0000903423-19-000327.txt : 20191018 0000903423-19-000327.hdr.sgml : 20191018 20191018092552 ACCESSION NUMBER: 0000903423-19-000327 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20191016 FILED AS OF DATE: 20191018 DATE AS OF CHANGE: 20191018 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Abu Dhabi Investment Authority CENTRAL INDEX KEY: 0001362558 STATE OF INCORPORATION: C0 FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-39083 FILM NUMBER: 191156847 BUSINESS ADDRESS: STREET 1: 211 CORNICHE STREET STREET 2: PO BOX 3600 CITY: ABU DHABI STATE: C0 ZIP: 0000 BUSINESS PHONE: 971 2 4154242 MAIL ADDRESS: STREET 1: 211 CORNICHE STREET STREET 2: PO BOX 3600 CITY: ABU DHABI STATE: C0 ZIP: 0000 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Platinum International Investment Holding RSC Ltd CENTRAL INDEX KEY: 0001790748 STATE OF INCORPORATION: C0 FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-39083 FILM NUMBER: 191156848 BUSINESS ADDRESS: STREET 1: 26TH FLOOR, AL KHATEM TOWER, ADGM SQUARE STREET 2: PO BOX 25642, AL MARYAH ISLAND CITY: ABU DHABI STATE: C0 ZIP: NA BUSINESS PHONE: 971-2-415-5838 MAIL ADDRESS: STREET 1: 26TH FLOOR, AL KHATEM TOWER, ADGM SQUARE STREET 2: PO BOX 25642, AL MARYAH ISLAND CITY: ABU DHABI STATE: C0 ZIP: NA REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Platinum Falcon B 2018 RSC Ltd CENTRAL INDEX KEY: 0001790749 STATE OF INCORPORATION: C0 FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-39083 FILM NUMBER: 191156849 BUSINESS ADDRESS: STREET 1: 26TH FLOOR, AL KHATEM TOWER, ADGM SQUARE STREET 2: PO BOX 25642, AL MARYAH ISLAND CITY: ABU DHABI STATE: C0 ZIP: NA BUSINESS PHONE: 971-2-415-5838 MAIL ADDRESS: STREET 1: 26TH FLOOR, AL KHATEM TOWER, ADGM SQUARE STREET 2: PO BOX 25642, AL MARYAH ISLAND CITY: ABU DHABI STATE: C0 ZIP: NA ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: Vir Biotechnology, Inc. CENTRAL INDEX KEY: 0001706431 STANDARD INDUSTRIAL CLASSIFICATION: BIOLOGICAL PRODUCTS (NO DIAGNOSTIC SUBSTANCES) [2836] IRS NUMBER: 812730369 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 499 ILLINOIS STREET STREET 2: SUITE 500 CITY: SAN FRANCISCO STATE: CA ZIP: 94158 BUSINESS PHONE: 415-906-4324 MAIL ADDRESS: STREET 1: 499 ILLINOIS STREET STREET 2: SUITE 500 CITY: SAN FRANCISCO STATE: CA ZIP: 94158 4 1 adia.xml OWNERSHIP DOCUMENT X0306 4 2019-10-16 1 0001706431 Vir Biotechnology, Inc. VIR 0001362558 Abu Dhabi Investment Authority 211 CORNICHE STREET PO BOX 3600 ABU DHABI C0 UNITED ARAB EMIRATES 0 0 0 1 Former 10% Owner 0001790748 Platinum International Investment Holding RSC Ltd 26TH FLOOR, AL KHATEM TOWER, ADGM SQUARE PO BOX 25642, AL MARYAH ISLAND ABU DHABI C0 NA UNITED ARAB EMIRATES 0 0 0 1 Former 10% Owner 0001790749 Platinum Falcon B 2018 RSC Ltd 26TH FLOOR, AL KHATEM TOWER, ADGM SQUARE PO BOX 25642, AL MARYAH ISLAND ABU DHABI C0 NA UNITED ARAB EMIRATES 0 0 0 1 Former 10% Owner Common Stock 2019-10-16 4 C 0 1333333 A 1333333 D Common Stock 2019-10-16 4 C 0 1333333 A 2666666 D Common Stock 2019-10-16 4 P 0 1000000 20.00 A 3666666 D Series A-1 Preferred Stock 2019-10-16 4 C 0 1333333 0 D Common Stock 1333333 0 D Series B Preferred Stock 2019-10-16 4 C 0 1333333 0 D Common Stock 1333333 0 D Upon closing of the issuer's initial public offering, the Series A-1 Preferred Stock and Series B Preferred Stock converted automatically into Common Stock on a 1-for-1 basis, without payment of further consideration. There was no expiration date for the Series A-1 Preferred Stock and Series B Preferred Stock. On September 27, 2019, prior to the closing of the issuer's initial public offering, the issuer effected a 1-for-4.5 reverse stock split of its Common Stock and Preferred Stock which is reflected in the numbers above. Platinum Falcon B 2018 RSC Ltd. ("Platinum Falcon") directly holds the Common Stock. Platinum International Investment Holding RSC Limited ("Platinum Holdings") is the sole owner of Platinum Falcon, and the Abu Dhabi Investment Authority ("ADIA" and, together with Platinum Falcon and Platinum Holdings, the "Reporting Persons") is the sole owner of Platinum Holdings. Therefore, Platinum Holdings and ADIA may also be deemed to beneficially own the Common Stock. Pursuant to Rule 16a-1(a)(4) under the Securities Exchange Act of 1934, as amended (the "Exchange Act"), this filing shall not be deemed an admission that the Reporting Persons are, for purposes of Section 16 of the Exchange Act or otherwise, the beneficial owners of any equity securities in excess of their respective pecuniary interests. As a result of the Issuer's initial public offering, the Reporting Persons are no longer 10% owners. This filing constitutes a Form 4 exit filing for the Reporting Persons as the Reporting Persons are no longer subject to Section 16 under the Exchange Act in connection with their beneficial ownership of shares of Common Stock or Preferred Stock of the Issuer. /s/ Humaid Bin Butti Bin Humaid Bin Bishr AlMarri, Authorized Signatory of Abu Dhabi Investment Authority 2019-10-18 /s/ Hamad Shahwan Surour Shawan AlDhaheri, Authorized Signatory of Abu Dhabi Investment Authority 2019-10-18 /s/ Abdulla Humaid Ali Matar AlMazrouei, Authorized Signatory of Platinum International Investment Holding RSC Limited 2019-10-18 /s/ Mohamed Ahmed Darwish Karam AlQubaisi, Authorized Signatory of Platinum International Investment Holding RSC Limited 2019-10-18 /s/ Saif Surour Omair Maaded AlMashghouni, Authorized Signatory of Platinum Falcon B 2018 RSC Ltd. 2019-10-18 /s/ Ahmed Salem Abdulla Alneyadi, Authorized Signatory of Platinum Falcon B 2018 RSC Ltd. 2019-10-18