<SEC-DOCUMENT>0000891804-16-001663-index.html : 20160825 <SEC-HEADER>0000891804-16-001663.hdr.sgml : 20160825 <ACCEPTANCE-DATETIME>20160825101922 ACCESSION NUMBER: 0000891804-16-001663 CONFORMED SUBMISSION TYPE: N-PX PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20160630 FILED AS OF DATE: 20160825 DATE AS OF CHANGE: 20160825 EFFECTIVENESS DATE: 20160825 FILER: COMPANY DATA: COMPANY CONFORMED NAME: Claymore Exchange-Traded Fund Trust CENTRAL INDEX KEY: 0001364089 IRS NUMBER: 000000000 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: N-PX SEC ACT: 1940 Act SEC FILE NUMBER: 811-21906 FILM NUMBER: 161850556 BUSINESS ADDRESS: STREET 1: C/O GUGGENHEIM FUNDS INVESTMENT ADVISORS STREET 2: 227 W. MONROE STREET CITY: CHICAGO STATE: IL ZIP: 60606 BUSINESS PHONE: 312-357-0394 MAIL ADDRESS: STREET 1: C/O GUGGENHEIM FUNDS INVESTMENT ADVISORS STREET 2: 227 W. MONROE STREET CITY: CHICAGO STATE: IL ZIP: 60606 <SERIES-AND-CLASSES-CONTRACTS-DATA> <EXISTING-SERIES-AND-CLASSES-CONTRACTS> <SERIES> <OWNER-CIK>0001364089 <SERIES-ID>S000012988 <SERIES-NAME>Guggenheim BRIC ETF <CLASS-CONTRACT> <CLASS-CONTRACT-ID>C000035086 <CLASS-CONTRACT-NAME>Guggenheim BRIC ETF <CLASS-CONTRACT-TICKER-SYMBOL>EEB </CLASS-CONTRACT> </SERIES> <SERIES> <OWNER-CIK>0001364089 <SERIES-ID>S000012989 <SERIES-NAME>Guggenheim Insider Sentiment ETF <CLASS-CONTRACT> <CLASS-CONTRACT-ID>C000035087 <CLASS-CONTRACT-NAME>Guggenheim Insider Sentiment ETF <CLASS-CONTRACT-TICKER-SYMBOL>NFO </CLASS-CONTRACT> </SERIES> <SERIES> <OWNER-CIK>0001364089 <SERIES-ID>S000012990 <SERIES-NAME>Wilshire Micro-Cap ETF <CLASS-CONTRACT> <CLASS-CONTRACT-ID>C000035088 <CLASS-CONTRACT-NAME>Wilshire Micro-Cap ETF <CLASS-CONTRACT-TICKER-SYMBOL>WMCR </CLASS-CONTRACT> </SERIES> <SERIES> <OWNER-CIK>0001364089 <SERIES-ID>S000012992 <SERIES-NAME>Guggenheim Multi-Asset Income ETF <CLASS-CONTRACT> <CLASS-CONTRACT-ID>C000035090 <CLASS-CONTRACT-NAME>Guggenheim Multi-Asset Income ETF <CLASS-CONTRACT-TICKER-SYMBOL>CVY </CLASS-CONTRACT> </SERIES> <SERIES> <OWNER-CIK>0001364089 <SERIES-ID>S000014618 <SERIES-NAME>Guggenheim S&P Spin-Off ETF <CLASS-CONTRACT> <CLASS-CONTRACT-ID>C000040013 <CLASS-CONTRACT-NAME>Guggenheim S&P Spin-Off ETF <CLASS-CONTRACT-TICKER-SYMBOL>CSD </CLASS-CONTRACT> </SERIES> <SERIES> <OWNER-CIK>0001364089 <SERIES-ID>S000014620 <SERIES-NAME>Guggenheim Defensive Equity ETF <CLASS-CONTRACT> <CLASS-CONTRACT-ID>C000040015 <CLASS-CONTRACT-NAME>Guggenheim Defensive Equity ETF <CLASS-CONTRACT-TICKER-SYMBOL>DEF </CLASS-CONTRACT> </SERIES> <SERIES> <OWNER-CIK>0001364089 <SERIES-ID>S000016396 <SERIES-NAME>Guggenheim S&P Global Dividend Opportunities Index ETF <CLASS-CONTRACT> <CLASS-CONTRACT-ID>C000045527 <CLASS-CONTRACT-NAME>Guggenheim S&P Global Dividend Opportunities Index ETF <CLASS-CONTRACT-TICKER-SYMBOL>LVL </CLASS-CONTRACT> </SERIES> <SERIES> <OWNER-CIK>0001364089 <SERIES-ID>S000016401 <SERIES-NAME>Guggenheim Mid-Cap Core ETF <CLASS-CONTRACT> <CLASS-CONTRACT-ID>C000045532 <CLASS-CONTRACT-NAME>Guggenheim Mid-Cap Core ETF <CLASS-CONTRACT-TICKER-SYMBOL>CZA </CLASS-CONTRACT> </SERIES> <SERIES> <OWNER-CIK>0001364089 <SERIES-ID>S000020359 <SERIES-NAME>Guggenheim Enhanced Short Duration ETF <CLASS-CONTRACT> <CLASS-CONTRACT-ID>C000057145 <CLASS-CONTRACT-NAME>Guggenheim Enhanced Short Duration ETF <CLASS-CONTRACT-TICKER-SYMBOL>GSY </CLASS-CONTRACT> </SERIES> <SERIES> <OWNER-CIK>0001364089 <SERIES-ID>S000023006 <SERIES-NAME>Guggenheim Raymond James SB-1 Equity ETF <CLASS-CONTRACT> <CLASS-CONTRACT-ID>C000066993 <CLASS-CONTRACT-NAME>Guggenheim Raymond James SB-1 Equity ETF <CLASS-CONTRACT-TICKER-SYMBOL>RYJ </CLASS-CONTRACT> </SERIES> <SERIES> <OWNER-CIK>0001364089 <SERIES-ID>S000027340 <SERIES-NAME>Guggenheim BulletShares 2020 Corporate Bond ETF <CLASS-CONTRACT> <CLASS-CONTRACT-ID>C000082549 <CLASS-CONTRACT-NAME>Guggenheim BulletShares 2020 Corporate Bond ETF <CLASS-CONTRACT-TICKER-SYMBOL>BSCK </CLASS-CONTRACT> </SERIES> <SERIES> <OWNER-CIK>0001364089 <SERIES-ID>S000027345 <SERIES-NAME>Guggenheim BulletShares 2016 Corporate Bond ETF <CLASS-CONTRACT> <CLASS-CONTRACT-ID>C000082554 <CLASS-CONTRACT-NAME>Guggenheim BulletShares 2016 Corporate Bond ETF <CLASS-CONTRACT-TICKER-SYMBOL>BSCG </CLASS-CONTRACT> </SERIES> <SERIES> <OWNER-CIK>0001364089 <SERIES-ID>S000027346 <SERIES-NAME>Guggenheim BulletShares 2017 Corporate Bond ETF <CLASS-CONTRACT> <CLASS-CONTRACT-ID>C000082555 <CLASS-CONTRACT-NAME>Guggenheim BulletShares 2017 Corporate Bond ETF <CLASS-CONTRACT-TICKER-SYMBOL>BSCH </CLASS-CONTRACT> </SERIES> <SERIES> <OWNER-CIK>0001364089 <SERIES-ID>S000027347 <SERIES-NAME>Guggenheim BulletShares 2018 Corporate Bond ETF <CLASS-CONTRACT> <CLASS-CONTRACT-ID>C000082556 <CLASS-CONTRACT-NAME>Guggenheim BulletShares 2018 Corporate Bond ETF <CLASS-CONTRACT-TICKER-SYMBOL>BSCI </CLASS-CONTRACT> </SERIES> <SERIES> <OWNER-CIK>0001364089 <SERIES-ID>S000027348 <SERIES-NAME>Guggenheim BulletShares 2019 Corporate Bond ETF <CLASS-CONTRACT> <CLASS-CONTRACT-ID>C000082557 <CLASS-CONTRACT-NAME>Guggenheim BulletShares 2019 Corporate Bond ETF <CLASS-CONTRACT-TICKER-SYMBOL>BSCJ </CLASS-CONTRACT> </SERIES> <SERIES> <OWNER-CIK>0001364089 <SERIES-ID>S000028049 <SERIES-NAME>Wilshire US REIT ETF <CLASS-CONTRACT> <CLASS-CONTRACT-ID>C000085366 <CLASS-CONTRACT-NAME>Wilshire US REIT ETF <CLASS-CONTRACT-TICKER-SYMBOL>WREI </CLASS-CONTRACT> </SERIES> <SERIES> <OWNER-CIK>0001364089 <SERIES-ID>S000030307 <SERIES-NAME>Guggenheim BulletShares 2016 High Yield Corporate Bond ETF <CLASS-CONTRACT> <CLASS-CONTRACT-ID>C000093277 <CLASS-CONTRACT-NAME>Guggenheim BulletShares 2016 High Yield Corporate Bond ETF <CLASS-CONTRACT-TICKER-SYMBOL>BSJG </CLASS-CONTRACT> </SERIES> <SERIES> <OWNER-CIK>0001364089 <SERIES-ID>S000030308 <SERIES-NAME>Guggenheim BulletShares 2017 High Yield Corporate Bond ETF <CLASS-CONTRACT> <CLASS-CONTRACT-ID>C000093278 <CLASS-CONTRACT-NAME>Guggenheim BulletShares 2017 High Yield Corporate Bond ETF <CLASS-CONTRACT-TICKER-SYMBOL>BSJH </CLASS-CONTRACT> </SERIES> <SERIES> <OWNER-CIK>0001364089 <SERIES-ID>S000030309 <SERIES-NAME>Guggenheim BulletShares 2018 High Yield Corporate Bond ETF <CLASS-CONTRACT> <CLASS-CONTRACT-ID>C000093279 <CLASS-CONTRACT-NAME>Guggenheim BulletShares 2018 High Yield Corporate Bond ETF <CLASS-CONTRACT-TICKER-SYMBOL>BSJI </CLASS-CONTRACT> </SERIES> <SERIES> <OWNER-CIK>0001364089 <SERIES-ID>S000030310 <SERIES-NAME>Guggenheim BulletShares 2019 High Yield Corporate Bond ETF <CLASS-CONTRACT> <CLASS-CONTRACT-ID>C000093280 <CLASS-CONTRACT-NAME>Guggenheim BulletShares 2019 High Yield Corporate Bond ETF <CLASS-CONTRACT-TICKER-SYMBOL>BSJJ </CLASS-CONTRACT> </SERIES> <SERIES> <OWNER-CIK>0001364089 <SERIES-ID>S000030311 <SERIES-NAME>Guggenheim BulletShares 2020 High Yield Corporate Bond ETF <CLASS-CONTRACT> <CLASS-CONTRACT-ID>C000093281 <CLASS-CONTRACT-NAME>Guggenheim BulletShares 2020 High Yield Corporate Bond ETF <CLASS-CONTRACT-TICKER-SYMBOL>BSJK </CLASS-CONTRACT> </SERIES> <SERIES> <OWNER-CIK>0001364089 <SERIES-ID>S000031406 <SERIES-NAME>Guggenheim Enhanced Short Duration High Yield Bond ETF <CLASS-CONTRACT> <CLASS-CONTRACT-ID>C000097718 <CLASS-CONTRACT-NAME>Guggenheim Enhanced Short Duration High Yield Bond ETF </CLASS-CONTRACT> </SERIES> <SERIES> <OWNER-CIK>0001364089 <SERIES-ID>S000033327 <SERIES-NAME>Guggenheim Enhanced Adjustable Rate Senior Loan ETF <CLASS-CONTRACT> <CLASS-CONTRACT-ID>C000102388 <CLASS-CONTRACT-NAME>Guggenheim Enhanced Adjustable Rate Senior Loan ETF </CLASS-CONTRACT> </SERIES> <SERIES> <OWNER-CIK>0001364089 <SERIES-ID>S000035788 <SERIES-NAME>Guggenheim BulletShares 2021 Corporate Bond ETF <CLASS-CONTRACT> <CLASS-CONTRACT-ID>C000109649 <CLASS-CONTRACT-NAME>Guggenheim BulletShares 2021 Corporate Bond ETF </CLASS-CONTRACT> </SERIES> <SERIES> <OWNER-CIK>0001364089 <SERIES-ID>S000041182 <SERIES-NAME>Guggenheim BulletShares 2022 Corporate Bond ETF <CLASS-CONTRACT> <CLASS-CONTRACT-ID>C000127770 <CLASS-CONTRACT-NAME>Guggenheim BulletShares 2022 Corporate Bond ETF </CLASS-CONTRACT> </SERIES> <SERIES> <OWNER-CIK>0001364089 <SERIES-ID>S000041183 <SERIES-NAME>Guggenheim BulletShares 2023 Corporate Bond ETF <CLASS-CONTRACT> <CLASS-CONTRACT-ID>C000127771 <CLASS-CONTRACT-NAME>Guggenheim BulletShares 2023 Corporate Bond ETF </CLASS-CONTRACT> </SERIES> <SERIES> <OWNER-CIK>0001364089 <SERIES-ID>S000041184 <SERIES-NAME>Guggenheim BulletShares 2024 Corporate Bond ETF <CLASS-CONTRACT> <CLASS-CONTRACT-ID>C000127772 <CLASS-CONTRACT-NAME>Guggenheim BulletShares 2024 Corporate Bond ETF </CLASS-CONTRACT> </SERIES> <SERIES> <OWNER-CIK>0001364089 <SERIES-ID>S000041185 <SERIES-NAME>Guggenheim BulletShares 2025 Corporate Bond ETF <CLASS-CONTRACT> <CLASS-CONTRACT-ID>C000127773 <CLASS-CONTRACT-NAME>Guggenheim BulletShares 2025 Corporate Bond ETF </CLASS-CONTRACT> </SERIES> <SERIES> <OWNER-CIK>0001364089 <SERIES-ID>S000046687 <SERIES-NAME>Guggenheim BulletShares 2021 High Yield Corporate Bond ETF <CLASS-CONTRACT> <CLASS-CONTRACT-ID>C000145690 <CLASS-CONTRACT-NAME>Guggenheim BulletShares 2021 High Yield Corporate Bond ETF </CLASS-CONTRACT> </SERIES> <SERIES> <OWNER-CIK>0001364089 <SERIES-ID>S000046688 <SERIES-NAME>Guggenheim BulletShares 2022 High Yield Corporate Bond ETF <CLASS-CONTRACT> <CLASS-CONTRACT-ID>C000145691 <CLASS-CONTRACT-NAME>Guggenheim BulletShares 2022 High Yield Corporate Bond ETF </CLASS-CONTRACT> </SERIES> <SERIES> <OWNER-CIK>0001364089 <SERIES-ID>S000046689 <SERIES-NAME>Guggenheim BulletShares 2023 High Yield Corporate Bond ETF <CLASS-CONTRACT> <CLASS-CONTRACT-ID>C000145692 <CLASS-CONTRACT-NAME>Guggenheim BulletShares 2023 High Yield Corporate Bond ETF </CLASS-CONTRACT> </SERIES> <SERIES> <OWNER-CIK>0001364089 <SERIES-ID>S000046690 <SERIES-NAME>Guggenheim BulletShares 2024 High Yield Corporate Bond ETF <CLASS-CONTRACT> <CLASS-CONTRACT-ID>C000145693 <CLASS-CONTRACT-NAME>Guggenheim BulletShares 2024 High Yield Corporate Bond ETF </CLASS-CONTRACT> </SERIES> <SERIES> <OWNER-CIK>0001364089 <SERIES-ID>S000046691 <SERIES-NAME>Guggenheim BulletShares 2025 High Yield Corporate Bond ETF <CLASS-CONTRACT> <CLASS-CONTRACT-ID>C000145694 <CLASS-CONTRACT-NAME>Guggenheim BulletShares 2025 High Yield Corporate Bond ETF </CLASS-CONTRACT> </SERIES> <SERIES> <OWNER-CIK>0001364089 <SERIES-ID>S000051791 <SERIES-NAME>Guggenheim Dow Jones Industrial Average Dividend ETF <CLASS-CONTRACT> <CLASS-CONTRACT-ID>C000162944 <CLASS-CONTRACT-NAME>Guggenheim Dow Jones Industrial Average Dividend ETF </CLASS-CONTRACT> </SERIES> <SERIES> <OWNER-CIK>0001364089 <SERIES-ID>S000052317 <SERIES-NAME>Guggenheim Large Cap Optimized Diversification ETF <CLASS-CONTRACT> <CLASS-CONTRACT-ID>C000164481 <CLASS-CONTRACT-NAME>Guggenheim Large Cap Optimized Diversification ETF </CLASS-CONTRACT> </SERIES> <SERIES> <OWNER-CIK>0001364089 <SERIES-ID>S000054172 <SERIES-NAME>Guggenheim Behavioral Large Cap ETF <CLASS-CONTRACT> <CLASS-CONTRACT-ID>C000170229 <CLASS-CONTRACT-NAME>Guggenheim Behavioral Large Cap ETF </CLASS-CONTRACT> </SERIES> <SERIES> <OWNER-CIK>0001364089 <SERIES-ID>S000054173 <SERIES-NAME>Guggenheim Behavioral Small Cap ETF <CLASS-CONTRACT> <CLASS-CONTRACT-ID>C000170230 <CLASS-CONTRACT-NAME>Guggenheim Behavioral Small Cap ETF </CLASS-CONTRACT> </SERIES> </EXISTING-SERIES-AND-CLASSES-CONTRACTS> </SERIES-AND-CLASSES-CONTRACTS-DATA> </SEC-HEADER> <DOCUMENT> <TYPE>N-PX <SEQUENCE>1 <FILENAME>gug65101etf1-npx.txt <DESCRIPTION>CLAYMORE EXCHANGE-TRADED FUND TRUST <TEXT> Document 1 - file: gug65101etf1-npx.txt
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