0001239819-17-000006.txt : 20170131 0001239819-17-000006.hdr.sgml : 20170131 20170131164846 ACCESSION NUMBER: 0001239819-17-000006 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20170127 FILED AS OF DATE: 20170131 DATE AS OF CHANGE: 20170131 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: LUNA INNOVATIONS INC CENTRAL INDEX KEY: 0001239819 STANDARD INDUSTRIAL CLASSIFICATION: SERVICES-COMMERCIAL PHYSICAL & BIOLOGICAL RESEARCH [8731] IRS NUMBER: 000000000 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 301 FIRST STREET SW STREET 2: SUITE 200 CITY: ROANOKE STATE: VA ZIP: 24011 BUSINESS PHONE: 540-769-8400 MAIL ADDRESS: STREET 1: 301 FIRST STREET SW STREET 2: SUITE 200 CITY: ROANOKE STATE: VA ZIP: 24011 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Carilion Health System CENTRAL INDEX KEY: 0001363589 STATE OF INCORPORATION: VA FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 000-52008 FILM NUMBER: 17561708 BUSINESS ADDRESS: STREET 1: EDWARD MURPHY, M.D. STREET 2: CARILION ROANOKE MEMORIAL HOSPITAL CITY: ROANOKE STATE: VA ZIP: 24033 BUSINESS PHONE: 540-981-7893 MAIL ADDRESS: STREET 1: EDWARD MURPHY, M.D. STREET 2: CARILION ROANOKE MEMORIAL HOSPITAL CITY: ROANOKE STATE: VA ZIP: 24033 4 1 wf-form4_148589931364534.xml FORM 4 X0306 4 2017-01-27 0 0001239819 LUNA INNOVATIONS INC LUNA 0001363589 Carilion Health System C/O LUNA INNOVATIONS INCORPORATED 301 1ST STREET SW, SUITE 200 ROANOKE VA 24011 0 0 1 0 Common Stock 2017-01-27 4 S 0 59400 1.98 D 2189496 D Common Stock 2017-01-30 4 S 0 25166 2 D 2164330 D Price reflected is a weighted-average sale price for shares sold. The range of sale prices for the transactions reported was $1.95 to $2.00 per share. The reporting person undertakes to provide upon request by the SEC staff, the issuer, or a security holder of the issuer, full information regarding the number of shares sold at each separate price. /s/ Robert Vaughan, Assistant Treasurer, Carilion Clinic 2017-01-31