ronald L. Havner, Jr. For Against Management 1.2 Elect Director Harold M. Korell For For Management 1.3 Elect Director Robert V. Sinnott For For Management 2 Ratify KPMG LLP as Auditors For For Management 3 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 4 Amend Omnibus Stock Plan For For Management 5 Amend Qualified Employee Stock For For Management Purchase Plan 6 Approve Reverse Stock Split For For Management -------------------------------------------------------------------------------- CARETRUST REIT, INC. Ticker: CTRE Security ID: 14174T107 Meeting Date: MAY 25, 2016 Meeting Type: Annual Record Date: APR 01, 2016 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Jon D. Kline For For Management 1.2 Elect Director David G. Lindahl For For Management 2 Ratify Ernst & Young LLP as Auditors For For Management -------------------------------------------------------------------------------- COLONY STARWOOD HOMES Ticker: SFR Security ID: 19625X102 Meeting Date: MAY 06, 2016 Meeting Type: Annual Record Date: MAR 09, 2016 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Thomas J. Barrack, Jr. For For Management 1.2 Elect Director Barry S. Sternlicht For Withhold Management 1.3 Elect Director Robert T. Best For For Management 1.4 Elect Director Thomas M. Bowers For For Management 1.5 Elect Director Richard D. Bronson For For Management 1.6 Elect Director Justin T. Chang For For Management 1.7 Elect Director Michael D. Fascitelli For For Management 1.8 Elect Director Jeffrey E. Kelter For For Management 1.9 Elect Director Thomas W. Knapp For For Management 1.10 Elect Director Richard B. Saltzman For For Management 1.11 Elect Director John L. Steffens For For Management 1.12 Elect Director J. Ronald Terwilliger For For Management 2 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 3 Advisory Vote on Say on Pay Frequency One Year One Year Management 4 Ratify Ernst & Young LLP as Auditors For For Management -------------------------------------------------------------------------------- ENOVA INTERNATIONAL, INC. Ticker: ENVA Security ID: 29357K103 Meeting Date: MAY 17, 2016 Meeting Type: Annual Record Date: MAR 21, 2016 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Ellen Carnahan For For Management 1.2 Elect Director Daniel R. Feehan For For Management 1.3 Elect Director David A. Fisher For For Management 1.4 Elect Director William M. Goodyear For For Management 1.5 Elect Director James A. Gray For For Management 1.6 Elect Director David C. Habiger For For Management 1.7 Elect Director Gregg A. Kaplan For For Management 1.8 Elect Director Mark P. McGowan For For Management 1.9 Elect Director Mark A. Tebbe For For Management 2 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 3 Advisory Vote on Say on Pay Frequency One Year One Year Management 4 Amend Omnibus Stock Plan For For Management 5 Approve Executive Incentive Bonus Plan For For Management 6 Ratify PricewaterhouseCoopers LLP as For For Management Auditors -------------------------------------------------------------------------------- FTD COMPANIES, INC. Ticker: FTD Security ID: 30281V108 Meeting Date: JUN 07, 2016 Meeting Type: Annual Record Date: APR 12, 2016 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Robert S. Apatoff For For Management 1.2 Elect Director Robert Berglass For For Management 1.3 Elect Director Sue Ann R. Hamilton For For Management 1.4 Elect Director Christopher W. Shean For For Management 2 Ratify Deloitte & Touche LLP as For For Management Auditors 3 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 4 Advisory Vote on Say on Pay Frequency Three One Year Management Years -------------------------------------------------------------------------------- GAMING AND LEISURE PROPERTIES INC Ticker: GLPI Security ID: 36467J108 Meeting Date: MAR 15, 2016 Meeting Type: Special Record Date: FEB 08, 2016 # Proposal Mgt Rec Vote Cast Sponsor 1 Stock Issuance for Acquisition For For Management 2 Right to Adjourn Meeting For For Management -------------------------------------------------------------------------------- GAMING AND LEISURE PROPERTIES, INC. Ticker: GLPI Security ID: 36467J108 Meeting Date: JUN 01, 2016 Meeting Type: Annual Record Date: APR 08, 2016 # Proposal Mgt Rec Vote Cast Sponsor 1 Elect Director Peter M. Carlino For Withhold Management 2 Ratify Ernst & Young LLP as Auditors For For Management 3 Declassify the Board of Directors For For Management -------------------------------------------------------------------------------- HALYARD HEALTH, INC. Ticker: HYH Security ID: 40650V100 Meeting Date: APR 28, 2016 Meeting Type: Annual Record Date: MAR 04, 2016 # Proposal Mgt Rec Vote Cast Sponsor 1a Elect Director John P. Byrnes For For Management 1b Elect Director Maria Sainz For For Management 1c Elect Director Julie Shimer For For Management 2 Ratify Deloitte & Touche LLP as For For Management Auditors 3 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 4 Amend Omnibus Stock Plan For For Management -------------------------------------------------------------------------------- KEYSIGHT TECHNOLOGIES INC Ticker: KEYS Security ID: 49338L103 Meeting Date: MAR 17, 2016 Meeting Type: Annual Record Date: JAN 19, 2016 # Proposal Mgt Rec Vote Cast Sponsor 1 Elect James G. Cullen For For Management 2 Elect Jean M. Halloran For For Management 3 Elect Mark B. Templeton For For Management 4 Ratification of Auditor For For Management 5 Advisory Vote on Executive Compensation For Against Management -------------------------------------------------------------------------------- KNOWLES CORPORATION Ticker: KN Security ID: 49926D109 Meeting Date: MAY 03, 2016 Meeting Type: Annual Record Date: MAR 07, 2016 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Jean-Pierre M. Ergas For For Management 1.2 Elect Director Hermann Eul For For Management 1.3 Elect Director Donald Macleod For For Management 2 Ratify PricewaterhouseCoopers LLP as For For Management Auditors 3 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 4 Adopt Majority Voting for Uncontested For For Management Election of Directors 5 Approve Omnibus Stock Plan For For Management -------------------------------------------------------------------------------- KRAFT FOODS GROUP, INC Ticker: KRFT Security ID: 50076Q106 Meeting Date: JUL 01, 2015 Meeting Type: Special Record Date: MAY 13, 2015 # Proposal Mgt Rec Vote Cast Sponsor 1 Merger/Acquisition For For Management 2 Advisory Vote on Golden Parachutes For For Management 3 Right to Adjourn Meeting For For Management -------------------------------------------------------------------------------- LANDS' END, INC. Ticker: LE Security ID: 51509F105 Meeting Date: MAY 12, 2016 Meeting Type: Annual Record Date: MAR 14, 2016 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Robert Galvin For For Management 1.2 Elect Director Elizabeth Darst Leykum For Withhold Management 1.3 Elect Director Josephine Linden For For Management 1.4 Elect Director Federica Marchionni For For Management 1.5 Elect Director John T. McClain For For Management 1.6 Elect Director Jignesh Patel For For Management 1.7 Elect Director Jonah Staw For For Management 2 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 3 Ratify Deloitte & Touche LLP as For For Management Auditors -------------------------------------------------------------------------------- LIBERTY BROADBAND CORPORATION Ticker: LBRDK Security ID: 530307107 Meeting Date: MAY 25, 2016 Meeting Type: Annual Record Date: APR 05, 2016 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Gregory B. Maffei For For Management 1.2 Elect Director Richard R. Green For For Management 2 Ratify KPMG LLP as Auditors For For Management -------------------------------------------------------------------------------- MALLINCKRODT PLC Ticker: MNK Security ID: G5785G107 Meeting Date: MAR 16, 2016 Meeting Type: Annual Record Date: JAN 08, 2016 # Proposal Mgt Rec Vote Cast Sponsor 1 Elect Melvin D. Booth For For Management 2 Elect David R. Carlucci For For Management 3 Elect J. Martin Carroll For For Management 4 Elect Diane H. Gulyas For For Management 5 Elect Nancy S. Lurker For For Management 6 Elect JoAnn A. Reed For For Management 7 Elect Angus C. Russell For For Management 8 Elect Virgil D. Thompson For For Management 9 Elect Mark C. Trudeau For For Management 10 Elect Kneeland C. Youngblood For For Management 11 Elect Joseph A. Zaccagnino For For Management 12 Appointment of Auditor and Authority For For Management to Set Fees 13 Advisory Vote on Executive Compensation For For Management 14 Approval of the 2016 Employee Stock For For Management Purchase Plan 15 Authority to Repurchase Shares For For Management 16 Authority to Determine Reissue Price For For Management for Treasury Shares -------------------------------------------------------------------------------- MURPHY USA INC. Ticker: MUSA Security ID: 626755102 Meeting Date: MAY 05, 2016 Meeting Type: Annual Record Date: MAR 07, 2016 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director R. Madison Murphy For For Management 1.2 Elect Director R. Andrew Clyde For For Management 1.3 Elect Director Christoph Keller, III For For Management 2 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 3 Ratify KPMG LLP as Auditors For For Management -------------------------------------------------------------------------------- NAVIENT CORPORATION Ticker: NAVI Security ID: 63938C108 Meeting Date: MAY 26, 2016 Meeting Type: Annual Record Date: MAR 30, 2016 # Proposal Mgt Rec Vote Cast Sponsor 1a Elect Director John K. Adams, Jr. For For Management 1b Elect Director Ann Torre Bates For For Management 1c Elect Director Anna Escobedo Cabral For For Management 1d Elect Director William M. For For Management Diefenderfer, III 1e Elect Director Diane Suitt Gilleland For For Management 1f Elect Director Katherine A. Lehman For For Management 1g Elect Director Linda A. Mills For For Management 1h Elect Director Barry A. Munitz For For Management 1i Elect Director John F. Remondi For For Management 1j Elect Director Jane J. Thompson For For Management 1k Elect Director Laura S. Unger For For Management 1l Elect Director Barry L. Williams For For Management 2 Ratify KPMG LLP as Auditors For For Management 3 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 4 Report on Lobbying Payments and Policy Against Against Shareholder -------------------------------------------------------------------------------- NEW MEDIA INVESTMENT GROUP INC. Ticker: NEWM Security ID: 64704V106 Meeting Date: MAY 25, 2016 Meeting Type: Annual Record Date: MAR 31, 2016 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Theodore P. Janulis For For Management 1.2 Elect Director Michael E. Reed For For Management 2 Ratify Ernst & Young LLP as Auditors For For Management 3 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation -------------------------------------------------------------------------------- NEW SENIOR INVESTMENT GROUP INC. Ticker: SNR Security ID: 648691103 Meeting Date: JUN 03, 2016 Meeting Type: Annual Record Date: APR 11, 2016 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Susan Givens For For Management 1.2 Elect Director Michael D. Malone For For Management 2 Ratify Ernst & Young LLP as Auditors For For Management -------------------------------------------------------------------------------- NOW INC. Ticker: DNOW Security ID: 67011P100 Meeting Date: MAY 25, 2016 Meeting Type: Annual Record Date: APR 07, 2016 # Proposal Mgt Rec Vote Cast Sponsor 1A Elect Director Michael Frazier For For Management 1B Elect Director J. Wayne Richards For For Management 1C Elect Director Robert Workman For For Management 2 Ratify Ernst & Young LLP as Auditors For For Management 3 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation -------------------------------------------------------------------------------- ONE GAS, INC. Ticker: OGS Security ID: 68235P108 Meeting Date: MAY 26, 2016 Meeting Type: Annual Record Date: MAR 28, 2016 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Pierce H. Norton, II For For Management 1.2 Elect Director Eduardo A. Rodriguez For For Management 2 Ratify PricewaterhouseCoopers LLP as For For Management Auditors 3 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation -------------------------------------------------------------------------------- RAYONIER ADVANCED MATERIALS INC. Ticker: RYAM Security ID: 75508B104 Meeting Date: MAY 23, 2016 Meeting Type: Annual Record Date: MAR 28, 2016 # Proposal Mgt Rec Vote Cast Sponsor 1A Elect Director C. David Brown, II For For Management 1B Elect Director Thomas I. Morgan For For Management 1C Elect Director Lisa M. Palumbo For For Management 2 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 3 Approve Executive Incentive Bonus Plan For For Management 4 Amend Omnibus Stock Plan For For Management 5 Amend Omnibus Stock Plan For For Management 6 Ratify Grant Thornton LLP as Auditors For For Management -------------------------------------------------------------------------------- SCIENCE APPLICATIONS INTERNATIONAL CORPORATION Ticker: SAIC Security ID: 808625107 Meeting Date: JUN 08, 2016 Meeting Type: Annual Record Date: APR 14, 2016 # Proposal Mgt Rec Vote Cast Sponsor 1a Elect Director Robert A. Bedingfield For For Management 1b Elect Director Deborah B. Dunie For For Management 1c Elect Director Thomas F. Frist, III For For Management 1d Elect Director John J. Hamre For For Management 1e Elect Director Timothy J. Mayopoulos For For Management 1f Elect Director Anthony J. Moraco For For Management 1g Elect Director Donna S. Morea For For Management 1h Elect Director Edward J. Sanderson, Jr. For For Management 1i Elect Director Steven R. Shane For For Management 2 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 3 Ratify Deloitte & Touche LLP as For For Management Auditors -------------------------------------------------------------------------------- SIBANYE GOLD LIMITED Ticker: SBGL Security ID: 825724206 Meeting Date: JAN 18, 2016 Meeting Type: Special Record Date: DEC 21, 2015 # Proposal Mgt Rec Vote Cast Sponsor 1 Approval for the allotment and issue For For Management of Sibanye Shares, including in particular but not limited to the Consideration Shares, as required by and in terms of section 41(3) of the Companies Act 2 Rustenburg Acquisition For For Management 3 Authorization of Legal Formalities For For Management -------------------------------------------------------------------------------- STARWOOD WAYPOINT RESIDENTIAL TRUST Ticker: SWAY Security ID: 85571W109 Meeting Date: DEC 17, 2015 Meeting Type: Special Record Date: NOV 06, 2015 # Proposal Mgt Rec Vote Cast Sponsor 1 Acquisition / Management For For Management Internalization 2 Reverse Merger For For Management 3 Right to Adjourn Meeting For For Management -------------------------------------------------------------------------------- STRAIGHT PATH COMMUNICATIONS INC Ticker: STRP Security ID: 862578101 Meeting Date: JAN 12, 2016 Meeting Type: Annual Record Date: NOV 18, 2015 # Proposal Mgt Rec Vote Cast Sponsor 1 Elect Davidi Jonas For For Management 2 Elect K. Chris Todd For For Management 3 Elect William F. Weld For For Management 4 Elect Fred S. Zeidman For Against Management 5 Amendment to the 2013 Stock Option and For Against Management Incentive Plan 6 Ratification of Auditor For For Management -------------------------------------------------------------------------------- SYMMETRY SURGICAL INC. Ticker: SSRG Security ID: 87159G100 Meeting Date: APR 27, 2016 Meeting Type: Annual Record Date: FEB 29, 2016 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Craig Reynolds For For Management 1.2 Elect Director James Burns For For Management 2 Ratify Deloitte & Touche LLP as For For Management Auditors 3 Amend Omnibus Stock Plan For For Management -------------------------------------------------------------------------------- TIME INC. Ticker: TIME Security ID: 887228104 Meeting Date: JUN 07, 2016 Meeting Type: Annual Record Date: APR 12, 2016 # Proposal Mgt Rec Vote Cast Sponsor 1a Elect Director Joseph A. Ripp For For Management 1b Elect Director David A. Bell For For Management 1c Elect Director John M. Fahey, Jr. For For Management 1d Elect Director Manuel A. Fernandez For For Management 1e Elect Director Dennis J. FitzSimons For For Management 1f Elect Director Betsy D. Holden For For Management 1g Elect Director Kay Koplovitz For For Management 1h Elect Director J. Randall MacDonald For For Management 1i Elect Director Ronald S. Rolfe For For Management 1j Elect Director Howard Stringer For For Management 1k Elect Director Michael P. Zeisser For For Management 2 Ratify Ernst & Young LLP as Auditors For For Management 3 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 4 Approve Omnibus Stock Plan For For Management -------------------------------------------------------------------------------- TRIBUNE PUBLISHING COMPANY Ticker: TPUB Security ID: 896082104 Meeting Date: JUN 02, 2016 Meeting Type: Proxy Contest Record Date: APR 15, 2016 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Carol Crenshaw For For Management 1.2 Elect Director Justin C. Dearborn For For Management 1.3 Elect Director David E. Dibble For Withhold Management 1.4 Elect Director Michael W. Ferro, Jr. For For Management 1.5 Elect Director Philip G. Franklin For Withhold Management 1.6 Elect Director Eddy W. Hartenstein For For Management 1.7 Elect Director Richard A. Reck For For Management 1.8 Elect Director Donald Tang For For Management 2 Advisory Vote to Ratify Named For Against Management Executive Officers' Compensation 3 Amend Omnibus Stock Plan For For Management 4 Ratify Ernst & Young LLP as Auditors For For Management # Proposal Diss Rec Vote Cast Sponsor Dissident Proxy (Gold Card) None 1.1 Management Nominee Carol Crenshaw Withhold Did Not Vote Shareholder 1.2 Management Nominee Justin C. Dearborn Withhold Did Not Vote Shareholder 1.3 Management Nominee David E. Dibble Withhold Did Not Vote Shareholder 1.4 Management Nominee Michael W. Ferro, Withhold Did Not Vote Shareholder Jr. 1.5 Management Nominee Philip G. Franklin Withhold Did Not Vote Shareholder 1.6 Management Nominee Eddy W. Hartenstein Withhold Did Not Vote Shareholder 1.7 Management Nominee Richard A. Reck Withhold Did Not Vote Shareholder 1.8 Management Nominee Donald Tang Withhold Did Not Vote Shareholder 2 Advisory Vote to Ratify Named Abstain Did Not Vote Management Executive Officers' Compensation 3 Amend Omnibus Stock Plan Abstain Did Not Vote Management 4 Ratify Ernst & Young LLP as Auditors Abstain Did Not Vote Management -------------------------------------------------------------------------------- VECTRUS, INC. Ticker: VEC Security ID: 92242T101 Meeting Date: MAY 13, 2016 Meeting Type: Annual Record Date: MAR 16, 2016 # Proposal Mgt Rec Vote Cast Sponsor 1A Elect Director Louis J. Giuliano For For Management 1B Elect Director Mary L. Howell For For Management 1C Elect Director Eric M. Pillmore For For Management 2 Ratify Deloitte & Touche LLP as For For Management Auditors 3 Amend Executive Incentive Bonus Plan For For Management 4 Amend Omnibus Stock Plan For For Management 5 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation -------------------------------------------------------------------------------- VERITIV CORPORATION Ticker: VRTV Security ID: 923454102 Meeting Date: MAY 12, 2016 Meeting Type: Annual Record Date: MAR 14, 2016 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Daniel T. Henry For For Management 1.2 Elect Director Mary A. Laschinger For For Management 1.3 Elect Director Tracy A. Leinbach For For Management 1.4 Elect Director William E. Mitchell For For Management 1.5 Elect Director Michael P. Muldowney For For Management 1.6 Elect Director Charles G. Ward, III For For Management 1.7 Elect Director John J. Zillmer For For Management 2 Ratify Deloitte & Touche LLP as For For Management Auditors 3 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 4 Provide Directors May Be Removed With For For Management or Without Cause -------------------------------------------------------------------------------- ZOETIS INC. Ticker: ZTS Security ID: 98978V103 Meeting Date: MAY 12, 2016 Meeting Type: Annual Record Date: MAR 18, 2016 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Juan Ramon Alaix For For Management 1.2 Elect Director Paul M. Bisaro For For Management 1.3 Elect Director Frank A. D'Amelio For For Management 1.4 Elect Director Michael B. McCallister For For Management 2 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 3 Ratify KPMG LLP as Auditors For For Management ============================ WILSHIRE MICRO-CAP ETF ============================ 1347 PROPERTY INSURANCE HOLDINGS, INC. Ticker: PIH Security ID: 68244P107 Meeting Date: MAY 27, 2016 Meeting Type: Annual Record Date: APR 01, 2016 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Gordon G. Pratt For For Management 1.2 Elect Director Leo Christopher For For Management Saenger, III 1.3 Elect Director Dennis A. Wong For For Management 2 Ratify BDO USA, LLP as Auditors For For Management -------------------------------------------------------------------------------- A. H. BELO CORPORATION Ticker: AHC Security ID: 001282102 Meeting Date: MAY 12, 2016 Meeting Type: Annual Record Date: MAR 17, 2016 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Louis E. Caldera For For Management 1.2 Elect Director John P. Puerner For For Management 1.3 Elect Director Nicole G. Small For For Management 2 Ratify KPMG LLP as Auditors For For Management -------------------------------------------------------------------------------- A. M. CASTLE & CO. Ticker: CAS Security ID: 148411101 Meeting Date: MAY 06, 2016 Meeting Type: Special Record Date: APR 15, 2016 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Conversion of Securities For For Management 2 Adjourn Meeting For For Management -------------------------------------------------------------------------------- A10 NETWORKS, INC. Ticker: ATEN Security ID: 002121101 Meeting Date: JUN 01, 2016 Meeting Type: Annual Record Date: APR 07, 2016 # Proposal Mgt Rec Vote Cast Sponsor 1 Elect Director Peter Y. Chung and For For Management Robert Cochran 2 Amend Qualified Employee Stock For For Management Purchase Plan 3 Ratify Deloitte & Touche LLP as For For Management Auditors -------------------------------------------------------------------------------- AAC HOLDINGS, INC. Ticker: AAC Security ID: 000307108 Meeting Date: MAY 17, 2016 Meeting Type: Annual Record Date: MAR 21, 2016 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Jerry D. Bostelman For For Management 1.2 Elect Director Lucius E. Burch, III For For Management 1.3 Elect Director Michael T. Cartwright For For Management 1.4 Elect Director Darrell S. Freeman, Sr. For For Management 1.5 Elect Director David C. Kloeppel For For Management 1.6 Elect Director Richard E. Ragsdale For For Management 2 Ratify BDO USA, LLP as Auditors For For Management -------------------------------------------------------------------------------- ACCESS NATIONAL CORPORATION Ticker: ANCX Security ID: 004337101 Meeting Date: MAY 19, 2016 Meeting Type: Annual Record Date: APR 01, 2016 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Robert C. Shoemaker For For Management 1.2 Elect Director Thomas M. Kody For For Management 1.3 Elect Director J. Randolph Babbitt For For Management 2 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 3 Ratify BDO USA, LLP as Auditors For For Management -------------------------------------------------------------------------------- ACELRX PHARMACEUTICALS, INC. Ticker: ACRX Security ID: 00444T100 Meeting Date: JUN 21, 2016 Meeting Type: Annual Record Date: APR 25, 2016 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Stephen J. Hoffman For For Management 1.2 Elect Director Pamela P. Palmer For For Management 2 Ratify OUM & Co. LLP as Auditors For For Management 3 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation -------------------------------------------------------------------------------- ACLARIS THERAPEUTICS, INC. Ticker: ACRS Security ID: 00461U105 Meeting Date: JUN 29, 2016 Meeting Type: Annual Record Date: MAY 16, 2016 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Neal Walker For Withhold Management 1.2 Elect Director Albert Cha For Withhold Management 2 Ratify PricewaterhouseCoopers LLP as For For Management Auditors -------------------------------------------------------------------------------- ACME UNITED CORPORATION Ticker: ACU Security ID: 004816104 Meeting Date: APR 25, 2016 Meeting Type: Annual Record Date: MAR 10, 2016 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Walter C. Johnsen For For Management 1.2 Elect Director Richmond Y. Holden, Jr. For For Management 1.3 Elect Director Brian S. Olschan For For Management 1.4 Elect Director Stevenson E. Ward, III For For Management 1.5 Elect Director Susan H. Murphy For For Management 1.6 Elect Director Rex L. Davidson For For Management 2 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 3 Ratify Marcum LLP as Auditors For For Management -------------------------------------------------------------------------------- ACTIVE POWER, INC. Ticker: ACPW Security ID: 00504W308 Meeting Date: APR 22, 2016 Meeting Type: Annual Record Date: MAR 02, 2016 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Stephen J. Clearman For For Management 1.2 Elect Director T. Patrick Kelly For For Management 1.3 Elect Director Steven Sams For For Management 2 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 3 Ratify Grant Thornton LLP as Auditors For For Management -------------------------------------------------------------------------------- ACURA PHARMACEUTICALS, INC. Ticker: ACUR Security ID: 00509L802 Meeting Date: APR 28, 2016 Meeting Type: Annual Record Date: MAR 04, 2016 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Immanuel Thangaraj For For Management 1.2 Elect Director Bruce F. Wesson For For Management 1.3 Elect Director Robert B. Jones For Withhold Management 1.4 Elect Director William G. Skelly For For Management 1.5 Elect Director George K. Ross For For Management 2 Approve Stock Option Plan For Against Management 3 Ratify BDO USA, LLP as Auditors For For Management -------------------------------------------------------------------------------- ADAMIS PHARMACEUTICALS CORPORATION Ticker: ADMP Security ID: 00547W208 Meeting Date: MAY 25, 2016 Meeting Type: Annual Record Date: APR 13, 2016 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Dennis J. Carlo For For Management 1.2 Elect Director William C. Denby, III For For Management 1.3 Elect Director David J. Marguglio For For Management 1.4 Elect Director Robert B. Rothermel For For Management 1.5 Elect Director Richard C. Williams For For Management 2 Amend Omnibus Stock Plan For Against Management 3 Ratify Restricted Stock Grants to For Against Management Independent Directors of the Company 4 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 5 Ratify Mayer Hoffman McCann PC as For For Management Auditors -------------------------------------------------------------------------------- ADAMS RESOURCES & ENERGY, INC. Ticker: AE Security ID: 006351308 Meeting Date: MAY 18, 2016 Meeting Type: Annual Record Date: APR 06, 2016 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Thomas S. Smith For For Management 1.2 Elect Director E. C. Reinauer, Jr. For For Management 1.3 Elect Director Townes G. Pressler For For Management 1.4 Elect Director Larry E. Bell For For Management 1.5 Elect Director Michelle A. Earley For For Management 1.6 Elect Director Murray E. Brasseux For For Management 1.7 Elect Director Richard C. Jenner For For Management 1.8 Elect Director W. R. Scofield For For Management 2 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation -------------------------------------------------------------------------------- ADCARE HEALTH SYSTEMS INC. Ticker: ADKWS Security ID: 00650W300 Meeting Date: DEC 10, 2015 Meeting Type: Annual Record Date: OCT 19, 2015 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect William McBride For For Management 1.2 Elect Thomas W. Knaup For Withhold Management 1.3 Elect David A. Tenwick For Withhold Management 1.4 Elect Brent S. Morrison For For Management 1.5 Elect Allan J. Rimland For Withhold Management 2 Repeal of Classified Board For For Management 3 Amendment Restricting Ownership and For Against Management Stock Transfers 4 Ratification of Auditor For For Management 5 Right to Adjourn Meeting For For Management -------------------------------------------------------------------------------- ADDUS HOMECARE CORPORATION Ticker: ADUS Security ID: 006739106 Meeting Date: JUN 15, 2016 Meeting Type: Annual Record Date: APR 28, 2016 # Proposal Mgt Rec Vote Cast Sponsor 1 Elect Director Simon A. Bachleda For For Management 2 Ratify BDO USA, LLP as Auditors For For Management 3 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation -------------------------------------------------------------------------------- ADDVANTAGE TECHNOLOGIES GROUP Ticker: ADDM Security ID: 6743306 Meeting Date: MAR 02, 2016 Meeting Type: Annual Record Date: JAN 13, 2016 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect David L. Humphrey For For Management 1.2 Elect David E. Chymiak For For Management 1.3 Elect Thomas J. Franz For Withhold Management 1.4 Elect Joseph E. Hart For For Management 1.5 Elect James C. McGill For For Management 1.6 Elect David W. Sparkman For For Management 2 Ratification of Auditor For For Management -------------------------------------------------------------------------------- ADESTO TECHNOLOGIES CORP Ticker: IOTS Security ID: 00687D101 Meeting Date: JUN 06, 2016 Meeting Type: Annual Record Date: APR 27, 2016 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Barry Cox For Withhold Management 1.2 Elect Director Keith Crandell For Withhold Management 2 Ratify Burr Pilger Mayer, Inc. as For For Management Auditors -------------------------------------------------------------------------------- ADVANCED EMISSIONS SOLUTIONS, INC. Ticker: ADES Security ID: 00770C101 Meeting Date: JUN 22, 2016 Meeting Type: Annual Record Date: APR 25, 2016 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director A. Bradley Gabbard For For Management 1.2 Elect Director Derek C. Johnson For Withhold Management 1.3 Elect Director Paul A. Lang For Withhold Management 1.4 Elect Director Gilbert Li For For Management 1.5 Elect Director R. Carter Pate For For Management 1.6 Elect Director L. Heath Sampson For For Management 1.7 Elect Director J. Taylor Simonton For Withhold Management 1.8 Elect Director L. Spencer Wells For For Management 2 Ratify Hein & Associates LLP as For For Management Auditors 3 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 4 Amend Omnibus Stock Plan For For Management -------------------------------------------------------------------------------- ADVAXIS, INC. Ticker: ADXS Security ID: 7624208 Meeting Date: MAR 10, 2016 Meeting Type: Annual Record Date: JAN 15, 2016 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect James P. Patton For For Management 1.2 Elect Daniel J. O'Connor For For Management 1.3 Elect Roni A. Appel For For Management 1.4 Elect Richard J. Berman For Withhold Management 1.5 Elect Thomas J. McKearn For For Management 1.6 Elect David Sidransky For For Management 1.7 Elect Dr. Samir N. Khleif For For Management 1.8 Elect Thomas J. Ridge For For Management 1.9 Elect Gregory T. Mayes For For Management 2 Increase of Authorized Common Stock For For Management 3 Amendment to the 2015 Incentive Plan For For Management to Authorize Additional Shares 4 Advisory Vote on Executive Compensation For Against Management 5 Ratification of Auditor For For Management -------------------------------------------------------------------------------- AEP INDUSTRIES INC. Ticker: AEPI Security ID: 001031103 Meeting Date: APR 12, 2016 Meeting Type: Annual Record Date: FEB 16, 2016 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director J. Brendan Barba For Withhold Management 1.2 Elect Director Richard E. Davis For Withhold Management 1.3 Elect Director Lee C. Stewart For Withhold Management 2 Ratify KPMG LLP as Auditors For For Management 3 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation -------------------------------------------------------------------------------- AEROCENTURY CORP. Ticker: ACY Security ID: 007737109 Meeting Date: MAY 05, 2016 Meeting Type: Annual Record Date: MAR 15, 2016 # Proposal Mgt Rec Vote Cast Sponsor 1 Elect Director Evan M. Wallach For Withhold Management 2 Advisory Vote to Ratify Named For Against Management Executive Officers' Compensation 3 Ratify BDO USA, LLP as Auditors For For Management -------------------------------------------------------------------------------- AEROHIVE NETWORKS, INC. Ticker: HIVE Security ID: 007786106 Meeting Date: MAY 18, 2016 Meeting Type: Annual Record Date: MAR 28, 2016 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Frank J. Marshall For For Management 1.2 Elect Director Conway 'Todd' For For Management Rulon-Miller 2 Ratify Deloitte & Touche LLP as For For Management Auditors -------------------------------------------------------------------------------- AGENUS INC. Ticker: AGEN Security ID: 00847G705 Meeting Date: JUN 14, 2016 Meeting Type: Annual Record Date: APR 18, 2016 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Brian Corvese For For Management 1.2 Elect Director Timothy R. Wright For For Management 2 Increase Authorized Common Stock For For Management 3 Amend Omnibus Stock Plan For Against Management 4 Approve Executive Incentive Bonus Plan For For Management 5 Ratify KPMG LLP as Auditors For For Management -------------------------------------------------------------------------------- AGILE THERAPEUTICS, INC. Ticker: AGRX Security ID: 00847L100 Meeting Date: JUN 08, 2016 Meeting Type: Annual Record Date: APR 15, 2016 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Karen Hong For Withhold Management 1.2 Elect Director William T. McKee For Withhold Management 2 Ratify Ernst & Young LLP as Auditors For For Management -------------------------------------------------------------------------------- AGREE REALTY CORPORATION Ticker: ADC Security ID: 008492100 Meeting Date: MAY 02, 2016 Meeting Type: Annual Record Date: MAR 04, 2016 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Joel Agree For For Management 1.2 Elect Director William S. Rubenfaer For For Management 1.3 Elect Director Leon M. Schurgin For For Management 2 Ratify Grant Thornton LLP as Auditors For For Management 3 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 4 Increase Authorized Common Stock For For Management 5 Amend Charter to Prohibit the Board of For For Management Directors from Classifying or Reclassifying Shares of Common Stock into Shares of Preferred Stock -------------------------------------------------------------------------------- AKEBIA THERAPEUTICS, INC. Ticker: AKBA Security ID: 00972D105 Meeting Date: JUN 16, 2016 Meeting Type: Annual Record Date: APR 18, 2016 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Anupam Dalal For Withhold Management 1.2 Elect Director Maxine Gowen For Withhold Management 2 Ratify Ernst & Young LLP as Auditors For For Management -------------------------------------------------------------------------------- ALASKA COMMUNICATIONS SYSTEMS GROUP, INC. Ticker: ALSK Security ID: 01167P101 Meeting Date: JUN 07, 2016 Meeting Type: Annual Record Date: APR 11, 2016 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Edward (Ned) J. Hayes, For For Management Jr. 1.2 Elect Director Margaret L. Brown For For Management 1.3 Elect Director David W. Karp For For Management 1.4 Elect Director Peter D. Ley For For Management 1.5 Elect Director Brian A. Ross For For Management 1.6 Elect Director Anand Vadapalli For For Management 2 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 3 Ratify Moss Adams LLP as Auditors For For Management -------------------------------------------------------------------------------- ALDEYRA THERAPEUTICS, INC. Ticker: ALDX Security ID: 01438T106 Meeting Date: JUN 09, 2016 Meeting Type: Annual Record Date: APR 15, 2016 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Gary Phillips For Withhold Management 1.2 Elect Director Neal Walker For Withhold Management 2 Ratify BDO USA, LLP as Auditors For For Management 3 Amend Omnibus Stock Plan For Against Management 4 Approve Qualified Employee Stock For Against Management Purchase Plan -------------------------------------------------------------------------------- ALICO INC. Ticker: ALCO Security ID: 16230104 Meeting Date: FEB 24, 2016 Meeting Type: Annual Record Date: DEC 31, 2015 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect George R. Brokaw For For Management 1.2 Elect R. Greg Eisner For For Management 1.3 Elect Benjamin D. Fishman For For Management 1.4 Elect W. Andrew Krusen, Jr. For For Management 1.5 Elect Henry R. Slack For For Management 1.6 Elect Remy W. Trafelet For For Management 1.7 Elect Clayton G. Wilson For For Management 2 Ratification of Auditor For For Management 3 Advisory Vote on Executive Compensation For Against Management -------------------------------------------------------------------------------- ALIMERA SCIENCES, INC. Ticker: ALIM Security ID: 016259103 Meeting Date: JUN 23, 2016 Meeting Type: Annual Record Date: APR 25, 2016 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Mark J. Brooks For For Management 1.2 Elect Director Brian K. Halak For For Management 1.3 Elect Director Peter J. Pizzo, III For For Management 2 Ratify Grant Thornton LLP as Auditors For For Management 3 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation -------------------------------------------------------------------------------- ALLIANCE ONE INTERNATIONAL INC Ticker: Security ID: 18772103 Meeting Date: AUG 13, 2015 Meeting Type: Annual Record Date: JUN 12, 2015 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Carl L. Hausmann For For Management 1.2 Elect Mark W. Kehaya For For Management 1.3 Elect Martin R. Wade, III For For Management 2 Ratification of Auditor For For Management 3 Advisory Vote on Executive Compensation For For Management 4 Option Exchange Program For For Management -------------------------------------------------------------------------------- ALLIED MOTION TECHNOLOGIES INC. Ticker: AMOT Security ID: 019330109 Meeting Date: MAY 04, 2016 Meeting Type: Annual Record Date: MAR 15, 2016 # Proposal Mgt Rec Vote Cast Sponsor 1A Elect Director Richard D. Federico For For Management 1B Elect Director Gerald J. (Bud) Laber For For Management 1C Elect Director Alexis P. Michas For For Management 1D Elect Director Richard D. Smith For For Management 1E Elect Director James J. Tanous For For Management 1F Elect Director Richard S. Warzala For For Management 1G Elect Director Michael R. Winter For For Management 2 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 3 Ratify EKS&H LLLP as Auditors For For Management -------------------------------------------------------------------------------- ALTEVA Ticker: ALTV Security ID: 02153V102 Meeting Date: NOV 16, 2015 Meeting Type: Annual Record Date: OCT 07, 2015 # Proposal Mgt Rec Vote Cast Sponsor 1 Merger/Acquisition For For Management 2 Advisory Vote on Golden Parachutes For For Management 3 Board Size For For Management 4.1 Elect Jeffrey D. Alario For For Management 4.2 Elect Douglas B. Benedict For For Management 4.3 Elect Kelly C. Bloss For For Management 4.4 Elect Brian J. Kelley For For Management 4.5 Elect Edward J. Morea For Withhold Management 5 Advisory Vote on Executive Compensation For For Management 6 Ratification of Auditor For For Management -------------------------------------------------------------------------------- ALTEVA Ticker: ALTV Security ID: 02153V102 Meeting Date: NOV 16, 2015 Meeting Type: Annual Record Date: OCT 07, 2015 # Proposal Mgt Rec Vote Cast Sponsor 7 Right to Adjourn Meeting For For Management -------------------------------------------------------------------------------- AMBASSADORS GROUP INC Ticker: EPAX Security ID: 23177108 Meeting Date: OCT 13, 2015 Meeting Type: Special Record Date: SEP 10, 2015 # Proposal Mgt Rec Vote Cast Sponsor 1 Liquidation of the Company For For Management 2 Right to Adjourn Meeting For For Management -------------------------------------------------------------------------------- AMBER ROAD, INC. Ticker: AMBR Security ID: 02318Y108 Meeting Date: MAY 03, 2016 Meeting Type: Annual Record Date: MAR 10, 2016 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Donald R. Caldwell For Withhold Management 1.2 Elect Director Cho Ying Davy Ho For For Management 1.3 Elect Director John Malone For For Management 2 Ratify KPMG LLP as Auditors For For Management -------------------------------------------------------------------------------- AMEDICA CORPORATION Ticker: AMDA Security ID: 023435209 Meeting Date: MAY 26, 2016 Meeting Type: Annual Record Date: MAR 28, 2016 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director David W. Truetzel For Withhold Management 1.2 Elect Director Eric A. Stookey For Withhold Management 2 Amend Omnibus Stock Plan For Against Management 3 Ratify Mantyla McReynolds LLC as For For Management Auditors -------------------------------------------------------------------------------- AMERIANA BANCORP Ticker: ASBI Security ID: 23613102 Meeting Date: DEC 07, 2015 Meeting Type: Special Record Date: OCT 07, 2015 # Proposal Mgt Rec Vote Cast Sponsor 1 Merger/Acquisition For For Management 2 Right to Adjourn Meeting For For Management 3 Advisory Vote on Golden Parachutes For For Management -------------------------------------------------------------------------------- AMERICAN APPAREL INC Ticker: APP Security ID: 23850100 Meeting Date: JUL 16, 2015 Meeting Type: Annual Record Date: JUN 15, 2015 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Laura A. Lee For For Management 1.2 Elect Thomas J. Sullivan For For Management 1.3 Elect Lyndon Lea For For Management 2 Ratification of Auditor For For Management 3 Increase of Authorized Common Stock For For Management -------------------------------------------------------------------------------- AMERICAN ELECTRIC TECHNOLOGIES, INC. Ticker: AETI Security ID: 025576109 Meeting Date: MAY 11, 2016 Meeting Type: Annual Record Date: MAR 17, 2016 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Charles M. Dauber For For Management 1.2 Elect Director Neal M. Dikeman For For Management 1.3 Elect Director Peter Menikoff For For Management 1.4 Elect Director J. Hoke Peacock, II For Withhold Management 1.5 Elect Director Edward L. Kuntz For For Management 2 Ratify Ham, Langston & Brezina, LLP as For For Management Auditors 3 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 4 Advisory Vote on Say on Pay Frequency Three One Year Management Years -------------------------------------------------------------------------------- AMERICAN NATIONAL BANKSHARES INC. Ticker: AMNB Security ID: 027745108 Meeting Date: MAY 17, 2016 Meeting Type: Annual Record Date: APR 01, 2016 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Fred A. Blair For For Management 1.2 Elect Director Frank C. Crist, Jr. For For Management 1.3 Elect Director Jeffrey V. Haley For For Management 1.4 Elect Director John H. Love For For Management 1.5 Elect Director Ronda M. Penn For For Management 2 Elect Director Claude B. Owen, Jr. For For Management 3 Ratify Yount, Hyde & Barbour P.C. as For For Management Auditors 4 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation -------------------------------------------------------------------------------- AMERICAN SOFTWARE INC. Ticker: AMSWA Security ID: 29683109 Meeting Date: AUG 17, 2015 Meeting Type: Annual Record Date: JUL 02, 2015 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect W. Dennis Hogue For For Management 1.2 Elect John J. Jarvis For For Management 1.3 Elect James B. Miller, Jr. For For Management 2 Advisory Vote on Executive Compensation For For Management 3 Amendment to the 2011 Equity For For Management Compensation Plan 4 Amendment to the 2011 Equity For For Management Compensation Plan to Require Shareholder Approval Prior to Repricing of Awards 5 Ratification of Auditor For For Management -------------------------------------------------------------------------------- AMERICAN SUPERCONDUCTOR CORP. Ticker: AMSC Security ID: 30111207 Meeting Date: JUL 31, 2015 Meeting Type: Annual Record Date: JUN 08, 2015 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Vikram S. Budhraja For Withhold Management 1.2 Elect Pamela F. Lenehan For For Management 1.3 Elect Daniel P. McGahn For For Management 1.4 Elect David R. Oliver, Jr. For For Management 1.5 Elect John B. Vander Sande For Withhold Management 1.6 Elect John W. Wood, Jr. For Withhold Management 2 Ratification of Auditor For For Management -------------------------------------------------------------------------------- AMERICAS CAR MART, INC. Ticker: CRMT Security ID: 03062T105 Meeting Date: AUG 05, 2015 Meeting Type: Annual Record Date: JUN 12, 2015 # Proposal Mgt Rec Vote Cast Sponsor 1 Elect Daniel J. Englander For For Management 2 Elect Kenny Gunderman For For Management 3 Elect William H. Henderson For For Management 4 Elect Eddie L. Hight For For Management 5 Elect John David Simmons For For Management 6 Elect Robert C. Smith For For Management 7 Elect Jeffrey A. Williams For Against Management 8 Advisory Vote on Executive Compensation For For Management 9 Ratification of Auditor For For Management 10 Amendment to the Stock Incentive Plan For For Management 11 Amendment to the 2007 Stock Option Plan For For Management -------------------------------------------------------------------------------- AMERISERV FINANCIAL, INC. Ticker: ASRV Security ID: 03074A102 Meeting Date: APR 26, 2016 Meeting Type: Annual Record Date: FEB 19, 2016 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Daniel R. DeVos For For Management 1.2 Elect Director Bruce E. Duke, III For For Management 1.3 Elect Director Craig G. Ford For For Management 1.4 Elect Director Kim W. Kunkle For For Management 2 Ratify S.R. Snodgrass PC as Auditors For For Management 3 Remove Age Restriction for Directors For For Management 4 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation -------------------------------------------------------------------------------- AMPIO PHARMACEUTICALS INC Ticker: AMPE Security ID: 03209T109 Meeting Date: DEC 12, 2015 Meeting Type: Annual Record Date: OCT 30, 2015 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Michael Macaluso For For Management 1.2 Elect David Bar-Or For Withhold Management 1.3 Elect Philip H. Coelho For Withhold Management 1.4 Elect Richard B. Giles For For Management 1.5 Elect David R. Stevens For For Management 2 Advisory Vote on Executive Compensation For For Management 3 Ratification of Auditor For For Management -------------------------------------------------------------------------------- ANTHERA PHARMACEUTICALS, INC. Ticker: ANTH Security ID: 03674U201 Meeting Date: APR 27, 2016 Meeting Type: Annual Record Date: FEB 29, 2016 # Proposal Mgt Rec Vote Cast Sponsor 1 Elect Director David E. Thompson For For Management 2 Ratify BDO USA, LLP as Auditors For For Management 3 Amend Omnibus Stock Plan For For Management 4 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation -------------------------------------------------------------------------------- APPFOLIO INC. Ticker: APPF Security ID: 03783C100 Meeting Date: MAY 13, 2016 Meeting Type: Annual Record Date: MAR 21, 2016 # Proposal Mgt Rec Vote Cast Sponsor 1a Elect Director Andreas von Blottnitz For For Management 1b Elect Director Janet Kerr For For Management 2 Ratify PricewaterhouseCoopers LLP as For For Management Auditors -------------------------------------------------------------------------------- APPLIED DNA SCIENCES, INC. Ticker: APDN Security ID: 03815U201 Meeting Date: JUN 08, 2016 Meeting Type: Annual Record Date: APR 11, 2016 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director James A. Hayward For For Management 1.2 Elect Director John Bitzer, III For For Management 1.3 Elect Director Joseph D. Ceccoli For For Management 1.4 Elect Director Charles S. Ryan For For Management 1.5 Elect Director Yacov A. Shamash For For Management 1.6 Elect Director Sanford R. Simon For For Management 2 Advisory Vote to Ratify Named For Against Management Executive Officers' Compensation 3 Ratify Marcum LLP as Auditors For For Management -------------------------------------------------------------------------------- APPLIED GENETIC TECHNOLOGIES CORP Ticker: AGTC Security ID: 03820J100 Meeting Date: NOV 19, 2015 Meeting Type: Annual Record Date: OCT 01, 2015 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Scott Koenig For For Management 1.2 Elect Ivana Magovcevic-Liebisch For For Management 2 Ratification of Auditor For For Management -------------------------------------------------------------------------------- APPLIED OPTOELECTRONICS, INC. Ticker: AAOI Security ID: 03823U102 Meeting Date: MAY 27, 2016 Meeting Type: Annual Record Date: APR 04, 2016 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Chih-Hsiang (Thompson) For For Management Lin 1.2 Elect Director Richard B. Black For For Management 1.3 Elect Director Min-Chu (Mike) Chen For For Management 2 Ratify Grant Thornton LLP as Auditors For For Management -------------------------------------------------------------------------------- APPROACH RESOURCES INC. Ticker: AREX Security ID: 03834A103 Meeting Date: JUN 02, 2016 Meeting Type: Annual Record Date: APR 11, 2016 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director J.Ross Craft For For Management 1.2 Elect Director Vean J. Gregg, III For For Management 2 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 3 Amend Omnibus Stock Plan For Against Management 4 Amend Omnibus Stock Plan For For Management 5 Ratify Hein & Associates LLP as For For Management Auditors -------------------------------------------------------------------------------- APRICUS BIOSCIENCES, INC. Ticker: APRI Security ID: 03832V109 Meeting Date: MAY 20, 2016 Meeting Type: Annual Record Date: MAR 24, 2016 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Kleanthis G. For For Management Xanthopoulos 1.2 Elect Director Paul V. Maier For For Management 2 Ratify BDO USA, LLP as Auditors For For Management 3 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation -------------------------------------------------------------------------------- ARBOR REALTY TRUST, INC. Ticker: ABR Security ID: 038923108 Meeting Date: MAY 18, 2016 Meeting Type: Annual Record Date: APR 05, 2016 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Archie R. Dykes For For Management 1.2 Elect Director Joseph Martello For For Management 1.3 Elect Director Stanley Kreitman For For Management 2 Ratify Ernst and Young LLP as Auditors For For Management -------------------------------------------------------------------------------- ARBOR REALTY TRUST, INC. Ticker: ABR Security ID: 038923108 Meeting Date: JUN 01, 2016 Meeting Type: Special Record Date: APR 20, 2016 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Acquisition For For Management 2 Adjourn Meeting For For Management -------------------------------------------------------------------------------- ARCADIA BIOSCIENCES, INC. Ticker: RKDA Security ID: 039014105 Meeting Date: JUN 09, 2016 Meeting Type: Annual Record Date: APR 11, 2016 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director George F.J. Gosbee For Withhold Management 1.2 Elect Director James R. Reis For Withhold Management 2 Ratify Deloitte & Touche LLP as For For Management Auditors -------------------------------------------------------------------------------- ARDELYX, INC. Ticker: ARDX Security ID: 039697107 Meeting Date: JUN 02, 2016 Meeting Type: Annual Record Date: APR 08, 2016 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director David Mott For Withhold Management 1.2 Elect Director Michael Raab For Withhold Management 2 Ratify Ernst & Young LLP as Auditors For For Management -------------------------------------------------------------------------------- ARES COMMERCIAL REAL ESTATE CORPORATION Ticker: ACRE Security ID: 04013V108 Meeting Date: JUN 27, 2016 Meeting Type: Annual Record Date: APR 15, 2016 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director William L. Browning For For Management 1.2 Elect Director John B. Jardine For For Management 2 Ratify Ernst & Young LLP as Auditors For For Management 3 Advisory Vote to Ratify Named For Against Management Executive Officers' Compensation -------------------------------------------------------------------------------- ARGOS THERAPEUTICS, INC. Ticker: ARGS Security ID: 040221103 Meeting Date: JUN 10, 2016 Meeting Type: Annual Record Date: APR 15, 2016 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Hubert Birner For Withhold Management 1.2 Elect Director Robert F. Carey For For Management 2 Ratify PricewaterhouseCoopers LLP as For For Management Auditors 3 Approve Issuance of Shares for a For For Management Private Placement -------------------------------------------------------------------------------- ARLINGTON ASSET INVESTMENT CORP. Ticker: AI Security ID: 041356205 Meeting Date: JUN 09, 2016 Meeting Type: Proxy Contest Record Date: APR 12, 2016 # Proposal Mgt Rec Vote Cast Sponsor Management Proxy (White Card) None 1.1 Elect Director Eric F. Billings For For Management 1.2 Elect Director Daniel J. Altobello For For Management 1.3 Elect Director Daniel E. Berce For For Management 1.4 Elect Director David W. Faeder For For Management 1.5 Elect Director Peter A. Gallagher For For Management 1.6 Elect Director Ralph S. Michael, III For For Management 1.7 Elect Director Anthony P. Nader, III For For Management 1.8 Elect Director J. Rock Tonkel, Jr. For For Management 2 Ratify PricewaterhouseCoopers LLP as For For Management Auditors 3 Amend Articles Board-Related Against Against Shareholder # Proposal Diss Rec Vote Cast Sponsor Dissident Proxy (Gold Card) None 1.1 Elect Directors Scott R. Arnold For Did Not Vote Shareholder 1.2 Elect Directors W. Brian Maillian For Did Not Vote Shareholder 1.3 Elect Directors Raymond C. Mikulich For Did Not Vote Shareholder 1.4 Elect Directors Donald H. Putnam For Did Not Vote Shareholder 1.5 Elect Directors Barry L. Kasoff For Did Not Vote Shareholder 2 Ratify PricewaterhouseCoopers LLP as For Did Not Vote Management Auditors 3 Amend Articles Board-Related For Did Not Vote Shareholder -------------------------------------------------------------------------------- ARQULE, INC. Ticker: ARQL Security ID: 04269E107 Meeting Date: MAY 24, 2016 Meeting Type: Annual Record Date: MAR 31, 2016 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Susan L. Kelley For For Management 1.2 Elect Director Michael D. Loberg For For Management 2 Ratify PricewaterhouseCoopers LLP as For For Management Auditors 3 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation -------------------------------------------------------------------------------- ARRHYTHMIA RESEARCH TECHNOLOGY, INC. Ticker: HRT Security ID: 042698308 Meeting Date: MAY 26, 2016 Meeting Type: Annual Record Date: APR 04, 2016 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Marco F. Benedetti For For Management 1.2 Elect Director Paul F. Walter For For Management 2 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 3 Ratify Wolf & Company, P.C. as Auditors For For Management 4 Adjourn Meeting For For Management -------------------------------------------------------------------------------- ART'S-WAY MANUFACTURING CO., INC. Ticker: ARTW Security ID: 043168103 Meeting Date: APR 27, 2016 Meeting Type: Annual Record Date: MAR 15, 2016 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Marc H. McConnell For Withhold Management 1.2 Elect Director J. Ward McConnell, Jr. For Withhold Management 1.3 Elect Director Thomas E. Buffamante For For Management 1.4 Elect Director David R. Castle For For Management 1.5 Elect Director Joseph R. Dancy For For Management 2 Ratify Eide Bailly LLP as Auditors For For Management 3 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 4 Other Business For Against Management -------------------------------------------------------------------------------- ASCENT SOLAR TECHNOLOGIES INC Ticker: ASTI Security ID: 43635309 Meeting Date: DEC 15, 2015 Meeting Type: Special Record Date: NOV 06, 2015 # Proposal Mgt Rec Vote Cast Sponsor 1 Issuance of Common Stock in Accordance For For Management with Note Purchase Agreement 2 Issuance of Common Stock in For For Management Accordance with Securities Purchase Agreement 3 Issuance of Common Stock in For For Management Accordance with Equity Line Purchase Agreement 4 Issuance of Common Stock in Accordance For For Management with Consulting Agreement 5 Increase of Authorized Common Stock For For Management -------------------------------------------------------------------------------- ASCENT SOLAR TECHNOLOGIES, INC. Ticker: ASTI Security ID: 043635309 Meeting Date: MAY 19, 2016 Meeting Type: Annual Record Date: APR 15, 2016 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Kim J. Huntley For For Management 1.2 Elect Director G. Thomas Marsh For For Management 2 Ratify Hein & Associates LLP as For For Management Auditors 3 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 4 Amend Restricted Stock Plan For For Management 5 Amend Stock Option Plan For Against Management -------------------------------------------------------------------------------- ASPEN AEROGELS, INC. Ticker: ASPN Security ID: 04523Y105 Meeting Date: JUN 15, 2016 Meeting Type: Annual Record Date: APR 20, 2016 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Craig A. Huff For For Management 1.2 Elect Director Mark L. Noetzel For For Management 1.3 Elect Director William P. Noglows For For Management 2 Ratify KPMG LLP as Auditors For For Management -------------------------------------------------------------------------------- ASSEMBLY BIOSCIENCES, INC. Ticker: ASMB Security ID: 045396108 Meeting Date: JUN 02, 2016 Meeting Type: Annual Record Date: APR 07, 2016 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Anthony E. Altig For For Management 1.2 Elect Director Mark Auerbach For For Management 1.3 Elect Director Richard DiMarchi For For Management 1.4 Elect Director Myron Z. Holubiak For For Management 1.5 Elect Director William Ringo For For Management 1.6 Elect Director Alan J. Lewis For For Management 1.7 Elect Director Derek Small For For Management 2 Amend Omnibus Stock Plan For Against Management 3 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 4 Ratify Ernst & Young LLP as Auditors For For Management -------------------------------------------------------------------------------- ASTA FUNDING INC. Ticker: ASFI Security ID: 46220109 Meeting Date: SEP 17, 2015 Meeting Type: Annual Record Date: AUG 12, 2015 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Gary Stern For For Management 1.2 Elect David Slackman For For Management 1.3 Elect Edward Celano For Withhold Management 1.4 Elect Harvey Leibowitz For Withhold Management 1.5 Elect Louis A. Piccolo For Withhold Management 2 Ratification of Auditor For Against Management 3 Advisory Vote on Executive Compensation For For Management -------------------------------------------------------------------------------- ASTRO-MED, INC. Ticker: ALOT Security ID: 04638F108 Meeting Date: MAY 18, 2016 Meeting Type: Annual Record Date: MAR 24, 2016 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Graeme MacLetchie For For Management 1.2 Elect Director April L. Ondis For For Management 1.3 Elect Director Everett V. Pizzuti For For Management 1.4 Elect Director Mitchell I. Quain For For Management 1.5 Elect Director Harold Schofield For For Management 1.6 Elect Director Hermann Viets For For Management 1.7 Elect Director Gregory A. Woods For For Management 2 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 3 Change Company Name to AstroNova, Inc. For For Management 4 Ratify Wolf & Company, P.C. as Auditors For For Management -------------------------------------------------------------------------------- ASURE SOFTWARE, INC. Ticker: ASUR Security ID: 04649U102 Meeting Date: JUN 06, 2016 Meeting Type: Annual Record Date: APR 22, 2016 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director David Sandberg For For Management 1.2 Elect Director Patrick Goepel For For Management 1.3 Elect Director Adrian Pertierra For For Management 1.4 Elect Director Matthew K. Behrent For For Management 1.5 Elect Director J. Randall Waterfield For For Management 2 Ratify Marcum LLP as Auditors For For Management 3 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation -------------------------------------------------------------------------------- ATLANTIC AMERICAN CORPORATION Ticker: AAME Security ID: 048209100 Meeting Date: MAY 03, 2016 Meeting Type: Annual Record Date: MAR 15, 2016 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Hilton H. Howell, Jr. For Withhold Management 1.2 Elect Director Robin R. Howell For Withhold Management 1.3 Elect Director Mark E. Preisinger For For Management 1.4 Elect Director Harriett J. Robinson For Withhold Management 1.5 Elect Director Joseph M. Scheerer For For Management 1.6 Elect Director Scott G. Thompson For Withhold Management 1.7 Elect Director D. Keehln Wheeler For For Management 2 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 3 Ratify BDO USA, LLP as Auditors For For Management -------------------------------------------------------------------------------- ATLAS FINANCIAL HOLDINGS, INC. Ticker: AFH Security ID: G06207115 Meeting Date: MAY 16, 2016 Meeting Type: Annual Record Date: MAR 28, 2016 # Proposal Mgt Rec Vote Cast Sponsor 1a Elect Director Gordon G. Pratt For For Management 1b Elect Director Scott D. Wollney For For Management 1c Elect Director Jordan M. Kupinsky For For Management 1d Elect Director Larry G. Swets, Jr. For Withhold Management 1e Elect Director John T. Fitzgerald For For Management 2 Ratify BDO USA, LLP as Auditors For For Management 3 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation -------------------------------------------------------------------------------- ATYR PHARMA, INC. Ticker: LIFE Security ID: 002120103 Meeting Date: MAY 24, 2016 Meeting Type: Annual Record Date: MAR 24, 2016 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director John K. Clarke For Withhold Management 1.2 Elect Director Amir H. Nashat For Withhold Management 1.3 Elect Director Paul Schimmel For Withhold Management 2 Ratify Ernst & Young LLP as Auditors For For Management -------------------------------------------------------------------------------- AUTOBYTEL INC. Ticker: ABTL Security ID: 05275N205 Meeting Date: JUN 20, 2016 Meeting Type: Annual Record Date: APR 29, 2016 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Michael J. Fuchs For For Management 1.2 Elect Director Robert J. Mylod, Jr. For For Management 1.3 Elect Director Janet M. Thompson For For Management 2 Amend Omnibus Stock Plan For For Management 3 Ratify Moss Adams LLP as Auditors For For Management -------------------------------------------------------------------------------- AVALON HOLDINGS CORPORATION Ticker: AWX Security ID: 05343P109 Meeting Date: APR 28, 2016 Meeting Type: Annual Record Date: MAR 04, 2016 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Kurtis D. Gramley For For Management 1.2 Elect Director Stephen L. Gordon For For Management 2 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation -------------------------------------------------------------------------------- AVENUE FINANCIAL HOLDINGS, INC. Ticker: AVNU Security ID: 05358K102 Meeting Date: JUN 21, 2016 Meeting Type: Special Record Date: APR 22, 2016 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Merger Agreement For For Management 2 Adjourn Meeting For For Management -------------------------------------------------------------------------------- AVEO PHARMACEUTICALS, INC. Ticker: AVEO Security ID: 053588109 Meeting Date: MAY 26, 2016 Meeting Type: Annual Record Date: MAR 31, 2016 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Michael P. Bailey For For Management 1.2 Elect Director Kenneth M. Bate For For Management 1.3 Elect Director Anthony B. Evnin For For Management 1.4 Elect Director Henri A. Termeer For For Management 1.5 Elect Director Robert C. Young For For Management 2 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 3 Ratify Ernst & Young LLP as Auditors For For Management -------------------------------------------------------------------------------- AVIAT NETWORKS INC Ticker: AVNW Security ID: 05366Y102 Meeting Date: NOV 13, 2015 Meeting Type: Annual Record Date: SEP 17, 2015 # Proposal Mgt Rec Vote Cast Sponsor 1 Elect John Mutch For For Management 2 Elect William A. Hasler For Against Management 3 Elect James R. Henderson For For Management 4 Elect Michael A. Pangia For For Management 5 Elect Robert G. Pearse For For Management 6 Elect John J. Quicke For For Management 7 Elect James C. Stoffel For For Management 8 Ratification of Auditor For For Management 9 Advisory Vote on Executive Compensation For For Management 10 Amendment to the 2007 Stock Equity Plan For Against Management -------------------------------------------------------------------------------- AVIAT NETWORKS, INC. Ticker: AVNW Security ID: 05366Y102 Meeting Date: JUN 10, 2016 Meeting Type: Special Record Date: APR 25, 2016 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Reverse Stock Split For For Management -------------------------------------------------------------------------------- AVINGER, INC. Ticker: AVGR Security ID: 053734109 Meeting Date: JUN 06, 2016 Meeting Type: Annual Record Date: APR 08, 2016 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director John B. Simpson For Withhold Management 1.2 Elect Director Jeffrey M. Soinski For Withhold Management 2 Ratify Ernst & Young LLP as Auditors For For Management -------------------------------------------------------------------------------- AXCELIS TECHNOLOGIES, INC. Ticker: ACLS Security ID: 054540109 Meeting Date: MAY 04, 2016 Meeting Type: Annual Record Date: MAR 11, 2016 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Richard J. Faubert For For Management 1.2 Elect Director R. John Fletcher For For Management 1.3 Elect Director Arthur L. George, Jr. For For Management 1.4 Elect Director Joseph P. Keithley For For Management 1.5 Elect Director John T. Kurtzweil For For Management 1.6 Elect Director Barbara J. Lundberg For For Management 1.7 Elect Director Patrick H. Nettles For For Management 1.8 Elect Director Mary G. Puma For For Management 1.9 Elect Director Thomas St. Dennis For For Management 2 Ratify Ernst & Young LLP as Auditors For For Management 3 Amend Omnibus Stock Plan For For Management 4 Approve Reverse Stock Split For For Management 5 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation -------------------------------------------------------------------------------- AXION POWER INTERNATIONAL INC. Ticker: AXPW Security ID: 05460X307 Meeting Date: JAN 15, 2016 Meeting Type: Special Record Date: NOV 25, 2015 # Proposal Mgt Rec Vote Cast Sponsor 1 Issuance of Common Stock For For Management -------------------------------------------------------------------------------- AXOGEN, INC. Ticker: AXGN Security ID: 05463X106 Meeting Date: MAY 26, 2016 Meeting Type: Annual Record Date: APR 01, 2016 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Gregory G. Freitag For For Management 1.2 Elect Director Mark Gold For For Management 1.3 Elect Director Jamie M. Grooms For For Management 1.4 Elect Director Guido J. Neels For For Management 1.5 Elect Director Joseph Mandato For For Management 1.6 Elect Director Robert J. Rudelius For For Management 1.7 Elect Director Karen Zaderej For For Management 2 Amend Omnibus Stock Plan For For Management 3 Ratify Lurie, LLP as Auditors For For Management 4 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 5 Advisory Vote on Say on Pay Frequency Three One Year Management Years -------------------------------------------------------------------------------- AXSOME THERAPEUTICS, INC. Ticker: AXSM Security ID: 05464T104 Meeting Date: JUN 10, 2016 Meeting Type: Annual Record Date: APR 22, 2016 # Proposal Mgt Rec Vote Cast Sponsor 1 Elect Director Roger Jeffs For Withhold Management 2 Ratify Ernst & Young LLP as Auditors For For Management -------------------------------------------------------------------------------- AYTU BIOSCIENCE, INC. Ticker: AYTU Security ID: 054754106 Meeting Date: MAY 24, 2016 Meeting Type: Annual Record Date: APR 01, 2016 # Proposal Mgt Rec Vote Cast Sponsor 1A Elect Director Joshua R. Disbrow For Against Management 1B Elect Director Jarrett T. Disbrow For Against Management 1C Elect Director Michael Macaluso For Against Management 1D Elect Director Carl C. Dockery For For Management 2 Reduce Authorized Common Stock For For Management 3 Reduce Authorized Preferred Stock For For Management 4 Approve Reverse Stock Split For Against Management 5 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 6 Advisory Vote on Say on Pay Frequency Three One Year Management Years 7 Ratify EKS&H, LLLP as Auditors For For Management -------------------------------------------------------------------------------- BALLANTYNE STRONG, INC. Ticker: BTN Security ID: 058516105 Meeting Date: MAY 23, 2016 Meeting Type: Annual Record Date: MAR 24, 2016 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director D. Kyle Cerminara For For Management 1.2 Elect Director Samuel C. Freitag For For Management 1.3 Elect Director Charles T. Lanktree For For Management 1.4 Elect Director William J. Gerber For For Management 1.5 Elect Director James C. Shay For For Management 1.6 Elect Director Ndamukong Suh For For Management 1.7 Elect Director Lewis M. Johnson For For Management 1.8 Elect Director Robert J. Roschman For For Management 2 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 3 Ratify KPMG LLP as Auditors For For Management -------------------------------------------------------------------------------- BANK OF MARIN BANCORP Ticker: BMRC Security ID: 063425102 Meeting Date: MAY 17, 2016 Meeting Type: Annual Record Date: MAR 21, 2016 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Russell A. Colombo For For Management 1.2 Elect Director James C. Hale For For Management 1.3 Elect Director Robert Heller For For Management 1.4 Elect Director Norma J. Howard For For Management 1.5 Elect Director Kevin R. Kennedy For For Management 1.6 Elect Director William H. McDevitt, Jr. For For Management 1.7 Elect Director Michaela K. Rodeno For For Management 1.8 Elect Director Joel Sklar For For Management 1.9 Elect Director Brian M. Sobel For For Management 1.10 Elect Director J. Dietrich Stroeh For For Management 2 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 3 Ratify Moss Adams LLP as Auditors For For Management -------------------------------------------------------------------------------- BANK OF SOUTH CAROLINA CORPORATION Ticker: BKSC Security ID: 065066102 Meeting Date: APR 12, 2016 Meeting Type: Annual Record Date: FEB 25, 2016 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director David W. Bunch For For Management 1.2 Elect Director Graham M. Eubank, Jr. For For Management 1.3 Elect Director Elizabeth M. Hagood For For Management 1.4 Elect Director Fleetwood S. Hassell For For Management 1.5 Elect Director Glen B. Haynes For For Management 1.6 Elect Director William L. Hiott, Jr. For For Management 1.7 Elect Director Katherine M. Huger For For Management 1.8 Elect Director Richard W. Hutson, Jr. For For Management 1.9 Elect Director Charles G. Lane For For Management 1.10 Elect Director Hugh C. Lane, Jr. For For Management 1.11 Elect Director Linda J. Bradley McKee For For Management 1.12 Elect Director Alan I. Nussbaum For For Management 1.13 Elect Director Edmund Rhett, Jr. For For Management 1.14 Elect Director Malcolm M. Rhodes For For Management 1.15 Elect Director Douglas H. Sass For For Management 1.16 Elect Director David R. Schools - None None Management RESIGNED 1.17 Elect Director Sheryl G. Sharry For For Management 1.18 Elect Director Steve D. Swanson For For Management 2 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 3 Ratify Elliott Davis Decosimo, LLC as For For Management Auditors -------------------------------------------------------------------------------- BANKWELL FINANCIAL GROUP, INC. Ticker: BWFG Security ID: 06654A103 Meeting Date: MAY 25, 2016 Meeting Type: Annual Record Date: MAR 21, 2016 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Frederick R. Afragola For For Management 1.2 Elect Director George P. Bauer For For Management 1.3 Elect Director Richard Castiglioni For Withhold Management 1.4 Elect Director Eric J. Dale For For Management 1.5 Elect Director Blake S. Drexler For For Management 1.6 Elect Director James A. Fieber For For Management 1.7 Elect Director Christopher R. Gruseke For For Management 1.8 Elect Director Daniel S. Jones For For Management 1.9 Elect Director Todd Lampert For Withhold Management 1.10 Elect Director Victor S. Liss For For Management 1.11 Elect Director Raymond Palumbo For For Management 1.12 Elect Director Carl M. Porto For For Management 2 Ratify Whittlesey & Hadley, P.C. as For For Management Auditors -------------------------------------------------------------------------------- BAR HARBOR BANKSHARES Ticker: BHB Security ID: 066849100 Meeting Date: MAY 17, 2016 Meeting Type: Annual Record Date: MAR 22, 2016 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Matthew L. Caras For For Management 1.2 Elect Director David M. Colter For For Management 1.3 Elect Director Martha T. Dudman For For Management 1.4 Elect Director Lauri E. Fernald For For Management 1.5 Elect Director Daina H. Hill For For Management 1.6 Elect Director Clyde H. Lewis For For Management 1.7 Elect Director Constance C. Shea For For Management 1.8 Elect Director Curtis C. Simard For For Management 1.9 Elect Director Kenneth E. Smith For For Management 1.10 Elect Director Scott G. Toothaker For For Management 1.11 Elect Director David B. Woodside For For Management 2 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 3 Ratify RSM US LLP as Auditors For For Management -------------------------------------------------------------------------------- BARNWELL INDUSTRIES INC. Ticker: BRN Security ID: 68221100 Meeting Date: MAR 07, 2016 Meeting Type: Annual Record Date: JAN 11, 2016 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Morton H. Kinzler For For Management 1.2 Elect Martin Anderson For Withhold Management 1.3 Elect Murray C. Gardner For For Management 1.4 Elect Alexander C. Kinzler For For Management 1.5 Elect Russell M. Gifford For Withhold Management 1.6 Elect Kevin K. Takata For For Management 1.7 Elect Robert J. Inglima, Jr. For For Management 1.8 Elect James S. Barnwell III For For Management 2 Ratification of Auditor For For Management 3 Shareholder Proposal Regarding Against For Shareholder Independent Chair 4 Shareholder Proposal Regarding Proxy Against For Shareholder Access -------------------------------------------------------------------------------- BARRETT BUSINESS SERVICES, INC. Ticker: BBSI Security ID: 068463108 Meeting Date: JUN 24, 2016 Meeting Type: Annual Record Date: MAY 09, 2016 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Thomas J. Carley For For Management 1.2 Elect Director Michael L. Elich For For Management 1.3 Elect Director James B. Hicks For Against Management 1.4 Elect Director Roger L. Johnson For Against Management 1.5 Elect Director Jon L. Justesen For For Management 1.6 Elect Director Anthony Meeker For Against Management 2 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 3 Other Business For Against Management -------------------------------------------------------------------------------- BASIC ENERGY SERVICES, INC. Ticker: BAS Security ID: 06985P100 Meeting Date: MAY 19, 2016 Meeting Type: Annual Record Date: MAR 24, 2016 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director William E. Chiles For Withhold Management 1.2 Elect Director Robert F. Fulton For For Management 1.3 Elect Director Antonio O. Garza, Jr. For Withhold Management 2 Amend Omnibus Stock Plan For Against Management 3 Advisory Vote to Ratify Named For Against Management Executive Officers' Compensation 4 Ratify KPMG LLP as Auditors For For Management -------------------------------------------------------------------------------- BASSETT FURNITURE INDUSTRIES INC. Ticker: BSET Security ID: 70203104 Meeting Date: MAR 09, 2016 Meeting Type: Annual Record Date: JAN 22, 2016 # Proposal Mgt Rec Vote Cast Sponsor 1.8 Elect Robert H. Spilman, Jr. For For Management 1.9 Elect William C. Wampler, Jr. For Withhold Management 1.10 Elect William C. Warden, Jr. For For Management 2 Amendment to the 2010 Stock Incentive For For Management Plan 3 Ratification of Auditor For For Management 4 Advisory Vote on Executive Compensation For For Management -------------------------------------------------------------------------------- BASSETT FURNITURE INDUSTRIES INC. Ticker: BSET Security ID: 70203104 Meeting Date: MAR 09, 2016 Meeting Type: Annual Record Date: JAN 22, 2016 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Peter W. Brown For For Management 1.2 Elect Kristina Cashman For For Management 1.3 Elect Paul Fulton For For Management 1.4 Elect Howard H. Haworth For For Management 1.5 Elect George W. Henderson, III For For Management 1.6 Elect J. Walter McDowell For For Management 1.7 Elect Dale C. Pond For For Management -------------------------------------------------------------------------------- BBX CAPITAL CORPORATION Ticker: BBX Security ID: 05540P100 Meeting Date: MAY 23, 2016 Meeting Type: Annual Record Date: APR 08, 2016 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Jarett S. Levan For Withhold Management 1.2 Elect Director John E. Abdo For Withhold Management 1.3 Elect Director Norman H. Becker For Withhold Management 1.4 Elect Director Steven M. Coldren For Withhold Management 1.5 Elect Director Willis N. Holcombe For Withhold Management 1.6 Elect Director Anthony P. Segreto For Withhold Management 1.7 Elect Director Charlie C. Winningham, For Withhold Management II 2 Advisory Vote to Ratify Named For Against Management Executive Officers' Compensation 3 Amend Omnibus Stock Plan For Against Management -------------------------------------------------------------------------------- BCB BANCORP, INC. Ticker: BCBP Security ID: 055298103 Meeting Date: APR 28, 2016 Meeting Type: Annual Record Date: MAR 18, 2016 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Judith Q. Bielan For For Management 1.2 Elect Director James E. Collins For For Management 1.3 Elect Director Mark D. Hogan For For Management 1.4 Elect Director Gary S. Stetz For For Management 2 Ratify Baker Tilly Virchow Krause, LLP For For Management as Auditors 3 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation -------------------------------------------------------------------------------- BDCA VENTURE INC Ticker: BDCV Security ID: 05543L106 Meeting Date: JUL 09, 2015 Meeting Type: Annual Record Date: MAY 13, 2015 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Election of Gerald Hellerman Do Not Did Not Vote Management Vote 1.2 Election of Andrew Dakos Do Not Did Not Vote Management Vote 1.3 Election of Richard Cohen Do Not Did Not Vote Management Vote 2 Maximization of Shareholder Value Do Not Did Not Vote Management Vote 3 Termination of Investment Advisory Do Not Did Not Vote Management Agreement Vote 1.1 Elect Laurence W. Berger For For Management 1.2 Elect Timothy J. Keating For For Management 1.3 Elect Leslie D. Michelson For For Management 1.4 Elect Taylor Simonton For For Management -------------------------------------------------------------------------------- BEAR STATE FINANCIAL, INC. Ticker: BSF Security ID: 073844102 Meeting Date: MAY 25, 2016 Meeting Type: Annual Record Date: APR 05, 2016 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director W. Dabbs Cavin For Against Management 1.2 Elect Director K. Aaron Clark For For Management 1.3 Elect Director Frank Conner For For Management 1.4 Elect Director Scott T. Ford For For Management 1.5 Elect Director G. Brock Gearhart For For Management 1.6 Elect Director O. Fitzgerald Hill For For Management 1.7 Elect Director Daniel C. Horton For Against Management 1.8 Elect Director Richard N. Massey For Against Management 1.9 Elect Director Ian R. Vaughan For For Management 1.10 Elect Director John J. Ghirardelli For For Management 1.11 Elect Director Mark A. McFatridge For Against Management 2 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 3 Amend Omnibus Stock Plan For For Management 4 Ratify BKD, LLP as Auditors For For Management -------------------------------------------------------------------------------- BEASLEY BROADCAST GROUP, INC. Ticker: BBGI Security ID: 074014101 Meeting Date: MAY 26, 2016 Meeting Type: Annual Record Date: MAR 31, 2016 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director George G. Beasley For Withhold Management 1.2 Elect Director Bruce G. Beasley For Withhold Management 1.3 Elect Director Caroline Beasley For Withhold Management 1.4 Elect Director Brian E. Beasley For Withhold Management 1.5 Elect Director Joe B. Cox For For Management 1.6 Elect Director Allen B. Shaw For Withhold Management 1.7 Elect Director Mark S. Fowler For For Management 1.8 Elect Director Herbert W. McCord For For Management 2 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation -------------------------------------------------------------------------------- BEAZER HOMES USA INC. Ticker: BZH Security ID: 07556Q881 Meeting Date: FEB 02, 2016 Meeting Type: Annual Record Date: DEC 07, 2015 # Proposal Mgt Rec Vote Cast Sponsor 1 Elect Elizabeth S. Acton For For Management 2 Elect Laurent Alpert For For Management 3 Elect Brian C. Beazer For For Management 4 Elect Peter G. Leemputte For For Management 5 Elect Allan P. Merrill For For Management 6 Elect Norma A. Provencio For For Management 7 Elect Larry T. Solari For For Management 8 Elect Stephen P. Zelnak, Jr. For For Management 9 Ratification of Auditor For For Management 10 Advisory Vote on Executive Compensation For For Management 11 Extension of Share Transfer For For Management Restrictions 12 Approval of NOL Shareholder Rights Plan For For Management -------------------------------------------------------------------------------- BELLEROPHON THERAPEUTICS, INC. Ticker: BLPH Security ID: 078771102 Meeting Date: JUN 15, 2016 Meeting Type: Annual Record Date: APR 27, 2016 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Mary Ann Cloyd For For Management 1.2 Elect Director Jens Luehring For Withhold Management 1.3 Elect Director Daniel Tasse For Withhold Management 2 Ratify KPMG LLP as Auditors For For Management -------------------------------------------------------------------------------- BELLICUM PHARMACEUTICALS, INC. Ticker: BLCM Security ID: 079481107 Meeting Date: JUN 15, 2016 Meeting Type: Annual Record Date: APR 18, 2016 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director James F. Brown For Withhold Management 1.2 Elect Director Kevin M. Slawin For Withhold Management 2 Ratify Ernst & Young LLP as Auditors For For Management -------------------------------------------------------------------------------- BIND THERAPEUTICS, INC. Ticker: BIND Security ID: 05548N107 Meeting Date: JUN 21, 2016 Meeting Type: Annual Record Date: APR 25, 2016 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Daniel S. Lynch For For Management 1.2 Elect Director Amir Nashat - RESIGNED None None Management 1.3 Elect Director Eric Rowinsky For For Management 2 Ratify Deloitte & Touche LLP as For For Management Auditors -------------------------------------------------------------------------------- BIOCEPT, INC. Ticker: BIOC Security ID: 09072V105 Meeting Date: JUN 28, 2016 Meeting Type: Annual Record Date: MAY 11, 2016 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director David F. Hale For For Management 1.2 Elect Director Michael W. Nall For For Management 1.3 Elect Director M. Faye Wilson For For Management 2 Ratify Mayer Hoffman McCann P.C. as For For Management Auditors -------------------------------------------------------------------------------- BIOLASE, INC. Ticker: BIOL Security ID: 090911108 Meeting Date: MAY 06, 2016 Meeting Type: Annual Record Date: APR 06, 2016 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Paul N. Clark For For Management 1.2 Elect Director Harold C. Flynn, Jr. For For Management 1.3 Elect Director Jonathan T. Lord For For Management 1.4 Elect Director Frederic H. Moll For For Management 1.5 Elect Director James R. Talevich For For Management 2 Ratify BDO USA, LLP as Auditors For For Management 3 Amend Omnibus Stock Plan For Against Management 4 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation -------------------------------------------------------------------------------- BIOLIFE SOLUTIONS, INC. Ticker: BLFS Security ID: 09062W204 Meeting Date: MAY 10, 2016 Meeting Type: Annual Record Date: MAR 18, 2016 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Michael Rice For For Management 1.2 Elect Director Raymond Cohen For For Management 1.3 Elect Director Andrew Hinson For For Management 1.4 Elect Director Joseph Schick For For Management 1.5 Elect Director Rick Stewart For For Management 1.6 Elect Director Thomas Girschweiler For For Management 2 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 3 Ratify Peterson Sullivan LLP as For For Management Auditors -------------------------------------------------------------------------------- BIOSPECIFICS TECHNOLOGIES CORP. Ticker: BSTC Security ID: 090931106 Meeting Date: JUN 02, 2016 Meeting Type: Annual Record Date: APR 22, 2016 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director George Gould For Withhold Management 1.2 Elect Director Michael Schamroth For For Management 1.3 Elect Director Jyrki Mattila For For Management 2 Ratify EisnerAmper LLP as Auditors For For Management -------------------------------------------------------------------------------- BIOTA PHARMACEUTICALS INC Ticker: BOTA Security ID: 90694100 Meeting Date: NOV 10, 2015 Meeting Type: Annual Record Date: SEP 18, 2015 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Joseph M. Patti For For Management 1.2 Elect Russell H. Plumb For For Management 1.3 Elect Geoffrey F. Cox For For Management 1.4 Elect Michael R. Dougherty For Withhold Management 1.5 Elect John P. Richard For For Management 1.6 Elect Anne M. VanLent For For Management 1.7 Elect Armando Anido For For Management 1.8 Elect Michael W. Dunne For For Management 2 Ratification of Auditor For For Management 3 Advisory Vote on Executive Compensation For Against Management -------------------------------------------------------------------------------- BIOTELEMETRY, INC. Ticker: BEAT Security ID: 090672106 Meeting Date: MAY 03, 2016 Meeting Type: Annual Record Date: MAR 23, 2016 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Rebecca W. Rimel For For Management 1.2 Elect Director Robert J. Rubin For For Management 2 Ratify Ernst & Young LLP as Auditors For For Management -------------------------------------------------------------------------------- BIOTIME INC. Ticker: BTX Security ID: 09066L105 Meeting Date: JUL 10, 2015 Meeting Type: Annual Record Date: JUN 01, 2015 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Deborah Andrews For For Management 1.2 Elect Neal C. Bradsher For Withhold Management 1.3 Elect Stephen L. Cartt For For Management 1.4 Elect Stephen C. Farrell For For Management 1.5 Elect Alfred D. Kingsley For For Management 1.6 Elect Michael H. Mulroy For For Management 1.7 Elect Angus C. Russell For For Management 1.8 Elect David Schlachet For Withhold Management 1.9 Elect Judith Segall For For Management 1.10 Elect Michael D. West For For Management 2 Ratification of Auditor For For Management 3 Amendment to the Equity Incentive Plan For For Management 4 ADVISORY VOTE ON EXECUTIVE COMPENSATION For For Management -------------------------------------------------------------------------------- BIOTIME, INC. Ticker: BTX Security ID: 09066L105 Meeting Date: JUN 09, 2016 Meeting Type: Annual Record Date: APR 27, 2016 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Deborah Andrews For For Management 1.2 Elect Director Neal C. Bradsher For For Management 1.3 Elect Director Stephen C. Farrell For For Management 1.4 Elect Director Alfred D. Kingsley For For Management 1.5 Elect Director Aditya P. Mohanty For For Management 1.6 Elect Director Michael H. Mulroy For For Management 1.7 Elect Director Angus C. Russell For For Management 1.8 Elect Director David Schlachet For For Management 1.9 Elect Director Michael D. West For For Management 2 Ratify OUM & Co. LLP as Auditors For For Management 3 Increase Authorized Common Stock For For Management -------------------------------------------------------------------------------- BLACK DIAMOND INC Ticker: BDE Security ID: 09202G101 Meeting Date: DEC 11, 2015 Meeting Type: Annual Record Date: NOV 02, 2015 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Warren B. Kanders For For Management 1.2 Elect Robert R. Schiller For For Management 1.3 Elect Donald L. House For For Management 1.4 Elect Nicholas Sokolow For Withhold Management 1.5 Elect Michael A. Henning For For Management 2 Ratification of Auditor For For Management 3 2015 Stock Incentive Plan For Against Management -------------------------------------------------------------------------------- BLACK DIAMOND, INC. Ticker: BDE Security ID: 09202G101 Meeting Date: JUN 08, 2016 Meeting Type: Annual Record Date: APR 29, 2016 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Warren B. Kanders For For Management 1.2 Elect Director Robert R. Schiller For For Management 1.3 Elect Director Donald L. House For Withhold Management 1.4 Elect Director Nicholas Sokolow For Withhold Management 1.5 Elect Director Michael A. Henning For Withhold Management 2 Ratify KPMG LLP as Auditors For For Management -------------------------------------------------------------------------------- BLUEROCK RESIDENTIAL GROWTH REIT, INC. Ticker: BRG Security ID: 09627J102 Meeting Date: MAY 26, 2016 Meeting Type: Annual Record Date: APR 29, 2016 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director R. Ramin Kamfar For For Management 1.2 Elect Director Gary T. Kachadurian For For Management 1.3 Elect Director Brian D. Bailey For For Management 1.4 Elect Director I. Bobby Majumder For For Management 1.5 Elect Director Romano Tio For For Management 2 Ratify BDO USA, LLP as Auditors For For Management -------------------------------------------------------------------------------- BMC STOCK HOLDINGS, INC. Ticker: STCK Security ID: 05591B109 Meeting Date: MAY 10, 2016 Meeting Type: Annual Record Date: MAR 17, 2016 # Proposal Mgt Rec Vote Cast Sponsor 1a Elect Director Peter C. Alexander For For Management 1b Elect Director Carl R. Vertuca, Jr. For For Management 2 Ratify PricewaterhouseCoopers LLP as For For Management Auditors 3 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 4 Advisory Vote on Say on Pay Frequency One Year One Year Management -------------------------------------------------------------------------------- BOOT BARN HOLDINGS INC Ticker: BOOT Security ID: 99406100 Meeting Date: SEP 10, 2015 Meeting Type: Annual Record Date: JUL 13, 2015 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Greg Bettinelli For For Management 1.2 Elect Brad J. Brutocao For For Management 1.3 Elect James G.Conroy For For Management 1.4 Elect Christian B. Johnson For Withhold Management 1.5 Elect Brenda I. Morris For For Management 1.6 Elect J. Frederick Simmons For For Management 1.7 Elect Peter M. Starrett For For Management 2 Ratification of Auditor For For Management -------------------------------------------------------------------------------- BOVIE MEDICAL CORPORATION Ticker: BVX Security ID: 10211F100 Meeting Date: JUL 16, 2015 Meeting Type: Annual Record Date: MAY 29, 2015 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Andrew Makrides For For Management 1.2 Elect Robert L. Gershon For For Management 1.3 Elect J. Robert Saron For Withhold Management 1.4 Elect Michael Geraghty For For Management 1.5 Elect Charles T. Orsatti For For Management 1.6 Elect Lawrence J. Waldman For For Management 1.7 Elect John C. Andres For For Management 2 Approval of the 2015 Share Incentive For For Management Plan 3 Ratification of Auditors For For Management 4 Advisory Vote on Executive Compensation For For Management -------------------------------------------------------------------------------- BREEZE-EASTERN CORPORATION Ticker: BZC Security ID: 106764103 Meeting Date: SEP 16, 2015 Meeting Type: Annual Record Date: JUL 20, 2015 # Proposal Mgt Rec Vote Cast Sponsor 1 Provide Chairman Power to Break For Against Management Deadlocked Board Votes 2.1 Elect Robert J. Kelly For For Management 2.2 Elect Nelson Obus For Withhold Management 2.3 Elect William J. Recker For For Management 2.4 Elect Charles A. Vehlow For For Management 2.5 Elect William M. Shockley For For Management 2.6 Elect Frederick G. Wasserman For Withhold Management 2.7 Elect Brad Pedersen For For Management 2.8 Elect William T. Crosby For For Management 3 Ratification of Auditor For For Management -------------------------------------------------------------------------------- BRIDGE BANCORP, INC. Ticker: BDGE Security ID: 108035106 Meeting Date: MAY 06, 2016 Meeting Type: Annual Record Date: MAR 21, 2016 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Christian C. Yegen For For Management 1.2 Elect Director Daniel Rubin For For Management 1.3 Elect Director Marcia Z. Hefter For For Management 1.4 Elect Director Emanuel Arturi For For Management 1.5 Elect Director Rudolph J. Santoro For For Management 1.6 Elect Director Howard H. Nolan For For Management 2 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 3 Ratify Crowe Horwath LLP as Auditors For For Management -------------------------------------------------------------------------------- BRIDGELINE DIGITAL, INC. Ticker: BLIN Security ID: 10807Q304 Meeting Date: APR 29, 2016 Meeting Type: Annual Record Date: MAR 21, 2016 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Kenneth Galaznik For For Management 1.2 Elect Director Scott Landers For For Management 2 Approve Omnibus Stock Plan For Against Management 3 Ratify Marcum LLP as Auditors For For Management 4 Approve the Issuance of Shares Upon For Against Management Conversion of Outstanding Term Notes and Issuance of Warrants to Purchase Shares of the Company's Common Stock and Issuance Shares of Common Stock Issuable Upon Exercise of Such Warrants 5 Approve Issuance of Shares of Common For Against Management Stock Upon Conversion of Outstanding Convertible Notes 6 Approve Issuance of Shares for a For Against Management Private Placement 7 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 8 Advisory Vote on Say on Pay Frequency Three One Year Management Years -------------------------------------------------------------------------------- BRIGHTCOVE INC. Ticker: BCOV Security ID: 10921T101 Meeting Date: MAY 11, 2016 Meeting Type: Annual Record Date: MAR 28, 2016 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Deborah Besemer For For Management 1.2 Elect Director Scott Kurnit For For Management 1.3 Elect Director David Orfao For For Management 2 Ratify Ernst & Young LLP as Auditors For For Management -------------------------------------------------------------------------------- BROADWIND ENERGY, INC. Ticker: BWEN Security ID: 11161T207 Meeting Date: APR 26, 2016 Meeting Type: Annual Record Date: FEB 29, 2016 # Proposal Mgt Rec Vote Cast Sponsor 1a Elect Director Charles H. Beynon For For Management 1b Elect Director Terence P. Fox For For Management 1c Elect Director Stephanie K. Kushner For For Management 1d Elect Director David P. Reiland For For Management 1e Elect Director Thomas A. Wagner For For Management 2 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 3 Amend NOL Rights Plan (NOL Pill) For For Management 4 Ratify RSM US LLP as Auditors For For Management -------------------------------------------------------------------------------- BRT REALTY TRUST Ticker: BRT Security ID: 55645303 Meeting Date: MAR 11, 2016 Meeting Type: Annual Record Date: JAN 14, 2016 # Proposal Mgt Rec Vote Cast Sponsor 1 Elect Matthew J. Gould For For Management 2 Elect Louis C. Grassi For For Management 3 Elect Israel Rosenzweig For For Management -------------------------------------------------------------------------------- BRT REALTY TRUST Ticker: BRT Security ID: 55645303 Meeting Date: MAR 11, 2016 Meeting Type: Annual Record Date: JAN 14, 2016 # Proposal Mgt Rec Vote Cast Sponsor 4 Elect Jeffrey Rubin For For Management 5 2016 Incentive Plan For For Management 6 Ratification of Auditor For For Management -------------------------------------------------------------------------------- BRYN MAWR BANK CORPORATION Ticker: BMTC Security ID: 117665109 Meeting Date: APR 28, 2016 Meeting Type: Annual Record Date: MAR 11, 2016 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Andrea F. Gilbert For For Management 1.2 Elect Director Lynn B. McKee For For Management 2 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 3 Ratify KPMG LLP as Auditors For For Management -------------------------------------------------------------------------------- BSB BANCORP, INC. Ticker: BLMT Security ID: 05573H108 Meeting Date: MAY 25, 2016 Meeting Type: Annual Record Date: MAR 31, 2016 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Robert J. Morrissey For For Management 1.2 Elect Director Richard J. Fougere For For Management 1.3 Elect Director Hal R. Tovin For For Management 2 Ratify Baker Newman & Noyes, LLC as For For Management Auditors 3 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation -------------------------------------------------------------------------------- BUILD-A-BEAR WORKSHOP, INC. Ticker: BBW Security ID: 120076104 Meeting Date: MAY 12, 2016 Meeting Type: Annual Record Date: MAR 22, 2016 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Mary Lou Fiala For For Management 1.2 Elect Director Timothy Kilpin For For Management 2 Ratify Ernst & Young LLP as Auditors For For Management 3 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 4 Other Business For Against Management -------------------------------------------------------------------------------- C&F FINANCIAL CORPORATION Ticker: CFFI Security ID: 12466Q104 Meeting Date: APR 19, 2016 Meeting Type: Annual Record Date: MAR 04, 2016 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Audrey D. Holmes For For Management 1.2 Elect Director Joshua H. Lawson For Withhold Management 1.3 Elect Director James T. Napier For For Management 1.4 Elect Director Paul C. Robinson For For Management 2 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 3 Ratify Yount, Hyde & Barbour, P.C. as For For Management Auditors -------------------------------------------------------------------------------- CADIZ INC. Ticker: CDZI Security ID: 127537207 Meeting Date: JUN 09, 2016 Meeting Type: Annual Record Date: APR 14, 2016 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Keith Brackpool For For Management 1.2 Elect Director Stephen E. Courter For For Management 1.3 Elect Director Geoffrey Grant For For Management 1.4 Elect Director Winston Hickox For For Management 1.5 Elect Director Murray H. Hutchison For For Management 1.6 Elect Director Raymond J. Pacini For For Management 1.7 Elect Director Timothy J. Shaheen For For Management 1.8 Elect Director Scott S. Slater For For Management 2 Ratify PricewaterhouseCoopers LLP as For For Management Auditors 3 Provide Directors May Be Removed With For For Management or Without Cause 4 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation -------------------------------------------------------------------------------- CAFEPRESS INC. Ticker: PRSS Security ID: 12769A103 Meeting Date: MAY 09, 2016 Meeting Type: Annual Record Date: MAR 24, 2016 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Fred E. Durham III For For Management 1.2 Elect Director Patrick J. Connolly For For Management 2 Ratify BDO USA, LLP as Auditors For For Management -------------------------------------------------------------------------------- CALADRIUS BIOSCIENCES INC Ticker: NEOI Security ID: 640650404 Meeting Date: JUL 14, 2015 Meeting Type: Annual Record Date: MAY 21, 2015 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect David J. Mazzo For For Management 2 Advisory Vote on Executive Compensation For Against Management 3 Approval of the 2015 Equity For For Management Compensation Plan 4 Ratification of Auditor For For Management -------------------------------------------------------------------------------- CALITHERA BIOSCIENCES, INC. Ticker: CALA Security ID: 13089P101 Meeting Date: JUN 14, 2016 Meeting Type: Annual Record Date: APR 22, 2016 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Jonathan G. Drachman For Withhold Management 1.2 Elect Director Deepa R. Pakianathan For Withhold Management 2 Ratify Ernst & Young LLP as Auditors For For Management -------------------------------------------------------------------------------- CALLON PETROLEUM COMPANY Ticker: CPE Security ID: 13123X102 Meeting Date: MAY 12, 2016 Meeting Type: Annual Record Date: MAR 18, 2016 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Larry D. McVay For For Management 1.2 Elect Director John C. Wallace For For Management 1.3 Elect Director Michael L. Finch For For Management 2 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 3 Increase Authorized Common Stock For For Management 4 Ratify Grant Thornton LLP as Auditors For For Management -------------------------------------------------------------------------------- CANTERBURY PARK HOLDING CORPORATION Ticker: CPHC Security ID: 13811E101 Meeting Date: JUN 28, 2016 Meeting Type: Annual Record Date: MAY 13, 2016 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Patrick R. Cruzen For For Management 1.2 Elect Director Burton F. Dahlberg For For Management 1.3 Elect Director Carin J. Offerman For For Management 1.4 Elect Director Curtis A. Sampson For Withhold Management 1.5 Elect Director Randall D. Sampson For Withhold Management 1.6 Elect Director Dale H. Schenian For Withhold Management 2 Approve Reorganization Plan For For Management 3 Waive Control Share Acquisition For For Management Provision 4 Ratify Wipfli LLP as Auditors For For Management 5 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation -------------------------------------------------------------------------------- CAPE BANCORP, INC. Ticker: CBNJ Security ID: 139209100 Meeting Date: APR 25, 2016 Meeting Type: Special Record Date: MAR 08, 2016 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Merger Agreement For For Management 2 Advisory Vote on Golden Parachutes For For Management 3 Adjourn Meeting For For Management -------------------------------------------------------------------------------- CARA THERAPEUTICS, INC. Ticker: CARA Security ID: 140755109 Meeting Date: JUN 15, 2016 Meeting Type: Annual Record Date: APR 18, 2016 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Jeffrey L. Ives For Withhold Management 1.2 Elect Director Dean Slagel For Withhold Management 2 Ratify Ernst & Young LLP as Auditors For For Management -------------------------------------------------------------------------------- CARBYLAN THERAPEUTICS, INC. Ticker: CBYL Security ID: 141384107 Meeting Date: JUN 14, 2016 Meeting Type: Annual Record Date: APR 22, 2016 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Albert Cha For Withhold Management 1.2 Elect Director Guy P. Nohra For Withhold Management 1.3 Elect Director David J. Saul For For Management 2 Ratify PricewaterhouseCoopers LLP as For For Management Auditors 3 Approve Reverse Stock Split For For Management -------------------------------------------------------------------------------- CARDICA INC Ticker: CRDC Security ID: 14141R101 Meeting Date: JAN 29, 2016 Meeting Type: Annual Record Date: DEC 02, 2015 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Thomas A. Afzal For For Management 1.2 Elect Michael A. Bates For For Management 1.3 Elect Gregory D. Casciaro For For Management 1.4 Elect R. Michael Kleine For For Management 1.5 Elect Samuel E. Navarro For For Management 1.6 Elect Julian N. Nikolchev For For Management 1.7 Elect William H. Younger, Jr. For For Management 2 Advisory Vote on Executive Compensation For For Management 3 Ratification of Auditor For For Management 4 2016 Equity Incentive Plan For For Management 5 Reverse Stock Split For For Management -------------------------------------------------------------------------------- CARE.COM, INC. Ticker: CRCM Security ID: 141633107 Meeting Date: JUN 13, 2016 Meeting Type: Annual Record Date: APR 14, 2016 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Brian Swette For For Management 1.2 Elect Director Chet Kapoor For For Management 2 Ratify Ernst & Young LLP as Auditors For For Management -------------------------------------------------------------------------------- CAREDX, INC. Ticker: CDNA Security ID: 14167L103 Meeting Date: JUN 16, 2016 Meeting Type: Annual Record Date: APR 18, 2016 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Fred E. Cohen For Withhold Management 1.2 Elect Director William A. Hagstrom For Withhold Management 2 Ratify Ernst & Young LLP as Auditors For For Management 3 Approve Issuance of Shares for a For Against Management Private Placement -------------------------------------------------------------------------------- CARRIAGE SERVICES, INC. Ticker: CSV Security ID: 143905107 Meeting Date: MAY 17, 2016 Meeting Type: Annual Record Date: MAR 24, 2016 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Barry K. Fingerhut For Withhold Management 1.2 Elect Director Bryan D. Leibman For For Management 2 Advisory Vote to Ratify Named For Against Management Executive Officers' Compensation 3 Ratify Grant Thornton LLP as Auditors For For Management -------------------------------------------------------------------------------- CAS MEDICAL SYSTEMS, INC. Ticker: CASM Security ID: 124769209 Meeting Date: JUN 22, 2016 Meeting Type: Annual Record Date: APR 25, 2016 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Alan W. Milinazzo For Withhold Management 1.2 Elect Director Paul A. Molloy For For Management 1.3 Elect Director Thomas M. Patton For For Management 1.4 Elect Director Gregory P. Rainey For For Management 1.5 Elect Director James E. Thomas For For Management 1.6 Elect Director Kathleen A. Tune For For Management 1.7 Elect Director Kenneth R. Weisshaar For For Management 2 Amend Omnibus Stock Plan For For Management 3 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 4 Ratify CohnReznick LLP as Auditors For For Management -------------------------------------------------------------------------------- CASCADE MICROTECH, INC. Ticker: CSCD Security ID: 147322101 Meeting Date: JUN 23, 2016 Meeting Type: Special Record Date: MAY 05, 2016 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Merger Agreement For For Management 2 Adjourn Meeting For For Management 3 Advisory Vote on Golden Parachutes For For Management -------------------------------------------------------------------------------- CASELLA WASTE SYSTEMS, INC. Ticker: CWST Security ID: 147448104 Meeting Date: NOV 06, 2015 Meeting Type: Annual Record Date: SEP 18, 2015 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect John W. Casella For For Management 1.2 Elect William P. Hulligan For For Management 1.3 Elect James E. O'Connor For For Management 2 Advisory Vote on Executive Compensation For For Management 3 Ratification of Auditor For For Management 1.1 Elect John W. Casella For For Management 1.2 Elect William P. Hulligan For For Management 1.3 Elect James E. O'Connor For For Management 2 Advisory Vote on Executive Compensation For For Management 3 Ratification of Auditor For For Management -------------------------------------------------------------------------------- CATABASIS PHARMACEUTICALS INC. Ticker: CATB Security ID: 14875P107 Meeting Date: JUN 15, 2016 Meeting Type: Annual Record Date: APR 18, 2016 # Proposal Mgt Rec Vote Cast Sponsor 1a Elect Director Jill C. Milne For Withhold Management 1b Elect Director Michael D. Kishbauch For For Management 2 Ratify Ernst & Young LLP as Auditors For For Management -------------------------------------------------------------------------------- CATALYST PHARMACEUTICALS, INC. Ticker: CPRX Security ID: 14888U101 Meeting Date: JUN 06, 2016 Meeting Type: Annual Record Date: APR 08, 2016 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Patrick J. McEnany For For Management 1.2 Elect Director Philip H. Coelho For For Management 1.3 Elect Director Charles B. O'Keeffe For For Management 1.4 Elect Director David S. Tierney For For Management 1.5 Elect Director Richard J. Daly For For Management 1.6 Elect Director Donald A. Denkhaus For For Management 2 Amend Omnibus Stock Plan For For Management 3 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 4 Ratify Grant Thornton LLP as Auditors For For Management 5 Other Business For Against Management -------------------------------------------------------------------------------- CATCHMARK TIMBER TRUST INC Ticker: CTT Security ID: 14912Y202 Meeting Date: JUL 30, 2015 Meeting Type: Annual Record Date: MAY 06, 2015 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Jerry Barag For For Management 1.2 Elect Alan D. Gold For For Management 1.3 Elect Donald S. Moss For For Management 1.4 Elect Willis J. Potts, Jr. For For Management 1.5 Elect John F. Rasor For For Management 1.6 Elect Douglas D. Rubenstein For For Management 1.7 Elect Henry G. Zigtema For For Management 2 Advisory Vote on Executive Compensation For For Management 3 Ratification of Auditor For For Management -------------------------------------------------------------------------------- CATCHMARK TIMBER TRUST, INC. Ticker: CTT Security ID: 14912Y202 Meeting Date: JUN 24, 2016 Meeting Type: Annual Record Date: APR 19, 2016 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Jerry Barag For For Management 1.2 Elect Director Paul S. Fisher For For Management 1.3 Elect Director Donald S. Moss For For Management 1.4 Elect Director Willis J. Potts, Jr. For For Management 1.5 Elect Director John F. Rasor For For Management 1.6 Elect Director Douglas D. Rubenstein For For Management 1.7 Elect Director Henry G. Zigtema For For Management 2 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 3 Ratify Deloitte & Touche LLP as For For Management Auditors -------------------------------------------------------------------------------- CCA INDUSTRIES, INC. Ticker: CAW Security ID: 124867102 Meeting Date: JUN 22, 2016 Meeting Type: Annual Record Date: MAY 12, 2016 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Lance T. Funston For For Management 1.2 Elect Director Stephen A. Heit For For Management 1.3 Elect Director S. David Fineman For For Management 2 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 3 Ratify BDO USA, LLP as Auditors For For Management -------------------------------------------------------------------------------- CECO ENVIRONMENTAL CORP. Ticker: CECE Security ID: 125141101 Meeting Date: SEP 02, 2015 Meeting Type: Special Record Date: JUL 30, 2015 # Proposal Mgt Rec Vote Cast Sponsor 1 Merger For For Management 2 Amendment to the 2007 Equity Incentive For For Management Plan 3 Right to Adjourn Meeting For For Management -------------------------------------------------------------------------------- CECO ENVIRONMENTAL CORP. Ticker: CECE Security ID: 125141101 Meeting Date: MAY 12, 2016 Meeting Type: Annual Record Date: MAR 21, 2016 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Jason DeZwirek For For Management 1.2 Elect Director Eric M. Goldberg For For Management 1.3 Elect Director Jeffrey Lang For For Management 1.4 Elect Director Claudio A. Mannarino For For Management 1.5 Elect Director Jonathan Pollack For For Management 1.6 Elect Director Seth Rudin For For Management 1.7 Elect Director Valerie Gentile Sachs For For Management 1.8 Elect Director Dennis Sadlowski For For Management 1.9 Elect Director Donald A. Wright For Withhold Management 2 Ratify BDO USA, LLP as Auditors For For Management 3 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation -------------------------------------------------------------------------------- CELLADON CORP Ticker: CLDN Security ID: 15117E107 Meeting Date: MAR 21, 2016 Meeting Type: Special Record Date: FEB 12, 2016 # Proposal Mgt Rec Vote Cast Sponsor 1 Reverse Merger For For Management 2 Reverse Stock Split For For Management 3 Company Name Change For For Management 4 Right to Adjourn Meeting For For Management -------------------------------------------------------------------------------- CELLECTAR BIOSCIENCES INC Ticker: CLRB Security ID: 15117F203 Meeting Date: NOV 30, 2015 Meeting Type: Special Record Date: OCT 23, 2015 # Proposal Mgt Rec Vote Cast Sponsor 1 Issuance of Common Stock For For Management 2 Right to Adjourn Meeting For For Management -------------------------------------------------------------------------------- CELLECTAR BIOSCIENCES INC Ticker: CLRB Security ID: 15117F203 Meeting Date: FEB 08, 2016 Meeting Type: Special Record Date: JAN 04, 2016 # Proposal Mgt Rec Vote Cast Sponsor 1 Reverse Stock Split For For Management 2 Right to Adjourn Meeting For For Management -------------------------------------------------------------------------------- CELLECTAR BIOSCIENCES, INC. Ticker: CLRB Security ID: 15117F302 Meeting Date: JUN 29, 2016 Meeting Type: Special Record Date: MAY 25, 2016 # Proposal Mgt Rec Vote Cast Sponsor 1 Elect Director James V. Caruso For For Management 2 Amend Omnibus Stock Plan For For Management 3 Ratify Grant Thornton LLP as Auditors For For Management 4 Approve Issuance of Warrants For For Management 5 Approve Conversion of Securities For For Management 6 Adjourn Meeting For For Management -------------------------------------------------------------------------------- CENTRAL VALLEY COMMUNITY BANCORP Ticker: CVCY Security ID: 155685100 Meeting Date: MAY 18, 2016 Meeting Type: Annual Record Date: MAR 22, 2016 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Daniel N. Cunningham For For Management 1.2 Elect Director Edwin S. Darden, Jr. For For Management 1.3 Elect Director Daniel J. Doyle For For Management 1.4 Elect Director F. T. 'Tommy' Elliott, For For Management IV 1.5 Elect Director James M. Ford For For Management 1.6 Elect Director Steven D. McDonald For For Management 1.7 Elect Director Louis McMurray For For Management 1.8 Elect Director William S. Smittcamp For For Management 1.9 Elect Director Joseph B. Weirick For For Management 2 Ratify Crowe Horwath LLP as Auditors For For Management -------------------------------------------------------------------------------- CENTURY CASINOS, INC. Ticker: CNTY Security ID: 156492100 Meeting Date: JUN 09, 2016 Meeting Type: Annual Record Date: APR 11, 2016 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Robert S. Eichberg For For Management 1.2 Elect Director Dinah Corbaci For For Management 2 Ratify Deloitte & Touche LLP as For For Management Auditors 3 Advisory Vote to Ratify Named For Against Management Executive Officers' Compensation 4 Approve Omnibus Stock Plan For For Management -------------------------------------------------------------------------------- CENVEO, INC. Ticker: CVO Security ID: 15670S105 Meeting Date: MAY 26, 2016 Meeting Type: Annual Record Date: APR 15, 2016 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Robert G. Burton, Sr. For For Management 1.2 Elect Director Gerald S. Armstrong For For Management 1.3 Elect Director Robert G. Burton, Jr. For For Management 1.4 Elect Director Mark J. Griffin For For Management 1.5 Elect Director Susan Herbst For For Management 2 Ratify BDO USA, LLP as Auditors For For Management 3 Advisory Vote to Ratify Named For Against Management Executive Officers' Compensation 4 Approve Reverse Stock Split For For Management 5 Increase Authorized Common Stock For For Management 6 Other Business For Against Management -------------------------------------------------------------------------------- CERULEAN PHARMA INC. Ticker: CERU Security ID: 15708Q105 Meeting Date: JUN 22, 2016 Meeting Type: Annual Record Date: APR 25, 2016 # Proposal Mgt Rec Vote Cast Sponsor 1a Elect Director Alan L. Crane For Withhold Management 1b Elect Director David R. Parkinson For Withhold Management 1c Elect Director David R. Walt For For Management 2 Ratify Deloitte & Touche LLPa s For For Management Auditors -------------------------------------------------------------------------------- CESCA THERAPEUTICS Ticker: KOOL Security ID: 157131103 Meeting Date: OCT 30, 2015 Meeting Type: Special Record Date: SEP 10, 2015 # Proposal Mgt Rec Vote Cast Sponsor 1 Issuance of Common Stock For For Management 2 Increase of Authorized Common Stock For For Management -------------------------------------------------------------------------------- CHARLES & COLVARD, LTD. Ticker: CTHR Security ID: 159765106 Meeting Date: MAY 18, 2016 Meeting Type: Annual Record Date: MAR 31, 2016 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Anne M. Butler For For Management 1.2 Elect Director Neal I. Goldman For For Management 1.3 Elect Director Jaqui Lividini For For Management 1.4 Elect Director Suzanne T. Miglucci For For Management 1.5 Elect Director Ollin B. Sykes For For Management 2 Amend Omnibus Stock Plan For Against Management 3 Amend Omnibus Stock Plan For For Management 4 Ratify BDO USA, LLP as Auditors For For Management 5 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation -------------------------------------------------------------------------------- CHASE CORP. Ticker: CCF Security ID: 16150R104 Meeting Date: FEB 02, 2016 Meeting Type: Annual Record Date: NOV 30, 2015 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Everett Chadwick, Jr. For For Management 1.2 Elect Adam P. Chase For For Management 1.3 Elect Peter R. Chase For For Management 1.4 Elect Mary Claire Chase For For Management 1.5 Elect John H Derby For For Management 1.6 Elect Lewis P. Gack For For Management 1.7 Elect George M. Hughes For Withhold Management 1.8 Elect Chad A. McDaniel For For Management 1.9 Elect Dana Mohler-Faria For For Management 1.10 Elect Thomas Wroe, Jr. For For Management 2 Ratification of Auditor For For Management -------------------------------------------------------------------------------- CHEMBIO DIAGNOSTICS, INC. Ticker: CEMI Security ID: 163572209 Meeting Date: JUN 09, 2016 Meeting Type: Annual Record Date: APR 18, 2016 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Katherine L. Davis For Withhold Management 1.2 Elect Director Peter Kissinger For Withhold Management 1.3 Elect Director Gary Meller For Withhold Management 1.4 Elect Director John J. Sperzel, III For Withhold Management 2 Ratify BDO USA, LLP as Auditors For For Management 3 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 4 Adjourn Meeting For Against Management 5 Other Business For Against Management -------------------------------------------------------------------------------- CHEMUNG FINANCIAL CORPORATION Ticker: CHMG Security ID: 164024101 Meeting Date: MAY 12, 2016 Meeting Type: Annual Record Date: MAR 14, 2016 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Ronald M. Bentley For For Management 1.2 Elect Director Robert H. Dalrymple For For Management 1.3 Elect Director Clover M. Drinkwater For Withhold Management 1.4 Elect Director Richard W. Swan For For Management 1.5 Elect Director Kevin B. Tully For For Management 2 Advisory Vote to Ratify Named For Against Management Executive Officers' Compensation 3 Ratify Crowe Horwath LLP as Auditors For For Management -------------------------------------------------------------------------------- CHEROKEE INC. Ticker: CHKE Security ID: 16444H102 Meeting Date: JUN 06, 2016 Meeting Type: Annual Record Date: APR 07, 2016 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Timothy Ewing For For Management 1.2 Elect Director Robert Galvin For For Management 1.3 Elect Director Keith Hull For For Management 1.4 Elect Director Jess Ravich For For Management 1.5 Elect Director Frank Tworecke For For Management 1.6 Elect Director Henry Stupp For For Management 2 Ratify Ernst & Young LLP as Auditors For For Management 3 Amend Omnibus Stock Plan For For Management 4 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation -------------------------------------------------------------------------------- CHERRY HILL MORTGAGE INVESTMENT CORPORATION Ticker: CHMI Security ID: 164651101 Meeting Date: JUN 15, 2016 Meeting Type: Annual Record Date: APR 15, 2016 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Stanley C. Middleman For For Management 1.2 Elect Director Jeffrey B. Lown, II For For Management 1.3 Elect Director Jonathan Kislak For For Management 1.4 Elect Director Joseph P. Murin For For Management 1.5 Elect Director Regina M. Lowrie For For Management 2 Ratify Ernst & Young LLP as Auditors For For Management -------------------------------------------------------------------------------- CHEVIOT FINANCIAL CORP. Ticker: CHEV Security ID: 16677X105 Meeting Date: MAY 10, 2016 Meeting Type: Special Record Date: FEB 24, 2016 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Merger Agreement For For Management 2 Advisory Vote on Golden Parachutes For Against Management 3 Adjourn Meeting For For Management -------------------------------------------------------------------------------- CHIASMA, INC. Ticker: CHMA Security ID: 16706W102 Meeting Date: JUN 09, 2016 Meeting Type: Annual Record Date: APR 18, 2016 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Mark Leuchtenberger For Withhold Management 1.2 Elect Director David Stack For Withhold Management 1.3 Elect Director John A. Scarlett For Withhold Management 2 Ratify Deloitte & Touche LLP as For For Management Auditors -------------------------------------------------------------------------------- CHICAGO RIVET & MACHINE CO. Ticker: CVR Security ID: 168088102 Meeting Date: MAY 10, 2016 Meeting Type: Annual Record Date: MAR 14, 2016 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director John A. Morrissey For For Management 1.2 Elect Director Walter W. Morrissey For For Management 1.3 Elect Director William T. Divane, Jr. For For Management 1.4 Elect Director Michael J. Bourg For For Management 1.5 Elect Director Kent H. Cooney For For Management 1.6 Elect Director Edward L. Chott For For Management 1.7 Elect Director John L. Showel For For Management 2 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 3 Ratify Crowe Horwath LLP as Auditors For For Management -------------------------------------------------------------------------------- CHUY`S HOLDINGS INC Ticker: CHUY Security ID: 171604101 Meeting Date: JUL 30, 2015 Meeting Type: Annual Record Date: JUN 02, 2015 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Starlette Johnson For Withhold Management 1.2 Elect Doug Schmick For For Management 1.3 Elect Michael Young For Withhold Management 2 Ratification of Auditor For For Management -------------------------------------------------------------------------------- CIDARA THERAPEUTICS, INC. Ticker: CDTX Security ID: 171757107 Meeting Date: JUN 22, 2016 Meeting Type: Annual Record Date: APR 25, 2016 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Scott Rocklage For Withhold Management 1.2 Elect Director Jeffrey Stein For Withhold Management 2 Ratify Ernst & Young LLP as Auditors For For Management -------------------------------------------------------------------------------- CIFC CORP Ticker: CIFC Security ID: 12547R105 Meeting Date: DEC 16, 2015 Meeting Type: Special Record Date: NOV 18, 2015 # Proposal Mgt Rec Vote Cast Sponsor 1 Reorganization from Corporation into For For Management Limited Liability Company -------------------------------------------------------------------------------- CINEDIGM CORP Ticker: CIDM Security ID: 172406100 Meeting Date: OCT 15, 2015 Meeting Type: Annual Record Date: SEP 16, 2015 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Christopher J. McGurk For For Management 1.2 Elect Peter C. Brown For For Management 1.3 Elect Patrick W. O'Brien For For Management 1.4 Elect Martin B. O'Connor, II For For Management 1.5 Elect Zvi M. Rhine For For Management 1.6 Elect Andy Schuon For For Management 1.7 Elect Laura Nisonger Sims For For Management 1.8 Elect Blair M. Westlake For For Management 2 Reverse Stock Split For For Management 3 Advisory Vote on Executive Compensation For For Management 4 Ratification of Auditor For For Management -------------------------------------------------------------------------------- CITIZENS & NORTHERN CORPORATION Ticker: CZNC Security ID: 172922106 Meeting Date: APR 21, 2016 Meeting Type: Annual Record Date: FEB 12, 2016 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director R. Bruce Haner For For Management 1.2 Elect Director Susan E. Hartley For For Management 1.3 Elect Director Leo F. Lambert For For Management 1.4 Elect Director Leonard Simpson For For Management 2 Ratify Baker Tilly Virchow Krause, LLP For For Management as Auditors -------------------------------------------------------------------------------- CIVISTA BANCSHARES INC Ticker: CIVB Security ID: 178867107 Meeting Date: NOV 04, 2015 Meeting Type: Special Record Date: SEP 08, 2015 # Proposal Mgt Rec Vote Cast Sponsor 1 Elimination of Preemptive Rights For For Management 2 Elimination of Cumulative Voting For Against Management 3 Right to Adjourn Meeting For For Management -------------------------------------------------------------------------------- CIVITAS SOLUTIONS INC Ticker: CIVI Security ID: 17887R102 Meeting Date: FEB 26, 2016 Meeting Type: Annual Record Date: JAN 14, 2016 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Kevin A. Mundt For For Management 1.2 Elect Gregory S. Roth For For Management 1.3 Elect Guy Sansone For For Management 2 Advisory Vote on Executive Compensation For For Management 3 Ratification of Auditor For For Management -------------------------------------------------------------------------------- CLEAN DIESEL TECHNOLOGIES INC. Ticker: CDTI Security ID: 18449C401 Meeting Date: FEB 12, 2016 Meeting Type: Special Record Date: DEC 29, 2015 # Proposal Mgt Rec Vote Cast Sponsor 1 Increase of Authorized Common Stock For For Management -------------------------------------------------------------------------------- CLEAN DIESEL TECHNOLOGIES, INC. Ticker: CDTI Security ID: 18449C401 Meeting Date: MAY 25, 2016 Meeting Type: Annual Record Date: MAR 31, 2016 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Matthew Beale For For Management 1.2 Elect Director Till Becker For For Management 1.3 Elect Director Lon E. Bell For For Management 1.4 Elect Director Mungo Park For For Management 2 Approve Reverse Stock Split For For Management 3 Reduce Authorized Common For For Management 4 Ratify BDO USA, LLP as Auditors For For Management 5 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation -------------------------------------------------------------------------------- CLEARFIELD INC Ticker: CLFD Security ID: 18482P103 Meeting Date: FEB 25, 2016 Meeting Type: Annual Record Date: DEC 30, 2015 # Proposal Mgt Rec Vote Cast Sponsor 1.3 Elect Charles N. Hayssen For For Management 1.4 Elect Donald R. Hayward For For Management 1.5 Elect Patrick Goepel For For Management 2 Approval of Amended and Restated Bylaws For Against Management 3 Ratification of Auditor For For Management -------------------------------------------------------------------------------- CLEARFIELD INC Ticker: CLFD Security ID: 18482P103 Meeting Date: FEB 25, 2016 Meeting Type: Annual Record Date: DEC 30, 2015 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Cheryl Beranek For For Management 1.2 Elect Ronald G. Roth For For Management -------------------------------------------------------------------------------- CLEARONE INC Ticker: CLRO Security ID: 18506U104 Meeting Date: JUL 29, 2015 Meeting Type: Annual Record Date: JUN 26, 2015 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Zeynep Hakimoglu For For Management 1.2 Elect Brad R. Baldwin For For Management 1.3 Elect Larry R. Hendricks For For Management 1.4 Elect Scott M. Huntsman For For Management 1.5 Elect Eric. L Robinson For For Management 2 Ratification of Auditor For For Management 3 Advisory Vote on Executive Compensation For For Management -------------------------------------------------------------------------------- CLEARONE, INC. Ticker: CLRO Security ID: 18506U104 Meeting Date: JUN 08, 2016 Meeting Type: Annual Record Date: APR 28, 2016 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Zeynep 'Zee' Hakimoglu For For Management 1.2 Elect Director Brad R. Baldwin For For Management 1.3 Elect Director Larry R. Hendricks For For Management 1.4 Elect Director Eric L. Robinson For For Management 2 Ratify Tanner LLC as Auditors For For Management 3 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation -------------------------------------------------------------------------------- CLEVELAND BIOLABS, INC. Ticker: CBLI Security ID: 185860202 Meeting Date: APR 14, 2016 Meeting Type: Annual Record Date: FEB 12, 2016 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director James J. Antal For For Management 1.2 Elect Director Anna Evdokimova For For Management 1.3 Elect Director Yulia Lebedina For For Management 1.4 Elect Director Richard S. McGowan For For Management 1.5 Elect Director Alexey Nechaev For For Management 1.6 Elect Director Ivan Persiyanov For For Management 1.7 Elect Director Lea Verny For For Management 2 Ratify Meaden & Moore, Ltd as Auditors For For Management 3 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 4 Amend Charter to Allow Removal of For Against Management Directors With or Without Cause by Majority Vote 5 Provide Right to Call Special Meeting For Against Management 6 Amend Certificate of Incorporation to For For Management Render Inapplicable Section 203 of the Delaware General Corporation Law -------------------------------------------------------------------------------- CM FINANCE INC Ticker: CMFN Security ID: 12574Q103 Meeting Date: NOV 03, 2015 Meeting Type: Annual Record Date: SEP 08, 2015 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Christopher E. Jansen For For Management 1.2 Elect Robert Wagner For For Management 2 Authority to Issue Common Stock Below For For Management Net Asset Value -------------------------------------------------------------------------------- CNB FINANCIAL CORPORATION Ticker: CCNE Security ID: 126128107 Meeting Date: APR 19, 2016 Meeting Type: Annual Record Date: MAR 01, 2016 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Richard L. Greslick, Jr. For For Management 1.2 Elect Director Dennis L. Merrey For For Management 1.3 Elect Director Deborah Dick Pontzer For For Management 1.4 Elect Director Nicholas N. Scott, Jr. For For Management 1.5 Elect Director Francis X. Straub, III For For Management 1.6 Elect Director Peter C. Varischetti For For Management 2 Advisory Vote to Ratify Named For Against Management Executive Officers' Compensation 3 Ratify Crowe Horwath LLP as Auditors For For Management -------------------------------------------------------------------------------- CODEXIS, INC. Ticker: CDXS Security ID: 192005106 Meeting Date: JUN 15, 2016 Meeting Type: Annual Record Date: APR 20, 2016 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Byron L. Dorgan For For Management 1.2 Elect Director David V. Smith For For Management 1.3 Elect Director Dennis P. Wolf For For Management 2 Ratify BDO USA, LLP as Auditors For For Management -------------------------------------------------------------------------------- CODORUS VALLEY BANCORP, INC. Ticker: CVLY Security ID: 192025104 Meeting Date: MAY 17, 2016 Meeting Type: Annual Record Date: MAR 02, 2016 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Cynthia A. Dotzel For For Management 1.2 Elect Director Harry R. Swift For For Management 2 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 3 Amend Articles of Incorporation to For For Management Limit Transactions Requiring Approval of Our Shareholders By a Supermajority Vote 4 Ratify BDO USA, LLP as Auditors For For Management -------------------------------------------------------------------------------- COGENTIX MEDICAL, INC. Ticker: CGNT Security ID: 19243A104 Meeting Date: MAY 24, 2016 Meeting Type: Proxy Contest Record Date: MAR 22, 2016 # Proposal Mgt Rec Vote Cast Sponsor Management Proxy (White Card) None 1.1 Elect Director Lewis C. Pell For Withhold Management 2 Ratify Grant Thornton LLP as Auditors For For Management 3 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 4 Adopt a Policy Regarding Independence For For Management of Chair of Board of Directors 5 Adopt a Policy Regarding Separation of For For Management Chief Executive Officer and Principal Financial Officer/Principal Accounting Officer # Proposal Diss Rec Vote Cast Sponsor Dissident Proxy (Green Card) None 1.1 Elect Directors Lewis C. Pell For Did Not Vote Shareholder 1.2 Elect Directors Howard I. Zauberman For Did Not Vote Shareholder 1.3 Elect Directors James A. D'Orta For Did Not Vote Shareholder 2 Approve the Repealing of Amendments to For Did Not Vote Management the By-laws 3 Approve the Repealing of Any Action For Did Not Vote Management Taken by the Board Relating to the Composition of the Board Approved On or After March 28, 2016 4 Remove any Person Elected, Appointed For Did Not Vote Management or Designated by the Board of Directors Other than the Persons Elected on or after March 28, 2016 5 Amend Bylaws to Require the Position For Did Not Vote Management of Chairman of the Board be Held by an Individual Without a Chief Executive Officer Position in Company 6 Amend Bylaws to Require the Positions For Did Not Vote Management of Principal Accounting Officer/Principal Financial Officer of the Company be Held by an Individual Without a Chief Executive Officer Position in Company 7 Ratify Grant Thornton LLP as Auditors For Did Not Vote Management 8 Advisory Vote to Ratify Named Against Did Not Vote Management Executive Officers' Compensation -------------------------------------------------------------------------------- COLLECTORS UNIVERSE INC Ticker: CLCT Security ID: 19421R200 Meeting Date: DEC 07, 2015 Meeting Type: Annual Record Date: OCT 15, 2015 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect A. Clinton Allen For For Management 1.2 Elect Robert G. Deuster For For Management 1.3 Elect Deborah Farrington For For Management 1.4 Elect David G. Hall For For Management 1.5 Elect Joseph R. Martin For For Management 1.6 Elect Albert J. Moyer For For Management 1.7 Elect Van D. Simmons For For Management 1.8 Elect Bruce A. Stevens For Withhold Management 2 Advisory Vote on Executive Compensation For For Management 3 Ratification of Auditor For For Management -------------------------------------------------------------------------------- COLLEGIUM PHARMACEUTICAL, INC. Ticker: COLL Security ID: 19459J104 Meeting Date: JUN 09, 2016 Meeting Type: Annual Record Date: APR 20, 2016 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director John A. Fallon For For Management 1.2 Elect Director John G. Freund For Withhold Management 1.3 Elect Director David Hirsch For Withhold Management 1.4 Elect Director Theodore R. Schroeder For For Management 2 Ratify Deloitte & Touche LLP as For For Management Auditors -------------------------------------------------------------------------------- COLUCID PHARMACEUTICALS, INC. Ticker: CLCD Security ID: 19716T101 Meeting Date: MAY 10, 2016 Meeting Type: Annual Record Date: MAR 11, 2016 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Martin Edwards For Withhold Management 1.2 Elect Director Marvin L. White For For Management 1.3 Elect Director Alison Lawton For For Management 2 Amend Omnibus Stock Plan For Against Management 3 Ratify Grant Thornton LLP as Auditors For For Management -------------------------------------------------------------------------------- COMBIMATRIX CORP Ticker: CBMX Security ID: 20009T303 Meeting Date: JAN 26, 2016 Meeting Type: Special Record Date: DEC 21, 2015 # Proposal Mgt Rec Vote Cast Sponsor 1 Reverse Stock Split For For Management 2 Ratification of Auditor For For Management 3 Right to Adjourn Meeting For For Management -------------------------------------------------------------------------------- COMBIMATRIX CORPORATION Ticker: CBMX Security ID: 20009T501 Meeting Date: JUN 16, 2016 Meeting Type: Annual Record Date: APR 25, 2016 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Scott Gottlieb For For Management 1.2 Elect Director Robert E. Hoffman For For Management 1.3 Elect Director R. Judd Jessup For Withhold Management 1.4 Elect Director Jeremy M. Jones For For Management 1.5 Elect Director Mark McDonough For For Management 1.6 Elect Director Lale White For For Management 2 Amend Omnibus Stock Plan For Against Management 3 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 4 Ratify Haskell & White LLP as Auditors For For Management 5 Adjourn Meeting For Against Management -------------------------------------------------------------------------------- COMMERCIAL VEHICLE GROUP, INC. Ticker: CVGI Security ID: 202608105 Meeting Date: MAY 17, 2016 Meeting Type: Annual Record Date: MAR 28, 2016 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Scott C. Arves For For Management 1.2 Elect Director Harold Bevis For For Management 1.3 Elect Director Roger Fix For For Management 1.4 Elect Director Robert C. Griffin For For Management 1.5 Elect Director Patrick E. Miller For For Management 1.6 Elect Director Richard A. Snell For For Management 2 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 3 Ratify KPMG LLP as Auditors For For Management -------------------------------------------------------------------------------- COMMUNICATIONS SYSTEMS, INC. Ticker: JCS Security ID: 203900105 Meeting Date: MAY 19, 2016 Meeting Type: Annual Record Date: MAR 24, 2016 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Luella G. Goldberg For Withhold Management 1.2 Elect Director Roger H.D. Lacey For Withhold Management 1.3 Elect Director Gerald D. Pint For Withhold Management 1.4 Elect Director Richard A. Primuth For Withhold Management 1.5 Elect Director Curtis A. Sampson For Withhold Management 1.6 Elect Director Randall D. Sampson For Withhold Management 2 Ratify Deloitte & Touche LLP as For For Management Auditors -------------------------------------------------------------------------------- COMMUNITY HEALTHCARE TRUST INCORPORATED Ticker: CHCT Security ID: 20369C106 Meeting Date: MAY 18, 2016 Meeting Type: Annual Record Date: MAR 25, 2016 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Alan Gardner For For Management 1.2 Elect Director Robert Z. Hensley For For Management 1.3 Elect Director Alfred Lumsdaine For For Management 1.4 Elect Director R. Lawrence Van Horn For For Management 1.5 Elect Director Timothy G. Wallace For For Management 2 Ratify BDO USA, LLP as Auditors For For Management -------------------------------------------------------------------------------- COMMUNITYONE BANCORP Ticker: COB Security ID: 20416Q108 Meeting Date: APR 18, 2016 Meeting Type: Special Record Date: FEB 18, 2016 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Merger Agreement For For Management 2 Adjourn Meeting For For Management 3 Advisory Vote on Golden Parachutes For For Management -------------------------------------------------------------------------------- COMPUTER TASK GROUP, INCORPORATED Ticker: CTG Security ID: 205477102 Meeting Date: MAY 04, 2016 Meeting Type: Annual Record Date: MAR 24, 2016 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Valerie Rahmani For For Management 1.2 Elect Director David H. Klein For For Management 1.3 Elect Director James R. Helvey, III For For Management 2 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation -------------------------------------------------------------------------------- COMSTOCK HOLDING COMPANIES, INC. Ticker: CHCI Security ID: 205684202 Meeting Date: JUN 16, 2016 Meeting Type: Annual Record Date: MAY 11, 2016 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Christopher Clemente For Withhold Management 1.2 Elect Director A. Clayton Perfall For For Management 1.3 Elect Director Joseph M. Squeri For Withhold Management 2 Ratify BDO USA, LLP as Auditors For For Management 3 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation -------------------------------------------------------------------------------- CONCERT PHARMACEUTICALS, INC. Ticker: CNCE Security ID: 206022105 Meeting Date: JUN 09, 2016 Meeting Type: Annual Record Date: APR 14, 2016 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Ronald W. Barrett For Withhold Management 1.2 Elect Director Meghan FitzGerald For For Management 1.3 Elect Director Wendell Wierenga For Withhold Management 2 Ratify Ernst & Young LLP as Auditors For For Management -------------------------------------------------------------------------------- CONCURRENT COMPUTER CORP. Ticker: CCUR Security ID: 206710402 Meeting Date: OCT 27, 2015 Meeting Type: Annual Record Date: AUG 31, 2015 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Charles Blackmon For For Management 1.2 Elect Derek J. Elder For For Management 1.3 Elect Larry L. Enterline For For Management 1.4 Elect C. Shelton James For For Management 1.5 Elect Steve G. Nussrallah For For Management 1.6 Elect Robert M. Pons For Withhold Management 1.7 Elect Dilip Singh For For Management 2 Ratification of Auditor For For Management 3 Advisory Vote on Executive Compensation For For Management -------------------------------------------------------------------------------- CONIFER HOLDINGS, INC. Ticker: CNFR Security ID: 20731J102 Meeting Date: MAY 18, 2016 Meeting Type: Annual Record Date: MAR 21, 2016 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Joseph D. Sarafa For For Management 1.2 Elect Director R. Jamison Williams, Jr. For For Management 2 Ratify Deloitte & Touche, LLP as For For Management Auditors -------------------------------------------------------------------------------- CONSOLIDATED-TOMOKA LAND CO. Ticker: CTO Security ID: 210226106 Meeting Date: APR 27, 2016 Meeting Type: Annual Record Date: MAR 03, 2016 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director John P. Albright For For Management 1.2 Elect Director John J. Allen For For Management 1.3 Elect Director Jeffry B. Fuqua For For Management 1.4 Elect Director William L. Olivari For For Management 1.5 Elect Director Howard C. Serkin For For Management 1.6 Elect Director A. Chester Skinner, III For For Management 1.7 Elect Director Thomas P. Warlow, III For For Management 2 Ratify Grant Thornton LLP as Auditors For For Management 3 Advisory Vote to Ratify Named For Against Management Executive Officers' Compensation 4 Hire Advisor/Maximize Shareholder Value None For Shareholder 5 Approve Issuance of Shares Upon the For Against Management Conversion of Convertible Senior Notes -------------------------------------------------------------------------------- CONSUMER PORTFOLIO SERVICES, INC. Ticker: CPSS Security ID: 210502100 Meeting Date: APR 27, 2016 Meeting Type: Annual Record Date: MAR 21, 2016 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Charles E. Bradley, Jr. For For Management 1.2 Elect Director Chris A. Adams For For Management 1.3 Elect Director Brian J. Rayhill For For Management 1.4 Elect Director William B. Roberts For For Management 1.5 Elect Director Gregory S. Washer For For Management 1.6 Elect Director Daniel S. Wood For For Management 2 Ratify Crowe Horwath LLP as Auditors For For Management 3 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 4 Amend Omnibus Stock Plan For Against Management -------------------------------------------------------------------------------- CONTROL4 CORPORATION Ticker: CTRL Security ID: 21240D107 Meeting Date: MAY 03, 2016 Meeting Type: Annual Record Date: MAR 17, 2016 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director David C. Habiger For Withhold Management 1.2 Elect Director Martin Plaehn For For Management 2 Ratify Ernst & Young LLP as Auditors For For Management -------------------------------------------------------------------------------- CORE MOLDING TECHNOLOGIES, INC. Ticker: CMT Security ID: 218683100 Meeting Date: MAY 12, 2016 Meeting Type: Annual Record Date: MAR 23, 2016 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Kevin L. Barnett For For Management 1.2 Elect Director Thomas R. Cellitti For For Management 1.3 Elect Director James F. Crowley For For Management 1.4 Elect Director Ralph O. Hellmold For For Management 1.5 Elect Director Matthew E. Jauchius For For Management 1.6 Elect Director James L. Simonton For Withhold Management 1.7 Elect Director Andrew O. Smith For For Management 2 Approve Executive Incentive Bonus Plan For Against Management 3 Advisory Vote on Say on Pay Frequency One Year One Year Management 4 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 5 Ratify Crowe Horwath LLP as Auditors For For Management -------------------------------------------------------------------------------- CORENERGY INFRASTRUCTURE TRUST, INC. Ticker: CORR Security ID: 21870U502 Meeting Date: MAY 18, 2016 Meeting Type: Annual Record Date: APR 01, 2016 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Catherine A. Lewis For Withhold Management 1.2 Elect Director Richard C. Green For Withhold Management 2 Ratify Ernst & Young LLP as Auditors For For Management -------------------------------------------------------------------------------- CORINDUS VASCULAR ROBOTICS, INC. Ticker: CVRS Security ID: 218730109 Meeting Date: JUN 23, 2016 Meeting Type: Annual Record Date: MAY 05, 2016 # Proposal Mgt Rec Vote Cast Sponsor 1 Change State of Incorporation For Against Management 2 Classify the Board of Directors For Against Management 3 Eliminate/Restrict Right to Act by For Against Management Written Consent 4 Adopt or Increase Supermajority Vote For Against Management Requirement for Amendments 5.1 Elect Director Hillel Bachrach For For Management 5.2 Elect Director David R. White For For Management 5.3 Elect Director Gerard Winkels For For Management 5.4 Elect Director Jeffrey G. Gold For For Management 5.5 Elect Director Campbell D. Rogers For For Management 5.6 Elect Director Jeffrey C. Lightcap For For Management 5.7 Elect Director Michael Y. Mashaal For For Management 5.8 Elect Director Mark J. Toland For For Management 6 Amend Omnibus Stock Plan For Against Management 7 Ratify Ernst & Young LLP as Auditors For For Management -------------------------------------------------------------------------------- CORIUM INTERNATIONAL INC Ticker: CORI Security ID: 21887L107 Meeting Date: MAR 08, 2016 Meeting Type: Annual Record Date: JAN 08, 2016 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Eric H. Bjerkholt For For Management 1.2 Elect Phyllis Gardner For For Management 1.3 Elect David L. Greenwood For For Management 2 Ratification of Auditor For For Management -------------------------------------------------------------------------------- COSI, INC. Ticker: COSI Security ID: 22122P200 Meeting Date: MAY 18, 2016 Meeting Type: Annual Record Date: MAR 28, 2016 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Mark Demilio For For Management 1.2 Elect Director R.J. Dourney For For Management 1.3 Elect Director Michael Collins For For Management 2 Ratify BDO USA, LLP as Auditors For For Management 3 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 4 Approve Reverse Stock Split For For Management -------------------------------------------------------------------------------- COVENANT TRANSPORTATION GROUP, INC. Ticker: CVTI Security ID: 22284P105 Meeting Date: MAY 18, 2016 Meeting Type: Annual Record Date: MAR 21, 2016 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director William T. Alt For For Management 1.2 Elect Director Robert E. Bosworth For For Management 1.3 Elect Director Bradley A. Moline For For Management 1.4 Elect Director David R. Parker For For Management 1.5 Elect Director Herbert J. Schmidt For For Management 2 Ratify KPMG LLP as Auditors For For Management 3 Other Business For Withhold Management -------------------------------------------------------------------------------- CRIMSON WINE GROUP LTD Ticker: CWGL Security ID: 22662X100 Meeting Date: JUL 31, 2015 Meeting Type: Annual Record Date: JUN 10, 2015 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect John D. Cumming For For Management 1.2 Elect Ian M. Cumming For Withhold Management 1.3 Elect Joseph S. Steinberg For Withhold Management 1.4 Elect Avraham M. Neikrug For For Management 1.5 Elect Douglas M. Carlson For Withhold Management 1.6 Elect Craig D. Williams For For Management 2 Ratification of Auditor For For Management -------------------------------------------------------------------------------- CROWN CRAFTS, INC. Ticker: CRWS Security ID: 228309100 Meeting Date: AUG 11, 2015 Meeting Type: Annual Record Date: JUN 12, 2015 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Sidney Kirschner For For Management 1.2 Elect Zenon S. Nie For For Management 2 Ratification of Auditor For For Management -------------------------------------------------------------------------------- CRYSTAL ROCK HOLDINGS, INC. Ticker: CRVP Security ID: 22940F103 Meeting Date: APR 01, 2016 Meeting Type: Annual Record Date: FEB 03, 2016 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director John B. Baker For Withhold Management 1.2 Elect Director Peter K. Baker For Withhold Management 1.3 Elect Director Martin A. Dytrych For For Management 1.4 Elect Director John M. LaPides For For Management 1.5 Elect Director Ross S. Rapaport For Withhold Management 1.6 Elect Director Lori J. Schafer For For Management 1.7 Elect Director Bruce S. MacDonald For Withhold Management 2 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 3 Ratify Wolf & Company, P.C. as Auditors For For Management -------------------------------------------------------------------------------- CSP INC. Ticker: CSPI Security ID: 126389105 Meeting Date: FEB 09, 2016 Meeting Type: Annual Record Date: DEC 21, 2015 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Victor Dellovo For For Management 1.2 Elect Charles Blackmon For Withhold Management 1.3 Elect Ismail Azeri For For Management 1.4 Elect C. Shelton James For Withhold Management 1.5 Elect Marilyn T. Smith For Withhold Management 2 Advisory Vote on Executive Compensation For For Management 3 Ratification of Auditor For For Management 4 Shareholder Proposal Regarding Proxy Against Against Shareholder Access -------------------------------------------------------------------------------- CTI BIOPHARMA CORP Ticker: CTIC Security ID: 12648L106 Meeting Date: SEP 23, 2015 Meeting Type: Annual Record Date: JUL 22, 2015 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect James A. Bianco For For Management 1.2 Elect Karen Ignagni For For Management 1.3 Elect Richard L. Love For Withhold Management 1.4 Elect Mary O. Mundinger For Withhold Management 1.5 Elect Jack W. Singer For For Management 1.6 Elect Frederick W. Telling For Withhold Management 2 2015 Equity Incentive Plan For Against Management 3 Amendment to the 2007 Employee Stock For For Management Purchase Plan 4 Ratification of Auditor For For Management 5 Advisory Vote on Executive Compensation For Against Management 6 Right to Adjourn Meeting For For Management -------------------------------------------------------------------------------- CTI BIOPHARMA CORP. Ticker: CTIC Security ID: 12648L106 Meeting Date: APR 29, 2016 Meeting Type: Annual Record Date: FEB 26, 2016 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director James A. Bianco For Withhold Management 1.2 Elect Director Richard L. Love For Withhold Management 1.3 Elect Director Phillip M. Nudelman For Withhold Management 1.4 Elect Director Matthew D. Perry For For Management 1.5 Elect Director Jack W. Singer For Withhold Management 1.6 Elect Director Frederick W. Telling For Withhold Management 1.7 Elect Director Reed V. Tuckson For Withhold Management 2 Increase Authorized Common Stock For Against Management 3 Amend Omnibus Stock Plan For Against Management 4 Ratify Marcum LLP as Auditors For For Management 5 Advisory Vote to Ratify Named For Against Management Executive Officers' Compensation 6 Adjourn Meeting For Against Management -------------------------------------------------------------------------------- CTI INDUSTRIES CORPORATION Ticker: CTIB Security ID: 125961300 Meeting Date: JUN 03, 2016 Meeting Type: Annual Record Date: APR 20, 2016 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director John H. Schwan For Withhold Management 1.2 Elect Director Stephen M. Merrick For Withhold Management 1.3 Elect Director Stanley M. Brown For Withhold Management 1.4 Elect Director Bret Tayne For For Management 1.5 Elect Director John I. Collins For For Management 1.6 Elect Director John M. Klimek For For Management 2 Ratify Plante & Moran, PLLC as Auditors For For Management 3 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 4 Other Business For Against Management -------------------------------------------------------------------------------- CU BANCORP (CA) Ticker: CUNB Security ID: 126534106 Meeting Date: OCT 29, 2015 Meeting Type: Annual Record Date: SEP 14, 2015 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Roberto E. Barragan For For Management 1.2 Elect Charles R. Beauregard For For Management 1.3 Elect Kenneth J. Cosgrove For For Management 1.4 Elect David C. Holman For For Management 1.5 Elect K. Brian Horton For For Management 1.6 Elect Eric S. Kentor For For Management 1.7 Elect Jeffrey J. Leitzinger For For Management 1.8 Elect David I. Rainer For For Management 1.9 Elect Roy A. Salter For For Management 1.10 Elect Daniel F. Selleck For For Management 1.11 Elect Charles H. Sweetman For For Management 1.12 Elect Kaveh Varjavand For For Management 2 Ratification of Auditor For For Management 3 Transaction of Other Business For Against Management -------------------------------------------------------------------------------- CUI GLOBAL INC Ticker: CUGI Security ID: 126576206 Meeting Date: DEC 08, 2015 Meeting Type: Annual Record Date: SEP 30, 2015 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect William J. Clough For For Management 1.2 Elect Thomas A. Price For For Management 1.3 Elect Matthew M. McKenzie For For Management 1.4 Elect Sean P. Rooney For For Management -------------------------------------------------------------------------------- CUI GLOBAL INC Ticker: CUGI Security ID: 126576206 Meeting Date: DEC 08, 2015 Meeting Type: Annual Record Date: SEP 30, 2015 # Proposal Mgt Rec Vote Cast Sponsor 1.5 Elect Paul White For For Management 1.6 Elect Corey Lambrecht For For Management 1.7 Elect Joseph A. Mills For For Management 2 Ratification of Auditor For For Management 3 Advisory Vote on Executive Compensation For For Management -------------------------------------------------------------------------------- CULP INC. Ticker: CFI Security ID: 230215105 Meeting Date: SEP 16, 2015 Meeting Type: Annual Record Date: JUL 17, 2015 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Robert G. Culp, III For For Management 1.2 Elect Patrick B. Flavin For For Management 1.3 Elect Kenneth R. Larson For For Management 1.4 Elect Kenneth W. McAllister For For Management 1.5 Elect Franklin N. Saxon For For Management 2 Ratification of Auditor For For Management 3 Advisory Vote on Executive Compensation For For Management 4 2015 Equity Incentive Plan For For Management -------------------------------------------------------------------------------- CUMBERLAND PHARMACEUTICALS INC. Ticker: CPIX Security ID: 230770109 Meeting Date: APR 26, 2016 Meeting Type: Annual Record Date: MAR 04, 2016 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director A.J. Kazimi For For Management 1.2 Elect Director Martin E. Cearnal For For Management 1.3 Elect Director Gordon R. Bernard For For Management 2 Ratify KPMG LLP as Auditors For For Management -------------------------------------------------------------------------------- CUMULUS MEDIA INC. Ticker: CMLS Security ID: 231082108 Meeting Date: JUN 09, 2016 Meeting Type: Annual Record Date: APR 22, 2016 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Jeffrey A. Marcus For For Management 1.2 Elect Director Mary G. Berner For For Management 1.3 Elect Director Brian Cassidy For For Management 1.4 Elect Director Lewis W. Dickey, Jr. For For Management 1.5 Elect Director Ralph B. Everett For For Management 1.6 Elect Director Alexis Glick For For Management 1.7 Elect Director David M. Tolley For For Management 2 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 3 Ratify PricewaterhouseCoopers LLP as For For Management Auditors -------------------------------------------------------------------------------- CUTERA, INC. Ticker: CUTR Security ID: 232109108 Meeting Date: JUN 15, 2016 Meeting Type: Annual Record Date: APR 25, 2016 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Gregory Barrett For For Management 1.2 Elect Director J. Daniel Plants For For Management 1.3 Elect Director Jerry P. Widman For For Management 2 Ratify BDO USA, LLP as Auditors For For Management 3 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation -------------------------------------------------------------------------------- CVD EQUIPMENT CORP. Ticker: CVV Security ID: 126601103 Meeting Date: NOV 20, 2015 Meeting Type: Annual Record Date: SEP 22, 2015 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Leonard A. Rosenbaum For For Management 1.2 Elect Martin J. Teitelbaum For For Management 1.3 Elect Conrad J. Gunther For For Management 1.4 Elect Bruce T. Swan For Withhold Management 1.5 Elect Kelly S. Walters For For Management 1.6 Elect Lawrence D. Firestone For For Management 2 Ratification of Auditor For For Management -------------------------------------------------------------------------------- CYAN INC Ticker: CYNI Security ID: 23247W104 Meeting Date: JUL 31, 2015 Meeting Type: Annual Record Date: JUN 25, 2015 # Proposal Mgt Rec Vote Cast Sponsor 1 Merger/Acquisition For For Management 2.1 Elect Promod Haque For For Management 2.2 Elect Michael L. Hatfield For For Management 2.3 Elect M. Niel Ransom For For Management 3 Issuance of Common Stock Pursuant to a For For Management Prior Financing 4 Issuance of Common Stock to Related For For Management Parties in a Prior Financing 5 Ratification of Auditor For For Management 6 Right to Adjourn Meeting For For Management -------------------------------------------------------------------------------- CYBEROPTICS CORPORATION Ticker: CYBE Security ID: 232517102 Meeting Date: MAY 20, 2016 Meeting Type: Annual Record Date: APR 08, 2016 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Alex B. Cimochowski For For Management 1.2 Elect Director Craig D. Gates For For Management 1.3 Elect Director Subodh Kulkarni For For Management 1.4 Elect Director Irene M. Qualters For For Management 1.5 Elect Director Michael M. Selzer, Jr. For For Management 2 Amend Omnibus Stock Plan For For Management 3 Approve Non-Employee Director Omnibus For For Management Stock Plan 4 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 5 Ratify Grant Thornton LLP as Auditors For For Management -------------------------------------------------------------------------------- CYTOKINETICS, INCORPORATED Ticker: CYTK Security ID: 23282W605 Meeting Date: MAY 18, 2016 Meeting Type: Annual Record Date: MAR 28, 2016 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Santo J. Costa For For Management 1.2 Elect Director John T. Henderson For For Management 1.3 Elect Director B. Lynne Parshall For For Management 2 Ratify PricewaterhouseCoopers LLP as For For Management Auditors 3 Increase Authorized Common Stock For For Management -------------------------------------------------------------------------------- CYTORI THERAPEUTICS, INC Ticker: CYTX Security ID: 23283K105 Meeting Date: AUG 13, 2015 Meeting Type: Annual Record Date: JUN 16, 2015 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect David M. Rickey For For Management 1.2 Elect Richard J. Hawkins For For Management 1.3 Elect Paul W. Hawran For For Management 1.4 Elect Marc H. Hedrick For For Management 1.5 Elect Gary A. Lyons For For Management 1.6 Elect Gail K. Naughton For For Management 1.7 Elect Tommy G. Thompson For For Management 2 Ratification of Auditor For For Management 3 Advisory Vote on Executive Compensation For For Management 4 Amendment to the 2014 Equity Incentive For For Management Plan 5 Issuance of Common Stock For For Management -------------------------------------------------------------------------------- CYTORI THERAPEUTICS, INC. Ticker: CYTX Security ID: 23283K105 Meeting Date: MAY 10, 2016 Meeting Type: Annual Record Date: MAR 11, 2016 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director David M. Rickey For For Management 1.2 Elect Director Richard J. Hawkins For For Management 1.3 Elect Director Paul W. Hawran For For Management 1.4 Elect Director Marc H. Hedrick For For Management 1.5 Elect Director Gary A. Lyons For Withhold Management 1.6 Elect Director Gail K. Naughton For For Management 2 Ratify KPMG LLP as Auditors For For Management 3 Amend Omnibus Stock Plan For For Management 4 Approve Reverse Stock Split For For Management -------------------------------------------------------------------------------- CYTOSORBENTS CORPORATION Ticker: CTSO Security ID: 23283X206 Meeting Date: JUN 07, 2016 Meeting Type: Annual Record Date: APR 13, 2016 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Phillip P. Chan For For Management 1.2 Elect Director Al W. Kraus For Withhold Management 1.3 Elect Director Edward R. Jones For For Management 1.4 Elect Director Michael G. Bator For For Management 1.5 Elect Director Alan D. Sobel For For Management 2 Ratify WithumSmith+Brown, PC as For For Management Auditors -------------------------------------------------------------------------------- DATA I/O CORPORATION Ticker: DAIO Security ID: 237690102 Meeting Date: MAY 24, 2016 Meeting Type: Annual Record Date: MAR 24, 2016 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Anthony Ambrose For For Management 1.2 Elect Director Brian T. Crowley For For Management 1.3 Elect Director Alan B. Howe For For Management 1.4 Elect Director Douglas W. Brown For For Management 1.5 Elect Director Mark J. Gallenberger For For Management 2 Ratify Grant Thornton LLP as Auditors For For Management 3 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation -------------------------------------------------------------------------------- DATALINK CORPORATION Ticker: DTLK Security ID: 237934104 Meeting Date: MAY 25, 2016 Meeting Type: Annual Record Date: MAR 28, 2016 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Brent G. Blackey For For Management 1.2 Elect Director Paul F. Lidsky For For Management 1.3 Elect Director Greg R. Meland For Withhold Management 1.4 Elect Director J. Patrick O'Halloran For For Management 1.5 Elect Director James E. Ousley For For Management 1.6 Elect Director Mercedes A. Walton For For Management 1.7 Elect Director James L. Zucco, Jr For For Management 2 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 3 Amend Omnibus Stock Plan For For Management 4 Ratify RSM US LLP as Auditors For For Management -------------------------------------------------------------------------------- DAWSON GEOPHYSICAL COMPANY Ticker: DWSN Security ID: 239360100 Meeting Date: MAY 05, 2016 Meeting Type: Annual Record Date: MAR 16, 2016 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director William J. Barrett For For Management 1.2 Elect Director Craig W. Cooper For For Management 1.3 Elect Director Gary M. Hoover For For Management 1.4 Elect Director Stephen C. Jumper For For Management 1.5 Elect Director Allen T. McInnes For Withhold Management 1.6 Elect Director Ted R. North For For Management 1.7 Elect Director Mark A. Vander Ploeg For For Management 1.8 Elect Director Wayne A. Whitener For For Management 2 Ratify RSM US LLP as Auditors For For Management 3 Approve Omnibus Stock Plan For For Management 4 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation -------------------------------------------------------------------------------- DEL FRISCO'S RESTAURANT GROUP, INC. Ticker: DFRG Security ID: 245077102 Meeting Date: MAY 18, 2016 Meeting Type: Annual Record Date: MAR 31, 2016 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Ian R. Carter For For Management 1.2 Elect Director Richard L. Davis For For Management 2 Ratify KPMG LLP as Auditors For For Management -------------------------------------------------------------------------------- DELTA NATURAL GAS CO., INC. Ticker: DGAS Security ID: 247748106 Meeting Date: NOV 19, 2015 Meeting Type: Annual Record Date: SEP 30, 2015 # Proposal Mgt Rec Vote Cast Sponsor 1 Ratification of Auditor For For Management 2.1 Elect Linda K. Breathitt For For Management 2.2 Elect Jacob P. Cline, III For For Management 2.3 Elect Michael J. Kistner For For Management 2.4 Elect Rodney L. Short For For Management 3 Advisory Vote on Executive Compensation For For Management -------------------------------------------------------------------------------- DERMA SCIENCES, INC. Ticker: DSCI Security ID: 249827502 Meeting Date: JUN 01, 2016 Meeting Type: Annual Record Date: APR 12, 2016 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Stephen T. Wills For For Management 1.2 Elect Director Srini Conjeevaram For For Management 1.3 Elect Director Robert G. Moussa For For Management 1.4 Elect Director Brett D. Hewlett For For Management 1.5 Elect Director Samuel E. Navarro For For Management 2 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 3 Ratify KPMG LLP as Auditors For For Management 4 Other Business For Against Management -------------------------------------------------------------------------------- DESTINATION XL GROUP INC Ticker: DXLG Security ID: 25065K104 Meeting Date: AUG 13, 2015 Meeting Type: Annual Record Date: JUN 25, 2015 # Proposal Mgt Rec Vote Cast Sponsor 1 Elect Seymour Holtzman For For Management 2 Elect David A. Levin For For Management 3 Elect Alan S. Bernikow For For Management 4 Elect Jesse Choper For Against Management 5 Elect John E. Kyees For For Management 6 Elect Willem Mesdag For For Management 7 Elect Ward K. Mooney For For Management 8 Elect George T. Porter, Jr. For For Management 9 Elect Mitchell S. Presser For For Management 10 Elect Ivy Ross For For Management 11 Amendment to the 2006 Incentive For For Management Compensation Plan 12 Advisory Vote on Executive Compensation For For Management 13 Ratification of Auditor For For Management -------------------------------------------------------------------------------- DIGIMARC CORPORATION Ticker: DMRC Security ID: 25381B101 Meeting Date: APR 29, 2016 Meeting Type: Annual Record Date: MAR 04, 2016 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Bruce Davis For For Management 1.2 Elect Director Richard L. King For For Management 1.3 Elect Director William J. Miller For For Management 1.4 Elect Director James T. Richardson For For Management 1.5 Elect Director Bernard Whitney For For Management 2 Ratify KPMG LLP as Auditors For For Management -------------------------------------------------------------------------------- DIGITAL ALLY, INC. Ticker: DGLY Security ID: 25382P208 Meeting Date: MAY 12, 2016 Meeting Type: Annual Record Date: MAR 14, 2016 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Stanton E. Ross For For Management 1.2 Elect Director Leroy C. Richie For Withhold Management 1.3 Elect Director Daniel F. Hutchins For Withhold Management 1.4 Elect Director Elliot M. Kaplan For Withhold Management 1.5 Elect Director Michael J. Caulfield For For Management 2 Authorize New Class of Preferred Stock For Against Management 3 Amend Omnibus Stock Plan For Against Management 4 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 5 Ratify RSM US LLP as Auditors For Against Management -------------------------------------------------------------------------------- DIPEXIUM PHARMACEUTICALS, INC. Ticker: DPRX Security ID: 25456J104 Meeting Date: MAY 24, 2016 Meeting Type: Annual Record Date: MAR 28, 2016 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Robert J. DeLuccia For For Management 1.2 Elect Director David P. Luci For For Management 1.3 Elect Director Jack H. Dean For Withhold Management 1.4 Elect Director Michael E. Duffy For For Management 1.5 Elect Director Thomas L. Harrison For For Management 1.6 Elect Director William J. McSherry, Jr. For For Management 1.7 Elect Director Barry Kagan For For Management 2 Adopt the Jurisdiction of For Against Management Incorporation as the Exclusive Forum for Certain Disputes 3 Amend Certificate of Incorporation to For Against Management Allow Board of Directors to Make, Alter, Amend, or Repeal the Bylaws of the Company 4 Ratify CohnReznick LLP as Auditors For For Management -------------------------------------------------------------------------------- DIVERSIFIED RESTAURANT HOLDINGS, INC. Ticker: SAUC Security ID: 25532M105 Meeting Date: JUN 02, 2016 Meeting Type: Annual Record Date: APR 11, 2016 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director T. Michael Ansley For Withhold Management 1.2 Elect Director David G. Burke For Withhold Management 1.3 Elect Director Jay Alan Dusenberry For For Management 1.4 Elect Director Philip Friedman For For Management 1.5 Elect Director David Ligotti For Withhold Management 1.6 Elect Director Joseph M. Nowicki For For Management 1.7 Elect Director Gregory J. Stevens For Withhold Management 2 Ratify BDO USA, LLP as Auditors For For Management 3 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation -------------------------------------------------------------------------------- DOUGLAS DYNAMICS, INC. Ticker: PLOW Security ID: 25960R105 Meeting Date: MAY 03, 2016 Meeting Type: Annual Record Date: MAR 08, 2016 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Margaret S. Dano For For Management 1.2 Elect Director Donald W. Sturdivant For For Management 2 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 3 Ratify Ernst & Young LLP as Auditors For For Management -------------------------------------------------------------------------------- DURECT CORPORATION Ticker: DRRX Security ID: 266605104 Meeting Date: JUN 22, 2016 Meeting Type: Annual Record Date: APR 25, 2016 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Felix Theeuwes For For Management 1.2 Elect Director Simon X. Benito For For Management 1.3 Elect Director Terrence F. Blaschke For For Management 2 Amend Omnibus Stock Plan For For Management 3 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 4 Ratify Ernst & Young LLP as Auditors For For Management -------------------------------------------------------------------------------- EAGLE PHARMACEUTICALS Ticker: EGRX Security ID: 269796108 Meeting Date: AUG 04, 2015 Meeting Type: Annual Record Date: JUN 12, 2015 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect David M. Pernock For For Management 1.2 Elect Michael Graves For For Management 1.3 Elect Alain Schreiber For For Management 2 Ratification of Auditor For For Management 3 Amendment to the Equity Incentive Plan For Against Management -------------------------------------------------------------------------------- EASTERLY GOVERNMENT PROPERTIES, INC. Ticker: DEA Security ID: 27616P103 Meeting Date: MAY 09, 2016 Meeting Type: Annual Record Date: MAR 29, 2016 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director William C. Trimble, III For For Management 1.2 Elect Director Darrell W. Crate For For Management 1.3 Elect Director Michael P. Ibe For For Management 1.4 Elect Director William H. Binnie For For Management 1.5 Elect Director Cynthia A. Fisher For For Management 1.6 Elect Director Emil W. Henry, Jr. For For Management 1.7 Elect Director James E. Mead For For Management 2 Ratify PricewaterhouseCoopers LLP as For For Management Auditors -------------------------------------------------------------------------------- ECHELON CORP. Ticker: ELON Security ID: 27874N105 Meeting Date: NOV 17, 2015 Meeting Type: Special Record Date: SEP 24, 2015 # Proposal Mgt Rec Vote Cast Sponsor 1 Reverse Stock Split For For Management -------------------------------------------------------------------------------- ECOLOGY AND ENVIRONMENT, INC. Ticker: EEI Security ID: 278878103 Meeting Date: FEB 25, 2016 Meeting Type: Annual Record Date: JAN 14, 2016 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Michael R. Cellino For For Management 1.2 Elect Michael S. Betrus For Withhold Management 2 Amendment to By-Laws, except for the For Against Management amendment of Article V, Section 2 3 Amendment to the Company's By-Laws For For Management concerning Article V, Section 2 4 Adoption of Majority Vote for Election For For Management of Directors 5 Advisory Vote on Executive Compensation For For Management -------------------------------------------------------------------------------- EDGE THERAPEUTICS, INC. Ticker: EDGE Security ID: 279870109 Meeting Date: JUN 21, 2016 Meeting Type: Annual Record Date: APR 25, 2016 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Kurt Conti For Withhold Management 1.2 Elect Director Liam Ratcliffe For For Management 1.3 Elect Director Robert Spiegel For Withhold Management 2 Ratify KPMG LLP as Auditors For For Management -------------------------------------------------------------------------------- EDGEWATER TECHNOLOGY, INC. Ticker: EDGW Security ID: 280358102 Meeting Date: JUN 15, 2016 Meeting Type: Annual Record Date: APR 18, 2016 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Stephen Bova For For Management 1.2 Elect Director Paul E. Flynn For For Management 1.3 Elect Director Paul Guzzi For For Management 1.4 Elect Director Nancy L. Leaming For For Management 1.5 Elect Director Michael R. Loeb For For Management 1.6 Elect Director Shirley Singleton For For Management 1.7 Elect Director Timothy Whelan For For Management 1.8 Elect Director Wayne Wilson For For Management 2 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 3 Ratify BDO USA, LLP as Auditors For For Management -------------------------------------------------------------------------------- EGALET CORPORATION Ticker: EGLT Security ID: 28226B104 Meeting Date: JUN 15, 2016 Meeting Type: Annual Record Date: APR 18, 2016 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Timothy P. Walbert For Withhold Management 1.2 Elect Director Gregory Weaver For For Management 2 Amend Omnibus Stock Plan For For Management 3 Approve Qualified Employee Stock For For Management Purchase Plan 4 Ratify Ernst & Young LLP as Auditors For For Management -------------------------------------------------------------------------------- ELEVEN BIOTHERAPEUTICS, INC. Ticker: EBIO Security ID: 286221106 Meeting Date: JUN 08, 2016 Meeting Type: Annual Record Date: APR 15, 2016 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Paul Chaney For Withhold Management 1.2 Elect Director Wendy Dixon For Withhold Management 1.3 Elect Director Jay Duker For Withhold Management 2 Ratify Ernst & Young LLP as Auditors For For Management -------------------------------------------------------------------------------- ELLINGTON RESIDENTIAL MORTGAGE REIT Ticker: EARN Security ID: 288578107 Meeting Date: MAY 17, 2016 Meeting Type: Annual Record Date: MAR 23, 2016 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Thomas F. Robards For For Management 1.2 Elect Director Michael W. Vranos For For Management 1.3 Elect Director Laurence Penn For For Management 1.4 Elect Director Ronald I. Simon For For Management 1.5 Elect Director Robert B. Allardice, III For For Management 1.6 Elect Director David J. Miller For For Management 1.7 Elect Director Menes O. Chee For For Management 2 Ratify PricewaterhouseCoopers LLP as For For Management Auditors -------------------------------------------------------------------------------- EMC INSURANCE GROUP INC. Ticker: EMCI Security ID: 268664109 Meeting Date: MAY 19, 2016 Meeting Type: Annual Record Date: MAR 22, 2016 # Proposal Mgt Rec Vote Cast Sponsor 1a Elect Director Stephen A. Crane For For Management 1b Elect Director Jonathan R. Fletcher For For Management 1c Elect Director Robert L. Howe For For Management 1d Elect Director Bruce G. Kelley For For Management 1e Elect Director Gretchen H. Tegeler For For Management 2 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 3 Approve Executive Incentive Bonus Plan For For Management 4 Approve Executive Incentive Bonus Plan For For Management 5 Ratify Ernst & Young LLP as Auditors For For Management -------------------------------------------------------------------------------- EMCORE CORP. Ticker: EMKR Security ID: 290846203 Meeting Date: MAR 11, 2016 Meeting Type: Annual Record Date: JAN 14, 2016 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Rex S. Jackson For For Management 1.2 Elect Jeffrey Rittichier For For Management 2 Ratification of Auditor For For Management 3 Advisory Vote on Executive Compensation For Against Management 4 Amendment to the 2012 Equity Incentive For Against Management Plan -------------------------------------------------------------------------------- EMERGENT CAPITAL, INC. Ticker: EMG Security ID: 29102N105 Meeting Date: JUN 02, 2016 Meeting Type: Annual Record Date: APR 01, 2016 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director James Chadwick For For Management 1.2 Elect Director Michael Crow For For Management 1.3 Elect Director Andrew Dakos For For Management 1.4 Elect Director Phillip Goldstein For For Management 1.5 Elect Director Gerald Hellerman For For Management 1.6 Elect Director Antony Mitchell For For Management 1.7 Elect Director Gilbert Nathan For For Management 2 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 3 Ratify Grant Thornton LLP as Auditors For For Management -------------------------------------------------------------------------------- EMMIS COMMUNICATIONS CORP. Ticker: EMMS Security ID: 291525103 Meeting Date: JUL 09, 2015 Meeting Type: Annual Record Date: MAY 01, 2015 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Susan B. Bayh For For Management 1.2 Elect Gary L. Kaseff For For Management 1.3 Elect Patrick M. Walsh For Withhold Management 2 Approval of the 2015 Equity For For Management Compensation Plan 3 Ratification of Auditor For For Management -------------------------------------------------------------------------------- EMPIRE RESORTS INC Ticker: NYNY Security ID: 292052206 Meeting Date: NOV 02, 2015 Meeting Type: Annual Record Date: SEP 11, 2015 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Joseph A. D'Amato For For Management 1.2 Elect Emanuel R. Pearlman For For Management 1.3 Elect Edmund Marinucci For For Management 1.4 Elect Nancy A. Palumbo For For Management 1.5 Elect Gregg Polle For Withhold Management 1.6 Elect James Simon For For Management 2 2015 Equity Incentive Plan For Against Management -------------------------------------------------------------------------------- EMPIRE RESOURCES, INC. Ticker: ERS Security ID: 29206E100 Meeting Date: JUN 29, 2016 Meeting Type: Annual Record Date: MAY 13, 2016 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director William Spier For Withhold Management 1.2 Elect Director Nathan Kahn For Withhold Management 1.3 Elect Director Sandra Kahn For Withhold Management 1.4 Elect Director Harvey Wrubel For Withhold Management 1.5 Elect Director Jack Bendheim For For Management 1.6 Elect Director Peter G. Howard For Withhold Management 1.7 Elect Director Douglas Kass For For Management 1.8 Elect Director Nathan Mazurek For Withhold Management 1.9 Elect Director Morris J. Smith For For Management 2 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 3 Ratify EisnerAmper LLP as Auditors For For Management -------------------------------------------------------------------------------- ENERGOUS CORPORATION Ticker: WATT Security ID: 29272C103 Meeting Date: MAY 19, 2016 Meeting Type: Annual Record Date: APR 05, 2016 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Stephen R. Rizzone For For Management 1.2 Elect Director Michael Leabman For For Management 1.3 Elect Director Martin Cooper For For Management 1.4 Elect Director John R. Gaulding For Withhold Management 1.5 Elect Director Robert J. Griffin For Withhold Management 1.6 Elect Director Rex S. Jackson For For Management 2 Amend Omnibus Stock Plan For Against Management 3 Amend Non-Employee Director Omnibus For Against Management Stock Plan 4 Ratify Marcum LLP as Auditors For For Management -------------------------------------------------------------------------------- ENERGY FOCUS, INC. Ticker: EFOI Security ID: 29268T300 Meeting Date: JUN 15, 2016 Meeting Type: Annual Record Date: APR 20, 2016 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Ronald D. Black For For Management 1.2 Elect Director Simon Cheng For Withhold Management 1.3 Elect Director William Cohen For For Management 1.4 Elect Director Glenda Dorchak For For Management 1.5 Elect Director Marc J. Eisenberg For For Management 1.6 Elect Director Jiangang Luo For For Management 1.7 Elect Director Michael R. Ramelot For For Management 1.8 Elect Director James Tu For Withhold Management -------------------------------------------------------------------------------- ENPHASE ENERGY, INC. Ticker: ENPH Security ID: 29355A107 Meeting Date: APR 28, 2016 Meeting Type: Annual Record Date: MAR 01, 2016 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Steven J. Gomo For For Management 1.2 Elect Director Richard Mora For For Management 2 Amend Omnibus Stock Plan For Against Management 3 Ratify Deloitte & Touche LLP as For For Management Auditors -------------------------------------------------------------------------------- ENTEGRA FINANCIAL CORP. Ticker: ENFC Security ID: 29363J108 Meeting Date: MAY 19, 2016 Meeting Type: Annual Record Date: APR 01, 2016 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Ronald D. Beale For Against Management 1.2 Elect Director R. Matt Dunbar For Against Management 1.3 Elect Director Stan M. Jeffress For Against Management 1.4 Elect Director Roger D. Plemens For Against Management 2 Ratify Dixon Hughes Goodman LLP as For For Management Auditors -------------------------------------------------------------------------------- ENTELLUS MEDICAL, INC. Ticker: ENTL Security ID: 29363K105 Meeting Date: JUN 14, 2016 Meeting Type: Annual Record Date: APR 18, 2016 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director John K. Bakewell For For Management 1.2 Elect Director David B. Milne For For Management 1.3 Elect Director Robert S. White For For Management 2 Ratify Grant Thornton LLP as Auditors For For Management -------------------------------------------------------------------------------- ENTERPRISE BANCORP, INC. Ticker: EBTC Security ID: 293668109 Meeting Date: MAY 03, 2016 Meeting Type: Annual Record Date: MAR 04, 2016 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director George L. Duncan For For Management 1.2 Elect Director Eric W. Hanson For Withhold Management 1.3 Elect Director Jacqueline F. Moloney For For Management 1.4 Elect Director Luis M. Pedroso For For Management 1.5 Elect Director Michael T. Putziger For For Management 1.6 Elect Director Carol L. Reid For For Management 1.7 Elect Director Michael A. Spinelli For For Management 2 Approve Omnibus Stock Plan For Against Management 3 Ratify RSM US LLP as Auditors For For Management -------------------------------------------------------------------------------- ENTERPRISE FINANCIAL SERVICES CORP Ticker: EFSC Security ID: 293712105 Meeting Date: MAY 05, 2016 Meeting Type: Annual Record Date: MAR 07, 2016 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Peter F. Benoist For For Management 1.2 Elect Director James J. Murphy, Jr. For For Management 1.3 Elect Director John Q. Arnold For For Management 1.4 Elect Director Michael A. DeCola For For Management 1.5 Elect Director William H. Downey For For Management 1.6 Elect Director John S. Eulich For For Management 1.7 Elect Director Robert E. Guest, Jr. For For Management 1.8 Elect Director James M. Havel For For Management 1.9 Elect Director Judith S. Heeter For For Management 1.10 Elect Director Michael R. Holmes For For Management 1.11 Elect Director Sandra A. Van Trease For For Management 2 Ratify Deloitte & Touche LLP as For For Management Auditors 3 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation -------------------------------------------------------------------------------- ENZO BIOCHEM, INC. Ticker: ENZ Security ID: 294100102 Meeting Date: JAN 06, 2016 Meeting Type: Annual Record Date: NOV 23, 2015 # Proposal Mgt Rec Vote Cast Sponsor 1.2 Elect Dov Perlysky For For Management 2 Advisory Vote on Executive Compensation For Against Management 3 Ratification of Auditor For For Management 1.1 Elect Dimitrios J. Angelis Do Not Did Not Vote Management Vote 1.2 Elect John M. Climaco Do Not Did Not Vote Management Vote 2 Advisory Vote on Executive Compensation Do Not Did Not Vote Management Vote 3 Ratification of Auditor Do Not Did Not Vote Management Vote 1.1 Elect Gregory M. Bortz For For Management 1.2 Elect Dov Perlysky For For Management 2 Advisory Vote on Executive Compensation For Against Management 3 Ratification of Auditor For For Management -------------------------------------------------------------------------------- ENZO BIOCHEM, INC. Ticker: ENZ Security ID: 294100102 Meeting Date: JAN 06, 2016 Meeting Type: Annual Record Date: NOV 23, 2015 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Gregory M. Bortz For For Management -------------------------------------------------------------------------------- EPLUS INC Ticker: PLUS Security ID: 294268107 Meeting Date: SEP 10, 2015 Meeting Type: Annual Record Date: JUL 17, 2015 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Phillip G. Norton For For Management 1.2 Elect Bruce M. Bowen For For Management 1.3 Elect C. Thomas Faulders, III For For Management 1.4 Elect Terrence O'Donnell For Withhold Management 1.5 Elect Lawrence S. Herman For Withhold Management 1.6 Elect Ira A. Hunt For For Management 1.7 Elect John E. Callies For For Management 1.8 Elect Eric D. Hovde For For Management 2 Advisory Vote on Executive Compensation For For Management 3 Ratification of Auditor For For Management -------------------------------------------------------------------------------- ERBA DIAGNOSTICS INC Ticker: ERB Security ID: 29490B101 Meeting Date: DEC 15, 2015 Meeting Type: Annual Record Date: NOV 05, 2015 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Kishore Dudani For Withhold Management 1.2 Elect Philippe Gadal For Withhold Management 1.3 Elect Gerald E. Gallwas For For Management 1.4 Elect David M. Templeton For Withhold Management 1.5 Elect Suresh Vazirani For Withhold Management -------------------------------------------------------------------------------- ERICKSON INCORPORATED Ticker: EAC Security ID: 29482P100 Meeting Date: JUN 08, 2016 Meeting Type: Annual Record Date: APR 15, 2016 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Jeffrey Roberts For For Management 1.2 Elect Director Gary R. Scott For For Management 2 Ratify Grant Thornton LLP as Auditors For For Management -------------------------------------------------------------------------------- ESCALADE, INCORPORATED Ticker: ESCA Security ID: 296056104 Meeting Date: APR 21, 2016 Meeting Type: Annual Record Date: FEB 17, 2016 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director George Savitsky For For Management 1.2 Elect Director Richard D. White For For Management 1.3 Elect Director Edward E. Williams For For Management 1.4 Elect Director Richard F. Baalmann, Jr. For For Management 1.5 Elect Director David L. Fetherman For Withhold Management 1.6 Elect Director Patrick J. Griffin For Withhold Management 1.7 Elect Director Walter P. Glazer, Jr. For For Management 2 Ratify BKD, LLP as Auditors For For Management 3 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation -------------------------------------------------------------------------------- ESCALON MEDICAL CORP. Ticker: ESMC Security ID: 296074305 Meeting Date: DEC 29, 2015 Meeting Type: Annual Record Date: NOV 06, 2015 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Richard J. DePiano, Jr. For For Management 1.2 Elect C. Todd Trusk For For Management 2 Ratification of Auditor For For Management -------------------------------------------------------------------------------- ESPEY MANUFACTURING & ELECTRONICS CORP. Ticker: ESP Security ID: 296650104 Meeting Date: DEC 04, 2015 Meeting Type: Annual Record Date: OCT 15, 2015 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Carl Helmetag For Withhold Management 1.2 Elect Howard Pinsley For For Management 1.3 Elect Alvin O. Sabo For For Management 1.4 Elect Patrick T. Enright, Jr. For For Management 2 Ratification of Auditor For For Management -------------------------------------------------------------------------------- ESSA BANCORP INC Ticker: ESSA Security ID: 29667D104 Meeting Date: MAR 03, 2016 Meeting Type: Annual Record Date: JAN 14, 2016 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Gary S. Olson For For Management 1.2 Elect William A. Viechnicki For For Management 2 Approval of the 2016 Equity Incentive For For Management Plan 3 Ratification of Auditor For For Management 4 Advisory Vote on Executive Compensation For For Management -------------------------------------------------------------------------------- EVANS BANCORP, INC. Ticker: EVBN Security ID: 29911Q208 Meeting Date: APR 28, 2016 Meeting Type: Annual Record Date: MAR 10, 2016 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director David J. Nasca For For Management 1.2 Elect Director David R. Pfalzgraf, Jr. For For Management 1.3 Elect Director Thomas H. Waring, Jr. For For Management 1.4 Elect Director Lee C. Wortham For For Management 2 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 3 Ratify KMPG LLP as Auditors For For Management -------------------------------------------------------------------------------- EVERYDAY HEALTH, INC. Ticker: EVDY Security ID: 300415106 Meeting Date: JUN 02, 2016 Meeting Type: Annual Record Date: APR 06, 2016 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Dana L. Evan For For Management 1.2 Elect Director Habib Kairouz For For Management 2 Ratify Ernst & Young LLP as Auditors For For Management -------------------------------------------------------------------------------- EVINE LIVE INC. Ticker: EVLV Security ID: 300487105 Meeting Date: JUN 22, 2016 Meeting Type: Annual Record Date: APR 25, 2016 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Robert Rosenblatt For For Management 1.2 Elect Director Thomas D. Beers For For Management 1.3 Elect Director Landel C. Hobbs For For Management 1.4 Elect Director Lowell W. Robinson For For Management 1.5 Elect Director Fred R. Siegel For For Management 1.6 Elect Director Lisa Letizio For For Management 2 Ratify Deloitte & Touche LLP as For For Management Auditors 3 Ratify NOL Rights Plan (NOL Pill) For For Management 4 Amend Omnibus Stock Plan For Against Management 5 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation -------------------------------------------------------------------------------- EVOLUTION PETROLEUM CORPORATION Ticker: EPM Security ID: 30049A107 Meeting Date: DEC 03, 2015 Meeting Type: Annual Record Date: OCT 12, 2015 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Edward J. DiPaolo For For Management 1.2 Elect William Dozier For For Management 1.3 Elect Robert S. Herlin For For Management 1.4 Elect Kelly W. Loyd For For Management 1.5 Elect Gene Stoever For For Management 2 Ratification of Auditor For For Management 3 Advisory Vote on Executive Compensation For For Management -------------------------------------------------------------------------------- EVOLVING SYSTEMS, INC. Ticker: EVOL Security ID: 30049R209 Meeting Date: JUN 15, 2016 Meeting Type: Annual Record Date: APR 18, 2016 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Thaddeus Dupper For For Management 1.2 Elect Director David J. Nicol For For Management 1.3 Elect Director David S. Oros For For Management 1.4 Elect Director Richard R. Ramlall For Withhold Management 1.5 Elect Director Julian D. Singer For For Management 1.6 Elect Director Matthew Stecker For For Management 1.7 Elect Director Thomas Thekkethala For For Management 2 Approve Omnibus Stock Plan For For Management 3 Ratify Friedman LLP as Auditors For For Management -------------------------------------------------------------------------------- EXA CORPORATION Ticker: EXA Security ID: 300614500 Meeting Date: JUN 14, 2016 Meeting Type: Annual Record Date: APR 21, 2016 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Mark Fusco For For Management 1.2 Elect Director John William Poduska For For Management 1.3 Elect Director Stephen A. Remondi For For Management 2 Ratify PricewaterhouseCoopers LLP as For For Management Auditors -------------------------------------------------------------------------------- EXACTECH, INC. Ticker: EXAC Security ID: 30064E109 Meeting Date: MAY 02, 2016 Meeting Type: Annual Record Date: MAR 04, 2016 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director James G. Binch For For Management 1.2 Elect Director William B. Locander For For Management 1.3 Elect Director David W. Petty For For Management 2 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 3 Amend Qualified Employee Stock For For Management Purchase Plan 4 Ratify RSM US LLP as Auditors For For Management -------------------------------------------------------------------------------- EYEGATE PHARMACEUTICALS, INC. Ticker: EYEG Security ID: 30233M107 Meeting Date: JUN 21, 2016 Meeting Type: Annual Record Date: APR 25, 2016 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Paul Chaney For Withhold Management 1.2 Elect Director Bernard Malfroy-Camine For Withhold Management 2 Ratify EisnerAmper LLP as Auditors For For Management -------------------------------------------------------------------------------- FAIRPOINT COMMUNICATIONS, INC. Ticker: FRP Security ID: 305560302 Meeting Date: MAY 16, 2016 Meeting Type: Annual Record Date: MAR 23, 2016 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Peter D. Aquino For For Management 1.2 Elect Director Dennis J. Austin For For Management 1.3 Elect Director Peter C. Gingold For For Management 1.4 Elect Director Edward D. Horowitz For For Management 1.5 Elect Director Michael J. Mahoney For For Management 1.6 Elect Director Michael K. Robinson For For Management 1.7 Elect Director Paul H. Sunu For For Management 1.8 Elect Director David L. Treadwell For For Management 1.9 Elect Director Wayne Wilson For For Management 2 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 3 Ratify BDO USA, LLP ('BDO') as Auditors For For Management -------------------------------------------------------------------------------- FAMOUS DAVE`S OF AMERICA INC. Ticker: DAVE Security ID: 307068106 Meeting Date: NOV 16, 2015 Meeting Type: Special Record Date: OCT 28, 2015 # Proposal Mgt Rec Vote Cast Sponsor 1 Opting Out of Minnesota Control Share For For Management Law 2 Amendment to the Equity Incentive Plan For For Management -------------------------------------------------------------------------------- FARMERS CAPITAL BANK CORPORATION Ticker: FFKT Security ID: 309562106 Meeting Date: MAY 10, 2016 Meeting Type: Annual Record Date: MAR 24, 2016 # Proposal Mgt Rec Vote Cast Sponsor 1 Ratify BKD, LLP as Auditors For For Management 2.1 Elect Director R. Terry Bennett For For Management 2.2 Elect Director Michael J. Crawford For For Management 2.3 Elect Director Lloyd C. Hillard, Jr. For For Management 2.4 Elect Director William C. Nash For For Management 3 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation -------------------------------------------------------------------------------- FARMLAND PARTNERS INC. Ticker: FPI Security ID: 31154R109 Meeting Date: MAY 25, 2016 Meeting Type: Annual Record Date: MAR 10, 2016 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Jay Bartels For For Management 1.2 Elect Director John C. Conrad For For Management 1.3 Elect Director Chris A. Downey For For Management 1.4 Elect Director Joseph W. Glauber For For Management 1.5 Elect Director Paul A. Pittman For For Management 1.6 Elect Director Darell D. Sarff For For Management 2 Ratify PricewaterhouseCoopers LLP as For For Management Auditors 3 Approve Issuance of Shares for a For For Management Private Placement -------------------------------------------------------------------------------- FATE THERAPEUTICS, INC. Ticker: FATE Security ID: 31189P102 Meeting Date: MAY 11, 2016 Meeting Type: Annual Record Date: MAR 21, 2016 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director J. Scott Wolchko For For Management 1.2 Elect Director Timothy P. Coughlin For For Management 2 Ratify Ernst & Young LLP as Auditors For For Management -------------------------------------------------------------------------------- FEDERATED NATIONAL HOLDING CO. Ticker: FNHC Security ID: 31422T101 Meeting Date: SEP 15, 2015 Meeting Type: Annual Record Date: JUL 16, 2015 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Richard W. Wilcox, Jr. For For Management 2 Ratification of Auditor For For Management -------------------------------------------------------------------------------- FIBROCELL SCIENCE, INC. Ticker: FCSC Security ID: 315721209 Meeting Date: JUN 22, 2016 Meeting Type: Annual Record Date: APR 25, 2016 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Marc Mazur For For Management 1.2 Elect Director Christine St.Clare For For Management 1.3 Elect Director Douglas J. Swirsky For For Management 2 Amend Omnibus Stock Plan For For Management 3 Increase Authorized Common Stock For For Management 4 Ratify PricewaterhouseCoopers LLP as For For Management Auditors 5 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation -------------------------------------------------------------------------------- FIDELITY SOUTHERN CORPORATION Ticker: LION Security ID: 316394105 Meeting Date: APR 28, 2016 Meeting Type: Annual Record Date: MAR 07, 2016 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director James B. Miller, Jr. For For Management 1.2 Elect Director David R. Bockel For Against Management 1.3 Elect Director Wm. Millard Choate For For Management 1.4 Elect Director Donald A. Harp, Jr. For Against Management 1.5 Elect Director Kevin S. King For Against Management 1.6 Elect Director William C. Lankford, Jr. For For Management 1.7 Elect Director H. Palmer Proctor, Jr. For For Management 1.8 Elect Director W. Clyde Shepherd, III For For Management 1.9 Elect Director Rankin M. Smith, Jr. For Against Management 2 Ratify Ernst & Young LLP as Auditors For For Management 3 Advisory Vote to Ratify Named For Against Management Executive Officers' Compensation -------------------------------------------------------------------------------- FIDUS INVESTMENT CORPORATION Ticker: FDUS Security ID: 316500107 Meeting Date: JUN 02, 2016 Meeting Type: Annual Record Date: MAR 11, 2016 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Thomas C. Lauer For For Management 1.2 Elect Director John A. Mazzarino For For Management 2 Approve Issuance of Shares Below Net For For Management Asset Value (NAV) -------------------------------------------------------------------------------- FIFTH STREET ASSET MANAGEMENT INC. Ticker: FSAM Security ID: 31679P109 Meeting Date: JUN 10, 2016 Meeting Type: Annual Record Date: APR 15, 2016 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Michael W. Arthur For For Management 1.2 Elect Director Nathaniel August For Withhold Management 1.3 Elect Director Thomas H. Brandt For For Management 1.4 Elect Director Alexander C. Frank For Withhold Management 1.5 Elect Director Thomas L. Harrison For For Management 1.6 Elect Director Leonard M. Tannenbaum For Withhold Management 1.7 Elect Director James F. Velgot For Withhold Management 2 Ratify PricewaterhouseCoopers LLP as For For Management Auditors -------------------------------------------------------------------------------- FINANCIAL INSTITUTIONS, INC. Ticker: FISI Security ID: 317585404 Meeting Date: JUN 03, 2016 Meeting Type: Proxy Contest Record Date: APR 11, 2016 # Proposal Mgt Rec Vote Cast Sponsor Management Proxy (Blue Card) None 1.1 Elect Director Martin K. Birmingham For For Management 1.2 Elect Director Samuel M. Gullo For For Management 1.3 Elect Director Kim E. VanGelder For For Management 1.4 Elect Director James H. Wyckoff For For Management 2 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 3 Ratify KPMG LLP as Auditors For For Management # Proposal Diss Rec Vote Cast Sponsor Dissident Proxy (White Card) None 1.1 Elect Directors Johnny Guerry For Did Not Vote Shareholder 1.2 Elect Directors Terrell T. Philen, Jr. For Did Not Vote Shareholder 1.3 Management Nominee Martin K. Birmingham For Did Not Vote Shareholder 1.4 Management Nominee James H. Wyckoff For Did Not Vote Shareholder 2 Ratify KPMG LLP as Auditors For Did Not Vote Management 3 Advisory Vote to Ratify Named Against Did Not Vote Management Executive Officers' Compensation -------------------------------------------------------------------------------- FIRST ACCEPTANCE CORPORATION Ticker: FAC Security ID: 318457108 Meeting Date: MAY 10, 2016 Meeting Type: Annual Record Date: MAR 23, 2016 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Rhodes R. Bobbitt For For Management 1.2 Elect Director Harvey B. Cash For For Management 1.3 Elect Director Donald J. Edwards For For Management 1.4 Elect Director Jeremy B. Ford For For Management 1.5 Elect Director Mark A. Kelly For For Management 1.6 Elect Director Tom C. Nichols For For Management 1.7 Elect Director Lyndon L. Olson, Jr. For For Management 1.8 Elect Director Kenneth D. Russell For For Management 1.9 Elect Director William A. Shipp, Jr. For For Management 2 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 3 Ratify Ernst & Young LLP as Auditors For For Management -------------------------------------------------------------------------------- FIRST CONNECTICUT BANCORP, INC. Ticker: FBNK Security ID: 319850103 Meeting Date: MAY 18, 2016 Meeting Type: Annual Record Date: MAR 23, 2016 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Ronald A. Bucchi For For Management 1.2 Elect Director John J. Carson For For Management 1.3 Elect Director Kevin S. Ray For For Management 2 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 3 Approve Omnibus Stock Plan For For Management 4 Ratify PricewaterhouseCoopers LLP as For For Management Auditors -------------------------------------------------------------------------------- FIRST DEFIANCE FINANCIAL CORP. Ticker: FDEF Security ID: 32006W106 Meeting Date: APR 19, 2016 Meeting Type: Annual Record Date: FEB 22, 2016 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director John L. Bookmyer For For Management 1.2 Elect Director Stephen L. Boomer For For Management 1.3 Elect Director William J. Small For Withhold Management 1.4 Elect Director Thomas A. Reineke For For Management 2 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 3 Ratify Crowe Horwath LLP as Auditors For For Management -------------------------------------------------------------------------------- FIRST FINANCIAL NORTHWEST, INC. Ticker: FFNW Security ID: 32022K102 Meeting Date: JUN 15, 2016 Meeting Type: Annual Record Date: APR 18, 2016 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Gary F. Faull For For Management 1.2 Elect Director Joann E. Lee For For Management 1.3 Elect Director Kevin D. Padrick For For Management 1.4 Elect Director Roger H. Molvar For For Management 2 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 3 Approve Omnibus Stock Plan For For Management 4 Ratify Moss Adams LLP as Auditors For For Management -------------------------------------------------------------------------------- FIRST INTERNET BANCORP Ticker: INBK Security ID: 320557101 Meeting Date: MAY 16, 2016 Meeting Type: Annual Record Date: MAR 22, 2016 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director David B. Becker For For Management 1.2 Elect Director John K. Keach, Jr. For For Management 1.3 Elect Director David R. Lovejoy For For Management 1.4 Elect Director Ann D. Murtlow For For Management 1.5 Elect Director Ralph R. Whitney, Jr. For For Management 1.6 Elect Director Jerry Williams For For Management 1.7 Elect Director Jean L. Wojtowicz For For Management 2 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 3 Ratify BKD, LLP as Auditors For For Management -------------------------------------------------------------------------------- FIRST MARBLEHEAD CORP Ticker: FMD Security ID: 320771207 Meeting Date: NOV 10, 2015 Meeting Type: Annual Record Date: SEP 17, 2015 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Nancy Y. Bekavac For Withhold Management 1.2 Elect Peter S. Drotch For For Management 1.3 Elect Thomas P. Eddy For For Management 1.4 Elect Seth Gelber For For Management 1.5 Elect William D. Hansen For Withhold Management 1.6 Elect Daniel Meyers For For Management 2 Ratification of Auditor For For Management 3 Amendment to the Stock Incentive Plan For Against Management 4 Advisory Vote on Executive Compensation For Against Management -------------------------------------------------------------------------------- FIVE OAKS INVESTMENT CORP. Ticker: OAKS Security ID: 33830W106 Meeting Date: JUN 15, 2016 Meeting Type: Annual Record Date: MAY 18, 2016 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director David C. Carroll For For Management 1.2 Elect Director Neil A. Cummins For For Management 1.3 Elect Director William A. Houlihan For For Management 1.4 Elect Director Walter C. Keenan For For Management 1.5 Elect Director David Oston For For Management 2 Ratify Grant Thornton LLP as Auditors For For Management -------------------------------------------------------------------------------- FIVE PRIME THERAPEUTICS, INC. Ticker: FPRX Security ID: 33830X104 Meeting Date: MAY 19, 2016 Meeting Type: Annual Record Date: MAR 21, 2016 # Proposal Mgt Rec Vote Cast Sponsor 1a Elect Director Franklin M. Berger For For Management 1b Elect Director William Ringo For For Management 1c Elect Director Lewis T. "Rusty" For For Management Williams 2 Ratify Ernst & Young LLP as Auditors For For Management -------------------------------------------------------------------------------- FIVE STAR QUALITY CARE, INC. Ticker: FVE Security ID: 33832D106 Meeting Date: MAY 23, 2016 Meeting Type: Annual Record Date: FEB 29, 2016 # Proposal Mgt Rec Vote Cast Sponsor 1 Elect Director Bruce M. Gans For For Management 2 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 3 Ratify RSM US LLP as Auditors For For Management -------------------------------------------------------------------------------- FIVE9, INC. Ticker: FIVN Security ID: 338307101 Meeting Date: MAY 18, 2016 Meeting Type: Annual Record Date: MAR 24, 2016 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Jack Acosta For For Management 1.2 Elect Director David DeWalt For For Management 1.3 Elect Director David Welsh For For Management 2 Ratify KPMG LLP as Auditors For For Management -------------------------------------------------------------------------------- FLEXION THERAPEUTICS, INC. Ticker: FLXN Security ID: 33938J106 Meeting Date: JUN 15, 2016 Meeting Type: Annual Record Date: APR 19, 2016 # Proposal Mgt Rec Vote Cast Sponsor 1a Elect Director Scott A. Canute For Withhold Management 1b Elect Director Samuel D. Colella For Withhold Management 2 Ratify PricewaterhouseCoopers LLP as For For Management Auditors -------------------------------------------------------------------------------- FLEXSTEEL INDUSTRIES, INC. Ticker: FLXS Security ID: 339382103 Meeting Date: DEC 07, 2015 Meeting Type: Annual Record Date: OCT 09, 2015 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Mary C. Bottie For For Management 1.2 Elect Eric S. Rangen For Withhold Management -------------------------------------------------------------------------------- FOGO DE CHAO, INC. Ticker: FOGO Security ID: 344177100 Meeting Date: MAY 09, 2016 Meeting Type: Annual Record Date: MAR 18, 2016 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Todd M. Abbrecht For Withhold Management 1.2 Elect Director Lawrence J. Johnson For Withhold Management 1.3 Elect Director Neil Moses For For Management 2 Ratify PricewaterhouseCoopers LLP as For For Management Auditors -------------------------------------------------------------------------------- FONAR CORPORATION Ticker: FONR Security ID: 344437405 Meeting Date: JUN 13, 2016 Meeting Type: Annual Record Date: APR 14, 2016 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Raymond V. Damadian For Withhold Management 1.2 Elect Director Claudette J. V. Chan For Withhold Management 1.3 Elect Director Robert J. Janoff For Withhold Management 1.4 Elect Director Charles N. O'Data For Withhold Management 1.5 Elect Director Ronald G. Lehman For Withhold Management 2 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 3 Advisory Vote on Say on Pay Frequency One Year One Year Management 4 Ratify Marcum LLP as Auditors For For Management 5 Other Business For Against Management -------------------------------------------------------------------------------- FORTRESS BIOTECH INC Ticker: FBIO Security ID: 34960Q109 Meeting Date: JUL 15, 2015 Meeting Type: Annual Record Date: JUN 01, 2015 # Proposal Mgt Rec Vote Cast Sponsor 1 Elect Lindsay A. Rosenwald For For Management 2 Elect Eric K. Rowinsky For Against Management 3 Elect Jimmie Harvey, Jr. For For Management 4 Elect Malcolm Hoenlein For For Management 5 Elect Dov Klein For For Management 6 Elect J. Jay Lobell For Against Management 7 Elect Michael S. Weiss For For Management 8 Amendment to the 2013 Stock Incentive For For Management Plan 9 Long Term Incentive Plan For Against Management 10 Advisory Vote on Executive Compensation For Against Management 11 Frequency of Advisory Vote on 3 Years 1 Year Management Executive Compensation 12 Ratification of Auditor For For Management -------------------------------------------------------------------------------- FORTRESS BIOTECH, INC. Ticker: FBIO Security ID: 34960Q109 Meeting Date: JUN 16, 2016 Meeting Type: Annual Record Date: APR 21, 2016 # Proposal Mgt Rec Vote Cast Sponsor 1a Elect Director Lindsay A. Rosenwald For For Management 1b Elect Director Eric K. Rowinsky For For Management 1c Elect Director Jimmie Harvey, Jr. For For Management 1d Elect Director Malcolm Hoenlein For For Management 1e Elect Director Dov Klein For For Management 1f Elect Director J. Jay Lobell For For Management 1g Elect Director Michael S. Weiss For For Management 2 Ratify EisnerAmper LLP as Auditors For For Management -------------------------------------------------------------------------------- FORWARD INDUSTRIES, INC. Ticker: FORD Security ID: 349862300 Meeting Date: JAN 20, 2016 Meeting Type: Annual Record Date: DEC 07, 2015 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect N. Scott Fine For For Management 1.2 Elect Sharon Hrynkow For For Management 1.3 Elect Howard Morgan For For Management 1.4 Elect Sangita Shah For For Management 1.5 Elect Terence Wise For For Management 2 Ratification of Auditor For For Management -------------------------------------------------------------------------------- FOX CHASE BANCORP, INC. Ticker: FXCB Security ID: 35137T108 Meeting Date: JUN 14, 2016 Meeting Type: Special Record Date: APR 29, 2016 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Merger Agreement For For Management 2 Advisory Vote on Golden Parachutes For For Management 3 Adjourn Meeting For For Management -------------------------------------------------------------------------------- FRANKLIN COVEY CO. Ticker: FC Security ID: 353469109 Meeting Date: JAN 22, 2016 Meeting Type: Annual Record Date: NOV 27, 2015 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Clayton M. Christensen For For Management 1.2 Elect Michael Fung For For Management 1.3 Elect Dennis G. Heiner For For Management 1.4 Elect Donald J. McNamara For For Management 1.5 Elect Joel C. Peterson For For Management 1.6 Elect E. Kay Stepp For For Management 1.7 Elect Robert A. Whitman For For Management 2 Advisory Vote on Executive Compensation For For Management 3 Ratification of Auditor For For Management -------------------------------------------------------------------------------- FREQUENCY ELECTRONICS, INC. Ticker: FEIM Security ID: 358010106 Meeting Date: OCT 29, 2015 Meeting Type: Annual Record Date: AUG 28, 2015 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Joseph P. Franklin For Withhold Management 1.2 Elect Martin B. Bloch For For Management 1.3 Elect Joel Girsky For Withhold Management 1.4 Elect S. Robert Foley, Jr. For For Management 1.5 Elect Richard Schwartz For For Management 2 Ratification of Auditor For For Management 3 Advisory Vote on Executive Compensation For For Management -------------------------------------------------------------------------------- FRESHPET INC Ticker: FRPT Security ID: 358039105 Meeting Date: SEP 16, 2015 Meeting Type: Annual Record Date: JUL 23, 2015 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Christopher B. Harned For For Management 1.2 Elect Daryl G. Brewster For For Management 1.3 Elect Robert C. King For For Management 2 Ratification of Auditor For For Management -------------------------------------------------------------------------------- FRIEDMAN INDUSTRIES, INC. Ticker: FRD Security ID: 358435105 Meeting Date: AUG 28, 2015 Meeting Type: Annual Record Date: JUL 10, 2015 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect William E. Crow For For Management 1.2 Elect Durga D. Agrawal For For Management 1.3 Elect Charles W. Hall For Withhold Management 1.4 Elect Alan M. Rauch For For Management 1.5 Elect Max Reichenthal For Withhold Management 1.6 Elect Joel Spira For For Management 1.7 Elect Joe L. Williams For Withhold Management 2 Advisory Vote on Executive Compensation For For Management 3 Ratification of Auditor For For Management -------------------------------------------------------------------------------- FRISCH`S RESTAURANTS, INC. Ticker: FRS Security ID: 358748101 Meeting Date: AUG 24, 2015 Meeting Type: Special Record Date: JUL 31, 2015 # Proposal Mgt Rec Vote Cast Sponsor 1 Merger For For Management 2 Approval of Certain Compensation For For Management Payments to Messrs. Lanning and Maier 3 Right to Adjourn Meeting For For Management -------------------------------------------------------------------------------- FULL CIRCLE CAPITAL CORP Ticker: FULL Security ID: 359671104 Meeting Date: JAN 15, 2016 Meeting Type: Annual Record Date: OCT 23, 2015 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Gregg J. Felton For For Management 1.2 Elect John E. Stuart For For Management 2 Ratification of Auditor For For Management 3 Transaction of Other Business For Against Management -------------------------------------------------------------------------------- FULL HOUSE RESORTS, INC. Ticker: FLL Security ID: 359678109 Meeting Date: MAY 10, 2016 Meeting Type: Annual Record Date: MAR 24, 2016 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Kenneth R. Adams For For Management 1.2 Elect Director Carl G. Braunlich For For Management 1.3 Elect Director W.H. Baird Garrett For For Management 1.4 Elect Director Ellis Landau For For Management 1.5 Elect Director Daniel R. Lee For For Management 1.6 Elect Director Kathleen Marshall For For Management 1.7 Elect Director Craig W. Thomas For For Management 1.8 Elect Director Bradley M. Tirpak For For Management 2 Ratify Piercy Bowler Taylor & Kern as For For Management Auditors 3 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation -------------------------------------------------------------------------------- FUSION TELECOMMUNICATIONS INTERNATIONAL, INC Ticker: FSNN Security ID: 36113B400 Meeting Date: DEC 18, 2015 Meeting Type: Annual Record Date: OCT 26, 2015 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Marvin S. Rosen For For Management 1.2 Elect Philip D. Turits For For Management 1.3 Elect Matthew D. Rosen For For Management 1.4 Elect E. Alan Brumberger For Withhold Management 1.5 Elect Jack Rosen For For Management 1.6 Elect Paul C. O'Brien For For Management 1.7 Elect Michael J. Del Giudice For Withhold Management 1.8 Elect Larry Blum For For Management 1.9 Elect William Rubin For For Management 2 Ratification of Auditor For For Management -------------------------------------------------------------------------------- FXCM INC Ticker: FXCM Security ID: 302693106 Meeting Date: SEP 21, 2015 Meeting Type: Special Record Date: JUL 29, 2015 # Proposal Mgt Rec Vote Cast Sponsor 1 Reverse Stock Split For Against Management -------------------------------------------------------------------------------- G. WILLI-FOOD INTERNATIONAL LTD Ticker: WILC Security ID: M52523103 Meeting Date: JUL 02, 2015 Meeting Type: Annual Record Date: JUN 01, 2015 # Proposal Mgt Rec Vote Cast Sponsor 1 Elect Zwi Williger For For Management 2 Elect Joseph Williger For For Management 3 Elect Oleksander Granovskyi For For Management 4 Elect Israel Yosef Schneorson For For Management 5 Elect Gershon Chanoch Winderboim For For Management 6 Elect Shneor Zalman Vigler For For Management 7 Elect Emil Budilovsky For For Management 8 Elect Ilan Cohen For For Management 9 Appointment of Auditor and Authority For For Management to Set Fees 10 Elect Sigal Grinboim as External For For Management Director 11 Declaration of Material Interest Against Management 12 Elect Menashe Arnon as External For For Management Director 13 Declaration of Material Interest Against Management 14 Exemption and Indemnification of For Against Management External Directors -------------------------------------------------------------------------------- GAIAM INC Ticker: GAIA Security ID: 36268Q103 Meeting Date: DEC 03, 2015 Meeting Type: Annual Record Date: OCT 16, 2015 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Jirka Rysavy For For Management 1.2 Elect Lynn Powers For For Management 1.3 Elect James Argyropoulos For For Management 1.4 Elect Kristin Frank For For Management 1.5 Elect Chris Jaeb For For Management 1.6 Elect Wendy Schoppert For Withhold Management 1.7 Elect Paul Sutherland For For Management 1.8 Elect Michael Zimmerman For For Management -------------------------------------------------------------------------------- GARRISON CAPITAL INC. Ticker: GARS Security ID: 366554103 Meeting Date: MAY 03, 2016 Meeting Type: Annual Record Date: MAR 08, 2016 # Proposal Mgt Rec Vote Cast Sponsor 1a Elect Director Joseph Tansey For Withhold Management 1b Elect Director Cecil Martin For For Management 2 Ratify RSM US LLP as Auditors For For Management -------------------------------------------------------------------------------- GAS NATURAL INC Ticker: EGAS Security ID: 367204104 Meeting Date: JUL 29, 2015 Meeting Type: Annual Record Date: MAY 22, 2015 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Michael B. Bender For For Management 1.2 Elect James P. Carney For For Management 1.3 Elect Richard K. Greaves For Withhold Management 1.4 Elect Robert B. Johnston For For Management 1.5 Elect Gregory J. Osborne For Withhold Management 1.6 Elect Michael R. Winter For For Management 2 Ratification of Auditor For For Management 3 Advisory Vote on Executive Compensation For Against Management -------------------------------------------------------------------------------- GASTAR EXPLORATION INC. Ticker: GST Security ID: 36729W202 Meeting Date: JUN 14, 2016 Meeting Type: Annual Record Date: APR 25, 2016 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director John H. Cassels For Withhold Management 1.2 Elect Director Randolph C. Coley For Withhold Management 1.3 Elect Director Stephen A. Holditch For Withhold Management 1.4 Elect Director Robert D. Penner For Withhold Management 1.5 Elect Director J. Russell Porter For Withhold Management 1.6 Elect Director Jerry R. Schuyler For Withhold Management 2 Ratify BDO USA, LLP as Auditors For For Management 3 Advisory Vote to Ratify Named For Against Management Executive Officers' Compensation 4 Increase Authorized Common Stock For Against Management -------------------------------------------------------------------------------- GENCOR INDUSTRIES, INC. Ticker: GENC Security ID: 368678108 Meeting Date: MAR 10, 2016 Meeting Type: Annual Record Date: FEB 08, 2016 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Cort J. Dondero For For Management 2 Ratification of Auditor For For Management -------------------------------------------------------------------------------- GENERAL MOLY, INC. Ticker: GMO Security ID: 370373102 Meeting Date: JUN 08, 2016 Meeting Type: Annual Record Date: APR 15, 2016 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Bruce D. Hansen For For Management 1.2 Elect Director Mark A. Lettes For For Management 2 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 3 Ratify PricewaterhouseCoopers LLP as For For Management Auditors 4 Amend Omnibus Stock Plan For For Management -------------------------------------------------------------------------------- GENERAL STEEL HOLDINGS INC. Ticker: GSI Security ID: 370853202 Meeting Date: DEC 30, 2015 Meeting Type: Annual Record Date: DEC 08, 2015 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Zuosheng Yu For For Management 1.2 Elect John Chen For Withhold Management 1.3 Elect James Hu For Withhold Management 1.4 Elect Angela He For Withhold Management 1.5 Elect Zhongkui Cao For Withhold Management 2 Ratification of Auditor For For Management 3 Amendment to the 2008 Equity Incentive For For Management Plan 4 Advisory Vote on Executive Compensation For For Management -------------------------------------------------------------------------------- GENMARK DIAGNOSTICS, INC. Ticker: GNMK Security ID: 372309104 Meeting Date: MAY 26, 2016 Meeting Type: Annual Record Date: MAR 30, 2016 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Lisa M. Giles For For Management 1.2 Elect Director Michael S. Kagnoff For Withhold Management 2 Ratify Ernst & Young LLP as Auditors For For Management 3 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation -------------------------------------------------------------------------------- GENOCEA BIOSCIENCES, INC. Ticker: GNCA Security ID: 372427104 Meeting Date: JUN 07, 2016 Meeting Type: Annual Record Date: APR 15, 2016 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Katrine Bosley For For Management 1.2 Elect Director Michael Higgins For For Management 1.3 Elect Director Stephen Hoffman For For Management 2 Ratify Ernst & Young LLP as Auditors For For Management -------------------------------------------------------------------------------- GENVEC INC. Ticker: GNVC Security ID: 37246C307 Meeting Date: NOV 13, 2015 Meeting Type: Annual Record Date: OCT 02, 2015 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Wayne T. Hockmeyer For For Management 1.2 Elect Douglas J. Swirsky For For Management 1.3 Elect Michael Richman For For Management 2 Increase of Authorized Common Stock For Against Management 3 2015 Omnibus Incentive Plan For For Management 4 Ratification of Auditor For For Management -------------------------------------------------------------------------------- GERMAN AMERICAN BANCORP, INC. Ticker: GABC Security ID: 373865104 Meeting Date: MAY 19, 2016 Meeting Type: Annual Record Date: MAR 14, 2016 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Lonnie D. Collins For For Management 1.2 Elect Director Marc D. Fine For For Management 1.3 Elect Director J. David Lett For For Management 1.4 Elect Director Thomas W. Seger For For Management 1.5 Elect Director Chris A. Ramsey For For Management 1.6 Elect Director Douglas A. Bawel For For Management 2 Ratify Crowe Horwath LLP as Auditors For For Management -------------------------------------------------------------------------------- GEVO, INC. Ticker: GEVO Security ID: 374396208 Meeting Date: JUN 15, 2016 Meeting Type: Annual Record Date: APR 20, 2016 # Proposal Mgt Rec Vote Cast Sponsor 1A Elect Director William H. Baum For For Management 1B Elect Director Gary W. Mize For For Management 2 Amend Omnibus Stock Plan For Against Management 3 Ratify Grant Thornton LLP as Auditors For For Management -------------------------------------------------------------------------------- GLADSTONE CAPITAL CORP. Ticker: GLAD Security ID: 376535100 Meeting Date: FEB 11, 2016 Meeting Type: Annual Record Date: DEC 07, 2015 # Proposal Mgt Rec Vote Cast Sponsor 1 Elect Paul W. Adelgren For For Management 2 Elect David Gladstone For For Management 3 Elect John H. Outland For For Management 4 Authority to Sell Shares Below Net For For Management Asset Value -------------------------------------------------------------------------------- GLADSTONE COMMERCIAL CORPORATION Ticker: GOOD Security ID: 376536108 Meeting Date: MAY 05, 2016 Meeting Type: Annual Record Date: MAR 07, 2016 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director David Gladstone For For Management 1.2 Elect Director Paul W. Adelgren For For Management 1.3 Elect Director John H. Outland For Withhold Management 2 Ratify PricewaterhouseCoopers LLP as For For Management Auditors -------------------------------------------------------------------------------- GLADSTONE INVESTMENT CORPORATION Ticker: GAIN Security ID: 376546107 Meeting Date: AUG 06, 2015 Meeting Type: Annual Record Date: JUN 08, 2015 # Proposal Mgt Rec Vote Cast Sponsor 1 Elect Terry Lee Brubaker For For Management 2 Elect Caren D. Merrick For For Management 3 Authority to Issue Common Stock Below For For Management NAV -------------------------------------------------------------------------------- GLADSTONE LAND CORPORATION Ticker: LAND Security ID: 376549101 Meeting Date: MAY 12, 2016 Meeting Type: Annual Record Date: MAR 14, 2016 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Terry L. Brubaker For For Management 1.2 Elect Director Caren D. Merrick For For Management 1.3 Elect Director Walter H. Wilkinson, Jr. For For Management 2 Ratify PricewaterhouseCoopers LLP as For For Management Auditors -------------------------------------------------------------------------------- GLOBALSCAPE, INC. Ticker: GSB Security ID: 37940G109 Meeting Date: MAY 05, 2016 Meeting Type: Annual Record Date: MAR 11, 2016 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Frank M. Morgan For For Management 1.2 Elect Director Thomas E. Hicks For For Management 2 Ratify Padgett, Stratemann & Co., L.L. For For Management P. as Auditors 3 Advisory Vote to Ratify Named For Against Management Executive Officers' Compensation 4 Advisory Vote on Say on Pay Frequency Three One Year Management Years -------------------------------------------------------------------------------- GLYCOMIMETICS INC Ticker: GLYC Security ID: 38000Q102 Meeting Date: JUL 15, 2015 Meeting Type: Annual Record Date: JUN 12, 2015 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Michael A. Henos For For Management 1.2 Elect Rachel K. King For For Management 2 Ratification of Auditor For For Management -------------------------------------------------------------------------------- GLYCOMIMETICS, INC. Ticker: GLYC Security ID: 38000Q102 Meeting Date: MAY 17, 2016 Meeting Type: Annual Record Date: APR 07, 2016 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director John J. Baldwin For Against Management 1.2 Elect Director M. James Barrett For Against Management 1.3 Elect Director John L. Magnani For Against Management 2 Ratify Ernst & Young LLP as Auditors For For Management -------------------------------------------------------------------------------- GOLDEN ENTERTAINMENT INC Ticker: LACO Security ID: 51206P208 Meeting Date: JUL 29, 2015 Meeting Type: Annual Record Date: JUN 19, 2015 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Lyle A. Berman For For Management 1.2 Elect Timothy J. Cope For Withhold Management 1.3 Elect Neil I. Sell For Withhold Management 1.4 Elect Ray M. Moberg For For Management 1.5 Elect Larry C. Barenbaum For For Management 2 Advisory Vote on Executive Compensation For For Management 3 Ratification of Auditor For For Management 4 Opt Out of Minnesota Control Share Law For For Management 5 Amendment to Shareholder Rights Plan For For Management -------------------------------------------------------------------------------- GOLDEN ENTERTAINMENT, INC. Ticker: GDEN Security ID: 381013101 Meeting Date: JUN 13, 2016 Meeting Type: Annual Record Date: APR 18, 2016 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Blake L. Sartini For For Management 1.2 Elect Director Lyle A. Berman For For Management 1.3 Elect Director Timothy J. Cope For For Management 1.4 Elect Director Mark A. Lipparelli For For Management 1.5 Elect Director Robert L. Miodunski For For Management 1.6 Elect Director Neil I. Sell For For Management 1.7 Elect Director Terrence L. Wright For For Management 2 Advisory Vote to Ratify Named For Against Management Executive Officers' Compensation 3 Approve Omnibus Stock Plan For Against Management 4 Ratify Piercy Bowler Taylor & Kern, For For Management Certified Public Accountants as Auditors -------------------------------------------------------------------------------- GORDMANS STORES, INC. Ticker: GMAN Security ID: 38269P100 Meeting Date: JUN 07, 2016 Meeting Type: Annual Record Date: APR 21, 2016 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director T. Scott King For For Management 1.2 Elect Director Casey C. Lanza For Withhold Management 1.3 Elect Director Donald V. Roach For Withhold Management 2 Ratify Grant Thornton LLP as Auditors For For Management -------------------------------------------------------------------------------- GREAT BASIN SCIENTIFIC INC Ticker: GBSN Security ID: 39013L106 Meeting Date: DEC 08, 2015 Meeting Type: Special Record Date: NOV 02, 2015 # Proposal Mgt Rec Vote Cast Sponsor 1 Reverse Stock Split For For Management 2 Increase of Authorized Common Stock For Against Management 3 Right to Adjourn Meeting For For Management -------------------------------------------------------------------------------- GREAT BASIN SCIENTIFIC INC Ticker: GBSN Security ID: 39013L403 Meeting Date: MAR 24, 2016 Meeting Type: Special Record Date: FEB 25, 2016 # Proposal Mgt Rec Vote Cast Sponsor 1 Reverse Stock Split For For Management 2 Issuance of Common Stock For For Management 3 Right to Adjourn Meeting For For Management -------------------------------------------------------------------------------- GREEN BRICK PARTNERS, INC. Ticker: GRBK Security ID: 392709101 Meeting Date: MAY 25, 2016 Meeting Type: Annual Record Date: MAR 30, 2016 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director James R. Brickman For For Management 1.2 Elect Director Harry Brandler For For Management 1.3 Elect Director Elizabeth K. Blake For For Management 1.4 Elect Director David Einhorn For For Management 1.5 Elect Director Kathleen Olsen For Withhold Management 1.6 Elect Director Richard S. Press For Withhold Management 1.7 Elect Director John R. Farris For Withhold Management 2 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 3 Ratify Grant Thornton LLP as Auditors For For Management -------------------------------------------------------------------------------- GREENHUNTER RESOURCES INC Ticker: GRH Security ID: 39530A104 Meeting Date: DEC 30, 2015 Meeting Type: Annual Record Date: NOV 04, 2015 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Gary C. Evans For For Management 1.2 Elect Roy E. Easley For For Management 2 Grant of Restricted Stock For For Management 3 Ratification of Auditor For For Management 4 Transaction of Other Business For Against Management -------------------------------------------------------------------------------- GRIFFIN INDUSTRIAL REALTY, INC. Ticker: GRIF Security ID: 398231100 Meeting Date: MAY 10, 2016 Meeting Type: Annual Record Date: MAR 24, 2016 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director David R. Bechtel For For Management 1.2 Elect Director Edgar M. Cullman, Jr. For For Management 1.3 Elect Director Frederick M. Danziger For For Management 1.4 Elect Director Michael S. Gamzon For For Management 1.5 Elect Director Thomas C. Israel For For Management 1.6 Elect Director Jonathan P. May For For Management 1.7 Elect Director Albert H. Small, Jr. For For Management 2 Ratify RSM US LLP as Auditors For For Management 3 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation -------------------------------------------------------------------------------- GSE SYSTEMS, INC. Ticker: GVP Security ID: 36227K106 Meeting Date: JUN 07, 2016 Meeting Type: Annual Record Date: APR 15, 2016 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Kyle J. Loudermilk For For Management 1.2 Elect Director Christopher D. Sorrells For For Management 2 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 3 Ratify BDO USA, LLP as Auditors For For Management 4 Amend Omnibus Stock Plan For For Management -------------------------------------------------------------------------------- GSI TECHNOLOGY INC Ticker: GSIT Security ID: 36241U106 Meeting Date: AUG 20, 2015 Meeting Type: Annual Record Date: JUL 10, 2015 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Lee-Lean Shu For For Management 1.2 Elect Jack A. Bradley For For Management 1.3 Elect E. Thomas Hart For For Management 1.4 Elect Haydn HSIEH Hong-Po For For Management 1.5 Elect Ruey L. Lu For For Management 1.6 Elect Arthur O. Whipple For For Management 1.7 Elect Robert Yau For For Management 2 Ratification of Auditor For For Management 3 Advisory Vote on Executive Compensation For For Management 4 Transaction of Other Business For Against Management -------------------------------------------------------------------------------- GSV CAPITAL CORP. Ticker: GSVC Security ID: 36191J101 Meeting Date: JUN 01, 2016 Meeting Type: Annual Record Date: APR 06, 2016 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Leonard A. Potter For For Management 1.2 Elect Director Ronald M. Lott For Withhold Management 1.3 Elect Director Catherine J. Friedman For For Management 2 Ratify Deloitte & Touche LLP as For For Management Auditors -------------------------------------------------------------------------------- GUARANTY BANCORP Ticker: GBNK Security ID: 40075T607 Meeting Date: MAY 03, 2016 Meeting Type: Annual Record Date: MAR 11, 2016 # Proposal Mgt Rec Vote Cast Sponsor 1A Elect Director Edward B. Cordes For For Management 1B Elect Director John M. Eggemeyer For For Management 1C Elect Director Keith R. Finger For For Management 1D Elect Director Stephen D. Joyce For For Management 1E Elect Director Gail H. Klapper For For Management 1F Elect Director Stephen G. McConahey For For Management 1G Elect Director Paul W. Taylor For For Management 1H Elect Director W. Kirk Wycoff For For Management 1I Elect Director Albert C. Yates For For Management 2 Ratify Crowe Horwath LLP as Auditors For For Management 3 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation -------------------------------------------------------------------------------- GUIDANCE SOFTWARE, INC. Ticker: GUID Security ID: 401692108 Meeting Date: MAY 11, 2016 Meeting Type: Annual Record Date: MAR 18, 2016 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Reynolds C. Bish For For Management 1.2 Elect Director Max Carnecchia For For Management 1.3 Elect Director Patrick Dennis For For Management 1.4 Elect Director Wade Loo For For Management 1.5 Elect Director Robert van Schoonenberg For For Management 1.6 Elect Director Michael J. McConnell For For Management 1.7 Elect Director John P. Colbert For For Management 2 Ratify Ernst & Young LLP as Auditors For For Management 3 Amend Omnibus Stock Plan For Against Management 4 Amend Bylaws -- Call Special Meetings Against Against Shareholder -------------------------------------------------------------------------------- HALLMARK FINANCIAL SERVICES, INC. Ticker: HALL Security ID: 40624Q203 Meeting Date: JUN 03, 2016 Meeting Type: Annual Record Date: APR 08, 2016 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Mark E. Schwarz For For Management 1.2 Elect Director Scott T. Berlin For For Management 1.3 Elect Director James H. Graves For For Management 1.4 Elect Director Mark E. Pape For For Management 2 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 3 Require a Majority Vote for the None For Shareholder Election of Directors -------------------------------------------------------------------------------- HAMILTON BANCORP INC. Ticker: HBK Security ID: 407015106 Meeting Date: AUG 17, 2015 Meeting Type: Annual Record Date: JUL 01, 2015 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Robert A. DeAlmeida For For Management 1.2 Elect James R. Farnum, Jr. For For Management 1.3 Elect Bobbi R. Macdonald For For Management 2 Ratification of Auditor For For Management -------------------------------------------------------------------------------- HARDINGE INC. Ticker: HDNG Security ID: 412324303 Meeting Date: JUN 28, 2016 Meeting Type: Annual Record Date: MAY 12, 2016 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Mitchell I. Quain For For Management 1.2 Elect Director Richard L. Simons For For Management 1.3 Elect Director Benjamin L. Rosenzweig For For Management 2 Ratify Ernst & Young LLP as Auditors For For Management 3 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 4 Declassify the Board of Directors None For Shareholder -------------------------------------------------------------------------------- HARVEST CAPITAL CREDIT CORPORATION Ticker: HCAP Security ID: 41753F109 Meeting Date: JUN 14, 2016 Meeting Type: Annual Record Date: APR 21, 2016 # Proposal Mgt Rec Vote Cast Sponsor 1a Elect Director Joseph A. Jolson For For Management 1b Elect Director Richard P. Buckanavage For For Management 2 Ratify PricewaterhouseCoopers LLP as For For Management Auditors -------------------------------------------------------------------------------- HAWAIIAN TELCOM HOLDCO, INC. Ticker: HCOM Security ID: 420031106 Meeting Date: APR 29, 2016 Meeting Type: Annual Record Date: MAR 07, 2016 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Richard A. Jalkut For For Management 1.2 Elect Director Kurt M. Cellar For For Management 1.3 Elect Director Walter A. Dods, Jr. For For Management 1.4 Elect Director Steven C. Oldham For For Management 1.5 Elect Director Eric K. Yeaman For For Management 1.6 Elect Director Meredith J. Ching For For Management 1.7 Elect Director Scott K. Barber For For Management 1.8 Elect Director N. John Fontana, III For For Management 1.9 Elect Director Robert B. Webster For For Management 2 Ratify Deloitte & Touche LLP as For For Management Auditors -------------------------------------------------------------------------------- HC2 HOLDINGS, INC. Ticker: HCHC Security ID: 404139107 Meeting Date: JUN 14, 2016 Meeting Type: Annual Record Date: APR 18, 2016 # Proposal Mgt Rec Vote Cast Sponsor 1a Elect Director Wayne Barr, Jr. For For Management 1b Elect Director Philip A. Falcone For For Management 1c Elect Director Warren H. Gfeller For For Management 1d Elect Director Robert V. Leffler, Jr. For For Management 2 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 3 Amend Certificate of Incorporation to For Against Management Provide Holders of Common Stock Shall Not be Entitled to Vote Relating to One or More Series of Preferred Stock 4 Amend Certificate of Designation for For For Management the Series A Preferred Stock 5 Amend Certificate of Designation for For For Management the Series A-1 Preferred Stock 6 Amend Certificate of Designation for For For Management the Series A-2 Preferred Stock -------------------------------------------------------------------------------- HCI GROUP, INC. Ticker: HCI Security ID: 40416E103 Meeting Date: MAY 19, 2016 Meeting Type: Annual Record Date: APR 20, 2016 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director George Apostolou For Withhold Management 1.2 Elect Director Paresh Patel For Withhold Management 1.3 Elect Director Gregory Politis For Withhold Management 2 Ratify Dixon Hughes Goodman, LLP as For For Management Auditors 3 Advisory Vote to Ratify Named For Against Management Executive Officers' Compensation -------------------------------------------------------------------------------- HEMISPHERX BIOPHARMA, INC. Ticker: HEB Security ID: 42366C103 Meeting Date: SEP 16, 2015 Meeting Type: Annual Record Date: AUG 04, 2015 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect William A. Carter For For Management 1.2 Elect Thomas K. Equels For Withhold Management 1.3 Elect William M. Mitchell For Withhold Management 1.4 Elect Iraj-Eqhbal Kiani For Withhold Management 1.5 Elect Peter W. Rodino, III For Withhold Management 2 Ratification of Auditor For For Management 3 Advisory Vote on Executive Compensation For Against Management 4 Issuance of Common Stock For Against Management 5 Amendment to the Equity Incentive Plan For For Management -------------------------------------------------------------------------------- HERITAGE COMMERCE CORP Ticker: HTBK Security ID: 426927109 Meeting Date: MAY 26, 2016 Meeting Type: Annual Record Date: APR 04, 2016 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Julianne M. For For Management Biagini-Komas 1.2 Elect Director Frank G. Bisceglia For For Management 1.3 Elect Director Jack W. Conner For For Management 1.4 Elect Director J. Philip DiNapoli For For Management 1.5 Elect Director John M. Eggemeyer For Withhold Management 1.6 Elect Director Steven L. Hallgrimson For For Management 1.7 Elect Director Walter T. Kaczmarek For For Management 1.8 Elect Director Robert T. Moles For For Management 1.9 Elect Director Laura Roden For For Management 1.10 Elect Director Ranson W. Webster For For Management 1.11 Elect Director W. Kirk Wycoff For Withhold Management 2 Ratify Crowe Horwath LLP as Auditors For For Management -------------------------------------------------------------------------------- HERITAGE COMMERCE CORP. Ticker: HTBK Security ID: 426927109 Meeting Date: AUG 11, 2015 Meeting Type: Special Record Date: JUN 25, 2015 # Proposal Mgt Rec Vote Cast Sponsor 1 Merger For For Management 2 Right to Adjourn Meeting For For Management -------------------------------------------------------------------------------- HERITAGE FINANCIAL CORPORATION Ticker: HFWA Security ID: 42722X106 Meeting Date: MAY 04, 2016 Meeting Type: Annual Record Date: MAR 08, 2016 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Rhoda L. Altom For For Management 1.2 Elect Director David H. Brown For For Management 1.3 Elect Director Brian S. Charneski For For Management 1.4 Elect Director Gary B. Christensen For For Management 1.5 Elect Director John A. Clees For For Management 1.6 Elect Director Mark D. Crawford For For Management 1.7 Elect Director Kimberly T. Ellwanger For For Management 1.8 Elect Director Deborah J. Gavin For For Management 1.9 Elect Director Jeffrey S. Lyon For For Management 1.10 Elect Director Gragg E. Miller For For Management 1.11 Elect Director Anthony B. Pickering For For Management 1.12 Elect Director Robert T. Severns For For Management 1.13 Elect Director Brian L. Vance For For Management 1.14 Elect Director Ann Watson For For Management 2 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 3 Ratify Crowe Horwath LLP as Auditors For For Management -------------------------------------------------------------------------------- HERITAGE OAKS BANCORP Ticker: HEOP Security ID: 42724R107 Meeting Date: MAY 25, 2016 Meeting Type: Annual Record Date: MAR 31, 2016 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Michael J. Behrman For For Management 1.2 Elect Director Mark C. Fugate For For Management 1.3 Elect Director Howard N. Gould For For Management 1.4 Elect Director Dee Lacey For For Management 1.5 Elect Director Simone F. Lagomarsino For For Management 1.6 Elect Director James J. Lynch For For Management 1.7 Elect Director Michael J. Morris For For Management 1.8 Elect Director Daniel J. O'Hare For For Management 1.9 Elect Director Michael E. Pfau For For Management 1.10 Elect Director Alexander F. Simas For For Management 1.11 Elect Director Stephen P. Yost For For Management 2 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 3 Ratify Crowe Horwath LLP as Auditors For For Management -------------------------------------------------------------------------------- HERITAGE-CRYSTAL CLEAN, INC. Ticker: HCCI Security ID: 42726M106 Meeting Date: MAY 04, 2016 Meeting Type: Annual Record Date: MAR 09, 2016 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Brian Recatto For For Management 1.2 Elect Director Charles E. Schalliol For For Management 2 Ratify Grant Thornton LLP as Auditors For For Management 3 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 4 Other Business For Against Management -------------------------------------------------------------------------------- HESKA CORPORATION Ticker: HSKA Security ID: 42805E306 Meeting Date: MAY 13, 2016 Meeting Type: Annual Record Date: APR 01, 2016 # Proposal Mgt Rec Vote Cast Sponsor 1 Increase Authorized Common Stock For For Management 2.1 Elect Director G. Irwin Gordon For For Management 2.2 Elect Director Carol A. Wrenn For For Management 3 Amend Omnibus Stock Plan For For Management 4 Increase Authorized Common Stock For For Management 5 Ratify EKS&H LLLP as Auditors For For Management 6 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 7 Adjourn Meeting For For Management 8 Other Business For Against Management -------------------------------------------------------------------------------- HF FINANCIAL CORP. Ticker: HFFC Security ID: 404172108 Meeting Date: NOV 20, 2015 Meeting Type: Annual Record Date: SEP 30, 2015 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect David J. Horazdovsky For For Management 1.2 Elect Michael M. Vekich For For Management 2 Eliminate Director Age Requirement For For Management 3 Advisory Vote on Executive Compensation For For Management 4 Ratification of Auditor For For Management -------------------------------------------------------------------------------- HF FINANCIAL CORP. Ticker: HFFC Security ID: 404172108 Meeting Date: MAY 10, 2016 Meeting Type: Special Record Date: MAR 31, 2016 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Merger Agreement For For Management 2 Advisory Vote on Golden Parachutes For For Management 3 Adjourn Meeting For For Management -------------------------------------------------------------------------------- HIGHER ONE HOLDINGS, INC. Ticker: ONE Security ID: 42983D104 Meeting Date: APR 04, 2016 Meeting Type: Special Record Date: MAR 07, 2016 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Sale of Company Assets For For Management 2 Advisory Vote on Golden Parachutes For For Management -------------------------------------------------------------------------------- HOME BANCORP, INC. Ticker: HBCP Security ID: 43689E107 Meeting Date: MAY 10, 2016 Meeting Type: Annual Record Date: MAR 21, 2016 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Michael P. Maraist For For Management 1.2 Elect Director Richard J. Bourgeois For For Management 2 Ratify Porter Keadle Moore, LLC as For For Management Auditors -------------------------------------------------------------------------------- HOOKER FURNITURE CORPORATION Ticker: HOFT Security ID: 439038100 Meeting Date: JUN 07, 2016 Meeting Type: Annual Record Date: APR 01, 2016 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Paul B. Toms, Jr. For For Management 1.2 Elect Director W. Christopher Beeler, For For Management Jr. 1.3 Elect Director John L. Gregory, III For For Management 1.4 Elect Director E. Larry Ryder For For Management 1.5 Elect Director David G. Sweet For For Management 1.6 Elect Director Ellen C. Taaffe For For Management 1.7 Elect Director Henry G. Williamson, Jr. For For Management 2 Ratify KPMG LLP as Auditors For For Management 3 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation -------------------------------------------------------------------------------- HOOPER HOLMES, INC. Ticker: HH Security ID: 439104100 Meeting Date: JUN 08, 2016 Meeting Type: Annual Record Date: APR 15, 2016 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Ronald V. Aprahamian For For Management 1.2 Elect Director Henry E. Dubois For For Management 1.3 Elect Director Mark J. Emkjer For For Management 1.4 Elect Director Larry Ferguson For For Management 1.5 Elect Director Gus D. Halas For For Management 1.6 Elect Director Thomas A. Watford For For Management 2 Amend Omnibus Stock Plan For Against Management 3 Approve Reverse Stock Split For For Management 4 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation -------------------------------------------------------------------------------- HORIZON BANCORP Ticker: HBNC Security ID: 440407104 Meeting Date: MAY 05, 2016 Meeting Type: Annual Record Date: MAR 04, 2016 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Susan D. Aaron For For Management 1.2 Elect Director Craig M. Dwight For For Management 1.3 Elect Director Larry N. Middleton For For Management 1.4 Elect Director Robert E. Swinehart For For Management 2 Increase Authorized Common Stock For For Management 3 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 4 Ratify BKD, LLP as Auditors For For Management -------------------------------------------------------------------------------- HORIZON TECHNOLOGY FINANCE CORPORATION Ticker: HRZN Security ID: 44045A102 Meeting Date: JUN 09, 2016 Meeting Type: Annual Record Date: APR 15, 2016 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Robert D. Pomeroy, Jr. For For Management 1.2 Elect Director Joseph J. Savage For For Management 2 Ratify RSM US LLP as Auditors For For Management -------------------------------------------------------------------------------- HOUSTON AMERICAN ENERGY CORP. Ticker: HUSA Security ID: 44183U100 Meeting Date: JUN 07, 2016 Meeting Type: Annual Record Date: APR 20, 2016 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Stephen Hartzell For Withhold Management 1.2 Elect Director R. Keith Grimes For Withhold Management 2 Ratify GBH CPAs, PC as Auditors For For Management 3 Other Business For Withhold Management -------------------------------------------------------------------------------- HUDSON GLOBAL, INC. Ticker: HSON Security ID: 443787106 Meeting Date: MAY 24, 2016 Meeting Type: Annual Record Date: MAR 28, 2016 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Alan L. Bazaar For For Management 1.2 Elect Director Richard K. Coleman, Jr. For For Management 1.3 Elect Director Jeffrey E. Eberwein For For Management 1.4 Elect Director Ian V. Nash For For Management 1.5 Elect Director Stephen A. Nolan For For Management 2 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 3 Ratify KPMG LLP as Auditors For For Management 4 Amend Omnibus Stock Plan For For Management -------------------------------------------------------------------------------- HUDSON TECHNOLOGIES, INC. Ticker: HDSN Security ID: 444144109 Meeting Date: AUG 26, 2015 Meeting Type: Annual Record Date: JUL 07, 2015 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Vincent P. Abbatecola For Withhold Management 1.2 Elect Brian F. Coleman For For Management 1.3 Elect Otto C. Morch For For Management 2 Increase of Authorized Common Stock For For Management 3 Advisory Vote on Executive Compensation For For Management 4 Ratification of Auditor For For Management -------------------------------------------------------------------------------- HURCO COMPANIES, INC. Ticker: HURC Security ID: 447324104 Meeting Date: MAR 10, 2016 Meeting Type: Annual Record Date: JAN 08, 2016 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Thomas A. Aaro For For Management 1.2 Elect Robert W. Cruickshank For For Management 1.3 Elect Michael Doar For For Management 1.4 Elect Jay C. Longbottom For For Management 1.5 Elect Andrew Niner For For Management 1.6 Elect Richard Porter For For Management 1.7 Elect Janaki Sivanesan For For Management 1.8 Elect Ronald Strackbein For For Management 2 Advisory Vote on Executive Compensation For For Management 3 Approval of 2016 Equity Incentive Plan For For Management 4 Approval of Cash Incentive Plan For For Management 5 Ratification of Auditor For For Management -------------------------------------------------------------------------------- HUTCHINSON TECHNOLOGY INC. Ticker: HTCH Security ID: 448407106 Meeting Date: JAN 28, 2016 Meeting Type: Special Record Date: DEC 14, 2015 # Proposal Mgt Rec Vote Cast Sponsor 1 Acquisition For For Management 2 Amendment to Provisions of Debt For For Management Instruments 3 Right to Adjourn Meeting For For Management 4 Advisory Vote on Golden Parachutes For For Management -------------------------------------------------------------------------------- I.D. SYSTEMS, INC. Ticker: IDSY Security ID: 449489103 Meeting Date: JUN 14, 2016 Meeting Type: Annual Record Date: APR 18, 2016 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Kenneth Brakebill For For Management 1.2 Elect Director Michael Brodsky For For Management 1.3 Elect Director Kenneth S. Ehrman For For Management 1.4 Elect Director Ron Konezny For For Management 1.5 Elect Director Tony Trousset For For Management 2 Ratify EisnerAmper LLP as Auditors For For Management 3 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation -------------------------------------------------------------------------------- IDEAL POWER INC. Ticker: IPWR Security ID: 451622104 Meeting Date: MAY 26, 2016 Meeting Type: Annual Record Date: APR 08, 2016 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director R. Daniel Brdar For For Management 1.2 Elect Director William C. Alexander For For Management 1.3 Elect Director Mark L. Baum For For Management 1.4 Elect Director Lon E. Bell For For Management 1.5 Elect Director David B. Eisenhaure For For Management 2 Ratify Gumbiner Savett Inc. as Auditors For For Management -------------------------------------------------------------------------------- IDERA PHARMACEUTICALS, INC. Ticker: IDRA Security ID: 45168K306 Meeting Date: JUN 13, 2016 Meeting Type: Annual Record Date: APR 20, 2016 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Sudhir Agrawal For For Management 1.2 Elect Director Youssef El Zein For For Management 1.3 Elect Director Mark Goldberg For For Management 2 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 3 Ratify Ernst & Young LLP as Auditors For For Management -------------------------------------------------------------------------------- IGNITE RESTAURANT GROUP, INC. Ticker: IRG Security ID: 451730105 Meeting Date: MAY 19, 2016 Meeting Type: Annual Record Date: APR 08, 2016 # Proposal Mgt Rec Vote Cast Sponsor 1 Classify the Board of Directors For Against Management 2.1 Elect Director Robert S. Merritt For For Management 2.2 Elect Director Paul R. Vigano For Withhold Management 2.3 Elect Director F. Philip Handy For For Management 2.4 Elect Director Ann Iverson For For Management 2.5 Elect Director Joseph N. Stein For For Management 2.6 Elect Director Shauna R. King For For Management 3 Ratify Deloitte & Touche LLP as For For Management Auditors -------------------------------------------------------------------------------- IKONICS CORPORATION Ticker: IKNX Security ID: 45172K102 Meeting Date: APR 28, 2016 Meeting Type: Annual Record Date: MAR 07, 2016 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director David O. Harris For For Management 1.2 Elect Director Gerald W. Simonson For For Management 1.3 Elect Director William C. Ulland For For Management 1.4 Elect Director Lockwood Carlson For For Management 1.5 Elect Director Ernest M. Harper, Jr. For For Management 1.6 Elect Director Darrell B. Lee For For Management 1.7 Elect Director Jeffrey D. Engbrecht For For Management 1.8 Elect Director Marianne Bohren For For Management 2 Ratify RSM US LLP as Auditors For For Management 3 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation -------------------------------------------------------------------------------- IMATION CORP. Ticker: IMN Security ID: 45245A107 Meeting Date: JUN 24, 2016 Meeting Type: Annual Record Date: APR 27, 2016 # Proposal Mgt Rec Vote Cast Sponsor 1 Elect Director Robert Searing For For Management 2 Elect Director Alex Spiro For For Management 3 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 4 Approve NOL Rights Plan (NOL Pill) For For Management 5 Amend Omnibus Stock Plan For For Management 6 Approve Issuance of Shares for a For For Management Private Placement 7 Adjourn Meeting For For Management -------------------------------------------------------------------------------- IMMERSION CORPORATION Ticker: IMMR Security ID: 452521107 Meeting Date: JUN 03, 2016 Meeting Type: Annual Record Date: APR 06, 2016 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director David Sugishita For Withhold Management 1.2 Elect Director John Veschi For Withhold Management 2 Ratify Deloitte & Touche LLP as For Against Management Auditors -------------------------------------------------------------------------------- IMMUNE DESIGN CORP. Ticker: IMDZ Security ID: 45252L103 Meeting Date: JUN 15, 2016 Meeting Type: Annual Record Date: APR 18, 2016 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Franklin Berger For Withhold Management 1.2 Elect Director Lewis Coleman For Withhold Management 1.3 Elect Director Peter Svennilson For Withhold Management 2 Ratify Ernst & Young LLP as Auditors For For Management -------------------------------------------------------------------------------- IMMUNOCELLULAR THERAPEUTICS LTD Ticker: IMUC Security ID: 452536105 Meeting Date: NOV 16, 2015 Meeting Type: Special Record Date: OCT 01, 2015 # Proposal Mgt Rec Vote Cast Sponsor 1 Increase of Authorized Common Stock For For Management 2 Right to Adjourn Meeting For For Management -------------------------------------------------------------------------------- IMMUNOCELLULAR THERAPEUTICS, LTD. Ticker: IMUC Security ID: 452536105 Meeting Date: JUN 17, 2016 Meeting Type: Annual Record Date: APR 22, 2016 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Gary S. Titus For For Management 1.2 Elect Director Andrew Gengos For For Management 1.3 Elect Director Rahul Singhvi For For Management 1.4 Elect Director John S. Yu For For Management 1.5 Elect Director Gregg A. Lapointe For For Management 1.6 Elect Director Mark A. Schlossberg For For Management 2 Approve Omnibus Stock Plan For For Management 3 Ratify Marcum LLP as Auditors For For Management 4 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation -------------------------------------------------------------------------------- IMPAC MORTGAGE HOLDINGS, INC. Ticker: IMH Security ID: 45254P508 Meeting Date: JUL 21, 2015 Meeting Type: Annual Record Date: APR 24, 2015 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Joseph R. Tomkinson For For Management 1.2 Elect William S. Ashmore For For Management 1.3 Elect James Walsh For For Management 1.4 Elect Frank P. Filipps For For Management 1.5 Elect Stephan R. Peers For For Management 1.6 Elect Leigh J. Abrams For For Management 2 Amendment to the 2010 Omnibus For For Management Incentive Plan 3 Ratification of Auditor For For Management -------------------------------------------------------------------------------- IMPRIVATA, INC. Ticker: IMPR Security ID: 45323J103 Meeting Date: MAY 12, 2016 Meeting Type: Annual Record Date: MAR 23, 2016 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director David Barrett For For Management 1.2 Elect Director Paul Maeder For For Management 1.3 Elect Director John Blaeser For For Management 2 Ratify Deloitte & Touche LLP as For For Management Auditors -------------------------------------------------------------------------------- INDEPENDENCE REALTY TRUST INC Ticker: IRT Security ID: 45378A106 Meeting Date: SEP 15, 2015 Meeting Type: Special Record Date: JUL 08, 2015 # Proposal Mgt Rec Vote Cast Sponsor 1 Merger For For Management 2 Right to Adjourn Meeting For For Management -------------------------------------------------------------------------------- INDEPENDENCE REALTY TRUST, INC. Ticker: IRT Security ID: 45378A106 Meeting Date: MAY 12, 2016 Meeting Type: Annual Record Date: MAR 14, 2016 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Scott F. Schaeffer For For Management 1.2 Elect Director William C. Dunkelberg For For Management 1.3 Elect Director Robert F. McCadden For For Management 1.4 Elect Director Mack D. Pridgen, III For For Management 1.5 Elect Director Richard H. Ross For For Management 1.6 Elect Director DeForest B. Soaries, Jr. For For Management 1.7 Elect Director Sharon M. Tsao For For Management 2 Ratify KPMG LLP as Auditors For For Management 3 Amend Omnibus Stock Plan For For Management -------------------------------------------------------------------------------- INDEPENDENT BANK CORPORATION Ticker: IBCP Security ID: 453838609 Meeting Date: APR 26, 2016 Meeting Type: Annual Record Date: FEB 26, 2016 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director William J. Boer For Withhold Management 1.2 Elect Director Joan A. Budden For For Management 1.3 Elect Director Charles C. Van Loan For Withhold Management 2 Ratify Crowe Horwath LLP as Auditors For For Management 3 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation -------------------------------------------------------------------------------- INFORMATION SERVICES GROUP, INC. Ticker: III Security ID: 45675Y104 Meeting Date: APR 28, 2016 Meeting Type: Annual Record Date: MAR 14, 2016 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Michael P. Connors For For Management 1.2 Elect Director Christine Putur For For Management 2 Ratify PricewaterhouseCoopers LLP as For For Management Auditors 3 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation -------------------------------------------------------------------------------- INNOVATIVE SOLUTIONS AND SUPPORT, INC. Ticker: ISSC Security ID: 45769N105 Meeting Date: APR 14, 2016 Meeting Type: Annual Record Date: JAN 21, 2016 # Proposal Mgt Rec Vote Cast Sponsor 1 Elect Director Robert H. Rau For For Management 2 Ratify Grant Thornton, LLP as Auditors For For Management -------------------------------------------------------------------------------- INOGEN INC Ticker: INGN Security ID: 45780L104 Meeting Date: OCT 14, 2015 Meeting Type: Annual Record Date: AUG 20, 2015 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect R. Scott Greer For For Management 1.2 Elect Heather Rider For For Management 2 Ratification of Auditor For For Management -------------------------------------------------------------------------------- INOTEK PHARMACEUTICALS CORPORATION Ticker: ITEK Security ID: 45780V102 Meeting Date: JUN 23, 2016 Meeting Type: Annual Record Date: APR 28, 2016 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Carsten Boess For For Management 1.2 Elect Director J. Martin Carroll For For Management 1.3 Elect Director Gary M. Phillips For For Management 2 Ratify RSM US LLP as Auditors For For Management -------------------------------------------------------------------------------- INSIGNIA SYSTEMS, INC. Ticker: ISIG Security ID: 45765Y105 Meeting Date: JUN 10, 2016 Meeting Type: Annual Record Date: APR 22, 2016 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Sardar Biglari For For Management 1.2 Elect Director Philip L. Cooley For For Management 1.3 Elect Director Michael C. Howe For For Management 1.4 Elect Director Nicholas J. Swenson For For Management 1.5 Elect Director F. Peter Zaballos For For Management 1.6 Elect Director Steven R. Zenz For For Management 2 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 3 Ratify Baker Tilly Virchow Krause, LLP For For Management as Auditors -------------------------------------------------------------------------------- INSTEEL INDUSTRIES, INC. Ticker: IIIN Security ID: 45774W108 Meeting Date: FEB 11, 2016 Meeting Type: Annual Record Date: DEC 11, 2015 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Louis E. Hannen For For Management 1.2 Elect C. Richard Vaughn For For Management 1.3 Elect Joseph A. Rutkowski For For Management 2 Advisory Vote on Executive Compensation For For Management 3 Ratification of Auditor For For Management -------------------------------------------------------------------------------- INSTITUTIONAL FINANCIAL MARKETS INC Ticker: IFMI Security ID: 45779L107 Meeting Date: DEC 21, 2015 Meeting Type: Annual Record Date: OCT 26, 2015 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Daniel G. Cohen For For Management 1.2 Elect Thomas P. Costello For For Management 1.3 Elect G. Steven Dawson For Withhold Management 1.4 Elect Jack J. DiMaio, Jr. For For Management 1.5 Elect Joseph M. Donovan For For Management 1.6 Elect Jack Haraburda For For Management 1.7 Elect Christopher Ricciardi For For Management 1.8 Elect Neil S. Subin For Withhold Management 2 Re-approval of the Cash Bonus Plan For For Management 3 Ratification of Auditor For For Management -------------------------------------------------------------------------------- INSTRUCTURE, INC. Ticker: INST Security ID: 45781U103 Meeting Date: MAY 25, 2016 Meeting Type: Annual Record Date: MAR 29, 2016 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Joshua L. Coates For For Management 1.2 Elect Director Steven A. Collins For For Management 1.3 Elect Director William M. Conroy For Withhold Management 1.4 Elect Director Byron B. Deeter For Withhold Management 1.5 Elect Director Ellen Levy For For Management 1.6 Elect Director Adam D. Marcus For For Management 1.7 Elect Director Lloyd G. Waterhouse For For Management 2 Ratify Ernst & Young LLP as Auditors For For Management -------------------------------------------------------------------------------- INTEGRATED ELECTRICAL SERVICES, INC. Ticker: IESRQ Security ID: 45811E301 Meeting Date: FEB 09, 2016 Meeting Type: Annual Record Date: DEC 11, 2015 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Joseph L. Dowling, III For For Management 1.2 Elect David B. Gendell For For Management 1.3 Elect Joe D. Koshkin For For Management 1.4 Elect Donald L. Luke For For Management 2 Ratification of Auditor For For Management 3 Amendment to the 2006 Equity Incentive For Against Management Plan -------------------------------------------------------------------------------- INTEGRATED ELECTRICAL SERVICES, INC. Ticker: IESC Security ID: 45811E301 Meeting Date: MAY 24, 2016 Meeting Type: Special Record Date: MAR 25, 2016 # Proposal Mgt Rec Vote Cast Sponsor 1 Change Company Name to IES Holdings, For For Management Inc. -------------------------------------------------------------------------------- INTELLICHECK MOBILISA, INC. Ticker: IDN Security ID: 45817G201 Meeting Date: MAY 04, 2016 Meeting Type: Annual Record Date: MAR 18, 2016 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Michael D. Malone For For Management 1.2 Elect Director Emil R. 'Buck' Bedard For For Management 1.3 Elect Director Guy L. Smith For Withhold Management 1.4 Elect Director Jack A. Davis For For Management 1.5 Elect Director William P. Georges For For Management 2 Amend Omnibus Stock Plan For Against Management 3 Ratify EisnerAmper, LLP as Auditors For For Management -------------------------------------------------------------------------------- INTERMOLECULAR, INC. Ticker: IMI Security ID: 45882D109 Meeting Date: MAY 25, 2016 Meeting Type: Annual Record Date: MAR 31, 2016 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Irwin Federman For For Management 1.2 Elect Director Kenneth H. Traub For For Management 2 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 3 Ratify Armanino LLP as Auditors For For Management -------------------------------------------------------------------------------- INTERSECTIONS INC. Ticker: INTX Security ID: 460981301 Meeting Date: MAY 25, 2016 Meeting Type: Annual Record Date: APR 01, 2016 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Michael R. Stanfield For For Management 1.2 Elect Director John M. Albertine For For Management 1.3 Elect Director Thomas G. Amato For For Management 1.4 Elect Director H. Stephen Bartlett For For Management 1.5 Elect Director James L. Kempner For For Management 1.6 Elect Director Thomas L. Kempner For Withhold Management 1.7 Elect Director Bruce L. Lev For For Management 1.8 Elect Director John H. Lewis For For Management 1.9 Elect Director David A. McGough For For Management 1.10 Elect Director Johan J. Roets For For Management 2 Advisory Vote to Ratify Named For Against Management Executive Officers' Compensation 3 Ratify RSM US LLP as Auditors For For Management 4 Amend Omnibus Stock Plan For Against Management 5 Other Business For Against Management -------------------------------------------------------------------------------- INTEVAC, INC. Ticker: IVAC Security ID: 461148108 Meeting Date: MAY 18, 2016 Meeting Type: Annual Record Date: MAR 29, 2016 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Norman H. Pond For For Management 1.2 Elect Director Wendell T. Blonigan For For Management 1.3 Elect Director James D. Benham For For Management 1.4 Elect Director Matthew A. Drapkin For For Management 1.5 Elect Director David S. Dury For For Management 1.6 Elect Director Marc T. Giles For For Management 1.7 Elect Director Thomas M. Rohrs For For Management 1.8 Elect Director John F, Schaefer For For Management 2 Amend Qualified Employee Stock For For Management Purchase Plan 3 Amend Omnibus Stock Plan For For Management 4 Ratify Burr Pilger Mayer, Inc . as For For Management Auditors -------------------------------------------------------------------------------- INTRICON CORPORATION Ticker: IIN Security ID: 46121H109 Meeting Date: APR 28, 2016 Meeting Type: Annual Record Date: FEB 23, 2016 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Mark S. Gorder For For Management 1.2 Elect Director Michael J. McKenna For Withhold Management 2 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 3 Amend Qualified Employee Stock For For Management Purchase Plan 4 Ratify Baker Tilly Virchow Krause, LLP For For Management as Auditors -------------------------------------------------------------------------------- INVENTURE FOODS, INC. Ticker: SNAK Security ID: 461212102 Meeting Date: MAY 11, 2016 Meeting Type: Annual Record Date: MAR 28, 2016 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Ashton D. Asensio For For Management 1.2 Elect Director Timothy A. Cole For For Management 1.3 Elect Director Macon Bryce Edmonson For For Management 1.4 Elect Director Harold S. Edwards For Withhold Management 1.5 Elect Director Paul J. Lapadat For Withhold Management 1.6 Elect Director Terry McDaniel For For Management 1.7 Elect Director David L. Meyers For For Management 2 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 3 Amend the Certificate of Incorporation For For Management to Effect the Elimination of Article Eighth 4 Ratify Moss Adams LLP as Auditors For For Management -------------------------------------------------------------------------------- INVESTORS TITLE COMPANY Ticker: ITIC Security ID: 461804106 Meeting Date: MAY 18, 2016 Meeting Type: Annual Record Date: APR 01, 2016 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director J. Allen Fine For Withhold Management 1.2 Elect Director David L. Francis For Withhold Management 1.3 Elect Director James H. Speed, Jr. For Withhold Management 2 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 3 Ratify Dixon Hughes Goodman LLP as For For Management Auditors -------------------------------------------------------------------------------- INVUITY, INC. Ticker: IVTY Security ID: 46187J205 Meeting Date: MAY 19, 2016 Meeting Type: Annual Record Date: MAR 23, 2016 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Philip Sawyer For Withhold Management 1.2 Elect Director Gregory T. Lucier For Withhold Management 2 Ratify PricewaterhouseCoopers LLP as For For Management Auditors -------------------------------------------------------------------------------- ION GEOPHYSICAL CORP Ticker: IO Security ID: 462044108 Meeting Date: FEB 01, 2016 Meeting Type: Special Record Date: DEC 18, 2015 # Proposal Mgt Rec Vote Cast Sponsor 1 Reverse Stock Split For For Management 2 Increase of Authorized Common Stock For For Management 3 Amendment to the Long-Term Incentive For For Management Plan -------------------------------------------------------------------------------- ION GEOPHYSICAL CORPORATION Ticker: IO Security ID: 462044207 Meeting Date: MAY 18, 2016 Meeting Type: Annual Record Date: MAR 31, 2016 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director David H. Barr For For Management 1.2 Elect Director Franklin Myers For For Management 1.3 Elect Director S. James Nelson, Jr. For For Management 2 Advisory Vote to Ratify Named For Against Management Executive Officers' Compensation 3 Ratify Grant Thornton LLP as Auditors For For Management -------------------------------------------------------------------------------- IRADIMED CORPORATION Ticker: IRMD Security ID: 46266A109 Meeting Date: JUN 10, 2016 Meeting Type: Annual Record Date: APR 14, 2016 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Roger Susi For Withhold Management 1.2 Elect Director Monty Allen For Withhold Management 1.3 Elect Director Anthony Vuoto For For Management 2 Ratify RSM US, LLP as Auditors For For Management -------------------------------------------------------------------------------- IRIDEX CORPORATION Ticker: IRIX Security ID: 462684101 Meeting Date: JUN 15, 2016 Meeting Type: Annual Record Date: APR 18, 2016 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director William M. Moore For For Management 1.2 Elect Director Sanford Fitch For For Management 1.3 Elect Director Ruediger Naumann-Etienne For For Management 1.4 Elect Director Scott A. Shuda For For Management 1.5 Elect Director George Marcellino For For Management 2 Ratify Burr Pilger Mayer, Inc. as For For Management Auditors 3 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation -------------------------------------------------------------------------------- ISRAMCO, INC. Ticker: ISRL Security ID: 465141406 Meeting Date: JUN 27, 2016 Meeting Type: Annual Record Date: MAY 13, 2016 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Joseph From For Withhold Management 1.2 Elect Director Max Pridgeon For For Management 1.3 Elect Director Nir Hasson For For Management 1.4 Elect Director Haim Tsuff For Withhold Management 1.5 Elect Director Frans Sluiter For For Management 1.6 Elect Director Asaf Yarkoni For For Management 2 Ratify Malone Bailey, LLP as Auditors For For Management -------------------------------------------------------------------------------- ITERIS INC Ticker: ITI Security ID: 46564T107 Meeting Date: SEP 24, 2015 Meeting Type: Annual Record Date: JUL 28, 2015 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Richard J. Char For For Management 1.2 Elect Kevin C. Daly For For Management 1.3 Elect Gregory A. Miner For For Management 1.4 Elect Gerard M. Mooney For For Management 1.5 Elect Thomas L. Thomas For For Management 1.6 Elect Mikel H. Williams For For Management 2 Ratification of Auditor For For Management 3 Amendment to the Omnibus Plan For For Management -------------------------------------------------------------------------------- ITT EDUCATIONAL SERVICES, INC. Ticker: ESI Security ID: 45068B109 Meeting Date: MAY 17, 2016 Meeting Type: Annual Record Date: MAR 21, 2016 # Proposal Mgt Rec Vote Cast Sponsor 1a Elect Director Jerry M. Cohen For Against Management 1b Elect Director Thomas I. Morgan For Against Management 2 Ratify Deloitte & Touche LLP as For For Management Auditors 3 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation -------------------------------------------------------------------------------- J. ALEXANDER'S HOLDINGS, INC. Ticker: JAX Security ID: 46609J106 Meeting Date: MAY 24, 2016 Meeting Type: Annual Record Date: MAR 29, 2016 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Timothy T. Janszen For Withhold Management 1.2 Elect Director Ronald B. Maggard, Sr. For For Management 2 Ratify KPMG LLP as Auditors For For Management -------------------------------------------------------------------------------- JAMBA, INC. Ticker: JMBA Security ID: 47023A309 Meeting Date: MAY 17, 2016 Meeting Type: Annual Record Date: MAR 24, 2016 # Proposal Mgt Rec Vote Cast Sponsor 1A Elect Director David A. Pace For For Management 1B Elect Director Richard L. Federico For For Management 1C Elect Director Andrew R. Heyer For For Management 1D Elect Director Michael A. Depatie For For Management 1E Elect Director Lorna C. Donatone For For Management 1F Elect Director James C. Pappas For For Management 1G Elect Director Glenn W. Welling For For Management 2 Ratify KPMG LLP as Auditors For For Management 3 Amend Omnibus Stock Plan For For Management 4 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 5 Advisory Vote on Say on Pay Frequency One Year One Year Management -------------------------------------------------------------------------------- JERNIGAN CAPITAL, INC. Ticker: JCAP Security ID: 476405105 Meeting Date: MAY 20, 2016 Meeting Type: Annual Record Date: MAR 01, 2016 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Dean Jernigan For For Management 1.2 Elect Director John A. Good For For Management 1.3 Elect Director Mark O. Decker For For Management 1.4 Elect Director Samuel J. Jenkins For For Management 1.5 Elect Director Howard A. Silver For For Management 1.6 Elect Director Harry J. Thie For For Management 2 Ratify Grant Thornton LLP as Auditors For For Management -------------------------------------------------------------------------------- JOE`S JEANS INC Ticker: JOEZ Security ID: 47777N101 Meeting Date: JAN 15, 2016 Meeting Type: Annual Record Date: DEC 10, 2015 # Proposal Mgt Rec Vote Cast Sponsor 1 Merger Issuance For For Management 2 Rollover Issuance For For Management 3 Conversion of Modified Notes For For Management 4 Conversion of Preferred Shares For For Management 5 Reverse Stock Split For For Management 6.1 Elect Samuel J. Furrow For For Management 6.2 Elect Joanne Calabrese For Withhold Management 6.3 Elect Kelly Hoffman For For Management 6.4 Elect Suhail R. Rizvi For Withhold Management 6.5 Elect Kent Savage For For Management 7 Advisory Vote on Golden Parachutes For Against Management 8 Ratification of Auditor For For Management -------------------------------------------------------------------------------- JOHNSON OUTDOORS INC Ticker: JOUT Security ID: 479167108 Meeting Date: MAR 02, 2016 Meeting Type: Annual Record Date: DEC 23, 2015 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Terry E. London For For Management 1.2 Elect John M. Fahey, Jr. For For Management 2 Ratification of Auditor For For Management 3 Advisory Vote on Executive Compensation For For Management -------------------------------------------------------------------------------- JUNIPER PHARMACEUTICALS INC Ticker: JNP Security ID: 48203L107 Meeting Date: JUL 07, 2015 Meeting Type: Annual Record Date: MAY 28, 2015 # Proposal Mgt Rec Vote Cast Sponsor 1 Elect Valerie L. Andrews For For Management 2 Elect Dr. Frank M. Armstrong For For Management 3 Elect Frank C. Condella, Jr. For For Management 4 Elect Cristina Csimma For For Management 5 Elect James A. Geraghty For For Management 6 Elect Donal H. Hunter For For Management 7 Elect Dr. Nikin Patel For For Management 8 Ratification of Auditor For For Management 9 2015 Long-Term Incentive Plan For For Management 10 Advisory Vote on Executive Compensation For For Management -------------------------------------------------------------------------------- KADANT INC. Ticker: KAI Security ID: 48282T104 Meeting Date: MAY 18, 2016 Meeting Type: Annual Record Date: MAR 23, 2016 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Jonathan W. Painter For For Management 1.2 Elect Director William A. Rainville For For Management 2 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 3 Ratify KPMG LLP as Auditors For For Management -------------------------------------------------------------------------------- KALOBIOS PHARMACEUTICALS INC Ticker: KBIO Security ID: 48344T100 Meeting Date: JUL 07, 2015 Meeting Type: Annual Record Date: MAY 18, 2015 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Robert A. Baffi For For Management 1.2 Elect Denise M. Gilbert For For Management 1.3 Elect Ted W. Love For For Management 1.4 Elect Gary A. Lyons For For Management 1.5 Elect Ronald A. Martell For For Management 1.6 Elect Laurie Smaldone Alsup For For Management 1.7 Elect Raymond M. Withy For For Management 2 Reverse Stock Split For For Management 3 Amendment to the 2012 Equity Incentive For For Management Plan 4 Ratification of Auditor For For Management -------------------------------------------------------------------------------- KEMPHARM, INC. Ticker: KMPH Security ID: 488445107 Meeting Date: MAY 24, 2016 Meeting Type: Annual Record Date: APR 04, 2016 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Travis C. Mickle For Withhold Management 1.2 Elect Director Danny L. Thompson For Withhold Management 2 Ratify Ernst & Young LLP as Auditors For For Management -------------------------------------------------------------------------------- KEY TECHNOLOGY, INC. Ticker: KTEC Security ID: 493143101 Meeting Date: FEB 02, 2016 Meeting Type: Annual Record Date: DEC 04, 2015 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect John E. Pelo For For Management 1.2 Elect Charles H. Stonecipher For For Management 1.3 Elect Paul J. Wolf For For Management 1.4 Elect Frank Zwerts For For Management 2 Advisory Vote on Executive Compensation For For Management 3 Ratification of Auditor For For Management -------------------------------------------------------------------------------- KEY TRONIC CORP. Ticker: KTCC Security ID: 493144109 Meeting Date: OCT 22, 2015 Meeting Type: Annual Record Date: SEP 02, 2015 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect James R. Bean For For Management 1.2 Elect Craig D. Gates For For Management 1.3 Elect Ronald F. Klawitter For Withhold Management 1.4 Elect Yacov A. Shamash For For Management 1.5 Elect Patrick Sweeney For For Management 2 Advisory Vote on Executive Compensation For For Management 3 Ratification of Auditor For For Management -------------------------------------------------------------------------------- KINDRED BIOSCIENCES, INC. Ticker: KIN Security ID: 494577109 Meeting Date: MAY 23, 2016 Meeting Type: Annual Record Date: MAR 24, 2016 # Proposal Mgt Rec Vote Cast Sponsor 1a Elect Director Richard Chin For For Management 2 Approve Omnibus Stock Plan For Against Management 3 Ratify KMJ Corbin & Company LLP as For For Management Auditors -------------------------------------------------------------------------------- KMG CHEMICALS, INC. Ticker: KMG Security ID: 482564101 Meeting Date: JAN 12, 2016 Meeting Type: Annual Record Date: DEC 11, 2015 # Proposal Mgt Rec Vote Cast Sponsor 1.3 Elect James F. Gentilcore For For Management 1.4 Elect George W. Gilman For For Management 1.5 Elect Robert Harrer For For Management 1.6 Elect John C. Hunter III For For Management 1.7 Elect Fred C. Leonard III For Withhold Management 1.8 Elect Karen A. Twitchell For For Management 2 Ratification of Auditor For For Management 3 Advisory Vote on Executive Compensation For For Management 4 2016 Long-Term Incentive Plan For Against Management -------------------------------------------------------------------------------- KMG CHEMICALS, INC. Ticker: KMG Security ID: 482564101 Meeting Date: JAN 12, 2016 Meeting Type: Annual Record Date: DEC 11, 2015 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Gerald G. Ermentrout For For Management 1.2 Elect Christopher T. Fraser For For Management -------------------------------------------------------------------------------- KONA GRILL, INC. Ticker: KONA Security ID: 50047H201 Meeting Date: APR 26, 2016 Meeting Type: Annual Record Date: MAR 04, 2016 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Marcus E. Jundt For For Management 1.2 Elect Director Leonard M. Newman For Withhold Management 1.3 Elect Director Anthony L. Winczewski For Withhold Management 2 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 3 Ratify Ernst & Young LLP as Auditors For For Management -------------------------------------------------------------------------------- KRATOS DEFENSE & SECURITY SOLUTIONS, INC. Ticker: KTOS Security ID: 50077B207 Meeting Date: MAY 19, 2016 Meeting Type: Annual Record Date: MAR 24, 2016 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Scott Anderson For For Management 1.2 Elect Director Bandel Carano For For Management 1.3 Elect Director Eric DeMarco For For Management 1.4 Elect Director William Hoglund For For Management 1.5 Elect Director Scot Jarvis For For Management 1.6 Elect Director Jane Judd For For Management 1.7 Elect Director Samuel Liberatore For For Management 1.8 Elect Director Amy Zegart For For Management 2 Ratify Deloitte & Touche LLP as For For Management Auditors 3 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation -------------------------------------------------------------------------------- KVH INDUSTRIES, INC. Ticker: KVHI Security ID: 482738101 Meeting Date: JUN 15, 2016 Meeting Type: Annual Record Date: APR 18, 2016 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Martin A. Kits van For For Management Heyningen 1.2 Elect Director Charles R. Trimble For For Management 2 Approve Omnibus Stock Plan For For Management 3 Amend Qualified Employee Stock For For Management Purchase Plan 4 Ratify Grant Thornton LLP as Auditors For For Management -------------------------------------------------------------------------------- L.S. STARRETT CO. Ticker: SCX Security ID: 855668109 Meeting Date: OCT 14, 2015 Meeting Type: Annual Record Date: AUG 28, 2015 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect David A. Lemoine For For Management 1.2 Elect Douglas A. Starrett For For Management 2 Ratification of Auditor For For Management -------------------------------------------------------------------------------- LAKE SUNAPEE BANK GROUP Ticker: LSBG Security ID: 510866106 Meeting Date: MAY 12, 2016 Meeting Type: Annual Record Date: MAR 18, 2016 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Stephen J. Frasca For For Management 1.2 Elect Director Peter R. Lovely For For Management 1.3 Elect Director John P. Stabile, II For For Management 1.4 Elect Director Stephen R. Theroux For For Management 2 Ratify Baker Newman Noyes, P.A., LLC For For Management as Auditors 3 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation -------------------------------------------------------------------------------- LAKELAND INDUSTRIES, INC. Ticker: LAKE Security ID: 511795106 Meeting Date: JUL 08, 2015 Meeting Type: Annual Record Date: MAY 12, 2015 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Stephen M. Bachelder For For Management 2 2015 Stock Plan For For Management 3 Ratification of Auditor For For Management -------------------------------------------------------------------------------- LAKELAND INDUSTRIES, INC. Ticker: LAKE Security ID: 511795106 Meeting Date: JUN 15, 2016 Meeting Type: Annual Record Date: APR 21, 2016 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director James M. Jenkins For For Management 1.2 Elect Director Thomas J. McAteer For Withhold Management 2 Ratify WeiserMazars LLP as Auditors For For Management -------------------------------------------------------------------------------- LANDEC CORP. Ticker: LNDC Security ID: 514766104 Meeting Date: OCT 15, 2015 Meeting Type: Annual Record Date: AUG 17, 2015 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Albert D. Bolles For For Management 1.2 Elect Tonia L. Pankopf For For Management 1.3 Elect Robert Tobin For For Management 1.4 Elect Nicholas Tompkins For For Management 1.5 Elect Molly A. Hemmeter For For Management 2 Ratification of Auditor For For Management 3 Advisory Vote on Executive Compensation For For Management -------------------------------------------------------------------------------- LANTHEUS HOLDINGS, INC. Ticker: LNTH Security ID: 516544103 Meeting Date: APR 26, 2016 Meeting Type: Annual Record Date: MAR 07, 2016 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Mary Anne Heino For For Management 1.2 Elect Director Samuel Leno For Withhold Management 1.3 Elect Director Derace L. Schaffer For For Management 2 Amend Omnibus Stock Plan For Against Management 3 Ratify Deloitte & Touche LLP as For For Management Auditors -------------------------------------------------------------------------------- LAWSON PRODUCTS, INC. Ticker: LAWS Security ID: 520776105 Meeting Date: MAY 17, 2016 Meeting Type: Annual Record Date: MAR 18, 2016 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director James S. Errant For For Management 1.2 Elect Director Lee S. Hillman For For Management 1.3 Elect Director Michael G. DeCata For For Management 2 Ratify BDO USA, LLP as Auditors For For Management -------------------------------------------------------------------------------- LAYNE CHRISTENSEN COMPANY Ticker: LAYN Security ID: 521050104 Meeting Date: JUN 03, 2016 Meeting Type: Annual Record Date: APR 11, 2016 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director David A.B. Brown For For Management 1.2 Elect Director Michael J. Caliel For For Management 1.3 Elect Director J. Samuel Butler For For Management 1.4 Elect Director Nelson Obus For For Management 1.5 Elect Director Robert R. Gilmore For For Management 1.6 Elect Director John T. Nesser, III For For Management 1.7 Elect Director Alan P. Krusi For For Management 2 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 3 Amend Omnibus Stock Plan For Against Management 4 Ratify Deloitte & Touche LLP as For For Management Auditors -------------------------------------------------------------------------------- LEE ENTERPRISES, INC. Ticker: LEE Security ID: 523768109 Meeting Date: FEB 17, 2016 Meeting Type: Annual Record Date: DEC 24, 2015 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Mary E. Junck For For Management 1.2 Elect Herbert W. Moloney III For For Management 1.3 Elect Kevin D. Mowbray For For Management 2 Ratification of Auditor For For Management -------------------------------------------------------------------------------- LEMAITRE VASCULAR, INC. Ticker: LMAT Security ID: 525558201 Meeting Date: JUN 02, 2016 Meeting Type: Annual Record Date: APR 08, 2016 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director George W. LeMaitre For For Management 1.2 Elect Director David B. Roberts For For Management 2 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 3 Ratify Grant Thornton LLP as Auditors For For Management -------------------------------------------------------------------------------- LIFETIME BRANDS, INC. Ticker: LCUT Security ID: 53222Q103 Meeting Date: JUN 09, 2016 Meeting Type: Annual Record Date: APR 18, 2016 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Jeffrey Siegel For For Management 1.2 Elect Director Ronald Shiftan For For Management 1.3 Elect Director Craig Phillips For For Management 1.4 Elect Director Michael J. Jeary For For Management 1.5 Elect Director John Koegel For For Management 1.6 Elect Director Cherrie Nanninga For For Management 1.7 Elect Director Dennis E. Reaves For For Management 1.8 Elect Director Michael J. Regan For For Management 1.9 Elect Director Sara Genster Robling For For Management 1.10 Elect Director William U. Westerfield For For Management 2 Ratify Ernst & Young LLP as Auditors For For Management 3 Increase Authorized Common Stock For For Management -------------------------------------------------------------------------------- LIFEVANTAGE CORPORATION Ticker: LFVN Security ID: 53222K106 Meeting Date: OCT 15, 2015 Meeting Type: Annual Record Date: AUG 31, 2015 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Michael Beindorff For For Management 1.2 Elect Dave Manovich For For Management 1.3 Elect Garry Mauro For For Management 1.4 Elect George Metzger For For Management 1.5 Elect Richard Okumoto For For Management 2 Advisory Vote on Executive Compensation For Against Management 3 Reverse Stock Split For For Management 4 Ratification of Auditor For For Management -------------------------------------------------------------------------------- LIGHTPATH TECHNOLOGIES, INC. Ticker: LPTH Security ID: 532257805 Meeting Date: JAN 28, 2016 Meeting Type: Annual Record Date: DEC 01, 2015 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Sohail Khan For For Management 1.2 Elect Steven Brueck For For Management 1.3 Elect M. Scott Farris For For Management 2 Board Size For For Management 3 Elimination of Supermajority For For Management Requirements 4 Ratification of Auditor For For Management -------------------------------------------------------------------------------- LIME ENERGY CO. Ticker: LIME Security ID: 53261U304 Meeting Date: JUN 16, 2016 Meeting Type: Annual Record Date: APR 18, 2016 # Proposal Mgt Rec Vote Cast Sponsor 1a Elect Director Gregory T. Barnum For For Management 1b Elect Director Christopher W. Capps For For Management 1c Elect Director Richard P. Kiphart For For Management 1d Elect Director Tommy Mike Pappas For For Management 1e Elect Director C. Adam Procell For For Management 2 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 3 Ratify CohnReznick LLP as Auditors For For Management 4 Approve Qualified Employee Stock For For Management Purchase Plan -------------------------------------------------------------------------------- LIMONEIRA CO Ticker: LMNR Security ID: 532746104 Meeting Date: MAR 22, 2016 Meeting Type: Annual Record Date: FEB 12, 2016 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Lecil E. Cole For Withhold Management 1.2 Elect Gordon E. Kimball For For Management 1.3 Elect Scott S. Slater For Withhold Management 2 Ratification of Auditor For For Management 3 Advisory Vote on Executive Compensation For For Management -------------------------------------------------------------------------------- LMI AEROSPACE, INC. Ticker: LMIA Security ID: 502079106 Meeting Date: JUN 22, 2016 Meeting Type: Annual Record Date: APR 22, 2016 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Gerald E. Daniels For For Management 1.2 Elect Director Daniel G. Korte For For Management 1.3 Elect Director John M. Roeder For For Management 1.4 Elect Director Steven K. Schaffer For For Management 1.5 Elect Director Gregory L. Summe For For Management 2 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 3 Ratify PricewaterhouseCoopers LLP as For For Management Auditors -------------------------------------------------------------------------------- LOXO ONCOLOGY, INC. Ticker: LOXO Security ID: 548862101 Meeting Date: JUN 10, 2016 Meeting Type: Annual Record Date: APR 15, 2016 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director David Bonita For Withhold Management 1.2 Elect Director Keith T. Flaherty For Withhold Management 1.3 Elect Director Lori Kunkel For Withhold Management 2 Ratify CohnReznick LLP as Auditors For For Management -------------------------------------------------------------------------------- LPATH, INC. Ticker: LPTN Security ID: 548910306 Meeting Date: JUN 08, 2016 Meeting Type: Annual Record Date: APR 25, 2016 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Jeffrey A. Ferrell For For Management 1.2 Elect Director Charles A. Mathews For For Management 1.3 Elect Director Daniel H. Petree For For Management 1.4 Elect Director Daniel L. Kisner For For Management 1.5 Elect Director Donald R. Swortwood For Withhold Management 2 Ratify Moss Adams LLP as Auditors For For Management 3 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 4 Approve Reverse Stock Split For For Management -------------------------------------------------------------------------------- LSI INDUSTRIES INC. Ticker: LYTS Security ID: 50216C108 Meeting Date: NOV 19, 2015 Meeting Type: Annual Record Date: SEP 21, 2015 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Robert P. Beech For For Management 1.2 Elect Gary P. Kreider For Withhold Management 1.3 Elect Dennis B. Meyer For For Management 1.4 Elect Wilfred T. O'Gara For For Management 1.5 Elect Mark A. Serrianne For For Management 1.6 Elect James P. Sferra For For Management 1.7 Elect Dennis W. Wells For For Management 2 Ratification of Auditor For For Management 3 Amendment to the 2012 Stock Incentive For For Management Plan 4 Advisory Vote on Executive Compensation For For Management -------------------------------------------------------------------------------- LUBY`S, INC. Ticker: LUB Security ID: 549282101 Meeting Date: FEB 04, 2016 Meeting Type: Annual Record Date: DEC 14, 2015 # Proposal Mgt Rec Vote Cast Sponsor 1 Elect Jill Griffin For For Management 2 Elect Christopher J. Pappas For For Management 3 Elect Judith B. Craven For For Management 4 Elect Frank Markantonis For Against Management 5 Elect Arthur R. Emerson For For Management 6 Elect Gasper Mir III For For Management 7 Elect J.S.B. Jenkins For For Management 8 Elect Joe C. McKinney For For Management 9 Elect Harris J. Pappas For For Management 10 Elect Peter Tropoli For For Management 11 Elect Gerald W. Bodzy For For Management 12 Ratification of Auditor For For Management 13 Advisory Vote on Executive Compensation For For Management 14 Approval of the 2015 Incentive Stock For For Management Plan -------------------------------------------------------------------------------- LUNA INNOVATIONS INCORPORATED Ticker: LUNA Security ID: 550351100 Meeting Date: MAY 25, 2016 Meeting Type: Annual Record Date: APR 11, 2016 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Richard W. Roedel For For Management 1.2 Elect Director John B. Williamson, III For For Management 2 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 3 Approve Omnibus Stock Plan For Against Management 4 Ratify Grant Thornton LLP as Auditors For For Management -------------------------------------------------------------------------------- LYDALL, INC. Ticker: LDL Security ID: 550819106 Meeting Date: APR 29, 2016 Meeting Type: Annual Record Date: MAR 04, 2016 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Dale G. Barnhart For For Management 1.2 Elect Director Kathleen Burdett For For Management 1.3 Elect Director W. Leslie Duffy For For Management 1.4 Elect Director Matthew T. Farrell For For Management 1.5 Elect Director Marc T. Giles For For Management 1.6 Elect Director William D. Gurley For For Management 1.7 Elect Director Suzanne Hammett For For Management 1.8 Elect Director S. Carl Soderstrom, Jr. For For Management 2 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 3 Ratify PricewaterhouseCoopers LLP as For For Management Auditors -------------------------------------------------------------------------------- MACATAWA BANK CORPORATION Ticker: MCBC Security ID: 554225102 Meeting Date: MAY 03, 2016 Meeting Type: Annual Record Date: MAR 08, 2016 # Proposal Mgt Rec Vote Cast Sponsor 1a Elect Director Charles A. Geenen For For Management 1b Elect Director Robert L. Herr For For Management 1c Elect Director Michael K. Le Roy For For Management 1d Elect Director Thomas J. Wesholski For For Management 2 Advisory Vote to Ratify Named For Against Management Executive Officers' Compensation 3 Ratify BDO USA, LLP as Auditors For For Management -------------------------------------------------------------------------------- MAINSOURCE FINANCIAL GROUP, INC. Ticker: MSFG Security ID: 56062Y102 Meeting Date: APR 27, 2016 Meeting Type: Annual Record Date: MAR 07, 2016 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Kathleen L. Bardwell For For Management 1.2 Elect Director William G. Barron For For Management 1.3 Elect Director Vincent A. Berta For For Management 1.4 Elect Director Archie M. Brown, Jr. For For Management 1.5 Elect Director D.J. Hines For For Management 1.6 Elect Director Erin P. Hoeflinger For For Management 1.7 Elect Director Thomas M. O'Brien For For Management 1.8 Elect Director Lawrence R. Rueff For For Management 1.9 Elect Director John G. Seale For For Management 1.10 Elect Director Charles J. Thayer For For Management 2 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 3 Ratify Crowe Horwath LLP as Auditors For For Management -------------------------------------------------------------------------------- MAJESCO ENTERTAINMENT COMPANY Ticker: COOL Security ID: 560690307 Meeting Date: MAY 10, 2016 Meeting Type: Annual Record Date: APR 20, 2016 # Proposal Mgt Rec Vote Cast Sponsor 1a.1 Elect Director Michael Brauser For For Management 1a.2 Elect Director Andrew Kaplan For For Management 1b.1 Elect Director Barry Honig For For Management 1b.2 Elect Director Michael Brauser For For Management 1b.3 Elect Director Michael Beeghley For For Management 1b.4 Elect Director Mohit Bhansali For For Management 1b.5 Elect Director Andrew Kaplan For For Management 1b.6 Elect Director Edward M. Karr For For Management 1b.7 Elect Director David Rector For For Management 2 Declassify the Board of Directors For For Management 3 Change State of Incorporation For Against Management [Delaware to Nevada] 4 Approve Reverse Stock Split For For Management 5 Approve Issuance of Securities in One For For Management or More Non-Public Offerings where the Maximum Discount Will Be 20% Below Market Price 6 Approve Issuance of Securities in One For For Management or More Non-Public Offerings where the Maximum Discount Will Be 15% Below Market Price 7 Approve Issuance of Shares for a For For Management Private Placement 8 Advisory Vote to Ratify Named For Against Management Executive Officers' Compensation 9 Ratify EisnerAmper LLP as Auditors For For Management 10 Approve Omnibus Stock Plan For Against Management 11 Provide Right to Act by Written Consent For Against Management -------------------------------------------------------------------------------- MALIBU BOATS INC Ticker: MBUU Security ID: 56117J100 Meeting Date: OCT 29, 2015 Meeting Type: Annual Record Date: SEP 24, 2015 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Phillip S. Estes For Withhold Management 1.2 Elect James R. Buch For For Management 1.3 Elect Peter E. Murphy For For Management 2 Ratification of Auditor For For Management -------------------------------------------------------------------------------- MANITEX INTERNATIONAL, INC. Ticker: MNTX Security ID: 563420108 Meeting Date: JUN 02, 2016 Meeting Type: Annual Record Date: APR 15, 2016 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Ronald M. Clark For For Management 1.2 Elect Director Robert S. Gigliotti For For Management 1.3 Elect Director Frederick B. Knox For For Management 1.4 Elect Director David J. Langevin For For Management 1.5 Elect Director Marvin B. Rosenberg For For Management 1.6 Elect Director Stephen J. Tober For For Management 2 Ratify UHY LLP as Auditors For For Management 3 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 4 Amend Omnibus Stock Plan For For Management -------------------------------------------------------------------------------- MANNATECH, INCORPORATED Ticker: MTEX Security ID: 563771203 Meeting Date: JUN 02, 2016 Meeting Type: Annual Record Date: APR 11, 2016 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director J. Stanley Fredrick For For Management 1.2 Elect Director Eric W. Schrier For For Management 2 Ratify BDO USA, LLP as Auditors For For Management 3 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation -------------------------------------------------------------------------------- MANNING & NAPIER, INC. Ticker: MN Security ID: 56382Q102 Meeting Date: JUN 16, 2016 Meeting Type: Annual Record Date: APR 20, 2016 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director William Manning For For Management 1.2 Elect Director Richard Goldberg For For Management 1.3 Elect Director Barbara Goodstein For For Management 1.4 Elect Director Edward J. Pettinella For For Management 1.5 Elect Director Richard Barrington For For Management 1.6 Elect Director Geoffrey Rosenberger For For Management 1.7 Elect Director Michael E. Jones For For Management 2 Ratify PricewaterhouseCoopers LLP as For For Management Auditors 3 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation -------------------------------------------------------------------------------- MARIN SOFTWARE INCORPORATED Ticker: MRIN Security ID: 56804T106 Meeting Date: APR 26, 2016 Meeting Type: Annual Record Date: MAR 11, 2016 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director James J. Barrese For For Management 1.2 Elect Director Allan Leinwand For For Management 1.3 Elect Director Christopher Lien For For Management 2 Ratify PricewaterhouseCoopers LLP as For For Management Auditors -------------------------------------------------------------------------------- MARINEMAX, INC. Ticker: HZO Security ID: 567908108 Meeting Date: FEB 18, 2016 Meeting Type: Annual Record Date: DEC 14, 2015 # Proposal Mgt Rec Vote Cast Sponsor 1 Elect Hilliard M. Eure III For For Management 2 Elect Joseph A. Watters For For Management 3 Elect Dean S. Woodman For Against Management 4 Advisory Vote on Executive Compensation For For Management 5 Reapproval of Incentive Compensation For For Management Program 6 Ratification of Auditor For For Management -------------------------------------------------------------------------------- MARINUS PHARMACEUTICALS, INC. Ticker: MRNS Security ID: 56854Q101 Meeting Date: APR 19, 2016 Meeting Type: Annual Record Date: FEB 25, 2016 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Anand Mehra For For Management 1.2 Elect Director Nicole Vitullo For For Management 2 Ratify KPMG LLP as Auditors For For Management -------------------------------------------------------------------------------- MARLIN BUSINESS SERVICES CORP. Ticker: MRLN Security ID: 571157106 Meeting Date: JUN 08, 2016 Meeting Type: Annual Record Date: APR 08, 2016 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director John J. Calamari For For Management 1.2 Elect Director Lawrence J. DeAngelo For For Management 1.3 Elect Director Scott Heimes For For Management 1.4 Elect Director Matthew J. Sullivan For For Management 1.5 Elect Director J. Christopher Teets For For Management 1.6 Elect Director James W. Wert For For Management 2 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 3 Proxy Access For For Shareholder 4 Ratify Deloitte & Touche LLP as For For Management Auditors 5 Other Business For Against Management -------------------------------------------------------------------------------- MARRONE BIO INNOVATIONS INC Ticker: MBII Security ID: 57165B106 Meeting Date: DEC 17, 2015 Meeting Type: Annual Record Date: NOV 09, 2015 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Timothy Fogarty For Withhold Management 1.2 Elect Richard Rominger For For Management 2 Ratification of Auditor For Against Management -------------------------------------------------------------------------------- MARRONE BIO INNOVATIONS, INC. Ticker: MBII Security ID: 57165B106 Meeting Date: MAY 25, 2016 Meeting Type: Annual Record Date: APR 11, 2016 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Zachary S. Wochok For For Management 1.2 Elect Director George H. Kerckhove For For Management 2 Ratify Ernst & Young LLP as Auditors For For Management -------------------------------------------------------------------------------- MATTERSIGHT CORPORATION Ticker: MATR Security ID: 577097108 Meeting Date: MAY 12, 2016 Meeting Type: Annual Record Date: MAR 11, 2016 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Philip R. Dur For For Management 1.2 Elect Director Henry J. Feinberg For Withhold Management 1.3 Elect Director John C. Staley For Withhold Management 2 Ratify Grant Thornton LLP as Auditors For For Management -------------------------------------------------------------------------------- MATTSON TECHNOLOGY, INC. Ticker: MTSN Security ID: 577223100 Meeting Date: MAR 23, 2016 Meeting Type: Special Record Date: FEB 04, 2016 # Proposal Mgt Rec Vote Cast Sponsor 1 Merger/Acquisition For For Management 2 Right to Adjourn Meeting For For Management 3 Advisory Vote on Golden Parachutes For For Management -------------------------------------------------------------------------------- MAUI LAND & PINEAPPLE COMPANY, INC. Ticker: MLP Security ID: 577345101 Meeting Date: APR 27, 2016 Meeting Type: Annual Record Date: MAR 03, 2016 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Stephen M. Case For For Management 1.2 Elect Director Warren H. Haruki For For Management 1.3 Elect Director Duncan MacNaughton For Withhold Management 1.4 Elect Director Anthony P. Takitani For Withhold Management 1.5 Elect Director Arthur C. Tokin For Withhold Management 2 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 3 Ratify Accuity LLP as Auditors For For Management -------------------------------------------------------------------------------- MBT FINANCIAL CORP. Ticker: MBTF Security ID: 578877102 Meeting Date: MAY 05, 2016 Meeting Type: Annual Record Date: MAR 11, 2016 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Peter H. Carlton For For Management 1.2 Elect Director H. Douglas Chaffin For For Management 1.3 Elect Director Joseph S. Daly For Withhold Management 1.4 Elect Director James F. Deutsch For For Management 1.5 Elect Director Edwin L. Harwood For For Management 1.6 Elect Director Michael J. Miller For For Management 1.7 Elect Director Tony Scavuzzo For For Management 1.8 Elect Director Debra J. Shah For For Management 1.9 Elect Director John L. Skibski For For Management 1.10 Elect Director Karen Wilson-Smithbauer For For Management 2 Authorize New Class of Preferred Stock For For Management 3 Ratify Plante Moran, PPLC as Auditors For For Management 4 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation -------------------------------------------------------------------------------- MEDALLION FINANCIAL CORP. Ticker: MFIN Security ID: 583928106 Meeting Date: JUN 17, 2016 Meeting Type: Annual Record Date: APR 15, 2016 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Andrew M. Murstein For For Management 1.2 Elect Director Lowell P. Weicker, Jr. For For Management 2 Ratify WeiserMazars LLP as Auditors For For Management 3 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation -------------------------------------------------------------------------------- MEDICAL TRANSCRIPTION BILLING, CORP. Ticker: MTBC Security ID: 58464J105 Meeting Date: JUN 22, 2016 Meeting Type: Annual Record Date: APR 27, 2016 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Anne M. Busquet For Withhold Management 1.2 Elect Director Howard L. Clark, Jr. For Withhold Management 1.3 Elect Director Stephen A. Snyder For For Management 2 Increase Authorized Preferred Stock For Against Management -------------------------------------------------------------------------------- MEDICINOVA, INC. Ticker: MNOV Security ID: 58468P206 Meeting Date: JUN 09, 2016 Meeting Type: Annual Record Date: APR 15, 2016 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Yutaka Kobayashi For For Management 1.2 Elect Director Yoshio Ishizaka For For Management 2 Ratify BDO USA, LLP as Auditors For For Management 3 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation -------------------------------------------------------------------------------- MEDLEY MANAGEMENT INC. Ticker: MDLY Security ID: 58503T106 Meeting Date: MAY 10, 2016 Meeting Type: Annual Record Date: MAR 15, 2016 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Brook Taube For Withhold Management 1.2 Elect Director Seth Taube For Withhold Management 1.3 Elect Director Jeffrey Tonkel For Withhold Management 1.4 Elect Director Jeffrey T. Leeds For For Management 1.5 Elect Director Guy Rounsaville, Jr. For For Management 1.6 Elect Director Philip K. Ryan For For Management 2 Ratify RSM US LLP as Auditors For For Management -------------------------------------------------------------------------------- MEETME INC Ticker: MEET Security ID: 585141104 Meeting Date: AUG 10, 2015 Meeting Type: Annual Record Date: JUN 19, 2015 # Proposal Mgt Rec Vote Cast Sponsor 1 Elect John Abbott For For Management 2 Elect Jean Clifton For For Management 3 Elect Geoffrey Cook For For Management -------------------------------------------------------------------------------- MEETME INC Ticker: MEET Security ID: 585141104 Meeting Date: AUG 10, 2015 Meeting Type: Annual Record Date: JUN 19, 2015 # Proposal Mgt Rec Vote Cast Sponsor 4 Elect Ernesto Cruz For For Management 5 Elect Spencer Rhodes For For Management 6 Elect Jason Whitt For Against Management 7 Advisory Vote on Executive Compensation For For Management 8 Ratification of Auditor For For Management -------------------------------------------------------------------------------- MEI PHARMA INC Ticker: MEIP Security ID: 55279B202 Meeting Date: DEC 03, 2015 Meeting Type: Annual Record Date: OCT 07, 2015 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Charles V. Baltic For For Management 1.2 Elect Nicholas R. Glover For For Management 2 Amendment to the 2008 Stock Omnibus For For Management Equity Compensation Plan 3 Ratification of Auditor For For Management 4 Advisory Vote on Executive Compensation For For Management -------------------------------------------------------------------------------- MELROSE BANCORP, INC. Ticker: MELR Security ID: 585553100 Meeting Date: MAY 12, 2016 Meeting Type: Annual Record Date: MAR 31, 2016 # Proposal Mgt Rec Vote Cast Sponsor 1 Elect Director Elizabeth McNelis For For Management 2 Ratify Baker Newman Noyes as Auditors For For Management -------------------------------------------------------------------------------- MERCANTILE BANK CORPORATION Ticker: MBWM Security ID: 587376104 Meeting Date: MAY 26, 2016 Meeting Type: Annual Record Date: APR 01, 2016 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director David M. Cassard For For Management 1.2 Elect Director Edward J. Clark For For Management 1.3 Elect Director Jeff A. Gardner For For Management 1.4 Elect Director Edward B. Grant For For Management 1.5 Elect Director Michael H. Price For For Management 1.6 Elect Director Thomas R. Sullivan For For Management 2 Approve Omnibus Stock Plan For For Management 3 Ratify BDO USA, LLP as Auditors For For Management 4 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation -------------------------------------------------------------------------------- MERCHANTS BANCSHARES, INC. Ticker: MBVT Security ID: 588448100 Meeting Date: MAY 26, 2016 Meeting Type: Annual Record Date: MAR 28, 2016 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Jeffrey L. Davis For For Management 1.2 Elect Director Karen J. Danaher For For Management 1.3 Elect Director Geoffrey R. Hesslink For For Management 1.4 Elect Director Donald R. Chase For For Management 2 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 3 Ratify Crowe Horwath LLP as Auditors For For Management -------------------------------------------------------------------------------- MESA LABORATORIES, INC. Ticker: MLAB Security ID: 59064R109 Meeting Date: SEP 24, 2015 Meeting Type: Annual Record Date: JUL 31, 2015 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Michael T. Brooks For Withhold Management 1.2 Elect H. Stuart Campbell For Withhold Management 1.3 Elect Robert V. Dwyer For Withhold Management 1.4 Elect Evan C. Guillemin For Withhold Management 1.5 Elect David M. Kelly For Withhold Management 1.6 Elect John B. Schmieder For For Management 1.7 Elect John J. Sullivan For For Management 2 Advisory Vote on Executive Compensation For For Management 3 Ratification of Auditor For For Management -------------------------------------------------------------------------------- META FINANCIAL GROUP INC. Ticker: CASH Security ID: 59100U108 Meeting Date: JAN 25, 2016 Meeting Type: Annual Record Date: NOV 27, 2015 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect J. Tyler Haahr For For Management 1.2 Elect Bradley C. Hanson For Withhold Management 1.3 Elect Elizabeth G. Hoople For For Management 2 Advisory Vote on Executive Compensation For Against Management 3 Increase of Authorized Common Stock For For Management 4 Authorization of Non-Voting Common For For Management Stock -------------------------------------------------------------------------------- METABOLIX, INC. Ticker: MBLX Security ID: 591018882 Meeting Date: MAY 19, 2016 Meeting Type: Annual Record Date: MAR 23, 2016 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Peter N. Kellogg For For Management 1.2 Elect Director Celeste Beeks Mastin For For Management 1.3 Elect Director Robert L. Van Nostrand For For Management 2 Ratify PricewaterhouseCoopers LLP as For For Management Auditors -------------------------------------------------------------------------------- METRO BANCORP INC Ticker: METR Security ID: 59161R101 Meeting Date: JAN 14, 2016 Meeting Type: Special Record Date: NOV 20, 2015 # Proposal Mgt Rec Vote Cast Sponsor 1 Merger/Acquisition For For Management 2 Advisory Vote on Golden Parachutes For For Management 3 Right to Adjourn Meeting For For Management -------------------------------------------------------------------------------- MGC DIAGNOSTICS CORP Ticker: MGCD Security ID: 552768103 Meeting Date: MAR 16, 2016 Meeting Type: Annual Record Date: JAN 20, 2016 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Mark W. Sheffert For For Management 1.2 Elect John R. Baudhuin For For Management 1.3 Elect Terrence W. Bunge For For Management 1.4 Elect Wendy D. Lynch For For Management 1.5 Elect Robert E. Munzenrider For For Management 1.6 Elect Hendrik Struik For For Management 2 Ratification of Auditor For For Management 3 Advisory Vote on Executive Compensation For For Management 4 Amendment to the 2007 Stock Incentive For For Management Plan -------------------------------------------------------------------------------- MGP INGREDIENTS, INC. Ticker: MGPI Security ID: 55303J106 Meeting Date: MAY 19, 2016 Meeting Type: Annual Record Date: MAR 24, 2016 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director James L. Bareuther For For Management 1.2 Elect Director David J. Colo For For Management 1.3 Elect Director Terrence P. Dunn For For Management 1.4 Elect Director Anthony P. Foglio For For Management 1.5 Elect Director Augustus C. Griffin For For Management 1.6 Elect Director George W. Page, Jr. For For Management 1.7 Elect Director Daryl R. Schaller For For Management 1.8 Elect Director Karen L. Seaberg For For Management 1.9 Elect Director M. Jeannine Strandjord For For Management 2 Ratify KPMG LLP as Auditors For For Management 3 Amend Omnibus Stock Plan For For Management 4 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation -------------------------------------------------------------------------------- MICROVISION, INC. Ticker: MVIS Security ID: 594960304 Meeting Date: JUN 01, 2016 Meeting Type: Annual Record Date: APR 07, 2016 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Richard A. Cowell For For Management 1.2 Elect Director Slade Gorton For For Management 1.3 Elect Director Jeanette Horan For For Management 1.4 Elect Director Perry Mulligan For For Management 1.5 Elect Director Alexander Y. Tokman For For Management 1.6 Elect Director Brian Turner For For Management 1.7 Elect Director Thomas M. Walker For For Management 2 Amend Omnibus Stock Plan For For Management 3 Ratify Moss Adams LLP as Auditors For For Management -------------------------------------------------------------------------------- MIDDLEBURG FINANCIAL CORPORATION Ticker: MBRG Security ID: 596094102 Meeting Date: MAY 04, 2016 Meeting Type: Annual Record Date: MAR 18, 2016 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Howard M. Armfield For For Management 1.2 Elect Director Henry F. Atherton, III For For Management 1.3 Elect Director Joseph L. Boling For For Management 1.4 Elect Director Childs F. Burden For For Management 1.5 Elect Director Alexander G. Green, III For For Management 1.6 Elect Director Gary D. LeClair For For Management 1.7 Elect Director John C. Lee, IV For For Management 1.8 Elect Director Keith W. Meurlin For For Management 1.9 Elect Director Janet A. Neuharth For For Management 1.10 Elect Director John M. Rust For For Management 1.11 Elect Director Gary R. Shook For For Management 1.12 Elect Director Mary Leigh McDaniel For For Management 2 Ratify Yount, Hyde & Barbour, P.C. as For For Management Auditors -------------------------------------------------------------------------------- MIDSOUTH BANCORP, INC. Ticker: MSL Security ID: 598039105 Meeting Date: MAY 25, 2016 Meeting Type: Annual Record Date: MAR 31, 2016 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Leonard Q. 'Pete' For For Management Abington 1.2 Elect Director Will Charbonnet, Sr. For For Management 1.3 Elect Director Joseph V. Tortorice, Jr. For For Management 2 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 3 Ratify Porter Keadle Moore, LLC For For Management ('PKM') as Auditors -------------------------------------------------------------------------------- MIDWEST ONE FINANCIAL GROUP, INC. Ticker: MOFG Security ID: 598511103 Meeting Date: APR 21, 2016 Meeting Type: Annual Record Date: MAR 01, 2016 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Tracy S. McCormick For For Management 1.2 Elect Director Kevin W. Monson For For Management 1.3 Elect Director Richard J. Schwab For For Management 1.4 Elect Director R. Scott Zaiser For For Management 2 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 3 Ratify RSM US LLP as Auditors For For Management -------------------------------------------------------------------------------- MILLER INDUSTRIES, INC. Ticker: MLR Security ID: 600551204 Meeting Date: MAY 27, 2016 Meeting Type: Annual Record Date: APR 05, 2016 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Theodore H. Ashford, III For For Management 1.2 Elect Director A. Russell Chandler, III For For Management 1.3 Elect Director William G. Miller For For Management 1.4 Elect Director William G. Miller, II For For Management 1.5 Elect Director Richard H. Roberts For For Management 2 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation -------------------------------------------------------------------------------- MINERVA NEUROSCIENCES, INC. Ticker: NERV Security ID: 603380106 Meeting Date: JUN 16, 2016 Meeting Type: Annual Record Date: APR 20, 2016 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Remy Luthringer For Withhold Management 1.2 Elect Director Francesco De Rubertis For Withhold Management 1.3 Elect Director Fouzia Laghrissi-Thode For Withhold Management 2 Ratify Deloitte & Touche LLP as For For Management Auditors -------------------------------------------------------------------------------- MITCHAM INDUSTRIES, INC. Ticker: MIND Security ID: 606501104 Meeting Date: JUL 23, 2015 Meeting Type: Annual Record Date: MAY 26, 2015 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Billy F. Mitcham, Jr. For For Management 1.2 Elect Peter H. Blum For Withhold Management 1.3 Elect Robert P. Capps For Withhold Management 1.4 Elect R. Dean Lewis For For Management 1.5 Elect John F. Schwalbe For For Management 1.6 Elect Robert J. Albers For For Management 2 Advisory Vote on Executive Compensation For For Management 3 Ratification of Auditor For For Management -------------------------------------------------------------------------------- MOCON, INC. Ticker: MOCO Security ID: 607494101 Meeting Date: MAY 26, 2016 Meeting Type: Annual Record Date: APR 01, 2016 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Robert L. Demorest For For Management 1.2 Elect Director Donald N. DeMorett For For Management 1.3 Elect Director Robert F. Gallagher For For Management 1.4 Elect Director Bradley D. Goskowicz For For Management 1.5 Elect Director Kathleen P. Iverson For For Management 1.6 Elect Director Tom C. Thomas For For Management 1.7 Elect Director David J. Ward For For Management 1.8 Elect Director Paul R. Zeller For For Management 2 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 3 Ratify RSM US LLP as Auditors For For Management -------------------------------------------------------------------------------- MONARCH CASINO & RESORT, INC. Ticker: MCRI Security ID: 609027107 Meeting Date: JUN 08, 2016 Meeting Type: Annual Record Date: APR 15, 2016 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director John Farahi For Withhold Management 1.2 Elect Director Craig F. Sullivan For For Management 1.3 Elect Director Paul Andrews For For Management 2 Other Business For Against Management -------------------------------------------------------------------------------- MONARCH FINANCIAL HOLDINGS, INC. Ticker: MNRK Security ID: 60907Q100 Meeting Date: JUN 21, 2016 Meeting Type: Special Record Date: APR 25, 2016 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Merger Agreement For For Management 2 Amend Articles of Incorporation For For Management 3 Advisory Vote on Golden Parachutes For For Management 4 Adjourn Meeting For For Management -------------------------------------------------------------------------------- MORGANS HOTEL GROUP CO. Ticker: MHGC Security ID: 61748W108 Meeting Date: MAY 12, 2016 Meeting Type: Annual Record Date: APR 01, 2016 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Andrew Broad For For Management 1.2 Elect Director Kenneth E. Cruse For For Management 1.3 Elect Director John J. Dougherty For For Management 1.4 Elect Director Jason T. Kalisman For Withhold Management 1.5 Elect Director Howard M. Lorber For Withhold Management 1.6 Elect Director Bradford B. Nugent For For Management 1.7 Elect Director Michael E. Olshan For For Management 1.8 Elect Director Michelle S. Russo For Withhold Management 1.9 Elect Director Adam Stein For For Management 2 Ratify BDO USA, LLP as Auditors For For Management 3 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation -------------------------------------------------------------------------------- MOSYS, INC. Ticker: MOSY Security ID: 619718109 Meeting Date: JUN 24, 2016 Meeting Type: Annual Record Date: MAY 05, 2016 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Tommy Eng For For Management 1.2 Elect Director Chi-Ping Hsu For Withhold Management 1.3 Elect Director Stephen L. Domenik For Withhold Management 1.4 Elect Director Leonard Perham For Withhold Management 2 Ratify Burr Pilger Mayer, Inc. as For For Management Auditors 3 Approve Reverse Stock Split For For Management 4 Approve Repricing of Options For Against Management 5 Other Business For Against Management -------------------------------------------------------------------------------- MOTORCAR PARTS OF AMERICA INC. Ticker: MPAA Security ID: 620071100 Meeting Date: MAR 24, 2016 Meeting Type: Annual Record Date: FEB 16, 2016 # Proposal Mgt Rec Vote Cast Sponsor 1 Elect Selwyn Joffe For For Management 2 Elect Mel Marks For For Management 3 Elect Scott J. Adelson For Against Management 4 Elect Rudolph Borneo For Against Management 5 Elect Philip Gay For Against Management 6 Elect Duane Miller For Against Management 7 Elect Jeffrey Mirvis For Against Management 8 Ratification of Auditor For For Management 9 Advisory Vote on Executive Compensation For Against Management -------------------------------------------------------------------------------- MUTUALFIRST FINANCIAL, INC. Ticker: MFSF Security ID: 62845B104 Meeting Date: MAY 04, 2016 Meeting Type: Annual Record Date: MAR 07, 2016 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director David W. Heeter For For Management 1.2 Elect Director Edward C. Levy For For Management 1.3 Elect Director Michael J. Marien For For Management 1.4 Elect Director James R. Schrecongost For For Management 2 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 3 Ratify BKD, LLP as Auditors For For Management -------------------------------------------------------------------------------- MYOKARDIA, INC. Ticker: MYOK Security ID: 62857M105 Meeting Date: JUN 07, 2016 Meeting Type: Annual Record Date: APR 15, 2016 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Sunil Agarwal For For Management 1.2 Elect Director Kevin Starr For Withhold Management 2 Ratify PricewaterhouseCoopers LLP as For For Management Auditors 3 Amend Omnibus Stock Plan For Against Management -------------------------------------------------------------------------------- NACCO INDUSTRIES, INC. Ticker: NC Security ID: 629579103 Meeting Date: MAY 09, 2016 Meeting Type: Annual Record Date: MAR 14, 2016 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Scott S. Cowen For For Management 1.2 Elect Director John P. Jumper For For Management 1.3 Elect Director Dennis W. LaBarre For For Management 1.4 Elect Director Richard de J. Osborne For For Management 1.5 Elect Director Alfred M. Rankin, Jr. For For Management 1.6 Elect Director James A. Ratner For For Management 1.7 Elect Director Britton T. Taplin For For Management 1.8 Elect Director David F. Taplin For Withhold Management 1.9 Elect Director David B.H. Williams For For Management 2 Approve Executive Incentive Bonus Plan For For Management 3 Ratify Ernst & Young LLP as Auditors For For Management -------------------------------------------------------------------------------- NANOSTRING TECHNOLOGIES INC Ticker: NSTG Security ID: 63009R109 Meeting Date: JUL 15, 2015 Meeting Type: Annual Record Date: MAY 18, 2015 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Gregory Norden For For Management 1.2 Elect Charles P. Waite For For Management 2 Ratification of Auditor For For Management -------------------------------------------------------------------------------- NAPCO SECURITY TECHNOLOGIES INC Ticker: NSSC Security ID: 630402105 Meeting Date: DEC 09, 2015 Meeting Type: Annual Record Date: NOV 05, 2015 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Paul Stephen Beeber For For Management 1.2 Elect Randy B. Blaustein For For Management 1.3 Elect Donna A. Soloway For For Management 2 Ratification of Auditor For For Management -------------------------------------------------------------------------------- NATHAN`S FAMOUS, INC. Ticker: NATH Security ID: 632347100 Meeting Date: SEP 10, 2015 Meeting Type: Annual Record Date: JUL 22, 2015 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Robert J. Eide For Withhold Management 1.2 Elect Eric Gatoff For Withhold Management 1.3 Elect Brian S. Genson For Withhold Management 1.4 Elect Barry Leistner For Withhold Management 1.5 Elect Howard M. Lorber For Withhold Management 1.6 Elect Wayne Norbitz For Withhold Management 1.7 Elect A. F. Petrocelli For Withhold Management 1.8 Elect Charles Raich For Withhold Management 2 Ratification of Auditor For For Management -------------------------------------------------------------------------------- NATIONAL BANKSHARES, INC. Ticker: NKSH Security ID: 634865109 Meeting Date: MAY 10, 2016 Meeting Type: Annual Record Date: MAR 16, 2016 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director John E. Dooley For For Management 1.2 Elect Director Jack M. Lewis For For Management 1.3 Elect Director James G. Rakes For For Management 2 Advisory Vote to Ratify Named For Against Management Executive Officers' Compensation 3 Ratify Yount, Hyde & Barbour P.C. as For For Management Auditors -------------------------------------------------------------------------------- NATIONAL COMMERCE CORPORATION Ticker: NCOM Security ID: 63546L102 Meeting Date: MAY 24, 2016 Meeting Type: Annual Record Date: APR 08, 2016 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director John H. Holcomb, III For For Management 1.2 Elect Director Richard Murray, IV For For Management 1.3 Elect Director William E. Matthews, V For For Management 1.4 Elect Director Bobby A. Bradley For For Management 1.5 Elect Director R. Holman Head For For Management 1.6 Elect Director Jerry D. Kimbrough For For Management 1.7 Elect Director C. Phillip McWane For Withhold Management 1.8 Elect Director G. Ruffner Page, Jr. For For Management 1.9 Elect Director Stephen A. Sevigny For For Management 1.10 Elect Director W. Stancil Starnes For For Management 1.11 Elect Director Temple W. Tutwiler, III For For Management 1.12 Elect Director Russell H. Vandevelde, For For Management IV 1.13 Elect Director Donald F. Wright For For Management 2 Ratify Porter Keadle Moore, LLC as For For Management Auditors -------------------------------------------------------------------------------- NATIONAL PRESTO INDUSTRIES, INC. Ticker: NPK Security ID: 637215104 Meeting Date: MAY 17, 2016 Meeting Type: Annual Record Date: MAR 17, 2016 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Richard N. Cardozo For For Management 1.2 Elect Director Patrick J. Quinn For For Management 2 Ratify BDO USA, LLP as Auditors For For Management -------------------------------------------------------------------------------- NATIONAL RESEARCH CORPORATION Ticker: NRCIA Security ID: 637372202 Meeting Date: MAY 11, 2016 Meeting Type: Annual Record Date: MAR 10, 2016 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Donald M. Berwick For For Management 1.2 Elect Director Gail L. Warden For Withhold Management 2 Ratify KPMG LLP as Auditors For For Management 3 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation -------------------------------------------------------------------------------- NATURAL GAS SERVICES GROUP, INC. Ticker: NGS Security ID: 63886Q109 Meeting Date: JUN 16, 2016 Meeting Type: Annual Record Date: APR 18, 2016 # Proposal Mgt Rec Vote Cast Sponsor 1 Elect Director John W. Chisholm For For Management 2 Advisory Vote to Ratify Named For Against Management Executive Officers' Compensation 3 Amend Stock Option Plan For For Management 4 Ratify BDO USA, LLP as Auditors For For Management 5 Adopt Majority Voting for Uncontested For For Management Election of Directors -------------------------------------------------------------------------------- NATURE'S SUNSHINE PRODUCTS, INC. Ticker: NATR Security ID: 639027101 Meeting Date: MAY 31, 2016 Meeting Type: Annual Record Date: APR 08, 2016 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Li Dongjiu For For Management 1.2 Elect Director Albert R. Dowden For For Management 1.3 Elect Director Kristine F. Hughes For For Management 1.4 Elect Director Robert B. Mercer For For Management 1.5 Elect Director Gregory L. Probert For For Management 1.6 Elect Director Mary Beth Springer For For Management 1.7 Elect Director Rebecca L. Steinfort For For Management 1.8 Elect Director J. Christopher Teets For For Management 1.9 Elect Director Jeffrey D. Watkins For For Management 2 Ratify Deloitte & Touche LLP as For For Management Auditors 3 Ratify Fee Shifting Bylaw For Against Management 4 Advisory Vote to Ratify Named For Against Management Executive Officers' Compensation -------------------------------------------------------------------------------- NAUGATUCK VALLEY FINANCIAL CORP Ticker: NVSL Security ID: 63906P107 Meeting Date: OCT 08, 2015 Meeting Type: Special Record Date: AUG 06, 2015 # Proposal Mgt Rec Vote Cast Sponsor 1 Merger For For Management 2 Advisory Vote on Golden Parachutes For For Management 3 Right to Adjourn Meeting For For Management -------------------------------------------------------------------------------- NAUTILUS, INC. Ticker: NLS Security ID: 63910B102 Meeting Date: MAY 04, 2016 Meeting Type: Annual Record Date: MAR 14, 2016 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Ronald P. Badie For For Management 1.2 Elect Director Bruce M. Cazenave For For Management 1.3 Elect Director Richard A. Horn For For Management 1.4 Elect Director M. Carl Johnson, III For For Management 1.5 Elect Director Anne G. Saunders For For Management 1.6 Elect Director Marvin G. Siegert For For Management 2 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 3 Ratify Deloitte & Touche LLP as For For Management Auditors -------------------------------------------------------------------------------- NCI, INC. Ticker: NCIT Security ID: 62886K104 Meeting Date: JUN 01, 2016 Meeting Type: Annual Record Date: APR 11, 2016 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Brian J. Clark For For Management 1.2 Elect Director James P. Allen For For Management 1.3 Elect Director Paul V. Lombardi For For Management 1.4 Elect Director Cindy E. Moran For For Management 1.5 Elect Director Charles K. Narang For For Management 1.6 Elect Director Austin J. Yerks For For Management 1.7 Elect Director Daniel R. Young For For Management 2 Ratify Deloitte & Touche LLP as For For Management Auditors -------------------------------------------------------------------------------- NEOGENOMICS INC. Ticker: NEO Security ID: 64049M209 Meeting Date: DEC 21, 2015 Meeting Type: Special Record Date: NOV 06, 2015 # Proposal Mgt Rec Vote Cast Sponsor 1 Share Issuance for Merger For For Management 2 Increase of Authorized Common Stock For For Management 3 Issuance of Preferred Stock For For Management 4 Acquisition For For Management 5 Amendment to the Equity Incentive Plan For For Management 6 Right to Adjourn Meeting For For Management -------------------------------------------------------------------------------- NEOGENOMICS, INC. Ticker: NEO Security ID: 64049M209 Meeting Date: JUN 07, 2016 Meeting Type: Annual Record Date: APR 20, 2016 # Proposal Mgt Rec Vote Cast Sponsor 1a Elect Director Douglas M. VanOort For For Management 1b Elect Director Steven C. Jones For For Management 1c Elect Director Kevin C. Johnson For For Management 1d Elect Director Raymond R. Hipp For For Management 1e Elect Director William J. Robison For For Management 1f Elect Director Bruce K. Crowther For For Management 1g Elect Director Lynn A. Tetrault For For Management 1h Elect Director Alison L. Hannah For For Management 1i Elect Director Kieran P. Murphy For Withhold Management 2 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation -------------------------------------------------------------------------------- NEOPHOTONICS CORPORATION Ticker: NPTN Security ID: 64051T100 Meeting Date: JUL 14, 2015 Meeting Type: Annual Record Date: MAY 26, 2015 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Charles J. Abbe For Withhold Management 1.2 Elect Bandel L. Carano For For Management 1.3 Elect Michael J. Sophie For Withhold Management 2 Ratification of Auditor For For Management -------------------------------------------------------------------------------- NEOS THERAPEUTICS, INC. Ticker: NEOS Security ID: 64052L106 Meeting Date: JUN 15, 2016 Meeting Type: Annual Record Date: APR 22, 2016 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Alan Heller For Withhold Management 1.2 Elect Director Bryant Fong For Withhold Management 2 Ratify RSM US LLP as Auditors For For Management -------------------------------------------------------------------------------- NEOTHETICS, INC. Ticker: NEOT Security ID: 64066G101 Meeting Date: JUN 16, 2016 Meeting Type: Annual Record Date: APR 20, 2016 # Proposal Mgt Rec Vote Cast Sponsor 1 Elect Director Martha J. Demski For Withhold Management 2 Ratify Ernst & Young LLP as Auditors For For Management -------------------------------------------------------------------------------- NET ELEMENT, INC. Ticker: NETE Security ID: 64111R102 Meeting Date: JUN 13, 2016 Meeting Type: Annual Record Date: APR 15, 2016 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Oleg Firer For For Management 1.2 Elect Director Kenges Rakishev For For Management 1.3 Elect Director William Healy For Withhold Management 1.4 Elect Director James Caan For Withhold Management 1.5 Elect Director Drew J. Freeman For Withhold Management 1.6 Elect Director Howard Ash For For Management 2 Increase Authorized Common Stock For For Management 3 Amend Omnibus Stock Plan For Against Management 4 Approve Issuance of Shares for a For For Management Private Placement 5 Approve Issuance of Restricted Shares For For Management of Common Stock to Oleg Firer 6 Approve Issuance of Restricted Shares For Against Management of Common Stock to Oleg Firer 7 Approve Issuance of Restricted Shares For Against Management of Common Stock to Steven Wolberg 8 Advisory Vote to Ratify Named For Against Management Executive Officers' Compensation -------------------------------------------------------------------------------- NEUROMETRIX, INC. Ticker: NURO Security ID: 641255500 Meeting Date: MAY 03, 2016 Meeting Type: Annual Record Date: MAR 08, 2016 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director David E. Goodman For For Management 1.2 Elect Director Nancy E. Katz For For Management 2 Amend Omnibus Stock Plan For Against Management 3 Amend Qualified Employee Stock For Against Management Purchase Plan 4 Ratify PricewaterhouseCoopers LLP as For For Management Auditors 5 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation -------------------------------------------------------------------------------- NEW YORK & COMPANY, INC. Ticker: NWY Security ID: 649295102 Meeting Date: JUN 21, 2016 Meeting Type: Annual Record Date: APR 25, 2016 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Gregory J. Scott For For Management 1.2 Elect Director Bodil M. Arlander For For Management 1.3 Elect Director David H. Edwab For For Management 1.4 Elect Director James O. Egan For For Management 1.5 Elect Director Lori H. Greeley For For Management 1.6 Elect Director Christy Haubegger For For Management 1.7 Elect Director John D. Howard For For Management 1.8 Elect Director Grace Nichols For For Management 1.9 Elect Director Michelle Pearlman For For Management 1.10 Elect Director Arthur E. Reiner For For Management 2 Amend Executive Incentive Bonus Plan For For Management 3 Ratify BDO USA, LLP as Auditors For For Management -------------------------------------------------------------------------------- NEWBRIDGE BANCORP Ticker: NBBC Security ID: 65080T102 Meeting Date: FEB 23, 2016 Meeting Type: Special Record Date: JAN 08, 2016 # Proposal Mgt Rec Vote Cast Sponsor 1 Merger/Acquisition For For Management 2 Advisory Vote on Golden Parachutes For Against Management 3 Right to Adjourn Meeting For For Management -------------------------------------------------------------------------------- NICHOLAS FINANCIAL, INC. Ticker: NCFNF Security ID: 65373J209 Meeting Date: AUG 13, 2015 Meeting Type: Annual Record Date: JUN 25, 2015 # Proposal Mgt Rec Vote Cast Sponsor 2 Ratification of Auditor For For Management 3 Omnibus Incentive Plan 2015 For For Management 4 Advisory Vote on Executive Compensation For For Management -------------------------------------------------------------------------------- NICHOLAS FINANCIAL, INC. Ticker: NCFNF Security ID: 65373J209 Meeting Date: AUG 13, 2015 Meeting Type: Annual Record Date: JUN 25, 2015 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Scott Fink For For Management 1.2 Elect Robert J. Hastings For For Management -------------------------------------------------------------------------------- NOODLES & COMPANY Ticker: NDLS Security ID: 65540B105 Meeting Date: MAY 05, 2016 Meeting Type: Annual Record Date: MAR 08, 2016 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Scott Dahnke For Withhold Management 1.2 Elect Director Kevin Reddy For For Management 1.3 Elect Director Dave Boennighausen For For Management 2 Ratify Ernst & Young LLP as Auditors For For Management -------------------------------------------------------------------------------- NORTHERN TECHNOLOGIES INTERNATIONAL CORP. Ticker: NTIC Security ID: 665809109 Meeting Date: JAN 15, 2016 Meeting Type: Annual Record Date: NOV 17, 2015 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Barbara D. Colwell For For Management 1.2 Elect KOH Soo Keong For For Management 1.3 Elect Sunggyu Lee For For Management 1.4 Elect G. Patrick Lynch For For Management 1.5 Elect Ramani Narayan For For Management 1.6 Elect Richard Nigon For For Management 1.7 Elect Konstantin von Falkenhausen For For Management 2 Advisory Vote on Executive Compensation For For Management 3 Ratification of Auditor For For Management -------------------------------------------------------------------------------- NORTHRIM BANCORP, INC. Ticker: NRIM Security ID: 666762109 Meeting Date: MAY 26, 2016 Meeting Type: Annual Record Date: MAR 31, 2016 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Joseph M. Beedle For For Management 1.2 Elect Director Larry S. Cash For For Management 1.3 Elect Director Mark G. Copeland For For Management 1.4 Elect Director Anthony Drabek For For Management 1.5 Elect Director Karl L. Hanneman For For Management 1.6 Elect Director David W. Karp For For Management 1.7 Elect Director Joseph M. Schierhorn For For Management 1.8 Elect Director David J. McCambridge For For Management 1.9 Elect Director Krystal M. Nelson For For Management 1.10 Elect Director John C. Swalling For For Management 1.11 Elect Director Linda C. Thomas For For Management 1.12 Elect Director David G. Wight For For Management 2 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 3 Ratify Moss Adams LLP as Auditors For For Management -------------------------------------------------------------------------------- NORTHWEST BIOTHERAPEUTICS INC Ticker: NWBO Security ID: 66737P600 Meeting Date: DEC 18, 2015 Meeting Type: Annual Record Date: OCT 27, 2015 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Linda F. Powers For For Management 1.2 Elect Dr. Navid Malik For Withhold Management 2 Ratification of Auditor For For Management -------------------------------------------------------------------------------- NORWOOD FINANCIAL CORP. Ticker: NWFL Security ID: 669549107 Meeting Date: APR 26, 2016 Meeting Type: Annual Record Date: MAR 14, 2016 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Andrew A. Forte For For Management 1.2 Elect Director Ralph A. Matergia For Withhold Management 1.3 Elect Director Susan Gumble For For Management 2 Ratify S.R. Snodgrass, P.C. as Auditors For For Management -------------------------------------------------------------------------------- NOVABAY PHARMACEUTICALS INC Ticker: NBY Security ID: 66987P102 Meeting Date: SEP 30, 2015 Meeting Type: Special Record Date: SEP 02, 2015 # Proposal Mgt Rec Vote Cast Sponsor 1 Increase of Authorized Common Stock For For Management 2 Right to Adjourn Meeting For For Management -------------------------------------------------------------------------------- NOVABAY PHARMACEUTICALS INC Ticker: NBY Security ID: 66987P102 Meeting Date: DEC 11, 2015 Meeting Type: Special Record Date: NOV 19, 2015 # Proposal Mgt Rec Vote Cast Sponsor 1 Reverse Stock Split For For Management 2 Right to Adjourn Meeting For For Management -------------------------------------------------------------------------------- NOVABAY PHARMACEUTICALS, INC. Ticker: NBY Security ID: 66987P201 Meeting Date: MAY 26, 2016 Meeting Type: Annual Record Date: APR 07, 2016 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Paul E. Freiman For For Management 1.2 Elect Director Gail Maderis For For Management 1.3 Elect Director Xiaoyan (Henry) Liu For Withhold Management 2 Approve Issuance of Shares for a For For Management Private Placement 3 Amend Omnibus Stock Plan For Against Management 4 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 5 Ratify OUM & Co. LLP as Auditors For For Management -------------------------------------------------------------------------------- NOVATEL WIRELESS INC. Ticker: NVTL Security ID: 66987M604 Meeting Date: AUG 31, 2015 Meeting Type: Special Record Date: JUL 24, 2015 # Proposal Mgt Rec Vote Cast Sponsor 1 Increase of Authorized Common Stock For For Management 2 Merger/Acquisition (Use of Proceeds) For Against Management -------------------------------------------------------------------------------- NTELOS HOLDINGS CORP Ticker: NTLS Security ID: 67020Q305 Meeting Date: NOV 11, 2015 Meeting Type: Annual Record Date: OCT 09, 2015 # Proposal Mgt Rec Vote Cast Sponsor 1 Merger For For Management 2 Advisory Vote on Golden Parachutes For For Management 3.1 Elect David A. Chorney For For Management 3.2 Elect Rodney D. Dir For For Management 3.3 Elect Stephen C. Duggan For For Management 3.4 Elect Michael Gottdenker For For Management 3.5 Elect Daniel J. Heneghan For For Management 3.6 Elect Michael Huber For For Management 3.7 Elect Ruth Sommers For For Management 3.8 Elect Ellen O'Connor Vos For Withhold Management 4 Advisory Vote on Executive Compensation For For Management 5 Ratification of Auditor For Against Management 6 Amendment to the 2010 Equity and Cash For For Management Incentive Plan 7 Right to Adjourn Meeting For For Management -------------------------------------------------------------------------------- NUTRACEUTICAL INTERNATIONAL CORP. Ticker: NUTR Security ID: 67060Y101 Meeting Date: JAN 25, 2016 Meeting Type: Annual Record Date: DEC 04, 2015 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Frank W. Gay, II For For Management 1.2 Elect Gregory M. Benson For For Management 2 Ratification of Auditor For For Management 3 Advisory Vote on Executive Compensation For Against Management -------------------------------------------------------------------------------- NVE CORP Ticker: NVEC Security ID: 629445206 Meeting Date: AUG 06, 2015 Meeting Type: Annual Record Date: JUN 12, 2015 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Terrence W. Glarner For For Management 1.2 Elect Daniel A. Baker For For Management 1.3 Elect Patricia M. Hollister For For Management 1.4 Elect Richard W. Kramp For For Management 1.5 Elect Gary R. Maharaj For For Management 2 Advisory Vote on Executive Compensation For For Management 3 Ratification of Auditor For For Management -------------------------------------------------------------------------------- OCEAN BIO-CHEM, INC. Ticker: OBCI Security ID: 674631106 Meeting Date: JUN 03, 2016 Meeting Type: Annual Record Date: APR 11, 2016 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Jeffrey S. Barocas For Withhold Management 1.2 Elect Director Sonia B. Beard For For Management 1.3 Elect Director Diana Mazuelos Conard For For Management 1.4 Elect Director Gregor M. Dornau For Withhold Management 1.5 Elect Director Peter G. Dornau For Withhold Management 1.6 Elect Director William W. Dudman For Withhold Management 1.7 Elect Director James M. Kolisch For Withhold Management 1.8 Elect Director John B. Turner For For Management 2 Ratify Goldstein Schechter Koch P.A. For For Management as Auditors 3 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation -------------------------------------------------------------------------------- OCEAN SHORE HOLDING CO. Ticker: OSHC Security ID: 67501R103 Meeting Date: MAY 25, 2016 Meeting Type: Annual Record Date: APR 01, 2016 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Steven E. Brady For For Management 1.2 Elect Director Samuel R. Young For For Management 2 Ratify Deloitte & Touche LLP as For For Management Auditors 3 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation -------------------------------------------------------------------------------- OCEANFIRST FINANCIAL CORP. Ticker: OCFC Security ID: 675234108 Meeting Date: APR 25, 2016 Meeting Type: Special Record Date: MAR 11, 2016 # Proposal Mgt Rec Vote Cast Sponsor 1 Issue Shares in Connection with Merger For For Management 2 Adjourn Meeting For For Management -------------------------------------------------------------------------------- OCEANFIRST FINANCIAL CORP. Ticker: OCFC Security ID: 675234108 Meeting Date: JUN 02, 2016 Meeting Type: Annual Record Date: APR 11, 2016 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Christopher D. Maher For For Management 1.2 Elect Director Donald E. McLaughlin For For Management 1.3 Elect Director John E. Walsh For For Management 2 Amend Executive Incentive Bonus Plan For For Management 3 Advisory Vote to Ratify Named For Against Management Executive Officers' Compensation 4 Ratify KPMG LLP as Auditors For For Management -------------------------------------------------------------------------------- OCERA THERAPEUTICS, INC. Ticker: OCRX Security ID: 67552A108 Meeting Date: JUN 14, 2016 Meeting Type: Annual Record Date: APR 21, 2016 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Eckard Weber For For Management 1.2 Elect Director Linda S. Grais For For Management 1.3 Elect Director Steven P. James For For Management 1.4 Elect Director Nina Kjellson For For Management 1.5 Elect Director Michael Powell For For Management 1.6 Elect Director Anne M. VanLent For For Management 1.7 Elect Director Wendell Wierenga For For Management 2 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 3 Advisory Vote on Say on Pay Frequency One Year One Year Management 4 Amend Omnibus Stock Plan For For Management 5 Ratify Ernst & Young LLP as Auditors For For Management -------------------------------------------------------------------------------- OCLARO INC Ticker: OCLR Security ID: 67555N206 Meeting Date: NOV 10, 2015 Meeting Type: Annual Record Date: SEP 11, 2015 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Marissa T. Peterson For For Management 1.2 Elect Greg Dougherty For For Management 2 Issuance of Common Stock For For Management 3 Increase of Authorized Common Stock For For Management 4 Amendment to the 2001 Long-Term Stock For For Management Incentive Plan 5 Amendment to the Variable Pay Program For For Management 6 Advisory Vote on Executive Compensation For For Management 7 Ratification of Auditor For For Management -------------------------------------------------------------------------------- OIL-DRI CORP. OF AMERICA Ticker: ODC Security ID: 677864100 Meeting Date: DEC 08, 2015 Meeting Type: Annual Record Date: OCT 13, 2015 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect J. Steven Cole For For Management 1.2 Elect Daniel S. Jaffee For For Management 1.3 Elect Richard M. Jaffee For For Management 1.4 Elect Joseph C. Miller For For Management 1.5 Elect Michael A. Nemeroff For Withhold Management 1.6 Elect Allan H. Selig For For Management 1.7 Elect Paul E. Suckow For For Management 1.8 Elect Lawrence E. Washow For For Management 2 Ratification of Auditor For For Management 3 Amendment to the 2006 Long Term For For Management Incentive Plan -------------------------------------------------------------------------------- OLD SECOND BANCORP, INC. Ticker: OSBC Security ID: 680277100 Meeting Date: MAY 17, 2016 Meeting Type: Annual Record Date: MAR 25, 2016 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Edward Bonifas For For Management 1.2 Elect Director William B. Skoglund For For Management 1.3 Elect Director Duane Suits For For Management 2 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 3 Amend Omnibus Stock Plan For For Management 4 Amend NOL Rights Plan (NOL Pill) For For Management 5 Ratify Plante & Moran, PLLC as Auditors For For Management -------------------------------------------------------------------------------- OMEGA FLEX, INC. Ticker: OFLX Security ID: 682095104 Meeting Date: JUN 07, 2016 Meeting Type: Annual Record Date: APR 05, 2016 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director J. Nicholas Filler For For Management 1.2 Elect Director Derek W. Glanvill For For Management 1.3 Elect Director Bruce C. Klink For For Management 2 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 3 Ratify RSM US LLP as Auditors For For Management -------------------------------------------------------------------------------- ONCOCYTE CORPORATION Ticker: OCX Security ID: 68235C107 Meeting Date: JUN 09, 2016 Meeting Type: Annual Record Date: APR 27, 2016 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director William Annett For Withhold Management 1.2 Elect Director Andrew Arno For For Management 1.3 Elect Director Alfred D. Kingsley For Withhold Management 1.4 Elect Director Andrew J. Last For For Management 1.5 Elect Director Aditya Mohanty For Withhold Management 1.6 Elect Director Cavan Redmond For For Management 1.7 Elect Director Michael D. West For Withhold Management 2 Ratify OUM & Co. LLP as Auditors For For Management -------------------------------------------------------------------------------- ONCOGENEX PHARMACEUTICALS, INC. Ticker: OGXI Security ID: 68230A106 Meeting Date: MAY 26, 2016 Meeting Type: Annual Record Date: MAR 31, 2016 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Scott Cormack For For Management 1.2 Elect Director Neil Clendeninn For For Management 1.3 Elect Director Jack Goldstein For For Management 1.4 Elect Director Martin Mattingly For For Management 1.5 Elect Director Stewart Parker For For Management 1.6 Elect Director David Smith For For Management 2 Ratify Ernst & Young LLP as Auditors For For Management -------------------------------------------------------------------------------- ONCONOVA THERAPEUTICS, INC. Ticker: ONTX Security ID: 68232V108 Meeting Date: MAY 18, 2016 Meeting Type: Annual Record Date: APR 06, 2016 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Henry S. Bienen For For Management 1.2 Elect Director Jerome E. Groopman For For Management 1.3 Elect Director Michael B. Hoffman For For Management 1.4 Elect Director Ramesh Kumar For For Management 1.5 Elect Director James J. Marino For For Management 1.6 Elect Director Viren Mehta For For Management 1.7 Elect Director E. Premkumar Reddy For For Management 1.8 Elect Director Jack E. Stover For For Management 2 Approve Reverse Stock Split For For Management 3 Reduce Authorized Common Stock For For Management 4 Ratify Ernst & Young LLP as Auditors For For Management 5 Adjourn Meeting For For Management -------------------------------------------------------------------------------- ONE LIBERTY PROPERTIES, INC. Ticker: OLP Security ID: 682406103 Meeting Date: JUN 10, 2016 Meeting Type: Annual Record Date: APR 15, 2016 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Joseph A. Amato For For Management 1.2 Elect Director Jeffrey A. Gould For For Management 1.3 Elect Director Matthew J. Gould For For Management 1.4 Elect Director J. Robert Lovejoy For For Management 2 Approve Omnibus Stock Plan For Against Management 3 Ratify Ernst & Young LLP as Auditors For For Management -------------------------------------------------------------------------------- OOMA, INC. Ticker: OOMA Security ID: 683416101 Meeting Date: JUN 16, 2016 Meeting Type: Annual Record Date: APR 26, 2016 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Peter J. Goettner For For Management 1.2 Elect Director Eric B. Stang For For Management 2 Ratify Deloitte & Touche LLP as For For Management Auditors -------------------------------------------------------------------------------- OPEXA THERAPEUTICS, INC. Ticker: OPXA Security ID: 68372T301 Meeting Date: MAY 16, 2016 Meeting Type: Annual Record Date: MAR 28, 2016 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Timothy Barabe For For Management 1.2 Elect Director Hans-Peter Hartung For Withhold Management 1.3 Elect Director Gail J. Maderis For For Management 1.4 Elect Director Michael S. Richman For For Management 1.5 Elect Director Scott B. Seaman For For Management 1.6 Elect Director Neil K. Warma For For Management 2 Amend Omnibus Stock Plan For For Management 3 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 4 Ratify MaloneBailey, LLP as Auditors For For Management -------------------------------------------------------------------------------- OPGEN, INC. Ticker: OPGN Security ID: 68373L109 Meeting Date: JUN 22, 2016 Meeting Type: Annual Record Date: APR 27, 2016 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Evan Jones For Withhold Management 1.2 Elect Director Brian G. Atwood For Withhold Management 1.3 Elect Director Harry J. D'Andrea For For Management 1.4 Elect Director Timothy J.R. Harris For Withhold Management 1.5 Elect Director Laurence R. McCarthy For Withhold Management 1.6 Elect Director David M. Rubin For For Management 1.7 Elect Director Misti Ushio For Withhold Management 2 Approve Stock Option Plan Grants to For Against Management Evan Jones 3 Ratify CohnReznick LLP as Auditors For For Management -------------------------------------------------------------------------------- ORBCOMM INC. Ticker: ORBC Security ID: 68555P100 Meeting Date: APR 20, 2016 Meeting Type: Annual Record Date: MAR 04, 2016 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Didier Delepine For For Management 1.2 Elect Director Gary H. Ritondaro For For Management 2 Ratify Grant Thornton LLP as Auditors For For Management 3 Approve Omnibus Stock Plan For For Management 4 Approve Qualified Employee Stock For For Management Purchase Plan 5 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation -------------------------------------------------------------------------------- ORCHID ISLAND CAPITAL, INC. Ticker: ORC Security ID: 68571X103 Meeting Date: JUN 09, 2016 Meeting Type: Annual Record Date: MAR 30, 2016 # Proposal Mgt Rec Vote Cast Sponsor 1a Elect Director Robert E. Cauley For For Management 1b Elect Director G. Hunter Haas, IV For For Management 1c Elect Director W Coleman Bitting For For Management 1d Elect Director John B. Van Heuvelen For For Management 1e Elect Director Frank P. Filipps For For Management 1f Elect Director Ava L. Parker For For Management 2 Ratify BDO USA, LLP as Auditors For For Management -------------------------------------------------------------------------------- ORCHIDS PAPER PRODUCTS COMPANY Ticker: TIS Security ID: 68572N104 Meeting Date: MAY 02, 2016 Meeting Type: Annual Record Date: MAR 14, 2016 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Steven R. Berlin For For Management 1.2 Elect Director Mario Armando Garcia For For Management 1.3 Elect Director John C. Guttilla For For Management 1.4 Elect Director Douglas E. Hailey For For Management 1.5 Elect Director Elaine MacDonald For For Management 1.6 Elect Director Mark H. Ravich For For Management 1.7 Elect Director Jeffrey S. Schoen For For Management 2 Ratify HoganTaylor LLP as Auditors For For Management -------------------------------------------------------------------------------- ORION ENERGY SYSTEMS INC Ticker: OESX Security ID: 686275108 Meeting Date: AUG 05, 2015 Meeting Type: Annual Record Date: JUN 10, 2015 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Mark C. Williamson For For Management 1.2 Elect Michael W. Altschaefl For For Management 1.3 Elect Anthony L. Otten For For Management 1.4 Elect Tryg C. Jacobson For For Management 2 Advisory Vote on Executive Compensation For For Management 3 Ratification of Auditor For For Management -------------------------------------------------------------------------------- OWENS REALTY MORTGAGE, INC. Ticker: ORM Security ID: 690828108 Meeting Date: JUN 27, 2016 Meeting Type: Annual Record Date: MAY 05, 2016 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director William C. Owens For For Management 1.2 Elect Director Dennis G. Schmal For For Management 2 Ratify Crowe Horwath LLP as Auditors For For Management -------------------------------------------------------------------------------- OXIGENE, INC. Ticker: OXGN Security ID: 691828404 Meeting Date: JUN 01, 2016 Meeting Type: Annual Record Date: APR 18, 2016 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director David J. Chaplin For For Management 1.2 Elect Director Frederick W. Driscoll For For Management 1.3 Elect Director Gerald McMahon For For Management 1.4 Elect Director Simon Pedder For For Management 1.5 Elect Director William D. Schwieterman For For Management 2 Amend Omnibus Stock Plan For Against Management 3 Approve Reverse Stock Split For For Management 4 Adjourn Meeting For For Management 5 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 6 Ratify Ernst & Young LLP as Auditors For For Management -------------------------------------------------------------------------------- P&F INDUSTRIES, INC. Ticker: PFIN Security ID: 692830508 Meeting Date: MAY 25, 2016 Meeting Type: Annual Record Date: APR 13, 2016 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Howard Brod Brownstein For For Management 1.2 Elect Director Richard A. Horowitz For For Management 2 Ratify CohnReznick LLP as Auditors For For Management 3 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation -------------------------------------------------------------------------------- P.A.M. TRANSPORTATION SERVICES, INC. Ticker: PTSI Security ID: 693149106 Meeting Date: APR 26, 2016 Meeting Type: Annual Record Date: MAR 10, 2016 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Frederick P. Calderone For Withhold Management 1.2 Elect Director Daniel H. Cushman For Withhold Management 1.3 Elect Director W. Scott Davis For For Management 1.4 Elect Director Norman E. Harned For For Management 1.5 Elect Director Franklin H. McLarty For For Management 1.6 Elect Director Manuel J. Moroun For Withhold Management 1.7 Elect Director Matthew T. Moroun For Withhold Management 1.8 Elect Director Daniel C. Sullivan For For Management 2 Ratify Grant Thornton LLP as Auditors For For Management -------------------------------------------------------------------------------- PACIFIC CONTINENTAL CORPORATION Ticker: PCBK Security ID: 69412V108 Meeting Date: APR 25, 2016 Meeting Type: Annual Record Date: FEB 29, 2016 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Robert A. Ballin For For Management 1.2 Elect Director Roger S. Busse For For Management 1.3 Elect Director Eric S. Forrest For For Management 1.4 Elect Director Michael E. Heijer For For Management 1.5 Elect Director Michael D. Holzgang For For Management 1.6 Elect Director Judith A. Johansen For For Management 1.7 Elect Director Donald L. Krahmer, Jr. For For Management 1.8 Elect Director Donald G. Montgomery For For Management 1.9 Elect Director Jeffrey D. Pinneo For For Management 1.10 Elect Director John H. Rickman For For Management 1.11 Elect Director Karen L. Whitman For For Management 2 Adopt Majority Voting for Uncontested For For Management Election of Directors 3 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 4 Ratify Moss Adams LLP as Auditors For For Management -------------------------------------------------------------------------------- PACIFIC ETHANOL, INC. Ticker: PEIX Security ID: 69423U305 Meeting Date: JUN 16, 2016 Meeting Type: Annual Record Date: APR 20, 2016 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director William L. Jones For For Management 1.2 Elect Director Neil M. Koehler For For Management 1.3 Elect Director Terry L. Stone For For Management 1.4 Elect Director John L. Prince For For Management 1.5 Elect Director Douglas L. Kieta For For Management 1.6 Elect Director Larry D. Layne For For Management 1.7 Elect Director Michael D. Kandris For For Management 2 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 3 Approve Omnibus Stock Plan For For Management 4 Ratify RSM US LLP as Auditors For For Management -------------------------------------------------------------------------------- PACIFIC MERCANTILE BANCORP Ticker: PMBC Security ID: 694552100 Meeting Date: MAY 18, 2016 Meeting Type: Annual Record Date: APR 01, 2016 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Romir Bosu For For Management 1.2 Elect Director Edward J. Carpenter For For Management 1.3 Elect Director Warren T. Finley For For Management 1.4 Elect Director John D. Flemming For For Management 1.5 Elect Director Michael P. Hoopis For For Management 1.6 Elect Director Denis P. Kalscheur For For Management 1.7 Elect Director David J. Munio For For Management 1.8 Elect Director John Thomas For For Management 1.9 Elect Director Thomas M. Vertin For For Management 1.10 Elect Director Stephen P. Yost For For Management 2 Ratify RSM US LLP as Auditors For For Management 3 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation -------------------------------------------------------------------------------- PACIFIC PREMIER BANCORP, INC. Ticker: PPBI Security ID: 69478X105 Meeting Date: JAN 25, 2016 Meeting Type: Special Record Date: DEC 18, 2015 # Proposal Mgt Rec Vote Cast Sponsor 1 Merger/Acquisition For For Management 2 Right to Adjourn Meeting For For Management -------------------------------------------------------------------------------- PALATIN TECHNOLOGIES, INC. Ticker: PTN Security ID: 696077403 Meeting Date: JUN 09, 2016 Meeting Type: Annual Record Date: APR 15, 2016 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Carl Spana For For Management 1.2 Elect Director John K.A. Prendergast For Withhold Management 1.3 Elect Director Robert K. deVeer, Jr. For For Management 1.4 Elect Director J. Stanley Hull For For Management 1.5 Elect Director Alan W. Dunton For For Management 1.6 Elect Director Angela Rossetti For For Management 1.7 Elect Director Arlene M. Morris For For Management 2 Ratify KPMG LLP as Auditors For For Management 3 Amend Omnibus Stock Plan For For Management 4 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 5 Other Business For Against Management -------------------------------------------------------------------------------- PALMETTO BANCSHARES INC Ticker: PLMT Security ID: 697062206 Meeting Date: AUG 12, 2015 Meeting Type: Special Record Date: JUL 08, 2015 # Proposal Mgt Rec Vote Cast Sponsor 1 Merger For For Management 2 Advisory Vote on Golden Parachutes For Against Management 3 Right to Adjourn Meeting For For Management -------------------------------------------------------------------------------- PANHANDLE OIL AND GAS INC Ticker: PHX Security ID: 698477106 Meeting Date: MAR 10, 2016 Meeting Type: Annual Record Date: JAN 21, 2016 # Proposal Mgt Rec Vote Cast Sponsor 2 Ratification of Auditor For For Management 3 Advisory Vote on Executive Compensation For For Management -------------------------------------------------------------------------------- PANHANDLE OIL AND GAS INC Ticker: PHX Security ID: 698477106 Meeting Date: MAR 10, 2016 Meeting Type: Annual Record Date: JAN 21, 2016 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Robert O. Lorenz For For Management 1.2 Elect Robert E. Robotti For For Management -------------------------------------------------------------------------------- PAPA MURPHY'S HOLDINGS, INC. Ticker: FRSH Security ID: 698814100 Meeting Date: MAY 25, 2016 Meeting Type: Annual Record Date: APR 01, 2016 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Yoo Jin Kim For For Management 1.2 Elect Director Benjamin Hochberg For For Management 1.3 Elect Director Ken Calwell For For Management 2 Ratify Moss Adams LLP as Auditors For For Management -------------------------------------------------------------------------------- PARATEK PHARMACEUTICALS, INC. Ticker: PRTK Security ID: 699374302 Meeting Date: JUN 08, 2016 Meeting Type: Annual Record Date: APR 11, 2016 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Thomas J. Dietz For For Management 1.2 Elect Director Evan Loh For For Management 1.3 Elect Director Timothy R. Franson For For Management 2 Ratify CohnReznick LLP as Auditors - None None Management Withdrawn 3 Ratify Ernst & Young LLP as Auditors For For Management -------------------------------------------------------------------------------- PARKE BANCORP, INC. Ticker: PKBK Security ID: 700885106 Meeting Date: APR 19, 2016 Meeting Type: Annual Record Date: MAR 10, 2016 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Fred G. Choate For For Management 1.2 Elect Director Edward Infantolino For For Management 1.3 Elect Director Jeffrey H. Kripitz For For Management 1.4 Elect Director Jack C. Sheppard, Jr. For For Management 2 Ratify RSM US, LLP as Auditors For For Management -------------------------------------------------------------------------------- PATRIOT NATIONAL, INC. Ticker: PN Security ID: 70338T102 Meeting Date: MAY 25, 2016 Meeting Type: Annual Record Date: MAR 30, 2016 # Proposal Mgt Rec Vote Cast Sponsor 1a Elect Director Steven M. Mariano For For Management 1b Elect Director Austin J. Shanfelter For Against Management 2 Ratify BDO USA, LLP as Auditors For For Management -------------------------------------------------------------------------------- PCM INC Ticker: PCMI Security ID: 69323K100 Meeting Date: JUL 21, 2015 Meeting Type: Annual Record Date: JUN 05, 2015 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Frank F. Khulusi For For Management 1.2 Elect Thomas A. Maloof For Withhold Management 1.3 Elect Ronald B. Reck For For Management 1.4 Elect Paul C. Heeschen For For Management 2 Amendment to the 2012 Equity Incentive For For Management Plan 3 Ratification of Auditor For For Management -------------------------------------------------------------------------------- PEAK RESORTS INC Ticker: SKIS Security ID: 70469L100 Meeting Date: OCT 01, 2015 Meeting Type: Annual Record Date: AUG 12, 2015 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Timothy D. Boyd For For Management 1.2 Elect Stephen J. Mueller For For Management 1.3 Elect Richard K. Deutsch For For Management -------------------------------------------------------------------------------- PEAK RESORTS INC Ticker: SKIS Security ID: 70469L100 Meeting Date: OCT 01, 2015 Meeting Type: Annual Record Date: AUG 12, 2015 # Proposal Mgt Rec Vote Cast Sponsor 1.4 Elect Stanley W. Hansen For For Management 1.5 Elect Carl E. Kraus For For Management 1.6 Elect Christopher S O'Connor For For Management 1.7 Elect Michael H. Staenberg For For Management 2 Ratification of Auditor For For Management -------------------------------------------------------------------------------- PEAPACK-GLADSTONE FINANCIAL CORPORATION Ticker: PGC Security ID: 704699107 Meeting Date: APR 26, 2016 Meeting Type: Annual Record Date: MAR 07, 2016 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Finn M. W. Caspersen, For For Management Jr. 1.2 Elect Director Susan A. Cole For For Management 1.3 Elect Director Anthony J. Consi, II For For Management 1.4 Elect Director Richard Daingerfield For For Management 1.5 Elect Director Edward A. Gramigna, Jr. For For Management 1.6 Elect Director Douglas L. Kennedy For For Management 1.7 Elect Director F. Duffield Meyercord For For Management 1.8 Elect Director John D. Kissel For For Management 1.9 Elect Director James R. Lamb For For Management 1.10 Elect Director Philip W. Smith, III For For Management 1.11 Elect Director Beth Welsh For For Management 2 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 3 Amend Omnibus Stock Plan For Against Management 4 Ratify Crowe Horwath LLP as Auditors For For Management -------------------------------------------------------------------------------- PENNANTPARK FLOATING RATE CAPITAL LTD Ticker: PFLT Security ID: 70806A106 Meeting Date: AUG 14, 2015 Meeting Type: Special Record Date: JUL 13, 2015 # Proposal Mgt Rec Vote Cast Sponsor 1 Merger/Acquisition For For Management 2 Right to Adjourn Meeting For For Management -------------------------------------------------------------------------------- PENNANTPARK FLOATING RATE CAPITAL LTD Ticker: PFLT Security ID: 70806A106 Meeting Date: FEB 02, 2016 Meeting Type: Annual Record Date: NOV 20, 2015 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Adam K. Bernstein For Withhold Management 1.2 Elect Jeffrey Flug For For Management 2 Ratification of Auditor For For Management -------------------------------------------------------------------------------- PENNS WOODS BANCORP, INC. Ticker: PWOD Security ID: 708430103 Meeting Date: APR 27, 2016 Meeting Type: Annual Record Date: MAR 01, 2016 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Daniel K. Brewer For For Management 1.2 Elect Director Michael J. Casale, Jr. For For Management 1.3 Elect Director Joseph E. Kluger For For Management 1.4 Elect Director R. Edward Nestlerode, For For Management Jr. 1.5 Elect Director William H. Rockey For For Management 2 Ratify S.R. Snodgrass, P.C. as Auditors For For Management -------------------------------------------------------------------------------- PEOPLE'S UTAH BANCORP Ticker: PUB Security ID: 712706209 Meeting Date: MAY 18, 2016 Meeting Type: Annual Record Date: MAR 24, 2016 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Dale O. Gunther For Withhold Management 1.2 Elect Director Richard T. Beard For Withhold Management 1.3 Elect Director Wolfgang T. N. Muelleck For Withhold Management 2 Ratify Tanner LLC as Auditors For For Management -------------------------------------------------------------------------------- PEOPLES BANCORP INC. Ticker: PEBO Security ID: 709789101 Meeting Date: APR 28, 2016 Meeting Type: Annual Record Date: MAR 01, 2016 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director S. Craig Beam For For Management 1.2 Elect Director David F. Dierker For For Management 1.3 Elect Director David L. Mead For For Management 1.4 Elect Director Susan D. Rector For For Management 1.5 Elect Director Thomas J. Wolf For For Management 2 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 3 Ratify Ernst & Young LLP as Auditors For For Management -------------------------------------------------------------------------------- PEOPLES BANCORP OF NORTH CAROLINA, INC. Ticker: PEBK Security ID: 710577107 Meeting Date: MAY 05, 2016 Meeting Type: Annual Record Date: MAR 10, 2016 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director James S. Abernethy For For Management 1.2 Elect Director Robert C. Abernethy For For Management 1.3 Elect Director Douglas S. Howard For For Management 1.4 Elect Director John W. Lineberger, Jr. For For Management 1.5 Elect Director Gary E. Matthews For For Management 1.6 Elect Director Billy L. Price, Jr. For For Management 1.7 Elect Director Larry E. Robinson For For Management 1.8 Elect Director William Gregory Terry For For Management 1.9 Elect Director Dan Ray Timmerman, Sr. For For Management 1.10 Elect Director Benjamin I. Zachary For For Management 2 Ratify Elliott Davis Decosimo PLLC as For For Management Auditors 3 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation -------------------------------------------------------------------------------- PERCEPTRON, INC. Ticker: PRCP Security ID: 71361F100 Meeting Date: NOV 10, 2015 Meeting Type: Annual Record Date: SEP 18, 2015 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Jeffrey M. Armstrong For For Management 1.2 Elect Kenneth R. Dabrowski For For Management 1.3 Elect Philip J. DeCocco For For Management 1.4 Elect W. Richard Marz For For Management 1.5 Elect C. Richard Neely For For Management 1.6 Elect Robert S. Oswald For For Management 1.7 Elect Terryll R. Smith For For Management 2 Ratification of Shareholder Rights Plan For Against Management 3 Advance Notice Provision For Against Management 4 Board Authority to Amend Bylaws For Against Management 5 Advisory Vote on Executive Compensation For For Management 6 Ratification of Auditor For For Management -------------------------------------------------------------------------------- PEREGRINE PHARMACEUTICALS INC Ticker: PPHM Security ID: 713661304 Meeting Date: OCT 15, 2015 Meeting Type: Annual Record Date: AUG 21, 2015 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Carlton M. Johnson Jr. For Withhold Management 1.2 Elect Steven W. King For For Management 1.3 Elect David H. Pohl For Withhold Management 1.4 Elect Eric S. Swartz For Withhold Management 2 Ratification of Auditor For For Management 3 Increase of Authorized Common Stock For For Management 4 Amendment to the 2011 Stock Incentive For For Management Plan 5 Advisory Vote on Executive Compensation For Against Management -------------------------------------------------------------------------------- PERNIX THERAPEUTICS HOLDINGS, INC. Ticker: PTX Security ID: 71426V108 Meeting Date: MAY 26, 2016 Meeting Type: Annual Record Date: APR 01, 2016 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Doug Drysdale - None None Management WITHDRAWN Resolution 1.2 Elect Director Steven A. Elms For For Management 1.3 Elect Director Tasos G. Konidaris For For Management 1.4 Elect Director John A. Sedor For Against Management 2 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 3 Ratify Cherry Bekaert L.L.P. as For For Management Auditors 4 Require a Majority Vote for the Against For Shareholder Election of Directors -------------------------------------------------------------------------------- PETROQUEST ENERGY, INC. Ticker: PQ Security ID: 716748108 Meeting Date: MAY 18, 2016 Meeting Type: Annual Record Date: MAR 21, 2016 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Charles T. Goodson For For Management 1.2 Elect Director William W. Rucks, IV For For Management 1.3 Elect Director E. Wayne Nordberg For For Management 1.4 Elect Director Michael L. Finch For For Management 1.5 Elect Director W.J. Gordon, III For For Management 1.6 Elect Director Charles F. Mitchell, II For For Management 2 Approve Omnibus Stock Plan For For Management 3 Approve Reverse Stock Split For For Management 4 Provide Directors May Be Removed With For For Management or Without Cause 5 Ratify Ernst & Young LLP as Auditors For For Management 6 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation -------------------------------------------------------------------------------- PFSWEB INC Ticker: PFSW Security ID: 717098206 Meeting Date: JUL 27, 2015 Meeting Type: Annual Record Date: JUN 15, 2015 # Proposal Mgt Rec Vote Cast Sponsor 1 Elect Benjamin L. Rosenzweig For For Management 2 Elect Monica Luechtefeld For For Management 3 Elect Michael C. Willoughby For For Management 4 Elect Shinichi Nagakura For For Management 5 Elect James F. Reilly For Against Management 6 Elect David I. Beatson For For Management 7 Amendment to Shareholder Rights Plan For Against Management 8 Advisory Vote on Executive Compensation For Against Management -------------------------------------------------------------------------------- PFSWEB, INC. Ticker: PFSW Security ID: 717098206 Meeting Date: JUN 29, 2016 Meeting Type: Annual Record Date: MAY 13, 2016 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Benjamin Rosenzweig For For Management 1.2 Elect Director Monica Luechtefeld For For Management 1.3 Elect Director Michael C. Willoughby For For Management 1.4 Elect Director Shinichi Nagakura For For Management 1.5 Elect Director James F. Reilly For For Management 1.6 Elect Director David I. Beatson For For Management 1.7 Elect Director Peter J. Stein For For Management 2 Amend Omnibus Stock Plan For For Management 3 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 4 Ratify BDO USA, LLP as Auditors For For Management -------------------------------------------------------------------------------- PHARMATHENE, INC. Ticker: PIP Security ID: 71714G102 Meeting Date: JUN 01, 2016 Meeting Type: Annual Record Date: APR 20, 2016 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director John M. Gill For For Management 1.2 Elect Director Eric I. Richman For For Management 1.3 Elect Director Jeffrey W. Runge For For Management 1.4 Elect Director Mitchel B. Sayare For For Management 1.5 Elect Director Derace L. Schaffer For For Management 1.6 Elect Director Steven St. Peter For For Management 2 Adopt NOL Rights Plan (NOL Pill) For For Management 3 Ratify Ernst & Young LLP as Auditors For For Management -------------------------------------------------------------------------------- PHOENIX COMPANIES, INC. Ticker: PNX Security ID: 71902E604 Meeting Date: DEC 17, 2015 Meeting Type: Special Record Date: NOV 16, 2015 # Proposal Mgt Rec Vote Cast Sponsor 1 Merger For For Management 2 Advisory Vote on Golden Parachutes For For Management 3 Right to Adjourn Meeting For For Management -------------------------------------------------------------------------------- PIERIS PHARMACEUTICALS, INC. Ticker: PIRS Security ID: 720795103 Meeting Date: JUN 28, 2016 Meeting Type: Annual Record Date: MAY 06, 2016 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Chau Khuong For Withhold Management 1.2 Elect Director Steven Prelack For Withhold Management 2 Approve Omnibus Stock Plan For For Management 3 Ratify Ernst & Young LLP as Auditors For For Management -------------------------------------------------------------------------------- PLANAR SYSTEMS INC. Ticker: PLNR Security ID: 726900103 Meeting Date: NOV 12, 2015 Meeting Type: Special Record Date: OCT 01, 2015 # Proposal Mgt Rec Vote Cast Sponsor 1 Merger/Acquisition For For Management 2 Advisory Vote on Golden Parachutes For For Management 3 Right to Adjourn Meeting For For Management -------------------------------------------------------------------------------- PLUMAS BANCORP Ticker: PLBC Security ID: 729273102 Meeting Date: MAY 18, 2016 Meeting Type: Annual Record Date: MAR 31, 2016 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Alvin G. Blickenstaff For For Management 1.2 Elect Director Steven M. Coldani For For Management 1.3 Elect Director William E. Elliott For For Management 1.4 Elect Director Gerald W. Fletcher For For Management 1.5 Elect Director John Flournoy For For Management 1.6 Elect Director Arthur C. Grohs For For Management 1.7 Elect Director Robert J. McClintock For For Management 1.8 Elect Director Terrance J. Reeson For For Management 1.9 Elect Director Andrew J. Ryback For For Management 1.10 Elect Director Daniel E. West For For Management 2 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 3 Ratify Vavrinek, Trine, Day & Company, For For Management LLP as Auditors -------------------------------------------------------------------------------- PMFG INC Ticker: PMFG Security ID: 69345P103 Meeting Date: SEP 02, 2015 Meeting Type: Special Record Date: JUL 30, 2015 # Proposal Mgt Rec Vote Cast Sponsor 1 Acquisition For For Management 2 Advisory Vote on Golden Parachutes For For Management 3 Right to Adjourn Meeting For For Management -------------------------------------------------------------------------------- POAGE BANKSHARES INC Ticker: PBSK Security ID: 730206109 Meeting Date: JUL 21, 2015 Meeting Type: Annual Record Date: JUN 12, 2015 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Stephen S. Burchett Do Not Did Not Vote Management Vote 1.2 Elect Management Nominee Thomas P. Do Not Did Not Vote Management Carver Vote 1.3 Elect Management Nominee Daniel King Do Not Did Not Vote Management III Vote 2 Advisory Vote on Executive Compensation Do Not Did Not Vote Management Vote 3 Ratification of Auditor Do Not Did Not Vote Management Vote 1.1 Elect Darryl E. Akers For For Management 1.2 Elect Thomas P. Carver For For Management 1.3 Elect Daniel King III For For Management 2 Advisory Vote on Executive Compensation For For Management 3 Ratification of Auditor For For Management -------------------------------------------------------------------------------- POAGE BANKSHARES, INC. Ticker: PBSK Security ID: 730206109 Meeting Date: JUN 21, 2016 Meeting Type: Annual Record Date: MAY 06, 2016 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Bruce VanHorn For For Management 1.2 Elect Director Everett B. Gevedon For For Management 1.3 Elect Director John C. Stewart, Jr. For For Management 2 Advisory Vote to Ratify Named For Against Management Executive Officers' Compensation 3 Ratify Crowe Horwath LLP as Auditors For For Management -------------------------------------------------------------------------------- PORTER BANCORP, INC. Ticker: PBIB Security ID: 736233107 Meeting Date: MAY 25, 2016 Meeting Type: Annual Record Date: APR 13, 2016 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director W. Glenn Hogan For Withhold Management 1.2 Elect Director Michael T. Levy For Withhold Management 1.3 Elect Director James M. Parsons For For Management 1.4 Elect Director Bradford T. Ray For Withhold Management 1.5 Elect Director N. Marc Satterthwaite For Withhold Management 1.6 Elect Director Edmond J. Seifried For For Management 1.7 Elect Director John T. Taylor For Withhold Management 1.8 Elect Director W. Kirk Wycoff For Withhold Management 2 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 3 Approve Reverse Stock Split For Against Management 4 Approve Omnibus Stock Plan For Against Management -------------------------------------------------------------------------------- POWER REIT Ticker: PW Security ID: 73933H101 Meeting Date: JUN 13, 2016 Meeting Type: Annual Record Date: APR 25, 2016 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director David H. Lesser For For Management 1.2 Elect Director Virgil E. Wenger For For Management 1.3 Elect Director Patrick R. Haynes, III For For Management 1.4 Elect Director William S. Susman For Withhold Management 1.5 Elect Director Justinian R. Hobor For For Management 2 Ratify MaloneBailey, LLP as Auditors For For Management -------------------------------------------------------------------------------- POWERSECURE INTERNATIONAL, INC. Ticker: POWR Security ID: 73936N105 Meeting Date: MAY 05, 2016 Meeting Type: Special Record Date: APR 07, 2016 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Merger Agreement For For Management 2 Advisory Vote on Golden Parachutes For For Management 3 Adjourn Meeting For For Management -------------------------------------------------------------------------------- PREFERRED APARTMENT COMMUNITIES, INC. Ticker: APTS Security ID: 74039L103 Meeting Date: MAY 05, 2016 Meeting Type: Annual Record Date: MAR 15, 2016 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director John A. Williams For For Management 1.2 Elect Director Leonard A. Silverstein For For Management 1.3 Elect Director Daniel M. DuPree For For Management 1.4 Elect Director Steve Bartkowski For For Management 1.5 Elect Director Gary B. Coursey For For Management 1.6 Elect Director William J. Gresham, Jr. For For Management 1.7 Elect Director Howard A. McLure For For Management 1.8 Elect Director Timothy A. Peterson For For Management 1.9 Elect Director John M. Wiens For For Management 2 Ratify PricewaterhouseCoopers LLP as For For Management Auditors -------------------------------------------------------------------------------- PREFERRED BANK Ticker: PFBC Security ID: 740367404 Meeting Date: MAY 17, 2016 Meeting Type: Annual Record Date: MAR 29, 2016 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Li Yu For For Management 1.2 Elect Director J. Richard Belliston For For Management 1.3 Elect Director Gary S. Nunnelly For For Management 1.4 Elect Director Clark Hsu For For Management 2 Advisory Vote to Ratify Named For Against Management Executive Officers' Compensation 3 Ratify Crowe Horwath LLP as Auditors For For Management -------------------------------------------------------------------------------- PREMIER FINANCIAL BANCORP, INC. Ticker: PFBI Security ID: 74050M105 Meeting Date: JUN 15, 2016 Meeting Type: Annual Record Date: APR 27, 2016 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Toney K. Adkins For For Management 1.2 Elect Director Philip E. Cline For For Management 1.3 Elect Director Harry M. Hatfield For For Management 1.4 Elect Director Lloyd G. Jackson, II For For Management 1.5 Elect Director Keith F. Molihan For For Management 1.6 Elect Director Marshall T. Reynolds For Withhold Management 1.7 Elect Director Neal W. Scaggs For For Management 1.8 Elect Director Robert W. Walker For For Management 1.9 Elect Director Thomas W. Wright For For Management 2 Ratify Crowe Horwath, LLP as Auditors For For Management 3 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation -------------------------------------------------------------------------------- PRGX GLOBAL, INC. Ticker: PRGX Security ID: 69357C503 Meeting Date: JUN 28, 2016 Meeting Type: Annual Record Date: APR 21, 2016 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Mylle H. Mangum For For Management 1.2 Elect Director Ronald E. Stewart For For Management 2 Ratify BDO USA, LLP as Auditors For For Management 3 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation -------------------------------------------------------------------------------- PRIMO WATER CORPORATION Ticker: PRMW Security ID: 74165N105 Meeting Date: APR 28, 2016 Meeting Type: Annual Record Date: MAR 04, 2016 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Richard A. Brenner For For Management 1.2 Elect Director Susan E. Cates For For Management 2 Ratify BDO USA, LLP as Auditors For For Management -------------------------------------------------------------------------------- PROPHASE LABS, INC. Ticker: PRPH Security ID: 74345W108 Meeting Date: MAY 24, 2016 Meeting Type: Annual Record Date: APR 14, 2016 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Ted Karkus For For Management 1.2 Elect Director Jason M. Barr For For Management 1.3 Elect Director Mark Burnett For For Management 1.4 Elect Director Louis Gleckel For For Management 1.5 Elect Director Mark Leventhal For For Management 1.6 Elect Director James McCubbin For For Management 2 Amend Omnibus Stock Plan For For Management 3 Ratify EisnerAmper LLP as Auditors For For Management 4 Advisory Vote to Ratify Named For Against Management Executive Officers' Compensation -------------------------------------------------------------------------------- PROTEON THERAPEUTICS, INC. Ticker: PRTO Security ID: 74371L109 Meeting Date: JUN 09, 2016 Meeting Type: Annual Record Date: APR 12, 2016 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Hubert Birner For Withhold Management 1.2 Elect Director Stuart A. Kingsley For For Management 1.3 Ratify Ernst & Young LLP as Auditors For For Management -------------------------------------------------------------------------------- PROVIDENT FINANCIAL HOLDINGS, INC. Ticker: PROV Security ID: 743868101 Meeting Date: NOV 19, 2015 Meeting Type: Annual Record Date: OCT 02, 2015 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Judy Carpenter For For Management 1.2 Elect William E. Thomas For For Management 2 Advisory Vote on Executive Compensation For For Management 3 Ratification of Auditor For For Management -------------------------------------------------------------------------------- PULASKI FINANCIAL CORP. Ticker: PULB Security ID: 745548107 Meeting Date: JAN 28, 2016 Meeting Type: Annual Record Date: DEC 10, 2015 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Stanley J. Bradshaw For For Management 1.2 Elect William M. Corrigan For Withhold Management 1.3 Elect Gary W. Douglass For For Management 2 Ratification of Auditor For For Management 3 Advisory Vote on Executive Compensation For For Management -------------------------------------------------------------------------------- PULASKI FINANCIAL CORP. Ticker: PULB Security ID: 745548107 Meeting Date: MAR 29, 2016 Meeting Type: Special Record Date: JAN 29, 2016 # Proposal Mgt Rec Vote Cast Sponsor 1 Merger For For Management 2 Advisory Vote on Golden Parachutes For For Management 3 Right to Adjourn Meeting For For Management -------------------------------------------------------------------------------- PULASKI FINANCIAL CORP. Ticker: PULB Security ID: 745548107 Meeting Date: MAR 29, 2016 Meeting Type: Special Record Date: JAN 29, 2016 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Merger Agreement For For Management 2 Advisory Vote on Golden Parachutes For For Management 3 Adjourn Meeting For For Management -------------------------------------------------------------------------------- PURE CYCLE CORP. Ticker: PCYL Security ID: 746228303 Meeting Date: JAN 13, 2016 Meeting Type: Annual Record Date: NOV 20, 2015 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Mark W. Harding For Withhold Management 1.2 Elect Harrison H. Augur For For Management 1.3 Elect Arthur G. Epker III For For Management 1.4 Elect Richard L. Guido For For Management 1.5 Elect Peter C. Howell For For Management 2 Ratification of Auditor For For Management 3 Advisory Vote on Executive Compensation For For Management -------------------------------------------------------------------------------- QAD INC. Ticker: QADA Security ID: 74727D207 Meeting Date: JUN 14, 2016 Meeting Type: Annual Record Date: APR 18, 2016 # Proposal Mgt Rec Vote Cast Sponsor 1a Elect Director Karl F. Lopker For Withhold Management 1b Elect Director Pamela M. Lopker For Withhold Management 1c Elect Director Scott J. Adelson For For Management 1d Elect Director Lee D. Roberts For For Management 1e Elect Director Leslie J. Stretch For For Management 1f Elect Director Peter R. van Cuylenburg For For Management 2 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 3 Approve Omnibus Stock Plan For Against Management 4 Approve Omnibus Stock Plan For For Management -------------------------------------------------------------------------------- QCR HOLDINGS, INC. Ticker: QCRH Security ID: 74727A104 Meeting Date: MAY 13, 2016 Meeting Type: Annual Record Date: MAR 23, 2016 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Patrick S. Baird For For Management 1.2 Elect Director Larry J. Helling For For Management 1.3 Elect Director Douglas M. Hultquist For For Management 1.4 Elect Director Mark C. Kilmer For For Management 1.5 Elect Director Linda K. Neuman For For Management 2 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 3 Approve Omnibus Stock Plan For For Management 4 Renew Shareholder Rights Plan (Poison For For Management Pill) 5 Ratify RSM US LLP as Auditors For For Management -------------------------------------------------------------------------------- RADISYS CORP. Ticker: RSYS Security ID: 750459109 Meeting Date: SEP 21, 2015 Meeting Type: Annual Record Date: JUL 28, 2015 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect C. Scott Gibson For For Management 1.2 Elect Brian Bronson For For Management 1.3 Elect Ronald de Lange For For Management 1.4 Elect Hubert de Pesquidoux For For Management 1.5 Elect Michael G. Hluchyj For For Management 1.6 Elect M. Niel Ransom For For Management 1.7 Elect Vincent H. Tobkin For Withhold Management 2 Advisory Vote on Executive Compensation For Against Management 3 Ratification of Auditor For For Management 4 Amendment to the 2007 Stock Plan For For Management -------------------------------------------------------------------------------- RADISYS CORPORATION Ticker: RSYS Security ID: 750459109 Meeting Date: JUN 08, 2016 Meeting Type: Annual Record Date: APR 12, 2016 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Ronald de Lange For For Management 1.2 Elect Director Brian Bronson For For Management 1.3 Elect Director Hubert de Pesquidoux For For Management 1.4 Elect Director C. Scott Gibson For For Management 1.5 Elect Director Michael G. Hluchyj For For Management 1.6 Elect Director M. Niel Ransom For For Management 1.7 Elect Director Vincent H. Tobkin For For Management 2 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 3 Ratify KPMG LLP as Auditors For For Management 4 Amend Omnibus Stock Plan For For Management -------------------------------------------------------------------------------- RADNET, INC. Ticker: RDNT Security ID: 750491102 Meeting Date: JUN 02, 2016 Meeting Type: Annual Record Date: APR 12, 2016 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Howard G. Berger For For Management 1.2 Elect Director Marvin S. Cadwell For For Management 1.3 Elect Director John V. Crues, III For For Management 1.4 Elect Director Norman R. Hames For For Management 1.5 Elect Director Lawrence L. Levitt For For Management 1.6 Elect Director Michael L. Sherman For For Management 1.7 Elect Director David L. Swartz For For Management 2 Ratify Ernst & Young LLP as Auditors For For Management 3 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation -------------------------------------------------------------------------------- RAND LOGISTICS INC Ticker: RLOG Security ID: 752182105 Meeting Date: SEP 10, 2015 Meeting Type: Annual Record Date: JUL 28, 2015 # Proposal Mgt Rec Vote Cast Sponsor 1.3 Elect Robert K. Kurz For For Management 2 Advisory Vote on Executive Compensation For For Management 3 Ratification of Auditor For For Management -------------------------------------------------------------------------------- RAND LOGISTICS INC Ticker: RLOG Security ID: 752182105 Meeting Date: SEP 10, 2015 Meeting Type: Annual Record Date: JUL 28, 2015 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Laurence S. Levy For For Management 1.2 Elect H. Cabot Lodge III For For Management -------------------------------------------------------------------------------- RAVE RESTAURANT GROUP INC Ticker: RAVE Security ID: 754198109 Meeting Date: NOV 17, 2015 Meeting Type: Annual Record Date: SEP 25, 2015 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Steven M. Johnson For For Management 1.2 Elect William C. Hammett, Jr. For For Management 1.3 Elect Robert B. Page For For Management 1.4 Elect Ramon D. Phillips For For Management 1.5 Elect Mark E. Schwarz For Withhold Management 1.6 Elect Clinton J. Coleman For Withhold Management 2 Advisory Vote on Executive Compensation For Against Management 3 Ratification of Auditor For For Management -------------------------------------------------------------------------------- RCI HOSPITALITY HOLDINGS INC Ticker: RICK Security ID: 74934Q108 Meeting Date: AUG 24, 2015 Meeting Type: Annual Record Date: JUN 26, 2015 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Eric S. Langan For For Management 1.2 Elect Robert L. Watters For Withhold Management 1.3 Elect Steven L. Jenkins For For Management 1.4 Elect Nour-Dean Anakar For For Management 1.5 Elect Travis Reese For For Management 1.6 Elect Luke Lirot For For Management 2 Ratification of Auditor For For Management 3 Transaction of Other Business For Against Management -------------------------------------------------------------------------------- RCM TECHNOLOGIES, INC. Ticker: RCMT Security ID: 749360400 Meeting Date: DEC 03, 2015 Meeting Type: Annual Record Date: OCT 08, 2015 # Proposal Mgt Rec Vote Cast Sponsor 1 Elect Roger H. Ballou For For Management 2 Elect Maier O. Fein For For Management 3 Elect Leon Kopyt For For Management 4 Elect Richard D. Machon For For Management 5 Elect S. Gary Snodgrass For For Management 6 Elect Bradley S. Vizi For For Management 7 Amendment to the 2001 ESPP For For Management 8 Ratification of Auditor For For Management 9 Advisory Vote on Executive Compensation For For Management -------------------------------------------------------------------------------- RE/MAX HOLDINGS, INC. Ticker: RMAX Security ID: 75524W108 Meeting Date: MAY 05, 2016 Meeting Type: Annual Record Date: MAR 07, 2016 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director David L. Liniger For For Management 1.2 Elect Director Richard O. Covey For For Management 1.3 Elect Director Daniel J. Predovich For Withhold Management 1.4 Elect Director Teresa S. Van De Bogart For For Management 2 Ratify KPMG LLP as Auditors For For Management 3 Establish Board Committee on Against Against Shareholder Operations in Israeli Settlements -------------------------------------------------------------------------------- READING INTERNATIONAL INC Ticker: RDI Security ID: US7554081015 Meeting Date: NOV 10, 2015 Meeting Type: Annual Record Date: OCT 06, 2015 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Ellen M. Cotter For For Management 1.2 Elect Guy W. Adams For For Management 1.3 Elect Judy Coddling For For Management 1.4 Elect James J. Cotter, Jr. For For Management 1.5 Elect Margaret Cotter For For Management 1.6 Elect William D. Gould For For Management 1.7 Elect Edward L. Kane For For Management 1.8 Elect Douglas J. McEachern For For Management 1.9 Elect Michael Wrotniak For For Management 2 Ratification of Auditor For For Management -------------------------------------------------------------------------------- RECRO PHARMA, INC. Ticker: REPH Security ID: 75629F109 Meeting Date: MAY 24, 2016 Meeting Type: Annual Record Date: MAR 31, 2016 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Abraham Ludomirski For For Management 1.2 Elect Director Karen Flynn For Withhold Management 1.3 Elect Director Gerri Henwood For For Management 2 Ratify KPMG LLP as Auditors For For Management -------------------------------------------------------------------------------- RED LION HOTELS CORPORATION Ticker: RLH Security ID: 756764106 Meeting Date: MAY 24, 2016 Meeting Type: Annual Record Date: MAR 31, 2016 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Raymond R. Brandstrom For For Management 1.2 Elect Director James P. Evans For For Management 1.3 Elect Director Enrico Marini Fichera For For Management 1.4 Elect Director David J. Johnson For For Management 1.5 Elect Director Melvin L. Keating For For Management 1.6 Elect Director Gregory T. Mount For For Management 1.7 Elect Director Michael Vernon For For Management 1.8 Elect Director Alexander Washburn For For Management 1.9 Elect Director Robert G. Wolfe For For Management 2 Ratify BDO USA, LLP as Auditors For For Management 3 Approve Executive Incentive Bonus Plan For For Management 4 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation -------------------------------------------------------------------------------- REEDS INC Ticker: REED Security ID: 758338107 Meeting Date: DEC 30, 2015 Meeting Type: Annual Record Date: OCT 27, 2015 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Christopher J. Reed For For Management 1.2 Elect Judy H. Reed For Withhold Management 1.3 Elect Mark Harris For Withhold Management 1.4 Elect Daniel S.J. Muffoletto For For Management 1.5 Elect Michael Fischman For Withhold Management 2 Ratification of Auditor for Fiscal For For Management Year 2015 3 Ratification of Auditor for Fiscal For For Management Year 2016 4 2015 Stock Option Plan For Against Management 5 Shareholder Proposal Regarding Against For Shareholder Majority Vote for Election of Directors -------------------------------------------------------------------------------- REGENXBIO INC. Ticker: RGNX Security ID: 75901B107 Meeting Date: JUN 01, 2016 Meeting Type: Annual Record Date: APR 07, 2016 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Allan M. Fox For Withhold Management 1.2 Elect Director Camille Samuels For Withhold Management 2 Ratify PricewaterhouseCoopers LLP as For For Management Auditors -------------------------------------------------------------------------------- REGIONAL MANAGEMENT CORP. Ticker: RM Security ID: 75902K106 Meeting Date: APR 27, 2016 Meeting Type: Annual Record Date: MAR 04, 2016 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Roel C. Campos For For Management 1.2 Elect Director Michael R. Dunn For For Management 1.3 Elect Director Steven J. Freiberg For Withhold Management 1.4 Elect Director Richard A. Godley For For Management 1.5 Elect Director Alvaro G. de Molina For For Management 1.6 Elect Director Peter R. Knitzer For Withhold Management 1.7 Elect Director Carlos Palomares For Withhold Management 2 Ratify RSM US LLP as Auditors For For Management -------------------------------------------------------------------------------- REIS, INC. Ticker: REIS Security ID: 75936P105 Meeting Date: JUN 02, 2016 Meeting Type: Annual Record Date: APR 13, 2016 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Thomas J. Clarke, Jr. For For Management 1.2 Elect Director M. Christian Mitchell For For Management 2 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 3 Ratify Ernst & Young LLP as Auditors For For Management -------------------------------------------------------------------------------- RELIV' INTERNATIONAL, INC. Ticker: RELV Security ID: 75952R100 Meeting Date: MAY 26, 2016 Meeting Type: Annual Record Date: MAR 24, 2016 # Proposal Mgt Rec Vote Cast Sponsor 1A Elect Director Robert L. Montgomery For For Management 1B Elect Director Carl W. Hastings For For Management 1C Elect Director John B. Akin For For Management 1D Elect Director Robert M. Henry For For Management 1E Elect Director John M. Klimek For For Management 2 Approve Reverse Stock Split For For Management 3 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 4 Ratify Ernst & Young LLP as Auditors For For Management -------------------------------------------------------------------------------- REMARK MEDIA INC Ticker: MARK Security ID: 75954W107 Meeting Date: JAN 11, 2016 Meeting Type: Special Record Date: NOV 16, 2015 # Proposal Mgt Rec Vote Cast Sponsor 1 Potential Issuance of Common Stock For For Management 2 Approval of Amendment to Certificate For For Management of Incorporation 3 Approval of Option Grant Outside For Against Management Company's 2014 Incentive Plan 4 Amendment to the 2014 Incentive Plan For For Management -------------------------------------------------------------------------------- REMARK MEDIA, INC. Ticker: MARK Security ID: 75954W107 Meeting Date: JUN 07, 2016 Meeting Type: Annual Record Date: APR 27, 2016 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Theodore P. Botts For For Management 1.2 Elect Director Robert G. Goldstein For For Management 1.3 Elect Director William W. Grounds For For Management 1.4 Elect Director Jason E. Strauss For For Management 1.5 Elect Director Kai-Shing Tao For For Management 2 Ratify Cherry Bekaert LLP as Auditors For For Management 3 Increase Authorized Common Stock For For Management 4 Advisory Vote to Ratify Named For Against Management Executive Officers' Compensation -------------------------------------------------------------------------------- REPROS THERAPEUTICS INC. Ticker: RPRX Security ID: 76028H209 Meeting Date: JUN 28, 2016 Meeting Type: Annual Record Date: MAY 13, 2016 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Joseph S. Podolski For For Management 1.2 Elect Director Daniel F. Cain For For Management 1.3 Elect Director Patrick Fourteau For For Management 1.4 Elect Director Nola E. Masterson For For Management 1.5 Elect Director Saira Ramasastry For For Management 1.6 Elect Director Michael G. Wyllie For Withhold Management 2 Ratify PricewaterhouseCoopers LLP as For For Management Auditors 3 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation -------------------------------------------------------------------------------- REPUBLIC FIRST BANCORP, INC. Ticker: FRBK Security ID: 760416107 Meeting Date: APR 26, 2016 Meeting Type: Annual Record Date: MAR 07, 2016 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Theodore J. Flocco, Jr. For For Management 1.2 Elect Director Barry L. Spevak For For Management 2 Increase Authorized Common Stock For For Management 3 Adjourn Meeting For For Management 4 Ratify BDO USA, LLP as Auditors For For Management -------------------------------------------------------------------------------- RESEARCH FRONTIERS INCORPORATED Ticker: REFR Security ID: 760911107 Meeting Date: JUN 09, 2016 Meeting Type: Annual Record Date: APR 18, 2016 # Proposal Mgt Rec Vote Cast Sponsor 1 Elect Director Alexander Kaganowicz For Withhold Management 2 Ratify BDO USA, LLP as Auditors For For Management -------------------------------------------------------------------------------- RESOLUTE ENERGY CORPORATION Ticker: REN Security ID: 76116A108 Meeting Date: MAY 11, 2016 Meeting Type: Annual Record Date: MAR 14, 2016 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director James E. Duffy For For Management 1.2 Elect Director William K. White For For Management 2 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 3 Amend Omnibus Stock Plan For For Management 4 Approve Reverse Stock Split For For Management 5 Ratify KPMG LLP as Auditors For For Management -------------------------------------------------------------------------------- RESONANT INC. Ticker: RESN Security ID: 76118L102 Meeting Date: JUN 07, 2016 Meeting Type: Annual Record Date: APR 11, 2016 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Janet Cooper For For Management 1.2 Elect Director Michael Fox For For Management 1.3 Elect Director Robert Hammond For For Management 1.4 Elect Director Thomas Joseph For For Management 1.5 Elect Director Richard Kornfeld For For Management 1.6 Elect Director Terry Lingren For For Management 1.7 Elect Director John Major For For Management 1.8 Elect Director George Holmes For For Management 2 Provide Right to Call Special Meeting For For Management 3 Amend Omnibus Stock Plan For Against Management 4 Ratify Crowe Horwath LLP as Auditors For For Management -------------------------------------------------------------------------------- RESOURCE AMERICA, INC. Ticker: REXI Security ID: 761195205 Meeting Date: JUN 02, 2016 Meeting Type: Annual Record Date: APR 15, 2016 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Michael J. Bradley For For Management 1.2 Elect Director Edward E. Cohen For Withhold Management 1.3 Elect Director Andrew M. Lubin For For Management 2 Ratify Grant Thornton LLP as Auditors For For Management 3 Other Business For Against Management -------------------------------------------------------------------------------- REXAHN PHARMACEUTICALS, INC. Ticker: RNN Security ID: 761640101 Meeting Date: JUN 09, 2016 Meeting Type: Annual Record Date: APR 13, 2016 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Chang H. Ahn For For Management 1.2 Elect Director Charles Beever For For Management 1.3 Elect Director Peter Brandt For For Management 1.4 Elect Director Mark Carthy For For Management 1.5 Elect Director Kwang Soo Cheong For For Management 1.6 Elect Director Richard J. Rodgers For For Management 1.7 Elect Director Peter Suzdak For For Management 2 Ratify Baker Tilly Virchow Krause, LLP For For Management as Auditors 3 Amend Omnibus Stock Plan For For Management -------------------------------------------------------------------------------- RGC RESOURCES, INC. Ticker: RGCO Security ID: 74955L103 Meeting Date: FEB 01, 2016 Meeting Type: Annual Record Date: NOV 25, 2015 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Abney S. Boxley, III For For Management 1.2 Elect S. Frank Smith For For Management 1.3 Elect John B. Williamson III For For Management 2 Ratification of Auditor For For Management 3 Advisory Vote on Executive Compensation For For Management -------------------------------------------------------------------------------- RICHARDSON ELECTRONICS, LTD. Ticker: RELL Security ID: 763165206 Meeting Date: OCT 06, 2015 Meeting Type: Annual Record Date: AUG 13, 2015 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Edward J. Richardson For For Management 1.2 Elect Paul J. Plante For For Management 1.3 Elect Jacques Belin For For Management 1.4 Elect James Benham For For Management 1.5 Elect Kenneth Halverson For For Management 2 Ratification of Auditor For For Management 3 Advisory Vote on Executive Compensation For For Management -------------------------------------------------------------------------------- RIGHTSIDE GROUP, LTD. Ticker: NAME Security ID: 76658B100 Meeting Date: JUN 02, 2016 Meeting Type: Annual Record Date: APR 06, 2016 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director David E. Panos For For Management 1.2 Elect Director Richard C. Spalding For For Management 2 Ratify PricewaterhouseCoopers LLP as For For Management Auditors -------------------------------------------------------------------------------- RITTER PHARMACEUTICALS, INC. Ticker: RTTR Security ID: 767836109 Meeting Date: JUN 03, 2016 Meeting Type: Annual Record Date: APR 11, 2016 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Noah Doyle For For Management 1.2 Elect Director Matthew W. Foehr For For Management 1.3 Elect Director Paul V. Maier For For Management 1.4 Elect Director Gerald T. Proehl For For Management 1.5 Elect Director Andrew J. Ritter For For Management 1.6 Elect Director Ira E. Ritter For For Management 1.7 Elect Director Michael D. Step For For Management 2 Ratify Mayer Hoffman McCann P.C. as For For Management Auditors 3 Amend Omnibus Stock Plan For Against Management -------------------------------------------------------------------------------- RIVERVIEW BANCORP, INC. Ticker: RVSB Security ID: 769397100 Meeting Date: JUL 22, 2015 Meeting Type: Annual Record Date: MAY 26, 2015 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Jerry C. Olson For For Management 1.2 Elect Gary R. Douglass For Withhold Management 1.3 Elect Bradley J. Carlson For For Management 2 Advisory Vote on Executive Compensation For For Management -------------------------------------------------------------------------------- RLJ ENTERTAINMENT INC Ticker: RLJE Security ID: 74965F104 Meeting Date: DEC 04, 2015 Meeting Type: Special Record Date: OCT 21, 2015 # Proposal Mgt Rec Vote Cast Sponsor 1 Amendment to the 2012 Equity For Against Management Compensation Plan 2 Reverse Stock Split For For Management 3 Right to Adjourn Meeting For For Management -------------------------------------------------------------------------------- ROCKY BRANDS, INC. Ticker: RCKY Security ID: 774515100 Meeting Date: MAY 11, 2016 Meeting Type: Annual Record Date: MAR 29, 2016 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Michael L. Finn For For Management 1.2 Elect Director G. Courtney Haning For For Management 1.3 Elect Director Curtis A. Loveland For For Management 1.4 Elect Director David N. Sharp For For Management 2 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 3 Ratify Schneider Downs & Co., Inc. as For For Management Auditors -------------------------------------------------------------------------------- RUBICON TECHNOLOGY, INC. Ticker: RBCN Security ID: 78112T107 Meeting Date: JUN 24, 2016 Meeting Type: Proxy Contest Record Date: APR 26, 2016 # Proposal Mgt Rec Vote Cast Sponsor Management Proxy (White Card) None 1.1 Elect Director Don N. Aquilano For For Management 1.2 Elect Director Donald R. Caldwell For For Management 2 Ratify Grant Thornton LLP as Auditors For For Management 3 Approve Omnibus Stock Plan For For Management # Proposal Diss Rec Vote Cast Sponsor Dissident Proxy (Blue Card) None 1.1 Elect Director Hesham M. Gad For Did Not Vote Shareholder 1.2 Elect Director Jack H. Jacobs For Did Not Vote Shareholder 2 Ratify Grant Thornton LLP as Auditors Against Did Not Vote Management 3 Approve Omnibus Stock Plan Against Did Not Vote Management -------------------------------------------------------------------------------- RYERSON HOLDING CORPORATION Ticker: RYI Security ID: 783754104 Meeting Date: APR 28, 2016 Meeting Type: Annual Record Date: MAR 04, 2016 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Stephen P. Larson For For Management 1.2 Elect Director Philip E. Norment For Withhold Management 2 Ratify Ernst & Young LLP as Auditors For For Management -------------------------------------------------------------------------------- SAGA COMMUNICATIONS, INC. Ticker: SGA Security ID: 786598300 Meeting Date: MAY 09, 2016 Meeting Type: Annual Record Date: MAR 28, 2016 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Clarke R. Brown, Jr. For Withhold Management 1.2 Elect Director Edward K. Christian For Withhold Management 1.3 Elect Director Timothy J. Clarke For For Management 1.4 Elect Director Roy F. Coppedge, III For For Management 1.5 Elect Director David B. Stephens For For Management 1.6 Elect Director Gary G. Stevens For Withhold Management 2 Ratify UHY LLP as Auditors For For Management -------------------------------------------------------------------------------- SAJAN, INC. Ticker: SAJA Security ID: 79379T202 Meeting Date: JUN 09, 2016 Meeting Type: Annual Record Date: APR 11, 2016 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Shannon Zimmerman For For Management 1.2 Elect Director Angela (Angel) Zimmerman For For Management 1.3 Elect Director Benjamin F. Allen For For Management 1.4 Elect Director Michael W. Rogers For For Management 1.5 Elect Director Benno G. Sand For For Management 1.6 Elect Director Thomas Magne For For Management 2 Ratify Grant Thornton LLP as Auditors For For Management 3 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation -------------------------------------------------------------------------------- SANFILIPPO (JOHN B.) & SON, INC Ticker: JBSS Security ID: 800422107 Meeting Date: OCT 28, 2015 Meeting Type: Annual Record Date: SEP 02, 2015 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Jim Edgar For For Management 1.2 Elect Ellen C. Taaffe For For Management 1.3 Elect Daniel M. Wright For For Management 2 Ratification of Auditor For For Management 3 Advisory Vote on Executive Compensation For For Management -------------------------------------------------------------------------------- SEACOAST BANKING CORPORATION OF FLORIDA Ticker: SBCF Security ID: 811707801 Meeting Date: MAY 24, 2016 Meeting Type: Annual Record Date: MAR 23, 2016 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Dennis J. Arczynski For For Management 1.2 Elect Director Maryann Goebel For For Management 1.3 Elect Director Roger O. Goldman For For Management 1.4 Elect Director Dennis S. Hudson, Jr. For For Management 1.5 Elect Director Thomas E. Rossin For For Management 2 Ratify Crowe Horwath LLP as Auditors For For Management 3 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation -------------------------------------------------------------------------------- SEASPINE HOLDINGS CORPORATION Ticker: SPNE Security ID: 81255T108 Meeting Date: JUN 07, 2016 Meeting Type: Annual Record Date: APR 18, 2016 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Keith Bradley For For Management 1.2 Elect Director Michael Fekete For For Management 1.3 Elect Director John B. Henneman, III For For Management 2 Amend Omnibus Stock Plan For Against Management 3 Ratify PricewaterhouseCoopers LLP as For For Management Auditors -------------------------------------------------------------------------------- SECOND SIGHT MEDICAL PRODUCTS, INC. Ticker: EYES Security ID: 81362J100 Meeting Date: MAY 10, 2016 Meeting Type: Annual Record Date: APR 07, 2016 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Will McGuire For For Management 1.2 Elect Director Robert J. Greenberg For For Management 1.3 Elect Director William J. Link For For Management 1.4 Elect Director Aaron Mendelsohn For For Management 1.5 Elect Director Gregg Williams For For Management 1.6 Elect Director Matthew Pfeffer For For Management 2 Amend Omnibus Stock Plan For Against Management 3 Ratify Gumbiner Savett Inc. as Auditors For For Management -------------------------------------------------------------------------------- SECURITY NATIONAL FINANCIAL CORP. Ticker: SNFCA Security ID: 814785309 Meeting Date: JUL 01, 2015 Meeting Type: Annual Record Date: MAY 15, 2015 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Scott M. Quist For For Management 1.2 Elect J. Lynn Beckstead, Jr. For Withhold Management 1.3 Elect Gilbert A. Fuller For For Management 1.4 Elect John L. Cook For For Management 1.5 Elect Robert G. Hunter For For Management 1.6 Elect H. Craig Moody For For Management 1.7 Elect Jason G. Overbaugh For For Management 1.8 Elect S. Andrew Quist For For Management 1.9 Elect Norman G. Wilbur For Withhold Management 2 Advisory Vote on Executive Compensation For Against Management 3 Amendment to the 2013 Stock Option Plan For Against Management 4 Ratification of Auditor For For Management -------------------------------------------------------------------------------- SENECA FOODS CORP. Ticker: SENEB Security ID: 817070501 Meeting Date: JUL 31, 2015 Meeting Type: Annual Record Date: JUN 19, 2015 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Arthur H. Baer For For Management -------------------------------------------------------------------------------- SENECA FOODS CORP. Ticker: SENEB Security ID: 817070501 Meeting Date: JUL 31, 2015 Meeting Type: Annual Record Date: JUN 19, 2015 # Proposal Mgt Rec Vote Cast Sponsor 1.2 Elect Kraig M. Kayser For For Management 1.3 Elect Thomas Paulson For Withhold Management 2 Ratification of Auditor For For Management -------------------------------------------------------------------------------- SENOMYX, INC. Ticker: SNMX Security ID: 81724Q107 Meeting Date: MAY 20, 2016 Meeting Type: Annual Record Date: MAR 24, 2016 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Stephen A. Block For For Management 1.2 Elect Director Mary Ann Gray For For Management 1.3 Elect Director Michael E. Herman For For Management 1.4 Elect Director John Poyhonen For For Management 1.5 Elect Director Jay M. Short For For Management 1.6 Elect Director Kent Snyder For For Management 1.7 Elect Director Daniel Stebbins For For Management 1.8 Elect Director Christopher J. Twomey For For Management 2 Ratify Ernst & Young LLP as Auditors For For Management -------------------------------------------------------------------------------- SEVERN BANCORP, INC. Ticker: SVBI Security ID: 81811M100 Meeting Date: APR 28, 2016 Meeting Type: Annual Record Date: MAR 09, 2016 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Raymond S. Crosby For For Management 1.2 Elect Director Eric M. Keitz For For Management 1.3 Elect Director Albert W. Shields For For Management 2 Ratify BDO USA, LLP as Auditors For For Management -------------------------------------------------------------------------------- SFX ENTERTAINMENT INC Ticker: SFX Security ID: 784178303 Meeting Date: DEC 28, 2015 Meeting Type: Annual Record Date: OCT 30, 2015 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Robert F.X. Sillerman For For Management 1.2 Elect Frank E. Barnes III For For Management 1.3 Elect Dr. Andrew N. Bazos For Withhold Management 1.4 Elect Timothy H. Bishop For For Management 1.5 Elect Pasquale Manocchia For For Management 1.6 Elect Michael Meyer For Withhold Management 1.7 Elect John Miller For Withhold Management 1.8 Elect Mitchell J. Slater For For Management 2 Ratification of Auditor For For Management -------------------------------------------------------------------------------- SHARPSPRING, INC. Ticker: SHSP Security ID: 820054104 Meeting Date: MAY 17, 2016 Meeting Type: Annual Record Date: APR 04, 2016 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Semyon Dukach For For Management 1.2 Elect Director Richard Carlson For For Management 1.3 Elect Director John L. Troost For Withhold Management 1.4 Elect Director Vadim Yasinovsky For Withhold Management 1.5 Elect Director David A. Buckel For Withhold Management 2 Ratify McConnell & Jones, LLP as For For Management Auditors 3 Amend Omnibus Stock Plan For Against Management 4 Approve Issuance of Shares for a For For Management Private Placement -------------------------------------------------------------------------------- SHORE BANCSHARES, INC. Ticker: SHBI Security ID: 825107105 Meeting Date: APR 27, 2016 Meeting Type: Annual Record Date: MAR 07, 2016 # Proposal Mgt Rec Vote Cast Sponsor 1a Elect Director Frank E. Mason, III For For Management 1b Elect Director Christopher F. Spurry For For Management 1c Elect Director John H. Wilson For For Management 1d Elect Director Jeffrey E. Thompson For For Management 1e Elect Director David A. Fike For For Management 1f Elect Director Clyde V. Kelly, III For For Management 1g Elect Director R. Michael Clemmer, Jr. For For Management 2 Ratify Stegman & Company as Auditors For For Management 3 Advisory Vote to Ratify Named For Against Management Executive Officers' Compensation 4 Approve Omnibus Stock Plan For For Management -------------------------------------------------------------------------------- SI FINANCIAL GROUP, INC. Ticker: SIFI Security ID: 78425V104 Meeting Date: MAY 11, 2016 Meeting Type: Annual Record Date: MAR 14, 2016 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Rheo A. Brouillard For For Management 1.2 Elect Director Roger Engle For For Management 1.3 Elect Director Kevin M. McCarthy For For Management 2 Ratify Wolf & Company, P.C. as Auditors For For Management 3 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation -------------------------------------------------------------------------------- SIENTRA, INC. Ticker: SIEN Security ID: 82621J105 Meeting Date: JUN 23, 2016 Meeting Type: Annual Record Date: APR 26, 2016 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Nicholas Simon For Withhold Management 1.2 Elect Director Timothy Haines For Withhold Management 2 Ratify KPMG LLP as Auditors For For Management -------------------------------------------------------------------------------- SIERRA BANCORP Ticker: BSRR Security ID: 82620P102 Meeting Date: MAY 25, 2016 Meeting Type: Annual Record Date: MAR 28, 2016 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Robert L. Fields For For Management 1.2 Elect Director James C. Holly For For Management 1.3 Elect Director Lynda B. Scearcy For For Management 1.4 Elect Director Morris A. Tharp For For Management 2 Ratify Vavrinek, Trine, Day & Co., LLP For For Management as Auditors 3 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation -------------------------------------------------------------------------------- SIGNAL GENETICS, INC. Ticker: SGNL Security ID: 826640104 Meeting Date: JUN 15, 2016 Meeting Type: Annual Record Date: MAY 02, 2016 # Proposal Mgt Rec Vote Cast Sponsor 1A Elect Director Bennett S. LeBow For For Management 1B Elect Director Samuel D. Riccitelli For For Management 1C Elect Director David A. Gonyer For For Management 1D Elect Director Douglas A. Schuling For For Management 1E Elect Director Robin L. Smith For For Management 2 Ratify BDO USA, LLP as Auditors For For Management 3 Approve Reverse Stock Split For For Management -------------------------------------------------------------------------------- SILVERCREST ASSET MANAGEMENT GROUP INC. Ticker: SAMG Security ID: 828359109 Meeting Date: JUN 08, 2016 Meeting Type: Annual Record Date: APR 26, 2016 # Proposal Mgt Rec Vote Cast Sponsor 1 Elect Director Albert S. Messina For For Management 2 Ratify Deloitte & Touche LLP as For For Management Auditors -------------------------------------------------------------------------------- SOLITARIO EXPLORATION & ROYALTY CORP. Ticker: XPL Security ID: 8342EP107 Meeting Date: JUN 14, 2016 Meeting Type: Annual Record Date: APR 28, 2016 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Brian Labadie For For Management 1.2 Elect Director Mark E. Jones, III For For Management 1.3 Elect Director John Hainey For For Management 1.4 Elect Director Leonard Harris For For Management 1.5 Elect Director Christopher E. Herald For For Management 2 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 3 Ratify EKS&H LLLP as Auditors For For Management -------------------------------------------------------------------------------- SONIC FOUNDRY, INC. Ticker: SOFO Security ID: 83545R207 Meeting Date: MAR 03, 2016 Meeting Type: Annual Record Date: JAN 08, 2016 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Frederick H. Kopko, Jr. For Withhold Management 2 Ratification of Auditor For For Management -------------------------------------------------------------------------------- SOTHERLY HOTELS INC. Ticker: SOHO Security ID: 83600C103 Meeting Date: APR 28, 2016 Meeting Type: Annual Record Date: MAR 01, 2016 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director David J. Beatty For For Management 1.2 Elect Director David R. Folsom For For Management 1.3 Elect Director Andrew M. Sims For For Management 1.4 Elect Director Kim E. Sims For For Management 1.5 Elect Director Edward S. Stein For For Management 1.6 Elect Director Herschel J. Walker For For Management 1.7 Elect Director Anthony C. Zinni For For Management 2 Ratify Dixon Hughes Goodman LLP as For For Management Auditors 3 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation -------------------------------------------------------------------------------- SOUTHCOAST FINANCIAL CORP Ticker: SOCB Security ID: 84129R100 Meeting Date: DEC 17, 2015 Meeting Type: Annual Record Date: OCT 21, 2015 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Tommy B. Baker For For Management 1.2 Elect William A. Coates For Withhold Management 1.3 Elect Stephen F. Hutchinson For For Management 2 Advisory Vote on Executive Compensation For Against Management 3 Ratification of Auditor For For Management -------------------------------------------------------------------------------- SOUTHCOAST FINANCIAL CORP Ticker: SOCB Security ID: 84129R100 Meeting Date: JAN 29, 2016 Meeting Type: Special Record Date: DEC 07, 2015 # Proposal Mgt Rec Vote Cast Sponsor 1 Merger/Acquisition For For Management 2 Advisory Vote on Golden Parachutes For Against Management 3 Right to Adjourn Meeting For For Management -------------------------------------------------------------------------------- SOUTHERN FIRST BANCSHARES, INC. Ticker: SFST Security ID: 842873101 Meeting Date: MAY 17, 2016 Meeting Type: Annual Record Date: MAR 29, 2016 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Leighton M. Cubbage For For Management 1.2 Elect Director David G. Ellison For For Management 1.3 Elect Director James B. Orders, III For For Management 2 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 3 Approve Omnibus Stock Plan For Against Management 4 Ratify Elliott Davis Decosimo, LLC as For For Management Auditors -------------------------------------------------------------------------------- SOUTHERN MISSOURI BANCORP, INC. Ticker: SMBC Security ID: 843380106 Meeting Date: OCT 26, 2015 Meeting Type: Annual Record Date: SEP 04, 2015 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Greg A. Steffens For For Management 1.2 Elect L. Douglas Bagby For For Management 1.3 Elect David J. Tooley For For Management 1.4 Elect Todd E. Hensley For For Management 2 Advisory Vote on Executive Compensation For For Management 3 Ratification of Auditor For For Management -------------------------------------------------------------------------------- SOUTHERN NATIONAL BANCORP OF VIRGINIA, INC. Ticker: SONA Security ID: 843395104 Meeting Date: APR 28, 2016 Meeting Type: Annual Record Date: MAR 10, 2016 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director R. Roderick Porter For For Management 1.2 Elect Director W. Bruce Jennings For For Management 2 Ratify Dixon Hughes Goodman LLP as For For Management Auditors 3 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation -------------------------------------------------------------------------------- SOUTHWEST BANCORP, INC. Ticker: OKSB Security ID: 844767103 Meeting Date: APR 20, 2016 Meeting Type: Annual Record Date: MAR 01, 2016 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director James E. Berry, II For For Management 1.2 Elect Director Thomas D. Berry For For Management 1.3 Elect Director John Cohlmia For For Management 1.4 Elect Director David S. Crockett, Jr. For For Management 1.5 Elect Director Steven C. Davis For For Management 1.6 Elect Director Patrice Douglas For For Management 1.7 Elect Director Mark W. Funke For For Management 1.8 Elect Director James M. Johnson For For Management 1.9 Elect Director Larry J. Lanie For For Management 1.10 Elect Director James M. Morris, II For For Management 1.11 Elect Director Kayse M. Shrum For For Management 1.12 Elect Director Russell W. Teubner For For Management 2 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 3 Ratify BKD LLP as Auditors For For Management -------------------------------------------------------------------------------- SPAR GROUP, INC. Ticker: SGRP Security ID: 784933103 Meeting Date: MAY 19, 2016 Meeting Type: Annual Record Date: APR 01, 2016 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Robert G. Brown For For Management 1.2 Elect Director Jack W. Partridge For For Management 1.3 Elect Director Lorrence T. Kellar For For Management 1.4 Elect Director William H. Bartels For For Management 1.5 Elect Director Arthur B. Drogue For For Management 1.6 Elect Director R. Eric McCarthey For For Management 1.7 Elect Director Jill M. Blanchard For For Management 2 Ratify BDO USA, LLP as Auditors For For Management 3 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 4 Advisory Vote on Say on Pay Frequency One Year One Year Management -------------------------------------------------------------------------------- SPARK NETWORKS, INC. Ticker: LOV Security ID: 84651P100 Meeting Date: JUN 15, 2016 Meeting Type: Annual Record Date: APR 25, 2016 # Proposal Mgt Rec Vote Cast Sponsor 1a Elect Director Michael J. McConnell For For Management 1b Elect Director Lee K. Barba For For Management 1c Elect Director Michael B. Brodsky For For Management 1d Elect Director Ian V. Jacobs For For Management 1e Elect Director John H. Lewis For For Management 1f Elect Director Jonathan R. Mather For For Management 1g Elect Director Walter L. Turek For For Management 1h Elect Director Michael S. Egan For For Management 2 Ratify Grant Thornton LLP as Auditors For For Management 3 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 4 Approve Qualified Employee Stock For Against Management Purchase Plan 5 Amend Omnibus Stock Plan For For Management 6 Seek Sale of Company/Assets None For Shareholder -------------------------------------------------------------------------------- SPARTAN MOTORS, INC. Ticker: SPAR Security ID: 846819100 Meeting Date: MAY 25, 2016 Meeting Type: Annual Record Date: MAR 28, 2016 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Ronald Harbour For For Management 1.2 Elect Director Richard F. Dauch For For Management 1.3 Elect Director James A. Sharman For For Management 2 Approve Omnibus Stock Plan For For Management 3 Approve Executive Incentive Bonus Plan For For Management 4 Ratify BDO USA, LLP as Auditors For For Management 5 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation -------------------------------------------------------------------------------- SPARTON CORP. Ticker: SPA Security ID: 847235108 Meeting Date: NOV 04, 2015 Meeting Type: Annual Record Date: SEP 10, 2015 # Proposal Mgt Rec Vote Cast Sponsor 1 Elect James D. Fast For For Management 2 Elect Joseph J. Hartnett For For Management 3 Elect Charles R. Kummeth For For Management 4 Elect David P. Molfenter For For Management 5 Elect James R. Swartwout For For Management 6 Elect Frank A. Wilson For For Management 7 Elect Cary B. Wood For For Management 8 Ratification of Auditor For For Management 9 Advisory Vote on Executive Compensation For For Management -------------------------------------------------------------------------------- SQUARE 1 FINANCIAL INC Ticker: SQBK Security ID: 85223W101 Meeting Date: JUL 29, 2015 Meeting Type: Special Record Date: JUN 18, 2015 # Proposal Mgt Rec Vote Cast Sponsor 1 Merger For For Management 2 Right to Adjourn Meeting For For Management -------------------------------------------------------------------------------- STELLUS CAPITAL INVESTMENT CORPORATION Ticker: SCM Security ID: 858568108 Meeting Date: JUN 28, 2016 Meeting Type: Annual Record Date: APR 14, 2016 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Dean D'Angelo For For Management 1.2 Elect Director William C. Repko For For Management 2 Ratify Grant Thornton LLP as Auditors For For Management -------------------------------------------------------------------------------- STEMLINE THERAPEUTICS, INC. Ticker: STML Security ID: 85858C107 Meeting Date: MAY 25, 2016 Meeting Type: Annual Record Date: APR 05, 2016 # Proposal Mgt Rec Vote Cast Sponsor 1 Elect Director Kenneth Zuerblis For For Management 2 Ratify Ernst & Young LLP as Auditors For For Management 3 Approve Omnibus Stock Plan For For Management -------------------------------------------------------------------------------- STEREOTAXIS, INC. Ticker: STXS Security ID: 85916J409 Meeting Date: MAY 24, 2016 Meeting Type: Annual Record Date: MAR 28, 2016 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Duane DeSisto For For Management 1.2 Elect Director Fred A. Middleton For For Management 1.3 Elect Director William C. Mills, III For For Management 2 Ratify Ernst & Young LLP as Auditors For For Management 3 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 4 Amend Omnibus Stock Plan For For Management -------------------------------------------------------------------------------- STERLING CONSTRUCTION COMPANY, INC. Ticker: STRL Security ID: 859241101 Meeting Date: MAY 06, 2016 Meeting Type: Annual Record Date: MAR 08, 2016 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Maarten D. Hemsley For For Management 1.2 Elect Director Charles R. Patton For For Management 1.3 Elect Director Richard O. Schaum For For Management 1.4 Elect Director Milton L. Scott For For Management 1.5 Elect Director Paul J. Varello For For Management 2 Ratify Grant Thornton LLP as Auditors For For Management 3 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation -------------------------------------------------------------------------------- STOCK BUILDING SUPPLY HOLDINGS INC Ticker: STCK Security ID: 86101X104 Meeting Date: DEC 01, 2015 Meeting Type: Special Record Date: OCT 23, 2015 # Proposal Mgt Rec Vote Cast Sponsor 1 Merger/Acquisition For For Management 2 Merger Issuance For For Management 3 Amendment to the 2013 Incentive For For Management Compensation Plan 4 Advisory Vote on Golden Parachutes For For Management 5 Right to Adjourn Meeting For For Management -------------------------------------------------------------------------------- STONERIDGE, INC. Ticker: SRI Security ID: 86183P102 Meeting Date: MAY 10, 2016 Meeting Type: Annual Record Date: MAR 28, 2016 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Jonathan B. DeGaynor For For Management 1.2 Elect Director Jeffrey P. Draime For For Management 1.3 Elect Director Douglas C. Jacobs For For Management 1.4 Elect Director Ira C. Kaplan For For Management 1.5 Elect Director Kim Korth For For Management 1.6 Elect Director William M. Lasky For For Management 1.7 Elect Director George S. Mayes, Jr. For For Management 1.8 Elect Director Paul J. Schlather For For Management 2 Ratify Ernst & Young LLP as Auditors For For Management 3 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 4 Approve Executive Incentive Bonus Plan For For Management 5 Approve Omnibus Stock Plan For Against Management -------------------------------------------------------------------------------- STRAIGHT PATH COMMUNICATIONS INC Ticker: STRP Security ID: 862578101 Meeting Date: JAN 12, 2016 Meeting Type: Annual Record Date: NOV 18, 2015 # Proposal Mgt Rec Vote Cast Sponsor 1 Elect Davidi Jonas For For Management 2 Elect K. Chris Todd For For Management 3 Elect William F. Weld For For Management 4 Elect Fred S. Zeidman For Against Management 5 Amendment to the 2013 Stock Option and For Against Management Incentive Plan 6 Ratification of Auditor For For Management -------------------------------------------------------------------------------- STRATTEC SECURITY CORP. Ticker: STRT Security ID: 863111100 Meeting Date: OCT 06, 2015 Meeting Type: Annual Record Date: AUG 20, 2015 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Harold M. Stratton II For Withhold Management 1.2 Elect Thomas W. Florsheim, Jr. For Withhold Management 2 Advisory Vote on Executive Compensation For For Management -------------------------------------------------------------------------------- SUFFOLK BANCORP Ticker: SCNB Security ID: 864739107 Meeting Date: MAY 17, 2016 Meeting Type: Annual Record Date: MAR 29, 2016 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Brian K. Finneran For For Management 1.2 Elect Director Edgar F. Goodale For For Management 1.3 Elect Director David A. Kandell For For Management 1.4 Elect Director Ramesh N. Shah For For Management 2 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 3 Ratify BDO USA, LLP as Auditors For For Management -------------------------------------------------------------------------------- SUMMIT FINANCIAL GROUP, INC. Ticker: SMMF Security ID: 86606G101 Meeting Date: MAY 19, 2016 Meeting Type: Annual Record Date: MAR 31, 2016 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Oscar M. Bean For Withhold Management 1.2 Elect Director Dewey F. Bensenhaver For For Management 1.3 Elect Director John W. Crites, II For For Management 1.4 Elect Director James P. Geary, II For For Management 1.5 Elect Director Charles S. Piccirillo For For Management 2 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 3 Ratify Arnett Carbis Toothman LLP as For For Management Auditors -------------------------------------------------------------------------------- SUN BANCORP, INC. Ticker: SNBC Security ID: 86663B201 Meeting Date: MAY 24, 2016 Meeting Type: Annual Record Date: MAR 31, 2016 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Jeffrey S. Brown For Withhold Management 1.2 Elect Director Sidney R. Brown For For Management 1.3 Elect Director Anthony R. Coscia For For Management 1.4 Elect Director F. Clay Creasey, Jr. For For Management 1.5 Elect Director Peter Galetto, Jr. For For Management 1.6 Elect Director Eli Kramer For Withhold Management 1.7 Elect Director William J. Marino For Withhold Management 1.8 Elect Director Thomas M. O'Brien For For Management 1.9 Elect Director Wilbur L. Ross, Jr. For Withhold Management 1.10 Elect Director Keith Stock For For Management 1.11 Elect Director Grace C. Torres For For Management 2 Ratify Deloitte & Touche LLP as For For Management Auditors -------------------------------------------------------------------------------- SUNEDISON SEMICONDUCTOR LTD Ticker: SEMI Security ID: Y8213L102 Meeting Date: JUL 29, 2015 Meeting Type: Annual Record Date: JUN 05, 2015 # Proposal Mgt Rec Vote Cast Sponsor 1 Elect Antonia R. Alvarez For For Management 2 Elect Gideon Argov For For Management 3 Elect Michael F. Bartholomeusz For For Management 4 Elect Jeffery A. Beck For For Management 5 Elect Justine F. Lien For For Management 6 Elect Shaker Sadasivam For For Management 7 Elect Abdul Jabbar Bin Karam Din For For Management 8 Appointment of Auditor and Authority For For Management to Set Fees 9 Directors' Fees For For Management 10 Authority to Issue Shares w/ or w/o For For Management Preemptive Rights 11 Authority to Repurchase Shares For Against Management -------------------------------------------------------------------------------- SUNESIS PHARMACEUTICALS, INC. Ticker: SNSS Security ID: 867328601 Meeting Date: JUN 07, 2016 Meeting Type: Annual Record Date: APR 11, 2016 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director James W. Young For For Management 1.2 Elect Director Steven B. Ketchum For For Management 1.3 Elect Director Homer L. Pearce For For Management 2 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 3 Ratify Ernst & Young LLP as Auditors For For Management 4 Approve Reverse Stock Split For For Management -------------------------------------------------------------------------------- SUPERCONDUCTOR TECHNOLOGIES INC. Ticker: SCON Security ID: 867931404 Meeting Date: JUN 23, 2016 Meeting Type: Special Record Date: MAY 04, 2016 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Reverse Stock Split For For Management 2 Adjourn Meeting For For Management -------------------------------------------------------------------------------- SUPERIOR UNIFORM GROUP, INC. Ticker: SGC Security ID: 868358102 Meeting Date: MAY 06, 2016 Meeting Type: Annual Record Date: MAR 02, 2016 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Sidney Kirschner For For Management 1.2 Elect Director Michael Benstock For For Management 1.3 Elect Director Alan D. Schwartz For For Management 1.4 Elect Director Robin M. Hensley For For Management 1.5 Elect Director Paul Mellini For For Management 1.6 Elect Director Todd Siegel For For Management 2 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 3 Amend Bylaws For Against Management 4 Ratify Mayer Hoffman McCann P.C. as For For Management Auditors -------------------------------------------------------------------------------- SUPPORT.COM, INC. Ticker: SPRT Security ID: 86858W101 Meeting Date: JUN 24, 2016 Meeting Type: Proxy Contest Record Date: MAY 11, 2016 # Proposal Mgt Rec Vote Cast Sponsor Management Proxy (White Card) None 1.1 Elect Director Elizabeth Cholawsky For Did Not Vote Management 1.2 Elect Director Elizabeth Fetter For Did Not Vote Management 1.3 Elect Director Lowell Robinson For Did Not Vote Management 1.4 Elect Director Toni Portmann For Did Not Vote Management 1.5 Elect Director Tim Stanley For Did Not Vote Management 1.6 Elect Director Jim Stephens For Did Not Vote Management 2 Advisory Vote to Ratify Named For Did Not Vote Management Executive Officers' Compensation 3 Amend Omnibus Stock Plan For Did Not Vote Management 4 Approve Reverse Stock Split For Did Not Vote Management 5 Reduce Authorized Common Stock For Did Not Vote Management 6 Approve Tax Benefits Preservation Plan For Did Not Vote Management 7 Ratify BDO USA, LLP as Auditors For Did Not Vote Management 8 Adjourn Meeting For Did Not Vote Management # Proposal Diss Rec Vote Cast Sponsor Dissident Proxy (Gold Card) None 1.1 Elect Director Richard Bloom For For Shareholder 1.2 Elect Director Brian J. Kelley For For Shareholder 1.3 Elect Director Bradley L. Radoff For Withhold Shareholder 1.4 Elect Director Joshua E. Schechter For Withhold Shareholder 1.5 Elect Director Eric Singer For For Shareholder 2 Advisory Vote to Ratify Named None For Management Executive Officers' Compensation 3 Amend Omnibus Stock Plan None For Management 4 Approve Reverse Stock Split For For Management 5 Reduce Authorized Common Stock None For Management 6 Approve Tax Benefits Preservation Plan None For Management 7 Ratify BDO USA, LLP as Auditors None For Management 8 Adjourn Meeting None For Management -------------------------------------------------------------------------------- SUPREME INDUSTRIES, INC. Ticker: STS Security ID: 868607102 Meeting Date: MAY 25, 2016 Meeting Type: Annual Record Date: MAR 28, 2016 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Edward L. Flynn For For Management 1.2 Elect Director Mark C. Neilson For For Management 1.3 Elect Director Mark D. Weber For Against Management 2 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 3 Approve Omnibus Stock Plan For For Management 4 Ratify Crowe Horwath LLP as Auditors For For Management -------------------------------------------------------------------------------- SYMMETRY SURGICAL INC Ticker: SSRG Security ID: 87159G100 Meeting Date: OCT 22, 2015 Meeting Type: Annual Record Date: AUG 28, 2015 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect John S. Krelle For For Management 1.2 Elect Robert G. Deuster For For Management 2 Ratification of Auditor For For Management -------------------------------------------------------------------------------- SYNTHESIS ENERGY SYSYTEMS INC Ticker: SYMX Security ID: 871628103 Meeting Date: NOV 20, 2015 Meeting Type: Annual Record Date: SEP 30, 2015 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Lorenzo C. Lamadrid For For Management 1.2 Elect Robert Rigdon For For Management 1.3 Elect Denis Slavich For For Management 1.4 Elect Harry M. Rubin For For Management 1.5 Elect Ziwang Xu For For Management 1.6 Elect Charles Brown For For Management 2 Approval of 2015 Long Term Incentive For Against Management Plan 3 Ratification of Auditor For For Management -------------------------------------------------------------------------------- SYNUTRA INTERNATIONAL, INC. Ticker: SYUT Security ID: 87164C102 Meeting Date: FEB 26, 2016 Meeting Type: Annual Record Date: DEC 31, 2015 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Jinrong Chen For For Management 2 Ratification of Auditor For For Management -------------------------------------------------------------------------------- T2 BIOSYSTEMS, INC. Ticker: TTOO Security ID: 89853L104 Meeting Date: JUN 17, 2016 Meeting Type: Annual Record Date: APR 20, 2016 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Joshua Bilenker For Against Management 1.2 Elect Director Michael J. Cima For Against Management 2 Ratify Ernst & Young LLP as Auditors For For Management 3 Amend Omnibus Stock Plan For Against Management -------------------------------------------------------------------------------- TANDEM DIABETES CARE, INC. Ticker: TNDM Security ID: 875372104 Meeting Date: MAY 11, 2016 Meeting Type: Annual Record Date: MAR 16, 2016 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Fred E. Cohen For Withhold Management 1.2 Elect Director Douglas A. Roeder For For Management 1.3 Elect Director Jesse I. Treu For For Management 2 Ratify Ernst & Young LLP as Auditors For For Management -------------------------------------------------------------------------------- TARGACEPT INC Ticker: TRGT Security ID: 87611R306 Meeting Date: AUG 18, 2015 Meeting Type: Annual Record Date: JUL 15, 2015 # Proposal Mgt Rec Vote Cast Sponsor 1 Merger/Acquisition For For Management 2 Reverse Stock Split For For Management 3 Company Name Change For For Management 4 Stock Incentive Plan For For Management 5 Elect Errol B. De Souza For Against Management 6 Advisory Vote on Executive Compensation For For Management 7 Advisory Vote on Golden Parachutes For For Management 8 Ratification of Auditor For For Management 9 Right to Adjourn Meeting For For Management -------------------------------------------------------------------------------- TECHNICAL COMMUNICATIONS CORP. Ticker: TCCO Security ID: 878409101 Meeting Date: FEB 08, 2016 Meeting Type: Annual Record Date: DEC 23, 2015 # Proposal Mgt Rec Vote Cast Sponsor 3 Ratification of Auditor For For Management -------------------------------------------------------------------------------- TECHNICAL COMMUNICATIONS CORP. Ticker: TCCO Security ID: 878409101 Meeting Date: FEB 08, 2016 Meeting Type: Annual Record Date: DEC 23, 2015 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Mitchell B. Briskin For Withhold Management 2 Advisory Vote on Executive Compensation For For Management -------------------------------------------------------------------------------- TECOGEN INC. Ticker: TGEN Security ID: 87876P201 Meeting Date: JUN 23, 2016 Meeting Type: Annual Record Date: APR 25, 2016 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Angelina M. Galiteva For Withhold Management 1.2 Elect Director John N. Hatsopoulos For For Management 1.3 Elect Director Charles T. Maxwell For Withhold Management 1.4 Elect Director Ahmed F. Ghoniem For Withhold Management 1.5 Elect Director Earl R. Lewis For For Management 1.6 Elect Director Joseph E. Aoun For Withhold Management 2 Ratify Wolf & Company, P.C. as Auditors For For Management 3 Adjourn Meeting For Against Management -------------------------------------------------------------------------------- TELIGENT, INC. Ticker: TLGT Security ID: 87960W104 Meeting Date: MAY 25, 2016 Meeting Type: Annual Record Date: MAR 30, 2016 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Jason Grenfell-Gardner For For Management 1.2 Elect Director Narendra N. Borkar For For Management 1.3 Elect Director Bhaskar Chaudhuri For For Management 1.4 Elect Director Steven Koehler For For Management 1.5 Elect Director James C. Gale For For Management 1.6 Elect Director John Celentano For For Management 1.7 Elect Director Carole S. Ben-Maimon For For Management 2 Approve Omnibus Stock Plan For For Management 3 Ratify EisnerAmper LLP as Auditors For For Management 4 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation -------------------------------------------------------------------------------- TENGASCO, INC. Ticker: TGC Security ID: 88033R205 Meeting Date: MAR 21, 2016 Meeting Type: Special Record Date: JAN 25, 2016 # Proposal Mgt Rec Vote Cast Sponsor 1 Reverse Stock Split For For Management 2 Amendment to the Stock Incentive Plan For Against Management 3 Right to Adjourn Meeting For For Management -------------------------------------------------------------------------------- TERRITORIAL BANCORP INC. Ticker: TBNK Security ID: 88145X108 Meeting Date: MAY 26, 2016 Meeting Type: Annual Record Date: MAR 31, 2016 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Kirk W. Caldwell For For Management 1.2 Elect Director Francis E. Tanaka For For Management 2 Ratify Moss Adams LLP as Auditors For For Management 3 Advisory Vote to Ratify Named For Against Management Executive Officers' Compensation 4 Amend Omnibus Stock Plan For For Management -------------------------------------------------------------------------------- TESSCO TECHNOLOGIES, INC. Ticker: TESS Security ID: 872386107 Meeting Date: JUL 21, 2015 Meeting Type: Annual Record Date: JUN 04, 2015 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Robert B. Barnhill, Jr. For For Management 1.2 Elect John D. Beletic For For Management 1.3 Elect Jay G. Baitler For For Management 1.4 Elect Benn R. Konsynski For For Management 1.5 Elect Dennis J. Shaughnessy For For Management 1.6 Elect Morton F. Zifferer, Jr. For For Management 2 Ratification of Auditor For For Management 3 Advisory Vote on Executive Compensation For For Management -------------------------------------------------------------------------------- TETRALOGIC PHARMACEUTICALS CORPORATION Ticker: TLOG Security ID: 88165U109 Meeting Date: JUN 15, 2016 Meeting Type: Annual Record Date: APR 21, 2016 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director J. Kevin Buchi For For Management 1.2 Elect Director Paul J. Schmitt For For Management 2 Ratify Ernst & Young LLP as Auditors For For Management -------------------------------------------------------------------------------- THE BON-TON STORES, INC. Ticker: BONT Security ID: 09776J101 Meeting Date: JUN 14, 2016 Meeting Type: Annual Record Date: APR 15, 2016 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Kathryn Bufano For For Management 1.2 Elect Director Michael L. Gleim For For Management 1.3 Elect Director Tim Grumbacher For Withhold Management 1.4 Elect Director Todd C. McCarty For For Management 1.5 Elect Director Daniel T. Motulsky For For Management 1.6 Elect Director Paul E. Rigby For For Management 1.7 Elect Director Jeffrey B. Sherman For For Management 1.8 Elect Director Steven B. Silverstein For For Management 1.9 Elect Director Debra K. Simon For For Management 2 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 3 Ratify KPMG LLP as Auditors For For Management -------------------------------------------------------------------------------- THE DIXIE GROUP, INC. Ticker: DXYN Security ID: 255519100 Meeting Date: MAY 03, 2016 Meeting Type: Annual Record Date: FEB 26, 2016 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director William F. Blue, Jr. For For Management 1.2 Elect Director Charles E. Brock For For Management 1.3 Elect Director Daniel K. Frierson For For Management 1.4 Elect Director D. Kennedy Frierson, Jr. For For Management 1.5 Elect Director Walter W. Hubbard For For Management 1.6 Elect Director Lowry F. Kline For For Management 1.7 Elect Director Hilda S. Murray For For Management 1.8 Elect Director John W. Murrey, III For For Management 1.9 Elect Director Michael L. Owens For For Management 2 Approve Omnibus Stock Plan For For Management 3 Approve Omnibus Stock Plan For For Management 4 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 5 Ratify Dixon Hughes Goodman LLP as For For Management Auditors -------------------------------------------------------------------------------- THE EXONE COMPANY Ticker: XONE Security ID: 302104104 Meeting Date: MAY 18, 2016 Meeting Type: Annual Record Date: MAR 29, 2016 # Proposal Mgt Rec Vote Cast Sponsor 1a Elect Director S. Kent Rockwell For For Management 1b Elect Director John Irvin For For Management 1c Elect Director Raymond J. Kilmer For For Management 1d Elect Director Gregory F. Pashke For For Management 1e Elect Director Lloyd A. Semple For For Management 1f Elect Director William F. Strome For Against Management 1g Elect Director Bonnie K. Wachtel For Against Management 2 Ratify Schneider Downs & Company, Inc. For For Management as Auditors -------------------------------------------------------------------------------- THE FIRST BANCORP, INC. Ticker: FNLC Security ID: 31866P102 Meeting Date: APR 27, 2016 Meeting Type: Annual Record Date: FEB 19, 2016 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Katherine M. Boyd For For Management 1.2 Elect Director Robert B. Gregory For For Management 1.3 Elect Director Renee W. Kelly For For Management 1.4 Elect Director Tony C. McKim For For Management 1.5 Elect Director Mark N. Rosborough For For Management 1.6 Elect Director Cornelius J. Russell For For Management 1.7 Elect Director Stuart G. Smith For For Management 1.8 Elect Director David B. Soule, Jr. For For Management 1.9 Elect Director Bruce B. Tindal For Withhold Management 2 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 3 Ratify Berry Dunn McNeil & Parker, LLC For For Management as Auditors -------------------------------------------------------------------------------- THE GOLDFIELD CORPORATION Ticker: GV Security ID: 381370105 Meeting Date: JUN 02, 2016 Meeting Type: Annual Record Date: APR 13, 2016 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director David P. Bicks For Withhold Management 1.2 Elect Director Harvey C. Eads, Jr. For For Management 1.3 Elect Director John P. Fazzini For For Management 1.4 Elect Director Danforth E. Leitner For For Management 1.5 Elect Director John H. Sottile For For Management 2 Ratify KPMG LLP as Auditors For For Management 3 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 4 Amend Executive Incentive Bonus Plan For For Management -------------------------------------------------------------------------------- THE HACKETT GROUP, INC. Ticker: HCKT Security ID: 404609109 Meeting Date: MAY 06, 2016 Meeting Type: Annual Record Date: MAR 15, 2016 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Ted A. Fernandez For For Management 1.2 Elect Director Robert A. Rivero For For Management 1.3 Elect Director Alan T.G. Wix For For Management 2 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 3 Ratify RSM US LLP as Auditors For For Management -------------------------------------------------------------------------------- THE J.G. WENTWORTH COMPANY Ticker: JGW Security ID: 46618D108 Meeting Date: JUN 02, 2016 Meeting Type: Annual Record Date: APR 04, 2016 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Gerard van Spaendonck For Withhold Management 1.2 Elect Director Francisco J. Rodriguez For Withhold Management 2 Approve Repricing of Options For Against Management 3 Ratify Ernst & Young LLP as Auditors For For Management -------------------------------------------------------------------------------- THE JOINT CORP. Ticker: JYNT Security ID: 47973J102 Meeting Date: MAY 04, 2016 Meeting Type: Annual Record Date: APR 01, 2016 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director John B. Richards For For Management 1.2 Elect Director Richard A. Kerley For For Management 1.3 Elect Director James Amos For For Management 1.4 Elect Director Craig P. Colmar For For Management 1.5 Elect Director Steven P. Colmar For For Management 1.6 Elect Director Ronald V. DaVella For Withhold Management 1.7 Elect Director William R. Fields For Withhold Management 1.8 Elect Director Bret Sanders For Withhold Management 2 Ratify EKS&H LLLP as Auditors For For Management -------------------------------------------------------------------------------- THE NEW HOME COMPANY INC. Ticker: NWHM Security ID: 645370107 Meeting Date: MAY 24, 2016 Meeting Type: Annual Record Date: MAR 31, 2016 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Wayne Stelmar For For Management 1.2 Elect Director Sam Bakhshandehpour For For Management 1.3 Elect Director Michael J. Berchtold For For Management 1.4 Elect Director Gregory P. Lindstrom For For Management 2 Approve Omnibus Stock Plan For For Management 3 Ratify Ernst & Young LLP as Auditors For For Management -------------------------------------------------------------------------------- THE YORK WATER COMPANY Ticker: YORW Security ID: 987184108 Meeting Date: MAY 02, 2016 Meeting Type: Annual Record Date: FEB 29, 2016 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Jody L. Keller For For Management 1.2 Elect Director Steven R. Rasmussen For For Management 2 Ratify Baker Tilly Virchow Krause as For For Management Auditors 3 Approve Omnibus Stock Plan For For Management -------------------------------------------------------------------------------- THESTREET, INC. Ticker: TST Security ID: 88368Q103 Meeting Date: JUN 09, 2016 Meeting Type: Annual Record Date: APR 18, 2016 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Larry S. Kramer For For Management 1.2 Elect Director Keith Hall - Resigned None None Management 2 Ratify BDO USA, LLP as Auditors For For Management 3 Advisory Vote to Ratify Named For Against Management Executive Officers' Compensation -------------------------------------------------------------------------------- THRESHOLD PHARMACEUTICALS, INC. Ticker: THLD Security ID: 885807206 Meeting Date: JUN 24, 2016 Meeting Type: Annual Record Date: APR 25, 2016 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Bruce C. Cozadd For For Management 1.2 Elect Director David R. Hoffmann For For Management 1.3 Elect Director George G.C. Parker For For Management 2 Ratify Ernst & Young LLP as Auditors For For Management 3 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation -------------------------------------------------------------------------------- TOBIRA THERAPEUTICS, INC. Ticker: TBRA Security ID: 88883P101 Meeting Date: JUN 15, 2016 Meeting Type: Annual Record Date: APR 21, 2016 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Laurent Fischer For For Management 1.2 Elect Director Pierre Legault For For Management 1.3 Elect Director Dennis Podlesak For For Management 2 Ratify Ernst & Young LLP as Auditors For For Management -------------------------------------------------------------------------------- TOKAI PHARMACEUTICALS, INC. Ticker: TKAI Security ID: 88907J107 Meeting Date: JUN 15, 2016 Meeting Type: Annual Record Date: APR 18, 2016 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Timothy J. Barberich For Withhold Management 1.2 Elect Director David A. Kessler For Withhold Management 2 Ratify PricewaterhouseCoopers LLP as For For Management Auditors -------------------------------------------------------------------------------- TONIX PHARMACEUTICALS HOLDING CORP. Ticker: TNXP Security ID: 890260201 Meeting Date: MAY 11, 2016 Meeting Type: Annual Record Date: MAR 15, 2016 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Seth Lederman For Withhold Management 1.2 Elect Director Stuart Davidson For Withhold Management 1.3 Elect Director Patrick Grace For Withhold Management 1.4 Elect Director Donald W. Landry For Withhold Management 1.5 Elect Director Ernest Mario For Withhold Management 1.6 Elect Director Charles E. Mather, IV For Withhold Management 1.7 Elect Director John Rhodes For Withhold Management 1.8 Elect Director Samuel Saks For Withhold Management 2 Ratify EisnerAmper LLP as Auditors For For Management 3 Approve Omnibus Stock Plan For For Management 4 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation -------------------------------------------------------------------------------- TOWERSTREAM CORPORATION Ticker: TWER Security ID: 892000100 Meeting Date: AUG 21, 2015 Meeting Type: Annual Record Date: JUN 25, 2015 # Proposal Mgt Rec Vote Cast Sponsor 1 Elect Philip Urso For Against Management 2 Elect Jeffrey M. Thompson For For Management 3 Elect Howard L. Haronian For Against Management 4 Elect Paul Koehler For For Management 5 Elect William Bush For For Management 6 Increase of Authorized Common Stock For Against Management 7 Ratification of Auditor For For Management 8 Advisory Vote on Executive Compensation For For Management -------------------------------------------------------------------------------- TOWERSTREAM CORPORATION Ticker: TWER Security ID: 892000100 Meeting Date: MAY 02, 2016 Meeting Type: Special Record Date: APR 04, 2016 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Reverse Stock Split For For Management 2 Approve Issuance of Shares Below For For Management Market Price 3 Approve Issuance of Shares Below For For Management Market Price 4 Amend Qualified Employee Stock For For Management Purchase Plan -------------------------------------------------------------------------------- TRADE STREET RESIDENTIAL INC Ticker: TSRE Security ID: 89255N120 Meeting Date: SEP 15, 2015 Meeting Type: Special Record Date: JUL 08, 2015 # Proposal Mgt Rec Vote Cast Sponsor 1 Merger For For Management 2 Right to Adjourn Meeting For For Management -------------------------------------------------------------------------------- TRANS WORLD ENTERTAINMENT CORP. Ticker: TWMC Security ID: 89336Q100 Meeting Date: JUL 01, 2015 Meeting Type: Annual Record Date: MAY 15, 2015 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Robert J. Higgins For For Management 1.2 Elect Martin Hanaka For For Management 1.3 Elect Robert E. Marks For Withhold Management 1.4 Elect Joseph G. Morone For For Management 1.5 Elect Michael C. Nahl For For Management 1.6 Elect Michael B. Solow For For Management -------------------------------------------------------------------------------- TRANSCONTINENTAL REALTY INVESTORS, INC. Ticker: TCI Security ID: 893617209 Meeting Date: DEC 16, 2015 Meeting Type: Annual Record Date: NOV 03, 2015 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Henry A. Butler For For Management 1.2 Elect Sharon Hunt For For Management 1.3 Elect Robert A. Jakuszewski For For Management 1.4 Elect Ted R. Munselle For For Management 2 Ratification of Auditor For For Management -------------------------------------------------------------------------------- TRC COMPANIES, INC. Ticker: TRR Security ID: 872625108 Meeting Date: NOV 19, 2015 Meeting Type: Annual Record Date: SEP 28, 2015 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect John A. Carrig For For Management 1.2 Elect F. Thomas Casey For For Management 1.3 Elect Stephen M. Duff For Withhold Management 1.4 Elect Richard H. Grogan For For Management 1.5 Elect Stephanie C. Hildebrandt For For Management 1.6 Elect Kathleen M. Shanahan For For Management 1.7 Elect Christopher P. Vincze For For Management 1.8 Elect Dennis E. Welch For Withhold Management 2 Ratification of Auditor For For Management -------------------------------------------------------------------------------- TRECORA RESOURCES Ticker: TREC Security ID: 894648104 Meeting Date: MAY 17, 2016 Meeting Type: Annual Record Date: MAR 28, 2016 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Simon Upfill-Brown For For Management 1.2 Elect Director Gary K. Adams For Against Management 1.3 Elect Director Karen A. Twitchell For For Management 2 Ratify BKM Sowan Horan, LLP as Auditors For For Management 3 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation -------------------------------------------------------------------------------- TREMOR VIDEO, INC. Ticker: TRMR Security ID: 89484Q100 Meeting Date: JUN 03, 2016 Meeting Type: Annual Record Date: APR 08, 2016 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director William Day For For Management 1.2 Elect Director Robert Schechter For For Management 2 Ratify Ernst & Young LLP as Auditors For For Management -------------------------------------------------------------------------------- TREVENA, INC. Ticker: TRVN Security ID: 89532E109 Meeting Date: MAY 18, 2016 Meeting Type: Annual Record Date: MAR 21, 2016 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Michael R. Dougherty For For Management 1.2 Elect Director Leon (Lonnie) O. For For Management Moulder, Jr. 2 Ratify Ernst & Young LLP as Auditors For For Management -------------------------------------------------------------------------------- TRIPLEPOINT VENTURE GROWTH BDC CORP. Ticker: TPVG Security ID: 89677Y100 Meeting Date: MAY 17, 2016 Meeting Type: Annual Record Date: MAR 31, 2016 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Gilbert E. Ahye For For Management 1.2 Elect Director Steven P. Bird For For Management 2 Ratify Deloitte & Touche LLP as For For Management Auditors -------------------------------------------------------------------------------- TRIUMPH BANCORP, INC. Ticker: TBK Security ID: 89679E300 Meeting Date: MAY 12, 2016 Meeting Type: Annual Record Date: MAR 18, 2016 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Douglas M. Kratz For For Management 1.2 Elect Director Richard L. Davis For For Management 1.3 Elect Director Michael P. Rafferty For For Management 1.4 Elect Director C. Todd Sparks For For Management 2 Ratify Crowe Horwath LLP as Auditors For For Management -------------------------------------------------------------------------------- TRIVASCULAR TECHNOLOGIES INC Ticker: TRIV Security ID: 89685A102 Meeting Date: FEB 03, 2016 Meeting Type: Special Record Date: DEC 28, 2015 # Proposal Mgt Rec Vote Cast Sponsor 1 Merger For For Management 2 Right to Adjourn Meeting For For Management -------------------------------------------------------------------------------- TROVAGENE INC Ticker: TROV Security ID: 897238101 Meeting Date: DEC 09, 2015 Meeting Type: Special Record Date: OCT 12, 2015 # Proposal Mgt Rec Vote Cast Sponsor 1 Amendment to the 2014 Equity Incentive For Against Management Plan -------------------------------------------------------------------------------- TRUPANION, INC. Ticker: TRUP Security ID: 898202106 Meeting Date: MAY 31, 2016 Meeting Type: Annual Record Date: APR 11, 2016 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Chad Cohen For For Management 1.2 Elect Director Michael Doak For For Management 1.3 Elect Director Darryl Rawlings For For Management 2 Ratify Ernst & Young LLP as Auditors For For Management 3 Reduce Authorized Common Stock For For Management -------------------------------------------------------------------------------- TURTLE BEACH CORPORATION Ticker: HEAR Security ID: 900450107 Meeting Date: JUN 14, 2016 Meeting Type: Annual Record Date: APR 15, 2016 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Juergen Stark For Withhold Management 1.2 Elect Director Ronald Doornink For Withhold Management 1.3 Elect Director Kenneth A. Fox For Withhold Management 1.4 Elect Director Laureen DeBuono For For Management 1.5 Elect Director Andrew Wolfe For For Management 1.6 Elect Director William E. Keitel For Withhold Management 2 Ratify BDO USA, LLP as Auditors For For Management 3 Advisory Vote to Ratify Named For Against Management Executive Officers' Compensation -------------------------------------------------------------------------------- U.S. AUTO PARTS NETWORK, INC. Ticker: PRTS Security ID: 90343C100 Meeting Date: MAY 31, 2016 Meeting Type: Annual Record Date: APR 04, 2016 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Shane Evangelist For For Management 1.2 Elect Director Jay K. Greyson For For Management 1.3 Elect Director Barbara Palmer For For Management 2 Ratify RSM US LLP as Auditors For For Management 3 Approve Omnibus Stock Plan For Against Management -------------------------------------------------------------------------------- U.S. ENERGY CORP. Ticker: USEG Security ID: 911805109 Meeting Date: JUN 20, 2016 Meeting Type: Annual Record Date: APR 29, 2016 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Stephen V. Conrad For For Management 1. Elect Director David A. Veltri For For Management 2 Ratify Hein & Associates LLP as For For Management Auditors 3 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 4 Approve Reverse Stock Split For For Management -------------------------------------------------------------------------------- UCP, INC. Ticker: UCP Security ID: 90265Y106 Meeting Date: MAY 18, 2016 Meeting Type: Annual Record Date: MAR 24, 2016 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Michael C. Cortney For For Management 1.2 Elect Director Maxim C. W. Webb For Withhold Management 2 Ratify Deloitte & Touche LLP as For For Management Auditors -------------------------------------------------------------------------------- UFP TECHNOLOGIES, INC. Ticker: UFPT Security ID: 902673102 Meeting Date: JUN 09, 2016 Meeting Type: Annual Record Date: APR 18, 2016 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Thomas Oberdorf For For Management 1.2 Elect Director Lucia Luce Quinn For For Management 2 Amend Omnibus Stock Plan For For Management 3 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 4 Ratify Grant Thornton LLP as Auditors For For Management -------------------------------------------------------------------------------- ULTRA CLEAN HOLDINGS, INC. Ticker: UCTT Security ID: 90385V107 Meeting Date: MAY 26, 2016 Meeting Type: Annual Record Date: APR 01, 2016 # Proposal Mgt Rec Vote Cast Sponsor 1A Elect Director Clarence L. Granger For For Management 1B Elect Director James P. Scholhamer For For Management 1C Elect Director David T. ibnAle For For Management 1D Elect Director Leonid Mezhvinsky For For Management 1E Elect Director Emily Maddox Liggett For For Management 1F Elect Director Barbara V. Scherer For For Management 1G Elect Director Thomas T. Edman For For Management 2 Ratify Moss Adams LLP as Auditors For For Management 3 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation -------------------------------------------------------------------------------- UMH PROPERTIES, INC. Ticker: UMH Security ID: 903002103 Meeting Date: JUN 16, 2016 Meeting Type: Annual Record Date: APR 14, 2016 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Michael P. Landy For Withhold Management 1.2 Elect Director James E. Mitchell For Withhold Management 1.3 Elect Director Stephen B. Wolgin For Withhold Management 2 Ratify PKF O'Connor Davies, LLP as For For Management Auditors -------------------------------------------------------------------------------- UNIFI, INC. Ticker: UFI Security ID: 904677101 Meeting Date: OCT 21, 2015 Meeting Type: Annual Record Date: SEP 02, 2015 # Proposal Mgt Rec Vote Cast Sponsor 1 Elect William J. Armfield IV For For Management 2 Elect R. Roger Berrier, Jr. For For Management 3 Elect Archibald Cox, Jr. For For Management 4 Elect William L. Jasper For For Management 5 Elect Kenneth G. Langone For For Management 6 Elect Suzanne M. Present For For Management 7 Advisory Vote on Executive Compensation For For Management 8 Ratification of Auditor For For Management -------------------------------------------------------------------------------- UNION BANKSHARES, INC. Ticker: UNB Security ID: 905400107 Meeting Date: MAY 18, 2016 Meeting Type: Annual Record Date: MAR 24, 2016 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Steven J. Bourgeois For For Management 1.2 Elect Director Dawn D. Bugbee For For Management 1.3 Elect Director Kenneth D. Gibbons For Withhold Management 1.4 Elect Director John M. Goodrich For For Management 1.5 Elect Director Timothy W. Sargent For For Management 1.6 Elect Director David S. Silverman For Withhold Management 1.7 Elect Director John H. Steel For For Management 1.8 Elect Director Schuyler W. Sweet For For Management 1.9 Elect Director Cornelius J. Van Dyke For For Management 2 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 3 Ratify Berry Dunn McNeil & Parker, LLC For For Management as Auditors -------------------------------------------------------------------------------- UNIQUE FABRICATING, INC. Ticker: UFAB Security ID: 90915J103 Meeting Date: JUN 08, 2016 Meeting Type: Annual Record Date: APR 11, 2016 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director William Cooke For Withhold Management 1.2 Elect Director Kim Korth For Withhold Management 2 Ratify Deloitte & Touche LLP as For For Management Auditors 3 Amend Omnibus Stock Plan For For Management -------------------------------------------------------------------------------- UNITED COMMUNITY FINANCIAL CORP. Ticker: UCFC Security ID: 909839102 Meeting Date: APR 28, 2016 Meeting Type: Annual Record Date: MAR 04, 2016 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Zahid Afzal For For Management 1.2 Elect Director Patrick W. Bevack For For Management 1.3 Elect Director Scott N. Crewson For For Management 2 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 3 Ratify Crowe Horwath LLP as Auditors For For Management 4 Amend Articles of Incorporation For For Management -------------------------------------------------------------------------------- UNITED INSURANCE HOLDINGS CORP. Ticker: UIHC Security ID: 910710102 Meeting Date: MAY 05, 2016 Meeting Type: Annual Record Date: MAR 18, 2016 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Kern M. Davis For Withhold Management 1.2 Elect Director William H. Hood, III For Withhold Management 1.3 Elect Director Sherrill W. Hudson For Withhold Management 1.4 Elect Director Alec L. Poitevint, II For Withhold Management 2 Ratify RSM US LLP as Auditors For For Management 3 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation -------------------------------------------------------------------------------- UNITED STATES LIME & MINERALS, INC. Ticker: USLM Security ID: 911922102 Meeting Date: APR 29, 2016 Meeting Type: Annual Record Date: MAR 16, 2016 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Timothy W. Byrne For For Management 1.2 Elect Director Richard W. Cardin For For Management 1.3 Elect Director Antoine M. Doumet For Withhold Management 1.4 Elect Director Billy R. Hughes For For Management 1.5 Elect Director Edward A. Odishaw For For Management 2 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation -------------------------------------------------------------------------------- UNWIRED PLANET INC Ticker: UPIP Security ID: 91531F103 Meeting Date: DEC 04, 2015 Meeting Type: Annual Record Date: OCT 06, 2015 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Philip A. Vachon For For Management 1.2 Elect Richard Chernicoff For For Management 1.3 Elect Peter A. Reed For For Management 1.4 Elect Boris Teksler For For Management 1.5 Elect Taylor O. Harmeling For For Management 1.6 Elect Jess M. Ravich For Withhold Management 2 Ratification of Auditor For For Management 3 Amendment to the 2006 Stock Incentive For For Management Plan 4 Reverse Stock Split For For Management 5 Decrease of Authorized Common Stock For For Management 6 Adoption of Protective Amendment to For For Management the Certificate of Incorporation 7 Approval of NOL Shareholder Rights Plan For For Management 8 Advisory Vote on Executive Compensation For Against Management -------------------------------------------------------------------------------- UNWIRED PLANET, INC. Ticker: UPIP Security ID: 91531F202 Meeting Date: JUN 15, 2016 Meeting Type: Special Record Date: MAR 31, 2016 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Sale of Company Assets For For Management 2 Change Company Name to Great Elm For For Management Capital Group, Inc. 3 Advisory Vote on Golden Parachutes For For Management 4 Approve Modification of Options For Against Management Granted to Boris Teksler 5 Approve Omnibus Stock Plan For Against Management 6 Approve Qualified Employee Stock For For Management Purchase Plan 7 Adjourn Meeting For For Management -------------------------------------------------------------------------------- UPLAND SOFTWARE, INC. Ticker: UPLD Security ID: 91544A109 Meeting Date: JUN 15, 2016 Meeting Type: Annual Record Date: APR 20, 2016 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director John D. Thornton For For Management 1.2 Elect Director David D. May For For Management 2 Ratify Ernst & Young, LLP as Auditors For For Management -------------------------------------------------------------------------------- UQM TECHNOLOGIES, INC. Ticker: UQM Security ID: 903213106 Meeting Date: SEP 24, 2015 Meeting Type: Annual Record Date: JUL 31, 2015 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Donald W. Vanlandingham For For Management 1.2 Elect Stephen J. Roy For For Management 1.3 Elect Joseph P. Sellinger For For Management 1.4 Elect John E. Sztykiel For For Management 2 Advisory Vote on Executive Compensation For Against Management 3 Increase in Authorized Common Stock For For Management 4 Ratification of Auditor For Abstain Management -------------------------------------------------------------------------------- URANIUM ENERGY CORP Ticker: UEC Security ID: 916896103 Meeting Date: JUL 30, 2015 Meeting Type: Annual Record Date: JUN 05, 2015 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Amir Adnani For For Management 1.2 Elect Alan Lindsay For For Management 1.3 Elect Ivan Obolensky For For Management 1.4 Elect Vincent Della Volpe For Withhold Management 1.5 Elect David Kong For Withhold Management 1.6 Elect Ganpat Mani For For Management 2 Ratification of Auditor For For Management 3 2015 Stock Incentive Plan For For Management 4 Advisory Vote on Executive Compensation For For Management -------------------------------------------------------------------------------- URSTADT BIDDLE PROPERTIES, INC. Ticker: UBP Security ID: 917286403 Meeting Date: MAR 24, 2016 Meeting Type: Annual Record Date: JAN 25, 2016 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Willing L. Biddle For For Management 1.2 Elect Bryan O. Colley For For Management 1.3 Elect Robert J. Mueller For For Management 2 Ratification of Auditor For For Management 3 Amendment to the Restricted Stock For For Management Award Plan -------------------------------------------------------------------------------- USA TECHNOLOGIES, INC. Ticker: USAT Security ID: 90328S500 Meeting Date: JUN 09, 2016 Meeting Type: Annual Record Date: APR 25, 2016 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Steven D. Barnhart For For Management 1.2 Elect Director Joel Brooks For For Management 1.3 Elect Director Stephen P. Herbert For For Management 1.4 Elect Director Robert L. Metzger For For Management 1.5 Elect Director Albin F. Moschner For For Management 1.6 Elect Director William J. Reilly, Jr. For For Management 1.7 Elect Director William J. Schoch For For Management 2 Ratify RSM US LLP as Auditors For For Management 3 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation -------------------------------------------------------------------------------- USA TRUCK, INC. Ticker: USAK Security ID: 902925106 Meeting Date: MAY 03, 2016 Meeting Type: Annual Record Date: MAR 09, 2016 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Robert A. Peiser For For Management 1.2 Elect Director Robert E. Creager For For Management 1.3 Elect Director Alexander D. Greene For For Management 2 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation -------------------------------------------------------------------------------- UTAH MEDICAL PRODUCTS, INC. Ticker: UTMD Security ID: 917488108 Meeting Date: APR 29, 2016 Meeting Type: Annual Record Date: FEB 25, 2016 # Proposal Mgt Rec Vote Cast Sponsor 1 Elect Director Barbara A. Payne For Withhold Management 2 Ratify Jones Simkins LLC as Auditors For For Management 3 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation -------------------------------------------------------------------------------- VAALCO ENERGY, INC. Ticker: EGY Security ID: 91851C201 Meeting Date: JUN 02, 2016 Meeting Type: Annual Record Date: APR 06, 2016 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Steven P. Guidry For For Management 1.2 Elect Director Andrew L. Fawthrop For Withhold Management 1.3 Elect Director Michael Keane For For Management 1.4 Elect Director A. John Knapp, Jr. For For Management 1.5 Elect Director John J. Myers, Jr. For Withhold Management 1.6 Elect Director Steven J. Pully For For Management 2 Ratify Deloitte & Touche LLP as For For Management Auditors 3 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation -------------------------------------------------------------------------------- VASCULAR SOLUTIONS, INC. Ticker: VASC Security ID: 92231M109 Meeting Date: APR 29, 2016 Meeting Type: Annual Record Date: MAR 07, 2016 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Martin Emerson For For Management 1.2 Elect Director John Erb For For Management 1.3 Elect Director Richard Kramp For For Management 1.4 Elect Director Richard Nigon For For Management 1.5 Elect Director Paul O'Connell For For Management 1.6 Elect Director Howard Root For For Management 1.7 Elect Director Jorge Saucedo For For Management 2 Ratify Baker Tilly Virchow Krause, LLP For For Management as Auditors -------------------------------------------------------------------------------- VERACYTE, INC. Ticker: VCYT Security ID: 92337F107 Meeting Date: JUN 17, 2016 Meeting Type: Annual Record Date: APR 21, 2016 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Brian G. Atwood For For Management 1.2 Elect Director Karin Eastham For For Management 1.3 Elect Director Jesse I. Treu For For Management 2 Ratify Ernst & Young LLP as Auditors For For Management -------------------------------------------------------------------------------- VERASTEM, INC. Ticker: VSTM Security ID: 92337C104 Meeting Date: MAY 11, 2016 Meeting Type: Annual Record Date: MAR 29, 2016 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Paul Friedman For For Management 1.2 Elect Director Michael Kauffman For For Management 1.3 Elect Director S. Louise Phanstiel For For Management 2 Ratify Ernst & Young, LLP as Auditors For For Management -------------------------------------------------------------------------------- VERITEX HOLDINGS, INC. Ticker: VBTX Security ID: 923451108 Meeting Date: MAY 12, 2016 Meeting Type: Annual Record Date: MAR 23, 2016 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director C. Malcolm Holland, III For For Management 1.2 Elect Director William C. Murphy For For Management 1.3 Elect Director Pat S. Bolin For Withhold Management 1.4 Elect Director Blake Bozman For For Management 1.5 Elect Director Mark Griege For For Management 1.6 Elect Director Michael D. Ilagan For For Management 1.7 Elect Director Michael Kowalski For For Management 1.8 Elect Director John Sughrue For For Management 1.9 Elect Director Ray W. Washburne For Withhold Management 2 Ratify Grant Thornton LLP as Auditors For For Management -------------------------------------------------------------------------------- VERMILLION, INC. Ticker: VRML Security ID: 92407M206 Meeting Date: JUN 16, 2016 Meeting Type: Annual Record Date: APR 28, 2016 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director James S. Burns For For Management 1.2 Elect Director Veronica G.H. Jordan For For Management 1.3 Elect Director James T. LaFrance For For Management 1.4 Elect Director Valerie B. Palmieri For For Management 1.5 Elect Director David R. Schreiber For Withhold Management 1.6 Elect Director Carl Severinghaus For For Management 1.7 Elect Director Eric Varma For For Management 2 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 3 Ratify BDO USA, LLP as Auditors For For Management -------------------------------------------------------------------------------- VERSARTIS, INC. Ticker: VSAR Security ID: 92529L102 Meeting Date: MAY 18, 2016 Meeting Type: Annual Record Date: APR 04, 2016 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Jay P. Shepard For Withhold Management 1.2 Elect Director Shahzad Malik For Withhold Management 1.3 Elect Director Anthony Y. Sun For Withhold Management 2 Ratify PricewaterhouseCoopers LLP as For For Management Auditors -------------------------------------------------------------------------------- VERTEX ENERGY, INC. Ticker: VTNR Security ID: 92534K107 Meeting Date: JUN 09, 2016 Meeting Type: Annual Record Date: APR 21, 2016 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Benjamin P. Cowart For For Management 1.2 Elect Director Dan Borgen For For Management 1.3 Elect Director David L. Phillips For For Management 1.4 Elect Director Christopher Stratton For For Management 1.5 Elect Director Timothy C. Harvey For For Management 1.6 Elect Director James P. Gregory For For Management 2 Ratify Hein & Associates LLP as For For Management Auditors 3 Advisory Vote to Ratify Named For Against Management Executive Officers' Compensation 4 Advisory Vote on Say on Pay Frequency Three One Year Management Years -------------------------------------------------------------------------------- VIKING THERAPEUTICS, INC. Ticker: VKTX Security ID: 92686J106 Meeting Date: MAY 26, 2016 Meeting Type: Annual Record Date: APR 04, 2016 # Proposal Mgt Rec Vote Cast Sponsor 1 Elect Director Matthew W. Foehr For Withhold Management 2 Ratify Marcum LLP as Auditors For For Management -------------------------------------------------------------------------------- VIRCO MFG. CORPORATION Ticker: VIRC Security ID: 927651109 Meeting Date: JUN 21, 2016 Meeting Type: Annual Record Date: APR 22, 2016 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Douglas A. Virtue For For Management 1.2 Elect Director Alexander L. Cappello For For Management 2 Ratify Ernst & Young LLP as Auditors For For Management -------------------------------------------------------------------------------- VISTA GOLD CORP. Ticker: VGZ Security ID: 927926303 Meeting Date: APR 26, 2016 Meeting Type: Annual Record Date: MAR 07, 2016 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director John M. Clark For For Management 1.2 Elect Director Frederick H. Earnest For For Management 1.3 Elect Director W. Durand Eppler For For Management 1.4 Elect Director C. Thomas Ogryzlo For Withhold Management 1.5 Elect Director Michael B. Richings For Withhold Management 1.6 Elect Director Tracy A. Stevenson For For Management 2 Approve EKS&H LLLP as Auditors and For For Management Authorize Board to Fix Their Remuneration -------------------------------------------------------------------------------- VITAE PHARMACEUTICALS, INC. Ticker: VTAE Security ID: 92847N103 Meeting Date: MAY 26, 2016 Meeting Type: Annual Record Date: MAR 29, 2016 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Donald Hayden, Jr. For For Management 1.2 Elect Director Robert V. Gunderson, Jr. For For Management 1.3 Elect Director Gino Santini For For Management 2 Ratify Ernst & Young LLP as Auditors For For Management -------------------------------------------------------------------------------- VITAL THERAPIES INC Ticker: VTL Security ID: 92847R104 Meeting Date: NOV 17, 2015 Meeting Type: Annual Record Date: SEP 22, 2015 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Terence E. Winters For For Management -------------------------------------------------------------------------------- VITAL THERAPIES INC Ticker: VTL Security ID: 92847R104 Meeting Date: NOV 17, 2015 Meeting Type: Annual Record Date: SEP 22, 2015 # Proposal Mgt Rec Vote Cast Sponsor 1.2 Elect Philip M. Croxford For For Management 1.3 Elect Randolph C. Steer For For Management 2 Ratification of Auditor For For Management -------------------------------------------------------------------------------- VITAL THERAPIES, INC. Ticker: VTL Security ID: 92847R104 Meeting Date: MAY 24, 2016 Meeting Type: Annual Record Date: MAR 30, 2016 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Muneer A. Satter For Withhold Management 1.2 Elect Director Douglas E. Godshall For Withhold Management 1.3 Elect Director Jean-Jacques Bienaime For Withhold Management 2 Ratify PricewaterhouseCoopers LLP as For For Management Auditors -------------------------------------------------------------------------------- VOYAGER THERAPEUTICS, INC. Ticker: VYGR Security ID: 92915B106 Meeting Date: JUN 15, 2016 Meeting Type: Annual Record Date: APR 20, 2016 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Steven Paul For Against Management 1.2 Elect Director Mark Levin For Against Management 2 Ratify Ernst & Young LLP as Auditors For For Management 3 Amend Omnibus Stock Plan For Against Management -------------------------------------------------------------------------------- VSE CORPORATION Ticker: VSEC Security ID: 918284100 Meeting Date: MAY 03, 2016 Meeting Type: Annual Record Date: MAR 21, 2016 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Ralph E. Eberhart For For Management 1.2 Elect Director Maurice A. Gauthier For For Management 1.3 Elect Director John C. Harvey, Jr. For For Management 1.4 Elect Director Clifford M. Kendall For For Management 1.5 Elect Director Calvin S. Koonce For For Management 1.6 Elect Director James F. Lafond For For Management 1.7 Elect Director John E. 'Jack' Potter For For Management 1.8 Elect Director Jack C. Stultz For For Management 1.9 Elect Director Bonnie K. Wachtel For For Management 2 Ratify Ernst & Young LLP as Auditors For For Management 3 Approve Executive Incentive Bonus Plan For For Management 4 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 5 Advisory Vote on Say on Pay Frequency One Year One Year Management -------------------------------------------------------------------------------- VTV THERAPEUTICS INC. Ticker: VTVT Security ID: 918385105 Meeting Date: MAY 12, 2016 Meeting Type: Annual Record Date: MAR 17, 2016 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Jeffrey B. Kindler For Withhold Management 1.2 Elect Director Steven M. Cohen For Withhold Management 1.3 Elect Director John A. Fry For For Management 1.4 Elect Director Paul M. Meister For Withhold Management 1.5 Elect Director Craig C. Parker For For Management 1.6 Elect Director Paul G. Savas For Withhold Management 1.7 Elect Director Noel J. Spiegel For For Management 2 Ratify Ernst & Young LLP as Auditors For For Management -------------------------------------------------------------------------------- WASHINGTONFIRST BANKSHARES, INC. Ticker: WFBI Security ID: 940730104 Meeting Date: APR 27, 2016 Meeting Type: Annual Record Date: MAR 03, 2016 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Shaza L. Andersen For For Management 1.2 Elect Director Charles E. Andrews For For Management 1.3 Elect Director Stephen M. Cumbie For For Management 1.4 Elect Director Donald W. Fisher For For Management 1.5 Elect Director Kenneth Morrissette For For Management 1.6 Elect Director Randall S. Peyton For For Management 1.7 Elect Director William G. Reilly For For Management 1.8 Elect Director Caren D. Merrick For For Management 2 Ratify BDO USA, LLP as Auditors For For Management 3 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation -------------------------------------------------------------------------------- WEST BANCORPORATION, INC. Ticker: WTBA Security ID: 95123P106 Meeting Date: APR 28, 2016 Meeting Type: Annual Record Date: FEB 19, 2016 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Frank W. Berlin For For Management 1.2 Elect Director Joyce A. Chapman For For Management 1.3 Elect Director Steven K. Gaer For For Management 1.4 Elect Director Michael J. Gerdin For Withhold Management 1.5 Elect Director Kaye R. Lozier For For Management 1.6 Elect Director Sean P. McMurray For For Management 1.7 Elect Director David R. Milligan For For Management 1.8 Elect Director George D. Milligan For For Management 1.9 Elect Director David D. Nelson For For Management 1.10 Elect Director James W. Noyce For For Management 1.11 Elect Director Robert G. Pulver For For Management 1.12 Elect Director Lou Ann Sandburg For For Management 1.13 Elect Director Philip Jason Worth For For Management 2 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 3 Ratify RSM US LLP as Auditors For For Management -------------------------------------------------------------------------------- WEST MARINE, INC. Ticker: WMAR Security ID: 954235107 Meeting Date: MAY 26, 2016 Meeting Type: Annual Record Date: MAR 28, 2016 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Barbara L. Rambo For For Management 1.2 Elect Director Matthew L. Hyde For For Management 1.3 Elect Director Dennis F. Madsen For For Management 1.4 Elect Director James F. Nordstrom, Jr. For For Management 1.5 Elect Director Robert D. Olsen For For Management 1.6 Elect Director Randolph K. Repass For For Management 1.7 Elect Director Alice M. Richter For For Management 1.8 Elect Director Christiana Shi For For Management 2 Ratify PricewaterhouseCoopers LLP as For For Management Auditors 3 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 4 Amend Omnibus Stock Plan For For Management -------------------------------------------------------------------------------- WESTELL TECHNOLOGIES, INC. Ticker: WSTL Security ID: 957541105 Meeting Date: SEP 16, 2015 Meeting Type: Annual Record Date: JUL 21, 2015 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect J. Thomas Gruenwald For For Management 1.2 Elect Fared Adib For For Management 1.3 Elect Jeannie H. Diefenderfer For For Management 1.4 Elect Robert W. Foskett For For Management 1.5 Elect Dennis O. Harris For For Management 1.6 Elect Martin D. Hernandez For For Management 1.7 Elect Eileen A. Kamerick For For Management 1.8 Elect Robert C. Penny, III For Withhold Management 2 2015 Omnibus Incentive Plan For Against Management 3 Ratification of Auditor For For Management 4 Advisory Vote on Executive Compensation For For Management -------------------------------------------------------------------------------- WHEELER REAL ESTATE INVESTMENT TRUST, INC. Ticker: WHLR Security ID: 963025101 Meeting Date: JUN 15, 2016 Meeting Type: Annual Record Date: APR 28, 2016 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Jon S. Wheeler For For Management 1.2 Elect Director Kurt R. Harrington For Withhold Management 1.3 Elect Director Carl B. McGowan, Jr. For Withhold Management 1.4 Elect Director David Kelly For For Management 1.5 Elect Director Stewart J. Brown For For Management 1.6 Elect Director William W. King For Withhold Management 1.7 Elect Director Jeffrey M. Zwerdling For For Management 1.8 Elect Director John P. McAuliffe For For Management 2 Approve Omnibus Stock Plan For For Management 3 Ratify Cherry Bekaert LLP as Auditors For For Management -------------------------------------------------------------------------------- WHITEHORSE FINANCE INC Ticker: WHF Security ID: 96524V106 Meeting Date: AUG 03, 2015 Meeting Type: Annual Record Date: JUN 08, 2015 # Proposal Mgt Rec Vote Cast Sponsor 1 Elect John P. Bolduc For Against Management 2 Elect Rick D. Puckett For For Management 3 Authority to Sell Common Stock Below For For Management NAV -------------------------------------------------------------------------------- WHITESTONE REIT Ticker: WSR Security ID: 966084204 Meeting Date: MAY 09, 2016 Meeting Type: Annual Record Date: FEB 11, 2016 # Proposal Mgt Rec Vote Cast Sponsor 1 Elect Director Paul T. Lambert For Withhold Management 2 Ratify Pannell Kerr Forster of Texas, For For Management P.C. as Auditors -------------------------------------------------------------------------------- WILLBROS GROUP, INC. Ticker: WG Security ID: 969203108 Meeting Date: JUN 01, 2016 Meeting Type: Annual Record Date: APR 13, 2016 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Robert L. Sluder For For Management 1.2 Elect Director S. Miller Williams For For Management 2 Declassify the Board of Directors For For Management 3 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 4 Ratify PricewaterhouseCoopers LLP as For For Management Auditors -------------------------------------------------------------------------------- WILLDAN GROUP, INC. Ticker: WLDN Security ID: 96924N100 Meeting Date: JUN 10, 2016 Meeting Type: Annual Record Date: APR 14, 2016 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Win Westfall For Withhold Management 1.2 Elect Director Thomas D. Brisbin For For Management 1.3 Elect Director Steven A. Cohen For For Management 1.4 Elect Director Raymond W. Holdsworth For For Management 1.5 Elect Director Douglas J. McEachern For For Management 1.6 Elect Director Keith W. Renken For For Management 1.7 Elect Director Mohammad Shahidehpour For For Management 1.8 Elect Director John M. Toups For For Management 2 Ratify KPMG LLP as Auditors For For Management 3 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 4 Amend Omnibus Stock Plan For For Management -------------------------------------------------------------------------------- WINDTREE THERAPEUTICS, INC. Ticker: WINT Security ID: 97382D105 Meeting Date: JUN 21, 2016 Meeting Type: Annual Record Date: APR 25, 2016 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director John R. Leone For For Management 1.2 Elect Director Craig Fraser For For Management 1.3 Elect Director Joseph M. Mahady For For Management 1.4 Elect Director Bruce A. Peacock For For Management 1.5 Elect Director Marvin E. Rosenthale For For Management 2 Ratify Ernst & Young LLP as Auditors For For Management 3 Increase Authorized Common Stock For Against Management 4 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation -------------------------------------------------------------------------------- WINMARK CORPORATION Ticker: WINA Security ID: 974250102 Meeting Date: APR 27, 2016 Meeting Type: Annual Record Date: MAR 04, 2016 # Proposal Mgt Rec Vote Cast Sponsor 1 Fix Number of Directors at Eight For For Management 2.1 Elect Director John L. Morgan For For Management 2.2 Elect Director Lawrence A. Barbetta For For Management 2.3 Elect Director Jenele C. Grassle For For Management 2.4 Elect Director Brett D. Heffes For For Management 2.5 Elect Director Kirk A. MacKenzie For For Management 2.6 Elect Director Paul C. Reyelts For For Management 2.7 Elect Director Mark L. Wilson For For Management 2.8 Elect Director Steven C. Zola For For Management 3 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 4 Ratify Grant Thornton LLP as Auditors For For Management -------------------------------------------------------------------------------- WIRELESS TELECOM GROUP, INC. Ticker: WTT Security ID: 976524108 Meeting Date: JUN 08, 2016 Meeting Type: Annual Record Date: APR 25, 2016 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Alan L. Bazaar For For Management 1.2 Elect Director Don C. Bell, III For For Management 1.3 Elect Director Joseph Garrity For For Management 1.4 Elect Director Paul Genova For For Management 1.5 Elect Director Mitchell Herbets For For Management 1.6 Elect Director Timothy Whelan For For Management 2 Ratify PKF O'Connor Davies, LLP as For For Management Auditors 3 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation -------------------------------------------------------------------------------- WSI INDUSTRIES, INC. Ticker: WSCI Security ID: 92932Q102 Meeting Date: DEC 21, 2015 Meeting Type: Annual Record Date: OCT 26, 2015 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Thomas C. Bender For For Management 1.2 Elect James D. Hartman For For Management 1.3 Elect Burton F. Myers II For For Management 1.4 Elect Michael J. Pudil For For Management 1.5 Elect Benjamin T. Rashleger For For Management 1.6 Elect Jack R. Veach For For Management 2 Ratification of Auditor For For Management -------------------------------------------------------------------------------- XACTLY CORPORATION Ticker: XTLY Security ID: 98386L101 Meeting Date: JUN 30, 2016 Meeting Type: Annual Record Date: MAY 06, 2016 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Christopher W. Cabrera For Withhold Management 1.2 Elect Director Earl E. Fry For Withhold Management 1.3 Elect Director Scott A. McGregor For For Management 2 Ratify KPMG LLP as Auditors For For Management -------------------------------------------------------------------------------- XBIOTECH INC. Ticker: XBIT Security ID: 98400H102 Meeting Date: JUN 20, 2016 Meeting Type: Annual Record Date: APR 21, 2016 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director John Simard For For Management 1.2 Elect Director Fabrizio Bonanni For For Management 1.3 Elect Director W. Thorpe McKenzie For For Management 1.4 Elect Director Daniel Vasella For For Management 2 Ratify Ernst & Young LLP as Auditors For For Management 3 Amend Omnibus Stock Plan For Against Management -------------------------------------------------------------------------------- XERIUM TECHNOLOGIES INC. Ticker: XRM Security ID: 98416J118 Meeting Date: SEP 11, 2015 Meeting Type: Annual Record Date: JUL 17, 2015 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Roger A. Bailey For For Management 1.2 Elect Harold C. Bevis For For Management 1.3 Elect April H. Foley For Withhold Management 1.4 Elect Jay J. Gurandiano For Withhold Management 1.5 Elect John F. McGovern For For Management 1.6 Elect James F. Wilson For For Management 2 Ratification of Auditor For For Management 3 Amendment to the 2010 Equity Incentive For For Management Plan -------------------------------------------------------------------------------- XERIUM TECHNOLOGIES, INC. Ticker: XRM Security ID: 98416J118 Meeting Date: JUN 16, 2016 Meeting Type: Annual Record Date: APR 25, 2016 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Roger A. Bailey For For Management 1.2 Elect Director Harold C. Bevis For For Management 1.3 Elect Director April H. Foley For For Management 1.4 Elect Director Jay J. Gurandiano For For Management 1.5 Elect Director John F. McGovern For For Management 1.6 Elect Director Alexander Toeldte For For Management 1.7 Elect Director James F. Wilson For For Management 2 Ratify Ernst & Young LLP as Auditors For For Management 3 Hire Advisor/Maximize Shareholder Value Against For Shareholder -------------------------------------------------------------------------------- XPLORE TECHNOLOGIES CORP. Ticker: XPLTF Security ID: 983950700 Meeting Date: MAR 24, 2016 Meeting Type: Annual Record Date: JAN 25, 2016 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Philip Sassower For For Management 1.2 Elect Andrea Goren For For Management 1.3 Elect F. Ben Irwin For Withhold Management 1.4 Elect Thomas F. Leonardis For Withhold Management 1.5 Elect Kent Misemer For For Management 1.6 Elect Brian E. Usher-Jones For For Management 2 Ratification of Auditor For For Management 3 Amendment to the 2009 Stock Incentive For Against Management Plan 4 Amendment to the 2009 Employee Stock For For Management Purchase Plan -------------------------------------------------------------------------------- YODLEE INC Ticker: YDLE Security ID: 98600P201 Meeting Date: NOV 19, 2015 Meeting Type: Special Record Date: OCT 12, 2015 # Proposal Mgt Rec Vote Cast Sponsor 1 Merger For For Management 2 Right to Adjourn Meeting For For Management -------------------------------------------------------------------------------- YUME, INC. Ticker: YUME Security ID: 98872B104 Meeting Date: MAY 27, 2016 Meeting Type: Proxy Contest Record Date: MAR 31, 2016 # Proposal Mgt Rec Vote Cast Sponsor Management Proxy (White Card) None 1.1 Elect Director Craig Forman For Did Not Vote Management 1.2 Elect Director Derek Harrar For Did Not Vote Management 2 Ratify PricewaterhouseCoopers LLP as For Did Not Vote Management Auditors 3 Declassify the Board of Directors For Did Not Vote Shareholder # Proposal Diss Rec Vote Cast Sponsor Dissident Proxy (Gold Card) None 1.1 Elect Director Eric Singer For For Shareholder 1.2 Elect Director Elias N. Nader For Withhold Shareholder 2 Ratify PricewaterhouseCoopers LLP as For For Management Auditors 3 Declassify the Board of Directors For For Shareholder -------------------------------------------------------------------------------- ZAGG INC Ticker: ZAGG Security ID: 98884U108 Meeting Date: JUN 09, 2016 Meeting Type: Annual Record Date: APR 15, 2016 # Proposal Mgt Rec Vote Cast Sponsor 1a Elect Director Randall L. Hales For For Management 1b Elect Director Cheryl A. Larabee For For Management 1c Elect Director E. Todd Heiner For For Management 1d Elect Director Daniel R. Maurer For For Management 1e Elect Director P. Scott Stubbs For For Management 2 Ratify KPMG LLP as Auditors For For Management 3 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 4 Change State of Incorporation [from For For Management Nevada to Delaware] -------------------------------------------------------------------------------- ZION OIL & GAS, INC. Ticker: ZN Security ID: 989696109 Meeting Date: JUN 06, 2016 Meeting Type: Annual Record Date: APR 11, 2016 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Justin W. Furnace For For Management 1.2 Elect Director Martin M. van Brauman For For Management 1.3 Elect Director Gene Scammahorn For For Management 1.4 Elect Director Dustin L. Guinn For For Management 2 Ratify MaloneBailey, LLP as Auditors For For Management -------------------------------------------------------------------------------- ZIX CORPORATION Ticker: ZIXI Security ID: 98974P100 Meeting Date: JUN 08, 2016 Meeting Type: Annual Record Date: APR 19, 2016 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Mark J. Bonney For For Management 1.2 Elect Director Taher A. Elgamal For For Management 1.3 Elect Director Robert C. Hausmann For For Management 1.4 Elect Director Maribess L. Miller For For Management 1.5 Elect Director Richard D. Spurr For For Management 1.6 Elect Director David J. Wagner For For Management 2 Ratify Whitley Penn LLP as Auditors For For Management 3 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation -------------------------------------------------------------------------------- ZYNERBA PHARMACEUTICALS, INC. Ticker: ZYNE Security ID: 98986X109 Meeting Date: MAY 25, 2016 Meeting Type: Annual Record Date: APR 01, 2016 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Armando Anido For Withhold Management 1.2 Elect Director Warren D. Cooper For For Management 1.3 Elect Director William J. Federici For For Management 1.4 Elect Director Thomas L. Harrison For For Management 1.5 Elect Director Daniel L. Kisner For For Management 1.6 Elect Director Kenneth I. Moch For For Management 1.7 Elect Director Cynthia A. Rask For For Management 2 Ratify KPMG LLP as Auditors For For Management 3 Amend Certificate of Incorporation to For For Management Permit the Removal of Directors by Stockholders With or Without Cause ============================= WILSHIRE US REIT ETF ============================= ACADIA REALTY TRUST Ticker: AKR Security ID: 004239109 Meeting Date: MAY 09, 2016 Meeting Type: Annual Record Date: MAR 18, 2016 # Proposal Mgt Rec Vote Cast Sponsor 1a Elect Director Kenneth F. Bernstein For For Management 1b Elect Director Douglas Crocker, II For For Management 1c Elect Director Lorrence T. Kellar For For Management 1d Elect Director Wendy Luscombe For For Management 1e Elect Director William T. Spitz For For Management 1f Elect Director Lynn C. Thurber For For Management 1g Elect Director Lee S. Wielansky For For Management 1h Elect Director C. David Zoba For For Management 2 Ratify BDO USA, LLP as Auditors For For Management 3 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 4 Amend Omnibus Stock Plan For For Management -------------------------------------------------------------------------------- ALEXANDER'S, INC. Ticker: ALX Security ID: 014752109 Meeting Date: MAY 19, 2016 Meeting Type: Annual Record Date: MAR 21, 2016 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Steven Roth For Withhold Management 1.2 Elect Director Thomas R. DiBenedetto For For Management 1.3 Elect Director Wendy A. Silverstein For Withhold Management 2 Approve Omnibus Stock Plan For Against Management 3 Ratify Deloitte & Touche LLP as For For Management Auditors -------------------------------------------------------------------------------- ALEXANDRIA REAL ESTATE EQUITIES, INC. Ticker: ARE Security ID: 015271109 Meeting Date: MAY 12, 2016 Meeting Type: Annual Record Date: MAR 31, 2016 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Joel S. Marcus For For Management 1.2 Elect Director Steven R. Hash For For Management 1.3 Elect Director John L. Atkins, III For For Management 1.4 Elect Director James P. Cain For For Management 1.5 Elect Director Maria C. Freire For For Management 1.6 Elect Director Richard H. Klein For For Management 1.7 Elect Director James H. Richardson For For Management 2 Amend Omnibus Stock Plan For For Management 3 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 4 Ratify Ernst & Young LLP as Auditors For For Management -------------------------------------------------------------------------------- AMERICAN ASSETS TRUST, INC. Ticker: AAT Security ID: 024013104 Meeting Date: JUN 14, 2016 Meeting Type: Annual Record Date: APR 01, 2016 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Ernest S. Rady For For Management 1.2 Elect Director Larry E. Finger For For Management 1.3 Elect Director Duane A. Nelles For For Management 1.4 Elect Director Thomas S. Olinger For Withhold Management 1.5 Elect Director Robert S. Sullivan For For Management 2 Ratify Ernst & Young LLP as Auditors For For Management 3 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation -------------------------------------------------------------------------------- AMERICAN CAMPUS COMMUNITIES, INC. Ticker: ACC Security ID: 024835100 Meeting Date: MAY 05, 2016 Meeting Type: Annual Record Date: MAR 14, 2016 # Proposal Mgt Rec Vote Cast Sponsor 1a Elect Director William C. Bayless, Jr. For For Management 1b Elect Director G. Steven Dawson For For Management 1c Elect Director Cydney C. Donnell For For Management 1d Elect Director Dennis G. Lopez For For Management 1e Elect Director Edward Lowenthal For For Management 1f Elect Director Oliver Luck For For Management 1g Elect Director C. Patrick Oles, Jr. For For Management 1h Elect Director Winston W. Walker For For Management 2 Ratify Ernst & Young LLP as Auditors For For Management 3 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation -------------------------------------------------------------------------------- AMERICAN HOMES 4 RENT Ticker: AMH Security ID: 02665T306 Meeting Date: MAY 03, 2016 Meeting Type: Annual Record Date: MAR 11, 2016 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director B. Wayne Hughes For For Management 1.2 Elect Director David P. Singelyn For For Management 1.3 Elect Director John 'Jack' Corrigan For For Management 1.4 Elect Director Dann V. Angeloff For For Management 1.5 Elect Director Douglas N. Benham For For Management 1.6 Elect Director Matthew J. Hart For For Management 1.7 Elect Director James H. Kropp For For Management 1.8 Elect Director Lynn Swann For For Management 1.9 Elect Director Kenneth M. Woolley For For Management 2 Ratify BDO USA, LLP as Auditors For For Management 3 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation -------------------------------------------------------------------------------- AMERICAN RESIDENTIAL PROPERTIES INC Ticker: ARPI Security ID: 02927E303 Meeting Date: FEB 26, 2016 Meeting Type: Special Record Date: JAN 22, 2016 # Proposal Mgt Rec Vote Cast Sponsor 1 Acquisition For For Management 2 Right to Adjourn Meeting For For Management -------------------------------------------------------------------------------- APARTMENT INVESTMENT AND MANAGEMENT COMPANY Ticker: AIV Security ID: 03748R101 Meeting Date: APR 26, 2016 Meeting Type: Annual Record Date: FEB 19, 2016 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director James N. Bailey For For Management 1.2 Elect Director Terry Considine For For Management 1.3 Elect Director Thomas L. Keltner For For Management 1.4 Elect Director J. Landis Martin For For Management 1.5 Elect Director Robert A. Miller For For Management 1.6 Elect Director Kathleen M. Nelson For For Management 1.7 Elect Director Michael A. Stein For For Management 1.8 Elect Director Nina A. Tran For For Management 2 Ratify Ernst & Young LLP as Auditors For For Management 3 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation -------------------------------------------------------------------------------- APPLE HOSPITALITY REIT, INC. Ticker: APLE Security ID: 03784Y200 Meeting Date: MAY 12, 2016 Meeting Type: Annual Record Date: MAR 18, 2016 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Jon A. Fosheim For For Management 1.2 Elect Director Justin G. Knight For For Management 2 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 3 Ratify Ernst & Young LLP as Auditors For For Management 4.1 Declassify the Board of Directors For For Management 4.2 Require a Majority Vote for all For For Management Charter Amendments 4.3 Eliminate Supermajority Vote For For Management Requirement for Affiliated Transactions 4.4 Amend Charter to Eliminate Provisions For For Management That Are No Longer Applicable -------------------------------------------------------------------------------- ASHFORD HOSPITALITY PRIME, INC. Ticker: AHP Security ID: 044102101 Meeting Date: JUN 10, 2016 Meeting Type: Annual Record Date: MAY 20, 2016 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Monty J. Bennett For Withhold Management 1.2 Elect Director Douglas A. Kessler For Withhold Management 1.3 Elect Director Stefani D. Carter For Withhold Management 1.4 Elect Director Curtis B. McWilliams For Withhold Management 1.5 Elect Director W. Michael Murphy For Withhold Management 1.6 Elect Director Matthew D. Rinaldi For Withhold Management 1.7 Elect Director Andrew L. Strong For Withhold Management 2 Ratify BDO USA, LLP as Auditors For For Management -------------------------------------------------------------------------------- ASHFORD HOSPITALITY TRUST, INC. Ticker: AHT Security ID: 044103109 Meeting Date: MAY 17, 2016 Meeting Type: Annual Record Date: APR 14, 2016 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Monty J. Bennett For For Management 1.2 Elect Director Benjamin J. Ansell For For Management 1.3 Elect Director Thomas E. Callahan For For Management 1.4 Elect Director Amish Gupta For For Management 1.5 Elect Director Kamal Jafarnia For For Management 1.6 Elect Director Philip S. Payne For For Management 1.7 Elect Director Alan L. Tallis For For Management 2 Ratify BDO USA, LLP as Auditors For For Management 3 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation -------------------------------------------------------------------------------- ASSOCIATED ESTATES REALTY CORP. Ticker: AEC Security ID: 45604105 Meeting Date: AUG 05, 2015 Meeting Type: Special Record Date: JUN 22, 2015 # Proposal Mgt Rec Vote Cast Sponsor 1 Merger For For Management 2 Advisory Vote on Golden Parachutes For For Management 3 Right to Adjourn Meeting For For Management -------------------------------------------------------------------------------- AVALONBAY COMMUNITIES, INC. Ticker: AVB Security ID: 053484101 Meeting Date: MAY 19, 2016 Meeting Type: Annual Record Date: MAR 07, 2016 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Glyn F. Aeppel For For Management 1.2 Elect Director Terry S. Brown For For Management 1.3 Elect Director Alan B. Buckelew For For Management 1.4 Elect Director Ronald L. Havner, Jr. For Withhold Management 1.5 Elect Director Timothy J. Naughton For For Management 1.6 Elect Director Lance R. Primis For For Management 1.7 Elect Director Peter S. Rummell For For Management 1.8 Elect Director H. Jay Sarles For For Management 1.9 Elect Director W. Edward Walter For For Management 2 Ratify Ernst & Young LLP as Auditors For For Management 3 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation -------------------------------------------------------------------------------- BIOMED REALTY TRUST INC Ticker: BMR Security ID: 09063H107 Meeting Date: JAN 21, 2016 Meeting Type: Special Record Date: DEC 03, 2015 # Proposal Mgt Rec Vote Cast Sponsor 1 Merger For For Management 2 Advisory Vote on Golden Parachutes For Against Management 3 Right to Adjourn Meeting For For Management -------------------------------------------------------------------------------- BOSTON PROPERTIES, INC. Ticker: BXP Security ID: 101121101 Meeting Date: MAY 17, 2016 Meeting Type: Annual Record Date: MAR 23, 2016 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Bruce W. Duncan For Against Management 1.2 Elect Director Karen E. Dykstra For For Management 1.3 Elect Director Carol B. Einiger For For Management 1.4 Elect Director Jacob A. Frenkel For For Management 1.5 Elect Director Joel I. Klein For For Management 1.6 Elect Director Douglas T. Linde For For Management 1.7 Elect Director Matthew J. Lustig For For Management 1.8 Elect Director Alan J. Patricof For For Management 1.9 Elect Director Owen D. Thomas For For Management 1.10 Elect Director Martin Turchin For For Management 1.11 Elect Director David A. Twardock For For Management 2 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 3 Ratify PricewaterhouseCoopers LLP as For For Management Auditors -------------------------------------------------------------------------------- BRANDYWINE REALTY TRUST Ticker: BDN Security ID: 105368203 Meeting Date: MAY 24, 2016 Meeting Type: Annual Record Date: APR 01, 2016 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Walter D'Alessio For For Management 1.2 Elect Director Carol G. Carroll For For Management 1.3 Elect Director James C. Diggs For For Management 1.4 Elect Director Wyche Fowler For For Management 1.5 Elect Director Michael J. Joyce For For Management 1.6 Elect Director Anthony A. Nichols, Sr. For For Management 1.7 Elect Director Charles P. Pizzi For For Management 1.8 Elect Director Gerard H. Sweeney For For Management 2 Ratify PricewaterhouseCoopers LLP as For For Management Auditors 3 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation -------------------------------------------------------------------------------- BRIXMOR PROPERTY GROUP INC. Ticker: BRX Security ID: 11120U105 Meeting Date: JUN 16, 2016 Meeting Type: Annual Record Date: APR 08, 2016 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Daniel B. Hurwitz For For Management 1.2 Elect Director John G. Schreiber For For Management 1.3 Elect Director Michael Berman For For Management 1.4 Elect Director Anthony W. Deering For For Management 1.5 Elect Director Thomas W. Dickson For For Management 1.6 Elect Director Jonathan D. Gray For For Management 1.7 Elect Director William D. Rahm For For Management 1.8 Elect Director William J. Stein For For Management 1.9 Elect Director Gabrielle Sulzberger For For Management 2 Ratify Deloitte LLP as Auditors For For Management 3 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation -------------------------------------------------------------------------------- CAMDEN PROPERTY TRUST Ticker: CPT Security ID: 133131102 Meeting Date: MAY 13, 2016 Meeting Type: Annual Record Date: MAR 16, 2016 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Richard J. Campo For For Management 1.2 Elect Director Scott S. Ingraham For For Management 1.3 Elect Director Lewis A. Levey For For Management 1.4 Elect Director William B. McGuire, Jr. For For Management 1.5 Elect Director William F. Paulsen For For Management 1.6 Elect Director D. Keith Oden For For Management 1.7 Elect Director F. Gardner Parker For For Management 1.8 Elect Director Frances Aldrich For For Management Sevilla-Sacasa 1.9 Elect Director Steven A. Webster For For Management 1.10 Elect Director Kelvin R. Westbrook For For Management 2 Ratify Deloitte & Touche LLP as For For Management Auditors 3 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation -------------------------------------------------------------------------------- CAMPUS CREST COMMUNITIES INC Ticker: CCG Security ID: 13466Y105 Meeting Date: JAN 26, 2016 Meeting Type: Annual Record Date: DEC 01, 2015 # Proposal Mgt Rec Vote Cast Sponsor 1 Merger For For Management 2 Advisory Vote on Golden Parachutes For For Management 3 Right to Adjourn Meeting For For Management 4.1 Elect Randall H. Brown For For Management 4.2 Elect Lauro Gonzalez-Moreno For For Management 4.3 Elect Richard S. Kahlbaugh For Withhold Management 4.4 Elect James W. McCaughan For For Management 4.5 Elect Denis McGlynn For For Management 4.6 Elect Curtis B. McWilliams For For Management 4.7 Elect Raymond Mikulich For For Management 4.8 Elect Daniel L. Simmons For For Management 5 Ratification of Auditor For For Management 6 Advisory Vote on Executive Compensation For For Management 7 Shareholder Proposal Regarding For Shareholder Majority Vote for Election of Directors -------------------------------------------------------------------------------- CARE CAPITAL PROPERTIES, INC. Ticker: CCP Security ID: 141624106 Meeting Date: MAY 10, 2016 Meeting Type: Annual Record Date: MAR 14, 2016 # Proposal Mgt Rec Vote Cast Sponsor 1A Elect Director Douglas Crocker, II For For Management 1B Elect Director John S. Gates, Jr. For For Management 1C Elect Director Ronald G. Geary For For Management 1D Elect Director Raymond J. Lewis For For Management 1E Elect Director Jeffrey A. Malehorn For For Management 1F Elect Director Dale A. Reiss For For Management 1G Elect Director John L. Workman For For Management 2 Ratify KPMG LLP as Auditors For For Management -------------------------------------------------------------------------------- CBL & ASSOCIATES PROPERTIES, INC. Ticker: CBL Security ID: 124830100 Meeting Date: MAY 02, 2016 Meeting Type: Annual Record Date: MAR 07, 2016 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Charles B. Lebovtiz For For Management 1.2 Elect Director Stephen D. Lebovitz For For Management 1.3 Elect Director Gary L. Bryenton For Withhold Management 1.4 Elect Director A. Larry Chapman For For Management 1.5 Elect Director Matthew S. Dominski For Withhold Management 1.6 Elect Director John D. Griffith For For Management 1.7 Elect Director Richard J. Lieb For For Management 1.8 Elect Director Gary J. Nay For For Management 1.9 Elect Director Kathleen M. Nelson For For Management 2 Ratify Deloitte & Touche, LLP as For For Management Auditors 3 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 4 Provide Directors May Be Removed With For For Management or Without Cause -------------------------------------------------------------------------------- CEDAR REALTY TRUST, INC. Ticker: CDR Security ID: 150602209 Meeting Date: MAY 03, 2016 Meeting Type: Annual Record Date: MAR 11, 2016 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director James J. Burns For For Management 1.2 Elect Director Abraham Eisenstat For For Management 1.3 Elect Director Pamela N. Hootkin For For Management 1.4 Elect Director Paul G. Kirk, Jr. For For Management 1.5 Elect Director Steven G. Rogers For For Management 1.6 Elect Director Bruce J. Schanzer For For Management 1.7 Elect Director Roger M. Widmann For For Management 2 Advisory Vote to Ratify Named For Against Management Executive Officers' Compensation 3 Ratify Ernst & Young LLP as Auditors For For Management -------------------------------------------------------------------------------- CHATHAM LODGING TRUST Ticker: CLDT Security ID: 16208T102 Meeting Date: MAY 19, 2016 Meeting Type: Annual Record Date: MAR 15, 2016 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director C. Gerald Goldsmith For For Management 1.2 Elect Director Rolf E. Ruhfus For For Management 1.3 Elect Director Jeffrey H. Fisher For For Management 1.4 Elect Director Thomas J. Crocker For For Management 1.5 Elect Director Robert Perlmutter For For Management 2 Ratify PricewaterhouseCoopers LLP as For For Management Auditors 3 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation -------------------------------------------------------------------------------- CHESAPEAKE LODGING TRUST Ticker: CHSP Security ID: 165240102 Meeting Date: MAY 17, 2016 Meeting Type: Annual Record Date: APR 01, 2016 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director James L. Francis For For Management 1.2 Elect Director Douglas W. Vicari For For Management 1.3 Elect Director Thomas A. Natelli For For Management 1.4 Elect Director Thomas D. Eckert For For Management 1.5 Elect Director John W. Hill For For Management 1.6 Elect Director George F. McKenzie For For Management 1.7 Elect Director Jeffrey D. Nuechterlein For For Management 2 Ratify Ernst & Young LLP as Auditors For For Management 3 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 4 Amend Charter For Against Management 5 Provide Shareholders the Right to Against For Shareholder Initiate Bylaw Amendments -------------------------------------------------------------------------------- COLUMBIA PROPERTY TRUST, INC. Ticker: CXP Security ID: 198287203 Meeting Date: MAY 02, 2016 Meeting Type: Annual Record Date: FEB 23, 2016 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Carmen M. Bowser For For Management 1.2 Elect Director Charles R. Brown For For Management 1.3 Elect Director Richard W. Carpenter For For Management 1.4 Elect Director John L. Dixon For For Management 1.5 Elect Director David B. Henry For For Management 1.6 Elect Director Murray J. McCabe For For Management 1.7 Elect Director E. Nelson Mills For For Management 1.8 Elect Director Michael S. Robb For For Management 1.9 Elect Director George W. Sands For For Management 1.10 Elect Director Thomas G. Wattles For For Management 2 Ratify Deloitte & Touche LLP as For For Management Auditors 3 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation -------------------------------------------------------------------------------- CORESITE REALTY CORPORATION Ticker: COR Security ID: 21870Q105 Meeting Date: MAY 19, 2016 Meeting Type: Annual Record Date: MAR 23, 2016 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Robert G. Stuckey For For Management 1.2 Elect Director Thomas M. Ray For For Management 1.3 Elect Director James A. Attwood, Jr. For For Management 1.4 Elect Director Michael R. Koehler For For Management 1.5 Elect Director Paul E. Szurek For For Management 1.6 Elect Director J. David Thompson For For Management 1.7 Elect Director David A. Wilson For For Management 2 Ratify KPMG LLP as Auditors For For Management 3 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation -------------------------------------------------------------------------------- CORPORATE OFFICE PROPERTIES TRUST Ticker: OFC Security ID: 22002T108 Meeting Date: MAY 12, 2016 Meeting Type: Annual Record Date: MAR 15, 2016 # Proposal Mgt Rec Vote Cast Sponsor 1a Elect Director Thomas F. Brady For For Management 1b Elect Director Robert L. Denton, Sr. For For Management 1c Elect Director Philip L. Hawkins For For Management 1d Elect Director Elizabeth A. Hight For For Management 1e Elect Director David M. Jacobstein For For Management 1f Elect Director Steven D. Kesler For For Management 1g Elect Director C. Taylor Pickett For For Management 1h Elect Director Richard Szafranski For For Management 2 Ratify PricewaterhouseCoopers LLP as For For Management Auditors 3 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation -------------------------------------------------------------------------------- COUSINS PROPERTIES INCORPORATED Ticker: CUZ Security ID: 222795106 Meeting Date: MAY 03, 2016 Meeting Type: Annual Record Date: FEB 26, 2016 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Robert M. Chapman For For Management 1.2 Elect Director Tom G. Charlesworth For For Management 1.3 Elect Director Lawrence L. For For Management Gellerstedt, III 1.4 Elect Director Lillian C. Giornelli For For Management 1.5 Elect Director S. Taylor Glover For For Management 1.6 Elect Director James H. Hance, Jr. For For Management 1.7 Elect Director Donna W. Hyland For For Management 1.8 Elect Director R. Dary Stone For For Management 2 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 3 Ratify Deloitte & Touche LLP as For For Management Auditors -------------------------------------------------------------------------------- CUBESMART Ticker: CUBE Security ID: 229663109 Meeting Date: JUN 01, 2016 Meeting Type: Annual Record Date: MAR 15, 2016 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director William M. For For Management Diefenderfer, III 1.2 Elect Director Piero Bussani For For Management 1.3 Elect Director Christopher P. Marr For For Management 1.4 Elect Director Marianne M. Keler For For Management 1.5 Elect Director Deborah R. Salzberg For For Management 1.6 Elect Director John F. Remondi For For Management 1.7 Elect Director Jeffrey F. Rogatz For For Management 1.8 Elect Director John W. Fain For For Management 2 Amend Omnibus Stock Plan For For Management 3 Ratify KPMG LLP as Auditors For For Management 4 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation -------------------------------------------------------------------------------- CYRUSONE INC. Ticker: CONE Security ID: 23283R100 Meeting Date: MAY 02, 2016 Meeting Type: Annual Record Date: MAR 03, 2016 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Gary J. Wojtaszek For For Management 1.2 Elect Director David H. Ferdman For For Management 1.3 Elect Director John W. Gamble, Jr. For For Management 1.4 Elect Director Michael A. Klayko For For Management 1.5 Elect Director T. Tod Nielsen For For Management 1.6 Elect Director Alex Shumate For For Management 1.7 Elect Director William E. Sullivan For For Management 1.8 Elect Director Lynn A. Wentworth For For Management 2 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 3 Ratify Deloitte & Touche LLP as For For Management Auditors 4 Amend Omnibus Stock Plan For For Management -------------------------------------------------------------------------------- DCT INDUSTRIAL TRUST INC. Ticker: DCT Security ID: 233153204 Meeting Date: MAY 04, 2016 Meeting Type: Annual Record Date: MAR 08, 2016 # Proposal Mgt Rec Vote Cast Sponsor 1a Elect Director Philip L. Hawkins For For Management 1b Elect Director Marilyn A. Alexander For For Management 1c Elect Director Thomas F. August For For Management 1d Elect Director John S. Gates, Jr. For For Management 1e Elect Director Raymond B. Greer For For Management 1f Elect Director Tripp H. Hardin For For Management 1g Elect Director John C. O'Keeffe For For Management 1h Elect Director Bruce L. Warwick For For Management 2 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 3 Ratify Ernst & Young LLP as Auditors For For Management -------------------------------------------------------------------------------- DDR CORP. Ticker: DDR Security ID: 23317H102 Meeting Date: MAY 10, 2016 Meeting Type: Annual Record Date: MAR 15, 2016 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Terrance R. Ahern For For Management 1.2 Elect Director Thomas F. August For For Management 1.3 Elect Director Thomas Finne For For Management 1.4 Elect Director Robert H. Gidel For For Management 1.5 Elect Director Victor B. MacFarlane For For Management 1.6 Elect Director David J. Oakes For For Management 1.7 Elect Director Alexander Otto For For Management 1.8 Elect Director Scott D. Roulston For For Management 1.9 Elect Director Barry A. Sholem For For Management 2 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 3 Ratify PricewaterhouseCoopers LLP as For For Management Auditors -------------------------------------------------------------------------------- DIAMONDROCK HOSPITALITY COMPANY Ticker: DRH Security ID: 252784301 Meeting Date: MAY 03, 2016 Meeting Type: Annual Record Date: MAR 01, 2016 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director William W. McCarten For For Management 1.2 Elect Director Daniel J. Altobello For For Management 1.3 Elect Director Timothy R. Chi For For Management 1.4 Elect Director Maureen L. McAvey For For Management 1.5 Elect Director Gilbert T. Ray For For Management 1.6 Elect Director Bruce D. Wardinski For For Management 1.7 Elect Director Mark W. Brugger For For Management 2 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 3 Ratify KPMG LLP as Auditors For For Management 4 Amend Charter to Allow Both Directors For For Management and Stockholders to Amend Company By-laws 5 Approve Omnibus Stock Plan For For Management -------------------------------------------------------------------------------- DIGITAL REALTY TRUST, INC. Ticker: DLR Security ID: 253868103 Meeting Date: MAY 10, 2016 Meeting Type: Annual Record Date: MAR 17, 2016 # Proposal Mgt Rec Vote Cast Sponsor 1A Elect Director Dennis E. Singleton For For Management 1B Elect Director Laurence A. Chapman For For Management 1C Elect Director Kathleen Earley For For Management 1D Elect Director Kevin J. Kennedy For For Management 1E Elect Director William G. LaPerch For For Management 1F Elect Director A. William Stein For For Management 1G Elect Director Robert H. Zerbst For For Management 2 Ratify KMPG LLP as Auditors For For Management 3 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation -------------------------------------------------------------------------------- DOUGLAS EMMETT, INC. Ticker: DEI Security ID: 25960P109 Meeting Date: JUN 02, 2016 Meeting Type: Annual Record Date: APR 05, 2016 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Dan A. Emmett For For Management 1.2 Elect Director Jordan L. Kaplan For For Management 1.3 Elect Director Kenneth M. Panzer For For Management 1.4 Elect Director Christopher H. Anderson For For Management 1.5 Elect Director Leslie E. Bider For For Management 1.6 Elect Director David T. Feinberg For For Management 1.7 Elect Director Thomas E. O'Hern For For Management 1.8 Elect Director William E. Simon For For Management 1.9 Elect Director Virginia A. McFerran For For Management 2 Ratify Ernst & Young LLP as Auditors For For Management 3 Approve Omnibus Stock Plan For For Management 4 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation -------------------------------------------------------------------------------- DUKE REALTY CORPORATION Ticker: DRE Security ID: 264411505 Meeting Date: APR 27, 2016 Meeting Type: Annual Record Date: FEB 25, 2016 # Proposal Mgt Rec Vote Cast Sponsor 1a Elect Director Thomas J. Baltimore, Jr. For For Management 1b Elect Director William Cavanaugh, III For For Management 1c Elect Director Alan H. Cohen For For Management 1d Elect Director James B. Connor For For Management 1e Elect Director Ngaire E. Cuneo For For Management 1f Elect Director Charles R. Eitel For For Management 1g Elect Director Dennis D. Oklak For For Management 1h Elect Director Melanie R. Sabelhaus For For Management 1i Elect Director Peter M. Scott, III For For Management 1j Elect Director Jack R. Shaw For For Management 1k Elect Director Michael E. Szymanczyk For For Management 1l Elect Director Lynn C. Thurber For For Management 2 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 3 Ratify KPMG LLP as Auditors For For Management -------------------------------------------------------------------------------- DUPONT FABROS TECHNOLOGY, INC. Ticker: DFT Security ID: 26613Q106 Meeting Date: JUN 01, 2016 Meeting Type: Annual Record Date: APR 05, 2016 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Michael A. Coke For For Management 1.2 Elect Director Lammot J. du Pont For For Management 1.3 Elect Director Thomas D. Eckert For For Management 1.4 Elect Director Christopher P. Eldredge For For Management 1.5 Elect Director Frederic V. Malek For For Management 1.6 Elect Director John T. Roberts, Jr. For For Management 1.7 Elect Director Mary M. Styer For For Management 1.8 Elect Director John H. Toole For For Management 2 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 3 Ratify Ernst & Young LLP as Auditors For For Management -------------------------------------------------------------------------------- EASTERLY GOVERNMENT PROPERTIES, INC. Ticker: DEA Security ID: 27616P103 Meeting Date: MAY 09, 2016 Meeting Type: Annual Record Date: MAR 29, 2016 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director William C. Trimble, III For For Management 1.2 Elect Director Darrell W. Crate For For Management 1.3 Elect Director Michael P. Ibe For For Management 1.4 Elect Director William H. Binnie For For Management 1.5 Elect Director Cynthia A. Fisher For For Management 1.6 Elect Director Emil W. Henry, Jr. For For Management 1.7 Elect Director James E. Mead For For Management 2 Ratify PricewaterhouseCoopers LLP as For For Management Auditors -------------------------------------------------------------------------------- EASTGROUP PROPERTIES, INC. Ticker: EGP Security ID: 277276101 Meeting Date: MAY 26, 2016 Meeting Type: Annual Record Date: APR 04, 2016 # Proposal Mgt Rec Vote Cast Sponsor 1a Elect Director D. Pike Aloian For For Management 1b Elect Director H.C. Bailey, Jr. For For Management 1c Elect Director H. Eric Bolton, Jr. For For Management 1d Elect Director Hayden C. Eaves, III For For Management 1e Elect Director Fredric H. Gould For For Management 1f Elect Director David H. Hoster, II For For Management 1g Elect Director Marshall A. Loeb For For Management 1h Elect Director Mary E. McCormick For For Management 1i Elect Director Leland R. Speed For For Management 2 Ratify KPMG LLP as Auditors For For Management 3 Advisory Vote to Ratify Named For Against Management Executive Officers' Compensation -------------------------------------------------------------------------------- EDUCATION REALTY TRUST, INC. Ticker: EDR Security ID: 28140H203 Meeting Date: MAY 18, 2016 Meeting Type: Annual Record Date: MAR 03, 2016 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director John V. Arabia For For Management 1.2 Elect Director Monte J. Barrow For For Management 1.3 Elect Director William J. Cahill, III For For Management 1.4 Elect Director Randall L. Churchey For For Management 1.5 Elect Director Kimberly K. Schaefer For For Management 1.6 Elect Director Howard A. Silver For For Management 1.7 Elect Director Thomas Trubiana For For Management 1.8 Elect Director Wendell W. Weakley For For Management 2 Ratify Deloitte & Touche LLP as For For Management Auditors 3 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation -------------------------------------------------------------------------------- EMPIRE STATE REALTY TRUST, INC. Ticker: ESRT Security ID: 292104106 Meeting Date: MAY 31, 2016 Meeting Type: Annual Record Date: MAR 24, 2016 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Anthony E. Malkin For For Management 1.2 Elect Director William H. Berkman For For Management 1.3 Elect Director Alice M. Connell For For Management 1.4 Elect Director Thomas J. DeRosa For For Management 1.5 Elect Director Steven J. Gilbert For For Management 1.6 Elect Director S. Michael Giliberto For For Management 1.7 Elect Director James D. Robinson, IV For For Management 2 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 3 Ratify Ernst & Young LLP as Auditors For For Management -------------------------------------------------------------------------------- EQUITY COMMONWEALTH Ticker: EQC Security ID: 294628102 Meeting Date: JUN 15, 2016 Meeting Type: Annual Record Date: APR 15, 2016 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Sam Zell For For Management 1.2 Elect Director James S. Corl For For Management 1.3 Elect Director Martin L. Edelman For For Management 1.4 Elect Director Edward A. Glickman For For Management 1.5 Elect Director David Helfand For For Management 1.6 Elect Director Peter Linneman For For Management 1.7 Elect Director James L. Lozier, Jr. For For Management 1.8 Elect Director Mary Jane Robertson For For Management 1.9 Elect Director Kenneth Shea For For Management 1.10 Elect Director Gerald A. Spector For For Management 1.11 Elect Director James A. Star For For Management 2 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 3 Ratify Ernst & Young LLP as Auditors For For Management -------------------------------------------------------------------------------- EQUITY LIFESTYLE PROPERTIES, INC. Ticker: ELS Security ID: 29472R108 Meeting Date: MAY 10, 2016 Meeting Type: Annual Record Date: MAR 04, 2016 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Philip Calian For Withhold Management 1.2 Elect Director David Contis For Withhold Management 1.3 Elect Director Thomas Dobrowski For Withhold Management 1.4 Elect Director Thomas Heneghan For For Management 1.5 Elect Director Tao Huang For For Management 1.6 Elect Director Marguerite Nader For For Management 1.7 Elect Director Sheli Rosenberg For For Management 1.8 Elect Director Howard Walker For For Management 1.9 Elect Director William Young For Withhold Management 1.10 Elect Director Samuel Zell For For Management 2 Ratify Ernst & Young LLP as Auditors For For Management 3 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation -------------------------------------------------------------------------------- EQUITY ONE, INC. Ticker: EQY Security ID: 294752100 Meeting Date: MAY 13, 2016 Meeting Type: Annual Record Date: MAR 07, 2016 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Joseph Azrack For For Management 1.2 Elect Director Cynthia Cohen For For Management 1.3 Elect Director Neil Flanzraich For For Management 1.4 Elect Director Jordan Heller For For Management 1.5 Elect Director Chaim Katzman For For Management 1.6 Elect Director Peter Linneman For For Management 1.7 Elect Director David Lukes For For Management 1.8 Elect Director Galia Maor For For Management 1.9 Elect Director Dori Segal For Withhold Management 2 Ratify Ernst & Young LLP as Auditors For For Management 3 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 4 Amend Omnibus Stock Plan For For Management -------------------------------------------------------------------------------- EQUITY RESIDENTIAL Ticker: EQR Security ID: 29476L107 Meeting Date: JUN 16, 2016 Meeting Type: Annual Record Date: APR 08, 2016 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director John W. Alexander For For Management 1.2 Elect Director Charles L. Atwood For For Management 1.3 Elect Director Linda Walker Bynoe For For Management 1.4 Elect Director Connie K. Duckworth For For Management 1.5 Elect Director Mary Kay Haben For For Management 1.6 Elect Director Bradley A. Keywell For For Management 1.7 Elect Director John E. Neal For For Management 1.8 Elect Director David J. Neithercut For For Management 1.9 Elect Director Mark S. Shapiro For For Management 1.10 Elect Director Gerald A. Spector For For Management 1.11 Elect Director Stephen E. Sterrett For For Management 1.12 Elect Director B. Joseph White For For Management 1.13 Elect Director Samuel Zell For For Management 2 Ratify Ernst & Young LLP as Auditors For For Management 3 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation -------------------------------------------------------------------------------- ESSEX PROPERTY TRUST, INC. Ticker: ESS Security ID: 297178105 Meeting Date: MAY 17, 2016 Meeting Type: Annual Record Date: FEB 29, 2016 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Keith R. Guericke For For Management 1.2 Elect Director Irving F. Lyons, III For For Management 1.3 Elect Director George M. Marcus For For Management 1.4 Elect Director Gary P. Martin For For Management 1.5 Elect Director Issie N. Rabinovitch For For Management 1.6 Elect Director Thomas E. Robinson For For Management 1.7 Elect Director Michael J. Schall For For Management 1.8 Elect Director Byron A. Scordelis For For Management 1.9 Elect Director Janice L. Sears For For Management 2 Reduce Supermajority Vote Requirement For For Management 3 Ratify KPMG LLP as Auditors For For Management 4 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation -------------------------------------------------------------------------------- EXCEL TRUST INC. Ticker: EXL Security ID: 30068C109 Meeting Date: JUL 28, 2015 Meeting Type: Special Record Date: MAY 29, 2015 # Proposal Mgt Rec Vote Cast Sponsor 1 Acquisition For For Management 2 Advisory Vote on Golden Parachutes For For Management 3 Right to Adjourn Meeting For For Management -------------------------------------------------------------------------------- EXTRA SPACE STORAGE INC. Ticker: EXR Security ID: 30225T102 Meeting Date: MAY 24, 2016 Meeting Type: Annual Record Date: MAR 28, 2016 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Kenneth M. Woolley For For Management 1.2 Elect Director Spencer F. Kirk For For Management 1.3 Elect Director Karl Haas For For Management 1.4 Elect Director Diane Olmstead For For Management 1.5 Elect Director Roger B. Porter For For Management 1.6 Elect Director Gary B. Sabin- None None Management Withdrawn Resolution 1.7 Elect Director K. Fred Skousen For For Management 2 Ratify Ernst & Young LLP as Auditors For For Management 3 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 4 Elect Director Dennis J. Letham For For Management -------------------------------------------------------------------------------- FEDERAL REALTY INVESTMENT TRUST Ticker: FRT Security ID: 313747206 Meeting Date: MAY 04, 2016 Meeting Type: Annual Record Date: MAR 18, 2016 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Jon E. Bortz For For Management 1.2 Elect Director David W. Faeder For For Management 1.3 Elect Director Kristin Gamble For For Management 1.4 Elect Director Gail P. Steinel For For Management 1.5 Elect Director Warren M. Thompson For For Management 1.6 Elect Director Joseph S. Vassalluzzo For For Management 1.7 Elect Director Donald C. Wood For For Management 2 Ratify Grant Thornton LLP as Auditors For For Management 3 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation -------------------------------------------------------------------------------- FELCOR LODGING TRUST INCORPORATED Ticker: FCH Security ID: 31430F101 Meeting Date: MAY 24, 2016 Meeting Type: Annual Record Date: MAR 28, 2016 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Patricia L. Gibson For For Management 1.2 Elect Director Dana Hamilton For For Management 1.3 Elect Director Christopher J. Hartung For For Management 1.4 Elect Director Charles A. Ledsinger, For For Management Jr. 1.5 Elect Director Robert H. Lutz, Jr. For For Management 2 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 3 Ratify PricewaterhouseCoopers LLP as For For Management Auditors -------------------------------------------------------------------------------- FIRST INDUSTRIAL REALTY TRUST, INC. Ticker: FR Security ID: 32054K103 Meeting Date: MAY 11, 2016 Meeting Type: Annual Record Date: MAR 21, 2016 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Matthew S. Dominski For For Management 1.2 Elect Director Bruce W. Duncan For For Management 1.3 Elect Director H. Patrick Hackett, Jr. For For Management 1.4 Elect Director John Rau For For Management 1.5 Elect Director L. Peter Sharpe For For Management 1.6 Elect Director W. Ed Tyler For For Management 2 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 3 Ratify PricewaterhouseCoopers LLP as For For Management Auditors -------------------------------------------------------------------------------- FIRST POTOMAC REALTY TRUST Ticker: FPO Security ID: 33610F109 Meeting Date: MAY 23, 2016 Meeting Type: Annual Record Date: MAR 14, 2016 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Robert H. Arnold For For Management 1.2 Elect Director Richard B. Chess For For Management 1.3 Elect Director James P. Hoffmann For For Management 1.4 Elect Director Alan G. Merten For For Management 1.5 Elect Director Robert Milkovich For For Management 1.6 Elect Director Thomas E. Robinson For For Management 1.7 Elect Director Terry L. Stevens For For Management 2 Ratify KPMG LLP as Auditors For For Management 3 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 4 Amend Omnibus Stock Plan For For Management -------------------------------------------------------------------------------- FOREST CITY REALTY TRUST, INC. Ticker: FCE.A Security ID: 345605109 Meeting Date: MAY 25, 2016 Meeting Type: Annual Record Date: MAR 28, 2016 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Arthur F. Anton For For Management 1.2 Elect Director Scott S. Cowen For For Management 1.3 Elect Director Michael P. Esposito, Jr. For For Management 1.4 Elect Director Stan Ross For For Management 2 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 3 Ratify PricewaterhouseCoopers LLP as For For Management Auditors -------------------------------------------------------------------------------- FRANKLIN STREET PROPERTIES CORP. Ticker: FSP Security ID: 35471R106 Meeting Date: MAY 12, 2016 Meeting Type: Annual Record Date: MAR 04, 2016 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Brian N. Hansen For For Management 1.2 Elect Director Dennis J. McGillicuddy For For Management 2 Ratify Ernst & Young LLP as Auditors For For Management 3 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation -------------------------------------------------------------------------------- GENERAL GROWTH PROPERTIES, INC. Ticker: GGP Security ID: 370023103 Meeting Date: MAY 17, 2016 Meeting Type: Annual Record Date: MAR 18, 2016 # Proposal Mgt Rec Vote Cast Sponsor 1a Elect Director Richard B. Clark For For Management 1b Elect Director Mary Lou Fiala For For Management 1c Elect Director J. Bruce Flatt For For Management 1d Elect Director John K. Haley For For Management 1e Elect Director Daniel B. Hurwitz For For Management 1f Elect Director Brian W. Kingston For For Management 1g Elect Director Sandeep Mathrani For For Management 1h Elect Director David J. Neithercut For For Management 1i Elect Director Mark R. Patterson For For Management 2 Advisory Vote to Ratify Named For Against Management Executive Officers' Compensation 3 Ratify Deloitte & Touche LLP as For For Management Auditors -------------------------------------------------------------------------------- GOVERNMENT PROPERTIES INCOME TRUST Ticker: GOV Security ID: 38376A103 Meeting Date: MAY 17, 2016 Meeting Type: Annual Record Date: FEB 10, 2016 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director John L. Harrington For Withhold Management 1.2 Elect Director Adam D. Portnoy For Withhold Management 2 Ratify Ernst & Young LLP as Auditors For For Management -------------------------------------------------------------------------------- HCP, INC. Ticker: HCP Security ID: 40414L109 Meeting Date: APR 28, 2016 Meeting Type: Annual Record Date: MAR 07, 2016 # Proposal Mgt Rec Vote Cast Sponsor 1a Elect Director Brian G. Cartwright For For Management 1b Elect Director Christine N. Garvey For For Management 1c Elect Director David B. Henry For For Management 1d Elect Director James P. Hoffmann For For Management 1e Elect Director Lauralee E. Martin For For Management 1f Elect Director Michael D. McKee For For Management 1g Elect Director Peter L. Rhein For For Management 1h Elect Director Joseph P. Sullivan For For Management 2 Ratify Deloitte & Touche LLP as For For Management Auditors 3 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation -------------------------------------------------------------------------------- HEALTHCARE REALTY TRUST INCORPORATED Ticker: HR Security ID: 421946104 Meeting Date: MAY 10, 2016 Meeting Type: Annual Record Date: MAR 10, 2016 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director David R. Emery For For Management 1.2 Elect Director Nancy H. Agee For For Management 1.3 Elect Director Charles Raymond For For Management Fernandez 1.4 Elect Director Peter F. Lyle For For Management 1.5 Elect Director Edwin B. Morris, III For For Management 1.6 Elect Director John Knox Singleton For For Management 1.7 Elect Director Bruce D. Sullivan For For Management 1.8 Elect Director Christann M. Vasquez For For Management 1.9 Elect Director Dan S. Wilford For For Management 2 Ratify BDO USA, LLP as Auditors For For Management 3 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation -------------------------------------------------------------------------------- HEALTHCARE TRUST OF AMERICA INC Ticker: HTA Security ID: 42225P501 Meeting Date: JUL 08, 2015 Meeting Type: Annual Record Date: APR 24, 2015 # Proposal Mgt Rec Vote Cast Sponsor 1 Elect Scott D. Peters For For Management 2 Elect W. Bradley Blair, II For For Management 3 Elect Maurice J. DeWald For For Management 4 Elect Warren D. Fix For For Management 5 Elect Peter N. Foss For For Management 6 Elect Larry L. Mathis For For Management 7 Elect Steve Patterson For For Management 8 Elect Gary T. Wescombe For For Management 9 Ratification of Auditor For For Management -------------------------------------------------------------------------------- HERSHA HOSPITALITY TRUST Ticker: HT Security ID: 427825500 Meeting Date: MAY 27, 2016 Meeting Type: Annual Record Date: MAR 31, 2016 # Proposal Mgt Rec Vote Cast Sponsor 1a Elect Director Jay H. Shah For For Management 1b Elect Director Thomas J. Hutchison, III For For Management 1c Elect Director Donald J. Landry For For Management 1d Elect Director Michael A. Leven For For Management 2 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 3 Ratify KPMG LLP as Auditors For For Management -------------------------------------------------------------------------------- HIGHWOODS PROPERTIES, INC. Ticker: HIW Security ID: 431284108 Meeting Date: MAY 11, 2016 Meeting Type: Annual Record Date: MAR 01, 2016 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Charles A. Anderson For For Management 1.2 Elect Director Gene H. Anderson For For Management 1.3 Elect Director Carlos E. Evans For For Management 1.4 Elect Director Edward J. Fritsch For For Management 1.5 Elect Director David J. Hartzell For For Management 1.6 Elect Director Sherry A. Kellett For For Management 1.7 Elect Director O. Temple Sloan, Jr. For For Management 2 Ratify Deloitte & Touche LLP as For For Management Auditors 3 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation -------------------------------------------------------------------------------- HOME PROPERTIES, INC. Ticker: HME Security ID: 437306103 Meeting Date: OCT 01, 2015 Meeting Type: Special Record Date: AUG 14, 2015 # Proposal Mgt Rec Vote Cast Sponsor 1 Acquisition For For Management 2 Advisory Vote on Golden Parachutes For For Management 3 Right to Adjourn Meeting For For Management -------------------------------------------------------------------------------- HOSPITALITY PROPERTIES TRUST Ticker: HPT Security ID: 44106M102 Meeting Date: MAY 25, 2016 Meeting Type: Annual Record Date: FEB 10, 2016 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Donna D. Fraiche For Against Management 1.2 Elect Director William A. Lamkin For Against Management 1.3 Elect Director Adam D. Portnoy For Against Management 2 Advisory Vote to Ratify Named For Against Management Executive Officers' Compensation 3 Ratify Ernst & Young LLP as Auditors For For Management 4 Amend Bylaws to Opt-Out of Against For Shareholder Antitakeover Provision(s) and Require Shareholder Vote to Opt Back In -------------------------------------------------------------------------------- HOST HOTELS & RESORTS, INC. Ticker: HST Security ID: 44107P104 Meeting Date: MAY 12, 2016 Meeting Type: Annual Record Date: MAR 17, 2016 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Mary L. Baglivo For For Management 1.2 Elect Director Sheila C. Bair For For Management 1.3 Elect Director Terence C. Golden For For Management 1.4 Elect Director Ann McLaughlin Korologos For For Management 1.5 Elect Director Richard E. Marriott For For Management 1.6 Elect Director John B. Morse, Jr. For For Management 1.7 Elect Director Walter C. Rakowich For For Management 1.8 Elect Director Gordon H. Smith For For Management 1.9 Elect Director W. Edward Walter For For Management 2 Ratify KPMG LLP as Auditors For For Management 3 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 4 Provide Shareholders and the Board For For Management with the Concurrent Power to Amend the Bylaws 5 Amend Right to Call Special Meeting For For Management 6 Amend Qualified Employee Stock For For Management Purchase Plan -------------------------------------------------------------------------------- HUDSON PACIFIC PROPERTIES, INC. Ticker: HPP Security ID: 444097109 Meeting Date: MAY 18, 2016 Meeting Type: Annual Record Date: MAR 25, 2016 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Victor J. Coleman For For Management 1.2 Elect Director Theodore R. Antenucci For For Management 1.3 Elect Director Frank Cohen For For Management 1.4 Elect Director Richard B. Fried For For Management 1.5 Elect Director Jonathan M. Glaser For For Management 1.6 Elect Director Robert L. Harris, II For For Management 1.7 Elect Director Mark D. Linehan For For Management 1.8 Elect Director Robert M. Moran, Jr. For For Management 1.9 Elect Director Michael Nash For For Management 1.10 Elect Director Barry A. Porter For For Management 2 Ratify Ernst & Young LLP as Auditors For For Management 3 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation -------------------------------------------------------------------------------- INLAND REAL ESTATE CORP. Ticker: ILDR Security ID: 457461200 Meeting Date: MAR 23, 2016 Meeting Type: Special Record Date: FEB 18, 2016 # Proposal Mgt Rec Vote Cast Sponsor 1 Merger For For Management 2 Advisory Vote on Golden Parachutes For Against Management 3 Right to Adjourn Meeting For For Management -------------------------------------------------------------------------------- INVESTORS REAL ESTATE TRUST Ticker: IRET Security ID: 461730202 Meeting Date: SEP 15, 2015 Meeting Type: Annual Record Date: JUL 17, 2015 # Proposal Mgt Rec Vote Cast Sponsor 6 Elect Pamela J. Moret For For Management 7 Elect Stephen L. Stenehjem For For Management 8 Elect John D. Stewart For For Management 9 Elect Jeffrey K. Woodbury For For Management 10 Advisory Vote on Executive Compensation For For Management 11 2015 Incentive Award Plan For For Management 12 Ratification of Auditor For For Management -------------------------------------------------------------------------------- INVESTORS REAL ESTATE TRUST Ticker: IRET Security ID: 461730103 Meeting Date: SEP 15, 2015 Meeting Type: Annual Record Date: JUL 17, 2015 # Proposal Mgt Rec Vote Cast Sponsor 1 Elect Jeffrey P. Caira For For Management 2 Elect Linda Hall For For Management 3 Elect Terrance Maxwell For Against Management 4 Elect Timothy P. Mihalick For For Management 5 Elect Jeffrey L. Miller For For Management -------------------------------------------------------------------------------- KILROY REALTY CORPORATION Ticker: KRC Security ID: 49427F108 Meeting Date: MAY 19, 2016 Meeting Type: Annual Record Date: MAR 11, 2016 # Proposal Mgt Rec Vote Cast Sponsor 1a Elect Director John Kilroy For For Management 1b Elect Director Edward Brennan For For Management 1c Elect Director Jolie Hunt For For Management 1d Elect Director Scott Ingraham For For Management 1e Elect Director Gary Stevenson For For Management 1f Elect Director Peter Stoneberg For For Management 2 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 3 Ratify Deloitte & Touche LLP as For For Management Auditors -------------------------------------------------------------------------------- KIMCO REALTY CORPORATION Ticker: KIM Security ID: 49446R109 Meeting Date: APR 26, 2016 Meeting Type: Annual Record Date: MAR 07, 2016 # Proposal Mgt Rec Vote Cast Sponsor 1a Elect Director Milton Cooper For For Management 1b Elect Director Philip E. Coviello For For Management 1c Elect Director Richard G. Dooley For For Management 1d Elect Director Conor C. Flynn For For Management 1e Elect Director Joe Grills For For Management 1f Elect Director Frank Lourenso For For Management 1g Elect Director Colombe M. Nicholas For For Management 1h Elect Director Richard B. Saltzman For For Management 2 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 3 Ratify PricewaterhouseCoopers LLP as For For Management Auditors -------------------------------------------------------------------------------- KITE REALTY GROUP TRUST Ticker: KRG Security ID: 49803T300 Meeting Date: MAY 11, 2016 Meeting Type: Annual Record Date: MAR 17, 2016 # Proposal Mgt Rec Vote Cast Sponsor 1a Elect Director John A. Kite For For Management 1b Elect Director William E. Bindley For For Management 1c Elect Director Victor J. Coleman For For Management 1d Elect Director Lee A. Daniels For For Management 1e Elect Director Gerald W. Grupe For For Management 1f Elect Director Christie B. Kelly For For Management 1g Elect Director David R. O'Reilly For For Management 1h Elect Director Barton R. Peterson For For Management 1i Elect Director Charles H. Wurtzebach For For Management 2 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 3 Ratify Ernst & Young LLP as Auditors For For Management -------------------------------------------------------------------------------- LASALLE HOTEL PROPERTIES Ticker: LHO Security ID: 517942108 Meeting Date: MAY 05, 2016 Meeting Type: Annual Record Date: FEB 19, 2016 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Denise M. Coll For For Management 1.2 Elect Director Jeffrey T. Foland For For Management 1.3 Elect Director Darryl Hartley-Leonard For For Management 1.4 Elect Director Stuart L. Scott For For Management 2 Ratify KPMG LLP as Auditors For For Management 3 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation -------------------------------------------------------------------------------- LIBERTY PROPERTY TRUST Ticker: LPT Security ID: 531172104 Meeting Date: MAY 12, 2016 Meeting Type: Annual Record Date: MAR 10, 2016 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Frederick F. Buchholz For For Management 1.2 Elect Director Thomas C. DeLoach, Jr. For For Management 1.3 Elect Director Katherine Elizabeth For For Management Dietze 1.4 Elect Director Antonio F. Fernandez For For Management 1.5 Elect Director Daniel P. Garton For For Management 1.6 Elect Director William P. Hankowsky For For Management 1.7 Elect Director M. Leanne Lachman For For Management 1.8 Elect Director David L. Lingerfelt For For Management 1.9 Elect Director Fredric J. Tomczyk For For Management 2 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 3 Ratify Ernst & Young LLP as Auditors For For Management -------------------------------------------------------------------------------- MACK-CALI REALTY CORPORATION Ticker: CLI Security ID: 554489104 Meeting Date: JUN 01, 2016 Meeting Type: Annual Record Date: APR 05, 2016 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Alan S. Bernikow For For Management 1.2 Elect Director Irvin D. Reid For For Management 1.3 Elect Director Kenneth M. Duberstein For For Management 1.4 Elect Director Jonathan Litt For For Management 1.5 Elect Director Vincent Tese For For Management 2 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 3 Ratify PricewaterhouseCoopers LLP as For For Management Auditors 4 Pro-rata Vesting of Equity Awards Against For Shareholder -------------------------------------------------------------------------------- MID-AMERICA APARTMENT COMMUNITIES, INC. Ticker: MAA Security ID: 59522J103 Meeting Date: MAY 17, 2016 Meeting Type: Annual Record Date: MAR 11, 2016 # Proposal Mgt Rec Vote Cast Sponsor 1a Elect Director H. Eric Bolton, Jr. For For Management 1b Elect Director Alan B. Graf, Jr. For For Management 1c Elect Director James K. Lowder For For Management 1d Elect Director Thomas H. Lowder For For Management 1e Elect Director Monica McGurk For For Management 1f Elect Director Claude B. Nielsen For For Management 1g Elect Director Philip W. Norwood For For Management 1h Elect Director W. Reid Sanders For For Management 1i Elect Director William B. Sansom For For Management 1j Elect Director Gary Shorb For For Management 2 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 3 Ratify Ernst & Young LLP as Auditors For For Management -------------------------------------------------------------------------------- MONMOUTH REAL ESTATE INVESTMENT CORPORATION Ticker: MNR Security ID: 609720107 Meeting Date: MAY 19, 2016 Meeting Type: Annual Record Date: MAR 14, 2016 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Anna T. Chew For Withhold Management 1.2 Elect Director Daniel D. Cronheim For Withhold Management 1.3 Elect Director Scott L. Robinson For Withhold Management 2 Ratify PKF O'Connor Davies, LLP as For For Management Auditors -------------------------------------------------------------------------------- MONOGRAM RESIDENTIAL TRUST, INC. Ticker: MORE Security ID: 60979P105 Meeting Date: JUN 29, 2016 Meeting Type: Annual Record Date: APR 15, 2016 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Robert S. Aisner For For Management 1.2 Elect Director Mark T. Alfieri For For Management 1.3 Elect Director Michael D. Cohen For For Management 1.4 Elect Director David D. Fitch For For Management 1.5 Elect Director Tammy K. Jones For For Management 1.6 Elect Director Jonathan L. Kempner For For Management 1.7 Elect Director W. Benjamin Moreland For For Management 1.8 Elect Director E. Alan Patton For For Management 1.9 Elect Director Timothy J. Pire For For Management 2 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 3 Ratify Deloitte & Touche LLP as For For Management Auditors -------------------------------------------------------------------------------- NATIONAL HEALTH INVESTORS, INC. Ticker: NHI Security ID: 63633D104 Meeting Date: MAY 05, 2016 Meeting Type: Annual Record Date: MAR 15, 2016 # Proposal Mgt Rec Vote Cast Sponsor 1a Elect Director James R. Jobe For For Management 2 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 3 Ratify BDO USA, LLP as Auditors For For Management -------------------------------------------------------------------------------- NATIONAL STORAGE AFFILIATES TRUST Ticker: NSA Security ID: 637870106 Meeting Date: MAY 26, 2016 Meeting Type: Annual Record Date: MAR 28, 2016 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Arlen D. Nordhagen For For Management 1.2 Elect Director George L. Chapman For For Management 1.3 Elect Director Kevin M. Howard For For Management 1.4 Elect Director Paul W. Hylbert, Jr. For For Management 1.5 Elect Director Chad L. Meisinger For For Management 1.6 Elect Director Steven G. Osgood For For Management 1.7 Elect Director Dominic M. Palazzo For For Management 1.8 Elect Director Mark Van Mourick For For Management 2 Ratify KPMG LLP as Auditors For For Management -------------------------------------------------------------------------------- NEXPOINT RESIDENTIAL TRUST, INC. Ticker: NXRT Security ID: 65341D102 Meeting Date: JUN 15, 2016 Meeting Type: Annual Record Date: APR 22, 2016 # Proposal Mgt Rec Vote Cast Sponsor 1a Elect Director James Dondero For For Management 1b Elect Director Brian Mitts For For Management 1c Elect Director Edward Constantino For For Management 1d Elect Director Scott Kavanaugh For For Management 1e Elect Director Arthur Laffer For For Management 2 Ratify KPMG LLP as Auditors For For Management 3 Amend Charter to Remove a Provision For For Management Requiring the Company to Comply With Certain Director Independence Requirements of the 1940 Act 4 Amend Charter to Remove a Provision For For Management Requiring that Any Advisory Agreement We Enter into Comply With Certain Requirements of the 1940 Act 5 Amend Charter to Remove a Provision For For Management Requiring that Certain Future Amendments to Our Charter be Approved in Accordance with the 1940 Act 6 Approve Omnibus Stock Plan For For Management 7 Amend Investment Advisory Agreement For For Management -------------------------------------------------------------------------------- PARAMOUNT GROUP, INC. Ticker: PGRE Security ID: 69924R108 Meeting Date: MAY 19, 2016 Meeting Type: Annual Record Date: MAR 21, 2016 # Proposal Mgt Rec Vote Cast Sponsor 1a Elect Director Albert Behler For For Management 1b Elect Director Thomas Armbrust For For Management 1c Elect Director Martin Bussmann For For Management 1d Elect Director Dan Emmett For For Management 1e Elect Director Lizanne Galbreath For For Management 1f Elect Director Karin Klein For For Management 1g Elect Director Peter Linneman For For Management 1h Elect Director David O'Connor For For Management 1i Elect Director Katharina Otto-Bernstein For For Management 2 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 3 Advisory Vote on Say on Pay Frequency One Year One Year Management 4 Ratify Deloitte & Touche LLP as For For Management Auditors -------------------------------------------------------------------------------- PARKWAY PROPERTIES, INC. Ticker: PKY Security ID: 70159Q104 Meeting Date: MAY 19, 2016 Meeting Type: Annual Record Date: MAR 17, 2016 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Avi Banyasz For Withhold Management 1.2 Elect Director Charles T. Cannada For Withhold Management 1.3 Elect Director Edward M. Casal For Withhold Management 1.4 Elect Director Kelvin L. Davis For Withhold Management 1.5 Elect Director Laurie L. Dotter For Withhold Management 1.6 Elect Director James R. Heistand For Withhold Management 1.7 Elect Director C. William Hosler For Withhold Management 1.8 Elect Director Adam S. Metz For Withhold Management 1.9 Elect Director Brenda J. Mixson For Withhold Management 1.10 Elect Director James A. Thomas For Withhold Management 2 Ratify Ernst & Young LLP as Auditors For For Management 3 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 4 Approve Nonqualified Employee Stock For For Management Purchase Plan -------------------------------------------------------------------------------- PENNSYLVANIA REAL ESTATE INVESTMENT TRUST Ticker: PEI Security ID: 709102107 Meeting Date: JUN 02, 2016 Meeting Type: Annual Record Date: APR 04, 2016 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Joseph F. Coradino For For Management 1.2 Elect Director M. Walter D'Alessio For For Management 1.3 Elect Director Michael J. DeMarco For For Management 1.4 Elect Director Rosemarie B. Greco For For Management 1.5 Elect Director Leonard I. Korman For For Management 1.6 Elect Director Mark E. Pasquerilla For For Management 1.7 Elect Director Charles P. Pizzi For For Management 1.8 Elect Director John J. Roberts For For Management 1.9 Elect Director Ronald Rubin For For Management 2 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 3 Ratify KPMG LLP as Auditors For For Management -------------------------------------------------------------------------------- PIEDMONT OFFICE REALTY TRUST, INC. Ticker: PDM Security ID: 720190206 Meeting Date: MAY 12, 2016 Meeting Type: Annual Record Date: MAR 03, 2016 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Kelly H. Barrett For For Management 1.2 Elect Director Michael R. Buchanan For For Management 1.3 Elect Director Wesley E. Cantrell For For Management 1.4 Elect Director Barbara B. Lang For For Management 1.5 Elect Director Frank C. McDowell For For Management 1.6 Elect Director Donald A. Miller For For Management 1.7 Elect Director Raymond G. Milnes, Jr. For For Management 1.8 Elect Director Jeffrey L. Swope For For Management 1.9 Elect Director Dale H. Taysom For For Management 2 Ratify Ernst & Young LLP as Auditors For For Management 3 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation -------------------------------------------------------------------------------- POST PROPERTIES, INC. Ticker: PPS Security ID: 737464107 Meeting Date: MAY 25, 2016 Meeting Type: Annual Record Date: MAR 28, 2016 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Robert C. Goddard, III For For Management 1.2 Elect Director David P. Stockert For For Management 1.3 Elect Director Walter M. Deriso, Jr. For For Management 1.4 Elect Director Russell R. French For For Management 1.5 Elect Director Toni Jennings For For Management 1.6 Elect Director John F. Morgan, Sr. For For Management 1.7 Elect Director Ronald de Waal For Withhold Management 1.8 Elect Director Donald C. Wood For For Management 2 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 3 Ratify Deloitte & Touche LLP as For For Management Auditors -------------------------------------------------------------------------------- PROLOGIS, INC. Ticker: PLD Security ID: 74340W103 Meeting Date: MAY 04, 2016 Meeting Type: Annual Record Date: MAR 09, 2016 # Proposal Mgt Rec Vote Cast Sponsor 1a Elect Director Hamid R. Moghadam For For Management 1b Elect Director George L. Fotiades For For Management 1c Elect Director Christine N. Garvey For For Management 1d Elect Director Lydia H. Kennard For For Management 1e Elect Director J. Michael Losh For For Management 1f Elect Director Irving F. Lyons,III For For Management 1g Elect Director David P. O'Connor For For Management 1h Elect Director Jeffrey L. Skelton For For Management 1i Elect Director Carl B. Webb For For Management 1j Elect Director William D. Zollars For For Management 2 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 3 Ratify KPMG LLP as Auditors For For Management -------------------------------------------------------------------------------- PS BUSINESS PARKS, INC. Ticker: PSB Security ID: 69360J107 Meeting Date: APR 26, 2016 Meeting Type: Annual Record Date: MAR 01, 2016 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Ronald L. Havner, Jr. For Withhold Management 1.2 Elect Director Joseph D. Russell, Jr. For For Management 1.3 Elect Director Jennifer Holden Dunbar For For Management 1.4 Elect Director James H. Kropp For For Management 1.5 Elect Director Sara Grootwassink Lewis For For Management 1.6 Elect Director Gary E. Pruitt For For Management 1.7 Elect Director Robert S. Rollo For For Management 1.8 Elect Director Peter Schultz For For Management 2 Ratify Ernst & Young LLP as Auditors For For Management 3 Advisory Vote to Ratify Named For Against Management Executive Officers' Compensation -------------------------------------------------------------------------------- PUBLIC STORAGE Ticker: PSA Security ID: 74460D109 Meeting Date: APR 25, 2016 Meeting Type: Annual Record Date: MAR 01, 2016 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Ronald L. Havner, Jr. For For Management 1.2 Elect Director Tamara Hughes Gustavson For Against Management 1.3 Elect Director Uri P. Harkham For For Management 1.4 Elect Director B. Wayne Hughes, Jr. For For Management 1.5 Elect Director Avedick B. Poladian For For Management 1.6 Elect Director Gary E. Pruitt For For Management 1.7 Elect Director Ronald P. Spogli For For Management 1.8 Elect Director Daniel C. Staton For For Management 2 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 3 Ratify Ernst & Young LLP as Auditors For For Management 4 Approve Omnibus Stock Plan For For Management -------------------------------------------------------------------------------- QTS REALTY TRUST, INC. Ticker: QTS Security ID: 74736A103 Meeting Date: MAY 04, 2016 Meeting Type: Annual Record Date: MAR 09, 2016 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Chad L. Williams For For Management 1.2 Elect Director Philip P. Trahanas For For Management 1.3 Elect Director John W. Barter For For Management 1.4 Elect Director William O. Grabe For For Management 1.5 Elect Director Catherine R. Kinney For For Management 1.6 Elect Director Peter A. Marino For For Management 1.7 Elect Director Scott D. Miller For For Management 1.8 Elect Director Stephen E. Westhead For For Management 2 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 3 Advisory Vote on Say on Pay Frequency One Year One Year Management 4 Ratify Ernst & Young LLP as Auditors For For Management -------------------------------------------------------------------------------- RAMCO-GERSHENSON PROPERTIES TRUST Ticker: RPT Security ID: 751452202 Meeting Date: MAY 11, 2016 Meeting Type: Annual Record Date: MAR 14, 2016 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Stephen R. Blank For For Management 1.2 Elect Director Alice M. Connell For For Management 1.3 Elect Director Dennis Gershenson For For Management 1.4 Elect Director Arthur Goldberg For For Management 1.5 Elect Director David J. Nettina For For Management 1.6 Elect Director Joel M. Pashcow For For Management 1.7 Elect Director Mark K. Rosenfeld For For Management 1.8 Elect Director Laurie M. Shahon For For Management 1.9 Elect Director Michael A. Ward For For Management 2 Ratify Grant Thornton LLP as Auditors For For Management 3 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation -------------------------------------------------------------------------------- REGENCY CENTERS CORPORATION Ticker: REG Security ID: 758849103 Meeting Date: APR 29, 2016 Meeting Type: Annual Record Date: MAR 10, 2016 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Martin E. Stein, Jr. For For Management 1.2 Elect Director Raymond L. Bank For For Management 1.3 Elect Director Bryce Blair For For Management 1.4 Elect Director C. Ronald Blankenship For For Management 1.5 Elect Director J. Dix Druce, Jr. For For Management 1.6 Elect Director Mary Lou Fiala For For Management 1.7 Elect Director David P. O'Connor For For Management 1.8 Elect Director John C. Schweitzer For For Management 1.9 Elect Director Thomas G. Wattles For For Management 2 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 3 Ratify KPMG LLP as Auditors For For Management -------------------------------------------------------------------------------- RETAIL OPPORTUNITY INVESTMENTS CORP. Ticker: ROIC Security ID: 76131N101 Meeting Date: APR 27, 2016 Meeting Type: Annual Record Date: FEB 29, 2016 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Richard A. Baker For For Management 1.2 Elect Director Michael J. Indiveri For For Management 1.3 Elect Director Edward H. Meyer For For Management 1.4 Elect Director Lee S. Neibart For For Management 1.5 Elect Director Charles J. Persico For For Management 1.6 Elect Director Laura H. Pomerantz For For Management 1.7 Elect Director Stuart A. Tanz For For Management 1.8 Elect Director Eric S. Zorn For For Management 2 Ratify Ernst & Young LLP as Auditors For For Management 3 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation -------------------------------------------------------------------------------- RETAIL PROPERTIES OF AMERICA, INC. Ticker: RPAI Security ID: 76131V202 Meeting Date: MAY 26, 2016 Meeting Type: Annual Record Date: MAR 18, 2016 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Bonnie S. Biumi For For Management 1.2 Elect Director Frank A. Catalano, Jr. For For Management 1.3 Elect Director Paul R. Gauvreau For For Management 1.4 Elect Director Gerald M. Gorski For For Management 1.5 Elect Director Steven P. Grimes For For Management 1.6 Elect Director Richard P. Imperiale For For Management 1.7 Elect Director Peter L. Lynch For For Management 1.8 Elect Director Thomas J. Sargeant For For Management 2 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 3 Ratify Deloitte & Touche LLP as For For Management Auditors -------------------------------------------------------------------------------- RLJ LODGING TRUST Ticker: RLJ Security ID: 74965L101 Meeting Date: APR 29, 2016 Meeting Type: Annual Record Date: MAR 15, 2016 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Robert L. Johnson For For Management 1.2 Elect Director Thomas J. Baltimore, Jr. For For Management 1.3 Elect Director Evan Bayh For For Management 1.4 Elect Director Nathaniel A. Davis For For Management 1.5 Elect Director Robert M. La Forgia For For Management 1.6 Elect Director Glenda G. McNeal For For Management 1.7 Elect Director Joseph Ryan For For Management 2 Ratify PricewaterhouseCoopers LLP as For For Management Auditors 3 Advisory Vote to Ratify Named For Against Management Executive Officers' Compensation 4 Amend Declaration of Trust For For Management -------------------------------------------------------------------------------- ROUSE PROPERTIES, INC. Ticker: RSE Security ID: 779287101 Meeting Date: JUN 23, 2016 Meeting Type: Special Record Date: MAY 24, 2016 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Merger Agreement For For Management 2 Advisory Vote on Golden Parachutes For For Management 3 Adjourn Meeting For For Management -------------------------------------------------------------------------------- RYMAN HOSPITALITY PROPERTIES, INC. Ticker: RHP Security ID: 78377T107 Meeting Date: MAY 05, 2016 Meeting Type: Annual Record Date: MAR 17, 2016 # Proposal Mgt Rec Vote Cast Sponsor 1a Elect Director Michael J. Bender For For Management 1b Elect Director Rachna Bhasin For For Management 1c Elect Director William F. Hagerty, IV For For Management 1d Elect Director Ellen Levine For For Management 1e Elect Director Patrick Q. Moore For For Management 1f Elect Director Robert S. Prather, Jr. For For Management 1g Elect Director Colin V. Reed For For Management 1h Elect Director Michael D. Rose For For Management 1i Elect Director Michael I. Roth For For Management 2 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 3 Approve Omnibus Stock Plan For For Management 4 Ratify Ernst & Young LLP as Auditors For For Management -------------------------------------------------------------------------------- SABRA HEALTH CARE REIT, INC. Ticker: SBRA Security ID: 78573L106 Meeting Date: JUN 15, 2016 Meeting Type: Annual Record Date: APR 18, 2016 # Proposal Mgt Rec Vote Cast Sponsor 1a Elect Director Craig A. Barbarosh For For Management 1b Elect Director Robert A. Ettl For For Management 1c Elect Director Michael J. Foster For For Management 1d Elect Director Richard K. Matros For For Management 1e Elect Director Milton J. Walters For For Management 2 Ratify PricewaterhouseCoopers LLP as For For Management Auditors 3 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation -------------------------------------------------------------------------------- SAUL CENTERS, INC. Ticker: BFS Security ID: 804395101 Meeting Date: MAY 06, 2016 Meeting Type: Annual Record Date: MAR 01, 2016 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director George P. Clancy, Jr. For For Management 1.2 Elect Director J. Page Lansdale For For Management 1.3 Elect Director Patrick F. Noonan For For Management 1.4 Elect Director Andrew M. Saul, II For For Management 2 Ratify Ernst & Young LLP as Auditors For For Management 3 Other Business For Against Management -------------------------------------------------------------------------------- SENIOR HOUSING PROPERTIES TRUST Ticker: SNH Security ID: 81721M109 Meeting Date: MAY 18, 2016 Meeting Type: Annual Record Date: FEB 10, 2016 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director John L. Harrington For Withhold Management 1.2 Elect Director Adam D. Portnoy For Withhold Management 1.3 Elect Director Barry M. Portnoy For Withhold Management 1.4 Elect Director Jeffrey P. Somers For Withhold Management 2 Advisory Vote to Ratify Named For Against Management Executive Officers' Compensation 3 Ratify Ernst & Young LLP as Auditors For For Management -------------------------------------------------------------------------------- SILVER BAY REALTY TRUST CORP. Ticker: SBY Security ID: 82735Q102 Meeting Date: MAY 17, 2016 Meeting Type: Annual Record Date: MAR 21, 2016 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Thomas W. Brock For For Management 1.2 Elect Director Daryl J. Carter For For Management 1.3 Elect Director Tanuja M. Dehne For For Management 1.4 Elect Director Stephen G. Kasnet For For Management 1.5 Elect Director Irvin R. Kessler For For Management 1.6 Elect Director Thomas Siering For For Management 1.7 Elect Director Ronald N. Weiser For For Management 2 Amend Omnibus Stock Plan For For Management 3 Ratify Ernst & Young LLP as Auditors For For Management -------------------------------------------------------------------------------- SIMON PROPERTY GROUP, INC. Ticker: SPG Security ID: 828806109 Meeting Date: MAY 11, 2016 Meeting Type: Annual Record Date: MAR 14, 2016 # Proposal Mgt Rec Vote Cast Sponsor 1a Elect Director Glyn F. Aeppel For For Management 1b Elect Director Larry C. Glasscock For For Management 1c Elect Director Karen N. Horn For For Management 1d Elect Director Allan Hubbard For For Management 1e Elect Director Reuben S. Leibowitz For For Management 1f Elect Director Gary M. Rodkin For For Management 1g Elect Director Daniel C. Smith For For Management 1h Elect Director J. Albert Smith, Jr. For For Management 2 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 3 Ratify Ernst & Young LLP as Auditors For For Management -------------------------------------------------------------------------------- SL GREEN REALTY CORP. Ticker: SLG Security ID: 78440X101 Meeting Date: JUN 02, 2016 Meeting Type: Annual Record Date: MAR 31, 2016 # Proposal Mgt Rec Vote Cast Sponsor 1a Elect Director Edwin Thomas Burton, III For For Management 1b Elect Director Craig M. Hatkoff For For Management 1c Elect Director Andrew W. Mathias For For Management 2 Advisory Vote to Ratify Named For Against Management Executive Officers' Compensation 3 Ratify Ernst & Young LLP as Auditors For For Management 4 Amend Omnibus Stock Plan For For Management -------------------------------------------------------------------------------- SOVRAN SELF STORAGE, INC. Ticker: SSS Security ID: 84610H108 Meeting Date: MAY 18, 2016 Meeting Type: Annual Record Date: MAR 18, 2016 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Robert J. Attea For For Management 1.2 Elect Director Kenneth F. Myszka For For Management 1.3 Elect Director Charles E. Lannon For For Management 1.4 Elect Director Stephen R. Rusmisel For For Management 1.5 Elect Director Arthur L. Havener, Jr. For For Management 1.6 Elect Director Mark G. Barberio For For Management 2 Ratify Ernst & Young LLP as Auditors For For Management 3 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation -------------------------------------------------------------------------------- STRATEGIC HOTELS & RESORTS INC Ticker: BEE Security ID: 86272T106 Meeting Date: DEC 08, 2015 Meeting Type: Special Record Date: OCT 16, 2015 # Proposal Mgt Rec Vote Cast Sponsor 1 Merger/Acquisition For For Management 2 Advisory Vote on Golden Parachutes For Against Management 3 Right to Adjourn Meeting For For Management -------------------------------------------------------------------------------- SUMMIT HOTEL PROPERTIES, INC. Ticker: INN Security ID: 866082100 Meeting Date: MAY 19, 2016 Meeting Type: Annual Record Date: MAR 21, 2016 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Daniel P. Hansen For For Management 1.2 Elect Director Bjorn R. L. Hanson For For Management 1.3 Elect Director Jeffrey W. Jones For For Management 1.4 Elect Director Kenneth J. Kay For For Management 1.5 Elect Director Thomas W. Storey For For Management 2 Ratify Ernst & Young, LLP as Auditors For For Management 3 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 4 Amend Articles to Remove Antitakeover Against For Shareholder Provisions to Opt Out of Maryland's Unsolicited Takeover Act -------------------------------------------------------------------------------- SUN COMMUNITIES, INC. Ticker: SUI Security ID: 866674104 Meeting Date: JUL 20, 2015 Meeting Type: Annual Record Date: APR 22, 2015 # Proposal Mgt Rec Vote Cast Sponsor 1 Elect Stephanie W. Bergeron For For Management 2 Elect James R. Goldman For For Management 3 Elect Brian M. Hermelin For For Management 4 Elect Richard A. Klein For Against Management 5 Elect Paul D. Lapides For For Management 6 Elect Clunet R. Lewis For For Management 7 Elect Ronald L. Piasecki For For Management 8 Elect Randall K. Rowe For For Management 9 Elect Gary A. Shiffman For For Management 10 Elect Arthur A. Weiss For Against Management 11 Ratification of Auditor For For Management 12 Advisory Vote on Executive Compensation For For Management 13 Approval of the 2015 Equity Incentive For For Management Plan 14 Increase of Authorized Common and For For Management Preferred Stock -------------------------------------------------------------------------------- SUN COMMUNITIES, INC. Ticker: SUI Security ID: 866674104 Meeting Date: MAY 23, 2016 Meeting Type: Annual Record Date: MAR 11, 2016 # Proposal Mgt Rec Vote Cast Sponsor 1a Elect Director Stephanie W. Bergeron For For Management 1b Elect Director Brian M. Hermelin For For Management 1c Elect Director Ronald A. Klein For For Management 1d Elect Director Clunet R. Lewis For For Management 1e Elect Director Ronald L. Piasecki For For Management 1f Elect Director Gary A. Shiffman For For Management 1g Elect Director Arthur A. Weiss For For Management 2 Ratify Grant Thornton LLP as Auditors For For Management 3 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation -------------------------------------------------------------------------------- SUNSTONE HOTEL INVESTORS, INC. Ticker: SHO Security ID: 867892101 Meeting Date: APR 28, 2016 Meeting Type: Annual Record Date: MAR 11, 2016 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director John V. Arabia For For Management 1.2 Elect Director W. Blake Baird For For Management 1.3 Elect Director Andrew Batinovich For For Management 1.4 Elect Director Z. Jamie Behar For For Management 1.5 Elect Director Thomas A. Lewis, Jr. For For Management 1.6 Elect Director Keith M. Locker For For Management 1.7 Elect Director Murray J. McCabe For For Management 1.8 Elect Director Douglas M. Pasquale For For Management 1.9 Elect Director Keith P. Russell For For Management 2 Ratify Ernst & Young LLP as Auditors For For Management 3 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation -------------------------------------------------------------------------------- TANGER FACTORY OUTLET CENTERS, INC. Ticker: SKT Security ID: 875465106 Meeting Date: MAY 20, 2016 Meeting Type: Annual Record Date: MAR 23, 2016 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director William G. Benton For For Management 1.2 Elect Director Jeffrey B. Citrin For For Management 1.3 Elect Director David B. Henry For For Management 1.4 Elect Director Thomas J. Reddin For For Management 1.5 Elect Director Thomas E. Robinson For For Management 1.6 Elect Director Bridget M. Ryan-Berman For For Management 1.7 Elect Director Allan L. Schuman For For Management 1.8 Elect Director Steven B. Tanger For For Management 2 Ratify Deloitte & Touche LLP as For For Management Auditors 3 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation -------------------------------------------------------------------------------- TAUBMAN CENTERS, INC. Ticker: TCO Security ID: 876664103 Meeting Date: JUN 01, 2016 Meeting Type: Annual Record Date: APR 04, 2016 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Jerome A. Chazen For Withhold Management 1.2 Elect Director Craig M. Hatkoff For For Management 1.3 Elect Director Ronald W. Tysoe For Withhold Management 2 Ratify KPMG LLP as Auditors For For Management 3 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation -------------------------------------------------------------------------------- TERRENO REALTY CORPORATION Ticker: TRNO Security ID: 88146M101 Meeting Date: MAY 03, 2016 Meeting Type: Annual Record Date: MAR 01, 2016 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director W. Blake Baird For For Management 1.2 Elect Director Michael A. Coke For For Management 1.3 Elect Director LeRoy E. Carlson For For Management 1.4 Elect Director Peter J. Merlone For For Management 1.5 Elect Director Douglas M. Pasquale For For Management 1.6 Elect Director Dennis Polk For For Management 2 Advisory Vote to Ratify Named For Against Management Executive Officers' Compensation 3 Ratify Ernst & Young LLP as Auditors For For Management -------------------------------------------------------------------------------- THE MACERICH COMPANY Ticker: MAC Security ID: 554382101 Meeting Date: MAY 26, 2016 Meeting Type: Annual Record Date: MAR 21, 2016 # Proposal Mgt Rec Vote Cast Sponsor 1a Elect Director John H. Alschuler For For Management 1b Elect Director Arthur M. Coppola For For Management 1c Elect Director Edward C. Coppola For For Management 1d Elect Director Steven R. Hash For For Management 1e Elect Director Fred S. Hubbell For For Management 1f Elect Director Diana M. Laing For For Management 1g Elect Director Mason G. Ross For For Management 1h Elect Director Steven L. Soboroff For For Management 1i Elect Director Andrea M. Stephen For For Management 1j Elect Director John M. Sullivan For For Management 2 Ratify KPMG LLP as Auditors For For Management 3 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 4 Amend Omnibus Stock Plan For For Management -------------------------------------------------------------------------------- TIER REIT, INC. Ticker: TIER Security ID: 88650V208 Meeting Date: JUN 22, 2016 Meeting Type: Annual Record Date: MAR 28, 2016 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Richard I. Gilchrist For For Management 1.2 Elect Director Charles G. Dannis For For Management 1.3 Elect Director Scott W. Fordham For For Management 1.4 Elect Director Thomas M. Herzog For For Management 1.5 Elect Director Dennis J. Martin For For Management 1.6 Elect Director G. Ronald Witten For For Management 2 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 3 Ratify Deloitte & Touche LLP as For For Management Auditors -------------------------------------------------------------------------------- UDR, INC. Ticker: UDR Security ID: 902653104 Meeting Date: MAY 12, 2016 Meeting Type: Annual Record Date: MAR 18, 2016 # Proposal Mgt Rec Vote Cast Sponsor 1a Elect Director Katherine A. Cattanach For For Management 1b Elect Director Robert P. Freeman For For Management 1c Elect Director Jon A. Grove For For Management 1d Elect Director Mary Ann King For For Management 1e Elect Director James D. Klingbeil For For Management 1f Elect Director Clint D. McDonnough For For Management 1g Elect Director Robert A. McNamara For For Management 1h Elect Director Mark R. Patterson For For Management 1i Elect Director Lynne B. Sagalyn For For Management 1j Elect Director Thomas W. Toomey For For Management 2 Ratify Ernst & Young LLP as Auditors For For Management 3 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation -------------------------------------------------------------------------------- UNIVERSAL HEALTH REALTY INCOME TRUST Ticker: UHT Security ID: 91359E105 Meeting Date: JUN 09, 2016 Meeting Type: Annual Record Date: APR 11, 2016 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Miles L. Berger For For Management 1.2 Elect Director Elliot J. Sussman For For Management 2 Advisory Vote to Ratify Named For Against Management Executive Officers' Compensation 3 Ratify KPMG LLP as Auditors For For Management 4 Amend Restricted Stock Plan For For Management 5 Proxy Access Against For Shareholder -------------------------------------------------------------------------------- URBAN EDGE PROPERTIES Ticker: UE Security ID: 91704F104 Meeting Date: MAY 13, 2016 Meeting Type: Annual Record Date: MAR 16, 2016 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Steven H. Grapstein For For Management 1.2 Elect Director Amy B. Lane For For Management 2 Ratify Deloitte & Touche LLP as For For Management Auditors 3 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 4 Advisory Vote on Say on Pay Frequency One Year One Year Management -------------------------------------------------------------------------------- URSTADT BIDDLE PROPERTIES, INC. Ticker: UBP Security ID: 917286403 Meeting Date: MAR 24, 2016 Meeting Type: Annual Record Date: JAN 25, 2016 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Willing L. Biddle For For Management 1.2 Elect Bryan O. Colley For For Management 1.3 Elect Robert J. Mueller For For Management 2 Ratification of Auditor For For Management 3 Amendment to the Restricted Stock For For Management Award Plan -------------------------------------------------------------------------------- VENTAS, INC. Ticker: VTR Security ID: 92276F100 Meeting Date: MAY 10, 2016 Meeting Type: Annual Record Date: MAR 14, 2016 # Proposal Mgt Rec Vote Cast Sponsor 1A Elect Director Melody C. Barnes For For Management 1B Elect Director Debra A. Cafaro For For Management 1C Elect Director Jay M. Gellert For For Management 1D Elect Director Richard I. Gilchrist For For Management 1E Elect Director Matthew J. Lustig For For Management 1F Elect Director Douglas M. Pasquale For For Management 1G Elect Director Robert D. Reed For For Management 1H Elect Director Glenn J. Rufrano For For Management 1I Elect Director James D. Shelton For For Management 2 Ratify KPMG LLP as Auditors For For Management 3 Advisory Vote to Ratify Named For Against Management Executive Officers' Compensation -------------------------------------------------------------------------------- VORNADO REALTY TRUST Ticker: VNO Security ID: 929042109 Meeting Date: MAY 19, 2016 Meeting Type: Annual Record Date: MAR 21, 2016 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Candace K. Beinecke For Withhold Management 1.2 Elect Director Robert P. Kogod For For Management 1.3 Elect Director Richard R. West For For Management 2 Ratify Deloitte & Touche LLP as For For Management Auditors 3 Declassify the Board of Directors For For Management 4 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation -------------------------------------------------------------------------------- WASHINGTON REAL ESTATE INVESTMENT TRUST Ticker: WRE Security ID: 939653101 Meeting Date: MAY 12, 2016 Meeting Type: Annual Record Date: MAR 15, 2016 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director William G. Byrnes For For Management 1.2 Elect Director Paul T. McDermott For For Management 2 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 3 Approve Omnibus Stock Plan For For Management 4 Ratify Ernst & Young LLP as Auditors For For Management -------------------------------------------------------------------------------- WEINGARTEN REALTY INVESTORS Ticker: WRI Security ID: 948741103 Meeting Date: APR 21, 2016 Meeting Type: Annual Record Date: FEB 22, 2016 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Andrew M. Alexander For For Management 1.2 Elect Director Stanford Alexander For For Management 1.3 Elect Director Shelaghmichael Brown For For Management 1.4 Elect Director James W. Crownover For For Management 1.5 Elect Director Stephen A. Lasher For For Management 1.6 Elect Director Thomas L. Ryan For For Management 1.7 Elect Director Douglas W. Schnitzer For For Management 1.8 Elect Director C. Park Shaper For For Management 1.9 Elect Director Marc J. Shapiro For For Management 2 Ratify Deloitte & Touche LLP as For For Management Auditors 3 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation -------------------------------------------------------------------------------- WELLTOWER INC. Ticker: HCN Security ID: 95040Q104 Meeting Date: MAY 05, 2016 Meeting Type: Annual Record Date: MAR 08, 2016 # Proposal Mgt Rec Vote Cast Sponsor 1a Elect Director Kenneth J. Bacon For For Management 1b Elect Director Thomas J. DeRosa For For Management 1c Elect Director Jeffrey H. Donahue For For Management 1d Elect Director Fred S. Klipsch For For Management 1e Elect Director Geoffrey G. Meyers For For Management 1f Elect Director Timothy J. Naughton For For Management 1g Elect Director Sharon M. Oster For For Management 1h Elect Director Judith C. Pelham For For Management 1i Elect Director Sergio D. Rivera For For Management 1j Elect Director R. Scott Trumbull For For Management 2 Ratify Ernst & Young LLP as Auditors For For Management 3 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 4 Approve Omnibus Stock Plan For For Management ========== END NPX REPORT SIGNATURES Pursuant to the requirements of the Investment Company Act of 1940, the registrant has duly caused this report to be signed on its behalf by the undersigned, thereunto duly authorized. Claymore Exchange-Traded Fund Trust ----------------------------------- By: /s/ Donald C. Cacciapaglia -------------------------- Name: Donald C. Cacciapaglia ---------------------- Title: President and Chief Executive Officer ------------------------------------- Date: August 25, 2016 ---------------