0000903423-19-000327.txt : 20191018
0000903423-19-000327.hdr.sgml : 20191018
20191018092552
ACCESSION NUMBER: 0000903423-19-000327
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20191016
FILED AS OF DATE: 20191018
DATE AS OF CHANGE: 20191018
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: Abu Dhabi Investment Authority
CENTRAL INDEX KEY: 0001362558
STATE OF INCORPORATION: C0
FISCAL YEAR END: 1231
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-39083
FILM NUMBER: 191156847
BUSINESS ADDRESS:
STREET 1: 211 CORNICHE STREET
STREET 2: PO BOX 3600
CITY: ABU DHABI
STATE: C0
ZIP: 0000
BUSINESS PHONE: 971 2 4154242
MAIL ADDRESS:
STREET 1: 211 CORNICHE STREET
STREET 2: PO BOX 3600
CITY: ABU DHABI
STATE: C0
ZIP: 0000
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: Platinum International Investment Holding RSC Ltd
CENTRAL INDEX KEY: 0001790748
STATE OF INCORPORATION: C0
FISCAL YEAR END: 1231
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-39083
FILM NUMBER: 191156848
BUSINESS ADDRESS:
STREET 1: 26TH FLOOR, AL KHATEM TOWER, ADGM SQUARE
STREET 2: PO BOX 25642, AL MARYAH ISLAND
CITY: ABU DHABI
STATE: C0
ZIP: NA
BUSINESS PHONE: 971-2-415-5838
MAIL ADDRESS:
STREET 1: 26TH FLOOR, AL KHATEM TOWER, ADGM SQUARE
STREET 2: PO BOX 25642, AL MARYAH ISLAND
CITY: ABU DHABI
STATE: C0
ZIP: NA
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: Platinum Falcon B 2018 RSC Ltd
CENTRAL INDEX KEY: 0001790749
STATE OF INCORPORATION: C0
FISCAL YEAR END: 1231
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-39083
FILM NUMBER: 191156849
BUSINESS ADDRESS:
STREET 1: 26TH FLOOR, AL KHATEM TOWER, ADGM SQUARE
STREET 2: PO BOX 25642, AL MARYAH ISLAND
CITY: ABU DHABI
STATE: C0
ZIP: NA
BUSINESS PHONE: 971-2-415-5838
MAIL ADDRESS:
STREET 1: 26TH FLOOR, AL KHATEM TOWER, ADGM SQUARE
STREET 2: PO BOX 25642, AL MARYAH ISLAND
CITY: ABU DHABI
STATE: C0
ZIP: NA
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: Vir Biotechnology, Inc.
CENTRAL INDEX KEY: 0001706431
STANDARD INDUSTRIAL CLASSIFICATION: BIOLOGICAL PRODUCTS (NO DIAGNOSTIC SUBSTANCES) [2836]
IRS NUMBER: 812730369
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
BUSINESS ADDRESS:
STREET 1: 499 ILLINOIS STREET
STREET 2: SUITE 500
CITY: SAN FRANCISCO
STATE: CA
ZIP: 94158
BUSINESS PHONE: 415-906-4324
MAIL ADDRESS:
STREET 1: 499 ILLINOIS STREET
STREET 2: SUITE 500
CITY: SAN FRANCISCO
STATE: CA
ZIP: 94158
4
1
adia.xml
OWNERSHIP DOCUMENT
X0306
4
2019-10-16
1
0001706431
Vir Biotechnology, Inc.
VIR
0001362558
Abu Dhabi Investment Authority
211 CORNICHE STREET
PO BOX 3600
ABU DHABI
C0
UNITED ARAB EMIRATES
0
0
0
1
Former 10% Owner
0001790748
Platinum International Investment Holding RSC Ltd
26TH FLOOR, AL KHATEM TOWER, ADGM SQUARE
PO BOX 25642, AL MARYAH ISLAND
ABU DHABI
C0
NA
UNITED ARAB EMIRATES
0
0
0
1
Former 10% Owner
0001790749
Platinum Falcon B 2018 RSC Ltd
26TH FLOOR, AL KHATEM TOWER, ADGM SQUARE
PO BOX 25642, AL MARYAH ISLAND
ABU DHABI
C0
NA
UNITED ARAB EMIRATES
0
0
0
1
Former 10% Owner
Common Stock
2019-10-16
4
C
0
1333333
A
1333333
D
Common Stock
2019-10-16
4
C
0
1333333
A
2666666
D
Common Stock
2019-10-16
4
P
0
1000000
20.00
A
3666666
D
Series A-1 Preferred Stock
2019-10-16
4
C
0
1333333
0
D
Common Stock
1333333
0
D
Series B Preferred Stock
2019-10-16
4
C
0
1333333
0
D
Common Stock
1333333
0
D
Upon closing of the issuer's initial public offering, the Series A-1 Preferred Stock and Series B Preferred Stock converted automatically into Common Stock on a 1-for-1 basis, without payment of further consideration. There was no expiration date for the Series A-1 Preferred Stock and Series B Preferred Stock. On September 27, 2019, prior to the closing of the issuer's initial public offering, the issuer effected a 1-for-4.5 reverse stock split of its Common Stock and Preferred Stock which is reflected in the numbers above.
Platinum Falcon B 2018 RSC Ltd. ("Platinum Falcon") directly holds the Common Stock. Platinum International Investment Holding RSC Limited ("Platinum Holdings") is the sole owner of Platinum Falcon, and the Abu Dhabi Investment Authority ("ADIA" and, together with Platinum Falcon and Platinum Holdings, the "Reporting Persons") is the sole owner of Platinum Holdings. Therefore, Platinum Holdings and ADIA may also be deemed to beneficially own the Common Stock. Pursuant to Rule 16a-1(a)(4) under the Securities Exchange Act of 1934, as amended (the "Exchange Act"), this filing shall not be deemed an admission that the Reporting Persons are, for purposes of Section 16 of the Exchange Act or otherwise, the beneficial owners of any equity securities in excess of their respective pecuniary interests.
As a result of the Issuer's initial public offering, the Reporting Persons are no longer 10% owners. This filing constitutes a Form 4 exit filing for the Reporting Persons as the Reporting Persons are no longer subject to Section 16 under the Exchange Act in connection with their beneficial ownership of shares of Common Stock or Preferred Stock of the Issuer.
/s/ Humaid Bin Butti Bin Humaid Bin Bishr AlMarri, Authorized Signatory of Abu Dhabi Investment Authority
2019-10-18
/s/ Hamad Shahwan Surour Shawan AlDhaheri, Authorized Signatory of Abu Dhabi Investment Authority
2019-10-18
/s/ Abdulla Humaid Ali Matar AlMazrouei, Authorized Signatory of Platinum International Investment Holding RSC Limited
2019-10-18
/s/ Mohamed Ahmed Darwish Karam AlQubaisi, Authorized Signatory of Platinum International Investment Holding RSC Limited
2019-10-18
/s/ Saif Surour Omair Maaded AlMashghouni, Authorized Signatory of Platinum Falcon B 2018 RSC Ltd.
2019-10-18
/s/ Ahmed Salem Abdulla Alneyadi, Authorized Signatory of Platinum Falcon B 2018 RSC Ltd.
2019-10-18