0001239819-17-000006.txt : 20170131
0001239819-17-000006.hdr.sgml : 20170131
20170131164846
ACCESSION NUMBER: 0001239819-17-000006
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20170127
FILED AS OF DATE: 20170131
DATE AS OF CHANGE: 20170131
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: LUNA INNOVATIONS INC
CENTRAL INDEX KEY: 0001239819
STANDARD INDUSTRIAL CLASSIFICATION: SERVICES-COMMERCIAL PHYSICAL & BIOLOGICAL RESEARCH [8731]
IRS NUMBER: 000000000
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
BUSINESS ADDRESS:
STREET 1: 301 FIRST STREET SW
STREET 2: SUITE 200
CITY: ROANOKE
STATE: VA
ZIP: 24011
BUSINESS PHONE: 540-769-8400
MAIL ADDRESS:
STREET 1: 301 FIRST STREET SW
STREET 2: SUITE 200
CITY: ROANOKE
STATE: VA
ZIP: 24011
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: Carilion Health System
CENTRAL INDEX KEY: 0001363589
STATE OF INCORPORATION: VA
FISCAL YEAR END: 1231
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 000-52008
FILM NUMBER: 17561708
BUSINESS ADDRESS:
STREET 1: EDWARD MURPHY, M.D.
STREET 2: CARILION ROANOKE MEMORIAL HOSPITAL
CITY: ROANOKE
STATE: VA
ZIP: 24033
BUSINESS PHONE: 540-981-7893
MAIL ADDRESS:
STREET 1: EDWARD MURPHY, M.D.
STREET 2: CARILION ROANOKE MEMORIAL HOSPITAL
CITY: ROANOKE
STATE: VA
ZIP: 24033
4
1
wf-form4_148589931364534.xml
FORM 4
X0306
4
2017-01-27
0
0001239819
LUNA INNOVATIONS INC
LUNA
0001363589
Carilion Health System
C/O LUNA INNOVATIONS INCORPORATED
301 1ST STREET SW, SUITE 200
ROANOKE
VA
24011
0
0
1
0
Common Stock
2017-01-27
4
S
0
59400
1.98
D
2189496
D
Common Stock
2017-01-30
4
S
0
25166
2
D
2164330
D
Price reflected is a weighted-average sale price for shares sold. The range of sale prices for the transactions reported was $1.95 to $2.00 per share. The reporting person undertakes to provide upon request by the SEC staff, the issuer, or a security holder of the issuer, full information regarding the number of shares sold at each separate price.
/s/ Robert Vaughan, Assistant Treasurer, Carilion Clinic
2017-01-31