0001209191-16-129526.txt : 20160624
0001209191-16-129526.hdr.sgml : 20160624
20160624161225
ACCESSION NUMBER: 0001209191-16-129526
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20160614
FILED AS OF DATE: 20160624
DATE AS OF CHANGE: 20160624
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: Planet Payment Inc
CENTRAL INDEX KEY: 0001362925
STANDARD INDUSTRIAL CLASSIFICATION: SERVICES-BUSINESS SERVICES, NEC [7389]
IRS NUMBER: 134084693
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
BUSINESS ADDRESS:
STREET 1: 670 LONG BEACH BLVD
CITY: LONG BEACH
STATE: NY
ZIP: 11561
BUSINESS PHONE: 516-670-3200
MAIL ADDRESS:
STREET 1: 670 LONG BEACH BLVD
CITY: LONG BEACH
STATE: NY
ZIP: 11561
FORMER COMPANY:
FORMER CONFORMED NAME: Planet Group Inc
DATE OF NAME CHANGE: 20060516
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: TAGLER JASON
CENTRAL INDEX KEY: 0001583196
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-35699
FILM NUMBER: 161731221
MAIL ADDRESS:
STREET 1: 500 EAST PRATT STREET
STREET 2: SUITE 1200
CITY: BALTIMORE
STATE: MD
ZIP: 21202
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: SHERMAN JOSEPH T
CENTRAL INDEX KEY: 0001583194
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-35699
FILM NUMBER: 161731222
MAIL ADDRESS:
STREET 1: 500 EAST PRATT STREET
STREET 2: SUITE 1200
CITY: BALTIMORE
STATE: MD
ZIP: 21202
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: Kim Shane H.
CENTRAL INDEX KEY: 0001565230
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-35699
FILM NUMBER: 161731223
MAIL ADDRESS:
STREET 1: 500 E. PRATT STREET, SUITE 1200
CITY: BALTIMORE
STATE: MD
ZIP: 21202
4
1
doc4.xml
FORM 4 SUBMISSION
X0306
4
2016-06-14
0
0001362925
Planet Payment Inc
PLPM
0001565230
Kim Shane H.
C/O CAMDEN PARTNERS STRATEGIC MGR LLC
500 EAST PRATT STREET, SUITE 1200
BALTIMORE
MD
21202
1
0
0
1
See Remarks
0001583194
SHERMAN JOSEPH T
C/O CAMDEN PARTNERS STRATEGIC MGR LLC
500 EAST PRATT STREET, SUITE 1200
BALTIMORE
MD
21202
0
0
0
1
See Remarks
0001583196
TAGLER JASON
C/O CAMDEN PARTNERS STRATEGIC MGR LLC
500 EAST PRATT STREET, SUITE 1200
BALTIMORE
MD
21202
0
0
0
1
See Remarks
Common Stock
2016-06-14
4
A
0
14815
0.00
A
85223
I
See Footnote
Common Stock
1994136
I
See Footnote
Common Stock
118291
I
See Footnote
Common Stock
4438749
I
See Footnote
Common Stock
184472
I
See Footnote
This is a restricted stock grant under the Issuer's 2012 Equity Incentive Plan which will be 100% vested on June 14, 2017, provided that the Reporting Person is still providing services to the Issuer as of such date.
These securities are owned directly by Fund II-A. The Reporting Person, CPSM, CPS III, CPS II, Fund III, Fund III-A, Fund II-B and the Managing Members may be deemed indirect beneficial owners of the securities held directly by Fund II-A as a result of their relationships described in the Remarks (below). The Reporting Person, CPSM, CPS III, CPS II, Fund III, Fund III-A, and Fund II-B and each of the Managing Members disclaim beneficial ownership of the securities held directly by Fund II-A, except to the extent of their respective pecuniary interests therein.
These securities are owned directly by Fund II-B. The Reporting Person, CPSM, CPS III, CPS II, Fund III, Fund III-A, Fund II-A and the Managing Members may be deemed indirect beneficial owners of the securities held directly by Fund II-B as a result of their relationships described in the Remarks (below). The Reporting Person, CPSM, CPS III, CPS II, Fund III, Fund III-A, and Fund II-A and each of the Managing Members disclaim beneficial ownership of the securities held directly by Fund II-B, except to the extent of their respective pecuniary interests therein.
These securities are owned directly by Fund III. The Reporting Person, CPSM, CPS III, CPS II, Fund III-A, Fund II-A, Fund II-B and the Managing Members may be deemed indirect beneficial owners of the securities held directly by Fund III as a result of their relationships described in the Remarks (below). The Reporting Person, CPSM, CPS III, CPS II, Fund III-A, Fund II-A and Fund II-B and each of the Managing Members disclaim beneficial ownership of the securities held directly by Fund III, except to the extent their respective pecuniary interests therein.
These securities are owned directly by Fund III-A. The Reporting Person, CPSM, CPS III, CPS II, Fund III, Fund II-A, Fund II-B and the Managing Members may be deemed indirect beneficial owners of the securities held directly by Fund III-A as a result of their relationships described in the Remarks (below). The Reporting Person, CPSM, CPS III, CPS II, Fund III, Fund II-A and Fund II-B and each of the Managing Members disclaim beneficial ownership of the securities held directly by Fund III-A, except to the extent of their respective pecuniary interests therein.
This report is the same as the Form 4 filed by the Reporting Person of even date and consists of two (2) parts, which together comprise a single Form 4. This is part 2 of 2. This report is being filed jointly by Camden Partners Strategic Manager, LLC ("CPSM"), Camden Partners Strategic III, LLC ("CPS III"), Camden Partners Strategic II, LLC ("CPS II"), Camden Partners Strategic Fund III, LP ("Fund III"), Camden Partners Strategic Fund III-A, LP ("Fund III-A"), Camden Partners Strategic Fund II-A, LP ("Fund II-A") and Camden Partners Strategic Fund II-B, LP ("Fund II-B") and Messrs. David L. Warnock, Donald W. Hughes, Christopher Kersey, J. Todd Sherman, Jason Tagler, Christopher Kersey and Shane Kim (collectively, the "Managing Members" and together with CPSM, CPS III, CPS II, Fund III, Fund III-A, Fund II-A and Fund II-B, the "Reporting Persons"). The Managing Members are the managing members of CPSM, which is the managing member of CPS III. Donald Hughes and David Warnock are the managing members of CPS II. CPS III is the general partner of Fund III and Fund III-A. CPS II is the general partner of Fund II-A and Fund II-B. Mr. Kim is a director of the Issuer.
/s/ J. Todd Sherman, Attorney-in-Fact for Christopher W. Kersey
2016-06-24
/s/ J. Todd Sherman
2016-06-24
/s/ J. Todd Sherman, Attorney-in-Fact for Jason Tagler
2016-06-24