X0306 4 2012-12-31 0000014693 BROWN FORMAN CORP BFA/BFB 0001362521 Brown Martin S JR 850 DIXIE HIGHWAY LOUISVILLE KY 40210 1 0 0 0 Class A Common 279510 D Class A Common 45 I By Spouse Class A Common 2250 I Trust f/b/o Children Class A Common 8262 I UTMA f/b/o Child Class A Common 2523 I UTMA f/b/o Child Class B Common 2012-12-31 5 G 0 42556 0 D 0 D Class B Common 2012-12-31 5 G 0 42556 0 A 42556 I Atkinson Hill, LLC Class B Common 10 I Spouse Class B Common 562 I Trust f/b/o Children Class B Common 3753 I UTMA f/b/o Child Class B Common 1192 I UTMA f/b/o Child Class B Common 25146 I Trust Stock Appreciation Right 36.40 2006-05-25 2015-04-30 Class B Common 761 761 D Stock Appreciation Right 34.95 2006-07-27 2016-04-30 Class B Common 4819 4819 D Stock Appreciation Right 33.7659 2007-07-26 2017-04-30 Class B Common 5987 5987 D Stock Appreciation Right 35.51 2008-07-24 2018-04-30 Class B Common 5495 5495 D Stock Appreciation Right 27.05 2009-07-23 2019-04-30 Class B Common 6752 6752 D Deferred Stock Units Class B Common 1655.67 1655.67 D On December 31, 2012, the reporting person transferred directly held shares to Atkinson Hill, LLC, of which he was sole member, and on the same day gifted a 99% interest in the LLC to a family trust. The reporting person disclaims beneficial ownership of the LLC except to the extent of his pecuniary interest therein. On August 10, 2012, the Class A and Class B common stock of Brown-Forman Corporation split 3-2, resulting in the reporting person's acquisition of 93,170 additional shares of Class A common stock. Includes 15 additional Class A shares of common stock issued in the August stock split. Includes 750 additional Class A shares of common stock issued in the August stock split. Includes 2,754 additional Class A shares of common stock issued in the August stock split. Includes 841 additional Class A shares of common stock issued in the August stock split. Includes 14,185 additional Class B shares of common stock issued in the August stock split. Includes 3 additional Class B shares of common stock issued in the August stock split. Includes 187 additional Class B shares of common stock issued in the August stock split. Includes 1,251 additional Class B shares of common stock issued in the August stock split. Includes 397 additional Class B shares of common stock issued in the August stock split. Includes 8,382 additional Class B shares of common stock issued in the August stock split. These stock appreciation rights were previously reported as covering 477 shares at an exercise price of $58.00, but were adjusted to reflect the August 2012 stock split. These stock appreciation rights were previously reported as covering 3,023 shares at an exercise price of $55.69, but were adjusted to reflect the August 2012 stock split. These stock appreciation rights were previously reported as covering 3,756 shares at an exercise price of $53.80, but were adjusted to reflect the August 2012 stock split. These stock appreciation rights were previously reported as covering 3,447 shares at an exercise price of $56.58, but were adjusted to reflect the August 2012 stock split. These stock appreciation rights were previously reported as covering 4,236 shares at an exercise price of $43.10, but were adjusted to reflect the August 2012 stock split. Each deferred stock unit represents a contingent right to receive one share of Brown-Forman Class B common stock. The deferred stock units vest over the course of the Board year. Vested shares will be delivered to the reporting person on the first February 1st that is at least 6 months following the Director's termination from Board service. Includes additional Class B shares of common stock issued in the August stock split. All outstanding derivative security amounts and exercise prices were adjusted on December 27, 2012, the record date for the Issuer's December 12, 2012 special cash dividend. Diane M. Barhorst, Atty. in Fact for Martin S. Brown, Jr. 2013-01-14