The Securities and Exchange Commission has not necessarily reviewed the information in this filing and has not determined if it is accurate and complete. | |||||||||||||||||
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UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 13F FORM 13F INFORMATION TABLE |
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| COLUMN 1 | COLUMN 2 | COLUMN 3 | COLUMN 4 | COLUMN 5 | COLUMN 6 | COLUMN 7 | COLUMN 8 | ||||
| VALUE | SHRS OR | SH/ | PUT/ | INVESTMENT | OTHER | VOTING AUTHORITY | |||||
| NAME OF ISSUER | TITLE OF CLASS | CUSIP | (x$1000) | PRN AMT | PRN | CALL | DISCRETION | MANAGER | SOLE | SHARED | NONE |
| Eagle Point Income Company Inc. | Common | 269817102 | 57,372 | 3,764,580 | SH | DFND | 3,764,580 | 0 | 0 | ||
| SiriusPoint Ltd. | Common | G8827U100 | 6,437 | 632,925 | SH | DFND | 1 | 632,925 | 0 | 0 | |
| KKR & Co. Inc. | Common | 48251W104 | 35,773 | 732,313 | SH | DFND | 732,313 | 0 | 0 | ||
| Apollo Global Management, Inc. | Common | 037612306 | 27,645 | 588,058 | SH | DFND | 588,058 | 0 | 0 | ||
| The Blackstone Group Inc. | Common | 09253U108 | 38,010 | 509,999 | SH | DFND | 509,999 | 0 | 0 | ||
| Watford Holdings Ltd. | Common | G94787101 | 62,847 | 1,815,858 | SH | DFND | 1 | 1,815,858 | 0 | 0 | |
| Vanguard Short-Term Bond ETF | ETF | 921937827 | 4,611 | 56,100 | SH | DFND | 56,100 | 0 | 0 | ||
| HP Inc | Common | 40434L105 | 44 | 1,400 | SH | DFND | 1 | 1,400 | 0 | 0 | |
| Barclays PLC | ADR | 06738E204 | 10 | 1,000 | SH | DFND | 1 | 1,000 | 0 | 0 | |
| Eagle Point Credit Co Inc. | Common | 269808101 | 3,822 | 318,990 | SH | DFND | 318,990 | 0 | 0 | ||
| Oxford Lane Capital Corp. | Common | 691543102 | 3,934 | 624,420 | SH | DFND | 624,420 | 0 | 0 | ||
| BlackRock Short Maturity Bond ETF | ETF | 46431W507 | 86,872 | 1,730,863 | SH | DFND | 1,730,863 | 0 | 0 | ||