The Securities and Exchange Commission has not necessarily reviewed the information in this filing and has not determined if it is accurate and complete. | |||||||||||||||||
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UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 13F FORM 13F INFORMATION TABLE |
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| COLUMN 1 | COLUMN 2 | COLUMN 3 | COLUMN 4 | COLUMN 5 | COLUMN 6 | COLUMN 7 | COLUMN 8 | ||||
| VALUE | SHRS OR | SH/ | PUT/ | INVESTMENT | OTHER | VOTING AUTHORITY | |||||
| NAME OF ISSUER | TITLE OF CLASS | CUSIP | (x$1000) | PRN AMT | PRN | CALL | DISCRETION | MANAGER | SOLE | SHARED | NONE |
| Eagle Point Income Company Inc. | Common | 269817102 | 66,257 | 3,764,580 | SH | DFND | 3,764,580 | 0 | 0 | ||
| KKR & Co. Inc. | Common | 48251W104 | 44,583 | 732,313 | SH | DFND | 1 | 732,313 | 0 | 0 | |
| Apollo Global Management, Inc. | Common | 037612306 | 36,218 | 588,058 | SH | DFND | 1 | 588,058 | 0 | 0 | |
| The Blackstone Group Inc. | Common | 09253U108 | 59,333 | 509,999 | SH | DFND | 1 | 509,999 | 0 | 0 | |
| Vanguard Short-Term Bond ETF | ETF | 921937827 | 4,597 | 56,100 | SH | DFND | 56,100 | 0 | 0 | ||
| HP Inc | Common | 40434L105 | 38 | 1,400 | SH | DFND | 1 | 1,400 | 0 | 0 | |
| Barclays PLC | ADR | 06738E204 | 10 | 1,000 | SH | DFND | 1 | 1,000 | 0 | 0 | |
| Eagle Point Credit Co Inc. | Common | 269808101 | 4,373 | 321,086 | SH | DFND | 321,086 | 0 | 0 | ||
| Oxford Lane Capital Corp. | Common | 691543102 | 4,502 | 624,420 | SH | DFND | 624,420 | 0 | 0 | ||