0001209191-15-065683.txt : 20150812 0001209191-15-065683.hdr.sgml : 20150812 20150812192458 ACCESSION NUMBER: 0001209191-15-065683 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20150810 FILED AS OF DATE: 20150812 DATE AS OF CHANGE: 20150812 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: Planet Payment Inc CENTRAL INDEX KEY: 0001362925 STANDARD INDUSTRIAL CLASSIFICATION: SERVICES-BUSINESS SERVICES, NEC [7389] IRS NUMBER: 134084693 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 670 LONG BEACH BLVD CITY: LONG BEACH STATE: NY ZIP: 11561 BUSINESS PHONE: 516-670-3200 MAIL ADDRESS: STREET 1: 670 LONG BEACH BLVD CITY: LONG BEACH STATE: NY ZIP: 11561 FORMER COMPANY: FORMER CONFORMED NAME: Planet Group Inc DATE OF NAME CHANGE: 20060516 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: SHERMAN JOSEPH T CENTRAL INDEX KEY: 0001583194 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-35699 FILM NUMBER: 151048366 MAIL ADDRESS: STREET 1: 500 EAST PRATT STREET STREET 2: SUITE 1200 CITY: BALTIMORE STATE: MD ZIP: 21202 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: TAGLER JASON CENTRAL INDEX KEY: 0001583196 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-35699 FILM NUMBER: 151048367 MAIL ADDRESS: STREET 1: 500 EAST PRATT STREET STREET 2: SUITE 1200 CITY: BALTIMORE STATE: MD ZIP: 21202 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Kersey Christopher W CENTRAL INDEX KEY: 0001457240 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-35699 FILM NUMBER: 151048368 MAIL ADDRESS: STREET 1: 500 EAST PRATT STREET STREET 2: SUITE 1200 CITY: BALTIMORE STATE: MD ZIP: 21202 4 1 doc4.xml FORM 4 SUBMISSION X0306 4 2015-08-10 0 0001362925 Planet Payment Inc PLPM 0001457240 Kersey Christopher W C/O CAMDEN PARTNERS STRATEGIC MGR LLC 500 EAST PRATT STREET, SUITE 1200 BALTIMORE MD 21202 0 0 0 1 See Remarks 0001583194 SHERMAN JOSEPH T C/O CAMDEN PARTNERS STRATEGIC MGR LLC 500 EAST PRATT STREET, SUITE 1200 BALTIMORE MD 21202 0 0 0 1 See Remarks 0001583196 TAGLER JASON C/O CAMDEN PARTNERS STRATEGIC MGR LLC 500 EAST PRATT STREET, SUITE 1200 BALTIMORE MD 21202 0 0 0 1 See Remarks Common Stock 2015-08-10 4 A 0 25424 0.01 A 70408 I See Footnote Common Stock 1997513 I See Footnote Common Stock 118496 I See Footnote Common Stock 4446267 I See Footnote Common Stock 184780 I See Footnote This is a restricted stock grant under the Issuer's 2012 Equity Incentive Plan, and will be 100% vested on June 16, 2016, subject to earlier acceleration in full upon a change in control, and provided that the Reporting Person is still providing services to the Issuer as of such date. These securities are owned directly by Fund II-A. The Reporting Person, CPSM, CPS III, CPS II, Fund III, Fund III-A, Fund II-B and the Managing Members may be deemed indirect beneficial owners of the securities held directly by Fund II-A as a result of their relationships described in the Remarks (below). The Reporting Person, CPSM, CPS III, CPS II, Fund III, Fund III-A, and Fund II-B and each of the Managing Members disclaim beneficial ownership of the securities held directly by Fund II-A, except to the extent of their respective pecuniary interests therein. These securities are owned directly by Fund II-B. The Reporting Person, CPSM, CPS III, CPS II, Fund III, Fund III-A, Fund II-A and the Managing Members may be deemed indirect beneficial owners of the securities held directly by Fund II-B as a result of their relationships described in the Remarks (below). The Reporting Person, CPSM, CPS III, CPS II, Fund III, Fund III-A, and Fund II-A and each of the Managing Members disclaim beneficial ownership of the securities held directly by Fund II-B, except to the extent of their respective pecuniary interests therein. These securities are owned directly by Fund III. The Reporting Person, CPSM, CPS III, CPS II, Fund III-A, Fund II-A, Fund II-B and the Managing Members may be deemed indirect beneficial owners of the securities held directly by Fund III as a result of their relationships described in the Remarks (below). The Reporting Person, CPSM, CPS III, CPS II, Fund III-A, Fund II-A and Fund II-B and each of the Managing Members disclaim beneficial ownership of the securities held directly by Fund III, except to the extent their respective pecuniary interests therein. These securities are owned directly by Fund III-A. The Reporting Person, CPSM, CPS III, CPS II, Fund III, Fund II-A, Fund II-B and the Managing Members may be deemed indirect beneficial owners of the securities held directly by Fund III-A as a result of their relationships described in the Remarks (below). The Reporting Person, CPSM, CPS III, CPS II, Fund III, Fund II-A and Fund II-B and each of the Managing Members disclaim beneficial ownership of the securities held directly by Fund III-A, except to the extent of their respective pecuniary interests therein. This report is the same as the Form 4 filed by the Reporting Person of even date and consists of two (2) parts, which together comprise a single Form 4. This is part 2 of 2. This report is being filed jointly by Camden Partners Strategic Manager, LLC ("CPSM"), Camden Partners Strategic III, LLC ("CPS III"), Camden Partners Strategic II, LLC ("CPS II"), Camden Partners Strategic Fund III, LP ("Fund III"), Camden Partners Strategic Fund III-A, LP ("Fund III-A"), Camden Partners Strategic Fund II-A, LP ("Fund II-A") and Camden Partners Strategic Fund II-B, LP ("Fund II-B") and Messrs. David L. Warnock, Donald W. Hughes, Christopher Kersey, J. Todd Sherman, Jason Tagler, Christopher Kersey and Shane Kim (collectively, the "Managing Members" and together with CPSM, CPS III, CPS II, Fund III, Fund III-A, Fund II-A and Fund II-B, the "Reporting Persons"). The Managing Members are the managing members of CPSM, which is the managing member of CPS III. Donald Hughes and David Warnock are the managing members of CPS II. CPS III is the general partner of Fund III and Fund III-A. CPS II is the general partner of Fund II-A and Fund II-B. Mr. Kim is a director of the Issuer. /s/ J. Todd Sherman, Attorney-in-Fact for Christopher W. Kersey 2015-08-12 /s/ J. Todd Sherman 2015-08-12 /s/ J. Todd Sherman, Attorney-in-Fact for Jason Tagler 2015-08-12