The Securities and Exchange Commission has not necessarily reviewed the information in this filing and has not determined if it is accurate and complete.
The reader should not assume that the information is accurate and complete.

UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
FORM 13F

FORM 13F INFORMATION TABLE

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COLUMN 1COLUMN 2COLUMN 3COLUMN 4COLUMN 5COLUMN 6COLUMN 7COLUMN 8
VALUESHRS ORSH/PUT/INVESTMENTOTHERVOTING AUTHORITY
NAME OF ISSUERTITLE OF CLASSCUSIP(x$1000)PRN AMTPRNCALLDISCRETIONMANAGERSOLESHAREDNONE
Eagle Point Income Company Inc.Common26981710263,4333,764,580SH DFND 3,764,58000
KKR & Co. Inc.Common48251W10442,818732,313SH DFND1732,31300
Apollo Global Management, Inc.Common03761230636,454588,058SH DFND1588,05800
The Blackstone Group Inc.Common09253U10864,739509,999SH DFND1509,99900
Vanguard Short-Term Bond ETFETF9219378274,37056,100SH DFND 56,10000
HP IncCommon40434L105511,400SH DFND11,40000
Barclays PLCADR06738E20481,000SH DFND11,00000
Eagle Point Credit Co Inc.Common2698081014,380333,066SH DFND 333,06600
Oxford Lane Capital Corp.Common6915431024,521624,420SH DFND 624,42000
Owl Rock Capital Corp.Common69121K10434,1862,313,010SH DFND12,313,01000
Ares Capital CorporationCommon04010L10342,8672,046,161SH DFND12,046,16100
Argo Group International Holdings, Ltd.CommonG0464B10749,0571,188,400SH DFND11,188,40000
BlackRock Short Maturity Bond ETFETF46431W50745,392915,711SH DFND 915,71100
Owl Rock Capital Corp.Common69121K10422,9451,552,445SH DFND 1,552,44500
Ares Capital CorporationCommon04010L10322,6991,083,491SH DFND 1,083,49100